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December, 2019

Sl.No	Date	Subject	Commission’s Decision
1	December 5, 2019	Non-compliance securities law against AB & Co. Ltd.	Click to View
2	December 5, 2019	Non-compliance securities law against AB Securities Ltd.	Click to View
3	December 5, 2019	Order against Al-Haj Textile Mills Ltd.	Click to View
4	December 5, 2019	Order against ANF Management Co. Ltd.	Click to View
5	December 23, 2019	Non-compliance securities law against Banco Securities Ltd.	Click to View
6	December 10, 2019	Non-compliance securities law against BDBL Securities Ltd.	Click to View
7	December 9, 2019	Non-compliance securities law against Crest Securities Ltd.	Click to View
8	December 9, 2019	Non-compliance securities law against ETBL Securities & Exchange Ltd.	Click to View
9	December 9, 2019	Non-compliance securities law against Global Securities Ltd.	Click to View
10	December 9, 2019	Non-compliance securities law against M. Zubair Securities Ltd.	Click to View
11	December 5, 2019	Non-compliance securities law against National Life Insurance Co. Ltd.	Click to View
12	December 9, 2019	Non-compliance securities law against North West Securities Ltd.	Click to View
13	December 5, 2019	Non-compliance securities law against Quayum Securities Ltd.	Click to View
14	December 5, 2019	Non-compliance securities law against Sinha Securities Ltd.	Click to View
15	December 5, 2019	Non-compliance securities law against UGC Securities Ltd.	Click to View
16	December 23, 2019	Non-compliance securities law against Unicap Securities ltd.	Click to View

November, 2019

Sl.No	Date	Subject	Commission’s Decision
17	November 5, 2019	Non-compliance securities law against Ahmed Securities Services Service Ltd.	Click to View
18	November 11, 2019	Non-compliance securities law against Base Capital Ltd.	Click to View
19	November 17, 2019	Non-compliance securities law against DBL Securities Ltd.	Click to View
20	November 14, 2019	Non-compliance securities law against Green Deltas Securities Ltd.	Click to View
21	November 5, 2019	Non-compliance securities law against Hamid Fabrics Ltd.	Click to View
22	November 6, 2019	Non-compliance securities law against Howlader Equity Service Ltd.	Click to View
23	November 11, 2019	Non-compliance securities law against Imtiyaz Husain Securities Ltd.	Click to View
24	November 17, 2019	Non-compliance securities law against Indicate Securities & Consultant Ltd.	Click to View
25	November 5, 2019	Non-compliance securities law against Md. Sahidullah Securities Ltd.	Click to View
26	November 17, 2019	Non-compliance securities law against Nur-E-Alam Siddique & Company Ltd.	Click to View
27	November 24, 2019	Non-compliance securities law against Pubali Bank Securities Ltd	Click to View
28	November 5, 2019	Non-compliance securities law against SCL Securities Ltd.	Click to View
29	November 17, 2019	Non-compliance securities law against Secure Capital Ltd.	Click to View
30	November 17, 2019	Non-compliance securities law against Ten Stars (Pvt) Ltd.	Click to View
31	November 17, 2019	Order against Generation Next Fashions Ltd.584	Click to View
32	November 17, 2019	Order against Generation Next Fashions Ltd.585	Click to View
33	November 17, 2019	Order against Generation Next Fashions Ltd.586	Click to View
34	November 17, 2019	Order against Generation Next Fashions Ltd.587	Click to View
35	November 17, 2019	Order against Generation Next Fashions Ltd.588	Click to View
36	November 17, 2019	Order against Generation Next Fashions Ltd.589	Click to View
37	November 17, 2019	Order against Generation Next Fashions Ltd.591	Click to View

