| Sl.No | Date | Subject | Commission’s Decision |
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| 152 | November 12, 2020 | Non-compliance securities law against A N W Securities Ltd.
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| 153 | November 12, 2020 | Non-compliance securities law against AB & Co. Ltd.
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| 154 | November 12, 2020 | Non-compliance securities law against ACE Capital Management Services Ltd.
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| 155 | November 5, 2020 | Non-compliance securities law against Active Fine Chemicals Ltd.
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| 156 | November 12, 2020 | Non-compliance securities law against Adil Securities Ltd.
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| 157 | November 12, 2020 | Non-compliance securities law against AHC Securities Ltd.
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| 158 | November 12, 2020 | Non-compliance securities law against Akij Securities Ltd.
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| 159 | November 12, 2020 | Non-compliance securities law against Al Haja Jahanara Securities Ltd.
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| 160 | November 12, 2020 | Non-compliance securities law against AL-Haj Securities & Stocks Ltd.
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| 161 | November 12, 2020 | Non-compliance securities law against Al-Muntaha Trading Co. Ltd.
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| 162 | November 12, 2020 | Non-compliance securities law against Aloco Securities Ltd.
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| 163 | November 12, 2020 | Non-compliance securities law against Anchor Securities Ltd.
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| 164 | November 12, 2020 | Non-compliance securities law against Anwar Securities Ltd.
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| 165 | November 12, 2020 | Non-compliance securities law against Apex Investment Ltd.
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| 166 | November 12, 2020 | Non-compliance securities law against Arena Securities Ltd.
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| 167 | November 12, 2020 | Non-compliance securities law against Aries Securities Ltd.
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| 168 | November 12, 2020 | Non-compliance securities law against ASENZ Securities Ltd.
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| 169 | November 10, 2020 | Non-compliance securities law against Asian Tiger Capital Partners Investments Ltd.
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| 170 | November 3, 2020 | Non-compliance securities law against Delta Spinners Ltd.
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| 171 | November 10, 2020 | Non-compliance securities law against EC Securities Ltd.
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| 172 | November 10, 2020 | Non-compliance securities law against First Security Islami Capital & Investment Ltd.
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| 173 | November 11, 2020 | Non-compliance securities law against Firstlead Securities Ltd.
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| 174 | November 10, 2020 | Non-compliance securities law against Grameen Capital Management Ltd.
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| 175 | November 10, 2020 | Non-compliance securities law against Green Delta Capital Ltd.
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| 176 | November 23, 2020 | Non-compliance securities law against International Leasing securities Ltd.
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| 177 | November 10, 2020 | Non-compliance securities law against Jamuna Bank Capital Management Ltd.
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| 178 | November 10, 2020 | Non-compliance securities law against Janata Capital and Investment Ltd.
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| 179 | November 10, 2020 | Non-compliance securities law against MIDAS Investment Ltd.
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| 180 | November 23, 2020 | Non-compliance securities law against Pioneer Shares & Securities Ltd.
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| 181 | November 10, 2020 | Non-compliance securities law against Race Portfolio & Issue Management Ltd.
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| 182 | November 10, 2020 | Non-compliance securities law against Riverstone Capitel Ltd.
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| 183 | November 10, 2020 | Non-compliance securities law against Sonali Investment Ltd.
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| 184 | November 23, 2020 | Non-compliance securities law against Sylnet Securities Ltd.
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| 185 | November 10, 2020 | Non-compliance securities law against Trust Bank Investment Ltd.
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| 186 | November 12, 2020 | Non-compliance securities law against Azam Securities Ltd.
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| 187 | December 23, 2020 | Non-compliance securities law against Holy City Securities Ltd.
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| 188 | November 23, 2020 | Non-compliance securities law against Ibrahim Securities Ltd.
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| 189 | November 23, 2020 | Non-compliance securities law against IFIC Securities and Financial Services Ltd.
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| 190 | November 23, 2020 | Non-compliance securities law against IIFD Securities Ltd.
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| 191 | November 23, 2020 | Non-compliance securities law against Imtiyaz Husain Securities Ltd.
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| 192 | November 23, 2020 | Non-compliance securities law against Indicate Securities Consultants Ltd.
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| 193 | November 23, 2020 | Non-compliance securities law against International Leasing Securities Ltd.
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| 194 | November 23, 2020 | Non-compliance securities law against Investment Promotion Services Ltd.
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| 195 | November 23, 2020 | Non-compliance securities law against Islami Bank Securities Ltd.
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| 196 | November 23, 2020 | Non-compliance securities law against Island Securities Ltd.
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| 197 | November 23, 2020 | Non-compliance securities law against Jahan Securities Ltd.
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| 198 | November 23, 2020 | Non-compliance securities law against Jamal Ahmed Securities Ltd.
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| 199 | November 23, 2020 | Non-compliance securities law against Joytun Securities Ltd.936
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| 200 | November 23, 2020 | Non-compliance securities law against K.H.B. Securities Ltd.
