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November, 2024

Sl.No	Date	Subject	Commission’s Decision
1	November 6, 2024	Non-Compliance securities law against Asia Securities Limited,Mr.Abu Sadiq	Click to View
2	November 10, 2024	Non-Compliance securities law against SIBL Securities Limited,Mr.Walid Mahmud Sobhani,Mr.Sheikh Md.Nahid	Click to View
3	November 17, 2024	Non-Compliance securities law against Arena Securities Limited,Mr.Md.Al Tamas,Mr.Md.Jamil Mashrur,Mr.Md.Payer Hossain	Click to View
4	November 17, 2024	Non-Compliance securities law against Haji Ahmad Brothers Securities Limited,Mr.Md.Nurul Alam,Mr.Amal Krishna Saha,Mr.Md.Saiful Islam	Click to View
5	November 17, 2024	Non-Compliance securities law against Prudential Capital Market,Mr.Md.Rezaul Islam,Mr.A Y Zoybayer,Mr.Md.Ashaduzzaman	Click to View
6	November 17, 2024	Non-Compliance securities law against Rahman Equity Management Ltd,Mr.Md. Janibul Islam,Ms.Monisha Rani Saha	Click to View
7	November 17, 2024	Non-Compliance securities law against Krishibid Feed Limited,Board of Directors,Managing Director,Company Secretary,Chief Financial Officer	Click to View
8	November 21, 2024	Non-Compliance securities law against HAC Securities Limited,Mr,Liaque Ali Chowdhury,Mr.Sabbir Mashar,Mr.Anup Kumar Dey	Click to View
9	November 21, 2024	Non-Compliance securities law against Nli Securities Limited,Mr.Md.Safiul Isalm,Mr.Khorshed Alam	Click to View
10	November 21, 2024	Non-Compliance securities law against Prudential Capital Limited,Mr.A.Y. Zobayer,Md.Ashaduzzaman	Click to View
11	November 26, 2024	Non-Compliance securities law against Sharp Securities Limited,Syed Golam Mustafa,Muhammad Azizul Bari,Saiful Chowdhury	Click to View
12	November 26, 2024	Non-Compliance securities law against Ali Securities Co.Ltd,Mr.Mamun Akbar,Mr.Md.Abdul Halim	Click to View
13	November 26, 2024	Non-Compliance securities law against Rak Capital Ltd,Mr.S.M. Meharuzzaman,Mr.Syed Moinul Hossain	Click to View
14	November 26, 2024	Non-Compliance securities law against Md.Sahidullah Securities Ltd,Md.Jamal Uddin Khan,Mr.sawgat UI Alam	Click to View
15	November 27, 2024	Non-Compliance securities law against Kazi Firoz Rashid Securities Limited,Mr.Kazi Showed Rashid,Mr.Md.Shafi Hossain,Ms.Nadia Nasrin	Click to View
16	November 27, 2024	Non-Compliance securities law against Federal Securities and Investment Limited,Mr.Md.Wahiullah Shahid,Mr.Md.Mozaffor Ahmed	Click to View
17	November 27, 2024	Non-Compliance securities law against Popular Life Securities Limited,Mr.Parimal Kumar Das,Mr.Md.Emdadul Islam	Click to View
18	November 27, 2024	Non-Compliance securities law against MAH Securities Limited,Mr.Mohammad Ashraf Uddin Ahmed,Mr.Md.najmul Hasan,Mr.Md.Shamsul Alam Bhuiyan	Click to View
19	November 27, 2024	Non-Compliance securities law against City Bank Capital Resources Limited,Mst Ayesha Akhtar	Click to View
20	November 27, 2024	Non-Compliance securities law against City Bank Capital Resources Limited,Jannatul Mawa	Click to View
21	November 27, 2024	Non-Compliance securities law against City Bank Capital Resources Limited,S.M.Motaharul Janan	Click to View
22	November 4, 2024	Order against Ms.Marjana Rahman	Click to View
23	November 4, 2024	Order against Tradenext International Limited	Click to View
24	November 4, 2024	Order against Mr.Mosfequr Rahman	Click to View
25	November 4, 2024	Order against Mr.Momtazur Rahman	Click to View
26	November 4, 2024	Order against Jupitar Business Limited	Click to View
27	November 4, 2024	Order against Apollo Trading Limited	Click to View
28	November 4, 2024	Order against Art International Limited	Click to View
29	November 4, 2024	Order against Mr.Abdur Rouf	Click to View
30	November 4, 2024	Order against Crescent Limited	Click to View
31	November 10, 2024	Order against Mr.Abdur Rouf(888)	Click to View
32	November 10, 2024	Order against Crescent Limited(890)	Click to View
33	November 10, 2024	Order against Mr.Mosfequr Rahman(892)	Click to View
34	November 10, 2024	Order against Mr.Momtazur Rahman(894)	Click to View
35	November 10, 2024	Order against Apollo Trading Limited(896)	Click to View
36	November 10, 2024	Order against Jupitar Business Limited(898)	Click to View
37	November 10, 2024	Order against Ms.Marjana Rahman(900)	Click to View
38	November 10, 2024	Order against Tradenext International Limited(902)	Click to View
39	November 13, 2024	Order against Ms.Kazi Rina Alam	Click to View
40	November 14, 2024	Order against Mr.Asif Iqbal Chowdhury	Click to View
41	November 14, 2024	Order against Ms.Faria Binta Alam	Click to View
42	November 14, 2024	Order against Mr.khandaker Sagir Ahmed	Click to View
43	November 14, 2024	Order against Mr.Mohammad Towhidul Islam	Click to View
44	November 14, 2024	Order against Mr.Md.Tazul Islam	Click to View
45	November 14, 2024	Order against Mr.Wajhi Ahmed	Click to View
46	November 21, 2024	Order against NLI Securites Limited	Click to View
47	November 21, 2024	Order against Prudential Capital Limited	Click to View
48	November 26, 2024	Order against BD Paints Limited	Click to View
49	November 26, 2024	Order against Oryza Agro Industries Limited	Click to View
50	November 26, 2024	Order against Safko Spinning Mills Limited	Click to View
51	November 26, 2024	Order against Mamun Agro Products Limited	Click to View
52	November 26, 2024	Order against Lub-rref(BD) Ltd.	Click to View
53	November 26, 2024	Order against Krishibid Seed Limited	Click to View
54	November 26, 2024	Order against Associated Oxygen Limited	Click to View
55	November 26, 2024	Order against Pacific Denims Limited	Click to View
56	November 26, 2024	Order against Krishibid Feed Limited	Click to View
57	November 27, 2024	Order against Md.A.G.Mahmud	Click to View
58	November 27, 2024	Order against Md. Saif Ullah	Click to View

