The main functions of this department are:
The department is headed by Mr. Md. Monsur Rahman, Director
Monitoring and Supervision Section
| Name | Designation | E-mail Address | Telephone Number |
| Mr. Mohammed Delowar Hossain | Additional Director | delowar@sec.gov.bd | +88-02-44826538 |
| Mr. Shariful Islam | Assistant Director | shariful@sec.gov.bd | |
| Mr. Md. Ariful Islam | Assistant Director | ariful@sec.gov.bd |
Compliance Section
| Name | Designation | E-mail Address | Telephone Number |
| Mr. Mohammed Delowar Hossain | Additional Director | delowar@sec.gov.bd | +88-02-44826538 |
| Mr. Md. Mehedi Hasan Rony | Assistant Director | mhrony@sec.gov.bd |