Enforcement Action
December, 2024
Sl.NoDateSubjectCommission’s Decision
1December 1, 2024

Non-Compliance securities law against Imam Button Industries Ltd.,Board of Directors,Managing Director,Company Secretary

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2December 1, 2024

Non-Compliance securities law against Bangladesh Industrial Fin.Co.Ltd.,Board of Directors,Managing Director,Company Secretary

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3December 1, 2024

Non-Compliance securities law against Bank Asia Securites Limited ,Mr.Sumon Das,CEO,Mr.Mohammad Rezaul Karim Chowdhury,SEO&Compliance Officer,Mr.Md.Nahid Raza,FAVP

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4December 1, 2024

Non-Compliance securities law against Salta Capital Limited,Mr.Mohammed Rezaul Karim,CEO,Mr.Mohammed Rezaul Karim,CO,Mr.Md.Abdul Matin,Accounts In-charge

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5December 1, 2024

Non-Compliance securities law against Sonali Securites Limited,Mr.Imranur Rahman Khan

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6December 8, 2024

Non-Compliance securities law against ARC Securites Limited,Abu Ashker Obaida Khan,Dipak Kumar Ghosh

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7December 8, 2024

Non-Compliance securities law against M. Zubair Securites Ltd,Mr. Syed Abu Reza Abdullah,Makin Zubair,Mr.Rezaul Karim

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8December 8, 2024

Non-Compliance securities law against Popular Equities Ltd,Moklesur Rahman Sarker,Md.Fazle Reza Rizvi

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9December 8, 2024

Non-Compliance securities law against Asia Securities Limited,Mr.Masudur Rahman,Mr.Anupam Banik

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10December 8, 2024

Non-Compliance securities law against Fortune Securities (Pvt)Ltd.,Mr.Mohammad Ashraful Alam,Mr.Md. Hasan Ahmed Imon

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11December 9, 2024

Non-Compliance securities law against Mr.Md.Azam Khan,Ratan Kumar Das,(Anwar Securities Limited)

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12December 11, 2024

Non-Compliance securities law against Bay Leasing & Investment Limited,Board of Directors,Managing Director,Company Secretary

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13December 9, 2024

Non-Compliance securities law against Mr.Golam Rabbani Hamidi(Modern Securities Limited)

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14December 10, 2024

Non-Compliance securities law against Zenith Investment Limited,Mr.Shaikh Kamruzzaman

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15December 22, 2024

Non-Compliance securities law against Elegant Stock & Securities Limited,Mr.Gazi Mohammad Tarek,Mr. Md. Shakhawat Hossain

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16December 22, 2024

Non-Compliance securities law against Bail Securities Limited,Ms.Tahmina Sharmin,Ms.Farhana Chowdhury

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17December 22, 2024

Non-Compliance securities law against Total Communication Limited,Mr.Kazi Zunnun Boshre,Mr.Md.Gausal Azam,Mr.Md.Adul Kadir

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18December 22, 2024

Non-Compliance securities law against Dragon Securities Limited,Mr.Md.Mahbubul Haque Kabir,Mr.Md.Ahasanul Islam

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19December 22, 2024

Non-Compliance securities law against Ershad Securities Limited,Mr. Mohammad Kamruzzaman,Mr.Abu Sayed Md.Mahidur Rahman

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20December 22, 2024

Non-Compliance securities law against First Capital Securities Ltd.,Mr. Kausar Al Mamun

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21December 22, 2024

Non-Compliance securities law against Milkan Securities Limited,Mr.A.A. Moniruzzaman,Mr.Md. Showkat Akbar,Mr.Md.Fazlur Rahman

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22December 23, 2024

Non-Compliance securities law against Sharp Securities Limited,Mr.Akhtaruzzamanm,Muhammad Azizul Bari

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23December 23, 2024

Non-Compliance securities law against NLI Securities Limited,Mr Mohd.Shaahed Imran,Mr Md.Safiqul Islam,Mr. Md. Khorshed Alam

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24December 30, 2024

Non-Compliance securities law against Jesco Capital Managment Ltd.

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25December 9, 2024

Order against Anwar Secuirities Limited

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26December 11, 2024

Order against Southeast Bank capital Services Limited

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27December 11, 2024

Order against Prof.Suraiya Begum, Sponsoner Director, bay Leasing & Investment Limited

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28December 11, 2024

Order against Tushar LK Mia(Client of BLI Securities Ltd.)

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29December 11, 2024

Order against Mr.Alamgir Kabir (Client of BLI Securities Ltd.)

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30December 9, 2024

Order against Modern Securities Limited

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31December 29, 2024

Order against ANW Securities Ltd.

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32December 29, 2024

Order against Monarch Holdings Limited

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33December 30, 2024

Order against Mr.Sameer Sekander

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34December 30, 2024

Order against Mr.Maher Sekander

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35December 30, 2024

Order against Mr.Abu Sadat Md.Sayem

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36December 30, 2024

Order against Mr. Abdul Mobin Mollah

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37December 30, 2024

Order against Mr.Abdul Mobin Mollah

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38December 30, 2024

Order against City General Insurance Co. Ltd.