October, 2024

Sl.No	Date	Subject	Commission’s Decision
59	October 2, 2024	Non-Compliance securities law against Tristar Securites Ltd.,Mr.Md. Zillur Rahman Mridha,Ms.Farzana Azad,Ms.Fatema Tuj Johora	Click to View
60	October 2, 2024	Non-Compliance securities law against NLI Securites Limited, Mr.Mohd. Shaahed Imran,Mr.Md.Safiqul Islam,Mr.Md.Babar Atik	Click to View
61	October 8, 2024	Non-Compliance securities law against First Capital Securites Limited,(Managing Director CEO Alleged Person )	Click to View
62	October 8, 2024	Non-Compliance securities law against M-Securites Limited,Mr, Kazi Alamgir,Mr.Md. Tawhid Hossen,CEO	Click to View
63	October 8, 2024	Non-Compliance securities law against Md.Fakhrul Islam Securites Limited,Mr.Md.Fakhrul Islam,Mr. Shahedul Islam,Mr.Khairul Hussain,Mr.Md.Abul Hsanath	Click to View
64	October 9, 2024	Non-Compliance securities law against Salta Capital Limited , Mr.Abu Sayed Md.Shahidullah,Mr,Mohammed Rezaul Karim,Mr.Mohammed Omar Sharif	Click to View
65	October 9, 2024	Non-Compliance securities law against Rashid Investment Services Limited,Mr.Md.Rashid,Mr.Mohammad talha Bin Moshen,Mr.Md.Asadur Rahman,Mr.Md.Shafi Hossain,Mr.Mahi Uddin	Click to View
66	October 15, 2024	Non-Compliance securities law against Vanguard Asset Management Company Limited,Mr.Waqar Ahmed Chowdhury,Mr.Sanjib Kumar Roy	Click to View
67	October 15, 2024	Non-Compliance securities law against EBL Securites Limited,Mr.golam Mostofa,Mr.Mohammad Alauddin	Click to View
68	October 16, 2024	Non-Compliance securities law against First Securites Limited ,Mr.Kauser Al Mamun,Mr.Md.Arifur Rahman,Mr.syed Iftakher Emon,Mr.Ashake-E-Khoda,Mr.Almas Hossain	Click to View
69	October 16, 2024	Non-Compliance securities law against Mr.Md.Mostafizur Rahman	Click to View
70	October 16, 2024	Non-Compliance securities law against International Leasing Securities Limited,Mr.Md.Jahangir Kabir,Mr.Nuzrul Islam,Mr.Md.rafiqul Islam,Mr.Md.Shamsu Zaman	Click to View
71	October 16, 2024	Non-Compliance securities law against Md.Mohammad Abdul Hai	Click to View
72	October 16, 2024	Non-Compliance securities law against Total Communication Limited,Mr.Md. Anisul Islam	Click to View
73	October 16, 2024	Non-Compliance securities law against Akij Capital Management Limited,Mr.Md.Mamon Ali Shah	Click to View
74	October 16, 2024	Non-Compliance securities law against Habibur Rahman Securites Ltd.	Click to View
75	October 16, 2024	Non-Compliance securities law against Mika Securites Limited,Mr.Md. Shafiul Islam	Click to View
76	October 24, 2024	Non-Compliance securities law against Abeer Trade Impex	Click to View
77	October 24, 2024	Non-Compliance securities law against Mr.Sheikh Kamruzzaman	Click to View
78	October 24, 2024	Non-Compliance securities law against Cordial Securites Limited	Click to View
79	October 24, 2024	Non-Compliance securities law against Dominage Steel Building Systems Limited,Board of Director,Managing Director,Company Secretary	Click to View
80	October 2, 2024	Order against Mst.Shahara Jaman	Click to View
81	October 2, 2024	Order against Mr.Md. Asfaquzzaman	Click to View
82	October 2, 2024	Order against City Bank Capital Resources Limited	Click to View
83	October 2, 2024	Order against Mr.M Loutful Goni Titu	Click to View
84	October 2, 2024	Order against Ms.Lutfunnahar Begum	Click to View
85	October 2, 2024	Order against Mr.Md. Mahmudul Hasan	Click to View
86	October 2, 2024	Order against Benju Khaddo Vander (Khairul Hsan Bwnzu)	Click to View
87	October 2, 2024	Order against Ms.Akikunnaher	Click to View
88	October 8, 2024	Order against Mr.Md. Abul Khayer & Kazi Sadia Hasan	Click to View
89	October 8, 2024	Order against Mr. Abul Kalam Matber	Click to View
90	October 8, 2024	Order against Mr.shakib Al Hasan & Shirin Akter	Click to View
91	October 8, 2024	Order against Eshaal Communication Ltd.	Click to View
92	October 8, 2024	Order against Lava Electrodes Indutries Ltd.	Click to View
93	October 8, 2024	Order against Monarch Mart Ltd.	Click to View
94	October 8, 2024	Order against Md.Zahed kamal	Click to View
95	October 22, 2024	Order against Ms.Roksana Amzad and her associate	Click to View

