Enforcement Action
August, 2024

July, 2024
Sl.NoDateSubjectCommission’s Decision
10July 1, 2024

Non-Compliance securities law against A N F Managment Company Limited,Mr.Shamsul Huda,Md. Fazle Rahman Chowdhury,Mr. Ajit Kumar Banik

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11July 1, 2024

Non-Compliance securities law against A N F Managment Company Limited,Mr.Md. Fazle Rahman Chowdhury

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12July 3, 2024

Non-Compliance securities law against Ms.Luna Siddique

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13July 3, 2024

Non-Compliance securities law against Must Communication

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14July 8, 2024

Non-Compliance securities law against UniCap Securities Limited,Mr.Shahriar Azad,Mr. Shihab Mahmud

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15July 8, 2024

Non-Compliance securities law against Hedayetullah Securities Limited,Mr.Mahmudul Haque,Mr.Biplob Chandra Mondol

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16July 8, 2024

Non-Compliance securities law against UCB Stock Brokerage Limited,Mr.Mohammad Rahmat Pasha,Mr.Md.Rafiul Islam,Mr.Taufiq Hasan Khan,Mr. Shakh Riad Adnan

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17July 11, 2024

Non-Compliance securities law against Dayton Holdings Limited, Mr.Mohammad Amanullah,Mrs. Tazneen Aman,Mr.Ashraf Uddin Ahmed,Mr.Md. Reaz Uddin

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18July 11, 2024

Non-Compliance securities law against Global Securities Ltd.Mr.Richard D' Rozairo,Mr.Farid Ahmed,Mr.Md. Faizul Bashar,Mr.Mohammad Shahidul Islam

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19July 11, 2024

Non-Compliance securities law against Royal Capital Ltd.,Mr. M. Munir Ahmed,Mr.Md. Sahanur Islam,Ms.Jamila Ahsan,Mr.Md.Akhteruzzaman

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20July 11, 2024

Non-Compliance securities law against Mr.Sarwar Morshed(Snigdha Equities Ltd.)

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21July 11, 2024

Non-Compliance securities law against Mohammad Talha & Co. Limited

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22July 11, 2024

Non-Compliance securities law against Azam Securities Ltd. (Mr.Ahmed Kabir Majumder ,A.T.M Golam Rabbani,Mr.Mohammad Nizam Uddin,Mr.S.M Akteruzzaman, Mr. Mohammad Jahangir Alam)

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23July 18, 2024

Non-Compliance securities law against MAH Securities Limited,Mr.Mohammad Ashfaque Uddin Ahmed,Mr.Md. Anowar Hossain,Mr. Md. Rakib Khan

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24July 24, 2024

Non-Compliance securities law against Globe Securities Limited,Mr.Azizur Rahman,Mr. Sheikh Mohammad Arif

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25July 24, 2024

Non-Compliance securities law against Aramit Cement Limited,Board of Directors,Managing Director,Chief Financial officer(CFO),Company Secretary

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26July 24, 2024

Non-Compliance securities law against Legacy Footware Limited

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27July 24, 2024

Non-Compliance securities law against FAS Finance & Investment Limited

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28July 24, 2024

Non-Compliance securities law against GSP Finance Company (Bangladesh) Limited

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29July 24, 2024

Non-Compliance securities law against Meghna Cement Mills Cement

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30July 24, 2024

Non-Compliance securities law against Confidence Cement Ltd.

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31July 24, 2024

Non-Compliance securities law against Fu-Wang Ceramic Industries Ltd.

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32July 24, 2024

Non-Compliance securities law against Samata Leather Complex Ltd.

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33July 24, 2024

Non-Compliance securities law against Harun Securities Ltd.(Mr.Harunur Rashid,Ms.Zebunnessa Harun,Mr.Golam Kabir,Mr. Mohammad Fazlul Karim)

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34July 28, 2024

Non-Compliance securities law against Island Securities Ltd. (Mohammad Mohiuddin,FCMA,Md.NakeemUddin Nishad,Mr.ANM Nazmul Huda,Mr. Mahnud Hossan)

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35July 28, 2024

Non-Compliance securities law against Island Securities Ltd. (Mohammad Shaheen Chowdhury, Momo Ghos)

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36July 31, 2024

Non-Compliance securities law against Remons Investment and Securities Ltd.

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37July 31, 2024

Non-Compliance securities law against Razzak Securities Ltd.

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38July 31, 2024

Non-Compliance securities law against Dhaka Bank Securities Ltd.

