Enforcement Action
March, 2024
Sl.NoDateSubjectCommission’s Decision
1March 4, 2024

Non-Compliance securities law against BlueChip Securities Limited

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2March 4, 2024

Non-Compliance securities law against Uttara Finance and Investment Limited

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3March 4, 2024

Non-Compliance securities law against Uttara Finance and Investment Limited_207

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4March 5, 2024

Non-Compliance securities law against Celestial Securities Limited (DSE TREC # 279)

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5March 5, 2024

Non-Compliance securities law against Treasure Securities Limited (DSE TREC # 221)

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6March 5, 2024

Non-Compliance securities law against Mr. Mostofa Mahhub Ullah_Treasure Securities Limited

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7March 5, 2024

Non-Compliance securities law against Md. Mamunur Rashid_Treasure Securities Limited

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8March 6, 2024

Non-Compliance securities law against Globe Securities Limited

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9March 6, 2024

Non-Compliance securities law against S & H Equities Limited (DSE TREC No.002)

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10March 11, 2024

Non-Compliance securities law against Innova Securities Limited

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11March 11, 2024

Non-Compliance securities law against Mr. Kawshar Hamid, M/S Nuha Traders And Hardware

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12March 11, 2024

Non-Compliance securities law against Tahmina Akter Runa, Md. Showkat Ali, MS Showkat Enterprise

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13March 11, 2024

Non-Compliance securities law against Ms. Rifat Ara Papri

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14March 12, 2024

Non-Compliance securities law against Thea Securities Limited

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15March 13, 2024

Non-Compliance securities law against Mr. Dewan Salehin Mahmud

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16March 13, 2024

Non-Compliance securities law against LankaBangla Securities Limited

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17March 14, 2024

Non-Compliance securities law against Pragati Life Insurance Limited

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18March 14, 2024

Non-Compliance securities law against Mr. Abdul Matin Miazi

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19March 14, 2024

Non-Compliance securities law against Islami Bank Bangladesh Limited

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20March 14, 2024

Non-Compliance securities law against Mr. Md. Nuro Nabi

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21March 14, 2024

Non-Compliance securities law against Md. Sultan Mahmud

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22March 14, 2024

Non-Compliance securities law against Mr. Marjana Rahman

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23March 14, 2024

Non-Compliance securities law against Apollo Trading Limited

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24March 14, 2024

Non-Compliance securities law against Tradenext International Ltd.

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25March 14, 2024

Non-Compliance securities law against Jupitar Business Ltd.

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26March 14, 2024

Non-Compliance securities law against Mr. Md. Abul Khayer

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27March 17, 2024

Non-Compliance securities law against Modern Equity Limited

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28March 20, 2024

Non-Compliance securities law against Be Rich Limited

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29March 20, 2024

Non-Compliance securities law against Desh General Insurance Company Limited

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30March 24, 2024

Non-Compliance securities law against Priling Securities Limited

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31March 21, 2024

Non-Compliance securities law against Md. Shahidul Islam Khan

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32March 21, 2024

Non-Compliance securities law against Vertex Stock and Securities Ltd.

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33March 21, 2024

Non-Compliance securities law against Md. Abul Khayer,Vertex Stock and Securities Ltd.

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34March 21, 2024

Non-Compliance securities law against Joytun Securities Limited

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35March 21, 2024

Non-Compliance securities law against Premier Leasing Securities Broking Limited

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36March 21, 2024

Non-Compliance securities law against Fortune Securities (PVL) Limited

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37March 21, 2024

Non-Compliance securities law against Hazrat Amanat Shah Securities Limited

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38March 21, 2024

Order against Mr. Md. Abul Khayer and his associates

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February,2024
Sl.NoDateSubjectCommission’s Decision
39February 8, 2024

Non-Compliance securities law against ICB Securities Trading Company Limited

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40February 11, 2024

Non-Compliance securities law against Md. Shafiquar Rahman Former AR of Mercantile Bank Securities Limited