September, 2024

Sl.No	Date	Subject	Commission’s Decision
96	September 2, 2024	Non-Compliance securities law against SIM Capital Limited	Click to View
97	September 9, 2024	Non-Compliance securities law against SIBL SecuritiesLimited, Mr. Walid Mahmud Sobhani,Ms. Asma-Ul-Hosna,Mr. Md. Fakhruddin Mobarak Shah	Click to View
98	September 9, 2024	Non-Compliance securities law against Shanta Securities Limited, Mr. Quazi Asaduzzaman,Mr. S.M Habibur Rahman,Mr. Md. Aminul Islam,Mrs. Sharmin Morshed	Click to View
99	September 9, 2024	Non-Compliance securities law against Arena Securites Ltd., Md. Al Tamas	Click to View
100	September 10, 2024	Non-Compliance securities law against BRB Securities Limited, Md. Mostafizur Rahman	Click to View
101	September 10, 2024	Non-Compliance securities law against Conmark Limited, Mohammad Shamsul Arafin, Md. Abul Bashar	Click to View
102	September 10, 2024	Non-Compliance securities law against Aries Securities Ltd., Masudul Haque, Rashed Ahmed, Saqib Qamar_(704)	Click to View
103	September 11, 2024	Non-Compliance securities law against United Securities Limited, Mohammad Khairul Anam Chowdhury, Md. Mahfuzur Rahman, Md. Enamul haque	Click to View
104	September 18, 2024	Non-Compliance securities law against Total Communication Limited, Md. Mainul Kader, Mr. Kazi Zunnun Boshre,Mr. Md. Gausul Azam,Mr. Md. Mayen Kurishy	Click to View
105	September 17, 2024	Non-Compliance securities law against Quayum Securities Limited, Ms. Nur-E-Nadiya,Mr. Nayeem Md. Quayum,Mr. Rakesh kumar Deb	Click to View
106	September 17, 2024	Non-Compliance securities law against Federal Insurance Company Limited,Board of Directors,Managing Director,Chief Financial Officer,Company Secretary	Click to View
107	September 18, 2024	Non-Compliance securities law against Federal Securites and Investment Limited, Md. Wahiullah Shahid, Mr. Md. Sharifur Rahman	Click to View
108	September 18, 2024	Non-Compliance securities law against FINTRA. Securities Limited, Mr. Ajit Kumar Banik, Mohammad Nazrul Islam,Md. Minhajur Rahman	Click to View
109	September 10, 2024	Order against NRBC Bank Securites Limited	Click to View

August, 2024

Sl.No	Date	Subject	Commission’s Decision
110	August 11, 2024	Non-Compliance securities law against Standard Ceramic Industries Limited	Click to View
111	August 11, 2024	Non-Compliance securities law against NCCB Securities & Financial Services Ltd.	Click to View
112	August 12, 2024	Non-Compliance securities law against Islami Insurance Bangladesh Limited	Click to View
113	August 12, 2024	Non-Compliance securities law against Sinha Securities Limited	Click to View
114	August 12, 2024	Non-Compliance securities law against Internatioanl Leasing Securities Limited	Click to View
115	August 12, 2024	Non-Compliance securities law against Md.Fakhurl Islam Securities Limited	Click to View
116	August 12, 2024	Non-Compliance securities law against BRAC EPL Stock Brokerage Limited	Click to View
117	August 12, 2024	Non-Compliance securities law against Prudential Securities Limited	Click to View
118	August 13, 2024	Non-Compliance securities law against Prilink Securities Limited	Click to View