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39July 31, 2024

Non-Compliance securities law against Delta Capital Ltd.

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40July 11, 2024

Order against Snigdha Equities Ltd.

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June, 2024

May, 2024
Sl.NoDateSubjectCommission’s Decision
55May 5, 2024

Non-Compliance securities law against E - Securities Ltd.

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56May 5, 2024

Non-Compliance securities law against NCCB Securities & Financial Services Ltd.

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57May 5, 2024

Non-Compliance securities law against R. N. Trading Ltd.

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58May 5, 2024

Non-Compliance securities law against Jamal Ahmed Securities Ltd.

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59May 5, 2024

Non-Compliance securities law against Multi Securities & Services Ltd.

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60May 5, 2024

Non-Compliance securities law against Sinha Securities Ltd.

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61May 5, 2024

Non-Compliance securities law against Rapid Securities Ltd.

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62May 5, 2024

Non-Compliance securities law against ASENZ Securities Ltd.

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63May 8, 2024

Non-Compliance securities law against CAPM Company Ltd., Tanzina Zerin

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64May 8, 2024

Non-Compliance securities law against D I T Co-Operative Ltd., Lava Electrodes Industries

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65May 8, 2024

Non-Compliance securities law against D I T Co-Operative Ltd., Monarch Mart Ltd.(432)

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66May 8, 2024

Non-Compliance securities law against Eshaal Communication Ltd., Mr. Konika Afroze

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67May 8, 2024

Non-Compliance securities law against Mr. Kazi Sadia Hasan, Eshaal Communication Ltd.

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68May 8, 2024

Non-Compliance securities law against Ms. Kazi Sadia Hasan, Monarch Mart Ltd.

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69May 8, 2024

Non-Compliance securities law against Ms. Konika Afroze, Mr. Kazi Fuad Hasan

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70May 8, 2024

Non-Compliance securities law against Mr. Md. Anisur Rahman

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71May 8, 2024

Non-Compliance securities law against Mr. Md. Abul Khayer, Mr. Kazi Fuad Hasan

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72May 8, 2024

Non-Compliance securities law against Mr. Md. Abul Khayer, Lava Electrodes Industries Ltd.(439)

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73May 8, 2024

Non-Compliance securities law against Mr. Md. Abul Khayer, Monarch Electronics Ltd.(440)

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74May 8, 2024

Non-Compliance securities law against Mr. Md. Mazharul Islam Chowdhury

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75May 8, 2024

Non-Compliance securities law against Monarch Holdings Ltd., Monarch Express Ltd.

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76May 8, 2024

Non-Compliance securities law against Monarch Mart Ltd, Eshaal Communication Ltd.

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77May 8, 2024

Non-Compliance securities law against Mr. Sumon Khan, Mr. Milon Khan

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78May 8, 2024

Non-Compliance securities law against Ms. Omme Hani, Mr. Nuzrul Islam Bhuiya

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79May 8, 2024

Non-Compliance securities law against Mrs. Noshin Nawary, Mr. Md. MIzanur Rahman

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80May 8, 2024

Non-Compliance securities law against Mr. Rezaur Rahman, Mr. Md. Salahuddin Kawser

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81May 8, 2024

Non-Compliance securities law against Mr. Rezaur Rahman(449)

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82May 8, 2024

Non-Compliance securities law against Ms. Santa Barua, Mr. Nirod Barua

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83May 8, 2024

Non-Compliance securities law against Tech Cloud Ltd,Mr. Sheikh Jafar Tarique

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84May 7, 2024

Non-Compliance securities law against Mamun Salam

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85May 7, 2024

Non-Compliance securities law against Salam Apparel Ltd.

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86May 13, 2024

Non-Compliance securities law against SIBL Securities Ltd.

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87May 13, 2024

Non-Compliance securities law against SIBL Securities Ltd.(459)

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88May 14, 2024

Non-Compliance securities law against Mr. Md. Rezaur Rahaman, Mr. Shah Md. Zamiur Rahman

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89May 14, 2024

Non-Compliance securities law against Shahjalal Islami Bank Securities Ltd.

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90May 14, 2024

Non-Compliance securities law against Beximco Securities Ltd.

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91May 16, 2024

Non-Compliance securities law against Annesha Securities and Asset Management Ltd.

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92May 23, 2024

Non-Compliance securities law against Gateway Equity Resources Ltd.

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93May 23, 2024

Non-Compliance securities law against Premier Leasing Securities Broking Ltd.

