Enforcement Action
August, 2019
Sl.NoDateSubjectCommission’s Decision
1August 20, 2019

Non-compliance securities law against AA Securities Ltd.401

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2August 20, 2019

Non-compliance securities law against AA Securities Ltd.402

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3August 20, 2019

Non-compliance securities law against Far East Shares & Securities Ltd.403

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4August 20, 2019

Non-compliance securities law against Harpoon Securities Ltd.404

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5August 19, 2019

Non-compliance securities law against ICB Capital Management Ltd.399

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6August 19, 2019

Non-compliance securities law against ICB Securities Trading Company Ltd.398

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7August 20, 2019

Non-compliance securities law against Kishwar Securities Investment Ltd.400

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8August 29, 2019

Non-compliance securities law against Meenhar Securities Ltd.421

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9August 29, 2019

Non-compliance securities law against Progati Insurance Ltd.426

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10August 22, 2019

Non-compliance securities law against Prudential Securities Ltd.410

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11August 22, 2019

Non-compliance securities law against R N Trading Ltd.407

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12August 22, 2019

Non-compliance securities law against R N Trading Ltd.408

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13August 29, 2019

Non-compliance securities law against Raja Securities Ltd.424

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14August 29, 2019

Non-compliance securities law against Sheltech Brokerage Ltd.423

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15August 22, 2019

Non-compliance securities law against Square Securities Management Ltd.411

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16August 22, 2019

Non-compliance securities law against Tamha Securities Ltd.409

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July, 2019

June, 2019

May, 2019

April, 2019
Sl.NoDateSubjectCommission’s Decision
42April 2, 2019

Non-compliance securities law against Bangladesh Commerce Bank Ltd.

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43April 2, 2019

Non-compliance securities law against Commerce Bank Securities and Investment Ltd.

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44April 21, 2019

Non-compliance securities law against Hallmark Securities Ltd.232.

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45April 17, 2019

Non-compliance securities law against Inter Continental Securities Ltd.

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46April 21, 2019

Non-compliance securities law against Lotus Shares & Securities Ltd.222

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47April 21, 2019

Non-compliance securities law against Lotus Shares & Securities Ltd.233

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48April 2, 2019

Non-compliance securities law against Padma Can & Closures Ltd. Unit-2.

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49April 4, 2019

Non-compliance securities law against Prime Bank Securities Ltd.213.

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50April 21, 2019

Non-compliance securities law against S.N. Securities Ltd.

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51April 24, 2019

Non-compliance securities law against Shurwid Industries Ltd.234

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52April 24, 2019

Non-compliance securities law against Shurwid Industries Ltd.235

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53April 2, 2019

Non-compliance securities law against Yeakut Jahan. 208

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54April 1, 2019

Order against Bangladesh Commerce Bank Limited.183

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55April 2, 2019

Order against Bangladesh Commerce Bank Limited.185

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56April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.187

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57April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.189

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58April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.191

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59April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.193

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60April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.195

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61April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.197

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62April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.199

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63April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.201

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64April 2, 2019

Order against Commerce Bank Securities and Investment Ltd.203

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March, 2019
Sl.NoDateSubjectCommission’s Decision
65March 27, 2019

