| Sl.No | Date | Subject | Commission’s Decision |
|---|
| 32 | November 12, 2020 | Non-compliance securities law against A N W Securities Ltd.
|
Click to View
|
| 33 | November 12, 2020 | Non-compliance securities law against AB & Co. Ltd.
|
Click to View
|
| 34 | November 12, 2020 | Non-compliance securities law against ACE Capital Management Services Ltd.
|
Click to View
|
| 35 | November 5, 2020 | Non-compliance securities law against Active Fine Chemicals Ltd.
|
Click to View
|
| 36 | November 12, 2020 | Non-compliance securities law against Adil Securities Ltd.
|
Click to View
|
| 37 | November 12, 2020 | Non-compliance securities law against AHC Securities Ltd.
|
Click to View
|
| 38 | November 12, 2020 | Non-compliance securities law against Akij Securities Ltd.
|
Click to View
|
| 39 | November 12, 2020 | Non-compliance securities law against Al Haja Jahanara Securities Ltd.
|
Click to View
|
| 40 | November 12, 2020 | Non-compliance securities law against AL-Haj Securities & Stocks Ltd.
|
Click to View
|
| 41 | November 12, 2020 | Non-compliance securities law against Al-Muntaha Trading Co. Ltd.
|
Click to View
|
| 42 | November 12, 2020 | Non-compliance securities law against Aloco Securities Ltd.
|
Click to View
|
| 43 | November 12, 2020 | Non-compliance securities law against Anchor Securities Ltd.
|
Click to View
|
| 44 | November 12, 2020 | Non-compliance securities law against Anwar Securities Ltd.
|
Click to View
|
| 45 | November 12, 2020 | Non-compliance securities law against Apex Investment Ltd.
|
Click to View
|
| 46 | November 12, 2020 | Non-compliance securities law against Arena Securities Ltd.
|
Click to View
|
| 47 | November 12, 2020 | Non-compliance securities law against Aries Securities Ltd.
|
Click to View
|
| 48 | November 12, 2020 | Non-compliance securities law against ASENZ Securities Ltd.
|
Click to View
|
| 49 | November 10, 2020 | Non-compliance securities law against Asian Tiger Capital Partners Investments Ltd.
|
Click to View
|
| 50 | November 3, 2020 | Non-compliance securities law against Delta Spinners Ltd.
|
Click to View
|
| 51 | November 10, 2020 | Non-compliance securities law against EC Securities Ltd.
|
Click to View
|
| 52 | November 10, 2020 | Non-compliance securities law against First Security Islami Capital & Investment Ltd.
|
Click to View
|
| 53 | November 11, 2020 | Non-compliance securities law against Firstlead Securities Ltd.
|
Click to View
|
| 54 | November 10, 2020 | Non-compliance securities law against Grameen Capital Management Ltd.
|
Click to View
|
| 55 | November 10, 2020 | Non-compliance securities law against Green Delta Capital Ltd.
|
Click to View
|
| 56 | November 23, 2020 | Non-compliance securities law against International Leasing securities Ltd.
|
Click to View
|
| 57 | November 10, 2020 | Non-compliance securities law against Jamuna Bank Capital Management Ltd.
|
Click to View
|
| 58 | November 10, 2020 | Non-compliance securities law against Janata Capital and Investment Ltd.
|
Click to View
|
| 59 | November 10, 2020 | Non-compliance securities law against MIDAS Investment Ltd.
|
Click to View
|
| 60 | November 23, 2020 | Non-compliance securities law against Pioneer Shares & Securities Ltd.
|
Click to View
|
| 61 | November 10, 2020 | Non-compliance securities law against Race Portfolio & Issue Management Ltd.
|
Click to View
|
| 62 | November 10, 2020 | Non-compliance securities law against Riverstone Capitel Ltd.
|
Click to View
|
| 63 | November 10, 2020 | Non-compliance securities law against Sonali Investment Ltd.
|
Click to View
|
| 64 | November 23, 2020 | Non-compliance securities law against Sylnet Securities Ltd.
|
Click to View
|
| 65 | November 10, 2020 | Non-compliance securities law against Trust Bank Investment Ltd.
|
Click to View
|
| 66 | November 12, 2020 | Non-compliance securities law against Azam Securities Ltd.
|
Click to View
|
| 67 | December 23, 2020 | Non-compliance securities law against Holy City Securities Ltd.
|
Click to View
|
| 68 | November 23, 2020 | Non-compliance securities law against Ibrahim Securities Ltd.
