| Sl.No | Date | Subject | Commission’s Decision |
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| 1 | December 29, 2021 | Non-compliance securities law against AB & Company Ltd.
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| 2 | December 30, 2021 | Non-compliance securities law against Bank Asia Securities Ltd.
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| 3 | December 28, 2021 | Non-compliance securities law against BRAC EPL Stock Brokerage Ltd.
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| 4 | December 30, 2021 | Non-compliance securities law against Chowdhury Securities Ltd.
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| 5 | December 29, 2021 | Non-compliance securities law against Dayton Holdings Ltd.
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| 6 | December 29, 2021 | Non-compliance securities law against Dhaka Stock Exchange Ltd.
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| 7 | December 28, 2021 | Non-compliance securities law against Doreen Capital Management Ltd.
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| 8 | December 30, 2021 | Non-compliance securities law against Eastern Shares & Securities Ltd.
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| 9 | December 29, 2021 | Non-compliance securities law against EBL Securities Ltd.
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| 10 | December 28, 2021 | Non-compliance securities law against Elegant Stock & Securities Ltd.
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| 11 | December 28, 2021 | Non-compliance securities law against Ettihad Securities Ltd.
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| 12 | December 28, 2021 | Non-compliance securities law against Farida Raquib Securities Ltd.
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| 13 | December 9, 2021 | Non-compliance securities law against Federal Securities and Investment Ltd.
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| 14 | December 28, 2021 | Non-compliance securities law against Fortune Securities PVT. Ltd.
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| 15 | December 27, 2021 | Non-compliance securities law against Habibur Rahman Securities Ltd.
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| 16 | December 29, 2021 | Non-compliance securities law against Harpoon Securities Ltd.
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| 17 | December 27, 2021 | Non-compliance securities law against ICB Securities Trading Company Ltd.
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| 18 | December 26, 2021 | Non-compliance securities law against Kazi Firoz Rashid Securities Ltd.
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| 19 | December 29, 2021 | Non-compliance securities law against Khulna Power Company Ltd.
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| 20 | December 30, 2021 | Non-compliance securities law against K-Securities and Consultants Ltd.
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| 21 | December 29, 2021 | Non-compliance securities law against LankaBangla Securities Ltd.
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| 22 | December 29, 2021 | Non-compliance securities law against Latif Securities Ltd.
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| 23 | December 28, 2021 | Non-compliance securities law against Lotus Shares & securities Ltd.
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| 24 | December 28, 2021 | Non-compliance securities law against Mercantile Bank Securities Ltd.
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| 25 | December 29, 2021 | Non-compliance securities law against Mika Securities Ltd.
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| 26 | December 27, 2021 | Non-compliance securities law against Modern Securities Ltd.
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| 27 | December 29, 2021 | Non-compliance securities law against Mr.Mohammad Ebadat Hossain Bhuiyan
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| 28 | December 29, 2021 | Non-compliance securities law against Mona Financial Consultancy & Securities Ltd.
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| 29 | December 30, 2021 | Non-compliance securities law against M-Securities Ltd.
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| 30 | December 28, 2021 | Non-compliance securities law against NCCB Securities and Financial Services Ltd.
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| 31 | December 28, 2021 | Non-compliance securities law against Nouvelle Securities Ltd.
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| 32 | December 30, 2021 | Non-compliance securities law against Prime Bank Securities Ltd.
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| 33 | December 29, 2021 | Non-compliance securities law against SAHCO Securities Ltd.
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| 34 | December 29, 2021 | Non-compliance securities law against Shahed Securities Ltd.
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| 35 | December 28, 2021 | Non-compliance securities law against Shahjalal Islami Bank Securities Ltd.
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| 36 | December 28, 2021 | Non-compliance securities law against Sharp Securities Ltd.
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| 37 | December 28, 2021 | Non-compliance securities law against Shyamol Equity Management Ltd.
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| 38 | December 29, 2021 | Non-compliance securities law against Summit Industrial & Mercantile Corporation Ltd.
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| 39 | November 29, 2021 | Non-compliance securities law against Syed Mahmudul Haque
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| 40 | December 27, 2021 | Non-compliance securities law against UCB Stock Brokerage Ltd.
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| 41 | December 28, 2021 | Non-compliance securities law against UGC Securities Ltd.
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| 42 | December 29, 2021 | Non-compliance securities law against UGC Securities Ltd.
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| 43 | December 28, 2021 | Non-compliance securities law against United Financial Trading Company Ltd.
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| 44 | December 28, 2021 | Non-compliance securities law against Western Securities Investment Management Ltd.
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| 45 | December 6, 2021 | Non-compliance securities law against AD Holdings & Securities Ltd.
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| 46 | December 22, 2021 | Non-compliance securities law against BRACK EPL Stock Brokerage Ltd.
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| 47 | December 12, 2021 | Non-compliance securities law against Commerce Bank Securities & Investment Ltd.
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| 48 | December 20, 2021 | Non-compliance securities law against Delta Capital Ltd.
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| 49 | December 15, 2021 | Non-compliance securities law against EBL Securities Ltd.
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| 50 | December 20, 2021 | Non-compliance securities law against EBL Securities Ltd.
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| 51 | December 22, 2021 | Non-compliance securities law against Elegant Stock & Securities Ltd.
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| 52 | December 26, 2021 | Non-compliance securities law against ETBL Securities & Exchange Ltd.
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| 53 | December 19, 2021 | Non-compliance securities law against Expo Traders Ltd.
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| 54 | December 13, 2021 | Non-compliance securities law against HAC Securities Ltd.
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| 55 | December 20, 2021 | Non-compliance securities law against Haji Ahmad Brothers Securities Ltd.
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| 56 | December 20, 2021 | Non-compliance securities law against Hazrat Amanat Shah Securities Ltd.
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| 57 | December 12, 2021 | Non-compliance securities law against IFIC Securities Ltd.
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| 58 | December 19, 2021 | Non-compliance securities law against Joytun Securities International Ltd.
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| 59 | December 20, 2021 | Non-compliance securities law against Mika Securities Ltd.
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| 60 | December 22, 2021 | Non-compliance securities law against Moshihor Securities Ltd.
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| 61 | December 21, 2021 | Non-compliance securities law against MTB Securities Ltd.
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| 62 | December 20, 2021 | Non-compliance securities law against NCCB Securities & Financial Services Ltd.
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| 63 | December 20, 2021 | Non-compliance securities law against Peace Securities Ltd.
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| 64 | December 12, 2021 | Non-compliance securities law against Popular Life Securities Ltd.
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| 65 | December 12, 2021 | Non-compliance securities law against Rasti Securities Consultant Ltd.
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| 66 | December 20, 2021 | Non-compliance securities law against Salta Capital Ltd.
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| 67 | December 20, 2021 | Non-compliance securities law against Shajahan Securities Ltd.
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| 68 | December 13, 2021 | Non-compliance securities law against Sharp Securities Ltd.
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| 69 | December 12, 2021 | Non-compliance securities law against Stock & Bond Ltd.
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| 70 | December 12, 2021 | Non-compliance securities law against Synthia Securities Ltd.
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| 71 | December 6, 2021 | Non-compliance securities law against USB Capital Management Ltd.
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| 72 | December 5, 2021 | Order against Anirban Das Gupta (Uniroyal Securities Ltd.)
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| 73 | December 9, 2021 | Order against Premier Bank Securities Ltd.
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| 74 | December 5, 2021 | Order against Trustee Securities Ltd.
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| 75 | December 5, 2021 | Order against Uniroyal Securities Ltd.
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