BSEC All Departments

1. Administration & Finance (A&F) Department

 Administration Department


Administration department does the following activities:

  • Appointment of employees, transfer, training and human resource development;
  • Procurement of stationary, furniture & fixture and other assets;
  • Grant advances to the employees; and
  • Maintain administrative communication with the Ministry of Finance.

The department is headed by Mr.Md. Mahbubul Alam, Executive Director

Officers of the Administration  Department:

Name Designation E-mail Address Telephone Number
Mr. Md. Mahbubul Alam  Executive Director  mahbublalam@sec.gov.bd +88-02-55007117
Ms. Farhana Faruqui Director   farhana@sec.gov.bd  +88-02-55007128
Mr. Md. Hossain Khan Additional Director  hossain@sec.gov.bd  +88-02-55007130
Mr. Md. Faruq Hossain   Additional  Director   faruq@sec.gov.bd  +88-02-55007153
Ms. Sahana Parvin  Deputy Director   sahana@sec.gov.bd  +88-02-55007131-2 Ext-1209
Ms. Ziaun Nahar Sharif  Deputy Director  nahar@sec.gov.bd  +88-02-55007131-2 Ext-1230
Mr. Kazi Md. Al - Islam  Deputy Director  kazimdalislam@sec.gov.bd

   +88-02-55007131-2Ext- 1705

Mr. Ziaur Rahman  Deputy Director   ziang@sec.gov.bd   +88-02-55007131-2 Ext-1203
Mr. Md. Zakir Hossain Assistant Director zakir@sec.gov.bd +88-02-55007131-2 Ext-1221
Mr. Abu Mehdi Akther Assistant Director  mehdi@sec.gov.bd +88-02-55007131-2 Ext-1233
Mr. Md. Anwar Hossain Senior Librarian anwar@sec.gov.bd +88-02-55007131-2 Ext-1218
Mr. Md. Sydul Islam Assistant Director sydul@sec.gov.bd +88-02-55007131-2 Ext-1235
Mr.Md. Aminul Haque Khan Assistant Director aminul@sec.gov.bd  
Mr. Juyel Hossain Sheikh Assistant Director jewel@sec.gov.bd  
Mr. Mohammed Ismail Hosain Assistant Director ismail@sec.gov.bd +88-02-55007131-2 Ext-1217
Mr. Shariful Islam Assistant Director shariful@sec.gov.bd  
Mr. Rana Das Assistant Director dasrana@sec.gov.bd  
Mr. Md Masukor Rahaman Assistant Director masukor@sec.gov.bd  
Mr. Md. Nizam Uddin Assistant Director nizam@sec.gov.bd  
Mr. Depongker Mondal Assistant Director dip@sec.gov.bd  
Mr. Md. Sohidul Islam Assistant Director shohid@sec.gov.bd  

 

Accounts & Finance Department


Finance department does the following activities:

  • Make payment of employees’ salary and allowances bill;
  • Make payment of various bills;
  • Make payment of employees’ advances; and
  • Preparation budget and make payment of expenditure as per allocation of budget;
  • Preparation of accounts and maintain books of accounts and related vouchers, etc.

The department is headed by Mr.Md. Mahbubul Alam, Executive Director

Officers of the Accounts & Finance Department  Department:

Name Designation E-mail Address Telephone Number
Mr. Md. Mahbubul Alam   Executive Director  mahbublalam@sec.gov.bd   +88-02-55007117
Mr. Sheikh Mahbub Ur Rahman  Director  skmahbubr@sec.gov.bd +88-02-55007127
Mr. Mohammad Al Masum Mirdha  Additional Director   almasum@sec.gov.bd +88-02-  55007147
Mr. Mohammad Hamayet Hasan
 Accounts Officer
  mhamayet@sec.gov.bd  +88-02-55007131-2  Ext-1224
Mr. Md. Rabiul Haque
Accounts Officer
 rabiulh@sec.gov.bd  
Ms. Fabliha Fairuj
Accounts Officer
 fabliha@sec.gov.bd  

 

 

 

2. Capital Issue Department (Initial Public Offering has been renamed)

The functions of the Capital Issue Department are to deal with the following applications:      

  • Initial Public Offer (IPO) and Repeat Public Offer (RPO).
  • Capital rising of Public and Private Limited Company.
  • Issuance of Debt Securities.
  • Rights Issue of listed companies.

