SRI department deals with the compliance issues of all securities laws applicable for Market Intermediaries (MI) as well as policy matters and initiatives relating to issuance of required directive/guideline to protect the interest of the investors, structural capacity building and operational growth of them (MI). Intermediaries of the Capital Market are Stock Brokers, Stock-Dealers, Depository Participants, Merchant Bankers (MB), Asset Management Companies, Credit Rating Companies, Securities Custodians, Market Makers, Security lenders and Borrowers, Fund Managers etc.
Major Functions of SRI Department:
- Supervise the activities of MI.
- Conduct following Inspections:
-Monthly (regular)
-Special
-Offsite
- Conduct Enquiry/Investigation.
- Entertain Complaints.
- Conduct meetings with MI on different issues.
- Prepare periodical reports relating to functional activities of MI.
- Issue circulars/directives/guidelines to protect the interest of the investors.
- Adopt policies to regulate business of MI.
- Approves the appointment of Managing Director/CEO of Merchant Bankers.
- Conduct training programs to enhance capacity of the employees of MI.
- Co-ordinate and correspond with following government agencies:
-Bangladesh Bank.
-Anti Corruption Commission.
-National Board of Revenue.
-Others.
The department is headed by Mr. Md. Anowarul Islam, Executive Director
Officers of the Supervision & Regulation of Intermediaries (SRI) Department:
| Name | Designation | E-mail Address | Telephone Number |
| Mr. Md. Anowarul Islam | Executive Director | maislam@sec.gov.bd | +88-02-44826542 |
| Mr. Mohammed Fakhrul Islam Mazumder | Director | fakhrul@sec.gov.bd | +88-02-44826534 |
| Mr. Abul Kalam Azad | Additional Director | akazad@sec.gov.bd | +88-02-44826556 |
| Ms. Mustari Jahan | Additional Director | mustari@sec.gov.bd | +88-02-44826537 |
| Ms. Anu Dey | Joint Director | anu@sec.gov.bd | +88-02-44826563 |
| Mr. Md. Abdus Salim | Deputy Director | salim@sec.gov.bd | |
| Mr. Md. Tahazzad Hossain | Assistant Director | shaheen@sec.gov.bd | |
| MS. Nuzhat Khadiza Mim | Assistant Director | nuzhatmim@sec.gov.bd | |
| Mr. Md. Motiur Rahman | Assistant Director | motiur.ib@sec.gov.bd | |
| Mr. Md. Maruf Hassan | Assistant Director | maruf@sec.gov.bd | |
| Mr. Amit Kumar Saha | Assistant Director | amit@sec.gov.bd | |
| Ms. Maksuda Mila | Assistant Director | maksuda.mila@sec.gov.bd | |
| Mr. Md. Sazzad Hossain | Assistant Director | sazzad@sec.gov.bd |