October, 2019

Sl.No	Date	Subject	Commission’s Decision
38	October 17, 2019	Order against Adil Securities Ltd.	Click to View
39	October 15, 2019	Non-compliance securities law against Beach Hatchery Ltd.	Click to View
40	October 7, 2019	Non-compliance securities law against Dragon Sweater & Spinning Ltd.	Click to View
41	October 7, 2019	Non-compliance securities law against DSFM Securities Ltd.	Click to View
42	October 7, 2019	Non-compliance securities law against DSFM Securities Ltd.539	Click to View
43	October 24, 2019	Non-compliance securities law against EC Securities Ltd.	Click to View
44	October 13, 2019	Non-compliance securities law against Fareast Stocks & Bond Ltd.	Click to View
45	October 15, 2019	Non-compliance securities law against Hefazatur Rahman & Co. Ltd.	Click to View
46	October 15, 2019	Non-compliance securities law against Hefazatur Rahman & Co. Ltd.543	Click to View
47	October 7, 2019	Non-compliance securities law against Jesco Capital Management Ltd.	Click to View
48	October 20, 2019	Non-compliance securities law against Md. Fakhrul Islam Securities Ltd.	Click to View
49	October 22, 2019	Non-compliance securities law against MTB Capital Ltd.	Click to View
50	October 14, 2019	Non-compliance securities law against MTB Securities Ltd.	Click to View
51	October 20, 2019	Order against People's leasing and financial services ltd.	Click to View
52	October 15, 2019	Non-compliance securities law against S.R. Capital Ltd.	Click to View
53	October 14, 2019	Non-compliance securities law against Shakil Rizvi Stock Ltd.	Click to View
54	October 21, 2019	Non-compliance securities law against Union Insurance Co. Ltd.	Click to View
55	October 20, 2019	Non-compliance securities law against United Enterprises & Co. Ltd.	Click to View

September, 2019

Sl.No	Date	Subject	Commission’s Decision
56	September 23, 2019	Non-compliance securities law against A. K. Khan Securities Ltd._	Click to View
57	September 23, 2019	Non-compliance securities law against Al-Haj Securities & Stocks Ltd._474	Click to View
58	September 23, 2019	Non-compliance securities law against Al-Haj Securities & Stocks Ltd._475	Click to View
59	September 23, 2019	Non-compliance securities law against ARC Securities Ltd.476	Click to View
60	September 23, 2019	Non-compliance securities law against ARC Securities Ltd.477	Click to View
61	September 8, 2019	Non-compliance securities law against Chittagong Capital Ltd._433	Click to View
62	September 8, 2019	Non-compliance securities law against Chittagong Shares & Securities Ltd._435	Click to View
63	September 8, 2019	Non-compliance securities law against Dayton Holdings Ltd._434	Click to View
64	September 23, 2019	Non-compliance securities law against Firstlead Securities Ltd._468	Click to View
65	September 23, 2019	Non-compliance securities law against Firstlead Securities Ltd._469	Click to View
66	September 22, 2019	Non-compliance securities law against Fu-Wang Foods Ltd._454	Click to View
67	September 22, 2019	Non-compliance securities law against Fu-Wang Foods Ltd._463	Click to View
68	September 23, 2019	Non-compliance securities law against Greenland Equities Ltd	Click to View
69	September 30, 2019	Non-compliance securities law against Hedayetullah Securities Ltd.	Click to View
70	September 30, 2019	Non-compliance securities law against Hedayetullah Securities Ltd.521	Click to View
71	September 29, 2019	Non-compliance securities law against Hsfazatur Rahman & Company Ltd.	Click to View
72	September 8, 2019	Non-compliance securities law against Island Securities Ltd._431	Click to View
73	September 8, 2019	Non-compliance securities law against Island Securities Ltd._432	Click to View
74	September 23, 2019	Non-compliance securities law against JIC Securities Ltd._470	Click to View
75	September 23, 2019	Non-compliance securities law against JIC Securities Ltd._471	Click to View
76	September 17, 2019	Non-compliance securities law against Mona Garments Ltd.	Click to View
77	September 23, 2019	Non-compliance securities law against Multi Securities & Service Ltd.	Click to View
78	September 23, 2019	Non-compliance securities law against Multi Securities & Service Ltd.478	Click to View
79	September 23, 2019	Non-compliance securities law against Multi Securities & Service Ltd.479	Click to View
80	September 26, 2019	Non-compliance securities law against NLI Securities Ltd.	Click to View
81	September 29, 2019	Non-compliance securities law against Nouvelle Securities Ltd.	Click to View
82	September 17, 2019	Non-compliance securities law against Parkway Securities Ltd.	Click to View
83	September 17, 2019	Non-compliance securities law against Quayum Securities Ltd.	Click to View
84	September 30, 2019	Non-compliance securities law against Rasti Securities Consultant Ltd.	Click to View
85	September 30, 2019	Non-compliance securities law against Salta Capital Ltd.	Click to View
86	September 30, 2019	Non-compliance securities law against T. K. Shares & Securities Ltd.	Click to View
87	September 23, 2019	Non-compliance securities law against UCM Capital Management Ltd.472	Click to View
88	September 23, 2019	Non-compliance securities law against UCM Capital Management Ltd.473	Click to View