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39December 30, 2024

Order against Mr.Sameer Sekander (1176)

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40December 30, 2024

Order against Mr.Maher Sekander(1178)

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41December 30, 2024

Order against Ms.Afra Chowdhury

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42December 30, 2024

Order against Ms.Anika Farheen

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43December 30, 2024

Order against Mr.Abu Sadat Md.Sayem(1184)

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44December 30, 2024

Order against ANWAR GALVANIZING LIMITED

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45December 30, 2024

Order against Ms.Mahufuza Akhter

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46December 30, 2024

Order against Mr.Dewan Salehin Mahmud

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November, 2024
Sl.NoDateSubjectCommission’s Decision
47November 6, 2024

Non-Compliance securities law against Asia Securities Limited,Mr.Abu Sadiq

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48November 10, 2024

Non-Compliance securities law against SIBL Securities Limited,Mr.Walid Mahmud Sobhani,Mr.Sheikh Md.Nahid

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49November 17, 2024

Non-Compliance securities law against Arena Securities Limited,Mr.Md.Al Tamas,Mr.Md.Jamil Mashrur,Mr.Md.Payer Hossain

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50November 17, 2024

Non-Compliance securities law against Haji Ahmad Brothers Securities Limited,Mr.Md.Nurul Alam,Mr.Amal Krishna Saha,Mr.Md.Saiful Islam

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51November 17, 2024

Non-Compliance securities law against Prudential Capital Market,Mr.Md.Rezaul Islam,Mr.A Y Zoybayer,Mr.Md.Ashaduzzaman

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52November 17, 2024

Non-Compliance securities law against Rahman Equity Management Ltd,Mr.Md. Janibul Islam,Ms.Monisha Rani Saha

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53November 17, 2024

Non-Compliance securities law against Krishibid Feed Limited,Board of Directors,Managing Director,Company Secretary,Chief Financial Officer

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54November 21, 2024

Non-Compliance securities law against HAC Securities Limited,Mr,Liaque Ali Chowdhury,Mr.Sabbir Mashar,Mr.Anup Kumar Dey

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55November 21, 2024

Non-Compliance securities law against Nli Securities Limited,Mr.Md.Safiul Isalm,Mr.Khorshed Alam

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56November 21, 2024

Non-Compliance securities law against Prudential Capital Limited,Mr.A.Y. Zobayer,Md.Ashaduzzaman

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57November 26, 2024

Non-Compliance securities law against Sharp Securities Limited,Syed Golam Mustafa,Muhammad Azizul Bari,Saiful Chowdhury

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58November 26, 2024

Non-Compliance securities law against Ali Securities Co.Ltd,Mr.Mamun Akbar,Mr.Md.Abdul Halim

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59November 26, 2024

Non-Compliance securities law against Rak Capital Ltd,Mr.S.M. Meharuzzaman,Mr.Syed Moinul Hossain

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60November 26, 2024

Non-Compliance securities law against Md.Sahidullah Securities Ltd,Md.Jamal Uddin Khan,Mr.sawgat UI Alam

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61November 27, 2024

Non-Compliance securities law against Kazi Firoz Rashid Securities Limited,Mr.Kazi Showed Rashid,Mr.Md.Shafi Hossain,Ms.Nadia Nasrin

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62November 27, 2024

Non-Compliance securities law against Federal Securities and Investment Limited,Mr.Md.Wahiullah Shahid,Mr.Md.Mozaffor Ahmed

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63November 27, 2024

Non-Compliance securities law against Popular Life Securities Limited,Mr.Parimal Kumar Das,Mr.Md.Emdadul Islam

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64November 27, 2024

Non-Compliance securities law against MAH Securities Limited,Mr.Mohammad Ashraf Uddin Ahmed,Mr.Md.najmul Hasan,Mr.Md.Shamsul Alam Bhuiyan

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65November 27, 2024

Non-Compliance securities law against City Bank Capital Resources Limited,Mst Ayesha Akhtar

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66November 27, 2024

Non-Compliance securities law against City Bank Capital Resources Limited,Jannatul Mawa

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67November 27, 2024

Non-Compliance securities law against City Bank Capital Resources Limited,S.M.Motaharul Janan

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68November 4, 2024

Order against Ms.Marjana Rahman

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69November 4, 2024

Order against Tradenext International Limited

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70November 4, 2024

Order against Mr.Mosfequr Rahman

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71November 4, 2024

Order against Mr.Momtazur Rahman

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72November 4, 2024

Order against Jupitar Business Limited

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73November 4, 2024

Order against Apollo Trading Limited

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74November 4, 2024

Order against Art International Limited

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75November 4, 2024

Order against Mr.Abdur Rouf

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76November 4, 2024

Order against Crescent Limited

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77November 10, 2024

Order against Mr.Abdur Rouf(888)

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78November 10, 2024

Order against Crescent Limited(890)

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79November 10, 2024

Order against Mr.Mosfequr Rahman(892)

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80November 10, 2024

Order against Mr.Momtazur Rahman(894)

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81November 10, 2024

Order against Apollo Trading Limited(896)