The department is headed by Mr. Mohammad Rezaul Karim , Executive Director. 

Officers of the Capital Issue (CI) Department:

Name Designation E-mail Address Telephone Number
Mr. Mohammad Rezaul Karim Executive Director  reza@sec.gov.bd +88-02-55007110
Mr. Mohammed Fakhrul Islam Mazumder  Director   fakhrul@sec.gov.bd +88-02-55007134
Mr. Mollah Md. Miraz-Us-Sunnah Additional Director  miraz@sec.gov.bd  +88-02-55007152
Mr. Syed Golam Mowla Deputy Director  gmowla@sec.gov.bd +88-02-55007131-2 Ext-1907
Mr. Mohammad Asif Iqbal Deputy Director   asif@sec.gov.bd +88-02-55007131-2 Ext-1900
Mr. Md. Rafiqunnabi Deputy Director rafiq@sec.gov.bd  
Mr. Md. Ariful Islam Assistant Director arif09h@sec.gov.bd  
Ms. Farhana Waleja Assistant Director farhana.waleja@sec.gov.bd  
Mr. Md. Abdul Baten Assistant Director btn.adl@sec.gov.bd  

 

3.Capital Market Regulatory Reforms & Compliance (CMRRC) Department

The main functions of this department are:

  • CMRRC department drafts amendments of securities laws, suggests reforms of the market and provides clarifications.
  • This department also provides answer to the queries of the parliament and various statutory and regulatory bodies.

The department is headed by Mr. Ripan Kumar Debnath, Executive Director 

Officers of the Capital Market Regulatory Reforms & Compliance (CMRRC) Department:

Name  Designation E-mail Address  Telephone Number
Mr. Ripan Kumar Debnath Executive Director   ripan@sec.gov.bd +88-02-55007113
Mr. Md. Abul Kalam Director  makalam@sec.gov.bd +88-02-55007114
Mr. Sk. Md. Lutful Kabir Additional Director  lutfulkabir@sec.gov.bd +88-02-55007146
Mr. Mohammad Zahirul Haque Joint Director  zahirul@sec.gov.bd +88-02-55007131-2 Ext-1819
Mr. Md. Azizur Rahman  Assistant Director azizur@sec.gov.bd  
Ms. Farzana Yeasmin Assistant Director farzana.yeasmin@sec.gov.bd  
Mr. Mehran Ali Assistant Director mehran@sec.gov.bd  

 

4. Central Depository System (CDS) Department

CDS Department oversights the functions and activities of Central Depository Bangladesh Limited (CDBL) and Depository Participants (DP) as well as conversion of physical share certificates of listed companies into dematerialized form, supervision of the issuance of securities, transfer of shares, supervision of BO accounts and issuance of directives/orders in these connections under the Depository Act, 1999. As a result of introducing depository system, transparency in securities issuance, trading and settlement has increased significantly and settlement period of securities transactions has also reduced.

The department is headed by Mr. Md. Anowarul Islam , Executive Director

Officers of the Central Depository System (CDS) Department:

Name Designation E-mail Address Telephone Number
Mr. Md. Anowarul Islam Executive Director  maislam@sec.gov.bd +88-02-55007142
Mr. Md. Monsur Rahman Director  monsur@sec.gov.bd +88-02-55007118
Mr. Syed Muhammad Golam Mowla Deputy Director  gmowla@sec.gov.bd +88-02-55007131-2 Ext-1907
Mr. Md. Mahedy Hasan Assistant Director mahedy@sec.gov.bd  
Mr. Md. Sazzad Hossain Assistant Director sazzad@sec.gov.bd  

 

5. Commission Secretariat

The department is headed by Mr. Mohammed Shafiul Azam, Executive Director

The main functions of this department are:

  • To conduct Coordination Meeting.
  • To conduct Commission Meeting.

