Enforcement Action
December, 2022
Sl.NoDateSubjectCommission’s Decision
1December 1, 2022

Non-compliance securities law against UGC Securities Ltd.

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2December 4, 2022

Non-compliance securities law against Mohammadi Stock Market Ltd.

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3December 7, 2022

Non-compliance securities law against Ace Capital Management Service Ltd.

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4December 7, 2022

Non-compliance securities law against Bank Asia Securities Ltd.

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5December 7, 2022

Non-compliance securities law against Hasan Securities Ltd.

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6December 7, 2022

Non-compliance securities law against Eminent Securities Ltd.

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7December 7, 2022

Non-compliance securities law against Premier Bank Securities Ltd.

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8December 12, 2022

Non-compliance securities law against Arena Securities Ltd.

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9December 14, 2022

Non-compliance securities law against Shammi Neawaz.(Multi Securities & Services Ltd.)

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10December 21, 2022

Non-compliance securities law against Mahdi Amin(BD Finance Securities Ltd.)

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11December 21, 2022

Non-compliance securities law against Mahedi Hasan(Square Securities Management Ltd.)

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12December 26, 2022

Non-compliance securities law against AHC Securities Ltd.

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13December 26, 2022

Non-compliance securities law against NBL Securities Ltd.

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14December 26, 2022

Non-compliance securities law against Mr. Abdul Quader(Nouvelle Securities Ltd.)

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15December 28, 2022

Non-compliance securities law against A.B.M. Abdul Hye(Elegent Stock & Securities Ltd.)

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16December 28, 2022

Non-compliance securities law against Md. Mizanur Rahman(Elegent Stock & Securities Ltd.)

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17December 28, 2022

Non-compliance securities law against Mr. Atiqueur Rahman Mullick(SIBL Securities Ltd.)

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18December 28, 2022

Non-compliance securities law against Mr. Golam Kabir(SIBL Securities Ltd.)

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19December 28, 2022

Non-compliance securities law against Mr. James Martin Das

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20December 28, 2022

Non-compliance securities law against Ms. Chandana Liouni Das

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21December 28, 2022

Non-compliance securities law against Mr. Jasim Uddin(MSA Spinning Ltd.)

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22December 28, 2022

Non-compliance securities law against Mr. Md. Saidur Rahman(International Leasing Securities Ltd.)

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23December 28, 2022

Non-compliance securities law against Mr. Tariq Ibrahim & Kajol Ibrahim(Ibrahim Securities Ltd.)

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24December 28, 2022

Non-compliance securities law against Wifang Securities Ltd.

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25December 28, 2022

Non-compliance securities law against Fareast Islami Life ICL EPF TB

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26December 28, 2022

Non-compliance securities law against Harpoon Securities Ltd.

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27December 28, 2022

Non-compliance securities law against Mohammad Abdul Hai(UCB Stock Brokerage Ltd.)

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28December 28, 2022

Non-compliance securities law against Abdul Quaium and Associates(Commerce Bank Securities and Investment Ltd.)

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29December 28, 2022

Non-compliance securities law against EBL Securities Ltd.

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30December 29, 2022

Non-compliance securities law against Mr. Mozaharul Haque Shahid(Shyamol Equity Management Ltd.)

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31December 29, 2022

Non-compliance securities law against Shyamol Equity Management Ltd.(1687)

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32December 28, 2022

Non-compliance securities law against Md. Akib Amzad(BD Sunlife Securities Ltd.)

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33December 28, 2022

Non-compliance securities law against Md. Amzad Hossan Fakir & Roksana Amzad(BD Sunlife Securities Ltd.)

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34December 28, 2022

Non-compliance securities law against M/S. A R Trading(BD Sunlife Securities Ltd.)

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35December 28, 2022

Non-compliance securities law against Mr. Md. Amzad Hossain Fakir(BD Sunlife Securities Ltd.)

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36December 28, 2022

Non-compliance securities law against G M F Securities Ltd.

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37December 28, 2022

Non-compliance securities law against Green Delta Securities Ltd.

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38December 28, 2022

Non-compliance securities law against Mr. Mujibbur Rahman(EBL Securities Ltd.)

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39December 28, 2022

Non-compliance securities law against NBL Securities Ltd.(1695)

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40December 28, 2022

Non-compliance securities law against Premier Bank Securities Ltd.

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41December 28, 2022

Non-compliance securities law against Sterling Stocks and Securities Ltd.

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42December 14, 2022

Order against Md. Louthful Goni Tito(Multi Securities & Services Ltd.)

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43December 14, 2022

Order against Shatrong Agro Fisheries Ltd.(EBL Securities Ltd.)

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November, 2022
Sl.NoDateSubjectCommission’s Decision
44November 1, 2022

Non-compliance securities law against Ten Stars (Pvt.) Ltd.

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45November 2, 2022

Non-compliance securities law against Vantage Securities Ltd.

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46November 6, 2022

Non-compliance securities law against Md. Shaidullah Securities Ltd.

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47November 14, 2022

Non-compliance securities law against Investment Promotion Service Ltd.

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48November 14, 2022

Non-compliance securities law against ARC Securities Ltd.

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49November 14, 2022

Non-compliance securities law against ARC Securities Ltd.(1460)

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50November 14, 2022

Non-compliance securities law against Green Delta Securities Ltd.

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51November 14, 2022

Non-compliance securities law against Saad Securities Ltd.

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52November 14, 2022

Non-compliance securities law against Saad Securities Ltd.(1463)

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53November 14, 2022

Non-compliance securities law against Khwaja Equity Services Ltd.

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54November 14, 2022

Non-compliance securities law against Khwaja Equity Services Ltd.(1465)

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55November 14, 2022

Non-compliance securities law against Commerce Bank Securities and Investment Ltd.

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56November 14, 2022

Non-compliance securities law against Commerce Bank Securities and Investment Ltd.(1467)

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57November 16, 2022

Non-compliance securities law against Mr. A.K.M. Mizanur Rahman Services Ltd.

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58November 16, 2022

Non-compliance securities law against Anannya Printers

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59November 16, 2022

Non-compliance securities law against Anannya Traders

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60November 16, 2022

Non-compliance securities law against Mrs. Ayesha Sarker

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61November 16, 2022

Non-compliance securities law against Mr. Biddhut Ranjan shaha

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62November 16, 2022

Non-compliance securities law against Mr. Majedul Islam

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63November 16, 2022

Non-compliance securities law against Mr. Md. Abid Hossain Khan

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64November 16, 2022

Non-compliance securities law against Mr. MD Abu Naser Sarker

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65November 16, 2022

Non-compliance securities law against Mr. Md. Altamasul Islam Rasel

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66November 16, 2022

Non-compliance securities law against Mr. Mohanmmad rafiqul Islam Miah

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67November 16, 2022

Non-compliance securities law against M S Hassan Brothers

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68November 16, 2022

Non-compliance securities law against New Blue Bird International

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69November 16, 2022

Non-compliance securities law against Rifat Trade International

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70November 16, 2022

Non-compliance securities law against Mr. Sayed Shahinur Rahman(Shahin)

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71November 17, 2022

Non-compliance securities law against Apex Investments Ltd.

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72November 20, 2022

Non-compliance securities law against Investment Corporation of Bangladesh(ICB)

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73November 20, 2022

Non-compliance securities law against Investment Corporation of Bangladesh(ICB)(1507)

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74November 22, 2022

Non-compliance securities law against Star Sharebazar Ltd.

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75November 27, 2022

Non-compliance securities law against IBSL Stock Dealer Account

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76November 27, 2022

Non-compliance securities law against Sheltech Brokerage Ltd.