July, 2024

Sl.No	Date	Subject	Commission’s Decision
119	July 1, 2024	Non-Compliance securities law against A N F Managment Company Limited,Mr.Shamsul Huda,Md. Fazle Rahman Chowdhury,Mr. Ajit Kumar Banik	Click to View
120	July 1, 2024	Non-Compliance securities law against A N F Managment Company Limited,Mr.Md. Fazle Rahman Chowdhury	Click to View
121	July 3, 2024	Non-Compliance securities law against Ms.Luna Siddique	Click to View
122	July 3, 2024	Non-Compliance securities law against Must Communication	Click to View
123	July 8, 2024	Non-Compliance securities law against UniCap Securities Limited,Mr.Shahriar Azad,Mr. Shihab Mahmud	Click to View
124	July 8, 2024	Non-Compliance securities law against Hedayetullah Securities Limited,Mr.Mahmudul Haque,Mr.Biplob Chandra Mondol	Click to View
125	July 8, 2024	Non-Compliance securities law against UCB Stock Brokerage Limited,Mr.Mohammad Rahmat Pasha,Mr.Md.Rafiul Islam,Mr.Taufiq Hasan Khan,Mr. Shakh Riad Adnan	Click to View
126	July 11, 2024	Non-Compliance securities law against Dayton Holdings Limited, Mr.Mohammad Amanullah,Mrs. Tazneen Aman,Mr.Ashraf Uddin Ahmed,Mr.Md. Reaz Uddin	Click to View
127	July 11, 2024	Non-Compliance securities law against Global Securities Ltd.Mr.Richard D' Rozairo,Mr.Farid Ahmed,Mr.Md. Faizul Bashar,Mr.Mohammad Shahidul Islam	Click to View
128	July 11, 2024	Non-Compliance securities law against Royal Capital Ltd.,Mr. M. Munir Ahmed,Mr.Md. Sahanur Islam,Ms.Jamila Ahsan,Mr.Md.Akhteruzzaman	Click to View
129	July 11, 2024	Non-Compliance securities law against Mr.Sarwar Morshed(Snigdha Equities Ltd.)	Click to View
130	July 11, 2024	Non-Compliance securities law against Mohammad Talha & Co. Limited	Click to View
131	July 11, 2024	Non-Compliance securities law against Azam Securities Ltd. (Mr.Ahmed Kabir Majumder ,A.T.M Golam Rabbani,Mr.Mohammad Nizam Uddin,Mr.S.M Akteruzzaman, Mr. Mohammad Jahangir Alam)	Click to View
132	July 18, 2024	Non-Compliance securities law against MAH Securities Limited,Mr.Mohammad Ashfaque Uddin Ahmed,Mr.Md. Anowar Hossain,Mr. Md. Rakib Khan	Click to View
133	July 24, 2024	Non-Compliance securities law against Globe Securities Limited,Mr.Azizur Rahman,Mr. Sheikh Mohammad Arif	Click to View
134	July 24, 2024	Non-Compliance securities law against Aramit Cement Limited,Board of Directors,Managing Director,Chief Financial officer(CFO),Company Secretary	Click to View
135	July 24, 2024	Non-Compliance securities law against Legacy Footware Limited	Click to View
136	July 24, 2024	Non-Compliance securities law against FAS Finance & Investment Limited	Click to View
137	July 24, 2024	Non-Compliance securities law against GSP Finance Company (Bangladesh) Limited	Click to View
138	July 24, 2024	Non-Compliance securities law against Meghna Cement Mills Cement	Click to View
139	July 24, 2024	Non-Compliance securities law against Confidence Cement Ltd.	Click to View
140	July 24, 2024	Non-Compliance securities law against Fu-Wang Ceramic Industries Ltd.	Click to View
141	July 24, 2024	Non-Compliance securities law against Samata Leather Complex Ltd.	Click to View
142	July 24, 2024	Non-Compliance securities law against Harun Securities Ltd.(Mr.Harunur Rashid,Ms.Zebunnessa Harun,Mr.Golam Kabir,Mr. Mohammad Fazlul Karim)	Click to View
143	July 28, 2024	Non-Compliance securities law against Island Securities Ltd. (Mohammad Mohiuddin,FCMA,Md.NakeemUddin Nishad,Mr.ANM Nazmul Huda,Mr. Mahnud Hossan)	Click to View
144	July 28, 2024	Non-Compliance securities law against Island Securities Ltd. (Mohammad Shaheen Chowdhury, Momo Ghos)	Click to View
145	July 31, 2024	Non-Compliance securities law against Remons Investment and Securities Ltd.	Click to View
146	July 31, 2024	Non-Compliance securities law against Razzak Securities Ltd.	Click to View
147	July 31, 2024	Non-Compliance securities law against Dhaka Bank Securities Ltd.	Click to View
148	July 31, 2024	Non-Compliance securities law against Delta Capital Ltd.	Click to View
149	July 11, 2024	Order against Snigdha Equities Ltd.	Click to View

June, 2024

Sl.No	Date	Subject	Commission’s Decision
150	June 2, 2024	Non-Compliance securities law against BDV Asset Management Company, Mr. Shawkat Hossain(Ex-MD), Mr. Abed Ahmed(Ex-MD), Mr. Rayhan(MD & CEO), Mr. Nazrul(Ex-CO), Mr. Imran(CO)	Click to View
151	June 3, 2024	Non-Compliance securities law against Al-Haja Jahanara Securities Limited	Click to View
152	June 3, 2024	Non-Compliance securities law against Mika Securities Limited	Click to View
153	June 3, 2024	Non-Compliance securities law against Moshihor Securities Limited	Click to View
154	June 5, 2024	Non-Compliance securities law against Dhaka Bank Securities Limited	Click to View
155	June 5, 2024	Non-Compliance securities law against CMSL Securities Limited	Click to View
156	June 11, 2024	Non-Compliance securities law against Investasia Capital & Asset Management Limited	Click to View
157	June 26, 2024	Non-Compliance securities law against Mostafa Helal Kabir	Click to View
158	June 26, 2024	Non-Compliance securities law against Popular Life Insurance Co. Ltd.	Click to View
159	June 9, 2024	Order against Ms. Nuzhat Nahar Trisha	Click to View
160	June 26, 2024	Order against Mr. Md. Abdul Quader	Click to View
161	June 30, 2024	Order against Mr. Rafiqul Bari, M.S A R Traders	Click to View
162	June 30, 2024	Order against M.S Ovi Bricks	Click to View
163	June 30, 2024	Order against Munir Traders	Click to View