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82November 10, 2024

Order against Jupitar Business Limited(898)

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83November 10, 2024

Order against Ms.Marjana Rahman(900)

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84November 10, 2024

Order against Tradenext International Limited(902)

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85November 13, 2024

Order against Ms.Kazi Rina Alam

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86November 14, 2024

Order against Mr.Asif Iqbal Chowdhury

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87November 14, 2024

Order against Ms.Faria Binta Alam

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88November 14, 2024

Order against Mr.khandaker Sagir Ahmed

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89November 14, 2024

Order against Mr.Mohammad Towhidul Islam

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90November 14, 2024

Order against Mr.Md.Tazul Islam

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91November 14, 2024

Order against Mr.Wajhi Ahmed

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92November 21, 2024

Order against NLI Securites Limited

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93November 21, 2024

Order against Prudential Capital Limited

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94November 26, 2024

Order against BD Paints Limited

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95November 26, 2024

Order against Oryza Agro Industries Limited

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96November 26, 2024

Order against Safko Spinning Mills Limited

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97November 26, 2024

Order against Mamun Agro Products Limited

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98November 26, 2024

Order against Lub-rref(BD) Ltd.

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99November 26, 2024

Order against Krishibid Seed Limited

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100November 26, 2024

Order against Associated Oxygen Limited

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101November 26, 2024

Order against Pacific Denims Limited

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102November 26, 2024

Order against Krishibid Feed Limited

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103November 27, 2024

Order against Md.A.G.Mahmud

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104November 27, 2024

Order against Md. Saif Ullah

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October, 2024
Sl.NoDateSubjectCommission’s Decision
105October 2, 2024

Non-Compliance securities law against Tristar Securites Ltd.,Mr.Md. Zillur Rahman Mridha,Ms.Farzana Azad,Ms.Fatema Tuj Johora

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106October 2, 2024

Non-Compliance securities law against NLI Securites Limited, Mr.Mohd. Shaahed Imran,Mr.Md.Safiqul Islam,Mr.Md.Babar Atik

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107October 8, 2024

Non-Compliance securities law against First Capital Securites Limited,(Managing Director CEO Alleged Person )

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108October 8, 2024

Non-Compliance securities law against M-Securites Limited,Mr, Kazi Alamgir,Mr.Md. Tawhid Hossen,CEO

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109October 8, 2024

Non-Compliance securities law against Md.Fakhrul Islam Securites Limited,Mr.Md.Fakhrul Islam,Mr. Shahedul Islam,Mr.Khairul Hussain,Mr.Md.Abul Hsanath

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110October 9, 2024

Non-Compliance securities law against Salta Capital Limited , Mr.Abu Sayed Md.Shahidullah,Mr,Mohammed Rezaul Karim,Mr.Mohammed Omar Sharif

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111October 9, 2024

Non-Compliance securities law against Rashid Investment Services Limited,Mr.Md.Rashid,Mr.Mohammad talha Bin Moshen,Mr.Md.Asadur Rahman,Mr.Md.Shafi Hossain,Mr.Mahi Uddin

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112October 15, 2024

Non-Compliance securities law against Vanguard Asset Management Company Limited,Mr.Waqar Ahmed Chowdhury,Mr.Sanjib Kumar Roy

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113October 15, 2024

Non-Compliance securities law against EBL Securites Limited,Mr.golam Mostofa,Mr.Mohammad Alauddin

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114October 16, 2024

Non-Compliance securities law against First Securites Limited ,Mr.Kauser Al Mamun,Mr.Md.Arifur Rahman,Mr.syed Iftakher Emon,Mr.Ashake-E-Khoda,Mr.Almas Hossain

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115October 16, 2024

Non-Compliance securities law against Mr.Md.Mostafizur Rahman

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116October 16, 2024

Non-Compliance securities law against International Leasing Securities Limited,Mr.Md.Jahangir Kabir,Mr.Nuzrul Islam,Mr.Md.rafiqul Islam,Mr.Md.Shamsu Zaman

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117October 16, 2024

Non-Compliance securities law against Md.Mohammad Abdul Hai

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118October 16, 2024

Non-Compliance securities law against Total Communication Limited,Mr.Md. Anisul Islam

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119October 16, 2024

Non-Compliance securities law against Akij Capital Management Limited,Mr.Md.Mamon Ali Shah

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120October 16, 2024

Non-Compliance securities law against Habibur Rahman Securites Ltd.

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121October 16, 2024

Non-Compliance securities law against Mika Securites Limited,Mr.Md. Shafiul Islam

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122October 24, 2024

Non-Compliance securities law against Abeer Trade Impex

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123October 24, 2024

Non-Compliance securities law against Mr.Sheikh Kamruzzaman

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124October 24, 2024

Non-Compliance securities law against Cordial Securites Limited

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125October 24, 2024

Non-Compliance securities law against Dominage Steel Building Systems Limited,Board of Director,Managing Director,Company Secretary

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126October 2, 2024

Order against Mst.Shahara Jaman

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127October 2, 2024

Order against Mr.Md. Asfaquzzaman

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128October 2, 2024

Order against City Bank Capital Resources Limited

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129October 2, 2024

Order against Mr.M Loutful Goni Titu

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130October 2, 2024

Order against Ms.Lutfunnahar Begum

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131October 2, 2024

Order against Mr.Md. Mahmudul Hasan

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132October 2, 2024

Order against Benju Khaddo Vander (Khairul Hsan Bwnzu)

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133October 2, 2024

Order against Ms.Akikunnaher

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134October 8, 2024

Order against Mr.Md. Abul Khayer & Kazi Sadia Hasan

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135October 8, 2024

Order against Mr. Abul Kalam Matber

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136October 8, 2024

Order against Mr.shakib Al Hasan & Shirin Akter

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137October 8, 2024

Order against Eshaal Communication Ltd.

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138October 8, 2024

Order against Lava Electrodes Indutries Ltd.

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139October 8, 2024

Order against Monarch Mart Ltd.

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140October 8, 2024

Order against Md.Zahed kamal

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141October 22, 2024

Order against Ms.Roksana Amzad and her associate

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September, 2024
Sl.NoDateSubjectCommission’s Decision
142September 2, 2024

Non-Compliance securities law against SIM Capital Limited

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143September 9, 2024

Non-Compliance securities law against SIBL SecuritiesLimited, Mr. Walid Mahmud Sobhani,Ms. Asma-Ul-Hosna,Mr. Md. Fakhruddin Mobarak Shah

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144September 9, 2024

Non-Compliance securities law against Shanta Securities Limited, Mr. Quazi Asaduzzaman,Mr. S.M Habibur Rahman,Mr. Md. Aminul Islam,Mrs. Sharmin Morshed

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145September 9, 2024

Non-Compliance securities law against Arena Securites Ltd., Md. Al Tamas

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146September 10, 2024

Non-Compliance securities law against BRB Securities Limited, Md. Mostafizur Rahman

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147September 10, 2024

Non-Compliance securities law against Conmark Limited, Mohammad Shamsul Arafin, Md. Abul Bashar

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148September 10, 2024

Non-Compliance securities law against Aries Securities Ltd., Masudul Haque, Rashed Ahmed, Saqib Qamar_(704)

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149September 11, 2024

Non-Compliance securities law against United Securities Limited, Mohammad Khairul Anam Chowdhury, Md. Mahfuzur Rahman, Md. Enamul haque

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150September 18, 2024

Non-Compliance securities law against Total Communication Limited, Md. Mainul Kader, Mr. Kazi Zunnun Boshre,Mr. Md. Gausul Azam,Mr. Md. Mayen Kurishy

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151September 17, 2024

Non-Compliance securities law against Quayum Securities Limited, Ms. Nur-E-Nadiya,Mr. Nayeem Md. Quayum,Mr. Rakesh kumar Deb

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152September 17, 2024

Non-Compliance securities law against Federal Insurance Company Limited,Board of Directors,Managing Director,Chief Financial Officer,Company Secretary

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153September 18, 2024

Non-Compliance securities law against Federal Securites and Investment Limited, Md. Wahiullah Shahid, Mr. Md. Sharifur Rahman

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154September 18, 2024

Non-Compliance securities law against FINTRA. Securities Limited, Mr. Ajit Kumar Banik, Mohammad Nazrul Islam,Md. Minhajur Rahman

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155September 10, 2024

Order against NRBC Bank Securites Limited

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August, 2024

July, 2024
Sl.NoDateSubjectCommission’s Decision
165July 1, 2024

Non-Compliance securities law against A N F Managment Company Limited,Mr.Shamsul Huda,Md. Fazle Rahman Chowdhury,Mr. Ajit Kumar Banik

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166July 1, 2024

Non-Compliance securities law against A N F Managment Company Limited,Mr.Md. Fazle Rahman Chowdhury

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167July 3, 2024

Non-Compliance securities law against Ms.Luna Siddique

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168July 3, 2024

Non-Compliance securities law against Must Communication

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169July 8, 2024

Non-Compliance securities law against UniCap Securities Limited,Mr.Shahriar Azad,Mr. Shihab Mahmud

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170July 8, 2024

Non-Compliance securities law against Hedayetullah Securities Limited,Mr.Mahmudul Haque,Mr.Biplob Chandra Mondol

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171July 8, 2024

Non-Compliance securities law against UCB Stock Brokerage Limited,Mr.Mohammad Rahmat Pasha,Mr.Md.Rafiul Islam,Mr.Taufiq Hasan Khan,Mr. Shakh Riad Adnan

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172July 11, 2024

Non-Compliance securities law against Dayton Holdings Limited, Mr.Mohammad Amanullah,Mrs. Tazneen Aman,Mr.Ashraf Uddin Ahmed,Mr.Md. Reaz Uddin

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173July 11, 2024

Non-Compliance securities law against Global Securities Ltd.Mr.Richard D' Rozairo,Mr.Farid Ahmed,Mr.Md. Faizul Bashar,Mr.Mohammad Shahidul Islam

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174July 11, 2024

Non-Compliance securities law against Royal Capital Ltd.,Mr. M. Munir Ahmed,Mr.Md. Sahanur Islam,Ms.Jamila Ahsan,Mr.Md.Akhteruzzaman

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175July 11, 2024

Non-Compliance securities law against Mr.Sarwar Morshed(Snigdha Equities Ltd.)