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77November 27, 2022

Non-compliance securities law against Eastern Capital Ltd.

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78November 28, 2022

Non-compliance securities law against G.M. Akther Hussain(1542)

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79November 28, 2022

Non-compliance securities law against G.M. Akther Hussain(1543)

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80November 28, 2022

Non-compliance securities law against G.M. Akther Hussain(1544)

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81November 28, 2022

Non-compliance securities law against NRBC Bank Securities Ltd.

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82November 28, 2022

Non-compliance securities law against NRBC Bank Securities Ltd.(1546)

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83November 28, 2022

Non-compliance securities law against NRBC Bank Securities Ltd.(1547)

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84November 29, 2022

Non-compliance securities law against AB Investment Ltd.

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85November 29, 2022

Non-compliance securities law against Reliance Brokerage Services Ltd.(AVIVA Equity Management Ltd.)

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86November 29, 2022

Non-compliance securities law against Pubali Bank Securities Ltd.

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87November 29, 2022

Non-compliance securities law against International Leasing Securities Ltd.

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88November 29, 2022

Non-compliance securities law against Wifang Securities Ltd.

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89November 6, 2022

Order against Alif Assets Management Company Ltd.

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90November 16, 2022

Order against Mohammad Hamdul Islam

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91November 16, 2022

Order against Md. Saiful Islam Helaly

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92November 16, 2022

Order against Shahida Arabi

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93November 16, 2022

Order against Md. Abdus Sultan

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94November 16, 2022

Order against Hosne Ara Begum

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95November 16, 2022

Order against Kazi Amdadul Hoque

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96November 22, 2022

Order against Md. Jashim Uddin

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October, 2022
Sl.NoDateSubjectCommission’s Decision
97October 3, 2022

Non-compliance securities law against Oshadhi Securities Ltd.

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98October 4, 2022

Non-compliance securities law against Jahan Securities Ltd.

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99October 4, 2022

Non-compliance securities law against Mona Financial Consultancy & Securities Ltd.

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100October 4, 2022

Non-compliance securities law against UniCap Securities Ltd.

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101October 4, 2022

Non-compliance securities law against United Financial Trading Co. Ltd.

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102October 12, 2022

Non-compliance securities law against Nizam's Shares and Securities Ltd.

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103October 16, 2022

Non-compliance securities law against Labeeb Enterprise

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104October 16, 2022

Non-compliance securities law against Shahjalal Islami Bank Securities Ltd.

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105October 18, 2022

Non-compliance securities law against Times Securities Ltd.

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106October 19, 2022

Non-compliance securities law against Globe Securities Ltd.

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107October 20, 2022

Non-compliance securities law against Eminent Securities Ltd.

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108October 20, 2022

Non-compliance securities law against A.B. Ispahani Securities Ltd.

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109October 20, 2022

Non-compliance securities law against Akij Capital Management Ltd.

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110October 20, 2022

Non-compliance securities law against Al-Muntaha Trading Co. Ltd.

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111October 20, 2022

Non-compliance securities law against Anwar Securities Ltd.

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112October 20, 2022

Non-compliance securities law against Arena Securities Ltd.

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113October 20, 2022

Non-compliance securities law against EBL Securities Ltd.

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114October 20, 2022

Non-compliance securities law against Globe Securities Ltd.(1354)

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115October 20, 2022

Non-compliance securities law against Ibrahim Securities Ltd.

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116October 20, 2022

Non-compliance securities law against IDLC Securities Ltd.

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117October 20, 2022

Non-compliance securities law against UCB Stock Brokerage Ltd.

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118October 20, 2022

Non-compliance securities law against AB & Co.Ltd.

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119October 20, 2022

Non-compliance securities law against Aloco Securities Ltd.

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120October 30, 2022

Non-compliance securities law against Royal Capital Ltd.

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121October 30, 2022

Non-compliance securities law against Commerce Bank Securities and Investment Ltd.

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122October 30, 2022

Non-compliance securities law against Al-Muntaha Trading Co. Ltd.(1412)

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123October 30, 2022

Non-compliance securities law against Rose Securities Ltd.

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124October 30, 2022

Non-compliance securities law against Sharp Securities Ltd.

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125October 30, 2022

Non-compliance securities law against Bank Asia Securities Ltd.

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126October 30, 2022

Non-compliance securities law against Mercantile Bank Securities Ltd.

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127October 30, 2022

Non-compliance securities law against Mr. Nani Gopal Das(Authorized representative of Mercantile Bank Securities Limited)

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128October 30, 2022

Non-compliance securities law against S.M. Fazlul Haque

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129October 31, 2022

Non-compliance securities law against MTB Securities Ltd.

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130October 31, 2022

Non-compliance securities law against Paramount Insurance Company Ltd.

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131October 31, 2022

Non-compliance securities law against Paramount Textile Ltd.

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132October 3, 2022

Order against Md. Saif Ullah

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133October 13, 2022

Order against Oshadhi Securities Ltd.

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134October 13, 2022

Order against Mr. Md. Jashim Uddin

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135October 16, 2022

Order against Sharmin Akter Lovely

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136October 16, 2022

Order against Md. Nasar Uddin

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137October 18, 2022

Order against S. M. Motaharul Jannan

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138October 18, 2022

Order against Md. A. G. Mahmud

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139October 18, 2022

Order against Md. Saif Ullah(1339)

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140October 18, 2022

Order against Mohammad Jahidul Abedin

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141October 30, 2022

Order against Mr. Md. Abul Khayer and his Associates

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September, 2022
Sl.NoDateSubjectCommission’s Decision
142September 4, 2022

Non-compliance securities law against Mohammad Ata Karim & Co.

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143September 5, 2022

Non-compliance securities law against Pramith Aminul Parosh

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144September 5, 2022

Non-compliance securities law against Apar Aminul

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145September 5, 2022

Non-compliance securities law against MTB Securities Ltd.

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146September 5, 2022

Non-compliance securities law against Stock & bond Ltd.

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147September 5, 2022

Non-compliance securities law against Island Securities Ltd.

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148September 5, 2022

Non-compliance securities law against Farest Stocks & Bonds Ltd.

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149September 11, 2022

Non-compliance securities law against NRB Equity Management  Ltd.

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150September 11, 2022

Non-compliance securities law against Shahjalal Equity Management Ltd.

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151September 11, 2022

Non-compliance securities law against ACE Capital Management Services Ltd.

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152September 11, 2022

Non-compliance securities law against Imperial Capital Ltd.

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153September 11, 2022

Non-compliance securities law against AIBL Capital Management Ltd.

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154September 11, 2022

Non-compliance securities law against Swadesh Investment Management Ltd.

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155September 11, 2022

Non-compliance securities law against PLFS Investments Ltd.

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156September 11, 2022

Non-compliance securities law against Indicate Securities Ltd.

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157September 13, 2022

Non-compliance securities law against Standard Bank Securities Ltd.

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158September 13, 2022

Non-compliance securities law against Mr. Harun-Or-Rashid (Sponsor of Standard Bank Ltd.)

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159September 18, 2022

Non-compliance securities law against Harun_Securities Ltd.

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160September 19, 2022

Non-compliance securities law against SIBL Securities Ltd.

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161September 19, 2022

Non-compliance securities law against DMR Securities Services Ltd.

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162September 21, 2022

Non-compliance securities law against Sheltech Brokerage Ltd.

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163September 22, 2022

Non-compliance securities law against NBL Securities Ltd.