Officers of the Commission Secretariat:

Name Designation E-mail Address Telephone Number
Mr. Mohammed Shafiul Azam Executive Director shafiulazam@sec.gov.bd +88-02-55007119
Mr. Abu Rayhan Mohammad Mutasim Billah Director billah@sec.gov.bd +88-02-55007129
Mr. Md. Rashidul Alam Deputy Director rashidul@sec.gov.bd +88-02-55007131-2 Ext-1505
Ms. Shangida Rahman Assistant Director shangida@sec.gov.bd +88-02-55007131-2 Ext-1419

 

6. Corporate Finance Department (CFD)

Following matters of listed companies are the working area of Corporate Finance Department:

  • Supervision & monitoring of compliance of Corporate Governance Guidelines (CGG);
  • Supervision & monitoring of proper preparation and presentation of financial statements in compliance with the International Accounting Standards (IAS) as applicable in Bangladesh and also in compliance with the securities laws;
  • Supervision & monitoring of the audit work as per International Standard of Auditing (ISA) as applicable in Bangladesh;
  • Supervision of timely submission of quarterly audited/unaudited financial statements and annual audited financial statements;
  • Examination of submitted financial statements;
  • Taking of  necessary actions/steps for non-compliances regarding financial statements and Corporate Governance Guidelines (CGG);
  • Supervision & monitoring of appointment of statutory auditors  in compliance with the Securities laws; and
  • Monitoring of the proper utilization of IPO/ RPO/ rights issue proceeds;

The department is headed by Dr. A.T.M. Tariquzzaman, Executive Director 

Officers of the Corporate Finance Department (CFD): 

Name Degination E-mail Address Telephone Number
Dr. A.T.M. Tariquzzaman   Executive Director  tariq@sec.gov.bd  
Mr. Mohammad Shamsur Rahman Additional Director  shamsur@sec.gov.bd +88-02-55007154
Mr. Md. Iqbal Hossain Additional Director (General)  iqbalhossain@sec.gov.bd +88-02-55007144
Mr. Md. Shahnows Deputy Director  shahnows@sec.gov.bd +88-02-55007131-2 Ext-1013
Mr. Mawdud Momen Deputy Director  mawdud@sec.gov.bd +88-02-55007131-2 Ext-1912
Mr. Rezaun Nur Mehedi  Assistant Director  nurmehedi@sec.gov.bd  
Mr. Md. Sakil Ahmed Assistant Director  sakil@sec.gov.bd  
Ms. Marzia Jahan Assistant Director  marzia@sec.gov.bd  
Mr. Tanmoy Kumar Ghosh Assistant Director  tanmoy@sec.gov.bd  
Mr. Bivas Ghosh Assistant Director  bivasghosh@sec.gov.bd  
Mr. Md. Tarikul Islam Assistant Director  tarikul@sec.gov.bd  

 

7. Enforcement Department

The main functions of this department are:

  • To issue show cause cum hearing notice to the accused.
  • To conduct hearing.
  • To Prepare a hearing proceedings.
  • To prepare a working paper for the Commission meeting decision.
  • The matter place before the Commission for kind decision along with the supporting documents.
  • Commission decision (dispose off, Warning, Penalty and Others) inform to the accused through letter.
  • If the accused did not pay penalty the matter send to the Commission’s Legal Service Department to take action at their end.

The department is headed by Mr. Mir Mosharraf Hossain Chowdhury, Executive Director 

Officers of the Enforcement Department:

Name Designation E-mail Address Telephone Number
Mr. Mir Mosharraf Hossain Chowdhury Executive Director  mosharraf@sec.gov.bd +88-02-55007123
Mr. Mohammed Jahangir Alam Director  jahangir@sec.gov.bd +88-02-55007120
Mr. Md. Yusuf Bhuiyan Additional Director yusuf@sec.gov.bd +88-02-55007139
Ms. Mahmuda Shireen Deputy Director  shireen@sec.gov.bd +88-02-55007131-2 Ext-1302
Mr. Md. Sultan Salah Uddin Deputy Director  ssuddin@sec.gov.bd +88-02-55007131-2 Ext-1410
Mr. Rubel Hossain  Assistant Director rubel@sec.gov.bd  
Mr Rabiul Islam  Assistant Director rabiul@sec.gov.bd  
Muhammad Sadequr Rahman Bhuiyan Assistant Director msrahman@sec.gov.bd  
Mr. Md. Amirul Islam Assistant Director amirul@sec.gov.bd  
Mr. Md. Mahmudul Hasan Assistant Director mahmudulhasan@sec.gov.bd  
Mr.  Akram Siraj Assistant Director akram@sec.gov.bd  
Mr. Mohammed Abu Hena Mostafa Assistant Director mostafaanik@sec.gov.bd  

 

8. Financial Literacy Department

Financial Literacy department deals with training, education and allied matter related to Nationwide Financial Literacy Program of BSEC.

