| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 410 | June 18, 2020 | Non-compliance securities law against BDBL Securities Ltd. |
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| 411 | June 1, 2020 | Non-compliance securities law against Progressive Life Insurance Company Ltd. |
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| 412 | June 17, 2020 | Non-compliance securities law against Reliance Brokerage Service Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 431 | February 25, 2020 | Non-compliance securities law against Banco Securities Ltd. |
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| 432 | February 17, 2020 | Order against Aman Feed Ltd. |
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| 433 | February 11, 2020 | Non-compliance securities law against Continental Insurance Ltd. |
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| 434 | February 2, 2020 | Non-compliance securities law against Hillcity Securities Ltd. |
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| 435 | February 17, 2020 | Order against Regent Textile Mills Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 436 | January 8, 2020 | Non-compliance securities law against BRB Securities Ltd. |
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| 437 | January 30, 2020 | Non-compliance securities law against Globe Securities Ltd. |
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| 438 | January 8, 2020 | Non-compliance securities law against Md. Parvez Rahman & Mrs. Selima Begum |
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| 439 | January 30, 2020 | Non-compliance securities law against SharpnSecurities Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 557 | June 12, 2019 | Non-compliance securities law against Bank Asia Securities Ltd. |
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| 558 | June 20, 2019 | Non-compliance securities law against Eastern Sheres & Securities Ltd. |
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| 559 | June 12, 2019 | Non-compliance securities law against Ershad Securities Ltd. |
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| 560 | June 12, 2019 | Non-compliance securities law against FBL Securities Ltd. |
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| 561 | June 20, 2019 | Non-compliance securities law against Prime Islami Securities Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 562 | May 21, 2019 | Non-compliance securities law against Ali Securities Ltd.259 |
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| 563 | May 28, 2019 | Non-compliance securities law against IDLC Securities Ltd.277 |
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| 564 | May 15, 2019 | Non-compliance securities law against Imam Button Ltd.256 |
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| 565 | May 15, 2019 | Non-compliance securities law against Malek Siddiqui Wali.257 |
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| 566 | May 7, 2019 | Non-compliance securities law against Mr. Kanutosh Majumder.251 |
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| 567 | May 8, 2019 | Non-compliance securities law against Nizam Shares & Securities Ltd.253 |
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| 568 | May 7, 2019 | Non-compliance securities law against Uniroyal Securities Ltd.252 |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 757 | August 28, 2018 | Non-compliance securities law against AB & Company Ltd. |
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| 758 | August 12, 2018 | Non-compliance securities law against Alliance Securities & Management Ltd.314 |
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| 759 | August 28, 2018 | Non-compliance securities law against Alliance Securities & Management Ltd.318 |
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| 760 | August 28, 2018 | Non-compliance securities law against Delta Spinners Ltd. |
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| 761 | August 30, 2018 | Non-compliance securities law against International Leasing Securities Ltd. |
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| 762 | August 28, 2018 | Non-compliance securities law against Padma Islami Life Insurance Ltd. |
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| 763 | August 5, 2018 | Order against Saad Securities Ltd. |
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| 764 | August 28, 2018 | Non-compliance securities law against Unique Share Management Ltd. |
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| 765 | August 28, 2018 | Non-compliance securities law against Western Marine Shipyard Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 790 | June 5, 2018 | Order against Md. Abdullah Siddique (Insvestor) |
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| 791 | June 5, 2018 | Order against Md. Moazzem Hossain Shikder (Insvestor) |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 804 | April 12, 2018 | Penalty order against Mercantile Bank Ltd. |
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| 805 | April 11, 2018 | Non-compliance securities law against Syed Mohammed Abdul Mannan |
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| 806 | April 18, 2018 | Penalty order against ANF Managment Company Ltd. |
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| 807 | April 1, 2018 | Order against WATA Chamicals Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 828 | February 1, 2018 | Non-compliance of securities related laws-against Cosmopolitan Finance Ltd. |
