SRI department deals with the compliance issues of all securities laws applicable for Market Intermediaries (MI) as well as policy matters and initiatives relating to issuance of required directive/guideline to protect the interest of the investors, structural capacity building and operational growth of them (MI). Intermediaries of the Capital Market are Stock Brokers, Stock-Dealers, Depository Participants, Merchant Bankers (MB), Asset Management Companies, Credit Rating Companies, Securities Custodians, Market Makers, Security lenders and Borrowers, Fund Managers etc.
Major Functions of SRI Department:
-Monthly (regular)
-Special
-Offsite
-Bangladesh Bank.
-Anti Corruption Commission.
-National Board of Revenue.
-Others.
The department is headed by Mr. Md. Anowarul Islam, Executive Director.
Officers of the Supervision & Regulation of Intermediaries (SRI) Department:
Executive Director: | ||
Mr. Md. Anowarul Islam | Executive Director | |
Director: | ||
Mr. Mohammad Shafiul Azam | Director | |
Joint Director: | ||
Mr. Md. Kawsar Ali | Joint Director | |
Mr. Abul Kalam Azad | Joint Director | |
Mr. Mohammad Rakibur Rahman | Joint Director | |
Ms. Anu Dey | Joint Director | |
Assistant Director: | ||
Mr. Mohammad Emdadul Haque | Assistant Director | |