Enforcement Action
December, 2020
Sl.NoDateSubjectCommission’s Decision
1December 1, 2020

Non-compliance securities law against Phoenix Securities Ltd.

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2December 1, 2020

Non-compliance securities law against PHP Stock & Services Ltd.

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3December 1, 2020

Non-compliance securities law against Popular Life Insurance Co. Ltd.

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4December 1, 2020

Non-compliance securities law against Premier Bank Securities Ltd.

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5December 1, 2020

Non-compliance securities law against Premier Leasing Securities Ltd.

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6December 1, 2020

Non-compliance securities law against Prilink Securities Ltd.

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7December 1, 2020

Non-compliance securities law against Prime Islami Securities Ltd.

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8December 2, 2020

Non-compliance securities law against Prudential Capital Ltd.

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9December 1, 2020

Non-compliance securities law against Pubali Bank Securities Ltd.

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10December 1, 2020

Non-compliance securities law against Quayum Securities Ltd.

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11December 1, 2020

Non-compliance securities law against R N I Securities Ltd.

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12December 1, 2020

Non-compliance securities law against Rapid Securities Ltd.

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13December 1, 2020

Non-compliance securities law against Rashid Investment & Services Ltd.

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14December 1, 2020

Non-compliance securities law against Rasti Securities Ltd.

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15December 2, 2020

Non-compliance securities law against Razzak Securities Ltd.

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16December 1, 2020

Non-compliance securities law against Reliance Brokerage Services Ltd.

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17December 1, 2020

Non-compliance securities law against Remons Investment & Securities Ltd.

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18December 1, 2020

Non-compliance securities law against Rose Securities Ltd.

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19December 1, 2020

Non-compliance securities law against Royal Capital Ltd.

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20December 1, 2020

Non-compliance securities law against Royal Green Securities Ltd.

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21December 1, 2020

Non-compliance securities law against S & H Equities Ltd.

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22December 1, 2020

Non-compliance securities law against Saad Securities Ltd.

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23December 1, 2020

Non-compliance securities law against Sadeque Financial Management Ltd.

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24December 1, 2020

Non-compliance securities law against SAHCO Securities Ltd.

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25December 1, 2020

Non-compliance securities law against Salam and Company Ltd.

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26December 1, 2020

Non-compliance securities law against SBC Securities & Investment Ltd.

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27December 1, 2020

Non-compliance securities law against SCL Securities Ltd.

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28December 1, 2020

Non-compliance securities law against Shah Mohammad Sagir & Co Ltd.

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29December 1, 2020

Non-compliance securities law against Shahed Securities Ltd.

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30December 1, 2020

Non-compliance securities law against Shahjalal Islami Bank Securities Ltd.

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31December 1, 2020

Non-compliance securities law against Shajahan Securities Ltd.

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November, 2020
Sl.NoDateSubjectCommission’s Decision
32November 12, 2020

Non-compliance securities law against A N W Securities Ltd.

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33November 12, 2020

Non-compliance securities law against AB & Co. Ltd.

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34November 12, 2020

Non-compliance securities law against ACE Capital Management Services Ltd.

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35November 5, 2020

Non-compliance securities law against Active Fine Chemicals Ltd.

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36November 12, 2020

Non-compliance securities law against Adil Securities Ltd.

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37November 12, 2020

Non-compliance securities law against AHC Securities Ltd.

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38November 12, 2020

Non-compliance securities law against Akij Securities Ltd.

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39November 12, 2020

Non-compliance securities law against Al Haja Jahanara Securities Ltd.

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40November 12, 2020

Non-compliance securities law against AL-Haj Securities & Stocks Ltd.

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41November 12, 2020

Non-compliance securities law against Al-Muntaha Trading Co. Ltd.

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42November 12, 2020

Non-compliance securities law against Aloco Securities Ltd.

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43November 12, 2020

Non-compliance securities law against Anchor Securities Ltd.