August, 2019

Sl.No	Date	Subject	Commission’s Decision
89	August 20, 2019	Non-compliance securities law against AA Securities Ltd.401	Click to View
90	August 20, 2019	Non-compliance securities law against AA Securities Ltd.402	Click to View
91	August 20, 2019	Non-compliance securities law against Far East Shares & Securities Ltd.403	Click to View
92	August 20, 2019	Non-compliance securities law against Harpoon Securities Ltd.404	Click to View
93	August 19, 2019	Non-compliance securities law against ICB Capital Management Ltd.399	Click to View
94	August 19, 2019	Non-compliance securities law against ICB Securities Trading Company Ltd.398	Click to View
95	August 20, 2019	Non-compliance securities law against Kishwar Securities Investment Ltd.400	Click to View
96	August 29, 2019	Non-compliance securities law against Meenhar Securities Ltd.421	Click to View
97	August 29, 2019	Non-compliance securities law against Progati Insurance Ltd.426	Click to View
98	August 22, 2019	Non-compliance securities law against Prudential Securities Ltd.410	Click to View
99	August 22, 2019	Non-compliance securities law against R N Trading Ltd.407	Click to View
100	August 22, 2019	Non-compliance securities law against R N Trading Ltd.408	Click to View
101	August 29, 2019	Non-compliance securities law against Raja Securities Ltd.424	Click to View
102	August 29, 2019	Non-compliance securities law against Sheltech Brokerage Ltd.423	Click to View
103	August 22, 2019	Non-compliance securities law against Square Securities Management Ltd.411	Click to View
104	August 22, 2019	Non-compliance securities law against Tamha Securities Ltd.409	Click to View

July, 2019

Sl.No	Date	Subject	Commission’s Decision
105	July 3, 2019	Non-compliance securities law against Akij Securities Ltd.	Click to View
106	July 30, 2019	Non-compliance securities law against ALOCO Securities Ltd.	Click to View
107	July 30, 2019	Non-compliance securities law against Dayton Holdings Ltd.	Click to View
108	July 30, 2019	Non-compliance securities law against Eastern Capital Ltd.	Click to View
109	July 3, 2019	Non-compliance securities law against Erena Securities Ltd.	Click to View
110	July 3, 2019	Non-compliance securities law against First Capital Securities Ltd.	Click to View
111	July 3, 2019	Non-compliance securities law against Green Delta Securities Ltd.	Click to View
112	July 3, 2019	Non-compliance securities law against IDLC Securities Ltd.	Click to View
113	July 24, 2019	Non-compliance securities law against NBL Securities Ltd.	Click to View
114	July 15, 2019	Non-compliance securities law against NCCB Securities & Financial Services Ltd.	Click to View
115	July 18, 2019	Non-compliance securities law against Peace Securities Ltd.	Click to View
116	July 3, 2019	Non-compliance securities law against Raja Securities Ltd.	Click to View
117	July 15, 2019	Non-compliance securities law against Transcon Securities Ltd.	Click to View

June, 2019

Sl.No	Date	Subject	Commission’s Decision
118	June 12, 2019	Non-compliance securities law against Bank Asia Securities Ltd.	Click to View
119	June 20, 2019	Non-compliance securities law against Eastern Sheres & Securities Ltd.	Click to View
120	June 12, 2019	Non-compliance securities law against Ershad Securities Ltd.	Click to View
121	June 12, 2019	Non-compliance securities law against FBL Securities Ltd.	Click to View
122	June 20, 2019	Non-compliance securities law against Prime Islami Securities Ltd.	Click to View

May, 2019

Sl.No	Date	Subject	Commission’s Decision
123	May 21, 2019	Non-compliance securities law against Ali Securities Ltd.259	Click to View
124	May 28, 2019	Non-compliance securities law against IDLC Securities Ltd.277	Click to View
125	May 15, 2019	Non-compliance securities law against Imam Button Ltd.256	Click to View
126	May 15, 2019	Non-compliance securities law against Malek Siddiqui Wali.257	Click to View
127	May 7, 2019	Non-compliance securities law against Mr. Kanutosh Majumder.251	Click to View
128	May 8, 2019	Non-compliance securities law against Nizam Shares & Securities Ltd.253	Click to View
129	May 7, 2019	Non-compliance securities law against Uniroyal Securities Ltd.252	Click to View

April, 2019

Sl.No	Date	Subject	Commission’s Decision
130	April 2, 2019	Non-compliance securities law against Bangladesh Commerce Bank Ltd.	Click to View
131	April 2, 2019	Non-compliance securities law against Commerce Bank Securities and Investment Ltd.	Click to View
132	April 21, 2019	Non-compliance securities law against Hallmark Securities Ltd.232.	Click to View
133	April 17, 2019	Non-compliance securities law against Inter Continental Securities Ltd.	Click to View
134	April 21, 2019	Non-compliance securities law against Lotus Shares & Securities Ltd.222	Click to View
135	April 21, 2019	Non-compliance securities law against Lotus Shares & Securities Ltd.233	Click to View
136	April 2, 2019	Non-compliance securities law against Padma Can & Closures Ltd. Unit-2.	Click to View
137	April 4, 2019	Non-compliance securities law against Prime Bank Securities Ltd.213.	Click to View
138	April 21, 2019	Non-compliance securities law against S.N. Securities Ltd.	Click to View
139	April 24, 2019	Non-compliance securities law against Shurwid Industries Ltd.234	Click to View
140	April 24, 2019	Non-compliance securities law against Shurwid Industries Ltd.235	Click to View
141	April 2, 2019	Non-compliance securities law against Yeakut Jahan. 208	Click to View
142	April 1, 2019	Order against Bangladesh Commerce Bank Limited.183	Click to View
143	April 2, 2019	Order against Bangladesh Commerce Bank Limited.185	Click to View
144	April 2, 2019	Order against Commerce Bank Securities and Investment Ltd.187	Click to View
145	April 2, 2019	Order against Commerce Bank Securities and Investment Ltd.189	Click to View
146	April 2, 2019	Order against Commerce Bank Securities and Investment Ltd.191	Click to View
147	April 2, 2019	Order against Commerce Bank Securities and Investment Ltd.193	Click to View
148	April 2, 2019	Order against Commerce Bank Securities and Investment Ltd.195	Click to View
149	April 2, 2019	Order against Commerce Bank Securities and Investment Ltd.197	Click to View
150	April 2, 2019	Order against Commerce Bank Securities and Investment Ltd.199	Click to View
151	April 2, 2019	Order against Commerce Bank Securities and Investment Ltd.201	Click to View
152	April 2, 2019	Order against Commerce Bank Securities and Investment Ltd.203	Click to View