May, 2024

Sl.No	Date	Subject	Commission’s Decision
164	May 5, 2024	Non-Compliance securities law against E - Securities Ltd.	Click to View
165	May 5, 2024	Non-Compliance securities law against NCCB Securities & Financial Services Ltd.	Click to View
166	May 5, 2024	Non-Compliance securities law against R. N. Trading Ltd.	Click to View
167	May 5, 2024	Non-Compliance securities law against Jamal Ahmed Securities Ltd.	Click to View
168	May 5, 2024	Non-Compliance securities law against Multi Securities & Services Ltd.	Click to View
169	May 5, 2024	Non-Compliance securities law against Sinha Securities Ltd.	Click to View
170	May 5, 2024	Non-Compliance securities law against Rapid Securities Ltd.	Click to View
171	May 5, 2024	Non-Compliance securities law against ASENZ Securities Ltd.	Click to View
172	May 8, 2024	Non-Compliance securities law against CAPM Company Ltd., Tanzina Zerin	Click to View
173	May 8, 2024	Non-Compliance securities law against D I T Co-Operative Ltd., Lava Electrodes Industries	Click to View
174	May 8, 2024	Non-Compliance securities law against D I T Co-Operative Ltd., Monarch Mart Ltd.(432)	Click to View
175	May 8, 2024	Non-Compliance securities law against Eshaal Communication Ltd., Mr. Konika Afroze	Click to View
176	May 8, 2024	Non-Compliance securities law against Mr. Kazi Sadia Hasan, Eshaal Communication Ltd.	Click to View
177	May 8, 2024	Non-Compliance securities law against Ms. Kazi Sadia Hasan, Monarch Mart Ltd.	Click to View
178	May 8, 2024	Non-Compliance securities law against Ms. Konika Afroze, Mr. Kazi Fuad Hasan	Click to View
179	May 8, 2024	Non-Compliance securities law against Mr. Md. Anisur Rahman	Click to View
180	May 8, 2024	Non-Compliance securities law against Mr. Md. Abul Khayer, Mr. Kazi Fuad Hasan	Click to View
181	May 8, 2024	Non-Compliance securities law against Mr. Md. Abul Khayer, Lava Electrodes Industries Ltd.(439)	Click to View
182	May 8, 2024	Non-Compliance securities law against Mr. Md. Abul Khayer, Monarch Electronics Ltd.(440)	Click to View
183	May 8, 2024	Non-Compliance securities law against Mr. Md. Mazharul Islam Chowdhury	Click to View
184	May 8, 2024	Non-Compliance securities law against Monarch Holdings Ltd., Monarch Express Ltd.	Click to View
185	May 8, 2024	Non-Compliance securities law against Monarch Mart Ltd, Eshaal Communication Ltd.	Click to View
186	May 8, 2024	Non-Compliance securities law against Mr. Sumon Khan, Mr. Milon Khan	Click to View
187	May 8, 2024	Non-Compliance securities law against Ms. Omme Hani, Mr. Nuzrul Islam Bhuiya	Click to View
188	May 8, 2024	Non-Compliance securities law against Mrs. Noshin Nawary, Mr. Md. MIzanur Rahman	Click to View
189	May 8, 2024	Non-Compliance securities law against Mr. Rezaur Rahman, Mr. Md. Salahuddin Kawser	Click to View
190	May 8, 2024	Non-Compliance securities law against Mr. Rezaur Rahman(449)	Click to View
191	May 8, 2024	Non-Compliance securities law against Ms. Santa Barua, Mr. Nirod Barua	Click to View
192	May 8, 2024	Non-Compliance securities law against Tech Cloud Ltd,Mr. Sheikh Jafar Tarique	Click to View
193	May 7, 2024	Non-Compliance securities law against Mamun Salam	Click to View
194	May 7, 2024	Non-Compliance securities law against Salam Apparel Ltd.	Click to View
195	May 13, 2024	Non-Compliance securities law against SIBL Securities Ltd.	Click to View
196	May 13, 2024	Non-Compliance securities law against SIBL Securities Ltd.(459)	Click to View
197	May 14, 2024	Non-Compliance securities law against Mr. Md. Rezaur Rahaman, Mr. Shah Md. Zamiur Rahman	Click to View
198	May 14, 2024	Non-Compliance securities law against Shahjalal Islami Bank Securities Ltd.	Click to View
199	May 14, 2024	Non-Compliance securities law against Beximco Securities Ltd.	Click to View
200	May 16, 2024	Non-Compliance securities law against Annesha Securities and Asset Management Ltd.	Click to View
201	May 23, 2024	Non-Compliance securities law against Gateway Equity Resources Ltd.	Click to View
202	May 23, 2024	Non-Compliance securities law against Premier Leasing Securities Broking Ltd.	Click to View
203	May 28, 2024	Non-Compliance securities law against Meghna Life Securities and Investment Ltd.	Click to View
204	May 28, 2024	Non-Compliance securities law against Dynamic Securities Consultans Ltd.	Click to View
205	May 29, 2024	Non-Compliance securities law against Mr. Iqbal Hossain	Click to View
206	May 29, 2024	Non-Compliance securities law against Toufika Foods and Lovello Ice-cream PLC	Click to View
207	May 7, 2024	Order against Ms. Rabeya Khatun, Mithun Knitting & Dyeing Ltd.	Click to View
208	May 7, 2024	Order against Mr. Md. Atiqul Haque, Mithun Knitting & Dyeing Ltd.	Click to View
209	May 7, 2024	Order against Mr. Md. Mahbub-Ul Haque, Mithun Knitting & Dyeing Ltd.	Click to View
210	May 7, 2024	Order against Mr. Md. Rafiqul Haque, Mithun Knitting & Dyeing Ltd.	Click to View
211	May 12, 2024	Order against Gateway Equity Resources Ltd.	Click to View
212	May 29, 2024	Order against Hillcity Securities Ltd.	Click to View
213	May 29, 2024	Order against Mrs. Hasina Akter	Click to View
214	May 29, 2024	Order against Mr. Md. A. G. Mahmud and S. M. Motaharul Janan	Click to View
215	May 29, 2024	Order against Mr. Md. Saif Ullah	Click to View