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164September 22, 2022

Non-compliance securities law against Md. Sajjadur Rahman Bhuiyan

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165September 25, 2022

Non-compliance securities law against Md. Jubair Hossain

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166September 25, 2022

Non-compliance securities law against Mrs. Maksuda Hossain

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167September 25, 2022

Non-compliance securities law against Unique Plastic Industries Ltd.

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168September 25, 2022

Non-compliance securities law against Unique Insecticides Ltd.

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169September 26, 2022

Non-compliance securities law against Ms. Sanjida Rahman(LankaBangla Securities Ltd.)

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170September 26, 2022

Non-compliance securities law against A.L. Securities Ltd.

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171September 26, 2022

Non-compliance securities law against United Financial Trading Co. Ltd.

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172September 26, 2022

Non-compliance securities law against Mr. Kabir Uddin (City Brokerage Limited)

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173September 26, 2022

Non-compliance securities law against Lotus Shares & Securities Ltd.

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174September 27, 2022

Non-compliance securities law against Shahjalal Islami Bank Securities Ltd.

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175September 27, 2022

Non-compliance securities law against Paramount Textile Ltd.

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176September 27, 2022

Non-compliance securities law against Shah Mohammad Sagir & Co. Ltd.

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177September 29, 2022

Non-compliance securities law against Smart Share and Securities Ltd.

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178September 29, 2022

Non-compliance securities law against Jesco Capital Management Ltd.

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179September 29, 2022

Non-compliance securities law against SKYS Securities Ltd.

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180September 29, 2022

Non-compliance securities law against A N F Management Company Ltd.

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181September 29, 2022

Non-compliance securities law against SIBL Securities Ltd.

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182September 29, 2022

Non-compliance securities law against BDBL Investment Securities Ltd.

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183September 29, 2022

Non-compliance securities law against Commerce Bank Securities and Investments Ltd.

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184September 29, 2022

Non-compliance securities law against BD Sunlife Securities Ltd.

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185September 29, 2022

Non-compliance securities law against United Financial Trading Ltd.

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186September 29, 2022

Non-compliance securities law against AB Securities Ltd.

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187September 4, 2022

Order against Banco Finance & Investment Ltd.

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188September 19, 2022

Order against Swadesh Investment Management Ltd.

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189September 18, 2022

Order against Bloominance Asset Management Company Ltd.

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190September 20, 2022

Order against Mr. Md. Jashim Uddin

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191September 20, 2022

Order against Md. Saif Ullah

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192September 20, 2022

Order against Mr. Md. A. G. Mahmud

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August, 2022
Sl.NoDateSubjectCommission’s Decision
193August 2, 2022

Non-compliance securities law against HAC Securities Ltd.

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194August 2, 2022

Non-compliance securities law against Razzak Securities Ltd.

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195August 2, 2022

Non-compliance securities law against Ershad Securities Ltd.

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196August 2, 2022

Non-compliance securities law against M-Securities Ltd.

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197August 4, 2022

Non-compliance securities law against Akij Capital Management Ltd.

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198August 8, 2022

Non-compliance securities law against Hedayetullah Securities Ltd.

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199August 16, 2022

Non-compliance securities law against Salta Capital Ltd.

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200August 16, 2022

Non-compliance securities law against Subvalley Securities Ltd.

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201August 16, 2022

Non-compliance securities law against International Securities Company Ltd.

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202August 22, 2022

Non-compliance securities law against Indicate Securities Consultants Ltd.

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203August 22, 2022

Non-compliance securities law against Imtiyaz Husain Securities Ltd.

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204August 22, 2022

Non-compliance securities law against Sinha Securities Ltd.

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205August 22, 2022

Non-compliance securities law against AD Holdings & Securities Ltd.

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206August 22, 2022

Non-compliance securities law against Azam Securities Ltd.

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207August 22, 2022

Non-compliance securities law against Hazrat Amanat Shah Securities Ltd.

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208August 23, 2022

Non-compliance securities law against Eminent Securities Ltd.

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209August 23, 2022

Non-compliance securities law against Mona Financial Consultancy and Securities Ltd.

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210August 24, 2022

Non-compliance securities law against Dhanmondi Securities Ltd.

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211August 24, 2022

Non-compliance securities law against Phoenix Securities Ltd.

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212August 24, 2022

Non-compliance securities law against BD Sunlife Securities Ltd.

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213August 24, 2022

Non-compliance securities law against Bank Asia Securities Ltd.(1135)

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214August 24, 2022

Non-compliance securities law against EBL Securities Ltd.

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215August 28, 2022

Non-compliance securities law against B & B Enterprise Ltd.

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216August 28, 2022

Non-compliance securities law against Chittagong Shares & Securities Ltd.

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217August 28, 2022

Non-compliance securities law against Fareast Stock & Bond Ltd.

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218August 29, 2022

Non-compliance securities law against United Financial Trading Company Ltd.

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219August 29, 2022

Non-compliance securities law against Bank Asia Securities Ltd.

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220August 29, 2022

Non-compliance securities law against UCB Stock Brokerage Ltd.

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221August 29, 2022

Non-compliance securities law against Vertex Stock & Securities Ltd.

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222August 29, 2022

Non-compliance securities law against LankaBangla Securities Ltd.

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223August 29, 2022

Non-compliance securities law against NLI Securities Ltd.

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224August 29, 2022

Non-compliance securities law against Uniroyal Securities Ltd.

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225August 31, 2022

Non-compliance securities law against Shyamol Equity Management Ltd.

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226August 31, 2022

Non-compliance securities law against Shyamol Equity Management Ltd.(1170)

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227August 31, 2022

Non-compliance securities law against EMES Securities Ltd.

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228August 2, 2022

Order against Mr. Abul Kalam Matbar and his Associates

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229August 2, 2022

Order against D I T Co-Operative Ltd. and Associates

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July, 2022
Sl.NoDateSubjectCommission’s Decision
230July 4, 2022

Non-compliance securities law against Sheikh Mohammad Ghulam Quibria

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231July 4, 2022

Non-compliance securities law against Mr. Md. Shahabul Alam

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232July 4, 2022

Non-compliance securities law against Bishwajit Das

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233July 4, 2022

Non-compliance securities law against Mr. Md. Saif Ullah

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234July 4, 2022

Non-compliance securities law against Mika Securities Ltd.

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235July 6, 2022

Non-compliance securities law against Wahab & Co.

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236July 6, 2022

Non-compliance securities law against A.Wahab & Co.

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237July 6, 2022

Non-compliance securities law against NRB Commercial Bank Ltd. and Its Associates

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238July 24, 2022

Non-compliance securities law against Mr. Sayed Sirajud Dawla

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239July 24, 2022

Non-compliance securities law against Mrs. Rashada Akter Maya

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240July 24, 2022

Non-compliance securities law against Sterling Stocks and Securities Ltd.

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241July 24, 2022

Non-compliance securities law against LankaBangla Securities Ltd.

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242July 24, 2022

Non-compliance securities law against EBL Investments Ltd.

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243July 7, 2022

Non-compliance securities law against Nabiul Karim Securities Ltd.

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244July 7, 2022

Non-compliance securities law against United Securities Ltd.

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245July 31, 2022

Non-compliance securities law against Uniroyal Securities Ltd.

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246July 31, 2022

Non-compliance securities law against Anirban Das Gupta

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247July 31, 2022

Non-compliance securities law against IDLC Investments Limited-Omnibus

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248July 6, 2022

Order against Abul Kalam Matber and his Associates

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249July 6, 2022

Order against Konika Afroze and Associates

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250July 27, 2022

Order against Familytex BD Ltd.