Non-compliance securities law against Synthia Securities Ltd.166

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66March 14, 2019

Non-compliance securities law against Cordial Securities Ltd.124

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67March 10, 2019

Non-compliance securities law against R N I Securities Ltd.104

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68March 10, 2019

Non-compliance securities law against SAAD Securities Ltd.103

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69March 24, 2019

Non-compliance securities law against K.H.B Securities Ltd.139

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70March 24, 2019

Non-compliance securities law against K-Securities and Consultants Ltd.138

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71March 19, 2019

Non-compliance securities law against Eastland Insurance Company Ltd.137

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72March 27, 2019

Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.175

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73March 27, 2019

Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.174

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74March 27, 2019

Non-compliance securities law against R. N. Trading Ltd.173

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75March 27, 2019

Non-compliance securities law against Popular Life Insurance Company Ltd.172

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76March 27, 2019

Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.171

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77March 27, 2019

Non-compliance securities law against Monno Jute Stafflers Ltd.170

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78March 27, 2019

Non-compliance securities law against Popular Life Insurance Company Ltd.169

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79March 27, 2019

Non-compliance securities law against R. N. Trading Ltd.168

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80March 27, 2019

Non-compliance securities law against Al-Muntaha Trading Co. Ltd.167

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81March 27, 2019

Non-compliance securities law against R. N. Trading Ltd.165

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82March 27, 2019

Non-compliance securities law against Stylecraft Ltd.164

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83March 27, 2019

Non-compliance securities law against Monno Ceramic Industries Ltd.163

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84March 27, 2019

Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.162

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85March 27, 2019

Non-compliance securities law against Monno Ceramic Industries Ltd.161

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86March 27, 2019

Non-compliance securities law against Bulbul Securities Ltd.160

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87March 27, 2019

Non-compliance securities law against Al-Muntaha Trading Co. Ltd.159

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88March 27, 2019

Non-compliance securities law against Al-Muntaha Trading Co. Ltd.158

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89March 27, 2019

Non-compliance securities law against Popular Life Insurance Company Ltd.157

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90March 7, 2019

Non-compliance securities law against Reliance Securities Consultant Ltd.104

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91March 5, 2019

Non-compliance securities law against Commerce Bank Securities and Investment Ltd.93

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92March 11, 2019

Order against AIBL Capital Market Services Ltd.107

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93March 27, 2019

Order against Akij Securities Ltd.153

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94March 27, 2019

Order against Al-Muntaha Trading Co.Ltd.147

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95March 14, 2019

Order against Commerce Bank Securities and Investment Ltd.116

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96March 14, 2019

Order against Commerce Bank Securities and Investment Ltd.117

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97March 14, 2019

Order against Commerce Bank Securities and Investment Ltd.118

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98March 18, 2019

Order against Emerald Oil Industries Ltd.129

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99March 18, 2019

Order against Emerald Oil Industries Ltd.130

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100March 18, 2019

Order against Emerald Oil Industries Ltd_131

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101March 27, 2019

Order against Globe Securities Ltd_151

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102March 27, 2019

Order against lankabangla securities ltd.155

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103March 14, 2019

Order against Mr. Mainul Haq Khan and his Associates.123

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104March 27, 2019

Order against Popular Life Insurance Co. Ltd_145

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105March 27, 2019

Order against Popular Life Insurance_149

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106March 11, 2019

Order against Prime Bank Investment Ltd.109

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107March 11, 2019

Order against Prime Islami Securities Ltd.105

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108March 18, 2019

Order against Purabi General Insurance Company Ltd.127

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109March 10, 2019

Order against Saad Secirities Limited.111

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110March 10, 2019

Order against Salta Capital Ltd.113

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111March 27, 2019

Order against Stylecraft Ltd_143

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February, 2019
Sl.NoDateSubjectCommission’s Decision
112February 5, 2019

Non-compliance securities law against BD Sunlife Securities Ltd.

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113February 4, 2019

Non-compliance securities law against Be Rich Ltd.

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114February 26, 2019

Non-compliance securities law against Beximco Securities Ltd.

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115February 5, 2019

Non-compliance securities law against BRAC EPL Stock Brokerage Ltd.

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116February 11, 2019

Non-compliance securities law against Central Pharmaceuticals Ltd.

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117February 5, 2019

Non-compliance securities law against City Brokerage Ltd.

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118February 12, 2019

Non-compliance securities law against Conmark Limited

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119February 11, 2019

Non-compliance securities law against Harun Securities Ltd.

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120February 26, 2019

Non-compliance securities law against Prilink Securities Ltd.

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121February 20, 2019

Non-compliance securities law against Purabi Securities Ltd.

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122February 13, 2019

Non-compliance securities law against Quasem Drycells Ltd.

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123February 13, 2019

Non-compliance securities law against Shahed Securities Ltd.

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124February 12, 2019

Non-compliance securities law against Subvalley Securities Ltd.

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125February 26, 2019

Non-compliance securities law against Transcon Securities Ltd.

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126February 5, 2019

Non-compliance securities law against Treasure Securities Ltd.

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127February 11, 2019

Non-compliance securities law against Western Marine Shipyard Ltd.

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January, 2019