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41February 11, 2024

Non-Compliance securities law against Mercantile Bank Securities Limited

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42February 11, 2024

Non-Compliance securities law against Chittagong Stock Exchange PLC

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43February 13, 2024

Non-Compliance securities law against Sonali Securities Limited

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44February 13, 2024

Non-Compliance securities law against KDS Shares and Securities Limited

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45February 14, 2024

Non-Compliance securities law against Bengal Biscuits Limited

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46February 14, 2024

Non-Compliance securities law against Md. Shafiqul FCA, Partner Shafiq Basak & Co. Chartered Accounts

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47February 14, 2024

Non-Compliance securities law against Ahmed Zaker & Co. Chartered Accounts

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48February 18, 2024

Non-Compliance securities law against Innova Securities Ltd.

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49February 18, 2024

Non-Compliance securities law against Relief Exchange Limited

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50February 28, 2024

Non-Compliance securities law against PHP Stock & Securities Limited

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51February 28, 2024

Non-Compliance securities law against Md. Fakhrul Islam Securities Limited

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52February 28, 2024

Non-Compliance securities law against Non-Compliance securities law against

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January, 2024
Sl.NoDateSubjectCommission’s Decision
53January 1, 2024

Non-Compliance securities law against Shamsul Alam Shamim

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54January 1, 2024

Non-Compliance securities law against SAS Corporation

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55January 1, 2024

Non-Compliance securities law against CVO Petrochemical Refinery Ltd.

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56January 2, 2024

Non-Compliance securities law against E-Securities Limited

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57January 2, 2024

Non-Compliance securities law against Asia Securities Ltd.

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58January 4, 2024

Non-Compliance securities law against Premier Leasing Securities Broking Ltd.

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59January 4, 2024

Non-Compliance securities law against Prime Islami Securities Ltd.

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60January 4, 2024

Non-Compliance securities law against Prilink Securities Limited

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61January 4, 2024

Non-Compliance securities law against Hedayetullah Securities Limited

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62January 4, 2024

Non-Compliance securities law against Quayum Securities Limited

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63January 4, 2024

Non-Compliance securities law against Md. Fakhrul Islam Securities Limited

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64January 4, 2024

Non-Compliance securities law against Kazi Firoz Rashid Securities Ltd.

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65January 18, 2024

Non-Compliance securities law against Shuktara Printers Limited

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66January 18, 2024

Non-Compliance securities law against Al-Muntaha Trading Co.Ltd.

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67January 21, 2024

Non-Compliance securities law against Libra Infusions Ltd.

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68January 24, 2024

Non-Compliance securities law against First Capital Securities Limited

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69January 30, 2024

Non-Compliance securities law against T. K. Shares & Securities Ltd.

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70January 30, 2024

Non-Compliance securities law against Abacus Securities Limited

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71January 31, 2024

Non-Compliance securities law against Kattali Textile Limited

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72January 31, 2024

Non-Compliance securities law against Asia Securities Limited

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73January 31, 2024

Non-Compliance securities law against Apex Investments Limited

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74January 31, 2024

Non-Compliance securities law against Subvalley Securities Ltd.