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June, 2022
Sl.NoDateSubjectCommission’s Decision
251June 1, 2022

Non-compliance securities law against Square Securities Management Ltd.

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252June 1, 2022

Non-compliance securities law against Reliance Securities Consultant Ltd.

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253June 1, 2022

Non-compliance securities law against Remons Investment & Securities Ltd.

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254June 1, 2022

Non-compliance securities law against Hillcity Securities Ltd.

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255June 1, 2022

Non-compliance securities law against Century Securities Ltd.

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256June 1, 2022

Non-compliance securities law against British Bengal Securities Ltd.

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257June 1, 2022

Non-compliance securities law against Mona Financial Consultancy & Securities Ltd.

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258June 1, 2022

Non-compliance securities law against First Capital Securities Ltd.

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259June 1, 2022

Non-compliance securities law against Prudential Capital Ltd.

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260June 1, 2022

Non-compliance securities law against Fareast Stocks & Bonds Ltd(845).

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261June 1, 2022

Non-compliance securities law against Fareast Stocks & Bonds Ltd(847).

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262June 1, 2022

Non-compliance securities law against Brac EPL Stock Brokerage Ltd.

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263June 2, 2022

Non-compliance securities law against Prudential Securities Ltd.

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264June 2, 2022

Non-compliance securities law against Joytun Securities International Ltd.

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265June 2, 2022

Non-compliance securities law against Lanka Bangla Securities Ltd.

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266June 2, 2022

Non-compliance securities law against Fareast Stocks & Bonds Ltd(831).

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267June 2, 2022

Non-compliance securities law against Modern Securities Ltd.

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268June 5, 2022

Non-compliance securities law against Shohrab Securities & Trade Ltd.

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269June 8, 2022

Non-compliance securities law against Premier Group of Company & Its Chairman

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270June 15, 2022

Non-compliance securities law against Mr. Akram Hossain Md. Feroz

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271June 15, 2022

Non-compliance securities law against Wifang Securities Ltd.

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272June 15, 2022

Non-compliance securities law against Elegant Stock & Securities Ltd.

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273June 15, 2022

Non-compliance securities law against S & H Equities Ltd.

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274June 16, 2022

Non-compliance securities law against Commerce Bank Securities and Investment Ltd.

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275June 16, 2022

Non-compliance securities law against Cosmopolitan Equities Ltd.

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276June 19, 2022

Non-compliance securities law against Treasure Securities Ltd.

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277June 19, 2022

Non-compliance securities law against Treasure Securities Ltd.

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278June 21, 2022

Non-compliance securities law against R. N. Trading Ltd.

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279June 21, 2022

Non-compliance securities law against Rupali Bank Securities Ltd.

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280June 22, 2022

Non-compliance securities law against Globe Securities Ltd.

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281June 22, 2022

Non-compliance securities law against M. Zubair Securities Ltd.

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282June 22, 2022

Non-compliance securities law against Green Delta Securities Ltd.

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283June 26, 2022

Non-compliance securities law against Mr. Gulam Mustafa

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284June 29, 2022

Non-compliance securities law against SCL Securities Ltd.

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285June 29, 2022

Non-compliance securities law against K.H.B. Securities Ltd.

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286June 29, 2022

Non-compliance securities law against Aries Securities Ltd.

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287June 29, 2022

Non-compliance securities law against Mirror Financial Management Securities Ltd.

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288June 29, 2022

Non-compliance securities law against Mr. Monjur Md Saiful Azam

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289June 20, 2022

Order against EC Securities Ltd.

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290June 20, 2022

Order against Mr. Md. Khurshid Alam, CEO of EC Securities Ltd.

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291June 20, 2022

Order against Mrs. Kazi Sadia Hasan & Associates(887)

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292June 20, 2022

Order against Desh Ideal Trust Co-Operative Ltd.

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293June 20, 2022

Order against Mrs Kazi Sadia Hasan & Associates(891)

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294June 20, 2022

Order against CEO Prime Islalmi Securities Ltd.

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295June 22, 2022

Order against R.N. Spining Mills Ltd(910).

Click to View

296June 22, 2022

Order against R.N. Spining Mills Ltd(916).

Click to View

297June 22, 2022

Order against Primie Islami Life Insurance Ltd.

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298June 22, 2022

Order against Prime Islami Securities Ltd.

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May, 2022
Sl.NoDateSubjectCommission’s Decision
299May 10, 2022

Non-compliance securities law against Md. Sahidullah Securities Ltd.

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300May 10, 2022

Non-compliance securities law against Lanka Bangla Securities Ltd.

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301May 11, 2022

Non-compliance securities law against Md. Shofiqul Islam

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302May 11, 2022

Non-compliance securities law against Md. Rafiqul Islam

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303May 11, 2022

Non-compliance securities law against Md. Toufiqul Islam

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304May 11, 2022

Non-compliance securities law against Md. Toriqul Islam

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305May 11, 2022

Non-compliance securities law against ATA Khan & Co.

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306May 11, 2022

Non-compliance securities law against Kattali Textile Ltd.

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307May 18, 2022

Non-compliance securities law against Al-Arafah Islami Bank Folio

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308May 18, 2022

Non-compliance securities law against AIBL Capital Market Services Ltd.

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309May 22, 2022

Non-compliance securities law against Megacity Securities Ltd.

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310May 23, 2022

Non-compliance securities law against Dragon Securities Ltd.

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311May 24, 2022

Non-compliance securities law against Island Securities Ltd.

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312May 24, 2022

Non-compliance securities law against Investment Corporation of Bangaldesh

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313May 24, 2022

Non-compliance securities law against Salta Capital Ltd.

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314May 24, 2022

Non-compliance securities law against NCCB Securities & Financial Services Ltd.

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315May 24, 2022

Non-compliance securities law against Shahidul Hoque Sikder Securities Exchange Ltd.

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316May 25, 2022

Non-compliance securities law against SAR Securities Ltd.

Click to View

317May 25, 2022

Non-compliance securities law against Mr. Shamsul Alam Shamim & his associates

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318May 25, 2022

Non-compliance securities law against MTB Securities Ltd.

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319May 25, 2022

Non-compliance securities law against Transcom Securities Ltd.

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320May 25, 2022

Non-compliance securities law against Globe Securities Ltd.

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321May 26, 2022

Non-compliance securities law against Chittagong Shares & Securities Ltd.

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322May 26, 2022

Non-compliance securities law against Commerce Bank Securities & Investment Ltd.

Click to View

323May 26, 2022

Non-compliance securities law against Shyamol Equity Management Ltd.

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324May 29, 2022

Non-compliance securities law against Trustee Securities Ltd.

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325May 29, 2022

Non-compliance securities law against Times Securities Ltd.

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326May 29, 2022

Non-compliance securities law against LankaBangla Securities Ltd.

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327May 29, 2022

Non-compliance securities law against Md. Mahmud Elahi

Click to View

328May 29, 2022

Non-compliance securities law against Md. Khamrul Islam Chowdhury

Click to View

329May 29, 2022

Non-compliance securities law against Md. Tuhel Ahmed Chowdhury

Click to View

330May 29, 2022

Non-compliance securities law against Western Securities Investment Management Ltd.

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331May 29, 2022

Non-compliance securities law against Beximco Securities Ltd.

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332May 29, 2022

Non-compliance securities law against IFIC Securities Ltd.

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333May 29, 2022

Non-compliance securities law against Ahmed Iqbal Hasan Securities Ltd.