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| 201 | November 23, 2020 | Non-compliance securities law against K.H.B. Securities Ltd.937
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| 202 | November 23, 2020 | Non-compliance securities law against Kazi Equities Ltd.
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| 203 | November 23, 2020 | Non-compliance securities law against Kazi firoz Rashid Securities Ltd.
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| 204 | November 23, 2020 | Non-compliance securities law against Khwaja Equities Service Ltd.
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| 205 | November 23, 2020 | Non-compliance securities law against K-Securities and Consultants Ltd.
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| 206 | November 26, 2020 | Non-compliance securities law against Cosmopolitan Finance Ltd.
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| 207 | November 18, 2020 | Non-compliance securities law against DMR Securities Ltd.
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| 208 | November 18, 2020 | Non-compliance securities law against Dragon Securities Ltd.
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| 209 | November 18, 2020 | Non-compliance securities law against DSFM Securities Ltd.
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| 210 | November 26, 2020 | Non-compliance securities law against Harpoon Securities Ltd.
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| 211 | November 23, 2020 | Non-compliance securities law against Hasan Securities Ltd.
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| 212 | November 23, 2020 | Non-compliance securities law against Hazrat Amanat Shah Securities Ltd.
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| 213 | November 23, 2020 | Non-compliance securities law against Hedayetullah Securities Ltd.
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| 214 | November 23, 2020 | Non-compliance securities law against Howlader Equities Services Ltd.
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| 215 | November 23, 2020 | Non-compliance securities law against Latif Securities Ltd.
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| 216 | November 26, 2020 | Non-compliance securities law against M & Z Securities Ltd.
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| 217 | November 26, 2020 | Non-compliance securities law against MAH Securities Ltd.
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| 218 | November 26, 2020 | Non-compliance securities law against MAM Securities Ltd.
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| 219 | November 26, 2020 | Non-compliance securities law against Md. Fakhrul Islam Securities Ltd.
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| 220 | November 26, 2020 | Non-compliance securities law against Md. Shahidullah Securities Ltd.
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| 221 | November 26, 2020 | Non-compliance securities law against M-Securities Ltd.
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| 222 | November 26, 2020 | Non-compliance securities law against Prudential Capitals Ltd.
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| 223 | November 26, 2020 | Non-compliance securities law against Race Protfolio and Issue Management Ltd.
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| 224 | November 26, 2020 | Non-compliance securities law against Royal Capitals Ltd.
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| 225 | November 26, 2020 | Non-compliance securities law against Secure Capitals Ltd.
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| 226 | November 18, 2020 | Non-compliance securities law against Dynamic Securities Consultants Ltd.
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| 227 | November 18, 2020 | Non-compliance securities law against EBL Securities Ltd.
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| 228 | November 18, 2020 | Non-compliance securities law against E-Securities Ltd.
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| 229 | November 18, 2020 | Non-compliance securities law against ETBL Securities & Exchange Ltd.
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| 230 | November 18, 2020 | Non-compliance securities law against Expo Traders Ltd.
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| 231 | November 18, 2020 | Non-compliance securities law against Fareast Stock & Bonds Ltd.
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| 232 | November 18, 2020 | Non-compliance securities law against Farida Raqib Securities Ltd.
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| 233 | November 26, 2020 | Non-compliance securities law against Modern Securities Ltd.
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| 234 | November 26, 2020 | Non-compliance securities law against Mohammaddi Stock Market Ltd.
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| 235 | November 26, 2020 | Non-compliance securities law against Mona Financial Consultancy & Secutities Ltd.
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| 236 | November 26, 2020 | Non-compliance securities law against Moshior Securities Ltd.
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| 237 | November 26, 2020 | Non-compliance securities law against MTB Securities Ltd.
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| 238 | November 26, 2020 | Non-compliance securities law against Multi Securities & Services Ltd.
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| 239 | November 26, 2020 | Non-compliance securities law against Nabiul Karim Securities Ltd.
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| 240 | November 26, 2020 | Non-compliance securities law against NCCB Securities & Financial Ltd.
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| 241 | November 26, 2020 | Non-compliance securities law against Nexus Securities Ltd.
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| 242 | November 26, 2020 | Non-compliance securities law against NLI Securities Ltd.
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| 243 | November 26, 2020 | Non-compliance securities law against NRBC Bank Securities Ltd.
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| 244 | November 26, 2020 | Non-compliance securities law against Nur-E-Alam Siddique & Company Ltd.
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| 245 | November 26, 2020 | Non-compliance securities law against Oshadhi Securities Ltd.
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| 246 | November 26, 2020 | Non-compliance securities law against Pasha Capital Ltd.
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| 247 | November 26, 2020 | Non-compliance securities law against Peace Securities Ltd.
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| 248 | November 26, 2020 | Non-compliance securities law against PFI Securities Ltd.
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| 249 | November 18, 2020 | Non-compliance securities law against AIBL Capital Market Services Ltd.
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| 250 | November 16, 2020 | Non-compliance securities law against B & B Enterprice Ltd.
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| 251 | November 16, 2020 | Non-compliance securities law against Banco Securities Ltd.
