Following matters of listed companies are the working area of Corporate Finance Department:
- Supervision & monitoring of compliance of Corporate Governance Guidelines (CGG);
- Supervision & monitoring of proper preparation and presentation of financial statements in compliance with the International Accounting Standards (IAS) as applicable in Bangladesh and also in compliance with the securities laws;
- Supervision & monitoring of the audit work as per International Standard of Auditing (ISA) as applicable in Bangladesh;
- Supervision of timely submission of quarterly audited/unaudited financial statements and annual audited financial statements;
- Examination of submitted financial statements;
- Taking of necessary actions/steps for non-compliances regarding financial statements and Corporate Governance Guidelines (CGG);
- Supervision & monitoring of appointment of statutory auditors in compliance with the Securities laws; and
- Monitoring of the proper utilization of IPO/ RPO/ rights issue proceeds;
The department is headed by Mr. Prodip Kumar Basak, Director
Bond and Debt Issue Section:
| Name | Designation | E-mail Address | Telephone Number |
| Mr. Syed Mohammad Golam Mowla | Joint Director | gmowla@sec.gov.bd | +88-02-44826531-2 Ext-1907 |
| Mr. Mohammad Asif Iqbal | Deputy Director | asif@sec.gov.bd | +88-02-44826531-2 Ext-1900 |
| Mr. Md. Ariful Islam | Assistant Director | arif09h@sec.gov.bd | |
| Ms. Asmaul Husna | Assistant Director | asmaul@sec.gov.bd |
Merger and Takeover Section:
| Name | Designation | E-mail Address | Telephone Number |
| Mr. Syed Mohammad Golam Mowla | Joint Director | gmowla@sec.gov.bd | +88-02-44826531-2 Ext-1907 |
| Mr. Mohammad Asif Iqbal | Deputy Director | asif@sec.gov.bd | +88-02-44826531-2 Ext-1900 |
| Mr. Md. Ariful Islam | Assistant Director | arif09h@sec.gov.bd |
