Enforcement Action
April, 2023
Sl.NoDateSubjectCommission’s Decision
1April 2, 2023

Non-compliance securities law against Paramount Holdings Ltd.

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2April 3, 2023

Non-compliance securities law against  Paramount Spinning Ltd.

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3April 3, 2023

Non-compliance securities law against  Fortune Securities (PVT) Ltd.

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4April 3, 2023

Non-compliance securities law against Sheltech Brokerage Ltd.

 

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5April 4, 2023

Non-compliance securities law against  Md. Sayadur Rahman (UCB Stock Brokerage Ltd.)

 

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6April 4, 2023

Non-compliance securities law against Ferdoushi Begum (EBL Securities Ltd.)

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7April 4, 2023

Non-compliance securities law against  Md. Lutfur Rahman (EBL Securities Ltd.)

 

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8April 4, 2023

Non-compliance securities law against  EBL Securities Ltd.

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9April 4, 2023

Non-compliance securities law against Estern Bank Limited (EBL securities Ltd.)

 

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10April 4, 2023

Non-compliance securities law against Farhana Abedin (UCB Capital Management Ltd.)

 

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11April 4, 2023

Non-compliance securities law against Md. Mahabubur Rahman (Dhaka Bank Securities Ltd.)

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12April 4, 2023

Non-compliance securities law against Shahanara Begum (Shanata Securities Ltd.)

 

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13April 4, 2023

Non-compliance securities law against Mohammar Arifur Rahman (Sheltech Brokerage Ltd.)

 

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14April 9, 2023

Non-compliance securities law against Mr. Salim Rahman (United Securities Ltd.)

 

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15April 9, 2023

Non-compliance securities law against  Abu Sadat Md. Sayem (Sheltech Brokerage Ltd.

 

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16April 9, 2023

Non-compliance securities law against  ABDUL MOBIN MOLLAH (SIBL Securities Ltd.)

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17April 9, 2023

Non-compliance securities law against Shasha Garments Ltd.

 

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18April 9, 2023

Non-compliance securities law against Anisul Islam Mahmud (First Capital Securities Ltd.

 

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19April 9, 2023

Non-compliance securities law against ETBL Securities & Exchange Ltd

 

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20April 10, 2023

Non-compliance securities law against Premier Bank Securities Ltd.

 

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21April 9, 2023

Non-compliance securities law against Mona Financial Consultancy & Securities Ltd.

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22April 9, 2023

Non-compliance securities law against Jahan Securities Ltd.

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23April 9, 2023

Non-compliance securities law against  Md. Azimul Islam (Premier Bank Securities Ltd.)

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24April 9, 2023

Non-compliance securities law against Abdul Quaium (Premier Bank Securities Ltd.)

 

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25April 9, 2023

Non-compliance securities law against M. Securities Ltd.

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26April 12, 2023

Non-compliance securities law against EMES Securities Ltd

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March, 2023

February, 2023

January, 2023
Sl.NoDateSubjectCommission’s Decision
48January 19, 2023

Non-compliance securities law against  R N I Securities Ltd.

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49January 19, 2023

Non-compliance securities law against  Anchor Securities Ltd.

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50January 19, 2023

Non-compliance securities law against  BRB Securities Ltd

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51January 19, 2023

Non-compliance securities law against Shah Mohammas Sagir & Co. Ltd.

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52January 19, 2023

Non-compliance securities law against  UGC Securities Ltd.

 

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53January 19, 2023

Non-compliance securities law against  Md. Fakhrul Islam Securities Ltd.

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54January 25, 2023

Non-compliance securities law against Humayun Bokhteyar and his Associates

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55January 19, 2023

Non-compliance securities law against  Salauddin Haider(NLI Securities Ltd.)

 

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56January 25, 2023

Non-compliance securities law against  Authorized Representative of NLI Securities Ltd.

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57January 24, 2023

Non-compliance securities law against  Mr. Taskeen Ahmed(LankaBangla Securities Ltd.)

 

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58January 24, 2023

Non-compliance securities law against  Mr. Tashfeen Ahmed(City Brokerage Ltd.)

 

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59January 24, 2023

Non-compliance securities law against   Mr. Tanveer Ahmed(City Brokerage Ltd.)

 

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60January 24, 2023

Non-compliance securities law against  Mr. Sakhawat Pervez(Prilink Securities Ltd.)

 

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61January 24, 2023

Non-compliance securities law against Romesha Khatun(Prilink Securities Ltd.)

 

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62January 24, 2023

Non-compliance securities law against Rahima Khatun(Prilink Securities Ltd.)