April, 2024

Sl.No	Date	Subject	Commission’s Decision
216	April 1, 2024	Non-Compliance securities law against Mr. Md. Akter Hosen	Click to View
217	April 1, 2024	Non-Compliance securities law against Ms. Badrun Nesa and associates	Click to View
218	April 3, 2024	Non-Compliance securities law against Lanka Bangla Securities Limited	Click to View
219	April 3, 2024	Non-Compliance securities law against Habibur Rahman Securities Limited	Click to View
220	April 8, 2024	Non-Compliance securities law against Simtex Industries Limited	Click to View
221	April 16, 2024	Non-Compliance securities law against Sheltech Brokerage Limited	Click to View
222	April 29, 2024	Non-Compliance securities law against Grameen Capital Management Limited	Click to View
223	April 29, 2024	Non-Compliance securities law against Grameen Capital Management Limited,381	Click to View
224	April 1, 2024	Order against Azad Hossain Patwary	Click to View
225	April 2, 2024	Order against Md. Saif Ullah, City Bank Capital Resources Limited	Click to View
226	April 2, 2024	Order against Md. A. G. Mahmud, City Bank Capital Resources Limited	Click to View
227	April 29, 2024	Order against Mr. Chowdhury Khaled Saifullah, Grameen Capitel Management Limited	Click to View

March, 2024

Sl.No	Date	Subject	Commission’s Decision
228	March 4, 2024	Non-Compliance securities law against BlueChip Securities Limited	Click to View
229	March 4, 2024	Non-Compliance securities law against Uttara Finance and Investment Limited	Click to View
230	March 4, 2024	Non-Compliance securities law against Uttara Finance and Investment Limited_207	Click to View
231	March 5, 2024	Non-Compliance securities law against Celestial Securities Limited (DSE TREC # 279)	Click to View
232	March 5, 2024	Non-Compliance securities law against Treasure Securities Limited (DSE TREC # 221)	Click to View
233	March 5, 2024	Non-Compliance securities law against Mr. Mostofa Mahhub Ullah_Treasure Securities Limited	Click to View
234	March 5, 2024	Non-Compliance securities law against Md. Mamunur Rashid_Treasure Securities Limited	Click to View
235	March 6, 2024	Non-Compliance securities law against Globe Securities Limited	Click to View
236	March 6, 2024	Non-Compliance securities law against S & H Equities Limited (DSE TREC No.002)	Click to View
237	March 11, 2024	Non-Compliance securities law against Innova Securities Limited	Click to View
238	March 11, 2024	Non-Compliance securities law against Mr. Kawshar Hamid, M/S Nuha Traders And Hardware	Click to View
239	March 11, 2024	Non-Compliance securities law against Tahmina Akter Runa, Md. Showkat Ali, MS Showkat Enterprise	Click to View
240	March 11, 2024	Non-Compliance securities law against Ms. Rifat Ara Papri	Click to View
241	March 12, 2024	Non-Compliance securities law against Thea Securities Limited	Click to View
242	March 13, 2024	Non-Compliance securities law against Mr. Dewan Salehin Mahmud	Click to View
243	March 13, 2024	Non-Compliance securities law against LankaBangla Securities Limited	Click to View
244	March 14, 2024	Non-Compliance securities law against Pragati Life Insurance Limited	Click to View
245	March 14, 2024	Non-Compliance securities law against Mr. Abdul Matin Miazi	Click to View
246	March 14, 2024	Non-Compliance securities law against Islami Bank Bangladesh Limited	Click to View
247	March 14, 2024	Non-Compliance securities law against Mr. Md. Nuro Nabi	Click to View
248	March 14, 2024	Non-Compliance securities law against Md. Sultan Mahmud	Click to View
249	March 14, 2024	Non-Compliance securities law against Mr. Marjana Rahman	Click to View
250	March 14, 2024	Non-Compliance securities law against Apollo Trading Limited	Click to View
251	March 14, 2024	Non-Compliance securities law against Tradenext International Ltd.	Click to View
252	March 14, 2024	Non-Compliance securities law against Jupitar Business Ltd.	Click to View
253	March 14, 2024	Non-Compliance securities law against Mr. Md. Abul Khayer	Click to View
254	March 17, 2024	Non-Compliance securities law against Modern Equity Limited	Click to View
255	March 20, 2024	Non-Compliance securities law against Be Rich Limited	Click to View
256	March 20, 2024	Non-Compliance securities law against Desh General Insurance Company Limited	Click to View
257	March 24, 2024	Non-Compliance securities law against Priling Securities Limited	Click to View
258	March 21, 2024	Non-Compliance securities law against Md. Shahidul Islam Khan	Click to View
259	March 21, 2024	Non-Compliance securities law against Vertex Stock and Securities Ltd.	Click to View
260	March 21, 2024	Non-Compliance securities law against Md. Abul Khayer,Vertex Stock and Securities Ltd.	Click to View
261	March 21, 2024	Non-Compliance securities law against Joytun Securities Limited	Click to View
262	March 21, 2024	Non-Compliance securities law against Premier Leasing Securities Broking Limited	Click to View
263	March 21, 2024	Non-Compliance securities law against Fortune Securities (PVL) Limited	Click to View
264	March 21, 2024	Non-Compliance securities law against Hazrat Amanat Shah Securities Limited	Click to View
265	March 21, 2024	Order against Mr. Md. Abul Khayer and his associates	Click to View