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44November 12, 2020

Non-compliance securities law against Anwar Securities Ltd.

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45November 12, 2020

Non-compliance securities law against Apex Investment Ltd.

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46November 12, 2020

Non-compliance securities law against Arena Securities Ltd.

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47November 12, 2020

Non-compliance securities law against Aries Securities Ltd.

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48November 12, 2020

Non-compliance securities law against ASENZ Securities Ltd.

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49November 10, 2020

Non-compliance securities law against Asian Tiger Capital Partners Investments Ltd.

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50November 3, 2020

Non-compliance securities law against Delta Spinners Ltd.

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51November 10, 2020

Non-compliance securities law against EC Securities Ltd.

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52November 10, 2020

Non-compliance securities law against First Security Islami Capital & Investment Ltd.

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53November 11, 2020

Non-compliance securities law against Firstlead Securities Ltd.

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54November 10, 2020

Non-compliance securities law against Grameen Capital Management Ltd.

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55November 10, 2020

Non-compliance securities law against Green Delta Capital Ltd.

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56November 23, 2020

Non-compliance securities law against International Leasing securities Ltd.

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57November 10, 2020

Non-compliance securities law against Jamuna Bank Capital Management Ltd.

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58November 10, 2020

Non-compliance securities law against Janata Capital and Investment Ltd.

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59November 10, 2020

Non-compliance securities law against MIDAS Investment Ltd.

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60November 23, 2020

Non-compliance securities law against Pioneer Shares & Securities Ltd.

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61November 10, 2020

Non-compliance securities law against Race Portfolio & Issue Management Ltd.

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62November 10, 2020

Non-compliance securities law against Riverstone Capitel Ltd.

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63November 10, 2020

Non-compliance securities law against Sonali Investment Ltd.

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64November 23, 2020

Non-compliance securities law against Sylnet Securities Ltd.

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65November 10, 2020

Non-compliance securities law against Trust Bank Investment Ltd.

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66November 12, 2020

Non-compliance securities law against Azam Securities Ltd.

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67December 23, 2020

Non-compliance securities law against Holy City  Securities Ltd.

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68November 23, 2020

Non-compliance securities law against Ibrahim  Securities Ltd.

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69November 23, 2020

Non-compliance securities law against IFIC Securities and Financial Services Ltd.

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70November 23, 2020

Non-compliance securities law against IIFD  Securities Ltd.

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71November 23, 2020

Non-compliance securities law against Imtiyaz Husain Securities Ltd.

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72November 23, 2020

Non-compliance securities law against Indicate Securities Consultants Ltd.

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73November 23, 2020

Non-compliance securities law against International Leasing Securities Ltd.

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74November 23, 2020

Non-compliance securities law against Investment Promotion Services Ltd.

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75November 23, 2020

Non-compliance securities law against Islami Bank Securities Ltd.

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76November 23, 2020

Non-compliance securities law against Island Securities Ltd.

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77November 23, 2020

Non-compliance securities law against Jahan Securities Ltd.

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78November 23, 2020

Non-compliance securities law against Jamal Ahmed Securities Ltd.

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79November 23, 2020

Non-compliance securities law against Joytun Securities Ltd.936

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80November 23, 2020

Non-compliance securities law against K.H.B.  Securities Ltd.

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81November 23, 2020

Non-compliance securities law against K.H.B.  Securities Ltd.937

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82November 23, 2020

Non-compliance securities law against Kazi Equities Ltd.

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83November 23, 2020

Non-compliance securities law against Kazi firoz Rashid Securities Ltd.

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84November 23, 2020

Non-compliance securities law against Khwaja Equities Service Ltd.

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85November 23, 2020

Non-compliance securities law against K-Securities and Consultants Ltd.

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86November 26, 2020

Non-compliance securities law against Cosmopolitan Finance Ltd.

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87November 18, 2020

Non-compliance securities law against DMR Securities Ltd.

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88November 18, 2020

Non-compliance securities law against Dragon Securities Ltd.