The vision of the Financial Literacy Program is to provide financial education to each and every people of Bangladesh. More precisely, BSEC wants to make individuals understood at their level of needs, the role of money in their lives, the need and use of savings, the advantages of using formal financial sectors, various ways to convert their savings into investments, develop self-protection through understanding risks and a realistic recognition of the attributes of these options.

Financial literacy gives the twin benefit of protecting from financial frauds as well as planning for financially secured future. Financial literacy gives consumers the necessary knowledge and skills required to assess the suitability of various financial products and investment opportunities available in the financial market.

The department is headed by Mr. Ripan Kumar Debnath, Executive Director 

Officers of the Financial Literacy Department:

Name Designation E-mail Address Telephone Number
Mr. Ripan Kumar Debnath Executive Director  ripan@sec.gov.bd +88-02-55007113
Mr. Abu Rayhan Mohammad Mutasim Billah Director  billah@sec.gov.bd +88-02-55007129
Mr. Hafiz Mohammed Harunur Rasid Additional Director  hafiz@sec.gov.bd +88-02-55007148
Mr. Khandaker Md. Habibullah Assistant Director habibullah@sec.gov.bd  
Mr. Md. Mahedi Hasan Assistant Director mahedi@sec.gov.bd  
Mr. Md. Ariful Islam Assistant Director ariful@sec.gov.bd  

9. International Affairs Department

International Affairs Department (IAD) is responsible for the following activities: 

  • Maintaining relationship with all the capital market regulators of the world; 
  • Maintaining constant liaison with the International Organization of Securities Commissions (IOSCO), including all its Committees and Working Groups; 
  • All matters related to IOSCO Multilateral Memorandum of Understanding (MMoU).
  • All matters related to Memorandum of Understanding (MoU) with Securities and Exchange Board of India ‍(SEBI).                                               

The department is headed by Mr. Md. Mahbubul Alam, Executive Director 

Officers of the International Affairs Department (IAD):

Name Designation E-mail Address Telephone Number
Mr. Md. Mahbubul Alam Executive Director  mahbubulalam@sec.gov.bd +88-02-55007117
Ms. Farhana Faruqui Director   farhana@sec.gov.bd +88-02-55007128
Mr. Mohammad Emdadul Haque Deputy Director emdad@sec.gov.bd +88-02-55007131-2 Ext-1415
Mr. Md. Ashraful Hasan Assistant Director ashraful@sec.gov.bd  
Mr. Md. Sohidul Islam Assistant Director shohid@sec.gov.bd  

 

10. Legal Service Department

The main functions of this department are:

  • To prepare the plaint/complaint and written statement/Affidavit-in-Opposition on behalf of the commission and to furnish the same to the conducting lawyers of the Commission.
  • To Communicate with the conducting lawyers and to provide them with necessary information regarding the pending cases;
  • To act any function in the courts as per the instruction of the Commission (i.e to make deposition, to sign Affidavit etc);
  • To opine on different issues of other departments;
  • To prepare Annual and Quarterly report; and
  • To execute any other routine work;
  • To send the information to the Ministry as required.

The department is headed by Mr. Md. Mahbuber Rahman Chaudhury, Executive Director 

Officers of the Legal Service Department: 

Name Designation E-mail Address Telephone Number
Mr. Md. Mahbuber Rahman Chaudhury Executive Director  mahbub@sec.gov.bd +88-02-55007108
Mr. A.S.M. Mahmudul Hasan Director  mahmudul@sec.gov.bd +88-02-55007135
 Mr. Muhammad Ziaur Rahman Additional Director  ziactg@sec.gov.bd +88-02-55007136
Mr. Munshi Md. Enamul Haque Deputy Director  munshi@sec.gov.bd +88-02-55007131-2 Ext-1312
Mr. Shahrier Perves Deputy Director  shahrier@sec.gov.bd +88-02-55007131-2 Ext-1317
Mr. Towhid Hassan Deputy Director  towhid@sec.gov.bd +88-02-55007131-2 Ext-1309
Mr. Md. Masum Billah Assistant Director masum@sec.gov.bd  
Mr. Md. Tauhidul Islam Saddam Assistant Director tauhidul@sec.gov.bd  
Mr. Al Farhad Bin Kashem Assistant Director alfarhad@sec.gov.bd  
Mr. Navid Hasan Khan Assistant Director navid@sec.gov.bd  

 

11. Management Information Systems (MIS) Department

Functions of MIS department are development of automation for assisting different departments' activities, development of capital market monitoring system based on computerized data analysis, informing all about securities laws and other related matters through its website www.secbd.org, planning, operating, administering and supporting IT infrastructure at SEC and assisting the Commission in related areas. 

The department is headed by Mr. Md. Ashraful Islam , Executive Director 

Officers of the Management Information Systems (MIS) Department: 

Name Designation E-mail Address Telephone Number
 Mr. Md. Ashraful Islam Executive Director   ashraf@sec.gov.bd +88-02-55007111
Mr. Rajib Ahmed Director  rajib@sec.gov.bd +88-02-55007121
Mr. Md. Ohidul Islam Additional Director ohid@sec.gov.bd +88-02-55007140
Mr. Gour Chand Sarker Deputy Director  gour@sec.gov.bd +88-02-55007131-2 Ext-1710
Mr. Md. Sohidul Islam Deputy Director  sohidul@sec.gov.bd +88-02-55007131-2 Ext-1717
Mr. Md. Aswad Dewan Assistant Director aswad@sec.gov.bd  
Mr. Muhammed Dastagir Husain Assistant Director dastagir@sec.gov.bd  
H M Salay Sadman Assistant Director salay.sadman@sec.gov.bd   
Niloy Karmaker Assistant Director niloy@sec.gov.bd  

 

 

 

12. Mutual Fund & Special Purpose Vehicle

Mutual Fund and SPV Department was established on 16 March, 2009. Latter, issuance of Asset Backed Securities and Alternatives Investment Fund were also included in Mutual and SPV Department. Now overall activities of Mutual and SPV Department are as followings:

  • Activities relating to Registration, Winding-up and Conversion of Mutual Funds and Supervision & Monitoring activities of parties involved in Mutual Funds.
  • Activities relating to Registration, Supervision and operation of Alternative Investment Fund and;
  • Activities relating to Registration & Supervision of Asset Backed Securities.

The department is headed by Mr. Kamrul Anam Khan, Executive Director 

Officers of the Mutual Fund & Special Purpose Vehicle:

Name Designation E-mail Address Telephone Number
Mr. Kamrul Anam Khan Executive Director  kamrul@sec.gov.bd +88-02-55007125
Mr. Mahmoodul Hoque Director  hoquemahmoodul@sec.gov.bd +88-02-55007126
Mr. Mohammad Siddiqur Rahman Additional Director  rahman@sec.gov.bd +88-02-55007150
Mr. Mohammad Amdadul Hoque Additional Director  amdadul@sec.gov.bd +88-02-55007149
Mr. Jalal Uddin Ahmed Deputy Director  jalal@sec.gov.bd  
Mr. S.M. Ahsanul Kabir Deputy Director  ahsanul@sec.gov.bd +88-02-55007131-2 Ext-1804
Mr. Md. Ibrahim Ali Assistant Director ibrahim@sec.gov.bd  
Mr. Md. Atiqullah Khan Assistant Director atiqullah@sec.gov.bd  
Mr. Md. Sagor Islam Assistant Director sagor@sec.gov.bd  
Mr. Md. Hasan Assistant Director hasancu@sec.gov.bd  
Mr. Binoy Das Assistant Director binoy@sec.gov.bd  

 

13. Registration & Licensing Department

The main functions of this department are:

  • Issuance of Registration Certificate and other matters of the Credit Rating Companies.
  • Issuance and renewal of Registration Certificate of the Stock Brokers, Stock Dealers.
  • Issuance and renewal of Registration Certificate of the Securities Custodians.
  • Issuance and renewal of Registration Certificate of the Authorized Representatives.
  • Issuance of Registration Certificate and other matters of Merchant Banker and Portfolio Manager.
  • Issuance of Registration Certificate and other matters of Asset Management Companies.
  • Issuance of Registration Certificate and other matters of Trustees of Debt Securities.
  • Issuance of Registration Certificate and other matters of Custodians of Mutual Fund.
  • Issuance of Registration Certificate and other related matters of alternative Investment fund (Fund Manager)
  • Issuance of Registration Certificate and other matters of Trustees of Mutual Fund.
  • Issuance of Registration Certificate and other matters of Trustees of Alternative Investment fund.
  • Issuance and renewal of Registration Certificate of Depository Participants.
  • Permission regarding Branch Opening of Stock Broker/Stock Dealer Company
  • Name Change and other matters of Stock Broker/Stock Dealer Depository Participants Certificate.
  • Preparation of Annual, Quarterly and Monthly Report and any other report.

