Enforcement Action
April, 2021

March, 2021
Sl.NoDateSubjectCommission’s Decision
8March 10, 2021

Non-compliance securities law against AHC Securites Ltd.

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9March 10, 2021

Non-compliance securities law against ANF Management Co.Ltd.

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10March 18, 2021

Non-compliance securities law against Aom Ass Managnt Ltd. 

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11March 10, 2021

Non-compliance securities law against Bank Asia Securities ltd.

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12March 10, 2021

Non-compliance securities law against BD Finance Securites Ltd. 

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13March 18, 2021

Non-compliance securities law against Bishwajit Das 

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14March 10, 2021

Non-compliance securities law against BRAC EPL Stock Brokerage Ltd.

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15March 11, 2021

Non-compliance securities law against Delta Capital Ltd._11.03.2021

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16March 10, 2021

Non-compliance securities law against DLIC Securites Ltd. 

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17March 25, 2021

Non-compliance securities law against Emerging Credit rating Ltd. 

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18March 10, 2021

Non-compliance securities law against Eminent Securities Ltd.

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19March 15, 2021

Non-compliance securities law against G M F Securities Ltd. 

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20March 10, 2021

Non-compliance securities law against Gatway Equity Resoures Ltd.

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21March 18, 2021

Non-compliance securities law against Genex Infosys Ltd. 

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22March 18, 2021

Non-compliance securities law against Invstment Corporation of Bangladesh 

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23March 18, 2021

Non-compliance securities law against IPE Capital Ltd. 

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24March 18, 2021

Non-compliance securities law against Jamuna bank capital management ltd. 

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25March 18, 2021

Non-compliance securities law against Md Alamgir kabir

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26March 18, 2021

Non-compliance securities law against Md Saif Ullah 

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27March 10, 2021

Non-compliance securities law against Meghna life securities investment ltd. 

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28March 18, 2021

Non-compliance securities law against Monno Jute  Stafflers Ltd. 

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29March 18, 2021

Non-compliance securities law against Monno Welfare  Foundation 

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30March 7, 2021

Non-compliance securities law against Mr. Md . Nurul Kamran  

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31March 18, 2021

Non-compliance securities law against Ms. Tasnia Shahjahan 

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32March 10, 2021

Non-compliance securities law against NRBC Bank Securities Ltd. 

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33March 11, 2021

Non-compliance securities law against Remons Investment and Securities Ltd. 

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34March 10, 2021

Non-compliance securities law against Rupali Bank Securites Ltd. 

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35March 15, 2021

Non-compliance securities law against Salam & Company Ltd. 

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36March 11, 2021

Non-compliance securities law against Times Securities Ltd. 

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37March 18, 2021

Non-compliance securities law against UCB Capital Management Ltd. 

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38March 2, 2021

Non-compliance securities law against UniCap Securities Limited. 

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39March 7, 2021

Order against Amal Krishna Das 

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40March 7, 2021

Order against Chinta Haran Datta 

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41March 15, 2021

Order against Firstlead Securities ltd. 

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42March 7, 2021

Order against Hal International Ltd. 

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43March 7, 2021

Order against Md. Amanat Ullah 

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44March 7, 2021

Order against Mr Samir Ranjan Paul. 

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45March 7, 2021

Order against Mr. Bidan Mistry 

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46March 7, 2021

Order against Mr. James Martin Das 

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47March 7, 2021

Order against Mr. Md. Toffazzal Hossain 

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48March 7, 2021

Order against Mr. Mollick Abu Bakar 

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49March 7, 2021

Order against Mr. Porimol Chandra Paul 

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50March 7, 2021

Order against Mr. Ripon Shaikh 

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51March 7, 2021

Order against Mr. Salek Ahmed Siddique 

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52March 7, 2021

Order against Ms. Setara Begum 

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53March 7, 2021

Order against Ms. Shiuli Paul 

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54March 10, 2021

Order against MTB Securities Ltd. 

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55March 10, 2021

Order against Nexus Securites Ltd. 