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89November 18, 2020

Non-compliance securities law against DSFM Securities Ltd.

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90November 26, 2020

Non-compliance securities law against Harpoon Securities Ltd.

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91November 23, 2020

Non-compliance securities law against Hasan Securities Ltd.

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92November 23, 2020

Non-compliance securities law against Hazrat Amanat Shah Securities Ltd.

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93November 23, 2020

Non-compliance securities law against Hedayetullah Securities Ltd.

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94November 23, 2020

Non-compliance securities law against Howlader Equities Services Ltd.

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95November 23, 2020

Non-compliance securities law against Latif Securities Ltd.

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96November 26, 2020

Non-compliance securities law against M & Z Securities Ltd.

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97November 26, 2020

Non-compliance securities law against MAH Securities Ltd.

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98November 26, 2020

Non-compliance securities law against MAM Securities Ltd.

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99November 26, 2020

Non-compliance securities law against Md. Fakhrul Islam Securities Ltd.

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100November 26, 2020

Non-compliance securities law against Md. Shahidullah Securities Ltd.

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101November 26, 2020

Non-compliance securities law against M-Securities Ltd.

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102November 26, 2020

Non-compliance securities law against Prudential Capitals Ltd.

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103November 26, 2020

Non-compliance securities law against Race Protfolio and Issue Management Ltd.

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104November 26, 2020

Non-compliance securities law against Royal Capitals Ltd.

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105November 26, 2020

Non-compliance securities law against Secure Capitals Ltd.

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106November 18, 2020

Non-compliance securities law against Dynamic Securities Consultants Ltd.

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107November 18, 2020

Non-compliance securities law against EBL Securities Ltd.

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108November 18, 2020

Non-compliance securities law against E-Securities Ltd.

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109November 18, 2020

Non-compliance securities law against ETBL Securities & Exchange Ltd.

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110November 18, 2020

Non-compliance securities law against Expo Traders Ltd.

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111November 18, 2020

Non-compliance securities law against Fareast Stock & Bonds Ltd.

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112November 18, 2020

Non-compliance securities law against Farida Raqib Securities  Ltd.

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113November 26, 2020

Non-compliance securities law against Modern Securities Ltd.

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114November 26, 2020

Non-compliance securities law against Mohammaddi Stock Market Ltd.

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115November 26, 2020

Non-compliance securities law against Mona Financial Consultancy & Secutities Ltd.

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116November 26, 2020

Non-compliance securities law against Moshior Securities Ltd.

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117November 26, 2020

Non-compliance securities law against MTB Securities Ltd.

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118November 26, 2020

Non-compliance securities law against Multi Securities & Services Ltd.

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119November 26, 2020

Non-compliance securities law against Nabiul Karim Securities Ltd.

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120November 26, 2020

Non-compliance securities law against NCCB Securities & Financial Ltd.

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121November 26, 2020

Non-compliance securities law against Nexus Securities Ltd.

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122November 26, 2020

Non-compliance securities law against NLI Securities Ltd.

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123November 26, 2020

Non-compliance securities law against NRBC Bank Securities Ltd.

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124November 26, 2020

Non-compliance securities law against Nur-E-Alam Siddique & Company Ltd.

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125November 26, 2020

Non-compliance securities law against Oshadhi Securities Ltd.

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126November 26, 2020

Non-compliance securities law against Pasha Capital Ltd.

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127November 26, 2020

Non-compliance securities law against Peace Securities Ltd.

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128November 26, 2020

Non-compliance securities law against PFI Securities Ltd.

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129November 18, 2020

Non-compliance securities law against AIBL Capital Market Services Ltd.

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130November 16, 2020

Non-compliance securities law against B & B Enterprice Ltd.

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131November 16, 2020

Non-compliance securities law against Banco Securities Ltd.

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132November 16, 2020

Non-compliance securities law against Bank Asia Securities Ltd.

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133November 16, 2020

Non-compliance securities law against BD Finance Securities Ltd.

