Administrative, Finance and Accounts related activities are done by Administration and Finance Department of the Commission. Mr. Md. Mahbubul Alam, Executive Director is acting as head of Administration and Finance Department. It has two wings, one is Administration wing and another is Finance wing.
Administration wing does the following activities:
Finance wing does the following activities:
The department is headed by Mr.Md. Mahbubul Alam, Executive Director.
Officers of the Administration & Finance (A&F) Department:
Executive Director: | ||
Mr. Md. Mahbubul Alam | Executive Director | |
Director: | ||
Mr. Mir Mosharraf Hossain Chowdhury | Director (Finance) | |
Ms. Farhana Faruqui | Director (Admin) | |
Deputy Director: | ||
Mr. Mollah Md. Miraz-Us-Sunnah | Deputy Director (Finance) | |
Mr. Md. Hossain Khan | Deputy Director (Admin) | |
Assistant Director: | ||
Ms. Mahmuda Shireen | Assistant Director (Admin) | |
Mr. Jalal Uddin Ahmed | Assistant Director (Admin) | |
Ms. Sahana Parvin | Assistant Director (Admin) | |
Mr. Md. Abdus Salim | Assistant Director (Admin) | |
Mr. Md. Sohidul Islam | Assistant Director (Admin) | |
Khandaker Md. Habibullah | Assistant Director (Admin) | |
Accounts Officer: | ||
Mohammad Hamayet Hasan | Accounts Officer |
The functions of the Capital Issue Department are to deal with the following applications:
The department is headed by Mr. Mohammad Rezaul Karim , Executive Director. (Current Charge)
Officers of the Capital Issue (CI) Department:
Executive Director: | ||
Mr. Mohammad Rezaul Karim | Executive Director (Current Charge) | |
Director: | ||
Mr. Md. Monsur Rahman | Director | |
Deputy Director: | ||
Mr. Mohammed Fakhrul Islam Mazumder | Deputy Director | |
Mr. Mollah Md. Miraz-Us-Sunnah | Deputy Director | |
Mr. Mohammad Golam Kibria | Deputy Director | |
Assistant Director: | ||
Mr. Syed Golam MowlaMr | Assistant Director | |
Mr. Mohammad Asif Iqbal | Assistant Director |
The main functions of this department are:
The department is headed by Mr. Md. Mahbuber Rahman Chaudhury, Executive Director.
Officers of the Capital Market Regulatory Reforms & Compliance (CMRRC) Department:
Executive Director: | ||
Mr. Md. Mahbuber Rahman Chaudhury | Executive Director | |
Director: | ||
Mr. Md. Abul Kalam | Director | |
Deputy Director: | ||
Mr. Sk. Md. Lutful Kabir | Deputy Director | |
Assistant Director: | ||
Mr. Mohammad Zahirul Haque | Assistant Director |
CDS Department oversights the functions and activities of Central Depository Bangladesh Limited (CDBL) and Depository Participants (DP) as well as conversion of physical share certificates of listed companies into dematerialized form, supervision of the issuance of securities, transfer of shares, supervision of BO accounts and issuance of directives/orders in these connections under the Depository Act, 1999. As a result of introducing depository system, transparency in securities issuance, trading and settlement has increased significantly and settlement period of securities transactions has also reduced.
The department is headed by Mr. Md. Anowarul Islam , Executive Director.
Officers of the Central Depository System (CDS) Department:
Executive Director: | ||
Mr. Md. Anowarul Islam | Executive Director | |
Mr. Mohammed Shafiul Azam | Director | |
Assistant Director: | ||
Mr. Syed Muhammad Golam Mowla | Assistant Director |
The main functions of this department are:
Officers of the Chairman’s Office:
Director: | ||
Mr. Abu Rayhan Mohammad Mutasim Billah | Director | |
PS to Chairman: | ||
Mr. Md. Rashidul Alam | Assistant Director | |
Assistant Director: | ||
Following matters of listed companies are the working area of Corporate Finance Department:
The department is headed by Mr. Md. Anowarul Islam, Executive Director.
Officers of the Corporate Finance Department (CFD):
Executive Director: | ||
Mr. Md. Anowarul Islam | Executive Director | |
Director: | ||
Mr. Ripan Kumar Debnath | Director | |
Deputy Director: | ||
Mr. Mohammad Delowar Hossain | Deputy Director | |
Mr. Md. Iqbal Hossain | Deputy Director | |
Assistant Director: | ||
Mr. Md. Shahnows | Assistant Director | |
Mr. Mawdud Momen | Assistant Director |
The main functions of this department are:
The department is headed by Mr. Md. Saifur Rahman, Executive Director.