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| 829 | February 25, 2018 | Order against Dragon Sweater & Spinning Ltd |
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| 830 | February 19, 2018 | Order against Yeakub Ali Khandaker |
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| 831 | February 19, 2018 | Order against Salta Capital Ltd. |
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| 832 | February 19, 2018 | Order against United Airways (BD) Ltd. |
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| 833 | February 18, 2018 | Order against Mr. A. K. M. Shaheed Reza |
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| 834 | February 13, 2018 | Order against Hedayetullah Securities Ltd. |
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| 835 | February 13, 2018 | Order against Dynamic Securities Consultants Ltd. |
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| 836 | February 7, 2018 | Non-compliance of securities related laws-against Hedayetullah Securities Ltd. |
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| 837 | February 6, 2018 | Order against HAC Securities Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 883 | October 3, 2017 | Non-compliance of securities related laws against United Airways (BD) Limited. |
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| 884 | October 22, 2017 | Non-compliance of securities related laws against M. Securities Limited. |
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| 885 | October 23, 2017 | Non-compliance of securities related laws against Ifad Autos Limited. |
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| 886 | October 23, 2017 | Penalty Order against Holy City Securities Limited. |
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| 887 | October 23, 2017 | Non-compliance of securities related laws against Green Care Agro Ltd. |
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| 888 | October 25, 2017 | Order against Alltex Industries Limited. |
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| 889 | October 30, 2017 | Order against Azam Securities Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 890 | September 10, 2017 | Non-compliance of securities related laws against Total Communication Limited. |
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| 891 | September 18, 2017 | Order against Harun Securities Limited. |
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| 892 | September 20, 2017 | Order against Raspit Data Management & Telecommunication Limited. |
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| 893 | September 20, 2017 | Order against Fu-wang Foods Limited. |
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| 894 | September 20, 2017 | Order against Bengal Fine Ceramics Limited. |
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| 895 | September 20, 2017 | Order against Prime Textile Spinning Mills Limited. |
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| 896 | September 21, 2017 | Non-compliance of securities related laws against Republic Insurance Co. Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 897 | August 7, 2017 | Non-compliance of securities related laws against First Securities Services Limited. |
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| 898 | August 7, 2017 | Order against Metalex Corporation Limited. |
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| 899 | August 8, 2017 | Order against Mita Textiles Limited. |
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| 900 | August 8, 2017 | Order against Khaza Mosaic Tiles and Stone Industries Limited. |
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| 901 | August 13, 2017 | Order against Prime Islami Securities Limited. |
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| 902 | August 13, 2017 | Order against Prime Islami Securities Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 903 | July 3, 2017 | Warning: Non-compliance of securities related laws against M & Z Securities Limited. |
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| 904 | July 4, 2017 | Non-compliance of securities related laws against Bangladesh Development Bank Limited. |
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| 905 | July 18, 2017 | Order against Rose Heaven Ball Pen Limited. |
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| 906 | July 18, 2017 | Order against Amam Sea Food Industries Limited. |
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| 907 | July 18, 2017 | Order against Bionic Seafood Exports Limited. |
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| 908 | July 31, 2017 | Order against Raspit Inc. (BD) Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 909 | June 1, 2017 | Order against Wifang Securities Limited. |
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| 910 | June 7, 2017 | Review application against CEO of Prime Islami Securities Limited. |
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| 911 | June 7, 2017 | Warning: Non-compliance of securities related laws against Prime Bank Securities Limited. |
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| 912 | June 7, 2017 | Warning: Non-compliance of securities related laws against B & B Enterprise. |
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| 913 | June 15, 2017 | Warning: Non-compliance of securities related laws against Prudential Securities Limited. |