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134November 16, 2020

Non-compliance securities law against BD Sunlife Securities Ltd.

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135November 16, 2020

Non-compliance securities law against BDBL Investment Services Ltd.

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136November 16, 2020

Non-compliance securities law against BDBL Securities Ltd.

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137November 16, 2020

Non-compliance securities law against Beximco Securities Ltd.

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138November 16, 2020

Non-compliance securities law against BLI Securities Ltd.

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139November 16, 2020

Non-compliance securities law against Bluechip Securities Ltd.

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140November 18, 2020

Non-compliance securities law against Brac EPL Stock Brokerage Ltd.

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141November 16, 2020

Non-compliance securities law against Bulbul Securities Ltd.

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142November 16, 2020

Non-compliance securities law against City Brokerage Ltd.

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143November 16, 2020

Non-compliance securities law against CMSL Securities Ltd.

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144November 16, 2020

Non-compliance securities law against Commerce Bank Securities & Investment Ltd.

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145November 16, 2020

Non-compliance securities law against Crest Securities Ltd.

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146November 16, 2020

Non-compliance securities law against Daulatunnessa Equities Ltd.

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147November 16, 2020

Non-compliance securities law against Delta Capital Ltd.

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148November 16, 2020

Non-compliance securities law against Dhanmondi Securities Ltd.

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149November 16, 2020

Non-compliance securities law against DLIC Securities Ltd.

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150November 18, 2020

Non-compliance securities law against Dragon Securities Ltd.

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151November 18, 2020

Non-compliance securities law against Federal Securities and Investment Ltd.

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152November 18, 2020

Non-compliance securities law against Fortune Securities Ltd.

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153November 18, 2020

Non-compliance securities law against Gateway Equity Resource Ltd.

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154November 18, 2020

Non-compliance securities law against Global Securities Ltd.

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155November 18, 2020

Non-compliance securities law against Globe Securities Ltd.

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156November 18, 2020

Non-compliance securities law against Greenland Equities Ltd.

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157November 18, 2020

Non-compliance securities law against Habibur Rahman Securities Ltd.

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158November 18, 2020

Non-compliance securities law against HAC Securities Ltd.

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159November 18, 2020

Non-compliance securities law against Haji Ahmed Brother Securities Ltd.

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160November 18, 2020

Non-compliance securities law against harun Securities Ltd.

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161November 18, 2020

Non-compliance securities law against ICB Securities Trading Company Ltd.

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162November 18, 2020

Non-compliance securities law against Imtyaz Husain Securities Ltd.

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163November 18, 2020

Non-compliance securities law against International Leasing Securities Ltd.

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164November 18, 2020

Non-compliance securities law against Lanka Bangla Securties Ltd.

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165November 18, 2020

Non-compliance securities law against Pime Islami Securities Ltd.

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166November 26, 2020

Non-compliance securities law against Square Securities Management Limited.

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167November 18, 2020

Non-compliance securities law against UCB Capital Management Ltd.

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168November 26, 2020

Non-compliance securities law against Meghna Bank Securities Ltd.

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169November 26, 2020

Non-compliance securities law against Meghna Life Securities & Investment Ltd.

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170November 26, 2020

Non-compliance securities law against Merchant Securities Ltd.

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171November 26, 2020

Non-compliance securities law against Merchantile Bank Securities Ltd.

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172November 26, 2020

Non-compliance securities law against Mirror Financial Management Ltd.

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173November 26, 2020

Non-compliance securities law against Modern Equity Ltd.

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174November 15, 2020

Non-compliance securities law against Aries Securities Ltd.

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175November 18, 2020

Non-compliance securities law against City Bank Capital Resources Ltd.

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176November 18, 2020

Non-compliance securities law against EBL Investments Ltd.

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177November 18, 2020

Non-compliance securities law against Island Securities Ltd.888

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178November 15, 2020

Non-compliance securities law against Lanka Bangla Securities Ltd.

