Sl.No | Date | Subject | Commission’s Decision |
32 | November 12, 2020 | Non-compliance securities law against A N W Securities Ltd.
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33 | November 12, 2020 | Non-compliance securities law against AB & Co. Ltd.
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34 | November 12, 2020 | Non-compliance securities law against ACE Capital Management Services Ltd.
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35 | November 5, 2020 | Non-compliance securities law against Active Fine Chemicals Ltd.
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36 | November 12, 2020 | Non-compliance securities law against Adil Securities Ltd.
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37 | November 12, 2020 | Non-compliance securities law against AHC Securities Ltd.
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38 | November 12, 2020 | Non-compliance securities law against Akij Securities Ltd.
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39 | November 12, 2020 | Non-compliance securities law against Al Haja Jahanara Securities Ltd.
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40 | November 12, 2020 | Non-compliance securities law against AL-Haj Securities & Stocks Ltd.
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41 | November 12, 2020 | Non-compliance securities law against Al-Muntaha Trading Co. Ltd.
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42 | November 12, 2020 | Non-compliance securities law against Aloco Securities Ltd.
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43 | November 12, 2020 | Non-compliance securities law against Anchor Securities Ltd.
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44 | November 12, 2020 | Non-compliance securities law against Anwar Securities Ltd.
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45 | November 12, 2020 | Non-compliance securities law against Apex Investment Ltd.
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46 | November 12, 2020 | Non-compliance securities law against Arena Securities Ltd.
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47 | November 12, 2020 | Non-compliance securities law against Aries Securities Ltd.
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48 | November 12, 2020 | Non-compliance securities law against ASENZ Securities Ltd.
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49 | November 10, 2020 | Non-compliance securities law against Asian Tiger Capital Partners Investments Ltd.
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50 | November 3, 2020 | Non-compliance securities law against Delta Spinners Ltd.
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51 | November 10, 2020 | Non-compliance securities law against EC Securities Ltd.
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52 | November 10, 2020 | Non-compliance securities law against First Security Islami Capital & Investment Ltd.
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53 | November 11, 2020 | Non-compliance securities law against Firstlead Securities Ltd.
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54 | November 10, 2020 | Non-compliance securities law against Grameen Capital Management Ltd.
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55 | November 10, 2020 | Non-compliance securities law against Green Delta Capital Ltd.
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56 | November 23, 2020 | Non-compliance securities law against International Leasing securities Ltd.
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57 | November 10, 2020 | Non-compliance securities law against Jamuna Bank Capital Management Ltd.
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58 | November 10, 2020 | Non-compliance securities law against Janata Capital and Investment Ltd.
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59 | November 10, 2020 | Non-compliance securities law against MIDAS Investment Ltd.
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60 | November 23, 2020 | Non-compliance securities law against Pioneer Shares & Securities Ltd.
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61 | November 10, 2020 | Non-compliance securities law against Race Portfolio & Issue Management Ltd.
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62 | November 10, 2020 | Non-compliance securities law against Riverstone Capitel Ltd.
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63 | November 10, 2020 | Non-compliance securities law against Sonali Investment Ltd.
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64 | November 23, 2020 | Non-compliance securities law against Sylnet Securities Ltd.
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65 | November 10, 2020 | Non-compliance securities law against Trust Bank Investment Ltd.
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66 | November 12, 2020 | Non-compliance securities law against Azam Securities Ltd.
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67 | December 23, 2020 | Non-compliance securities law against Holy City Securities Ltd.
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68 | November 23, 2020 | Non-compliance securities law against Ibrahim Securities Ltd.
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69 | November 23, 2020 | Non-compliance securities law against IFIC Securities and Financial Services Ltd.
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70 | November 23, 2020 | Non-compliance securities law against IIFD Securities Ltd.
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71 | November 23, 2020 | Non-compliance securities law against Imtiyaz Husain Securities Ltd.
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72 | November 23, 2020 | Non-compliance securities law against Indicate Securities Consultants Ltd.
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73 | November 23, 2020 | Non-compliance securities law against International Leasing Securities Ltd.
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74 | November 23, 2020 | Non-compliance securities law against Investment Promotion Services Ltd.
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75 | November 23, 2020 | Non-compliance securities law against Islami Bank Securities Ltd.
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76 | November 23, 2020 | Non-compliance securities law against Island Securities Ltd.
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77 | November 23, 2020 | Non-compliance securities law against Jahan Securities Ltd.
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78 | November 23, 2020 | Non-compliance securities law against Jamal Ahmed Securities Ltd.
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79 | November 23, 2020 | Non-compliance securities law against Joytun Securities Ltd.936
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80 | November 23, 2020 | Non-compliance securities law against K.H.B. Securities Ltd.