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75January 31, 2024

Non-Compliance securities law against Rose Securities Limited

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76January 31, 2024

Non-Compliance securities law against Azam Securities Limited

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77January 31, 2024

Non-Compliance securities law against Salam & Company Limited

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78January 31, 2024

Non-Compliance securities law against Sharp Securities Limited

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79January 31, 2024

Non-Compliance securities law against Beximco Securities Limited

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80January 31, 2024

Non-Compliance securities law against Thea Securities Limited

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81January 31, 2024

Non-Compliance securities law against Adil Securities Limited

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82January 31, 2024

Non-Compliance securities law against UniCap Securities Limited

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83January 31, 2024

Non-Compliance securities law against Wifang Securities Limited

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84January 31, 2024

Non-Compliance securities law against Be Rich Limited

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85January 31, 2024

Non-Compliance securities law against United Securities Limited

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86January 31, 2024

Non-Compliance securities law against M-Securities Limited

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87January 31, 2024

Non-Compliance securities law against Remons Investment and Securities Limited

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88January 31, 2024

Non-Compliance securities law against Md. Fakhrul Islam Securities Limited

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89January 31, 2024

Non-Compliance securities law against Prudential Capital Limited

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90January 31, 2024

Non-Compliance securities law against Synthia Securities Limited

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91January 31, 2024

Non-Compliance securities law against Gateway Equity Resourcess Limited

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92January 31, 2024

Non-Compliance securities law against Sheba Capital Limited

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93January 31, 2024

Non-Compliance securities law against SCL Securities Limited

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94January 31, 2024

Non-Compliance securities law against Royal Green Securities Limited

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95January 31, 2024

Non-Compliance securities law against Latif Securities Limited

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96January 31, 2024

Non-Compliance securities law against Celestial Securities Limited

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97January 31, 2024

Non-Compliance securities law against Razzak Securities Limited

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98January 31, 2024

Non-Compliance securities law against Rasti Securities & Consultants Limited

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99January 31, 2024

Non-Compliance securities law against Mika Securities Limited

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100January 31, 2024

Non-Compliance securities law against Conmark Limited

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101January 31, 2024

Non-Compliance securities law against Multi Securities & Servicess Limited

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102January 31, 2024

Non-Compliance securities law against Phoenix Securities Limited

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103January 31, 2024

Non-Compliance securities law against Anchor Securities Limited

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104January 31, 2024

Non-Compliance securities law against Mohammadi Stock Market Limited

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105January 31, 2024

Non-Compliance securities law against Popular Life Securities Limited

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106January 31, 2024

Non-Compliance securities law against CAL Securities Limited

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107January 31, 2024

Non-Compliance securities law against LankaBangla Securities Limited

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108January 31, 2024

Non-Compliance securities law against Anwer Securities Limited

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109January 31, 2024

Non-Compliance securities law against Joytun Securities International Limited

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110January 31, 2024

Non-Compliance securities law against Meghna Life Securities and Investment Ltd.

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111January 31, 2024

Non-Compliance securities law against Midway Securities Limited

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112January 31, 2024

Non-Compliance securities law against Salta Securities Limited

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113January 31, 2024

Non-Compliance securities law against Surma Securities Holding Company Limited

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114January 31, 2024

Non-Compliance securities law against Associated Capital Securities Limited

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115January 31, 2024

Non-Compliance securities law against Merchant Securities Limited

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116January 31, 2024

Non-Compliance securities law against DESA Securities Limited

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117January 31, 2024

Non-Compliance securities law against Globe Securities Ltd

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118January 31, 2024

Non-Compliance securities law against Premier Bank Securities Limited

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119January 31, 2024

Non-Compliance securities law against A N F Management Company Limited

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120January 31, 2024

Non-Compliance securities law against BD Sunlife Securities Limited

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121January 31, 2024

Non-Compliance securities law against SBC Securities & Investment Limited

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122January 31, 2024

Non-Compliance securities law against Al Haja Jahanara Securities Limited

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123January 31, 2024

Non-Compliance securities law against NLI Securities Limited

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124January 31, 2024

Non-Compliance securities law against Mir Securities Limited

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125January 31, 2024

Non-Compliance securities law against Uniroyal Securities Limited

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126January 31, 2024

Non-Compliance securities law against Pasha Capital Limited

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127January 31, 2024

Non-Compliance securities law against Al-Muntaha Trading Company

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128January 31, 2024

Non-Compliance securities law against Sohel Securities Limited

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129January 31, 2024

Non-Compliance securities law against Al Haramain Securities Limited

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130January 31, 2024

Non-Compliance securities law against ETBL Securities & Exchange Limited

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131January 31, 2024

Non-Compliance securities law against Agrani Insurance Securities Limited

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132January 31, 2024

Non-Compliance securities law against Elegant Stock & Securities Limited

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133January 31, 2024

Order against Shurwid Industries Limited

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134January 31, 2024

Order against Kattali Textile Limited

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