February,2024

Sl.No	Date	Subject	Commission’s Decision
266	February 8, 2024	Non-Compliance securities law against ICB Securities Trading Company Limited	Click to View
267	February 11, 2024	Non-Compliance securities law against Md. Shafiquar Rahman Former AR of Mercantile Bank Securities Limited	Click to View
268	February 11, 2024	Non-Compliance securities law against Mercantile Bank Securities Limited	Click to View
269	February 11, 2024	Non-Compliance securities law against Chittagong Stock Exchange PLC	Click to View
270	February 13, 2024	Non-Compliance securities law against Sonali Securities Limited	Click to View
271	February 13, 2024	Non-Compliance securities law against KDS Shares and Securities Limited	Click to View
272	February 14, 2024	Non-Compliance securities law against Bengal Biscuits Limited	Click to View
273	February 14, 2024	Non-Compliance securities law against Md. Shafiqul FCA, Partner Shafiq Basak & Co. Chartered Accounts	Click to View
274	February 14, 2024	Non-Compliance securities law against Ahmed Zaker & Co. Chartered Accounts	Click to View
275	February 18, 2024	Non-Compliance securities law against Innova Securities Ltd.	Click to View
276	February 18, 2024	Non-Compliance securities law against Relief Exchange Limited	Click to View
277	February 28, 2024	Non-Compliance securities law against PHP Stock & Securities Limited	Click to View
278	February 28, 2024	Non-Compliance securities law against Md. Fakhrul Islam Securities Limited	Click to View
279	February 28, 2024	Non-Compliance securities law against Non-Compliance securities law against	Click to View