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81 | November 23, 2020 | Non-compliance securities law against K.H.B. Securities Ltd.937
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82 | November 23, 2020 | Non-compliance securities law against Kazi Equities Ltd.
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83 | November 23, 2020 | Non-compliance securities law against Kazi firoz Rashid Securities Ltd.
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84 | November 23, 2020 | Non-compliance securities law against Khwaja Equities Service Ltd.
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85 | November 23, 2020 | Non-compliance securities law against K-Securities and Consultants Ltd.
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86 | November 26, 2020 | Non-compliance securities law against Cosmopolitan Finance Ltd.
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87 | November 18, 2020 | Non-compliance securities law against DMR Securities Ltd.
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88 | November 18, 2020 | Non-compliance securities law against Dragon Securities Ltd.
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89 | November 18, 2020 | Non-compliance securities law against DSFM Securities Ltd.
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90 | November 26, 2020 | Non-compliance securities law against Harpoon Securities Ltd.
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91 | November 23, 2020 | Non-compliance securities law against Hasan Securities Ltd.
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92 | November 23, 2020 | Non-compliance securities law against Hazrat Amanat Shah Securities Ltd.
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93 | November 23, 2020 | Non-compliance securities law against Hedayetullah Securities Ltd.
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94 | November 23, 2020 | Non-compliance securities law against Howlader Equities Services Ltd.
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95 | November 23, 2020 | Non-compliance securities law against Latif Securities Ltd.
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96 | November 26, 2020 | Non-compliance securities law against M & Z Securities Ltd.
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97 | November 26, 2020 | Non-compliance securities law against MAH Securities Ltd.
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98 | November 26, 2020 | Non-compliance securities law against MAM Securities Ltd.
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99 | November 26, 2020 | Non-compliance securities law against Md. Fakhrul Islam Securities Ltd.
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100 | November 26, 2020 | Non-compliance securities law against Md. Shahidullah Securities Ltd.
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101 | November 26, 2020 | Non-compliance securities law against M-Securities Ltd.
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102 | November 26, 2020 | Non-compliance securities law against Prudential Capitals Ltd.
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103 | November 26, 2020 | Non-compliance securities law against Race Protfolio and Issue Management Ltd.
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104 | November 26, 2020 | Non-compliance securities law against Royal Capitals Ltd.
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105 | November 26, 2020 | Non-compliance securities law against Secure Capitals Ltd.
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106 | November 18, 2020 | Non-compliance securities law against Dynamic Securities Consultants Ltd.
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107 | November 18, 2020 | Non-compliance securities law against EBL Securities Ltd.
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108 | November 18, 2020 | Non-compliance securities law against E-Securities Ltd.
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109 | November 18, 2020 | Non-compliance securities law against ETBL Securities & Exchange Ltd.
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110 | November 18, 2020 | Non-compliance securities law against Expo Traders Ltd.
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111 | November 18, 2020 | Non-compliance securities law against Fareast Stock & Bonds Ltd.
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112 | November 18, 2020 | Non-compliance securities law against Farida Raqib Securities Ltd.
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113 | November 26, 2020 | Non-compliance securities law against Modern Securities Ltd.
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114 | November 26, 2020 | Non-compliance securities law against Mohammaddi Stock Market Ltd.
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115 | November 26, 2020 | Non-compliance securities law against Mona Financial Consultancy & Secutities Ltd.
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116 | November 26, 2020 | Non-compliance securities law against Moshior Securities Ltd.
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117 | November 26, 2020 | Non-compliance securities law against MTB Securities Ltd.
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118 | November 26, 2020 | Non-compliance securities law against Multi Securities & Services Ltd.
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119 | November 26, 2020 | Non-compliance securities law against Nabiul Karim Securities Ltd.
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120 | November 26, 2020 | Non-compliance securities law against NCCB Securities & Financial Ltd.
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121 | November 26, 2020 | Non-compliance securities law against Nexus Securities Ltd.
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122 | November 26, 2020 | Non-compliance securities law against NLI Securities Ltd.
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123 | November 26, 2020 | Non-compliance securities law against NRBC Bank Securities Ltd.
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124 | November 26, 2020 | Non-compliance securities law against Nur-E-Alam Siddique & Company Ltd.
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125 | November 26, 2020 | Non-compliance securities law against Oshadhi Securities Ltd.
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126 | November 26, 2020 | Non-compliance securities law against Pasha Capital Ltd.
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127 | November 26, 2020 | Non-compliance securities law against Peace Securities Ltd.
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128 | November 26, 2020 | Non-compliance securities law against PFI Securities Ltd.
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129 | November 18, 2020 | Non-compliance securities law against AIBL Capital Market Services Ltd.
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130 | November 16, 2020 | Non-compliance securities law against B & B Enterprice Ltd.
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131 | November 16, 2020 | Non-compliance securities law against Banco Securities Ltd.