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94May 28, 2024

Non-Compliance securities law against Meghna Life Securities and Investment Ltd.

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95May 28, 2024

Non-Compliance securities law against Dynamic Securities Consultans Ltd.

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96May 29, 2024

Non-Compliance securities law against Mr. Iqbal Hossain

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97May 29, 2024

Non-Compliance securities law against Toufika Foods and Lovello Ice-cream PLC

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98May 7, 2024

Order against Ms. Rabeya Khatun, Mithun Knitting & Dyeing Ltd.

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99May 7, 2024

Order against Mr. Md. Atiqul Haque, Mithun Knitting & Dyeing Ltd.

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100May 7, 2024

Order against Mr. Md. Mahbub-Ul Haque, Mithun Knitting & Dyeing Ltd.

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101May 7, 2024

Order against Mr. Md. Rafiqul Haque, Mithun Knitting & Dyeing Ltd.

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102May 12, 2024

Order against Gateway Equity Resources Ltd.

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103May 29, 2024

Order against Hillcity Securities Ltd.

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104May 29, 2024

Order against Mrs. Hasina Akter

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105May 29, 2024

Order against Mr. Md. A. G. Mahmud and S. M. Motaharul Janan

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106May 29, 2024

Order against Mr. Md. Saif Ullah

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April, 2024

March, 2024
Sl.NoDateSubjectCommission’s Decision
119March 4, 2024

Non-Compliance securities law against BlueChip Securities Limited

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120March 4, 2024

Non-Compliance securities law against Uttara Finance and Investment Limited

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121March 4, 2024

Non-Compliance securities law against Uttara Finance and Investment Limited_207

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122March 5, 2024

Non-Compliance securities law against Celestial Securities Limited (DSE TREC # 279)

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123March 5, 2024

Non-Compliance securities law against Treasure Securities Limited (DSE TREC # 221)

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124March 5, 2024

Non-Compliance securities law against Mr. Mostofa Mahhub Ullah_Treasure Securities Limited

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125March 5, 2024

Non-Compliance securities law against Md. Mamunur Rashid_Treasure Securities Limited

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126March 6, 2024

Non-Compliance securities law against Globe Securities Limited

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127March 6, 2024

Non-Compliance securities law against S & H Equities Limited (DSE TREC No.002)

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128March 11, 2024

Non-Compliance securities law against Innova Securities Limited

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129March 11, 2024

Non-Compliance securities law against Mr. Kawshar Hamid, M/S Nuha Traders And Hardware

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130March 11, 2024

Non-Compliance securities law against Tahmina Akter Runa, Md. Showkat Ali, MS Showkat Enterprise

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131March 11, 2024

Non-Compliance securities law against Ms. Rifat Ara Papri

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132March 12, 2024

Non-Compliance securities law against Thea Securities Limited

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133March 13, 2024

Non-Compliance securities law against Mr. Dewan Salehin Mahmud

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134March 13, 2024

Non-Compliance securities law against LankaBangla Securities Limited

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135March 14, 2024

Non-Compliance securities law against Pragati Life Insurance Limited

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136March 14, 2024

Non-Compliance securities law against Mr. Abdul Matin Miazi

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137March 14, 2024

Non-Compliance securities law against Islami Bank Bangladesh Limited

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138March 14, 2024

Non-Compliance securities law against Mr. Md. Nuro Nabi

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139March 14, 2024

Non-Compliance securities law against Md. Sultan Mahmud

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140March 14, 2024

Non-Compliance securities law against Mr. Marjana Rahman

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141March 14, 2024

Non-Compliance securities law against Apollo Trading Limited

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142March 14, 2024

Non-Compliance securities law against Tradenext International Ltd.

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143March 14, 2024

Non-Compliance securities law against Jupitar Business Ltd.

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144March 14, 2024

Non-Compliance securities law against Mr. Md. Abul Khayer

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145March 17, 2024

Non-Compliance securities law against Modern Equity Limited

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146March 20, 2024

Non-Compliance securities law against Be Rich Limited

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147March 20, 2024

Non-Compliance securities law against Desh General Insurance Company Limited

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148March 24, 2024

Non-Compliance securities law against Priling Securities Limited

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149March 21, 2024

Non-Compliance securities law against Md. Shahidul Islam Khan

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150March 21, 2024

Non-Compliance securities law against Vertex Stock and Securities Ltd.