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| 914 | June 15, 2017 | Warning: Non-compliance of securities related laws against NCCB Securities & Financial Services Limited. |
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| 915 | June 20, 2017 | Order against Chic Tex Limited |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 916 | May 3, 2017 | Warning: Non-compliance of securities related laws against Associated Capital Securities Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 955 | February 28, 2017 | Warning: Non-compliance of securities related laws against R. N. Spinning Mills Limited. |
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| 956 | February 28, 2017 | Warning: Non-compliance of securities related laws against Mr. Narayan Chandra paul. |
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| 957 | February 28, 2017 | Warning: Non-compliance of securities related laws against Mr. A.S.M. Monirul Islam |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1005 | October 6, 2016 | Warning: Non-compliance of securities related laws against BD Finance Securities Limited. |
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| 1006 | October 6, 2016 | Warning: Non-compliance of securities related laws against CVO Petrochemical Refinaery Limited. |
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| 1007 | October 6, 2016 | Warning: Non-compliance of securities related laws against Pragati Life Insurance Co. Ltd. |
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| 1008 | October 17, 2016 | Order against Sinha Securities Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1059 | June 5, 2016 | Rejection of the prayer for waiver of penalty against Appollo Ispat Complex Limited. |
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| 1060 | June 8, 2016 | Warning: Non-compliance of securities related laws against Sandhani Life Insurance Co. Limited. |
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| 1061 | June 14, 2016 | Warning: Non-compliance of securities related laws against AB Investment Limited. |
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| 1062 | June 14, 2016 | Warning: Non-compliance of securities related laws against NBL Securities Limited. |
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| 1063 | June 15, 2016 | Penalty Order against Phoenix Insurance Co. Limited. |
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| 1064 | June 19, 2016 | Order against S.R. Capital Limited. |
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| 1065 | June 19, 2016 | Order against S. R. Capital Limited. |
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| 1066 | June 23, 2016 | Warning: Non-compliance of securities related laws against Best Electronics Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1067 | May 8, 2016 | Warning: Non-compliance of securities related laws against MTB Capital Limited. |
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| 1068 | May 25, 2016 | Warning: Non-compliance of securities related laws against NCCB Securities & Financial Services Limited. |
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| 1069 | May 25, 2016 | Penalty Order against Alltex Industries Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1070 | April 4, 2016 | Order against Beach Hatchery Limited. |
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| 1071 | April 4, 2016 | Order against Excelsior Shoes Limited. |
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| 1072 | April 12, 2016 | Warning: Non-compliance of securities related laws against Reliance Brokerage Service Limited. |
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| 1073 | April 17, 2016 | Warning: Non-compliance of securities related laws against Crest Securities Limited. |
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| 1074 | April 17, 2016 | Warning: Non-compliance of securities related laws against Green Delta Securities Limited. |
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| 1075 | April 17, 2016 | Order against M. Hossain Garments Washing and Dyeing Limited. |
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| 1076 | April 19, 2016 | Order against Phoenix Insurance Company Limited. |
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| 1077 | April 19, 2016 | Warning: Non-compliance of securities related laws against S. R Capital Limited. |
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| 1078 | April 28, 2016 | Order against Matin Spinning Mills Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1092 | February 2, 2016 | Order against CVO-Petrochemical Refinery Limited. |
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| 1093 | February 10, 2016 | Order against Saad Securities Limited. |
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| 1094 | February 11, 2016 | Order against Shyamol Equity Management Limited. |
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| 1095 | February 22, 2016 | Warning: Non-compliance of securities related laws against City Brokerage Limited. |
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| 1096 | February 22, 2016 | Warning: Non-compliance of securities related laws against Jahan Securities Limited. |
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| 1097 | February 22, 2016 | Warning: Non-compliance of securities related laws against Mercantile Bank Securities Limited. |
