Enforcement Action
October, 2019
Sl.NoDateSubjectCommission’s Decision
1October 17, 2019

Order against Adil Securities Ltd.

Click to View

2October 15, 2019

Non-compliance securities law against Beach Hatchery Ltd.

Click to View

3October 7, 2019

Non-compliance securities law against Dragon Sweater & Spinning Ltd.

Click to View

4October 7, 2019

Non-compliance securities law against DSFM Securities Ltd.

Click to View

5October 7, 2019

Non-compliance securities law against DSFM Securities Ltd.539

Click to View

6October 24, 2019

Non-compliance securities law against EC Securities Ltd.

Click to View

7October 13, 2019

Non-compliance securities law against Fareast Stocks & Bond Ltd.

Click to View

8October 15, 2019

Non-compliance securities law against Hefazatur Rahman & Co. Ltd.

Click to View

9October 15, 2019

Non-compliance securities law against Hefazatur Rahman & Co. Ltd.543

Click to View

10October 7, 2019

Non-compliance securities law against Jesco Capital Management Ltd.

Click to View

11October 20, 2019

Non-compliance securities law against Md. Fakhrul Islam Securities Ltd.

Click to View

12October 22, 2019

Non-compliance securities law against MTB Capital Ltd.

Click to View

13October 14, 2019

Non-compliance securities law against MTB Securities Ltd.

Click to View

14October 20, 2019

Order against People's leasing and financial services ltd.

Click to View

15October 15, 2019

Non-compliance securities law against S.R. Capital Ltd.

Click to View

16October 14, 2019

Non-compliance securities law against Shakil Rizvi Stock Ltd.

Click to View

17October 21, 2019

Non-compliance securities law against Union Insurance Co. Ltd.

Click to View

18October 20, 2019

Non-compliance securities law against United Enterprises & Co. Ltd.

Click to View


September, 2019
Sl.NoDateSubjectCommission’s Decision
19September 23, 2019

Non-compliance securities law against A. K. Khan Securities Ltd._

Click to View

20September 23, 2019

Non-compliance securities law against Al-Haj Securities & Stocks Ltd._474

Click to View

21September 23, 2019

Non-compliance securities law against Al-Haj Securities & Stocks Ltd._475

Click to View

22September 23, 2019

Non-compliance securities law against ARC Securities Ltd.476

Click to View

23September 23, 2019

Non-compliance securities law against ARC Securities Ltd.477

Click to View

24September 8, 2019

Non-compliance securities law against Chittagong Capital Ltd._433

Click to View

25September 8, 2019

Non-compliance securities law against Chittagong Shares & Securities Ltd._435

Click to View

26September 8, 2019

Non-compliance securities law against Dayton Holdings Ltd._434

Click to View

27September 23, 2019

Non-compliance securities law against Firstlead Securities Ltd._468

Click to View

28September 23, 2019

Non-compliance securities law against Firstlead Securities Ltd._469

Click to View

29September 22, 2019

Non-compliance securities law against Fu-Wang Foods Ltd._454

Click to View

30September 22, 2019

Non-compliance securities law against Fu-Wang Foods Ltd._463

Click to View

31September 23, 2019

Non-compliance securities law against Greenland Equities Ltd

Click to View

32September 30, 2019

Non-compliance securities law against Hedayetullah Securities Ltd.

Click to View

33September 30, 2019

 Non-compliance securities law against Hedayetullah Securities Ltd.521

Click to View

34September 29, 2019

Non-compliance securities law against Hsfazatur Rahman & Company Ltd.

Click to View

35September 8, 2019

Non-compliance securities law against Island Securities Ltd._431

Click to View

36September 8, 2019

Non-compliance securities law against Island Securities Ltd._432

Click to View

37September 23, 2019

Non-compliance securities law against JIC Securities Ltd._470

Click to View

38September 23, 2019

Non-compliance securities law against JIC Securities Ltd._471

Click to View

39September 17, 2019

Non-compliance securities law against Mona Garments Ltd.

Click to View

40September 23, 2019

Non-compliance securities law against Multi Securities & Service Ltd.

Click to View

41September 23, 2019

Non-compliance securities law against Multi Securities & Service Ltd.478

Click to View

42September 23, 2019

Non-compliance securities law against Multi Securities & Service Ltd.479

Click to View

43September 26, 2019

Non-compliance securities law against NLI Securities Ltd.

Click to View

44September 29, 2019

Non-compliance securities law against Nouvelle Securities Ltd.

Click to View

45September 17, 2019

Non-compliance securities law against Parkway Securities Ltd.

Click to View

46September 17, 2019

Non-compliance securities law against Quayum Securities Ltd.

Click to View

47September 30, 2019

Non-compliance securities law against Rasti Securities Consultant Ltd.

Click to View

48September 30, 2019

Non-compliance securities law against Salta Capital Ltd.

