The main functions of this department are:
- Issuance of Registration Certificate and other matters of the Credit Rating Companies.
- Issuance and renewal of Registration Certificate of the Stock Brokers, Stock Dealers.
- Issuance and renewal of Registration Certificate of the Securities Custodians.
- Issuance and renewal of Registration Certificate of the Authorized Representatives.
- Issuance of Registration Certificate and other matters of Merchant Banker and Portfolio Manager.
- Issuance of Registration Certificate and other matters of Asset Management Companies.
- Issuance of Registration Certificate and other matters of Trustees of Debt Securities.
- Issuance of Registration Certificate and other matters of Custodians of Mutual Fund.
- Issuance of Registration Certificate and other related matters of alternative Investment fund (Fund Manager)
- Issuance of Registration Certificate and other matters of Trustees of Mutual Fund.
- Issuance of Registration Certificate and other matters of Trustees of Alternative Investment fund.
- Issuance and renewal of Registration Certificate of Depository Participants.
- Permission regarding Branch Opening of Stock Broker/Stock Dealer Company
- Name Change and other matters of Stock Broker/Stock Dealer Depository Participants Certificate.
- Preparation of Annual, Quarterly and Monthly Report and any other report.
The department is headed by Mr. Md. Mahmoodul Hoque , Director
Market and TREC holder Section:
| Name | Designation | E-mail Address | Telephone Number |
| Ms. Anu Dey | Joint Director | anu@sec.gov.bd | +88-02-44826563 |
| Mr. Md. Sydul Islam | Assistant Director | sydul@sec.gov.bd | +88-02-44826531-2 Ext-1235 |
| Mr. Md. Abdul Baten | Assistant Director | abdulbaten@sec.gov.bd | |
| Ms. Shakila Sultana | Assistant Director | shakila@sec.gov.bd |
Other Intermediaries Section:
| Name | Designation | E-mail Address | Telephone Number |
| Mr. Md. Rashidul Alam | Joint Director | rashidul@sec.gov.bd | +88-02-44826507 |
| Ms. Kulsum Akther | Assistant Director | kulsum@sec.gov.bd | |
| Mr. Mizanur Rahman | Assistant Director | mizanur@sec.gov.bd | |
| Ms. Maksuda Mila | Assistant Director | maksuda.mila@sec.gov.bd |