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176July 11, 2024

Non-Compliance securities law against Mohammad Talha & Co. Limited

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177July 11, 2024

Non-Compliance securities law against Azam Securities Ltd. (Mr.Ahmed Kabir Majumder ,A.T.M Golam Rabbani,Mr.Mohammad Nizam Uddin,Mr.S.M Akteruzzaman, Mr. Mohammad Jahangir Alam)

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178July 18, 2024

Non-Compliance securities law against MAH Securities Limited,Mr.Mohammad Ashfaque Uddin Ahmed,Mr.Md. Anowar Hossain,Mr. Md. Rakib Khan

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179July 24, 2024

Non-Compliance securities law against Globe Securities Limited,Mr.Azizur Rahman,Mr. Sheikh Mohammad Arif

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180July 24, 2024

Non-Compliance securities law against Aramit Cement Limited,Board of Directors,Managing Director,Chief Financial officer(CFO),Company Secretary

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181July 24, 2024

Non-Compliance securities law against Legacy Footware Limited

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182July 24, 2024

Non-Compliance securities law against FAS Finance & Investment Limited

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183July 24, 2024

Non-Compliance securities law against GSP Finance Company (Bangladesh) Limited

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184July 24, 2024

Non-Compliance securities law against Meghna Cement Mills Cement

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185July 24, 2024

Non-Compliance securities law against Confidence Cement Ltd.

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186July 24, 2024

Non-Compliance securities law against Fu-Wang Ceramic Industries Ltd.

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187July 24, 2024

Non-Compliance securities law against Samata Leather Complex Ltd.

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188July 24, 2024

Non-Compliance securities law against Harun Securities Ltd.(Mr.Harunur Rashid,Ms.Zebunnessa Harun,Mr.Golam Kabir,Mr. Mohammad Fazlul Karim)

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189July 28, 2024

Non-Compliance securities law against Island Securities Ltd. (Mohammad Mohiuddin,FCMA,Md.NakeemUddin Nishad,Mr.ANM Nazmul Huda,Mr. Mahnud Hossan)

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190July 28, 2024

Non-Compliance securities law against Island Securities Ltd. (Mohammad Shaheen Chowdhury, Momo Ghos)

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191July 31, 2024

Non-Compliance securities law against Remons Investment and Securities Ltd.

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192July 31, 2024

Non-Compliance securities law against Razzak Securities Ltd.

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193July 31, 2024

Non-Compliance securities law against Dhaka Bank Securities Ltd.

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194July 31, 2024

Non-Compliance securities law against Delta Capital Ltd.

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195July 11, 2024

Order against Snigdha Equities Ltd.

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June, 2024

May, 2024
Sl.NoDateSubjectCommission’s Decision
210May 5, 2024

Non-Compliance securities law against E - Securities Ltd.

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211May 5, 2024

Non-Compliance securities law against NCCB Securities & Financial Services Ltd.

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212May 5, 2024

Non-Compliance securities law against R. N. Trading Ltd.

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213May 5, 2024

Non-Compliance securities law against Jamal Ahmed Securities Ltd.

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214May 5, 2024

Non-Compliance securities law against Multi Securities & Services Ltd.

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215May 5, 2024

Non-Compliance securities law against Sinha Securities Ltd.

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216May 5, 2024

Non-Compliance securities law against Rapid Securities Ltd.

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217May 5, 2024

Non-Compliance securities law against ASENZ Securities Ltd.

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218May 8, 2024

Non-Compliance securities law against CAPM Company Ltd., Tanzina Zerin

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219May 8, 2024

Non-Compliance securities law against D I T Co-Operative Ltd., Lava Electrodes Industries

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220May 8, 2024

Non-Compliance securities law against D I T Co-Operative Ltd., Monarch Mart Ltd.(432)

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221May 8, 2024

Non-Compliance securities law against Eshaal Communication Ltd., Mr. Konika Afroze

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222May 8, 2024

Non-Compliance securities law against Mr. Kazi Sadia Hasan, Eshaal Communication Ltd.

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223May 8, 2024

Non-Compliance securities law against Ms. Kazi Sadia Hasan, Monarch Mart Ltd.

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224May 8, 2024

Non-Compliance securities law against Ms. Konika Afroze, Mr. Kazi Fuad Hasan

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225May 8, 2024

Non-Compliance securities law against Mr. Md. Anisur Rahman

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226May 8, 2024

Non-Compliance securities law against Mr. Md. Abul Khayer, Mr. Kazi Fuad Hasan

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227May 8, 2024

Non-Compliance securities law against Mr. Md. Abul Khayer, Lava Electrodes Industries Ltd.(439)

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228May 8, 2024

Non-Compliance securities law against Mr. Md. Abul Khayer, Monarch Electronics Ltd.(440)

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229May 8, 2024

Non-Compliance securities law against Mr. Md. Mazharul Islam Chowdhury

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230May 8, 2024

Non-Compliance securities law against Monarch Holdings Ltd., Monarch Express Ltd.

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231May 8, 2024

Non-Compliance securities law against Monarch Mart Ltd, Eshaal Communication Ltd.

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232May 8, 2024

Non-Compliance securities law against Mr. Sumon Khan, Mr. Milon Khan

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233May 8, 2024

Non-Compliance securities law against Ms. Omme Hani, Mr. Nuzrul Islam Bhuiya

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234May 8, 2024

Non-Compliance securities law against Mrs. Noshin Nawary, Mr. Md. MIzanur Rahman

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235May 8, 2024

Non-Compliance securities law against Mr. Rezaur Rahman, Mr. Md. Salahuddin Kawser

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236May 8, 2024

Non-Compliance securities law against Mr. Rezaur Rahman(449)

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237May 8, 2024

Non-Compliance securities law against Ms. Santa Barua, Mr. Nirod Barua

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238May 8, 2024

Non-Compliance securities law against Tech Cloud Ltd,Mr. Sheikh Jafar Tarique

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239May 7, 2024

Non-Compliance securities law against Mamun Salam

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240May 7, 2024

Non-Compliance securities law against Salam Apparel Ltd.

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241May 13, 2024

Non-Compliance securities law against SIBL Securities Ltd.

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242May 13, 2024

Non-Compliance securities law against SIBL Securities Ltd.(459)

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243May 14, 2024

Non-Compliance securities law against Mr. Md. Rezaur Rahaman, Mr. Shah Md. Zamiur Rahman

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244May 14, 2024

Non-Compliance securities law against Shahjalal Islami Bank Securities Ltd.

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245May 14, 2024

Non-Compliance securities law against Beximco Securities Ltd.

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246May 16, 2024

Non-Compliance securities law against Annesha Securities and Asset Management Ltd.

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247May 23, 2024

Non-Compliance securities law against Gateway Equity Resources Ltd.

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248May 23, 2024

Non-Compliance securities law against Premier Leasing Securities Broking Ltd.

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249May 28, 2024

Non-Compliance securities law against Meghna Life Securities and Investment Ltd.

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250May 28, 2024

Non-Compliance securities law against Dynamic Securities Consultans Ltd.

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251May 29, 2024

Non-Compliance securities law against Mr. Iqbal Hossain

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252May 29, 2024

Non-Compliance securities law against Toufika Foods and Lovello Ice-cream PLC

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253May 7, 2024

Order against Ms. Rabeya Khatun, Mithun Knitting & Dyeing Ltd.

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254May 7, 2024

Order against Mr. Md. Atiqul Haque, Mithun Knitting & Dyeing Ltd.

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255May 7, 2024

Order against Mr. Md. Mahbub-Ul Haque, Mithun Knitting & Dyeing Ltd.

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256May 7, 2024

Order against Mr. Md. Rafiqul Haque, Mithun Knitting & Dyeing Ltd.

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257May 12, 2024

Order against Gateway Equity Resources Ltd.

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258May 29, 2024

Order against Hillcity Securities Ltd.

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259May 29, 2024

Order against Mrs. Hasina Akter

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260May 29, 2024

Order against Mr. Md. A. G. Mahmud and S. M. Motaharul Janan

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261May 29, 2024

Order against Mr. Md. Saif Ullah

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April, 2024

March, 2024
Sl.NoDateSubjectCommission’s Decision
274March 4, 2024

Non-Compliance securities law against BlueChip Securities Limited

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275March 4, 2024

Non-Compliance securities law against Uttara Finance and Investment Limited

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276March 4, 2024

Non-Compliance securities law against Uttara Finance and Investment Limited_207

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277March 5, 2024

Non-Compliance securities law against Celestial Securities Limited (DSE TREC # 279)

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278March 5, 2024

Non-Compliance securities law against Treasure Securities Limited (DSE TREC # 221)

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279March 5, 2024

Non-Compliance securities law against Mr. Mostofa Mahhub Ullah_Treasure Securities Limited

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280March 5, 2024

Non-Compliance securities law against Md. Mamunur Rashid_Treasure Securities Limited

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281March 6, 2024

Non-Compliance securities law against Globe Securities Limited

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282March 6, 2024

Non-Compliance securities law against S & H Equities Limited (DSE TREC No.002)

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283March 11, 2024

Non-Compliance securities law against Innova Securities Limited

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284March 11, 2024

Non-Compliance securities law against Mr. Kawshar Hamid, M/S Nuha Traders And Hardware

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285March 11, 2024

Non-Compliance securities law against Tahmina Akter Runa, Md. Showkat Ali, MS Showkat Enterprise

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286March 11, 2024

Non-Compliance securities law against Ms. Rifat Ara Papri

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287March 12, 2024

Non-Compliance securities law against Thea Securities Limited

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288March 13, 2024

Non-Compliance securities law against Mr. Dewan Salehin Mahmud

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289March 13, 2024

Non-Compliance securities law against LankaBangla Securities Limited

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290March 14, 2024

Non-Compliance securities law against Pragati Life Insurance Limited

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291March 14, 2024

Non-Compliance securities law against Mr. Abdul Matin Miazi

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292March 14, 2024

Non-Compliance securities law against Islami Bank Bangladesh Limited

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293March 14, 2024

Non-Compliance securities law against Mr. Md. Nuro Nabi

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294March 14, 2024

Non-Compliance securities law against Md. Sultan Mahmud

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295March 14, 2024

Non-Compliance securities law against Mr. Marjana Rahman

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296March 14, 2024

Non-Compliance securities law against Apollo Trading Limited

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297March 14, 2024

Non-Compliance securities law against Tradenext International Ltd.