Officers of the Enforcement Department:
Executive Director: | ||
Mr. Md. Saifur Rahman | Executive Director | |
Director: | ||
Mr. Mohammed Jahangir Alam | Director | |
Deputy Director: | ||
Mr. Md. Yusuf Bhuiyan | Deputy Director | |
Mr. Mohammad Al Masum Mirdha | Deputy Director | |
Mr. Md. Saiful Islam | Deputy Director | |
Assistant Director: | ||
Mr. Md. Rafiqunnabi | Assistant Director | |
Mr. Md. Sultan Salah Uddin | Assistant Director | |
Financial Literacy department deals with training, education and allied matter related to Nationwide Financial Literacy Program of BSEC.
The vision of the Financial Literacy Program is to provide financial education to each and every people of Bangladesh. More precisely, BSEC wants to make individuals understood at their level of needs, the role of money in their lives, the need and use of savings, the advantages of using formal financial sectors, various ways to convert their savings into investments, develop self-protection through understanding risks and a realistic recognition of the attributes of these options.
Financial literacy gives the twin benefit of protecting from financial frauds as well as planning for financially secured future. Financial literacy gives consumers the necessary knowledge and skills required to assess the suitability of various financial products and investment opportunities available in the financial market.
The department is headed by Mr. Md. Mahbubul Alam, Executive Director.
Officers of the Financial Literacy Department:
Executive Director: | ||
Mr. Md. Mahbubul Alam | Executive Director | |
Director: | ||
Mr. Abu Rayhan Mohammad Mutasim Billah | Director | |
Deputy Director: | ||
Mr. Hafiz Mohammed Harunur Rasid | Deputy Director | |
Assistant Director: | ||
Mr. Md. Bony Yeamin Khan | Assistant Director | |
Mr. Ziaur Rahman | Assistant Director | |
International Affairs Department (IAD) is responsible for the following activities:
The department is headed by Mr. Md. Mahbubul Alam, Executive Director.
Officers of the International Affairs Department (IAD):
Executive Director: | ||
Mr. Md. Mahbubul Alam | Executive Director | |
Director: | ||
Ms. Farhana Faruqui | Director | |
Assistant Director: | ||
Mr. Mohammad Emdadul Haque | Assistant Director |
The main functions of this department are:
The department is headed by Mr. Md. Mahbuber Rahman Chaudhury, Executive Director.
Officers of the Law Department:
Executive Director: | ||
Mr. Md. Mahbuber Rahman Chaudhury | Executive Director | |
Deputy Director: | ||
Mr. A.S.M. Mahmudul Hasan | Deputy Director | |
Mr. Muhammad Ziaur Rahman | Deputy Director | |
Assistant Director: | ||
Mr. Munshi Md. Enamul Haque | Assistant Director | |
Mr. Towhid Hassan | Assistant Director | |
Mr. Shahrier Perves | Assistant Director |
Functions of MIS department are development of automation for assisting different departments' activities, development of capital market monitoring system based on computerized data analysis, informing all about securities laws and other related matters through its website www.secbd.org, planning, operating, administering and supporting IT infrastructure at SEC and assisting the Commission in related areas.
The department is headed by Mr. Md. Ashraful Islam, Executive Director.
Officers of the Management Information Systems (MIS) Department:
Executive Director: | ||
Mr. Md. Ashraful Islam | Executive Director | |
Director: | ||
Mr. Rajib Ahmed | Director | |
Assistant Director: | ||
Mr. Kazi Md. Al - Islam | Assistant Director | |
Mr. Gour Chand Sarker | Assistant Director |
Mutual Fund and SPV Department was established on 16 March, 2009. Latter, issuance of Asset Backed Securities and Alternatives Investment Fund were also included in Mutual and SPV Department. Now overall activities of Mutual and SPV Department are as followings:
The department is headed by Mr. Kamrul Anam Khan, Executive Director. (Current Charge)
Officers of the Mutual Fund & Special Purpose Vehicle:
Executive Director: | ||
Mr. Kamrul Anam Khan | Executive Director (Current Charge) | |
Director: | ||
Mr. Mahmoodul Hoque | Director | |
Deputy Director: | ||
Mr. Mohammad Siddiqur Rahman | Deputy Director | |
Mr. Mohammad Amdadul Hoque | Deputy Director | |
Assistant Director: | ||
Mr. S.M. Ahsanul Kabir | Assistant Director |
The main functions of this department are:
The department is headed by Mr. M. Hasan Mahmud , Executive Director.