The department is headed by Mr. M. Hasan Mahmud , Executive Director               

Officers of the Registration & Licensing Department:

Name Designation E-mail Address Telephone Number
 Mr. M. Hasan Mahmud Executive Director  mhmahmud@sec.gov.bd +88-02-55007109
Mr. Prodip Kumar Basak Director  prodip@sec.gov.bd +88-02-55007116
Ms. Umme Salma Additional Director  salma@sec.gov.bd +88-02-55007156
Mr. Md. Mahfuzur Rahman Talukder Deputy Director  mahfuzur@sec.gov.bd +88-02-55007131-2 Ext-1603
Mr. Md. Bony Yeamin Khan Deputy Director  yeamin@sec.gov.bd +88-02-55007131-2 Ext-1913
Mr. Muhammad Kamruzzaman  Assistant Director kzaman@sec.gov.bd  
Ms. Kulsum Akther  Assistant Director kulsum@sec.gov.bd  
Mr. Md. Jonny Hossain Assistant Director jonny@sec.gov.bd  
Mr. Mizanur Rahman Assistant Director mizanur@sec.gov.bd  
Mst. Shakila Sultana Assistant Director shakila@sec.gov.bd  
Mr. Amit Adhikary Assistant Director amitadhikary@sec.gov.bd   

 

14. Research & Development (R&D) Department

Research and Development Department of the Commission conducts the following activities:

  • Arranges of Investor’s educational programs related to capital market for the general investors twice a month and for only women investors once a month.
  • Organizes capital market related presentation/seminar for various government and non-government organizations.
  • Prepares the Commission’s Annual Report and submit it to the government, publishes its English version, quarterly report (English), quarterly Parikrama (Bangla), special publication on Commission’s activities and booklet for investors on investment related issues.
  • Prepares paper clipping on capital market related news and circulate it to the Commission and executives.
  • Furnishes various information to the government, Banking and Financial Institution Division, Ministry of Finance and different regulatory authorities.

The department is headed by Dr. A.T.M. Tariquzzaman , Executive Director 

Officers of the Research & Development (R&D) Department:

Name Designation E-mail Address Telephone Number
 Dr. A.T.M. Tariquzzaman Executive Director  tariq@sec.gov.bd  
Ms. Mustari Jahan Additional Director  mustari@sec.gov.bd +88-02-55007137
Mr. Md. Nanu Bhuiyan Deputy Director  nanubhuiyan@sec.gov.bd +88-02-55007131-2 Ext-284
Mr. Md. Nazir Hossain Assistant Director nazir@sec.gov.bd  
Mr. Md. Abdul Awal Assistant Director awal@sec.gov.bd  
Ms. Nusrat Nawshin Assistant Director Nusrat.nawshin@sec.gov.bd   

 

15. Supervision & Regulation of Markets and Issuer Companies (SRMIC)

The main functions of this department are:

  • Monitoring and supervising the affairs of stock exchanges.
  • Monitoring declaration about sale/purchase/transfer of securities by the sponsor /director of the listed companies.
  • Monitoring monthly shareholding position of sponsors/directors of Issuer Companies.
  • Monitoring disclosure requirement of price sensitive information of listed companies.
  • Approval of substantial acquisition of shares of listed companies.
  • Taking effective measure to address complaints against the issuer companies its sponsor’s and director’s.
  • Monitoring of AGMs/EGMs and dividend compliance reports for all listed companies.      

