Enforcement Action
January, 2025
Sl.NoDateSubjectCommission’s Decision
1January 6, 2025

Non-Compliance securities law against Anwer Khan Modern Securities Ltd,Mr.Md. Masudul Alam,Mr.Md. Rayhan Sarder,Mr.Abdur Rahim

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2January 7, 2025

Non-Compliance securities law against Harpoon Securities Limited,Mr. Muhammad Anwarul Haque,Mr.Md. Rezaul Amin

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3January 9, 2025

Non-Compliance securities law against Ahmed Iqbal Hasan Sequrites Ltd.,Mr, Ahmed Iqbal Hasan,Mr. Khondaker Tariqul Islam,Mr. Imran Shawon

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4January 9, 2025

Non-Compliance securities law against A N F Managment Company Limited,Mr. Shamsul Huda,Md. Fazle Rahman Chowdhury,Mr. Samsul Haque, Mr. Mohammad Ziaul Haque

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5January 9, 2025

Non-Compliance securities law against Sinnha Securities Limited,Mr.Reza -Ur - Rahman Sinha,Mr.Mohammad Mahabubul Alam,Mr.K.M. Nasir Uddin,Mr.Md. Khurshaduzzaman

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6January 9, 2025

Non-Compliance securities law against Island Securities Limited,Mohammad Shahenn,Ms. Momo Ghosh

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7January 9, 2025

Non-Compliance securities law against NBL Securities Limited,Mr. Zobayed Al-Mamun Hasan,Mr.Md.Fazle Rabbi,Mr.Md. Sayed Iqbal,Mr.Md.Belal Hossain,Mr.Sakib Uddin Ahmed 

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8February 12, 2025

Non-Compliance securities law against Mona Financial Consultancy & Securities Limited,Mrs. Ariya Islam,Mr,Md, Moynal Haque

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9January 12, 2025

Non-Compliance securities law against Beximco Securities Limited,Mr. Sharif Md. Kaiser Hamid,Mr.Mir Saydur Rahman

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10January 12, 2025

Non-Compliance securities law against Investment Promotion Services Limited,Mr.Mostaque Ahmed Sadeque,Sk Ruhul Kabir

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11January 13, 2025

Non-Compliance securities law against Quayum Securities Limited,Mr.Nayeem Md. Quayum,Ms.Nur-E-Nadiya,Mr.Ashikuzzaman,Mr.Md.Amzad Hossain

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12January 13, 2025

Non-Compliance securities law against National Asset Managment Limited

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13January 14, 2025

Non-Compliance securities law against Green Dental Securities Limited,Mr.Wafi Shafique Menhaz,Mr. Liakat Hossain

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14January 14, 2025

Non-Compliance securities law against Md. Fakhrul Islam Securities Limited,Mr. Md. Fakhrul Islam,Mr.Qamrul Islam,Mr.A.K.M. Mujibul Haq

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15January 14, 2025

Non-Compliance securities law against Mr.Zubair Securities Limited,Mr. Makin Zubair,Mr.Md. Mostofa Zubair,Mr.Md. Rezaul Karim

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16January 14, 2025

Non-Compliance securities law against Hussain Farhad & Co.

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17January 14, 2025

Non-Compliance securities law against Rahman Mosotafa Alam & Co.

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18January 14, 2025

Non-Compliance securities law against WinsFin Ltd,Mr.Md. Ali Haidar Rashid,Mr.Md.Shaheen Manamud

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19January 14, 2025

Non-Compliance securities law against GPH Ispat Limited

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20January 16, 2025

Non-Compliance securities law against Kabir SecuritiesLtd,Mr.Anowar Shadat,Mr. Ziaul Alam,Mr. Alauddin Bhuiyan

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21January 19, 2025

Non-Compliance securities law against CMSL Securities Limited,Mr. Anwar Hossain,Mr.Nur Nabi_19.01.2025.pdf

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22January 19, 2025

Non-Compliance securities law against Afsana Jabin,Osman Khadem,Sigma Technologies Ltd.

