Enforcement Action
January, 2021
Sl.NoDateSubjectCommission’s Decision
1January 3, 2021

Non-compliance securities law against Anirban Das Gupta

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2January 3, 2021

Non-compliance securities law against BD Finance Capital Holdings Ltd. 

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3January 4, 2021

Non-compliance securities law against BD Finance Securities Ltd. 

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4January 4, 2021

Non-compliance securities law against BDBL Investment Services Ltd. 

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5January 5, 2021

Non-compliance securities law against BRB Securities Ltd. 

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6January 4, 2021

Non-compliance securities law against Desa Securities Ltd. 

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7January 5, 2021

Non-compliance securities law against DLIC Securities Ltd. 

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8January 5, 2021

Non-compliance securities law against Fareast Islami Securities Ltd. 

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9January 27, 2021

Non-compliance securities law against ICB Securities Trading Company Ltd. 

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10January 28, 2021

Non-compliance securities law against IIDFC Securities Ltd. 

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11January 3, 2021

Non-compliance securities law against Mahdi Amin 

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12January 28, 2021

Non-compliance securities law against Mirpur Securities Ltd. 

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13January 5, 2021

Non-compliance securities law against Modern Equity Ltd. 

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14January 5, 2021

Non-compliance securities law against Mondol Securities Ltd. 

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15January 3, 2021

Non-compliance securities law against NRB Equity Management Ltd. 

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16January 3, 2021

Non-compliance securities law against Shahjalal Equity Management Ltd. 

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17January 26, 2021

Non-compliance securities law against Sinha Securities Ltd. 

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18January 4, 2021

Non-compliance securities law against Sterling Stock and Securities Ltd. 

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19January 7, 2021

Non-compliance securities law against Md. Mustaque Hossain (STYLECRAFT Ltd.) 

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20January 3, 2021

Non-compliance securities law against Uniroyal Securities Ltd. 

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21January 7, 2021

Order against Stylecraft Ltd.

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