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298March 14, 2024

Non-Compliance securities law against Jupitar Business Ltd.

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299March 14, 2024

Non-Compliance securities law against Mr. Md. Abul Khayer

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300March 17, 2024

Non-Compliance securities law against Modern Equity Limited

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301March 20, 2024

Non-Compliance securities law against Be Rich Limited

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302March 20, 2024

Non-Compliance securities law against Desh General Insurance Company Limited

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303March 24, 2024

Non-Compliance securities law against Priling Securities Limited

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304March 21, 2024

Non-Compliance securities law against Md. Shahidul Islam Khan

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305March 21, 2024

Non-Compliance securities law against Vertex Stock and Securities Ltd.

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306March 21, 2024

Non-Compliance securities law against Md. Abul Khayer,Vertex Stock and Securities Ltd.

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307March 21, 2024

Non-Compliance securities law against Joytun Securities Limited

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308March 21, 2024

Non-Compliance securities law against Premier Leasing Securities Broking Limited

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309March 21, 2024

Non-Compliance securities law against Fortune Securities (PVL) Limited

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310March 21, 2024

Non-Compliance securities law against Hazrat Amanat Shah Securities Limited

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311March 21, 2024

Order against Mr. Md. Abul Khayer and his associates

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February,2024
Sl.NoDateSubjectCommission’s Decision
312February 8, 2024

Non-Compliance securities law against ICB Securities Trading Company Limited

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313February 11, 2024

Non-Compliance securities law against Md. Shafiquar Rahman Former AR of Mercantile Bank Securities Limited

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314February 11, 2024

Non-Compliance securities law against Mercantile Bank Securities Limited

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315February 11, 2024

Non-Compliance securities law against Chittagong Stock Exchange PLC

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316February 13, 2024

Non-Compliance securities law against Sonali Securities Limited

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317February 13, 2024

Non-Compliance securities law against KDS Shares and Securities Limited

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318February 14, 2024

Non-Compliance securities law against Bengal Biscuits Limited

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319February 14, 2024

Non-Compliance securities law against Md. Shafiqul FCA, Partner Shafiq Basak & Co. Chartered Accounts

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320February 14, 2024

Non-Compliance securities law against Ahmed Zaker & Co. Chartered Accounts

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321February 18, 2024

Non-Compliance securities law against Innova Securities Ltd.

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322February 18, 2024

Non-Compliance securities law against Relief Exchange Limited

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323February 28, 2024

Non-Compliance securities law against PHP Stock & Securities Limited

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324February 28, 2024

Non-Compliance securities law against Md. Fakhrul Islam Securities Limited

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325February 28, 2024

Non-Compliance securities law against Non-Compliance securities law against

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January, 2024
Sl.NoDateSubjectCommission’s Decision
326January 1, 2024

Non-Compliance securities law against Shamsul Alam Shamim

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327January 1, 2024

Non-Compliance securities law against SAS Corporation

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328January 1, 2024

Non-Compliance securities law against CVO Petrochemical Refinery Ltd.

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329January 2, 2024

Non-Compliance securities law against E-Securities Limited

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330January 2, 2024

Non-Compliance securities law against Asia Securities Ltd.

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331January 4, 2024

Non-Compliance securities law against Premier Leasing Securities Broking Ltd.

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332January 4, 2024

Non-Compliance securities law against Prime Islami Securities Ltd.

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333January 4, 2024

Non-Compliance securities law against Prilink Securities Limited

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334January 4, 2024

Non-Compliance securities law against Hedayetullah Securities Limited

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335January 4, 2024

Non-Compliance securities law against Quayum Securities Limited

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336January 4, 2024

Non-Compliance securities law against Md. Fakhrul Islam Securities Limited

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337January 4, 2024

Non-Compliance securities law against Kazi Firoz Rashid Securities Ltd.

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338January 18, 2024

Non-Compliance securities law against Shuktara Printers Limited

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339January 18, 2024

Non-Compliance securities law against Al-Muntaha Trading Co.Ltd.

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340January 21, 2024

Non-Compliance securities law against Libra Infusions Ltd.

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341January 24, 2024

Non-Compliance securities law against First Capital Securities Limited

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342January 30, 2024

Non-Compliance securities law against T. K. Shares & Securities Ltd.

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343January 30, 2024

Non-Compliance securities law against Abacus Securities Limited

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344January 31, 2024

Non-Compliance securities law against Kattali Textile Limited

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345January 31, 2024

Non-Compliance securities law against Asia Securities Limited

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346January 31, 2024

Non-Compliance securities law against Apex Investments Limited

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347January 31, 2024

Non-Compliance securities law against Subvalley Securities Ltd.