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179November 18, 2020

Non-compliance securities law against Reliance Brokerage Services Ltd.

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180November 18, 2020

Non-compliance securities law against Salta Capital Ltd.

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181November 4, 2020

Order against Art International Ltd.

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182November 4, 2020

Order against Jupiter Business Ltd.

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October, 2020
Sl.NoDateSubjectCommission’s Decision
183October 21, 2020

Order against Dr. A. K. M. Kabir Ahmed (Queen South Textile Mills Ltd.)

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184October 27, 2020

Order against kasim silk mills ltd.

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185October 29, 2020

Order against Kasim Textile Mills Limited.

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186October 8, 2020

Order against Lexco Limited.

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187October 21, 2020

Order againstMr. Md. Abdul Quaium and his Associates ( Popular Jute Ex.Ltd.)

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188October 21, 2020

Order against Ms. Lutfun Nessa Islam ( Popular Jute Ex.Ltd.)

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189October 8, 2020

Order against NRB Equity Mnagement Ltd.

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190October 21, 2020

Order against Prime Islami Life Insurance Ltd.

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191October 13, 2020

Order against Tung Hai Knitting And Dyeing Ltd.

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192October 1, 2020

Order against BBS Cables Ltd.

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193October 1, 2020

Non-compliance securities law against Al-Muntaha Trading Co. Ltd.

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194October 8, 2020

Non-compliance securities law against Bank Asia Capital Ltd.

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195October 8, 2020

Non-compliance securities law against Bank Asia Securities Ltd.

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196October 5, 2020

Non-compliance securities law against Eminet Securities Ltd.

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197October 1, 2020

Non-compliance securities law against First Capital Securities Ltd.

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198October 5, 2020

Non-compliance securities law against Fortune Securities (Pvt) Ltd

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199October 4, 2020

Non-compliance securities law against M Securities Ltd.

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200October 5, 2020

Non-compliance securities law against M Securities Ltd._735

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201October 21, 2020

Non-compliance securities law against M Securities Ltd_783

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202October 21, 2020

Non-compliance securities law against Mr. Aminul Haq Khan_(Commerce Bank Securities & Investment Ltd.)

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203October 1, 2020

Non-compliance securities law against BBS Cables Ltd.

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204October 7, 2020

Non-compliance securities law against NRBC Bank Securities Ltd.

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205October 14, 2020

Non-compliance securities law against Rahman Chemical Ltd.

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206October 1, 2020

Non-compliance securities law against Rasti Securities Consultant Ltd.

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207October 1, 2020

Non-compliance securities law against Wifang Securities Ltd.

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September, 2020
Sl.NoDateSubjectCommission’s Decision
208September 16, 2020

Order against AIBL Capital Market Service Ltd

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209September 16, 2020

Non-compliance securities law against Dhanmondi Securities Ltd.

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210September 14, 2020

Non-compliance securities law against Eastern Shares & Securities Ltd.

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211September 29, 2020

Order against Fareast Finance & Investment Ltd.

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212September 29, 2020

Order against Firstlead Securities Ltd.

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213September 30, 2020

Order against Gateway Eiquty Resources Ltd.

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214September 29, 2020

Non-compliance securities law against HAC Securities Ltd.

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215September 27, 2020

Non-compliance securities law against IFIC Bank Ltd.

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216September 27, 2020

Non-compliance securities law against IFIC Securities Ltd.

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217September 30, 2020

Order against International Securities Company Ltd.

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218September 24, 2020

Order against MAH Securities Ltd.

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219September 29, 2020

Order against Modern Securities Ltd.

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220September 27, 2020

Non-compliance securities law against Multi Securities & Serivices Ltd.

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221September 28, 2020

Non-compliance securities law against NRB Equity Management Ltd.

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222September 16, 2020

Non-compliance securities law against Orion Pharma Ltd.

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223September 27, 2020

Non-compliance securities law against Premier Bank Securities Ltd.