Click to View

49September 30, 2019

Non-compliance securities law against T. K. Shares & Securities Ltd.

Click to View

50September 23, 2019

Non-compliance securities law against UCM Capital Management Ltd.472

Click to View

51September 23, 2019

Non-compliance securities law against UCM Capital Management Ltd.473

Click to View


August, 2019
Sl.NoDateSubjectCommission’s Decision
52August 20, 2019

Non-compliance securities law against AA Securities Ltd.401

Click to View

53August 20, 2019

Non-compliance securities law against AA Securities Ltd.402

Click to View

54August 20, 2019

Non-compliance securities law against Far East Shares & Securities Ltd.403

Click to View

55August 20, 2019

Non-compliance securities law against Harpoon Securities Ltd.404

Click to View

56August 19, 2019

Non-compliance securities law against ICB Capital Management Ltd.399

Click to View

57August 19, 2019

Non-compliance securities law against ICB Securities Trading Company Ltd.398

Click to View

58August 20, 2019

Non-compliance securities law against Kishwar Securities Investment Ltd.400

Click to View

59August 29, 2019

Non-compliance securities law against Meenhar Securities Ltd.421

Click to View

60August 29, 2019

Non-compliance securities law against Progati Insurance Ltd.426

Click to View

61August 22, 2019

Non-compliance securities law against Prudential Securities Ltd.410

Click to View

62August 22, 2019

Non-compliance securities law against R N Trading Ltd.407

Click to View

63August 22, 2019

Non-compliance securities law against R N Trading Ltd.408

Click to View

64August 29, 2019

Non-compliance securities law against Raja Securities Ltd.424

Click to View

65August 29, 2019

Non-compliance securities law against Sheltech Brokerage Ltd.423

Click to View

66August 22, 2019

Non-compliance securities law against Square Securities Management Ltd.411

Click to View

67August 22, 2019

Non-compliance securities law against Tamha Securities Ltd.409

Click to View


July, 2019

June, 2019

May, 2019

April, 2019
Sl.NoDateSubjectCommission’s Decision
93April 2, 2019

Non-compliance securities law against Bangladesh Commerce Bank Ltd.

Click to View

94April 2, 2019

Non-compliance securities law against Commerce Bank Securities and Investment Ltd.

Click to View

95April 21, 2019

Non-compliance securities law against Hallmark Securities Ltd.232.

Click to View

96April 17, 2019

Non-compliance securities law against Inter Continental Securities Ltd.

Click to View

97April 21, 2019

Non-compliance securities law against Lotus Shares & Securities Ltd.222

Click to View

98April 21, 2019

Non-compliance securities law against Lotus Shares & Securities Ltd.233

Click to View

99April 2, 2019

Non-compliance securities law against Padma Can & Closures Ltd. Unit-2.

Click to View

100April 4, 2019

Non-compliance securities law against Prime Bank Securities Ltd.213.

Click to View

101April 21, 2019

Non-compliance securities law against S.N. Securities Ltd.

