Supervision & Regulation of Intermediaries (SRI) Department

SRI department deals with the compliance issues of all securities laws applicable for Market Intermediaries (MI) as well as policy matters and initiatives relating to issuance of required directive/guideline to protect the interest of the investors, structural capacity building and operational growth of them (MI). Intermediaries of the Capital Market are Stock Brokers, Stock-Dealers, Depository Participants, Merchant Bankers (MB), Asset Management Companies, Credit Rating Companies, Securities Custodians, Market Makers, Security lenders and Borrowers, Fund Managers etc.

Major Functions of SRI Department:

  • Supervise the activities of MI.
  • Conduct following Inspections:

      -Monthly (regular)



  • Conduct Enquiry/Investigation.
  • Entertain Complaints.
  • Conduct meetings with MI on different issues.
  • Prepare periodical reports relating to functional activities of MI.
  • Issue circulars/directives/guidelines to protect the interest of the investors.
  • Adopt policies to regulate business of MI.
  • Approves the appointment of Managing Director/CEO of Merchant Bankers.
  • Conduct training programs to enhance capacity of the employees of MI.
  • Co-ordinate and correspond with following government agencies: 

             -Bangladesh Bank.

            -Anti Corruption Commission.

            -National Board of Revenue.


The department is headed by Mr. Md. Anowarul Islam, Executive Director 

Officers of the Supervision & Regulation of Intermediaries (SRI) Department:

Name Designation  E-mail Address Telephone Number
Mr. Md. Anowarul Islam Executive Director +88-02-44826542
Mr. Mohammed Fakhrul Islam Mazumder  Director +88-02-44826534
Mr. Abul Kalam Azad Additional Director +88-02-44826556
Ms. Mustari Jahan Additional Director +88-02-44826537
 Ms. Anu Dey Joint Director +88-02-44826563
Mr. Md. Abdus Salim Deputy Director  
Mr. Md. Tahazzad Hossain  Assistant Director  
MS. Nuzhat Khadiza Mim Assistant Director  
Mr. Md. Motiur Rahman Assistant Director  
Mr. Md. Maruf Hassan Assistant Director  
Mr. Amit Kumar Saha Assistant Director  
Ms. Maksuda Mila Assistant Director  
Mr. Md. Sazzad Hossain Assistant Director