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| 252 | November 16, 2020 | Non-compliance securities law against Bank Asia Securities Ltd.
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| 253 | November 16, 2020 | Non-compliance securities law against BD Finance Securities Ltd.
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| 254 | November 16, 2020 | Non-compliance securities law against BD Sunlife Securities Ltd.
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| 255 | November 16, 2020 | Non-compliance securities law against BDBL Investment Services Ltd.
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| 256 | November 16, 2020 | Non-compliance securities law against BDBL Securities Ltd.
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| 257 | November 16, 2020 | Non-compliance securities law against Beximco Securities Ltd.
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| 258 | November 16, 2020 | Non-compliance securities law against BLI Securities Ltd.
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| 259 | November 16, 2020 | Non-compliance securities law against Bluechip Securities Ltd.
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| 260 | November 18, 2020 | Non-compliance securities law against Brac EPL Stock Brokerage Ltd.
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| 261 | November 16, 2020 | Non-compliance securities law against Bulbul Securities Ltd.
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| 262 | November 16, 2020 | Non-compliance securities law against City Brokerage Ltd.
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| 263 | November 16, 2020 | Non-compliance securities law against CMSL Securities Ltd.
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| 264 | November 16, 2020 | Non-compliance securities law against Commerce Bank Securities & Investment Ltd.
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| 265 | November 16, 2020 | Non-compliance securities law against Crest Securities Ltd.
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| 266 | November 16, 2020 | Non-compliance securities law against Daulatunnessa Equities Ltd.
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| 267 | November 16, 2020 | Non-compliance securities law against Delta Capital Ltd.
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| 268 | November 16, 2020 | Non-compliance securities law against Dhanmondi Securities Ltd.
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| 269 | November 16, 2020 | Non-compliance securities law against DLIC Securities Ltd.
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| 270 | November 18, 2020 | Non-compliance securities law against Dragon Securities Ltd.
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| 271 | November 18, 2020 | Non-compliance securities law against Federal Securities and Investment Ltd.
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| 272 | November 18, 2020 | Non-compliance securities law against Fortune Securities Ltd.
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| 273 | November 18, 2020 | Non-compliance securities law against Gateway Equity Resource Ltd.
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| 274 | November 18, 2020 | Non-compliance securities law against Global Securities Ltd.
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| 275 | November 18, 2020 | Non-compliance securities law against Globe Securities Ltd.
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| 276 | November 18, 2020 | Non-compliance securities law against Greenland Equities Ltd.
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| 277 | November 18, 2020 | Non-compliance securities law against Habibur Rahman Securities Ltd.
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| 278 | November 18, 2020 | Non-compliance securities law against HAC Securities Ltd.
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| 279 | November 18, 2020 | Non-compliance securities law against Haji Ahmed Brother Securities Ltd.
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| 280 | November 18, 2020 | Non-compliance securities law against harun Securities Ltd.
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| 281 | November 18, 2020 | Non-compliance securities law against ICB Securities Trading Company Ltd.
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| 282 | November 18, 2020 | Non-compliance securities law against Imtyaz Husain Securities Ltd.
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| 283 | November 18, 2020 | Non-compliance securities law against International Leasing Securities Ltd.
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| 284 | November 18, 2020 | Non-compliance securities law against Lanka Bangla Securties Ltd.
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| 285 | November 18, 2020 | Non-compliance securities law against Pime Islami Securities Ltd.
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| 286 | November 26, 2020 | Non-compliance securities law against Square Securities Management Limited.
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| 287 | November 18, 2020 | Non-compliance securities law against UCB Capital Management Ltd.
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| 288 | November 26, 2020 | Non-compliance securities law against Meghna Bank Securities Ltd.
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| 289 | November 26, 2020 | Non-compliance securities law against Meghna Life Securities & Investment Ltd.
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| 290 | November 26, 2020 | Non-compliance securities law against Merchant Securities Ltd.
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| 291 | November 26, 2020 | Non-compliance securities law against Merchantile Bank Securities Ltd.
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| 292 | November 26, 2020 | Non-compliance securities law against Mirror Financial Management Ltd.
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| 293 | November 26, 2020 | Non-compliance securities law against Modern Equity Ltd.
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| 294 | November 15, 2020 | Non-compliance securities law against Aries Securities Ltd.
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| 295 | November 18, 2020 | Non-compliance securities law against City Bank Capital Resources Ltd.
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| 296 | November 18, 2020 | Non-compliance securities law against EBL Investments Ltd.
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| 297 | November 18, 2020 | Non-compliance securities law against Island Securities Ltd.888
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| 298 | November 15, 2020 | Non-compliance securities law against Lanka Bangla Securities Ltd.
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| 299 | November 18, 2020 | Non-compliance securities law against Reliance Brokerage Services Ltd.
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| 300 | November 18, 2020 | Non-compliance securities law against Salta Capital Ltd.
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| 301 | November 4, 2020 | Order against Art International Ltd.
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| 302 | November 4, 2020 | Order against Jupiter Business Ltd.
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