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| 1098 | February 22, 2016 | Warning: Non-compliance of securities related laws against Square Securities Management Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1120 | December 3, 2015 | Order against Ashraf Textile Mills Limited. |
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| 1121 | December 7, 2015 | Warning: Non-compliance of securities related laws against Hallmark Securities Limited. |
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| 1122 | December 10, 2015 | Non-compliance of securities related laws against Keya Cosmetics Limited (Issuer). |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1123 | November 2, 2015 | Order against Progressive Life Insurance Limited. |
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| 1124 | November 3, 2015 | Warning: Non-compliance of securities related laws against Social Islami Bank Limited. |
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| 1125 | November 3, 2015 | Warning: Non-compliance of securities related laws against Merchant Securities Limited. |
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| 1126 | November 8, 2015 | Reject of the prayer for waiver of penalty against Joytun Securities International Limited. |
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| 1127 | November 22, 2015 | Non-compliance of securities related laws against City Brokerage limited. |
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| 1128 | November 25, 2015 | Penalty Order against Tamijuddin Textile Mills Limited. |
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| 1129 | November 26, 2015 | Non-compliance of securities related laws against Peoples Leasing & Finance Limited. |
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| 1130 | November 30, 2015 | Order against Sonali Aansh Industries Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1146 | September 20, 2015 | Non-compliance of securities related laws against Bangladesh Shipping Corporation. |
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| 1147 | September 20, 2015 | Warning: Non-compliance of securities related laws against PFI Securities Ltd. |
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| 1148 | September 20, 2015 | Warning: Non-compliance of securities laws against Premier Leasing Securities Ltd. |
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| 1149 | September 20, 2015 | Penalty order against Shahjibazar Power Co. Ltd. |
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| 1150 | September 20, 2015 | Order against Tamiz Uddin Textile Mills Ltd. |
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| 1151 | September 20, 2015 | Warning: Non-compliance of securities laws against Vision Capital Management Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1152 | August 3, 2015 | Non-compliance of securities related laws against Muntaha Shares & Capital Ltd. |
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| 1153 | August 20, 2015 | Warning: Non-compliance of securities related laws against Kabir Securities Ltd. |
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| 1154 | August 20, 2015 | Warning: Non-compliance of securities laws against Midas Financing Ltd. |
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| 1155 | August 23, 2015 | Warning: Non-compliance of securities laws against Unicap Investments Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1198 | April 20, 2015 | Warning: Non-compliance of securities laws against Khan Brothers PP Woven Bag Industries Limited. |
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| 1199 | April 20, 2015 | Warning: Non-compliance of securities laws against Miracle Industries Limited. |
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| 1200 | April 20, 2015 | Warning: Non-compliance of securities laws against S. Alam Cold Rolled Steels Limited. |
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| 1201 | April 20, 2015 | Warning: Non-compliance of securities laws against The Dacca Dyeing & Manufacturing Co. Limited. |
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| 1202 | April 30, 2015 | Order against Fareast Stocks & Bonds Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1215 | February 22, 2015 | Order against South Asia Securities Limited. |
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| 1216 | February 19, 2015 | Penalty Order: Non-compliance of securities related laws in connection with capital raising against AA Rashayan Shilpa Limited. |
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| 1217 | February 19, 2015 | Order against United Financial Trading Company Limited. |
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| 1218 | February 17, 2015 | Warning: Non-compliance of securities laws against Dhaka Electric Supply Company Limited. |
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| 1219 | February 1, 2015 | Directive against Salvo Chemical Industries Limited. |
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| 1220 | February 1, 2015 | Order against Hillcity Securities Limited. |
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| 1221 | February 1, 2015 | Order against EBL Securities Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1260 | October 20, 2014 | Penalty Order : Non-compliance of Securities related Laws against Phoenix Securities Limited |
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| 1261 | October 26, 2014 | Penalty Order : Non-compliance of Securities related Laws against Apex Investment Limited |