 

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63January 24, 2023

Non-compliance securities law against  Prilink Securities Ltd.

 

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64January 24, 2023

Non-compliance securities law against  Prilink Securities Ltd. Strategic Investment

 

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65January 24, 2023

Non-compliance securities law against Nilufar Ahmed(City Brokerage Ltd.)

 

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66January 1, 2023

Non-compliance securities law against Mr. Mohammad Ariful Islam(Rashal) (City Bank Capital Resources Ltd.)

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67January 1, 2023

Non-compliance securities law against Mr. Nazmul Islam(City Bank Capital Resources Ltd.)

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68January 1, 2023

Non-compliance securities law against  Mr. Mohammed Moazzem Hossain(City Bank Capital Resources Ltd.)

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69January 1, 2023

Non-compliance securities law against  Western Securities Investment Management Ltd.

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70January 4, 2023

Non-compliance securities law against  M_S Karib Traders

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71January 3, 2023

Non-compliance securities law against Morium Nessa

 

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72January 3, 2023

Non-compliance securities law against  Commerce Bank Securities and Investment Ltd.

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73January 3, 2023

Non-compliance securities law against  MD. ASRAFUL ISLAM

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74January 19, 2023

Non-compliance securities law against Mr. Anisul Islam Mahmud(Citizen Securities & Investment Ltd.)

 

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75January 3, 2023

Non-compliance securities law against M_S Quaium & Sons

 

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76January 19, 2023

Non-compliance securities law against Md. Rafiq Uddin(Royal Capital Ltd.)

 

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77January 5, 2023

Non-compliance securities law against Adil Securities Limited

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78January 4, 2023

Non-compliance securities law against  Global Securities Ltd.

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79January 19, 2023

Non-compliance securities law against Mr. Ahmed Iftekharul Islam(EBL Securities Ltd.)

 

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80January 18, 2023

Non-compliance securities law against  Rashid Investment Services Ltd 

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81January 19, 2023

Non-compliance securities law against  Prudential Securities Ltd.

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82January 19, 2023

Non-compliance securities law against  Prudential Securities Ltd.(142)

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83January 19, 2023

Non-compliance securities law against  Pasha Capital Ltd

 

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84January 19, 2023

Non-compliance securities law against  Camellia Duncan Foundation

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85January 19, 2023

Non-compliance securities law against PFI Securities Ltd.(145)

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86January 19, 2023

Non-compliance securities law against Al-Muntaha Trading Co.

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87January 22, 2023

Non-compliance securities law against CWT Asset Management Company Ltd.

 

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88January 24, 2023

Non-compliance securities law against  JMI Syringes and Medical Devices Ltd.

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89January 22, 2023

Non-compliance securities law against  Md. Abul Khayer

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90January 22, 2023

Non-compliance securities law against  Md. Abul Khayer(148)

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91January 22, 2023

Non-compliance securities law against  Md. Abul Khayer(149)

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92January 22, 2023

Non-compliance securities law against Mr. Md. Tarek Aziz Mazumder

 

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93January 22, 2023

Non-compliance securities law against  Ms. Kazi Sadia Hasan

 

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94January 25, 2023

Non-compliance securities law against Mr. Md. Salauddin Haider & Associate

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95January 25, 2023

Non-compliance securities law against  Mr. ASM Saimur Rahman Sikder

 

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96January 25, 2023

Non-compliance securities law against Dr. Md. Fazle Manzur

 

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97January 25, 2023

Non-compliance securities law against Bangabandhu Memorial Hospital

 

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98January 25, 2023

Non-compliance securities law against  Janasheba Foundation

 

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99January 25, 2023

Non-compliance securities law against Md. Saif Ullah

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100January 19, 2023

Non-compliance securities law against  Royal Capital Ltd.

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101January 8, 2023

Non-compliance securities law against Mohammad Akramul Haque(Vision Capital Management Ltd.)

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102January 18, 2023

Non-compliance securities law against Oasis Turner Limited

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103January 18, 2023

Non-compliance securities law against  TSI Securities Ltd.

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104January 19, 2023

Non-compliance securities law against  Ms. Nassarrat Rahman (BLI Securities Ltd.)

 

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105January 19, 2023

Non-compliance securities law against Samata Leather Complex Ltd.

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106January 19, 2023

Non-compliance securities law against  Wifang Securities Ltd.

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107January 19, 2023

Non-compliance securities law against  MAH Securities Ltd.

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108January 19, 2023

Non-compliance securities law against  Al-Muntaha Trading Co. Ltd.