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334May 30, 2022

Non-compliance securities law against Md. Mizanur Rahman & his associates

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335May 30, 2022

Non-compliance securities law against Doreen Capital Management Ltd.

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336May 30, 2022

Non-compliance securities law against Alamgir Hossain

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337May 18, 2022

Order against Mr. Rejaur Rahman

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338May 18, 2022

Order against Mrs. Farida Hossen

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339May 18, 2022

Order against Mrs. Maksuda Ahmed

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340May 19, 2022

Order against Mr. Mirza Aminul Islam Beg

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341May 19, 2022

Order against Mr. Samsul Alam

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342May 19, 2022

Order against Mr. Md. Arifur Rahman

Click to View

343May 19, 2022

Order against Mr. Md Ashiqur Rahman

Click to View

344May 19, 2022

Order against Mr. Mosleh Uddin Ahmed

Click to View

345May 19, 2022

Order against Mr. Md Shahidul Alam

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346May 19, 2022

Order against Mr. ATM Mahbubul Alam

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April, 2022
Sl.NoDateSubjectCommission’s Decision
347April 3, 2022

Non-compliance securities law against Padma Bank Securities Ltd.

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348April 3, 2022

Non-compliance securities law against Saad Securities Ltd.

Click to View

349April 3, 2022

Non-compliance securities law against Sinha Securities Ltd.

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350April 3, 2022

Non-compliance securities law against Arena Securities Ltd.

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351April 3, 2022

Non-compliance securities law against Stock and Bond Ltd.

Click to View

352April 3, 2022

Non-compliance securities law against B & B Enterprise Ltd.

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353April 3, 2022

Non-compliance securities law against Khwaja Equity Services Ltd.

Click to View

354April 3, 2022

Non-compliance securities law against Khwaja Equity Services Ltd.

Click to View

355April 3, 2022

Non-compliance securities law against Be Rich Ltd.

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356April 5, 2022

Non-compliance securities law against IIDFC Capital Ltd.

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357April 5, 2022

Non-compliance securities law against A.K. KHAN Securities Ltd.

Click to View

358April 5, 2022

Non-compliance securities law against Vanguard Shares & Securities Ltd.

Click to View

359April 5, 2022

Non-compliance securities law against IDLC Securities Ltd.

Click to View

360April 6, 2022

Non-compliance securities law against Rahima Food Corporation Ltd.

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361April 6, 2022

Non-compliance securities law against Global Securities Ltd.

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362April 6, 2022

Non-compliance securities law against Times Securities Ltd._553

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363April 6, 2022

Non-compliance securities law against EBL Securities Ltd.

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364April 6, 2022

Non-compliance securities law against Eminent Securities Ltd.

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365April 6, 2022

Non-compliance securities law against A N F Management Company Ltd.

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366April 6, 2022

Non-compliance securities law against Haji Ahmed Brothers Securities Ltd.

Click to View

367April 6, 2022

Non-compliance securities law against Anchor Securities Ltd.

Click to View

368April 7, 2022

Non-compliance securities law against Synthia Securities Ltd.

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369April 7, 2022

Non-compliance securities law against NRBC Bank Securities Ltd.

Click to View

370April 7, 2022

Non-compliance securities law against Md. Abul Khayer & His Associates.

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371April 7, 2022

Non-compliance securities law against IFIC Securities Ltd.

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372April 10, 2022

Non-compliance securities law against A N F Management Company Ltd._570

Click to View

373April 11, 2022

Non-compliance securities law against Adams Securities Ltd.

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374April 11, 2022

Non-compliance securities law against Western Securities Investment Management Ltd.

Click to View

375April 12, 2022

Non-compliance securities law against Premier Bank Securities Ltd.

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376April 13, 2022

Non-compliance securities law against Pubali Bank Securities Ltd.

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377April 13, 2022

Non-compliance securities law against Jumuna Bank Capital Management Ltd.

Click to View

378April 13, 2022

Non-compliance securities law against Mika Securities Ltd.

Click to View

379April 13, 2022

Non-compliance securities law against AM Securities & Financial Services Ltd.

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380April 13, 2022

Non-compliance securities law against Prilink Securities Ltd.

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381April 13, 2022

Non-compliance securities law against Al Haja jahanara Securities Ltd.

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382April 17, 2022

Non-compliance securities law against Kazi Firoz Rashid Securities Ltd.

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383April 17, 2022

Non-compliance securities law against K.M. Hasan & Co.

Click to View

384April 17, 2022

Non-compliance securities law against UniCap investment Ltd.

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385April 17, 2022

Non-compliance securities law against Hedyatullah Securities Ltd.

Click to View

386April 18, 2022

Non-compliance securities law against Mrs. Jotsna Parveen

Click to View

387April 18, 2022

Non-compliance securities law against Mr. Md. Himel Talukder

Click to View

388April 18, 2022

Non-compliance securities law against Mrs. Mursheda mahbub

Click to View

389April 19, 2022

Non-compliance securities law against Pioneer Shares & Securities Ltd.

Click to View

390April 19, 2022

Non-compliance securities law against AB & Co. Ltd.

Click to View

391April 19, 2022

Non-compliance securities law against LankaBangla Securities Ltd.

Click to View

392April 20, 2022

Non-compliance securities law against International leasing Securities Ltd.

Click to View

393April 20, 2022

Non-compliance securities law against Globe Securities Ltd.

Click to View

394April 20, 2022

Non-compliance securities law against Gateway Equity Resorces Ltd.

Click to View

395April 20, 2022

Non-compliance securities law against M & Z Securities Ltd.

Click to View

396April 20, 2022

Non-compliance securities law against ETBL Securities & Exchange Ltd.

Click to View

397April 20, 2022

Non-compliance securities law against Prudential Securities Ltd.

Click to View

398April 20, 2022

Non-compliance securities law against GMF Securities Ltd.

Click to View

399April 20, 2022

Non-compliance securities law against Times Securities Ltd._629

Click to View

400April 24, 2022

Non-compliance securities law against Md. Fakhrul Islam Securities Ltd.

Click to View

401April 25, 2022

Non-compliance securities law against Mohammed Hasan

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402April 25, 2022

Non-compliance securities law against Jamal Ahmed Securities Ltd.

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403April 25, 2022

Non-compliance securities law against SIBL Securities Ltd.

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404April 26, 2022

Non-compliance securities law against Hedayetullah Securities Ltd._672

Click to View

405April 25, 2022

Non-compliance securities law against Mona Financial Consultancy & Securities Ltd.

Click to View

406April 25, 2022

Non-compliance securities law against ARC Securities Ltd.

Click to View

407April 25, 2022

Non-compliance securities law against MTB Securities Ltd.

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408April 25, 2022

Non-compliance securities law against Mutual Trust Bank Ltd.

Click to View

409April 27, 2022

Non-compliance securities law against ASENZ Securities Ltd.

Click to View

410April 28, 2022

Non-compliance securities law against Prime Bank Securities Ltd.

Click to View

411April 12, 2022

Order against Abdul Quaium and His Associates

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412April 12, 2022

Order against Ms. Mehenaz Bin Tazia

Click to View

413April 18, 2022

Order against Shyamol Equity Management Ltd.

Click to View

414April 19, 2022

Order against Wifang Securities Ltd.

Click to View


March, 2022
Sl.NoDateSubjectCommission’s Decision
415March 1, 2022

Non-compliance securities law against Mrs. Nasima Akter Lata and associates

Click to View

416March 1, 2022

Non-compliance securities law against Shahed Securities Ltd.

Click to View

417March 1, 2022

Non-compliance securities law against Times Securities Ltd.