|
Click to View
|
| 69 | November 23, 2020 | Non-compliance securities law against IFIC Securities and Financial Services Ltd.
|
Click to View
|
| 70 | November 23, 2020 | Non-compliance securities law against IIFD Securities Ltd.
|
Click to View
|
| 71 | November 23, 2020 | Non-compliance securities law against Imtiyaz Husain Securities Ltd.
|
Click to View
|
| 72 | November 23, 2020 | Non-compliance securities law against Indicate Securities Consultants Ltd.
|
Click to View
|
| 73 | November 23, 2020 | Non-compliance securities law against International Leasing Securities Ltd.
|
Click to View
|
| 74 | November 23, 2020 | Non-compliance securities law against Investment Promotion Services Ltd.
|
Click to View
|
| 75 | November 23, 2020 | Non-compliance securities law against Islami Bank Securities Ltd.
|
Click to View
|
| 76 | November 23, 2020 | Non-compliance securities law against Island Securities Ltd.
|
Click to View
|
| 77 | November 23, 2020 | Non-compliance securities law against Jahan Securities Ltd.
|
Click to View
|
| 78 | November 23, 2020 | Non-compliance securities law against Jamal Ahmed Securities Ltd.
|
Click to View
|
| 79 | November 23, 2020 | Non-compliance securities law against Joytun Securities Ltd.936
|
Click to View
|
| 80 | November 23, 2020 | Non-compliance securities law against K.H.B. Securities Ltd.
|
Click to View
|
| 81 | November 23, 2020 | Non-compliance securities law against K.H.B. Securities Ltd.937
|
Click to View
|
| 82 | November 23, 2020 | Non-compliance securities law against Kazi Equities Ltd.
|
Click to View
|
| 83 | November 23, 2020 | Non-compliance securities law against Kazi firoz Rashid Securities Ltd.
|
Click to View
|
| 84 | November 23, 2020 | Non-compliance securities law against Khwaja Equities Service Ltd.
|
Click to View
|
| 85 | November 23, 2020 | Non-compliance securities law against K-Securities and Consultants Ltd.
|
Click to View
|
| 86 | November 26, 2020 | Non-compliance securities law against Cosmopolitan Finance Ltd.
|
Click to View
|
| 87 | November 18, 2020 | Non-compliance securities law against DMR Securities Ltd.
|
Click to View
|
| 88 | November 18, 2020 | Non-compliance securities law against Dragon Securities Ltd.
|
Click to View
|
| 89 | November 18, 2020 | Non-compliance securities law against DSFM Securities Ltd.
|
Click to View
|
| 90 | November 26, 2020 | Non-compliance securities law against Harpoon Securities Ltd.
|
Click to View
|
| 91 | November 23, 2020 | Non-compliance securities law against Hasan Securities Ltd.
|
Click to View
|
| 92 | November 23, 2020 | Non-compliance securities law against Hazrat Amanat Shah Securities Ltd.
|
Click to View
|
| 93 | November 23, 2020 | Non-compliance securities law against Hedayetullah Securities Ltd.
|
Click to View
|
| 94 | November 23, 2020 | Non-compliance securities law against Howlader Equities Services Ltd.
|
Click to View
|
| 95 | November 23, 2020 | Non-compliance securities law against Latif Securities Ltd.
|
Click to View
|
| 96 | November 26, 2020 | Non-compliance securities law against M & Z Securities Ltd.
|
Click to View
|
| 97 | November 26, 2020 | Non-compliance securities law against MAH Securities Ltd.
|
Click to View
|
| 98 | November 26, 2020 | Non-compliance securities law against MAM Securities Ltd.
|
Click to View
|
| 99 | November 26, 2020 | Non-compliance securities law against Md. Fakhrul Islam Securities Ltd.
|
Click to View
|
| 100 | November 26, 2020 | Non-compliance securities law against Md. Shahidullah Securities Ltd.
|
Click to View
|
| 101 | November 26, 2020 | Non-compliance securities law against M-Securities Ltd.
|
Click to View
|
| 102 | November 26, 2020 | Non-compliance securities law against Prudential Capitals Ltd.
|
Click to View
|
| 103 | November 26, 2020 | Non-compliance securities law against Race Protfolio and Issue Management Ltd.
|
Click to View
|
| 104 | November 26, 2020 | Non-compliance securities law against Royal Capitals Ltd.
|
Click to View
|
| 105 | November 26, 2020 | Non-compliance securities law against Secure Capitals Ltd.
|
Click to View
|
| 106 | November 18, 2020 | Non-compliance securities law against Dynamic Securities Consultants Ltd.