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109January 24, 2023

Non-compliance securities law against  Kazi Abdul Hasib(Bank Asia Securities Ltd.)

 

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110January 24, 2023

Non-compliance securities law against  Iftekhar Ahmed Tipu(City Brokerage Ltd.)

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111January 24, 2023

Non-compliance securities law against  Ifad Multi Products Ltd.

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112January 22, 2023

Non-compliance securities law against  Ifad Enterprises Ltd.

 

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113January 24, 2023

Non-compliance securities law against  Golam Mostafa(Prilink Securities Ltd.)

 

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114January 24, 2023

Non-compliance securities law against Dr. Md. Zahirul Islam(Prilink Securities Ltd.

 

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115January 24, 2023

Non-compliance securities law against  Dr. Md. Abu Syed Tito(Prilink Securities Ltd.)

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116January 25, 2023

Non-compliance securities law against  Premier Bank Securities Ltd.

 

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117January 26, 2023

Non-compliance securities law against  Agramit Limited

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118January 29, 2023

Non-compliance securities law against Libra Infusions Ltd.

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119January 30, 2023

Non-compliance securities law against  AIBL Folio new

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120January 30, 2023

Non-compliance securities law against AIBL Employee Gratuity Fund

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121January 30, 2023

Non-compliance securities law against  Md. Nasim Uddin

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122January 30, 2023

Non-compliance securities law against Al-Arafah Islami Bank Ltd.

 

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123January 1, 2023

Non-compliance securities law against Alltex Industries Ltd.(Company Secretary)

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124January 19, 2023

Non-compliance securities law against  Dynamic Securities Consultants Ltd.

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125January 19, 2023

Non-compliance securities law against Daulatunnessa Equities Ltd.

 

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126January 19, 2023

Non-compliance securities law against Vision Capital Management Ltd.

 

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127January 19, 2023

Non-compliance securities law against  International Leasing Securities Ltd.

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128January 19, 2023

Non-compliance securities law against NBL Securities Ltd.

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129January 19, 2023

Non-compliance securities law against SCL Securities Ltd.

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130January 19, 2023

Non-compliance securities law against  PFI Securities Ltd.

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131January 19, 2023

Non-compliance securities law against  Times Securities Ltd.

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132January 19, 2023

Non-compliance securities law against  BLI Securities Ltd.

 

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133January 19, 2023

Non-compliance securities law against Shahed Securities Ltd.

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134January 19, 2023

Non-compliance securities law against  Fareast Islami Securities Ltd.

 

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135January 19, 2023

Non-compliance securities law against Habibur Rahman Securities Ltd.

 

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136January 19, 2023

Non-compliance securities law against ASENZ Securities Ltd.

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137January 19, 2023

Non-compliance securities law against  Dynamic Securities Consultants Ltd.(126)

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138January 20, 2023

Non-compliance securities law against Al-haj Securities & Stocks Ltd.

 

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139January 19, 2023

Non-compliance securities law against  Khwaja Equity Service Ltd.

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140January 19, 2023

Non-compliance securities law against  MAH Securities Ltd.(129)

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141January 19, 2023

Non-compliance securities law against  Shasha Garments Ltd.

 

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142January 19, 2023

Non-compliance securities law against  Shams Mahmud

 

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143January 19, 2023

Non-compliance securities law against  Saburo Indigo Ltd.

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144January 19, 2023

Non-compliance securities law against  Popular Life Insurance Co. Ltd.

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145January 19, 2023

Non-compliance securities law against M-S Junny Munni Paribahan

 

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146January 19, 2023

Non-compliance securities law against  Mostafa Helal Kabir(UCB Stock Brokerage Ltd.)

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147January 28, 2023

Order against Md. Saif Ullah

 

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148January 28, 2023

Order against  Md. A. G. Mahmud

 

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149January 28, 2023

Order against  DIT Co-operative Ltd.

 

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150January 28, 2023

Order against  Mrs. Kazi Sadia Hasan

 

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151January 8, 2023

Order against  Mr. Md. Mizanur Rahman

 

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152January 29, 2023

Order against  Mr.Md Rafique(Appollo Ispat Complex Limited)

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153January 29, 2023

Order against  Mr M. A. Majid(Appollo Ispat Complex Limited)

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154January 29, 2023

Order against Ms. Roxshana Begum(Appollo Ispat Complex Limited)

 

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155January 29, 2023

Order against  Ms. Evana Fahmida Mohammad(Appollo Ispat Complex Limited)

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