Click to View

418March 1, 2022

Non-compliance securities law against M Securities Ltd.

Click to View

419March 1, 2022

Non-compliance securities law against Greenland Equities Ltd.

Click to View

420March 2, 2022

Non-compliance securities law against PFI Securities Ltd.

Click to View

421March 1, 2022

Non-compliance securities law against ICB Securities Trading Company Ltd.

Click to View

422March 1, 2022

Non-compliance securities law against Skys Securities Ltd(390).

Click to View

423March 1, 2022

Non-compliance securities law against Skys Securities Ltd(391).

Click to View

424March 2, 2022

Non-compliance securities law against Skys Securities Ltd(392).

Click to View

425March 1, 2022

Non-compliance securities law against Sharp Securities Ltd.

Click to View

426March 1, 2022

Non-compliance securities law against UCB Stock Brokerage Ltd.

Click to View

427March 1, 2022

Non-compliance securities law against Abel Ahmed

Click to View

428March 1, 2022

Non-compliance securities law against Chittagong Capital Ltd.

Click to View

429March 3, 2022

Non-compliance securities law against Commercial Bank of Ceylon PLC

Click to View

430March 3, 2022

Non-compliance securities law against United Financial Trading Co. Ltd.

Click to View

431March 7, 2022

Non-compliance securities law against Zaman & sons

Click to View

432March 7, 2022

Non-compliance securities law against Rajdhani Construction & Eng.

Click to View

433March 7, 2022

Non-compliance securities law against Mr. Syed Mahmudul Haque

Click to View

434March 7, 2022

Non-compliance securities law against Md Ebadat Hossain Bhuiyan, FCA

Click to View

435March 7, 2022

Non-compliance securities law against United Power Generation & Distribution Company Ltd(UPGDCL)

Click to View

436March 7, 2022

Non-compliance securities law against United Mymensingh Power Ltd.

Click to View

437March 7, 2022

Non-compliance securities law against Wifang Securities Ltd.

Click to View

438March 7, 2022

Non-compliance securities law against T. A. Khan Securities Co. Ltd.

Click to View

439March 8, 2022

Non-compliance securities law against Azam Securities Ltd.

Click to View

440March 8, 2022

Non-compliance securities law against Unique Share Management Ltd.

Click to View

441March 8, 2022

Non-compliance securities law against Multi Securities & Services Ltd.

Click to View

442March 9, 2022

Non-compliance securities law against BLI Securities Ltd.

Click to View

443March 9, 2022

Non-compliance securities law against IFIC Securities Ltd.

Click to View

444March 9, 2022

Non-compliance securities law against Prime Bank Securities Ltd.

Click to View

445March 10, 2022

Non-compliance securities law against Western Securities Investment Management Ltd.

Click to View

446March 14, 2022

Non-compliance securities law against BDV Asset Mannagement Company Ltd.

Click to View

447March 15, 2022

Non-compliance securities law against Commerce Bank Securities and investment Ltd.

Click to View

448March 15, 2022

Non-compliance securities law against LankaBangla Securities Ltd.

Click to View

449March 15, 2022

Non-compliance securities law against NCCB Securities & Financial Services Ltd.

Click to View

450March 15, 2022

Non-compliance securities law against Pubali Bank Securities Ltd.

Click to View

451March 15, 2022

Non-compliance securities law against Shah Mohammad Sagir & Co. Ltd.

Click to View

452March 15, 2022

Non-compliance securities law against Sinha Securities Ltd.

Click to View

453March 15, 2022

Non-compliance securities law against Green Delta Securities Ltd.

Click to View

454March 15, 2022

Non-compliance securities law against Saad Securities Ltd.

Click to View

455March 15, 2022

Non-compliance securities law against Rasti Securities Consultancy Ltd.

Click to View

456March 16, 2022

Non-compliance securities law against Jesco Capital Management Ltd.

Click to View

457March 16, 2022

Non-compliance securities law against Uttara Exchange & Securities Ltd.

Click to View

458March 16, 2022

Non-compliance securities law against S. R. Capital Ltd.

Click to View

459March 16, 2022

Non-compliance securities law against Hillcity Securities Ltd.

Click to View

460March 20, 2022

Non-compliance securities law against Vanguard Shares & Securities Ltd.

Click to View

461March 20, 2022

Non-compliance securities law against Sylnet Securities Ltd.

Click to View

462March 20, 2022

Non-compliance securities law against Sohel Securities Ltd.

Click to View

463March 21, 2022

Non-compliance securities law against UCB Stock Brokerage Ltd.

Click to View

464March 21, 2022

Non-compliance securities law against Premier Bank Securities Ltd.

Click to View

465March 21, 2022

Non-compliance securities law against EBL Securities Ltd.

Click to View

466March 21, 2022

Non-compliance securities law against Asia Insurance Ltd.

Click to View

467March 22, 2022

Non-compliance securities law against Uniroyal Securities Ltd.

Click to View

468March 23, 2022

Non-compliance securities law against Unicap Securities Ltd.

Click to View

469March 23, 2022

Non-compliance securities law against BRB Securities Ltd.

Click to View

470March 23, 2022

Non-compliance securities law against Meenhar Securities Ltd.

Click to View

471March 23, 2022

Non-compliance securities law against IIDFC Securities Ltd.

Click to View

472March 28, 2022

Non-compliance securities law against Eminent Securities Ltd.

Click to View

473March 28, 2022

Non-compliance securities law against BRAC EPL Stock Brokerage Ltd.

Click to View

474March 28, 2022

Non-compliance securities law against Hazrat Shahjalal Industrial City Ltd.

Click to View

475March 28, 2022

Non-compliance securities law against LankaBangla Securities Ltd.

Click to View

476March 28, 2022

Non-compliance securities law against United Financial Trading Company Ltd.

Click to View

477March 28, 2022

Non-compliance securities law against Hefazatur Rahman & Co. Ltd.

Click to View

478March 28, 2022

Non-compliance securities law against Prudential Capital Ltd.

Click to View

479March 28, 2022

Non-compliance securities law against Mondol Securities Ltd.

Click to View

480March 28, 2022

Non-compliance securities law against IIDFC Securities Ltd.

Click to View

481March 28, 2022

Non-compliance securities law against Premier Leasing Securities Broking Ltd.

Click to View

482March 29, 2022

Non-compliance securities law against Md. Shahjahan miah

Click to View

483March 29, 2022

Non-compliance securities law against Premier Bank Securities Ltd.

Click to View

484March 29, 2022

Non-compliance securities law against Shikder Abu Hena Benozir Ahmed

Click to View

485March 29, 2022

Non-compliance securities law against Mercantile Bank Securities Ltd.

Click to View

486March 29, 2022

Non-compliance securities law against Vertex Stock & Securities Ltd.

Click to View

487March 28, 2022

Non-compliance securities law against Nexus Securities Ltd(511).

Click to View

488March 29, 2022

Non-compliance securities law against Conmark Ltd.

Click to View

489March 30, 2022

Non-compliance securities law against Nexus Securities Ltd(516).

Click to View

490March 30, 2022

Non-compliance securities law against Bank Asia Securities Ltd.

Click to View

491March 30, 2022

Non-compliance securities law against Harpoon Securities Ltd.

Click to View

492March 30, 2022

Non-compliance securities law against Stock & Bond Ltd.

Click to View

493March 30, 2022

Non-compliance securities law against Transcom Securities Ltd.

Click to View

494March 30, 2022

Non-compliance securities law against Imtiyaz Hussain Securities Ltd.