|
Click to View
|
| 107 | November 18, 2020 | Non-compliance securities law against EBL Securities Ltd.
|
Click to View
|
| 108 | November 18, 2020 | Non-compliance securities law against E-Securities Ltd.
|
Click to View
|
| 109 | November 18, 2020 | Non-compliance securities law against ETBL Securities & Exchange Ltd.
|
Click to View
|
| 110 | November 18, 2020 | Non-compliance securities law against Expo Traders Ltd.
|
Click to View
|
| 111 | November 18, 2020 | Non-compliance securities law against Fareast Stock & Bonds Ltd.
|
Click to View
|
| 112 | November 18, 2020 | Non-compliance securities law against Farida Raqib Securities Ltd.
|
Click to View
|
| 113 | November 26, 2020 | Non-compliance securities law against Modern Securities Ltd.
|
Click to View
|
| 114 | November 26, 2020 | Non-compliance securities law against Mohammaddi Stock Market Ltd.
|
Click to View
|
| 115 | November 26, 2020 | Non-compliance securities law against Mona Financial Consultancy & Secutities Ltd.
|
Click to View
|
| 116 | November 26, 2020 | Non-compliance securities law against Moshior Securities Ltd.
|
Click to View
|
| 117 | November 26, 2020 | Non-compliance securities law against MTB Securities Ltd.
|
Click to View
|
| 118 | November 26, 2020 | Non-compliance securities law against Multi Securities & Services Ltd.
|
Click to View
|
| 119 | November 26, 2020 | Non-compliance securities law against Nabiul Karim Securities Ltd.
|
Click to View
|
| 120 | November 26, 2020 | Non-compliance securities law against NCCB Securities & Financial Ltd.
|
Click to View
|
| 121 | November 26, 2020 | Non-compliance securities law against Nexus Securities Ltd.
|
Click to View
|
| 122 | November 26, 2020 | Non-compliance securities law against NLI Securities Ltd.
|
Click to View
|
| 123 | November 26, 2020 | Non-compliance securities law against NRBC Bank Securities Ltd.
|
Click to View
|
| 124 | November 26, 2020 | Non-compliance securities law against Nur-E-Alam Siddique & Company Ltd.
|
Click to View
|
| 125 | November 26, 2020 | Non-compliance securities law against Oshadhi Securities Ltd.
|
Click to View
|
| 126 | November 26, 2020 | Non-compliance securities law against Pasha Capital Ltd.
|
Click to View
|
| 127 | November 26, 2020 | Non-compliance securities law against Peace Securities Ltd.
|
Click to View
|
| 128 | November 26, 2020 | Non-compliance securities law against PFI Securities Ltd.
|
Click to View
|
| 129 | November 18, 2020 | Non-compliance securities law against AIBL Capital Market Services Ltd.
|
Click to View
|
| 130 | November 16, 2020 | Non-compliance securities law against B & B Enterprice Ltd.
|
Click to View
|
| 131 | November 16, 2020 | Non-compliance securities law against Banco Securities Ltd.
|
Click to View
|
| 132 | November 16, 2020 | Non-compliance securities law against Bank Asia Securities Ltd.
|
Click to View
|
| 133 | November 16, 2020 | Non-compliance securities law against BD Finance Securities Ltd.
|
Click to View
|
| 134 | November 16, 2020 | Non-compliance securities law against BD Sunlife Securities Ltd.
|
Click to View
|
| 135 | November 16, 2020 | Non-compliance securities law against BDBL Investment Services Ltd.
|
Click to View
|
| 136 | November 16, 2020 | Non-compliance securities law against BDBL Securities Ltd.
|
Click to View
|
| 137 | November 16, 2020 | Non-compliance securities law against Beximco Securities Ltd.
|
Click to View
|
| 138 | November 16, 2020 | Non-compliance securities law against BLI Securities Ltd.
|
Click to View
|
| 139 | November 16, 2020 | Non-compliance securities law against Bluechip Securities Ltd.
|
Click to View
|
| 140 | November 18, 2020 | Non-compliance securities law against Brac EPL Stock Brokerage Ltd.
|
Click to View
|
| 141 | November 16, 2020 | Non-compliance securities law against Bulbul Securities Ltd.
|
Click to View
|
| 142 | November 16, 2020 | Non-compliance securities law against City Brokerage Ltd.
|
Click to View
|
| 143 | November 16, 2020 | Non-compliance securities law against CMSL Securities Ltd.
|
Click to View
|
| 144 | November 16, 2020 | Non-compliance securities law against Commerce Bank Securities & Investment Ltd.