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348January 31, 2024

Non-Compliance securities law against Rose Securities Limited

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349January 31, 2024

Non-Compliance securities law against Azam Securities Limited

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350January 31, 2024

Non-Compliance securities law against Salam & Company Limited

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351January 31, 2024

Non-Compliance securities law against Sharp Securities Limited

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352January 31, 2024

Non-Compliance securities law against Beximco Securities Limited

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353January 31, 2024

Non-Compliance securities law against Thea Securities Limited

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354January 31, 2024

Non-Compliance securities law against Adil Securities Limited

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355January 31, 2024

Non-Compliance securities law against UniCap Securities Limited

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356January 31, 2024

Non-Compliance securities law against Wifang Securities Limited

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357January 31, 2024

Non-Compliance securities law against Be Rich Limited

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358January 31, 2024

Non-Compliance securities law against United Securities Limited

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359January 31, 2024

Non-Compliance securities law against M-Securities Limited

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360January 31, 2024

Non-Compliance securities law against Remons Investment and Securities Limited

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361January 31, 2024

Non-Compliance securities law against Md. Fakhrul Islam Securities Limited

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362January 31, 2024

Non-Compliance securities law against Prudential Capital Limited

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363January 31, 2024

Non-Compliance securities law against Synthia Securities Limited

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364January 31, 2024

Non-Compliance securities law against Gateway Equity Resourcess Limited

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365January 31, 2024

Non-Compliance securities law against Sheba Capital Limited

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366January 31, 2024

Non-Compliance securities law against SCL Securities Limited

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367January 31, 2024

Non-Compliance securities law against Royal Green Securities Limited

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368January 31, 2024

Non-Compliance securities law against Latif Securities Limited

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369January 31, 2024

Non-Compliance securities law against Celestial Securities Limited

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370January 31, 2024

Non-Compliance securities law against Razzak Securities Limited

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371January 31, 2024

Non-Compliance securities law against Rasti Securities & Consultants Limited

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372January 31, 2024

Non-Compliance securities law against Mika Securities Limited

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373January 31, 2024

Non-Compliance securities law against Conmark Limited

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374January 31, 2024

Non-Compliance securities law against Multi Securities & Servicess Limited

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375January 31, 2024

Non-Compliance securities law against Phoenix Securities Limited

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376January 31, 2024

Non-Compliance securities law against Anchor Securities Limited

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377January 31, 2024

Non-Compliance securities law against Mohammadi Stock Market Limited

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378January 31, 2024

Non-Compliance securities law against Popular Life Securities Limited

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379January 31, 2024

Non-Compliance securities law against CAL Securities Limited

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380January 31, 2024

Non-Compliance securities law against LankaBangla Securities Limited

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381January 31, 2024

Non-Compliance securities law against Anwer Securities Limited

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382January 31, 2024

Non-Compliance securities law against Joytun Securities International Limited

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383January 31, 2024

Non-Compliance securities law against Meghna Life Securities and Investment Ltd.

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384January 31, 2024

Non-Compliance securities law against Midway Securities Limited

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385January 31, 2024

Non-Compliance securities law against Salta Securities Limited

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386January 31, 2024

Non-Compliance securities law against Surma Securities Holding Company Limited

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387January 31, 2024

Non-Compliance securities law against Associated Capital Securities Limited

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388January 31, 2024

Non-Compliance securities law against Merchant Securities Limited

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389January 31, 2024

Non-Compliance securities law against DESA Securities Limited

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390January 31, 2024

Non-Compliance securities law against Globe Securities Ltd

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391January 31, 2024

Non-Compliance securities law against Premier Bank Securities Limited

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392January 31, 2024

Non-Compliance securities law against A N F Management Company Limited

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393January 31, 2024

Non-Compliance securities law against BD Sunlife Securities Limited

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394January 31, 2024

Non-Compliance securities law against SBC Securities & Investment Limited

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395January 31, 2024

Non-Compliance securities law against Al Haja Jahanara Securities Limited

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396January 31, 2024

Non-Compliance securities law against NLI Securities Limited

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397January 31, 2024

Non-Compliance securities law against Mir Securities Limited

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398January 31, 2024

Non-Compliance securities law against Uniroyal Securities Limited

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399January 31, 2024

Non-Compliance securities law against Pasha Capital Limited

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400January 31, 2024

Non-Compliance securities law against Al-Muntaha Trading Company

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401January 31, 2024

Non-Compliance securities law against Sohel Securities Limited

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402January 31, 2024

Non-Compliance securities law against Al Haramain Securities Limited

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403January 31, 2024

Non-Compliance securities law against ETBL Securities & Exchange Limited

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404January 31, 2024

Non-Compliance securities law against Agrani Insurance Securities Limited

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405January 31, 2024

Non-Compliance securities law against Elegant Stock & Securities Limited

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406January 31, 2024

Order against Shurwid Industries Limited

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407January 31, 2024

Order against Kattali Textile Limited

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