January, 2024

Sl.No	Date	Subject	Commission’s Decision
280	January 1, 2024	Non-Compliance securities law against Shamsul Alam Shamim	Click to View
281	January 1, 2024	Non-Compliance securities law against SAS Corporation	Click to View
282	January 1, 2024	Non-Compliance securities law against CVO Petrochemical Refinery Ltd.	Click to View
283	January 2, 2024	Non-Compliance securities law against E-Securities Limited	Click to View
284	January 2, 2024	Non-Compliance securities law against Asia Securities Ltd.	Click to View
285	January 4, 2024	Non-Compliance securities law against Premier Leasing Securities Broking Ltd.	Click to View
286	January 4, 2024	Non-Compliance securities law against Prime Islami Securities Ltd.	Click to View
287	January 4, 2024	Non-Compliance securities law against Prilink Securities Limited	Click to View
288	January 4, 2024	Non-Compliance securities law against Hedayetullah Securities Limited	Click to View
289	January 4, 2024	Non-Compliance securities law against Quayum Securities Limited	Click to View
290	January 4, 2024	Non-Compliance securities law against Md. Fakhrul Islam Securities Limited	Click to View
291	January 4, 2024	Non-Compliance securities law against Kazi Firoz Rashid Securities Ltd.	Click to View
292	January 18, 2024	Non-Compliance securities law against Shuktara Printers Limited	Click to View
293	January 18, 2024	Non-Compliance securities law against Al-Muntaha Trading Co.Ltd.	Click to View
294	January 21, 2024	Non-Compliance securities law against Libra Infusions Ltd.	Click to View
295	January 24, 2024	Non-Compliance securities law against First Capital Securities Limited	Click to View
296	January 30, 2024	Non-Compliance securities law against T. K. Shares & Securities Ltd.	Click to View
297	January 30, 2024	Non-Compliance securities law against Abacus Securities Limited	Click to View
298	January 31, 2024	Non-Compliance securities law against Kattali Textile Limited	Click to View
299	January 31, 2024	Non-Compliance securities law against Asia Securities Limited	Click to View
300	January 31, 2024	Non-Compliance securities law against Apex Investments Limited	Click to View
301	January 31, 2024	Non-Compliance securities law against Subvalley Securities Ltd.	Click to View
302	January 31, 2024	Non-Compliance securities law against Rose Securities Limited	Click to View
303	January 31, 2024	Non-Compliance securities law against Azam Securities Limited	Click to View
304	January 31, 2024	Non-Compliance securities law against Salam & Company Limited	Click to View
305	January 31, 2024	Non-Compliance securities law against Sharp Securities Limited	Click to View
306	January 31, 2024	Non-Compliance securities law against Beximco Securities Limited	Click to View
307	January 31, 2024	Non-Compliance securities law against Thea Securities Limited	Click to View
308	January 31, 2024	Non-Compliance securities law against Adil Securities Limited	Click to View
309	January 31, 2024	Non-Compliance securities law against UniCap Securities Limited	Click to View
310	January 31, 2024	Non-Compliance securities law against Wifang Securities Limited	Click to View
311	January 31, 2024	Non-Compliance securities law against Be Rich Limited	Click to View
312	January 31, 2024	Non-Compliance securities law against United Securities Limited	Click to View
313	January 31, 2024	Non-Compliance securities law against M-Securities Limited	Click to View
314	January 31, 2024	Non-Compliance securities law against Remons Investment and Securities Limited	Click to View
315	January 31, 2024	Non-Compliance securities law against Md. Fakhrul Islam Securities Limited	Click to View
316	January 31, 2024	Non-Compliance securities law against Prudential Capital Limited	Click to View
317	January 31, 2024	Non-Compliance securities law against Synthia Securities Limited	Click to View
318	January 31, 2024	Non-Compliance securities law against Gateway Equity Resourcess Limited	Click to View
319	January 31, 2024	Non-Compliance securities law against Sheba Capital Limited	Click to View
320	January 31, 2024	Non-Compliance securities law against SCL Securities Limited	Click to View
321	January 31, 2024	Non-Compliance securities law against Royal Green Securities Limited	Click to View
322	January 31, 2024	Non-Compliance securities law against Latif Securities Limited	Click to View
323	January 31, 2024	Non-Compliance securities law against Celestial Securities Limited	Click to View
324	January 31, 2024	Non-Compliance securities law against Razzak Securities Limited	Click to View
325	January 31, 2024	Non-Compliance securities law against Rasti Securities & Consultants Limited	Click to View
326	January 31, 2024	Non-Compliance securities law against Mika Securities Limited	Click to View
327	January 31, 2024	Non-Compliance securities law against Conmark Limited	Click to View
328	January 31, 2024	Non-Compliance securities law against Multi Securities & Servicess Limited	Click to View
329	January 31, 2024	Non-Compliance securities law against Phoenix Securities Limited	Click to View
330	January 31, 2024	Non-Compliance securities law against Anchor Securities Limited	Click to View
331	January 31, 2024	Non-Compliance securities law against Mohammadi Stock Market Limited	Click to View
332	January 31, 2024	Non-Compliance securities law against Popular Life Securities Limited	Click to View
333	January 31, 2024	Non-Compliance securities law against CAL Securities Limited	Click to View
334	January 31, 2024	Non-Compliance securities law against LankaBangla Securities Limited	Click to View
335	January 31, 2024	Non-Compliance securities law against Anwer Securities Limited	Click to View
336	January 31, 2024	Non-Compliance securities law against Joytun Securities International Limited	Click to View
337	January 31, 2024	Non-Compliance securities law against Meghna Life Securities and Investment Ltd.	Click to View
338	January 31, 2024	Non-Compliance securities law against Midway Securities Limited	Click to View
339	January 31, 2024	Non-Compliance securities law against Salta Securities Limited	Click to View
340	January 31, 2024	Non-Compliance securities law against Surma Securities Holding Company Limited	Click to View
341	January 31, 2024	Non-Compliance securities law against Associated Capital Securities Limited	Click to View
342	January 31, 2024	Non-Compliance securities law against Merchant Securities Limited	Click to View
343	January 31, 2024	Non-Compliance securities law against DESA Securities Limited	Click to View
344	January 31, 2024	Non-Compliance securities law against Globe Securities Ltd	Click to View
345	January 31, 2024	Non-Compliance securities law against Premier Bank Securities Limited	Click to View
346	January 31, 2024	Non-Compliance securities law against A N F Management Company Limited	Click to View
347	January 31, 2024	Non-Compliance securities law against BD Sunlife Securities Limited	Click to View
348	January 31, 2024	Non-Compliance securities law against SBC Securities & Investment Limited	Click to View
349	January 31, 2024	Non-Compliance securities law against Al Haja Jahanara Securities Limited	Click to View
350	January 31, 2024	Non-Compliance securities law against NLI Securities Limited	Click to View
351	January 31, 2024	Non-Compliance securities law against Mir Securities Limited	Click to View
352	January 31, 2024	Non-Compliance securities law against Uniroyal Securities Limited	Click to View
353	January 31, 2024	Non-Compliance securities law against Pasha Capital Limited	Click to View
354	January 31, 2024	Non-Compliance securities law against Al-Muntaha Trading Company	Click to View
355	January 31, 2024	Non-Compliance securities law against Sohel Securities Limited	Click to View
356	January 31, 2024	Non-Compliance securities law against Al Haramain Securities Limited	Click to View
357	January 31, 2024	Non-Compliance securities law against ETBL Securities & Exchange Limited	Click to View
358	January 31, 2024	Non-Compliance securities law against Agrani Insurance Securities Limited	Click to View
359	January 31, 2024	Non-Compliance securities law against Elegant Stock & Securities Limited	Click to View
360	January 31, 2024	Order against Shurwid Industries Limited	Click to View
361	January 31, 2024	Order against Kattali Textile Limited	Click to View

Securities Laws

December 18, 2024 Amendment of directive regarding completion of audit of all registered entities through the panel of auditors of BSEC

November 07, 2024 Directive on time extension regarding the validity of Audited Financial Statements for the year ended as on 31/12/2023 of the issuer (only Banks) for additional 60 days or upto 30/11/2024, as applicable, incorporated in the IM of Debt Securities.

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Press Release

December 16, 2024 ‘মহান বিজয় দিবস, ২০২৪’ উপলক্ষে বিএসইসি’র আলোচনা সভা ও দোয়া মাহফিল এবং জাতীয় স্মৃতিসৌধে পুষ্পার্ঘ্য অর্পণ প্রসঙ্গে।

December 12, 2024 বাংলাদেশে বিনিয়োগ বাড়াতে আগ্রহী টেরা পার্টনার্স ইউএসএ।

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Tender

December 17, 2024 বাংলাদেশ সিকিউরিটিজ অ্যান্ড এক্সচেঞ্জ কমিশনের (বিএসইসি) "Development of CMS (Content Management System) Based Website for Bangladesh Securities and Exchange Commission" শীর্ষক দরপত্রের EOI আহ্বান।

December 02, 2024 বাংলাদেশ সিকিউরিটিজ অ্যান্ড এক্সচেঞ্জ কমিশনের (বিএসইসি) "Procurement of E-mail Service for BSEC" শীর্ষক দরপত্রের IFT (Invitation for Tender) সংক্রান্ত বিজ্ঞপ্তি

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