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224September 10, 2020

Order against Salta Capital Ltd.

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225September 23, 2020

Order against Sylnet Securities Ltd.

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226September 15, 2020

Non-compliance securities law against The Engineers Ltd.

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227September 9, 2020

Non-compliance securities law against United Securities Ltd.

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August, 2020
Sl.NoDateSubjectCommission’s Decision
228August 24, 2020

Non-compliance securities law against A N F Management Company Ltd.

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229August 19, 2020

Non-compliance securities law against ACE Capital Management Services Ltd.

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230August 24, 2020

Non-compliance securities law against Banco Securities Ltd.

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231August 18, 2020

Order against Banhladesh Shoe Industries Limited.

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232August 18, 2020

Order against C & A Textiles Ltd.

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233August 18, 2020

Order against C & A Textiles Ltd._472

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234August 19, 2020

Non-compliance securities law against Commerce Bank Securities and Investment Ltd.

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235August 24, 2020

Non-compliance securities law against Commerce Bank Securities and Investment Ltd._534

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236August 20, 2020

Non-compliance securities law against Investment Corporation of Bangladesh

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237August 20, 2020

Order against Kattali Textile Ltd.

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238August 20, 2020

Non-compliance securities law against Lankabangla Securities Ltd.

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239August 13, 2020

Non-compliance securities law against Latif Securities Ltd.

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240August 24, 2020

Non-compliance securities law against Md. Fakrul Islam Securities Ltd.

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241August 20, 2020

Order against Md. Mahamodduzzaman & Md. Mahibul Islam.(Al-Muntaha Trading Co. Ltd)

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242August 20, 2020

Order against Narayan Chandra Paul & Associates.

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243August 24, 2020

Non-compliance securities law against PHP Stock & Securities Ltd.

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244August 20, 2020

Non-compliance securities law against Premier Leasing Securities Broking Ltd.

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245August 20, 2020

Order against Prime Islami Securities Ltd.

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246August 18, 2020

Non-compliance securities law against Quayum Securities Ltd.

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247August 19, 2020

Non-compliance securities law against Reliance Brokerage Service Ltd.

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248August 10, 2020

Non-compliance securities law against S. R. Capital Ltd.

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249August 12, 2020

Non-compliance securities law against SIBL Securities Ltd.

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250August 24, 2020

Non-compliance securities law against Sinha Securities Ltd.

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251August 20, 2020

Order against Sulaiman Rubell & Associates.

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252August 24, 2020

Non-compliance securities law against UniCap Securities Ltd.

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253August 25, 2020

Order against BBS Cables Ltd.

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254August 23, 2020

Order against Banagldesh Shows Ltd.

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255August 23, 2020

Order against Iftekhar Abdul Hai (C & A Textiles Ltd.)

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256August 23, 2020

Order against Nafreen Mahabub (Tung Hai Knitting and Dyein Ltd.)

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257August 26, 2020

Non-compliance securities law against Habibur Rahman Securities Ltd.

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258August 27, 2020

Non-compliance securities law against Shyamol Equity Management Ltd.

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July, 2020
Sl.NoDateSubjectCommission’s Decision
259July 8, 2020

Non-compliance securities law against A N W Securities Ltd.

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260July 1, 2020

Non-compliance securities law against BDBL Securities Ltd

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261July 14, 2020

Non-compliance securities law against EBL Securities Ltd.

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262July 1, 2020

Non-compliance securities law against Haji Ahmad Brothers Securities Ltd.

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263July 16, 2020

Non-compliance securities law against IFIC Securities Ltd.

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264July 15, 2020

Non-compliance securities law against A.S.M Asasan Habib Chopwdhury, International Leasing Securities Ltd.

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265July 15, 2020

Non-compliance securities law against Md. Louthful Goni Tito and associated persons, Jamuna Bank Capital Management Ltd.