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132 | November 16, 2020 | Non-compliance securities law against Bank Asia Securities Ltd.
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133 | November 16, 2020 | Non-compliance securities law against BD Finance Securities Ltd.
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134 | November 16, 2020 | Non-compliance securities law against BD Sunlife Securities Ltd.
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135 | November 16, 2020 | Non-compliance securities law against BDBL Investment Services Ltd.
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136 | November 16, 2020 | Non-compliance securities law against BDBL Securities Ltd.
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137 | November 16, 2020 | Non-compliance securities law against Beximco Securities Ltd.
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138 | November 16, 2020 | Non-compliance securities law against BLI Securities Ltd.
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139 | November 16, 2020 | Non-compliance securities law against Bluechip Securities Ltd.
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140 | November 18, 2020 | Non-compliance securities law against Brac EPL Stock Brokerage Ltd.
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141 | November 16, 2020 | Non-compliance securities law against Bulbul Securities Ltd.
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142 | November 16, 2020 | Non-compliance securities law against City Brokerage Ltd.
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143 | November 16, 2020 | Non-compliance securities law against CMSL Securities Ltd.
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144 | November 16, 2020 | Non-compliance securities law against Commerce Bank Securities & Investment Ltd.
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145 | November 16, 2020 | Non-compliance securities law against Crest Securities Ltd.
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146 | November 16, 2020 | Non-compliance securities law against Daulatunnessa Equities Ltd.
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147 | November 16, 2020 | Non-compliance securities law against Delta Capital Ltd.
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148 | November 16, 2020 | Non-compliance securities law against Dhanmondi Securities Ltd.
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149 | November 16, 2020 | Non-compliance securities law against DLIC Securities Ltd.
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150 | November 18, 2020 | Non-compliance securities law against Dragon Securities Ltd.
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151 | November 18, 2020 | Non-compliance securities law against Federal Securities and Investment Ltd.
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152 | November 18, 2020 | Non-compliance securities law against Fortune Securities Ltd.
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153 | November 18, 2020 | Non-compliance securities law against Gateway Equity Resource Ltd.
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154 | November 18, 2020 | Non-compliance securities law against Global Securities Ltd.
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155 | November 18, 2020 | Non-compliance securities law against Globe Securities Ltd.
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156 | November 18, 2020 | Non-compliance securities law against Greenland Equities Ltd.
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157 | November 18, 2020 | Non-compliance securities law against Habibur Rahman Securities Ltd.
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158 | November 18, 2020 | Non-compliance securities law against HAC Securities Ltd.
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159 | November 18, 2020 | Non-compliance securities law against Haji Ahmed Brother Securities Ltd.
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160 | November 18, 2020 | Non-compliance securities law against harun Securities Ltd.
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161 | November 18, 2020 | Non-compliance securities law against ICB Securities Trading Company Ltd.
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162 | November 18, 2020 | Non-compliance securities law against Imtyaz Husain Securities Ltd.
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163 | November 18, 2020 | Non-compliance securities law against International Leasing Securities Ltd.
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164 | November 18, 2020 | Non-compliance securities law against Lanka Bangla Securties Ltd.
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165 | November 18, 2020 | Non-compliance securities law against Pime Islami Securities Ltd.
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166 | November 26, 2020 | Non-compliance securities law against Square Securities Management Limited.
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167 | November 18, 2020 | Non-compliance securities law against UCB Capital Management Ltd.
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168 | November 26, 2020 | Non-compliance securities law against Meghna Bank Securities Ltd.
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169 | November 26, 2020 | Non-compliance securities law against Meghna Life Securities & Investment Ltd.
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170 | November 26, 2020 | Non-compliance securities law against Merchant Securities Ltd.
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171 | November 26, 2020 | Non-compliance securities law against Merchantile Bank Securities Ltd.
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172 | November 26, 2020 | Non-compliance securities law against Mirror Financial Management Ltd.
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173 | November 26, 2020 | Non-compliance securities law against Modern Equity Ltd.
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174 | November 15, 2020 | Non-compliance securities law against Aries Securities Ltd.
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175 | November 18, 2020 | Non-compliance securities law against City Bank Capital Resources Ltd.
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176 | November 18, 2020 | Non-compliance securities law against EBL Investments Ltd.
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177 | November 18, 2020 | Non-compliance securities law against Island Securities Ltd.888
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178 | November 15, 2020 | Non-compliance securities law against Lanka Bangla Securities Ltd.
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179 | November 18, 2020 | Non-compliance securities law against Reliance Brokerage Services Ltd.
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180 | November 18, 2020 | Non-compliance securities law against Salta Capital Ltd.
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181 | November 4, 2020 | Order against Art International Ltd.
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182 | November 4, 2020 | Order against Jupiter Business Ltd.
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