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| 1262 | October 28, 2014 | Warning: Non-compliance of securities laws against Muntaha shares & Capital Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1365 | February 2, 2014 | Penelty Order : Non-compliance of Securities related Laws against Reliance Brokerage Services Ltd |
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| 1366 | February 2, 2014 | Penelty Order : Non-compliance of Securities related Laws against Azam Securities Limited |
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| 1367 | February 6, 2014 | Reject of the prayer for waiving penalty . PHP Stock and Securities Limited. |
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| 1368 | February 20, 2014 | Warning: Non-compliance of securities laws: IIDFC Securities Limited. |
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| 1369 | February 24, 2014 | Penelty Order : Non-compliance of Securities related Laws against Barakatullah Electro Dynamics Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1408 | November 5, 2013 | Penelty Order : Non-compliance of Securities related Laws against Hillcity Securities Limited |
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| 1409 | November 5, 2013 | Penelty Order : Non-compliance of Securities related Laws against Premier LP Gas Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1585 | October 10, 2012 | Penalty Order for Violation of Securities related laws against Metalex Corporation Limited. |
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| 1586 | October 16, 2012 | Disposal: Non compliance of Notification No. SEC/SRMID/2000-953/313/Admin-06 dated March 25, 2001 in connection with non completion of sale as per declaration. |
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| 1587 | October 16, 2012 | Payment of Penalty on the installment basis. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1745 | November 13, 2011 | Penalty Order for Violation of Securities related laws against Island Securities Limited. |
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| 1746 | November 13, 2011 | Non-compliance of Securities related laws: Disposal of the alleged matter. |
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| 1747 | November 13, 2011 | Non-compliance with securities laws-Warning. |
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| 1748 | November 14, 2011 | Disposal of review petition against Penalty Order in connection retention of auditor for a consecutive period exceeding three years. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1854 | April 4, 2011 | Order to Modern Fiber Industry Ltd. Order No-sec/enforcement/866/2011/200 |
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| 1855 | April 13, 2011 | Warning: Non-compliance with securities related laws to Credit Rating Agency of Bangladesh Limited (CRAB) |
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| 1856 | April 27, 2011 | Your letter dated March 21, 2011 against Commission’s penalty Order to Bali Securities Limited. |
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| 1857 | April 28, 2011 | Order to Cordial Securities Ltd. Order No SEC/Enforcement/905/2011/265 |
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| 1858 | April 28, 2011 | Order to Arafat Securities Ltd. Order No: SEC/Enforcement/829/2010/269 |
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| 1859 | April 28, 2011 | Order to Arafat Securities Ltd. Order No: SEC/Enforcement/829/2010/267 |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 2030 | March 25, 2010 | Warning to concerned of Jamuna Oil Company Ltd due to non-compliance of securities related laws in connection with auditor’s qualifications and Commission’s observations on audited financial statements for the year ended on June 30, 2008 |
|
| 2031 | March 31, 2010 | Order to concerned of Perfume Chemicals Industries Ltd |
| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 2193 | September 16, 2009 | Warning to concerned of Eminent Securities Ltd. for non-compliance with securities related laws in connection with inspection vide Commission Order No. SEC/SRI/INS/DSE-MEM/14 dated June 23, 2009 |
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| 2194 | September 27, 2009 | Review of imposed penalty against concerned of Maq Enterprise Ltd due to non-submission of audited financial statements for the year ended on June 30, 2007 |
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| 2195 | September 30, 2009 | Order to concerned of Maq Enterprise Ltd |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 2482 | February 5, 2008 | Disposal of the proceedings to concerns of Wonderland Toys Ltd |
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| 2483 | February 5, 2008 | Waver of penalty imposed to concerns of Sreepur Textile Mills Ltd |
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| 2484 | February 10, 2008 | Con-compliance of securities laws: warning to Bangladesh shipping Corporation Ltd |
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| 2485 | February 17, 2008 | Order to AB Bank Ltd(Merchant Banker) about penalty of Tk 10 crore |
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| 2486 | February 18, 2008 | Order - to concerns of Fareast Islami Life Insurance Company Ltd |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 2512 | November 4, 2007 | Directive - to concerns of Tripti Industries Limited |
