The main functions of this department are:

• Issuance of Registration Certificate and other matters of the Credit Rating Companies.
• Issuance and renewal of Registration Certificate of the Stock Brokers, Stock Dealers.
• Issuance and renewal of Registration Certificate of the Securities Custodians.
• Issuance and renewal of Registration Certificate of the Authorized Representatives.
• Issuance of Registration Certificate and other matters of Merchant Banker and Portfolio Manager.
• Issuance of Registration Certificate and other matters of Asset Management Companies.
• Issuance of Registration Certificate and other matters of Trustees of Debt Securities.
• Issuance of Registration Certificate and other matters of Custodians of Mutual Fund.
• Issuance of Registration Certificate and other related matters of alternative Investment fund (Fund Manager)
• Issuance of Registration Certificate and other matters of Trustees of Mutual Fund.
• Issuance of Registration Certificate and other matters of Trustees of Alternative Investment fund.
• Issuance and renewal of Registration Certificate of Depository Participants.
• Permission regarding Branch Opening of Stock Broker/Stock Dealer Company
• Name Change and other matters of Stock Broker/Stock Dealer Depository Participants Certificate.
• Preparation of Annual, Quarterly and Monthly Report and any other report.

The department is headed by Mr. Md. Mahmoodul Hoque , Director              

Market and TREC holder Section:

Other Intermediaries Section: