| Sl.No | Date | Subject | Commission’s Decision |
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| 48 | January 19, 2023 | Non-compliance securities law against R N I Securities Ltd.
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| 49 | January 19, 2023 | Non-compliance securities law against Anchor Securities Ltd.
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| 50 | January 19, 2023 | Non-compliance securities law against BRB Securities Ltd
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| 51 | January 19, 2023 | Non-compliance securities law against Shah Mohammas Sagir & Co. Ltd.
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| 52 | January 19, 2023 | Non-compliance securities law against UGC Securities Ltd.
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| 53 | January 19, 2023 | Non-compliance securities law against Md. Fakhrul Islam Securities Ltd.
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| 54 | January 25, 2023 | Non-compliance securities law against Humayun Bokhteyar and his Associates
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| 55 | January 19, 2023 | Non-compliance securities law against Salauddin Haider(NLI Securities Ltd.)
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| 56 | January 25, 2023 | Non-compliance securities law against Authorized Representative of NLI Securities Ltd.
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| 57 | January 24, 2023 | Non-compliance securities law against Mr. Taskeen Ahmed(LankaBangla Securities Ltd.)
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| 58 | January 24, 2023 | Non-compliance securities law against Mr. Tashfeen Ahmed(City Brokerage Ltd.)
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| 59 | January 24, 2023 | Non-compliance securities law against Mr. Tanveer Ahmed(City Brokerage Ltd.)
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| 60 | January 24, 2023 | Non-compliance securities law against Mr. Sakhawat Pervez(Prilink Securities Ltd.)
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| 61 | January 24, 2023 | Non-compliance securities law against Romesha Khatun(Prilink Securities Ltd.)
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| 62 | January 24, 2023 | Non-compliance securities law against Rahima Khatun(Prilink Securities Ltd.)
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| 63 | January 24, 2023 | Non-compliance securities law against Prilink Securities Ltd.
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| 64 | January 24, 2023 | Non-compliance securities law against Prilink Securities Ltd. Strategic Investment
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| 65 | January 24, 2023 | Non-compliance securities law against Nilufar Ahmed(City Brokerage Ltd.)
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| 66 | January 1, 2023 | Non-compliance securities law against Mr. Mohammad Ariful Islam(Rashal) (City Bank Capital Resources Ltd.)
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| 67 | January 1, 2023 | Non-compliance securities law against Mr. Nazmul Islam(City Bank Capital Resources Ltd.)
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| 68 | January 1, 2023 | Non-compliance securities law against Mr. Mohammed Moazzem Hossain(City Bank Capital Resources Ltd.)
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| 69 | January 1, 2023 | Non-compliance securities law against Western Securities Investment Management Ltd.
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| 70 | January 4, 2023 | Non-compliance securities law against M_S Karib Traders
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| 71 | January 3, 2023 | Non-compliance securities law against Morium Nessa
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| 72 | January 3, 2023 | Non-compliance securities law against Commerce Bank Securities and Investment Ltd.
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| 73 | January 3, 2023 | Non-compliance securities law against MD. ASRAFUL ISLAM
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| 74 | January 19, 2023 | Non-compliance securities law against Mr. Anisul Islam Mahmud(Citizen Securities & Investment Ltd.)
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| 75 | January 3, 2023 | Non-compliance securities law against M_S Quaium & Sons
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| 76 | January 19, 2023 | Non-compliance securities law against Md. Rafiq Uddin(Royal Capital Ltd.)
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| 77 | January 5, 2023 | Non-compliance securities law against Adil Securities Limited
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| 78 | January 4, 2023 | Non-compliance securities law against Global Securities Ltd.
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| 79 | January 19, 2023 | Non-compliance securities law against Mr. Ahmed Iftekharul Islam(EBL Securities Ltd.)
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| 80 | January 18, 2023 | Non-compliance securities law against Rashid Investment Services Ltd
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| 81 | January 19, 2023 | Non-compliance securities law against Prudential Securities Ltd.
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| 82 | January 19, 2023 | Non-compliance securities law against Prudential Securities Ltd.(142)
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| 83 | January 19, 2023 | Non-compliance securities law against Pasha Capital Ltd
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| 84 | January 19, 2023 | Non-compliance securities law against Camellia Duncan Foundation
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| 85 | January 19, 2023 | Non-compliance securities law against PFI Securities Ltd.(145)
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| 86 | January 19, 2023 | Non-compliance securities law against Al-Muntaha Trading Co.
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| 87 | January 22, 2023 | Non-compliance securities law against CWT Asset Management Company Ltd.
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| 88 | January 24, 2023 | Non-compliance securities law against JMI Syringes and Medical Devices Ltd.
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| 89 | January 22, 2023 | Non-compliance securities law against Md. Abul Khayer
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| 90 | January 22, 2023 | Non-compliance securities law against Md. Abul Khayer(148)
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| 91 | January 22, 2023 | Non-compliance securities law against Md. Abul Khayer(149)
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| 92 | January 22, 2023 | Non-compliance securities law against Mr. Md. Tarek Aziz Mazumder
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| 93 | January 22, 2023 | Non-compliance securities law against Ms. Kazi Sadia Hasan
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| 94 | January 25, 2023 | Non-compliance securities law against Mr. Md. Salauddin Haider & Associate
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| 95 | January 25, 2023 | Non-compliance securities law against Mr. ASM Saimur Rahman Sikder
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| 96 | January 25, 2023 | Non-compliance securities law against Dr. Md. Fazle Manzur
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| 97 | January 25, 2023 | Non-compliance securities law against Bangabandhu Memorial Hospital
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| 98 | January 25, 2023 | Non-compliance securities law against Janasheba Foundation
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| 99 | January 25, 2023 | Non-compliance securities law against Md. Saif Ullah
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| 100 | January 19, 2023 | Non-compliance securities law against Royal Capital Ltd.
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| 101 | January 8, 2023 | Non-compliance securities law against Mohammad Akramul Haque(Vision Capital Management Ltd.)
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| 102 | January 18, 2023 | Non-compliance securities law against Oasis Turner Limited
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| 103 | January 18, 2023 | Non-compliance securities law against TSI Securities Ltd.
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| 104 | January 19, 2023 | Non-compliance securities law against Ms. Nassarrat Rahman (BLI Securities Ltd.)
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| 105 | January 19, 2023 | Non-compliance securities law against Samata Leather Complex Ltd.
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| 106 | January 19, 2023 | Non-compliance securities law against Wifang Securities Ltd.
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| 107 | January 19, 2023 | Non-compliance securities law against MAH Securities Ltd.
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| 108 | January 19, 2023 | Non-compliance securities law against Al-Muntaha Trading Co. Ltd.
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| 109 | January 24, 2023 | Non-compliance securities law against Kazi Abdul Hasib(Bank Asia Securities Ltd.)
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| 110 | January 24, 2023 | Non-compliance securities law against Iftekhar Ahmed Tipu(City Brokerage Ltd.)
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| 111 | January 24, 2023 | Non-compliance securities law against Ifad Multi Products Ltd.
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| 112 | January 22, 2023 | Non-compliance securities law against Ifad Enterprises Ltd.
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| 113 | January 24, 2023 | Non-compliance securities law against Golam Mostafa(Prilink Securities Ltd.)
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| 114 | January 24, 2023 | Non-compliance securities law against Dr. Md. Zahirul Islam(Prilink Securities Ltd.
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| 115 | January 24, 2023 | Non-compliance securities law against Dr. Md. Abu Syed Tito(Prilink Securities Ltd.)
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| 116 | January 25, 2023 | Non-compliance securities law against Premier Bank Securities Ltd.