Officers of the Registration & Licensing Department:
Executive Director: | ||
Mr. M. Hasan Mahmud | Executive Director | |
Director: | ||
Mr. Prodip Kumar Basak | Director | |
Deputy Director: | ||
Mr. Md. Faruq Hossain | Deputy Director | |
Ms. Umme Salma | Deputy Director | |
Assistant Director: | ||
Mr. Md. Mahfuzur Rahman Talukder | Assistant Director | |
Mr. Md. Bony Yeamin Khan | Assistant Director |
Research and Development Department of the Commission conducts the following activities:
The department is headed by Mr. Md. Ashraful Islam , Executive Director.
Officers of the Research & Development (R&D) Department:
Executive Director: | ||
Mr. Md. Ashraful Islam | Executive Director | |
Director: | ||
Mr. Ripan Kumar Debnath | Director | |
Deputy Director: | ||
Ms. Mustari Jahan | Deputy Director | |
Assistant Director: | ||
Mr. Md. Nanu Bhuiyan | Assistant Director |
The main functions of this department are:
The department is headed by Mr. Md. Saifur Rahman, Executive Director.
Officers of the Supervision & Regulation of Markets and Issuer Companies (SRMIC):
Executive Director: | ||
Mr. Md. Saifur Rahman | Executive Director | |
Director: | ||
Mr. Mohammad Abul Hasan | Director | |
Deputy Director: | ||
Mr. Hafiz Mohammed Harunur Rasid | Deputy Director | |
Ms. Umme Salma | Deputy Director | |
Mr. Mohammed Nazrul Islam | Deputy Director | |
Mr. Md. Saiful Islam | Deputy Director | |
Assistant Director: | ||
Mr. Md. Sirajul Islam? | Assistant Director | |
Mr. Mohammad Ratan Miah | Assistant Director | |
SRI department deals with the compliance issues of all securities laws applicable for Market Intermediaries (MI) as well as policy matters and initiatives relating to issuance of required directive/guideline to protect the interest of the investors, structural capacity building and operational growth of them (MI). Intermediaries of the Capital Market are Stock Brokers, Stock-Dealers, Depository Participants, Merchant Bankers (MB), Asset Management Companies, Credit Rating Companies, Securities Custodians, Market Makers, Security lenders and Borrowers, Fund Managers etc.
Major Functions of SRI Department:
-Monthly (regular)
-Special
-Offsite
-Bangladesh Bank.
-Anti Corruption Commission.
-National Board of Revenue.
-Others.
The department is headed by Mr. Md. Anowarul Islam, Executive Director.
Officers of the Supervision & Regulation of Intermediaries (SRI) Department:
Executive Director: | ||
Mr. Md. Anowarul Islam | Executive Director | |
Director: | ||
Mr. Mohammad Shafiul Azam | Director | |
Deputy Director: | ||
Mr. Md. Kawsar Ali | Deputy Director | |
Mr. Abul Kalam Azad | Deputy Director | |
Mr. Mohammad Rakibur Rahman | Deputy Director | |
Assistant Director: | ||
Ms. Anu Dey | Assistant Director | |
Mr. Mohammad Emdadul Haque | Assistant Director |
Market Surveillance and Intelligence department monitors trading activities in the stock exchanges to limit and prevent any kind of market misconduct such as illegal short selling, insider trading, market manipulation and other market abuses by handling various alerts generated by InstantWatch Market Surveillance system.
- Dismissal of alerts
- Query to market intermediaries
- Conduction of enquiry/investigation
- Referred to SRI/investigation department
- Referred to Enforcement department
- Set up a pinpoint of alert trigger
- Continue investigation by creating a case
The department is headed by Mr. Mohammad Rezaul Karim , Executive Director. (Current Charge)
Officers of the Market Surveillance and Intelligence Department:
Executive Director: | ||
Mr. Mohammad Rezaul Karim | Executive Director (Current Charge) | |
Director: | ||
Mr. Sheikh Mahbub Ur Rahman | Director | |
Mr. Rajib Ahmed | Director | |
Deputy Director: | ||
Mr. Md. Ohidul Islam | Deputy Director | |
Mr. Mohammad Shamsur Rahman | Deputy Director | |
Assistant Director: | ||
Ms. Ziaun Nahar Sharif | Assistant Director | |
Mr. Muhammad Oarisul Hasan Rifat | Assistant Director | |
Mr. Ziaur Rahman | Assistant Director | |