Enforcement Action
June,2020

March, 2020
Sl.NoDateSubjectCommission’s Decision
4March 23, 2020

Non-compliance securities law against Ali Securities Co. Ltd.

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5March 2, 2020

Non-compliance securities law against Bali Securities Ltd

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6March 23, 2020

Non-compliance securities law against Banco Securities Ltd.

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7March 23, 2020

Non-compliance securities law against Holy City Securities Ltd.297

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8March 23, 2020

Non-compliance securities law against Holy City Securities Ltd.298

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9March 23, 2020

Non-compliance securities law against Jalalabad Securities Ltd.

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10March 23, 2020

Non-compliance securities law against Lanka Bangla Securities Ltd.

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11March 2, 2020

Non-compliance securities law against Lanka Bangla Securities Ltd.225

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12March 23, 2020

Non-compliance securities law against Lotus Sharess & Securities Ltd.

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13March 23, 2020

Non-compliance securities law against Main Abdur Rashid Securities Ltd.

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14March 23, 2020

Non-compliance securities law against Main Abdur Rashid Securities Ltd.295

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15March 2, 2020

Non-compliance securities law against Mr. Tashrif Al Forman

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16March 23, 2020

Non-compliance securities law against M-Securities Ltd.

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17March 2, 2020

Non-compliance securities law against M-Securities Ltd.226

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18March 2, 2020

Non-compliance securities law against Premier Leasing Securities Broking Ltd.223

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19March 2, 2020

Non-compliance securities law against Premier Leasing Securities Broking Ltd.224

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20March 3, 2020

Non-compliance securities law against Sohel Securities Ltd.

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21March 3, 2020

Non-compliance securities law against Tamha Securities Ltd.

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February, 2020

January, 2020