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23January 19, 2025

Non-Compliance securities law against Md.Mizanur Rahman,Rokshana Rahman,Md. Amanur Rahman

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24January 19, 2025

Non-Compliance securities law against Anwar Securities Ltd,Mr.Nurul Absar,Mr.Md.Rasel Rony

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25January 19, 2025

Non-Compliance securities law against ICB Securities Trading Company Limited,Mr.Md. Mofizur Rahman,Mr.Supriya Saha,Mr. Mohammad Sarwer Alam,Mr.Mohammad Aman Uddin

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26January 19, 2025

Non-Compliance securities law against Island Sequrities Limited,Mr. Mohammad Shaheen,Ms.Momo Ghosh

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27January 19, 2025

Non-Compliance securities law against UniCap Securities Limited,Mr.Wali UI Islam,Mr. Mohammad Shahriar Azad Bhuiyan,Mr.Mohammad Shamsur Rahman,Mr. Tawsif Newaz

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28January 19, 2025

Non-Compliance securities law against Oshadhi Securities Limited,Mr.Md. Aminul Islam,Rashedul Islam Chowshury

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29January 19, 2025

Non-Compliance securities law against Md. Fakhrul Islam Securities Ltd,Mr.Qamrul Islam,Md. Tarequr Rahman

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30January 19, 2025

Non-Compliance securities law against Imtiyaz Husain Securities Ltd,Mr. Moshen Khaja Ahmed,Ms. Arifin Hossain Akhi

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31January 19, 2025

Non-Compliance securities law against Sheltech Brokerage Limited,Md. Meshbah Uddin Khan,Md.Abu Meraz Ali Ahammed

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32January 19, 2025

Non-Compliance securities law against Quayum Securities Ltd,Mr.Md. Abdul Bari Palash,Mr.Mohammed Ullah

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33January 19, 2025

Non-Compliance securities law against Unity Shares Trade  Ltd.

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34January 19, 2025

Non-Compliance securities law against Dragon Sweater & Spinning Mills Limited

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35January 19, 2025

Non-Compliance securities law against Anchor Securities Limited

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36January 19, 2025

Non-Compliance securities law against Al-Muntaha Trading Co. Limited

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37January 19, 2025

Non-Compliance securities law against Hazrat Amanat Shah Securities Ltd.

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38January 19, 2025

Non-Compliance securities law against Joytun Securities Intl. Limited

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39January 19, 2025

Non-Compliance securities law against Sterling Stocks and Securities Ltd.

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40January 19, 2025

Non-Compliance securities law against HAC Securities Limited

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41January 19, 2025

Non-Compliance securities law against Kazi Equities Limited

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42January 19, 2025

Non-Compliance securities law against JKC Securities Limited

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43January 19, 2025

Non-Compliance securities law against Shakil Rizvi Stock Limited

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44January 23, 2025

Non-Compliance securities law against NRBC Bank Securitied Limited

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45January 27, 2025

Non-Compliance securities law against Sinha Securities Limited,Mr. Mohammad Mahaubul Alam,Mr. Reza-Ur- Rahman Sinha,Mr.Md. Nur Islam

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46January 27, 2025

Non-Compliance securities law against HAC Securities Limited

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47January 27, 2025

Non-Compliance securities law against Ershad Securities Limited,Mr.Md. Ershadul Haque, Mr. Abu Sayed Md. Mahidur Rahman,Mr. Md. Suzad Ali

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48January 27, 2025

Non-Compliance securities law against Joytun securities Intl.Limited.Mr. Md. Rakibul Islam,Mr.Md. Jillur Rahman

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49January 28, 2025

Non-Compliance securities law against Malek Siddiqui Wali

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50January 28, 2025

Non-Compliance securities law against Alhaj Securities & Stocks Limited,Alhaj Md. Jubaier Hossain,Md. Jubayer Ahamed

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51January 2, 2025

Order against Md.Aminul Isalm

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52January 2, 2025

Order against Nabil Feed Mills Limited

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53January 2, 2025

Order against Nabil Naba Foods Limited

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54January 2, 2025

Order against Mr.Md.Abul Khayer

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55January 2, 2025

Order against Mr.Abul Kalam Matber

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56January 2, 2025

Order against Mrs. Kazi Sadia Hasan

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57January 2, 2025

Order against Mrs. konika Afroze

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58January 2, 2025

Order against D I T Co-Operative Ltd.

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59January 2, 2025

Order against Mrs. Aleya Begum

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60January 2, 2025

Order against Mr.Mohammad Basher

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61January 2, 2025

Order against Monarch Holdings Limited

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62January 2, 2025

Order against Mr.Sajed Madbar

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