The department is headed by Mr. Md. Saifur Rahman, Executive Director 

Officers of the Supervision & Regulation of Markets and Issuer Companies (SRMIC):

Name  Designation E-mail Address Telephone Number
Mr. Md. Saifur Rahman Executive Director saifur@sec.gov.bd +88-02-55007115
Mr. Mohammad Abul Hasan Director  mahasan@sec.gov.bd +88-02-55007113
Mr. Md. Ohidul Islam Additional Director  ohid@sec.gov.bd +88-02-55007140
Mr. Md. Kawsar Ali Additional Director  kawsar@sec.gov.bd +88-02-55007141
Mr. Mohammed Nazrul Islam Additional  Director  nazrul@sec.gov.bd +88-02-55007151
Mr. Md. Saiful Islam Joint Director  mislam@sec.gov.bd +88-02-55007145
Mr. Md. Sirajul Islam Deputy Director siraj@sec.gov.bd +88-02-55007131-2 Ext-1008
Mr. Mohammad Ratan Miah Deputy Director ratan@sec.gov.bd +88-02-55007131-2 Ext-1007
Mr. A.K.M Faruk Alam  Assistant Director farukalam@sec.gov.bd +88-02-55007131-2 Ext-1009
Mr. Md. Joynal Abedin  Assistant Director joynal@sec.gov.bd  
Mr. Mahmudur Rahman Assistant Director Mahmud@sec.gov.bd  
Mr. Md. Mosavvir Al Ashick Assistant Director  ashick@sec.gov.bd  
Mr. Md. Mehedi Hasan Rony Assistant Director  mhrony@sec.gov.bd  
Mr. Md. Rayhan Kabir Assistant Director  rayhan@sec.gov.bd  
Mr. Md. Anwarul Azim Assistant Director  azim@sec.gov.bd  
Mr. Mohammed Minhaz Bin Salim Assistant Director  minhaz@sec.gov.bd  
Mr. Md. Mahmudur Rahman Assistant Director m.rahman@sec.gov.bd  

 

16. Supervision & Regulation of Intermediaries (SRI) Department

SRI department deals with the compliance issues of all securities laws applicable for Market Intermediaries (MI) as well as policy matters and initiatives relating to issuance of required directive/guideline to protect the interest of the investors, structural capacity building and operational growth of them (MI). Intermediaries of the Capital Market are Stock Brokers, Stock-Dealers, Depository Participants, Merchant Bankers (MB), Asset Management Companies, Credit Rating Companies, Securities Custodians, Market Makers, Security lenders and Borrowers, Fund Managers etc.

Major Functions of SRI Department:

  • Supervise the activities of MI.
  • Conduct following Inspections:

      -Monthly (regular)

     -Special

                -Offsite

  • Conduct Enquiry/Investigation.
  • Entertain Complaints.
  • Conduct meetings with MI on different issues.
  • Prepare periodical reports relating to functional activities of MI.
  • Issue circulars/directives/guidelines to protect the interest of the investors.
  • Adopt policies to regulate business of MI.
  • Approves the appointment of Managing Director/CEO of Merchant Bankers.
  • Conduct training programs to enhance capacity of the employees of MI.
  • Co-ordinate and correspond with following government agencies: 

             -Bangladesh Bank.

            -Anti Corruption Commission.

            -National Board of Revenue.

            -Others.

The department is headed by Mr. Md. Anowarul Islam, Executive Director 

Officers of the Supervision & Regulation of Intermediaries (SRI) Department:

Name Designation  E-mail Address Telephone Number
Mr. Md. Anowarul Islam Executive Director maislam@sec.gov.bd +88-02-55007142
Mr. Md. Monsur Rahman Director  monsur@sec.gov.bd +88-02-55007118
Mr. Mohammad Golam Kibria Additional Director kibria@sec.gov.bd +88-02-55007157
Mr. Abul Kalam Azad Additional Director akazad@sec.gov.bd +88-02-55007158
 Ms. Anu Dey Joint Director  anu@sec.gov.bd +88-02-55007131-2 Ext-1326
Mr. Md. Abdus Salim Deputy Director  salim@sec.gov.bd  
Mr. Mohammad Emdadul Haque Deputy Director  emdad@sec.gov.bd +88-02-55007131-2 Ext-1415
Mr. Md. Tahazzad Hossain  Assistant Director shaheen@sec.gov.bd  
MS. Nuzhat Khadiza Mim Assistant Director nuzhatmim@sec.gov.bd  
Mr. Md. Maruf Hassan Assistant Director maruf@sec.gov.bd  
Mr. Amit Kumar Saha Assistant Director amit@sec.gov.bd  
Mr. Md. Motiur Rahman Assistant Director motiur.ib@sec.gov.bd  
Ms. Maksuda Mila Assistant Director maksuda.mila@sec.gov.bd  
Mr. Ali-Ahsan Assistant Director ahsan@sec.gov.bd  
Mr. Md. Sazzad Hossain Assistant Director sazzad@sec.gov.bd  

 

17. Market Surveillance and Intelligence Department

Market Surveillance and Intelligence department monitors trading activities in the stock exchanges to limit and prevent any kind of market misconduct such as illegal short selling, insider trading, market manipulation and other market abuses by handling various alerts generated by InstantWatch Market Surveillance system.