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| 117 | January 26, 2023 | Non-compliance securities law against Agramit Limited
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| 118 | January 29, 2023 | Non-compliance securities law against Libra Infusions Ltd.
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| 119 | January 30, 2023 | Non-compliance securities law against AIBL Folio new
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| 120 | January 30, 2023 | Non-compliance securities law against AIBL Employee Gratuity Fund
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| 121 | January 30, 2023 | Non-compliance securities law against Md. Nasim Uddin
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| 122 | January 30, 2023 | Non-compliance securities law against Al-Arafah Islami Bank Ltd.
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| 123 | January 1, 2023 | Non-compliance securities law against Alltex Industries Ltd.(Company Secretary)
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| 124 | January 19, 2023 | Non-compliance securities law against Dynamic Securities Consultants Ltd.
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| 125 | January 19, 2023 | Non-compliance securities law against Daulatunnessa Equities Ltd.
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| 126 | January 19, 2023 | Non-compliance securities law against Vision Capital Management Ltd.
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| 127 | January 19, 2023 | Non-compliance securities law against International Leasing Securities Ltd.
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| 128 | January 19, 2023 | Non-compliance securities law against NBL Securities Ltd.
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| 129 | January 19, 2023 | Non-compliance securities law against SCL Securities Ltd.
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| 130 | January 19, 2023 | Non-compliance securities law against PFI Securities Ltd.
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| 131 | January 19, 2023 | Non-compliance securities law against Times Securities Ltd.
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| 132 | January 19, 2023 | Non-compliance securities law against BLI Securities Ltd.
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| 133 | January 19, 2023 | Non-compliance securities law against Shahed Securities Ltd.
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| 134 | January 19, 2023 | Non-compliance securities law against Fareast Islami Securities Ltd.
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| 135 | January 19, 2023 | Non-compliance securities law against Habibur Rahman Securities Ltd.
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| 136 | January 19, 2023 | Non-compliance securities law against ASENZ Securities Ltd.
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| 137 | January 19, 2023 | Non-compliance securities law against Dynamic Securities Consultants Ltd.(126)
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| 138 | January 20, 2023 | Non-compliance securities law against Al-haj Securities & Stocks Ltd.
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| 139 | January 19, 2023 | Non-compliance securities law against Khwaja Equity Service Ltd.
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| 140 | January 19, 2023 | Non-compliance securities law against MAH Securities Ltd.(129)
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| 141 | January 19, 2023 | Non-compliance securities law against Shasha Garments Ltd.
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| 142 | January 19, 2023 | Non-compliance securities law against Shams Mahmud
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| 143 | January 19, 2023 | Non-compliance securities law against Saburo Indigo Ltd.
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| 144 | January 19, 2023 | Non-compliance securities law against Popular Life Insurance Co. Ltd.
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| 145 | January 19, 2023 | Non-compliance securities law against M-S Junny Munni Paribahan
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| 146 | January 19, 2023 | Non-compliance securities law against Mostafa Helal Kabir(UCB Stock Brokerage Ltd.)
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| 147 | January 28, 2023 | Order against Md. Saif Ullah
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| 148 | January 28, 2023 | Order against Md. A. G. Mahmud
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| 149 | January 28, 2023 | Order against DIT Co-operative Ltd.
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| 150 | January 28, 2023 | Order against Mrs. Kazi Sadia Hasan
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| 151 | January 8, 2023 | Order against Mr. Md. Mizanur Rahman
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| 152 | January 29, 2023 | Order against Mr.Md Rafique(Appollo Ispat Complex Limited)
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| 153 | January 29, 2023 | Order against Mr M. A. Majid(Appollo Ispat Complex Limited)
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| 154 | January 29, 2023 | Order against Ms. Roxshana Begum(Appollo Ispat Complex Limited)
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| 155 | January 29, 2023 | Order against Ms. Evana Fahmida Mohammad(Appollo Ispat Complex Limited)
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