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266July 15, 2020

Non-compliance securities law against Mr. Bishwajit Das and Associated Persons

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267July 15, 2020

Non-compliance securities law against Mr. Kazi Md. Shahadat Hossain & Associates

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268July 15, 2020

Non-compliance securities law against Mr. Kazi Md. Shahadat Hossain_375

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269July 15, 2020

Non-compliance securities law against Mr. Kazi Md. Shahadat Hossain_376

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270July 15, 2020

Non-compliance securities law against Md. Louthful Goni Tito and associated, Jamuna Bank Capital Management Ltd._377

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271July 1, 2020

Non-compliance securities law against NCCB Securities and Financial Services Ltd.

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272July 1, 2020

Non-compliance securities law against Peoples Equities Ltd.

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273July 9, 2020

Non-compliance securities law against SAR Securities Ltd.

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274July 9, 2020

Non-compliance securities law against SAR Securities Ltd._372

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275July 5, 2020

Non-compliance securities law against Shahjahan Securities Ltd.

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276July 15, 2020

Non-compliance securities law against Hosam Md. Sheraj, Shanta Securities Ltd.

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277July 2, 2020

Order against A.T.M Mahabubl Alam, Intech Ltd.

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278July 2, 2020

Order against Al Faruk Bags Ltd.

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279July 2, 2020

Order against Artisan, Chartered Accountants

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280July 2, 2020

Order against CEO-BMSL Investment ltd.

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281July 2, 2020

Order against CEO-IIDFC Capital Ltd.

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282July 2, 2020

Order against Mirza Aminul Islam Beg, Intech Ltd.

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283July 2, 2020

Order against Mis Sadika Mahabub, Intech Ltd.

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284July 2, 2020

Order against Mr. Md, Mizanur Rahman Mollah, M.I. Cement Factory Ltd.

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285July 2, 2020

Order against Mr. Md. Alamgir Kabir, M.I. Cement Factory Ltd.

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286July 2, 2020

Order against Mr. Md. Almas simul, M.I. Cement Factory Ltd.

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287July 2, 2020

Order against Mr. Md. Anisuzzaman, Intech Ltd.

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288July 2, 2020

Order against Mr. Md. jahangir Alam, M.I. Cement Factory Ltd.

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289July 2, 2020

Order against Mr. Mollah Mohammad Moznu, M.I. Cement Factory Ltd.

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June,2020

March, 2020
Sl.NoDateSubjectCommission’s Decision
293March 23, 2020

Non-compliance securities law against Ali Securities Co. Ltd.

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294March 2, 2020

Non-compliance securities law against Bali Securities Ltd

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295March 23, 2020

Non-compliance securities law against Banco Securities Ltd.

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296March 23, 2020

Non-compliance securities law against Holy City Securities Ltd.297

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297March 23, 2020

Non-compliance securities law against Holy City Securities Ltd.298

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298March 23, 2020

Non-compliance securities law against Jalalabad Securities Ltd.

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299March 23, 2020

Non-compliance securities law against Lanka Bangla Securities Ltd.

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300March 2, 2020

Non-compliance securities law against Lanka Bangla Securities Ltd.225

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301March 23, 2020

Non-compliance securities law against Lotus Sharess & Securities Ltd.

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302March 23, 2020

Non-compliance securities law against Main Abdur Rashid Securities Ltd.

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303March 23, 2020

Non-compliance securities law against Main Abdur Rashid Securities Ltd.295

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304March 2, 2020

Non-compliance securities law against Mr. Tashrif Al Forman

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305March 23, 2020

Non-compliance securities law against M-Securities Ltd.

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306March 2, 2020

Non-compliance securities law against M-Securities Ltd.226

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307March 2, 2020

Non-compliance securities law against Premier Leasing Securities Broking Ltd.223

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308March 2, 2020

Non-compliance securities law against Premier Leasing Securities Broking Ltd.224

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309March 3, 2020

Non-compliance securities law against Sohel Securities Ltd.

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310March 3, 2020

Non-compliance securities law against Tamha Securities Ltd.

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February, 2020

January, 2020