  • Assessment of those alerts generated by ‘InstantWatch’ market surveillance system.
  • Actions taken after assessment of alerts:

                   - Dismissal of alerts

                   - Query to market intermediaries

                   - Conduction of enquiry/investigation

                   - Referred to SRI/investigation department

                   - Referred to Enforcement department

                   - Set up a pinpoint of alert trigger

                   - Continue investigation by creating a case

  • Day-to-day monitoring of market activities

The department is headed by Mr. Mohammad Rezaul Karim, Executive Director

Officers of the Market Surveillance and Intelligence Department:

Name Designation E-mail Address Telephone Number
 Mr. Mohammad Rezaul Karim Executive Director reza@sec.gov.bd +88-02-55007115
Mr. Sheikh Mahbub Ur Rahman Director  skmahbubr@sec.gov.bd +88-02-55007127
Mr. Mohammad Delowar Hossain Additional Director   delowar@sec.gov.bd +88-02-55007138
Mr. Mohammad Rakibur Rahman Additional Director (General) rakibur@sec.gov.bd +88-02-55007160
Mr. Muhammad Oarisul Hasan Rifat Deputy Director  rifat@sec.gov.bd +88-02-55007131-2 Ext-1811
Mr. Kazi Md. Al-Islam Deputy Director  kazimdalislam@sec.gov.bd +88-02-55007131-2 Ext-1705
Ms. Lamia Akter Assistant Director lamia.akter@sec.gov.bd  
Mr. Sourav Mallick Assistant Director  sourav@sec.gov.bd  
Mr. Md. Foysal Islam Assistant Director  foysal@sec.gov.bd  
Mr. Md. Kamal Hossain Assistant Director kamal@sec.gov.bd  
Mr. Md. Atikur Rahman Assistant Director atikdu100@sec.gov.bd  
Ms. Asmaul Husna Assistant Director asmaul@sec.gov.bd  
Sima Rajbongshi Assistant Director sima@sec.gov.bd   

 

18. Internal Audit Department

The department is headed by Mr. M. Hasan Mahmud, Executive Director 

Officers of the Internal Audit Department: 

Name Designation   E-mail Address Telephone Number
Mr. M. Hasan Mahmud Executive Director mhmahmud@sec.gov.bd +88-02-55007109
Mr. Md Mustafizur Rahman Deputy Director mustafiz@sec.gov.bd +88-02-55007131-2 Ext-1809
Mr. Md. Jonny Hossain Assistant Director  jonny@sec.gov.bd  

 

19. AML and CFT wing

The department is headed by Mr. Mir Mosharraf Hossain Chowdhury, Executive Director 

Officers of the AML and CFT wing 

Name  Designation E-mail Address Telephone Number
Mr. Mir Mosharraf Hossain Chowdhury Executive Director  mosharraf@sec.gov.bd +88-02-55007123
Mr. Rajib Ahmed Director rajib@sec.gov.bd +88-02-55007121
Ms. Sultana Parvin Deputy Director sultana@sec.gov.bd +88-02-55007131-2 Ext-1209
Mr. Md Mustafizur Rahman Deputy Director mustafiz@sec.gov.bd +88-02-55007131-2 Ext-1809
Mr. Mohammad Nuruzzaman Assistant Director nuruzzaman@sec.gov.bd  
Mr. Mithun Chandra Nath Assistant Director mithun@sec.gov.bd  

 

20. Derivatives Department

The department is headed by Mr. Md. Saifur Rahman, Executive Director

Officers of the Derivatives Department

Name  Designation E-mail Address Telephone Number
Mr. Md. Saifur Rahman Executive Director saifur@sec.gov.bd +88-02-55007115

 

21. Inquiry and Investigation Department

The department is headed by Mr. Mohammed Shafiul Azam, Executive Director

Officers of the Inquiry and Investigation Department

Name  Designation E-mail Address Telephone Number
Mr. Mohammed Shafiul Azam Executive Director shafiulazam@sec.gov.bd +88-02-55007119