|
Click to View
|
| 145 | November 16, 2020 | Non-compliance securities law against Crest Securities Ltd.
|
Click to View
|
| 146 | November 16, 2020 | Non-compliance securities law against Daulatunnessa Equities Ltd.
|
Click to View
|
| 147 | November 16, 2020 | Non-compliance securities law against Delta Capital Ltd.
|
Click to View
|
| 148 | November 16, 2020 | Non-compliance securities law against Dhanmondi Securities Ltd.
|
Click to View
|
| 149 | November 16, 2020 | Non-compliance securities law against DLIC Securities Ltd.
|
Click to View
|
| 150 | November 18, 2020 | Non-compliance securities law against Dragon Securities Ltd.
|
Click to View
|
| 151 | November 18, 2020 | Non-compliance securities law against Federal Securities and Investment Ltd.
|
Click to View
|
| 152 | November 18, 2020 | Non-compliance securities law against Fortune Securities Ltd.
|
Click to View
|
| 153 | November 18, 2020 | Non-compliance securities law against Gateway Equity Resource Ltd.
|
Click to View
|
| 154 | November 18, 2020 | Non-compliance securities law against Global Securities Ltd.
|
Click to View
|
| 155 | November 18, 2020 | Non-compliance securities law against Globe Securities Ltd.
|
Click to View
|
| 156 | November 18, 2020 | Non-compliance securities law against Greenland Equities Ltd.
|
Click to View
|
| 157 | November 18, 2020 | Non-compliance securities law against Habibur Rahman Securities Ltd.
|
Click to View
|
| 158 | November 18, 2020 | Non-compliance securities law against HAC Securities Ltd.
|
Click to View
|
| 159 | November 18, 2020 | Non-compliance securities law against Haji Ahmed Brother Securities Ltd.
|
Click to View
|
| 160 | November 18, 2020 | Non-compliance securities law against harun Securities Ltd.
|
Click to View
|
| 161 | November 18, 2020 | Non-compliance securities law against ICB Securities Trading Company Ltd.
|
Click to View
|
| 162 | November 18, 2020 | Non-compliance securities law against Imtyaz Husain Securities Ltd.
|
Click to View
|
| 163 | November 18, 2020 | Non-compliance securities law against International Leasing Securities Ltd.
|
Click to View
|
| 164 | November 18, 2020 | Non-compliance securities law against Lanka Bangla Securties Ltd.
|
Click to View
|
| 165 | November 18, 2020 | Non-compliance securities law against Pime Islami Securities Ltd.
|
Click to View
|
| 166 | November 26, 2020 | Non-compliance securities law against Square Securities Management Limited.
|
Click to View
|
| 167 | November 18, 2020 | Non-compliance securities law against UCB Capital Management Ltd.
|
Click to View
|
| 168 | November 26, 2020 | Non-compliance securities law against Meghna Bank Securities Ltd.
|
Click to View
|
| 169 | November 26, 2020 | Non-compliance securities law against Meghna Life Securities & Investment Ltd.
|
Click to View
|
| 170 | November 26, 2020 | Non-compliance securities law against Merchant Securities Ltd.
|
Click to View
|
| 171 | November 26, 2020 | Non-compliance securities law against Merchantile Bank Securities Ltd.
|
Click to View
|
| 172 | November 26, 2020 | Non-compliance securities law against Mirror Financial Management Ltd.
|
Click to View
|
| 173 | November 26, 2020 | Non-compliance securities law against Modern Equity Ltd.
|
Click to View
|
| 174 | November 15, 2020 | Non-compliance securities law against Aries Securities Ltd.
|
Click to View
|
| 175 | November 18, 2020 | Non-compliance securities law against City Bank Capital Resources Ltd.
|
Click to View
|
| 176 | November 18, 2020 | Non-compliance securities law against EBL Investments Ltd.
|
Click to View
|
| 177 | November 18, 2020 | Non-compliance securities law against Island Securities Ltd.888
|
Click to View
|
| 178 | November 15, 2020 | Non-compliance securities law against Lanka Bangla Securities Ltd.
|
Click to View
|
| 179 | November 18, 2020 | Non-compliance securities law against Reliance Brokerage Services Ltd.
|
Click to View
|
| 180 | November 18, 2020 | Non-compliance securities law against Salta Capital Ltd.
|
Click to View
|
| 181 | November 4, 2020 | Order against Art International Ltd.
|
Click to View
|
| 182 | November 4, 2020 | Order against Jupiter Business Ltd.
|
Click to View
|