Click to View

102April 24, 2019

Non-compliance securities law against Shurwid Industries Ltd.234

Click to View

103April 24, 2019

Non-compliance securities law against Shurwid Industries Ltd.235

Click to View

104April 2, 2019

Non-compliance securities law against Yeakut Jahan. 208

Click to View

105April 1, 2019

Order against Bangladesh Commerce Bank Limited.183

Click to View

106April 2, 2019

Order against Bangladesh Commerce Bank Limited.185

Click to View

107April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.187

Click to View

108April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.189

Click to View

109April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.191

Click to View

110April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.193

Click to View

111April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.195

Click to View

112April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.197

Click to View

113April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.199

Click to View

114April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.201

Click to View

115April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.203

Click to View


March, 2019
Sl.NoDateSubjectCommission’s Decision
116March 27, 2019

Non-compliance securities law against Synthia Securities Ltd.166

Click to View

117March 14, 2019

Non-compliance securities law against Cordial Securities Ltd.124

Click to View

118March 10, 2019

Non-compliance securities law against R N I Securities Ltd.104

Click to View

119March 10, 2019

Non-compliance securities law against SAAD Securities Ltd.103

Click to View

120March 24, 2019

Non-compliance securities law against K.H.B Securities Ltd.139

Click to View

121March 24, 2019

Non-compliance securities law against K-Securities and Consultants Ltd.138

Click to View

122March 19, 2019

Non-compliance securities law against Eastland Insurance Company Ltd.137

Click to View

123March 27, 2019

Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.175

Click to View

124March 27, 2019

Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.174

Click to View

125March 27, 2019

Non-compliance securities law against R. N. Trading Ltd.173

Click to View

126March 27, 2019

Non-compliance securities law against Popular Life Insurance Company Ltd.172

Click to View

127March 27, 2019

Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.171

Click to View

128March 27, 2019

Non-compliance securities law against Monno Jute Stafflers Ltd.170

Click to View

129March 27, 2019

Non-compliance securities law against Popular Life Insurance Company Ltd.169

Click to View

130March 27, 2019

Non-compliance securities law against R. N. Trading Ltd.168

Click to View

131March 27, 2019

Non-compliance securities law against Al-Muntaha Trading Co. Ltd.167

Click to View

132March 27, 2019

Non-compliance securities law against R. N. Trading Ltd.165

Click to View

133March 27, 2019

Non-compliance securities law against Stylecraft Ltd.164

Click to View

134March 27, 2019

Non-compliance securities law against Monno Ceramic Industries Ltd.163

Click to View

135March 27, 2019

Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.162

Click to View

136March 27, 2019

Non-compliance securities law against Monno Ceramic Industries Ltd.161

Click to View

137March 27, 2019

Non-compliance securities law against Bulbul Securities Ltd.160

Click to View

138March 27, 2019

Non-compliance securities law against Al-Muntaha Trading Co. Ltd.159

Click to View

139March 27, 2019

Non-compliance securities law against Al-Muntaha Trading Co. Ltd.158

Click to View

140March 27, 2019

Non-compliance securities law against Popular Life Insurance Company Ltd.157

Click to View

141March 7, 2019

Non-compliance securities law against Reliance Securities Consultant Ltd.104

Click to View

142March 5, 2019

Non-compliance securities law against Commerce Bank Securities and Investment Ltd.93

Click to View

143March 11, 2019

Order against AIBL Capital Market Services Ltd.107

Click to View

144March 27, 2019

Order against Akij Securities Ltd.153

Click to View

145March 27, 2019

Order against Al-Muntaha Trading Co.Ltd.147

Click to View

146March 14, 2019

Order against Commerce Bank Securities and Investment Ltd.116

Click to View

147March 14, 2019

Order against Commerce Bank Securities and Investment Ltd.117

Click to View

148March 14, 2019

Order against Commerce Bank Securities and Investment Ltd.118

Click to View

149March 18, 2019

Order against Emerald Oil Industries Ltd.129

Click to View

150March 18, 2019

Order against Emerald Oil Industries Ltd.130

Click to View

151March 18, 2019

Order against Emerald Oil Industries Ltd_131

Click to View

152March 27, 2019

Order against Globe Securities Ltd_151

Click to View

153March 27, 2019

Order against lankabangla securities ltd.155

Click to View

154March 14, 2019

Order against Mr. Mainul Haq Khan and his Associates.123

Click to View

155March 27, 2019

Order against Popular Life Insurance Co. Ltd_145

Click to View

156March 27, 2019

Order against Popular Life Insurance_149

Click to View

157March 11, 2019

Order against Prime Bank Investment Ltd.109

Click to View

158March 11, 2019

Order against Prime Islami Securities Ltd.105

Click to View

159March 18, 2019

Order against Purabi General Insurance Company Ltd.127

Click to View

160March 10, 2019

Order against Saad Secirities Limited.111

Click to View

161March 10, 2019

Order against Salta Capital Ltd.113

Click to View

162March 27, 2019

Order against Stylecraft Ltd_143

Click to View


February, 2019
Sl.NoDateSubjectCommission’s Decision
163February 5, 2019

Non-compliance securities law against BD Sunlife Securities Ltd.

Click to View

164February 4, 2019

Non-compliance securities law against Be Rich Ltd.

Click to View

165February 26, 2019

Non-compliance securities law against Beximco Securities Ltd.

Click to View

166February 5, 2019

Non-compliance securities law against BRAC EPL Stock Brokerage Ltd.

Click to View

167February 11, 2019

Non-compliance securities law against Central Pharmaceuticals Ltd.

Click to View

168February 5, 2019

Non-compliance securities law against City Brokerage Ltd.

Click to View

169February 12, 2019

Non-compliance securities law against Conmark Limited

Click to View

170February 11, 2019

Non-compliance securities law against Harun Securities Ltd.

Click to View

171February 26, 2019

Non-compliance securities law against Prilink Securities Ltd.

Click to View

172February 20, 2019

Non-compliance securities law against Purabi Securities Ltd.

Click to View

173February 13, 2019

Non-compliance securities law against Quasem Drycells Ltd.

Click to View

174February 13, 2019

Non-compliance securities law against Shahed Securities Ltd.

Click to View

175February 12, 2019

Non-compliance securities law against Subvalley Securities Ltd.

Click to View

176February 26, 2019

Non-compliance securities law against Transcon Securities Ltd.

Click to View

177February 5, 2019

Non-compliance securities law against Treasure Securities Ltd.

Click to View

178February 11, 2019

Non-compliance securities law against Western Marine Shipyard Ltd.

Click to View


January, 2019