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| 2513 | November 27, 2007 | Non-compliance of securities laws concerning share trading: Warning - to concerns of M Securities Ltd Stock Broker DSE Member # 44 |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 3100 | January 3, 2006 | Directive to Eagle Box & Carton Manufacturing Ltd Ref: No SEC/Enforcement/215/2004/10 |
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| 3101 | January 3, 2006 | Directive to Eagle Box & Carton Manufacturing Ltd Ref: No SEC/Enforcement/215/2004/111 |
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| 3102 | January 5, 2006 | Order to Meghna Shrimp Culture Ltd Ref: No SEC/Enforcement/114/2002/16 |
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| 3103 | January 16, 2006 | Order to M/s M. Abdul Rashid & Co. (DSE Member No. 35) Ref: No SEC/Enforcement/392/2005/53 |
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| 3104 | January 16, 2006 | Order to M/s M. Abdul Rashid & Co. (DSE Member No. 35) Ref: No SEC/Enforcement/392/2005/54 |
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| 3105 | January 23, 2006 | Letter to Registrar of Joint Stock Companies and Farms about dismissal of companies for violating company law 1994 |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 3203 | May 4, 2005 | Order to Ashraf Textile Mills Ltd |
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| 3204 | May 15, 2005 | Order to Mona Food Industries Ltd |
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| 3205 | May 15, 2005 | Order to Eagle Box Carton and Manufacturing Ltd |
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| 3206 | May 23, 2005 | Non-compliance of Securities Laws- WARNING ZEM Knitwear Fabrics Co. Ltd |
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| 3207 | May 23, 2005 | Order to Dhaka Vegetable Oil Industries Ltd |
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| 3208 | May 26, 2005 | Order to Saleh Carpet Mills Ltd. |
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| 3209 | May 28, 2005 | Order to Eagle Box Carton and Manufacturing Ltd |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 3210 | April 5, 2005 | Non-compliance of Securities Laws-WARNING to Prime Insurance Company Ltd. |
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| 3211 | April 5, 2005 | Non-compliance of Securities Laws-WARNING to Texpic Industries Ltd |
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| 3212 | April 5, 2005 | Non-compliance of Securities Laws-WARNING to Excelsior Shoes Ltd |
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| 3213 | April 5, 2005 | Order to Saleh Carpet Mills Ltd. |
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| 3214 | April 10, 2005 | Show Cause to Meghna Shrimp Culture Ltd relating to penalty |
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| 3215 | April 12, 2005 | Order to Mr. A.R. Khan, Bangladesh Welding Electrodes Ltd |
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| 3216 | April 12, 2005 | Order to Mr. Aminur Reza Khan, Bangladesh Welding Electrodes Ltd |
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| 3217 | April 12, 2005 | Order to Mrs. Hosneara Khan, Bangladesh Welding Electrodes Ltd |
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| 3218 | April 12, 2005 | Order to Mr. S.M. Nurul Islam, Bangladesh Welding Electrodes Ltd |
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| 3219 | April 26, 2005 | Order to Saleh Carpet Mills Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 3237 | February 26, 2005 | Non-compliance of securities laws (Price sensitive information and change of record date)- WARNING to Green Delta Insurance Company Limited |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 3238 | January 3, 2005 | Non-compliance of securities laws (change of book closure date)- WARNING to MIDAS Financing Limited |
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| 3239 | January 16, 2005 | Contravention/violation of provision of the Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001, Gazetted on 16th April, 2001-Warning |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 3240 | November 10, 2004 | Order to Meghna Condensed Milk Ltd |
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| 3241 | November 10, 2004 | Order to Meghna Pet Industries Ltd |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 3273 | April 13, 2004 | Monthly Report of April 2004 |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 3274 | March 22, 2004 | Non holding of annual general meeting by Paragon Leather & Footwear Industries Ltd. |
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| 3275 | March 22, 2004 | Non holding of annual general meeting by Sonali Paper & Board Mills Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 3280 | November 20, 2003 | Non-payment of yearly fee by Merchant Bank Prime Securities and Financial Services Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 3293 | August 4, 2013 | Non co-operation with SEC appointed auditor by Bangladesh Luggage Industries Ltd. |
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| 3294 | August 4, 2013 | Non-payment of audit bill by M. Hossain Garments Washing and Dying Ltd. |
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| 3295 | August 17, 2013 | Violation of license condition No. 11 (for non participation of trading activities during 2001-2002) by Chittagong Stock Exchange broker Unity Shares Trade Ltd. (CSE Member No. 77). |
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