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56March 7, 2021

Order against Proshanta Kumar Halder 

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57March 7, 2021

Order against Swandip Corporation 

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February, 2021
Sl.NoDateSubjectCommission’s Decision
58February 28, 2021

Order against Bali Securities Ltd.

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59February 3, 2021

Order against Intech Limited

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60February 16, 2021

Order against Skys Securities Ltd.

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61February 16, 2021

Order against Subvalley Securities Ltd.

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62February 10, 2021

Non-compliance securities law against Abaci Investments Ltd.

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63February 8, 2021

Non-compliance securities law against Aries Securities Ltd.

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64February 10, 2021

Non-compliance securities law against BetaOne Investments Ltd.

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65February 10, 2021

Non-compliance securities law against Cosmopolitan Finance Ltd.

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66February 10, 2021

Non-compliance securities law against FAS Capital Management Ltd.

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67February 2, 2021

Non-compliance securities law against Fortune Shoes Ltd.

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68February 10, 2021

Non-compliance securities law against Hal Capital Ltd.

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69February 28, 2021

Non-compliance securities law against ICB Assets Management Company Ltd.

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70February 10, 2021

Non-compliance securities law against IL Capital Ltd.

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71February 4, 2021

Non-compliance securities law against MAM Securities Ltd. 

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72February 10, 2021

Non-compliance securities law against Meghna Capital Management Ltd. 

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73February 17, 2021

Non-compliance securities law against Mr. Anisur Rahman Sarker

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74February 17, 2021

Non-compliance securities law against Mr. Bishnu Pada Kundu (Shahjalal Islami Bank Securities Ltd.)

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75February 9, 2021

Non-compliance securities law against NLI Securities Ltd.

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76February 8, 2021

Non-compliance securities law against Sterling Stocks and Securities Ltd. 

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77February 10, 2021

Non-compliance securities law against Strategic Finance Ltd. 

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78February 10, 2021

Non-compliance securities law against Uttara Finance Capital Management Ltd. 

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79February 28, 2021

Non-compliance securities law against Investment Corporation Of Bangladesh

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January, 2021
Sl.NoDateSubjectCommission’s Decision
80January 3, 2021

Non-compliance securities law against Anirban Das Gupta

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81January 3, 2021

Non-compliance securities law against BD Finance Capital Holdings Ltd. 

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82January 4, 2021

Non-compliance securities law against BD Finance Securities Ltd. 

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83January 4, 2021

Non-compliance securities law against BDBL Investment Services Ltd. 

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84January 5, 2021

Non-compliance securities law against BRB Securities Ltd. 

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85January 4, 2021

Non-compliance securities law against Desa Securities Ltd. 

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86January 5, 2021

Non-compliance securities law against DLIC Securities Ltd. 

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87January 5, 2021

Non-compliance securities law against Fareast Islami Securities Ltd. 

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88January 27, 2021

Non-compliance securities law against ICB Securities Trading Company Ltd. 

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89January 28, 2021

Non-compliance securities law against IIDFC Securities Ltd. 

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90January 3, 2021

Non-compliance securities law against Mahdi Amin 

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91January 28, 2021

Non-compliance securities law against Mirpur Securities Ltd. 

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92January 5, 2021

Non-compliance securities law against Modern Equity Ltd. 

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93January 5, 2021

Non-compliance securities law against Mondol Securities Ltd. 

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94January 3, 2021

Non-compliance securities law against NRB Equity Management Ltd. 

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95January 3, 2021

Non-compliance securities law against Shahjalal Equity Management Ltd. 

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96January 26, 2021

Non-compliance securities law against Sinha Securities Ltd. 

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97January 4, 2021

Non-compliance securities law against Sterling Stock and Securities Ltd. 

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98January 7, 2021

Non-compliance securities law against Md. Mustaque Hossain (STYLECRAFT Ltd.) 

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99January 3, 2021

Non-compliance securities law against Uniroyal Securities Ltd. 

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100January 7, 2021

Order against Stylecraft Ltd.

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