The main functions of this department are:
- Issuance of Registration Certificate and other matters of the Credit Rating Companies.
- Issuance and renewal of Registration Certificate of the Stock Brokers, Stock Dealers.
- Issuance and renewal of Registration Certificate of the Securities Custodians.
- Issuance and renewal of Registration Certificate of the Authorized Representatives.
- Issuance of Registration Certificate and other matters of Merchant Banker and Portfolio Manager.
- Issuance of Registration Certificate and other matters of Asset Management Companies.
- Issuance of Registration Certificate and other matters of Trustees of Debt Securities.
- Issuance of Registration Certificate and other matters of Custodians of Mutual Fund.
- Issuance of Registration Certificate and other related matters of alternative Investment fund (Fund Manager)
- Issuance of Registration Certificate and other matters of Trustees of Mutual Fund.
- Issuance of Registration Certificate and other matters of Trustees of Alternative Investment fund.
- Issuance and renewal of Registration Certificate of Depository Participants.
- Permission regarding Branch Opening of Stock Broker/Stock Dealer Company
- Name Change and other matters of Stock Broker/Stock Dealer Depository Participants Certificate.
- Preparation of Annual, Quarterly and Monthly Report and any other report.
The department is headed by Mr. M. Hasan Mahmud , Executive Director
Officers of the Registration & Licensing Department:
Name |
Designation |
E-mail Address |
Telephone Number |
Mr. M. Hasan Mahmud |
Executive Director |
mhmahmud@sec.gov.bd |
+88-02-44826509 |
Mr. Md. Monsur Rahman |
Director |
monsur@sec.gov.bd |
+88-02-44826518 |
Ms. Umme Salma |
Additional Director |
salma@sec.gov.bd |
+88-02-44826564 |
Mr. Md. Bony Yeamin Khan |
Deputy Director |
yeamin@sec.gov.bd |
+88-02-44826531-2 Ext-1913 |
Ms. Kulsum Akther |
Assistant Director |
kulsum@sec.gov.bd |
|
Mr. Md. Jonny Hossain |
Assistant Director |
jonny@sec.gov.bd |
|
Mr. Mizanur Rahman |
Assistant Director |
mizanur@sec.gov.bd |
|
Mst. Shakila Sultana |
Assistant Director |
shakila@sec.gov.bd |
|
Mr. Amit Adhikary |
Assistant Director |
amitadhikary@sec.gov.bd |
|
Mr. Md. Sydul Islam |
Assistant Director |
sydul@sec.gov.bd |
|