Click to View

495March 30, 2022

Non-compliance securities law against Prudential Holdings Ltd.

Click to View

496March 30, 2022

Non-compliance securities law against Mr. Md Zakir Hossain

Click to View

497March 30, 2022

Non-compliance securities law against Mr. Mostafa Karim

Click to View

498March 30, 2022

Non-compliance securities law against Mr. Md Samsul Alam

Click to View

499March 30, 2022

Non-compliance securities law against Conmark Ltd(526).

Click to View

500March 31, 2022

Non-compliance securities law against Royal Green Securities Ltd.

Click to View

501March 31, 2022

Non-compliance securities law against Md Emarat Hossain

Click to View

502March 31, 2022

Non-compliance securities law against Md Lutfor Rahman

Click to View

503March 31, 2022

Non-compliance securities law against Kabir Securities Ltd.

Click to View

504March 31, 2022

Non-compliance securities law against Kabir Securities Ltd.

Click to View

505March 31, 2022

Non-compliance securities law against United Financial Trading Company Ltd.

Click to View

506March 27, 2022

Order against Active Fine Chemicals Ltd.

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February, 2022
Sl.NoDateSubjectCommission’s Decision
507February 2, 2022

Non-compliance securities law against A N W Securities Ltd.

Click to View

508February 1, 2022

Non-compliance securities law against NBL Securities Limited

Click to View

509February 2, 2022

Non-compliance securities law against Shahjahan Securities Limited

Click to View

510February 2, 2022

Non-compliance securities law against ICB Securities Trading Company Limited

Click to View

511February 6, 2022

Non-compliance securities law against Cosmopolitan Equities Ltd.

Click to View

512February 7, 2022

Non-compliance securities law against Trustee Securities Ltd.

Click to View

513February 9, 2022

Non-compliance securities law against Fortune Securities (Pvt.) Ltd.

Click to View

514February 9, 2022

Non-compliance securities law against Mr. Md. Ferdus Alam

Click to View

515February 9, 2022

Non-compliance securities law against AB Securities Ltd.

Click to View

516February 9, 2022

Non-compliance securities law against Mr. Mohammad Ashiqur Rahman Bhuiyan

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517February 10, 2022

Non-compliance securities law against Mr. Byged Hossain

Click to View

518February 10, 2022

Non-compliance securities law against Purabi Securities Ltd.

Click to View

519February 10, 2022

Non-compliance securities law against North West Securities Ltd.

Click to View

520February 10, 2022

Non-compliance securities law against Parom Securities Ltd.

Click to View

521February 13, 2022

Non-compliance securities law against Al Haja Jahanara Securities Ltd.

Click to View

522February 13, 2022

Non-compliance securities law against ARC Securities Ltd.

Click to View

523February 13, 2022

Non-compliance securities law against MAM Securities Ltd.

Click to View

524February 13, 2022

Non-compliance securities law against Popular Life Securities Ltd.

Click to View

525February 13, 2022

Non-compliance securities law against Al Haja Jahanara Securities Ltd(290).

Click to View

526February 14, 2022

Non-compliance securities law against Ten Stars (Pvt.) Limited.

Click to View

527February 14, 2022

Non-compliance securities law against Global Securities Ltd.

Click to View

528February 14, 2022

Non-compliance securities law against Bulbul Securities Limited.

Click to View

529February 14, 2022

Non-compliance securities law against BDBL Securities Ltd.

Click to View

530February 14, 2022

Non-compliance securities law against Haji Ahmed Brothers Securities Ltd.

Click to View

531February 16, 2022

Non-compliance securities law against NCCB Securities & Financial Services Ltd.

Click to View

532February 16, 2022

Non-compliance securities law against Shahed Securities Limited.

Click to View

533February 16, 2022

Non-compliance securities law against Mika Securities Limited

Click to View

534February 17, 2022

Non-compliance securities law against BRAC EPL Stock Brokarage Ltd.

Click to View

535February 17, 2022

Non-compliance securities law against PFI Securities Limited.

Click to View

536February 17, 2022

Non-compliance securities law against PFI Securities Limited(326).

Click to View

537February 23, 2022

Non-compliance securities law against Hassan Shares & Securities Ltd.

Click to View

538February 23, 2022

Non-compliance securities law against Habibur Rahman Securities Ltd.

Click to View

539February 23, 2022

Non-compliance securities law against Oshadhi Securities Ltd.

Click to View

540February 23, 2022

Non-compliance securities law against Sinha Securities Ltd.

Click to View

541February 23, 2022

Non-compliance securities law against Multi Securities Ltd.

Click to View

542February 23, 2022

Non-compliance securities law against HAC Securities Ltd.

Click to View

543February 23, 2022

Non-compliance securities law against Pubali Bank Securities Ltd.

Click to View

544February 23, 2022

Non-compliance securities law against Shyamol Equity Management Ltd.

Click to View

545February 23, 2022

Non-compliance securities law against M. Zubair Securities Ltd.

Click to View

546February 23, 2022

Non-compliance securities law against Island Securities Ltd.

Click to View

547February 23, 2022

Non-compliance securities law against Times Securities Ltd.

Click to View

548February 22, 2022

Order against Md. Abdul Kader faruk and Associates

Click to View

549February 23, 2022

Order against Mr. Md. Mohibullah Kabir (Meghna Bank Securities Ltd.)

Click to View

550February 23, 2022

Non-compliance securities law against Premier Bank Securities Ltd.

Click to View

551February 23, 2022

Non-compliance securities law against Shahed Securities Ltd.

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552February 23, 2022

Non-compliance securities law against Mr. Md. Arif Billah and Associates

Click to View

553February 23, 2022

Non-compliance securities law against Mr. Md. Arif Billah (Prime Islami Securities Ltd.)

Click to View

554February 23, 2022

Non-compliance securities law against Unique Share Management Ltd.

Click to View

555February 23, 2022

Non-compliance securities law against Mr. Kazi Md. Shahadat Hossain.

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556February 23, 2022

Non-compliance securities law against Mr. Mostafa Helal Kabir.

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557February 24, 2022

Non-compliance securities law against Investment Promotion Services Ltd.

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558February 1, 2022

Non-compliance securities law against Mr. Syed Siraj Ud Dawla

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January, 2022
Sl.NoDateSubjectCommission’s Decision
559January 3, 2022

Non-compliance securities law against A K Khan Securities Ltd 

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560January 5, 2022

Non-compliance securities law against ACE Capital Management Securities Ltd.

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561January 9, 2022

Non-compliance securities law against AD Holding & Securities Ltd. 

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562January 3, 2022

Non-compliance securities law against Adil Securities Ltd. 

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563January 16, 2022

Non-compliance securities law against Al-Haji Securities Stocks Ltd.

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564January 9, 2022

Non-compliance securities law against Al-Muntaha Trading Co Ltd.

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565January 2, 2022

Non-compliance securities law against Aloco Securities Ltd. 

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566January 2, 2022

Non-compliance securities law against ANCHOR Securities Ltd. 

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567January 5, 2022

Non-compliance securities law against Apex Investments Ltd.

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568January 2, 2022

Non-compliance securities law against Aries Securities Ltd. 

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569January 16, 2022

Non-compliance securities law against Asenz Securities Ltd.

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570January 2, 2022

Non-compliance securities law against Bank Asia Securities Ltd. 

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571January 4, 2022

Non-compliance securities law against BD Finance  Securities Ltd.

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572January 16, 2022

Non-compliance securities law against BD Finance Securities Ltd.

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573January 14, 2022

Non-compliance securities law against BD Sunlife Securities Ltd.