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151March 21, 2024

Non-Compliance securities law against Md. Abul Khayer,Vertex Stock and Securities Ltd.

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152March 21, 2024

Non-Compliance securities law against Joytun Securities Limited

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153March 21, 2024

Non-Compliance securities law against Premier Leasing Securities Broking Limited

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154March 21, 2024

Non-Compliance securities law against Fortune Securities (PVL) Limited

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155March 21, 2024

Non-Compliance securities law against Hazrat Amanat Shah Securities Limited

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156March 21, 2024

Order against Mr. Md. Abul Khayer and his associates

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February,2024
Sl.NoDateSubjectCommission’s Decision
157February 8, 2024

Non-Compliance securities law against ICB Securities Trading Company Limited

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158February 11, 2024

Non-Compliance securities law against Md. Shafiquar Rahman Former AR of Mercantile Bank Securities Limited

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159February 11, 2024

Non-Compliance securities law against Mercantile Bank Securities Limited

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160February 11, 2024

Non-Compliance securities law against Chittagong Stock Exchange PLC

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161February 13, 2024

Non-Compliance securities law against Sonali Securities Limited

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162February 13, 2024

Non-Compliance securities law against KDS Shares and Securities Limited

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163February 14, 2024

Non-Compliance securities law against Bengal Biscuits Limited

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164February 14, 2024

Non-Compliance securities law against Md. Shafiqul FCA, Partner Shafiq Basak & Co. Chartered Accounts

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165February 14, 2024

Non-Compliance securities law against Ahmed Zaker & Co. Chartered Accounts

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166February 18, 2024

Non-Compliance securities law against Innova Securities Ltd.

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167February 18, 2024

Non-Compliance securities law against Relief Exchange Limited

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168February 28, 2024

Non-Compliance securities law against PHP Stock & Securities Limited

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169February 28, 2024

Non-Compliance securities law against Md. Fakhrul Islam Securities Limited

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170February 28, 2024

Non-Compliance securities law against Non-Compliance securities law against

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January, 2024
Sl.NoDateSubjectCommission’s Decision
171January 1, 2024

Non-Compliance securities law against Shamsul Alam Shamim

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172January 1, 2024

Non-Compliance securities law against SAS Corporation

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173January 1, 2024

Non-Compliance securities law against CVO Petrochemical Refinery Ltd.

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174January 2, 2024

Non-Compliance securities law against E-Securities Limited

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175January 2, 2024

Non-Compliance securities law against Asia Securities Ltd.

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176January 4, 2024

Non-Compliance securities law against Premier Leasing Securities Broking Ltd.

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177January 4, 2024

Non-Compliance securities law against Prime Islami Securities Ltd.

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178January 4, 2024

Non-Compliance securities law against Prilink Securities Limited

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179January 4, 2024

Non-Compliance securities law against Hedayetullah Securities Limited

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180January 4, 2024

Non-Compliance securities law against Quayum Securities Limited

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181January 4, 2024

Non-Compliance securities law against Md. Fakhrul Islam Securities Limited

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182January 4, 2024

Non-Compliance securities law against Kazi Firoz Rashid Securities Ltd.

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183January 18, 2024

Non-Compliance securities law against Shuktara Printers Limited

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184January 18, 2024

Non-Compliance securities law against Al-Muntaha Trading Co.Ltd.

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185January 21, 2024

Non-Compliance securities law against Libra Infusions Ltd.

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186January 24, 2024

Non-Compliance securities law against First Capital Securities Limited

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187January 30, 2024

Non-Compliance securities law against T. K. Shares & Securities Ltd.

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188January 30, 2024

Non-Compliance securities law against Abacus Securities Limited

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189January 31, 2024

Non-Compliance securities law against Kattali Textile Limited

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190January 31, 2024

Non-Compliance securities law against Asia Securities Limited

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191January 31, 2024

Non-Compliance securities law against Apex Investments Limited

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192January 31, 2024

Non-Compliance securities law against Subvalley Securities Ltd.