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574January 17, 2022

Non-compliance securities law against BD Sunlife Securities Ltd.

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575January 3, 2022

Non-compliance securities law against Bluechip Securities Ltd.

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576January 16, 2022

Non-compliance securities law against Butterfly Manufacturing Ltd.

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577January 3, 2022

Non-compliance securities law against City Brokerage Securities Ltd. 

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578January 5, 2022

Non-compliance securities law against Commerce Bank  Securities & Investment Ltd.

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579January 9, 2022

Non-compliance securities law against Dhaka Bank Securities Ltd.

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580January 16, 2022

Non-compliance securities law against Engr.Md Ekhlasur Rahman

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581January 16, 2022

Non-compliance securities law against E-Securities Ltd.

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582January 9, 2022

Non-compliance securities law against Global Securities Ltd.

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583January 16, 2022

Non-compliance securities law against Green Delta Securities Ltd.

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584January 5, 2022

Non-compliance securities law against Hazarat Amanat Shah  Securities Ltd.

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585January 5, 2022

Non-compliance securities law against Hazi Ahmed Brothers  Securities Ltd.

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586January 5, 2022

Non-compliance securities law against Holy City Securities Ltd.

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587January 5, 2022

Non-compliance securities law against IDLC Securities Ltd.

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588January 2, 2022

Non-compliance securities law against Impel Shares & Securities Ltd. 

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589January 17, 2022

Non-compliance securities law against Invesment Promotion Services Ltd.

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590January 2, 2022

Non-compliance securities law against ISPI Securities Ltd. 

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591January 9, 2022

Non-compliance securities law against K H B Securities Ltd.

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592January 16, 2022

Non-compliance securities law against Kabir Securities Ltd.

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593January 16, 2022

Non-compliance securities law against Khwaja Equity Service Ltd.

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594January 16, 2022

Non-compliance securities law against Md Fazlur Rahman Jamali.

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595January 16, 2022

Non-compliance securities law against Md Shahiuddin Securities Ltd.

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596January 16, 2022

Non-compliance securities law against Md. Ziaur Rahman (ANF Management Co Ltd.) 

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597January 2, 2022

Non-compliance securities law against Megacity Securities Ltd. 

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598January 4, 2022

Non-compliance securities law against Mercentile Bank  Securities Ltd.

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599January 17, 2022

Non-compliance securities law against Merchant Securities Ltd.

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600January 4, 2022

Non-compliance securities law against Mona Financial Consultancy &  Securities Ltd.

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601January 16, 2022

Non-compliance securities law against Mona Financial Consultancy & Securities Ltd.

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602January 4, 2022

Non-compliance securities law against Nabiul Karim Securities Ltd.

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603January 16, 2022

Non-compliance securities law against Nazneen Akter Rahman.

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604January 9, 2022

Non-compliance securities law against Pasha Capital Ltd.

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605January 3, 2022

Non-compliance securities law against Popular Equity Ltd. 

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606January 4, 2022

Non-compliance securities law against Premier Bank Securities Ltd.

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607January 3, 2022

Non-compliance securities law against Pubali Bank Securities Ltd. 

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608January 2, 2022

Non-compliance securities law against Reliance Brokerage Securities Ltd. 

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609January 5, 2022

Non-compliance securities law against Rose  Securities Ltd.

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610January 5, 2022

Non-compliance securities law against S R Capital Ltd.

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611January 13, 2022

Non-compliance securities law against SCL Securities Ltd.

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612January 2, 2022

Non-compliance securities law against Shymoli Equity Management Ltd. 

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613January 5, 2022

Non-compliance securities law against Sinha Securities Ltd.

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614January 5, 2022

Non-compliance securities law against Sterling Stocks & Securities Ltd.

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615January 2, 2022

Non-compliance securities law against Subvalley Securities Ltd. 

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616January 9, 2022

Non-compliance securities law against Surma  Holding Co Ltd.

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617January 5, 2022

Non-compliance securities law against Synthia  Securities Ltd.

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618January 2, 2022

Non-compliance securities law against Thea Securities Ltd. 

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619January 2, 2022

Non-compliance securities law against Total Communicational Ltd. 

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620January 16, 2022

Non-compliance securities law against Wifang Securities Ltd.

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621January 11, 2022

Non-compliance securities law against ANF Management Company Ltd. 

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622January 12, 2022

Non-compliance securities law against ARC Securities Ltd. 

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623January 11, 2022

Non-compliance securities law against Arena Securities Ltd. 

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624January 12, 2022

Non-compliance securities law against BLI Securities Ltd. 

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625January 13, 2022

Non-compliance securities law against DESA Securities Ltd. 

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626January 9, 2022

Non-compliance securities law against Elegant Stock & Securities Ltd. 

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627January 11, 2022

Non-compliance securities law against Ershad Securities Ltd. 

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628January 12, 2022

Non-compliance securities law against Farida Raquib Securities Ltd. 

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629January 12, 2022

Non-compliance securities law against First Capital Securities Ltd.

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630January 9, 2022

Non-compliance securities law against Global Securities Ltd.

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631January 11, 2022

Non-compliance securities law against Greenland Equities Ltd.

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632January 12, 2022

Non-compliance securities law against Haji Ahmad Brothers Securities Ltd.

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633January 12, 2022

Non-compliance securities law against Hasan Securities Ltd.

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634January 10, 2022

Non-compliance securities law against Ibrahim Securities Ltd.

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635January 27, 2022

Non-compliance securities law against ICB Securities Trading Company Ltd.

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636January 13, 2022

Non-compliance securities law against JKC Securities Ltd.

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637January 13, 2022

Non-compliance securities law against Latif Securities Ltd.

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638January 27, 2022

Non-compliance securities law against M.S Peoples Leasing and Financial Service Ltd.

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639January 24, 2022

Non-compliance securities law against Mirpur Securitis Ltd.

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640January 12, 2022

Non-compliance securities law against Mirror Financial Management Ltd.

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641January 27, 2022

Non-compliance securities law against MJL Bangladesh Ltd.(Issuer)

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642January 27, 2022

Non-compliance securities law against Mr. Syed Siraj UD Dawla

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643January 10, 2022

Non-compliance securities law against Murshed Securities Ltd.

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644January 12, 2022

Non-compliance securities law against NBL Securities Ltd.

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645January 12, 2022

Non-compliance securities law against Royal Capital Ltd.

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646January 5, 2022

Non-compliance securities law against Secure Capitals Ltd.

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647January 25, 2022

Non-compliance securities law against Shafiq Basak & Co. Chartered Accountants

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648January 9, 2022

Non-compliance securities law against Shanta Securities Ltd.

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649January 13, 2022

Non-compliance securities law against South Asia Securities Ltd.

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650January 9, 2022

Non-compliance securities law against Treasure Securities Ltd.

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651January 16, 2022

Non-compliance securities law against United Securities Ltd.

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652January 12, 2022

Non-compliance securities law against Vision Capital Management Ltd.

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653January 25, 2022

Non-compliance securities law against Malek Siddiqui Wali. Chartered Accountants

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654January 31, 2022

Order against Alliance Holdings Ltd. 

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655January 25, 2022

Order against Aman Cotton Febric Ltd.(Issuer)160 

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656January 25, 2022

Order against Aman Cotton Febric Ltd.(Issuer)161

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657January 25, 2022

Order against Aman Cotton Febric Ltd.(Issuer)162

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658January 25, 2022

Order against Aman Cotton Febric Ltd.(Issuer) 

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659January 25, 2022

Order against Ata Khan & Co. Chartered Accountants 

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