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193January 31, 2024

Non-Compliance securities law against Rose Securities Limited

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194January 31, 2024

Non-Compliance securities law against Azam Securities Limited

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195January 31, 2024

Non-Compliance securities law against Salam & Company Limited

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196January 31, 2024

Non-Compliance securities law against Sharp Securities Limited

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197January 31, 2024

Non-Compliance securities law against Beximco Securities Limited

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198January 31, 2024

Non-Compliance securities law against Thea Securities Limited

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199January 31, 2024

Non-Compliance securities law against Adil Securities Limited

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200January 31, 2024

Non-Compliance securities law against UniCap Securities Limited

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201January 31, 2024

Non-Compliance securities law against Wifang Securities Limited

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202January 31, 2024

Non-Compliance securities law against Be Rich Limited

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203January 31, 2024

Non-Compliance securities law against United Securities Limited

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204January 31, 2024

Non-Compliance securities law against M-Securities Limited

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205January 31, 2024

Non-Compliance securities law against Remons Investment and Securities Limited

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206January 31, 2024

Non-Compliance securities law against Md. Fakhrul Islam Securities Limited

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207January 31, 2024

Non-Compliance securities law against Prudential Capital Limited

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208January 31, 2024

Non-Compliance securities law against Synthia Securities Limited

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209January 31, 2024

Non-Compliance securities law against Gateway Equity Resourcess Limited

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210January 31, 2024

Non-Compliance securities law against Sheba Capital Limited

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211January 31, 2024

Non-Compliance securities law against SCL Securities Limited

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212January 31, 2024

Non-Compliance securities law against Royal Green Securities Limited

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213January 31, 2024

Non-Compliance securities law against Latif Securities Limited

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214January 31, 2024

Non-Compliance securities law against Celestial Securities Limited

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215January 31, 2024

Non-Compliance securities law against Razzak Securities Limited

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216January 31, 2024

Non-Compliance securities law against Rasti Securities & Consultants Limited

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217January 31, 2024

Non-Compliance securities law against Mika Securities Limited

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218January 31, 2024

Non-Compliance securities law against Conmark Limited

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219January 31, 2024

Non-Compliance securities law against Multi Securities & Servicess Limited

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220January 31, 2024

Non-Compliance securities law against Phoenix Securities Limited

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221January 31, 2024

Non-Compliance securities law against Anchor Securities Limited

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222January 31, 2024

Non-Compliance securities law against Mohammadi Stock Market Limited

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223January 31, 2024

Non-Compliance securities law against Popular Life Securities Limited

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224January 31, 2024

Non-Compliance securities law against CAL Securities Limited

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225January 31, 2024

Non-Compliance securities law against LankaBangla Securities Limited

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226January 31, 2024

Non-Compliance securities law against Anwer Securities Limited

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227January 31, 2024

Non-Compliance securities law against Joytun Securities International Limited

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228January 31, 2024

Non-Compliance securities law against Meghna Life Securities and Investment Ltd.

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229January 31, 2024

Non-Compliance securities law against Midway Securities Limited

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230January 31, 2024

Non-Compliance securities law against Salta Securities Limited

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231January 31, 2024

Non-Compliance securities law against Surma Securities Holding Company Limited

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232January 31, 2024

Non-Compliance securities law against Associated Capital Securities Limited

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233January 31, 2024

Non-Compliance securities law against Merchant Securities Limited

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234January 31, 2024

Non-Compliance securities law against DESA Securities Limited

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235January 31, 2024

Non-Compliance securities law against Globe Securities Ltd

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236January 31, 2024

Non-Compliance securities law against Premier Bank Securities Limited

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237January 31, 2024

Non-Compliance securities law against A N F Management Company Limited

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238January 31, 2024

Non-Compliance securities law against BD Sunlife Securities Limited

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239January 31, 2024

Non-Compliance securities law against SBC Securities & Investment Limited

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240January 31, 2024

Non-Compliance securities law against Al Haja Jahanara Securities Limited

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241January 31, 2024

Non-Compliance securities law against NLI Securities Limited

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242January 31, 2024

Non-Compliance securities law against Mir Securities Limited

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243January 31, 2024

Non-Compliance securities law against Uniroyal Securities Limited

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244January 31, 2024

Non-Compliance securities law against Pasha Capital Limited

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245January 31, 2024

Non-Compliance securities law against Al-Muntaha Trading Company

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246January 31, 2024

Non-Compliance securities law against Sohel Securities Limited

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247January 31, 2024

Non-Compliance securities law against Al Haramain Securities Limited

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248January 31, 2024

Non-Compliance securities law against ETBL Securities & Exchange Limited

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249January 31, 2024

Non-Compliance securities law against Agrani Insurance Securities Limited

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250January 31, 2024

Non-Compliance securities law against Elegant Stock & Securities Limited

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251January 31, 2024

Order against Shurwid Industries Limited

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252January 31, 2024

Order against Kattali Textile Limited

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