March, 2019

Sl.No	Date	Subject	Commission’s Decision
153	March 27, 2019	Non-compliance securities law against Synthia Securities Ltd.166	Click to View
154	March 14, 2019	Non-compliance securities law against Cordial Securities Ltd.124	Click to View
155	March 10, 2019	Non-compliance securities law against R N I Securities Ltd.104	Click to View
156	March 10, 2019	Non-compliance securities law against SAAD Securities Ltd.103	Click to View
157	March 24, 2019	Non-compliance securities law against K.H.B Securities Ltd.139	Click to View
158	March 24, 2019	Non-compliance securities law against K-Securities and Consultants Ltd.138	Click to View
159	March 19, 2019	Non-compliance securities law against Eastland Insurance Company Ltd.137	Click to View
160	March 27, 2019	Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.175	Click to View
161	March 27, 2019	Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.174	Click to View
162	March 27, 2019	Non-compliance securities law against R. N. Trading Ltd.173	Click to View
163	March 27, 2019	Non-compliance securities law against Popular Life Insurance Company Ltd.172	Click to View
164	March 27, 2019	Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.171	Click to View
165	March 27, 2019	Non-compliance securities law against Monno Jute Stafflers Ltd.170	Click to View
166	March 27, 2019	Non-compliance securities law against Popular Life Insurance Company Ltd.169	Click to View
167	March 27, 2019	Non-compliance securities law against R. N. Trading Ltd.168	Click to View
168	March 27, 2019	Non-compliance securities law against Al-Muntaha Trading Co. Ltd.167	Click to View
169	March 27, 2019	Non-compliance securities law against R. N. Trading Ltd.165	Click to View
170	March 27, 2019	Non-compliance securities law against Stylecraft Ltd.164	Click to View
171	March 27, 2019	Non-compliance securities law against Monno Ceramic Industries Ltd.163	Click to View
172	March 27, 2019	Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.162	Click to View
173	March 27, 2019	Non-compliance securities law against Monno Ceramic Industries Ltd.161	Click to View
174	March 27, 2019	Non-compliance securities law against Bulbul Securities Ltd.160	Click to View
175	March 27, 2019	Non-compliance securities law against Al-Muntaha Trading Co. Ltd.159	Click to View
176	March 27, 2019	Non-compliance securities law against Al-Muntaha Trading Co. Ltd.158	Click to View
177	March 27, 2019	Non-compliance securities law against Popular Life Insurance Company Ltd.157	Click to View
178	March 7, 2019	Non-compliance securities law against Reliance Securities Consultant Ltd.104	Click to View
179	March 5, 2019	Non-compliance securities law against Commerce Bank Securities and Investment Ltd.93	Click to View
180	March 11, 2019	Order against AIBL Capital Market Services Ltd.107	Click to View
181	March 27, 2019	Order against Akij Securities Ltd.153	Click to View
182	March 27, 2019	Order against Al-Muntaha Trading Co.Ltd.147	Click to View
183	March 14, 2019	Order against Commerce Bank Securities and Investment Ltd.116	Click to View
184	March 14, 2019	Order against Commerce Bank Securities and Investment Ltd.117	Click to View
185	March 14, 2019	Order against Commerce Bank Securities and Investment Ltd.118	Click to View
186	March 18, 2019	Order against Emerald Oil Industries Ltd.129	Click to View
187	March 18, 2019	Order against Emerald Oil Industries Ltd.130	Click to View
188	March 18, 2019	Order against Emerald Oil Industries Ltd_131	Click to View
189	March 27, 2019	Order against Globe Securities Ltd_151	Click to View
190	March 27, 2019	Order against lankabangla securities ltd.155	Click to View
191	March 14, 2019	Order against Mr. Mainul Haq Khan and his Associates.123	Click to View
192	March 27, 2019	Order against Popular Life Insurance Co. Ltd_145	Click to View
193	March 27, 2019	Order against Popular Life Insurance_149	Click to View
194	March 11, 2019	Order against Prime Bank Investment Ltd.109	Click to View
195	March 11, 2019	Order against Prime Islami Securities Ltd.105	Click to View
196	March 18, 2019	Order against Purabi General Insurance Company Ltd.127	Click to View
197	March 10, 2019	Order against Saad Secirities Limited.111	Click to View
198	March 10, 2019	Order against Salta Capital Ltd.113	Click to View
199	March 27, 2019	Order against Stylecraft Ltd_143	Click to View

February, 2019

Sl.No	Date	Subject	Commission’s Decision
200	February 5, 2019	Non-compliance securities law against BD Sunlife Securities Ltd.	Click to View
201	February 4, 2019	Non-compliance securities law against Be Rich Ltd.	Click to View
202	February 26, 2019	Non-compliance securities law against Beximco Securities Ltd.	Click to View
203	February 5, 2019	Non-compliance securities law against BRAC EPL Stock Brokerage Ltd.	Click to View
204	February 11, 2019	Non-compliance securities law against Central Pharmaceuticals Ltd.	Click to View
205	February 5, 2019	Non-compliance securities law against City Brokerage Ltd.	Click to View
206	February 12, 2019	Non-compliance securities law against Conmark Limited	Click to View
207	February 11, 2019	Non-compliance securities law against Harun Securities Ltd.	Click to View
208	February 26, 2019	Non-compliance securities law against Prilink Securities Ltd.	Click to View
209	February 20, 2019	Non-compliance securities law against Purabi Securities Ltd.	Click to View
210	February 13, 2019	Non-compliance securities law against Quasem Drycells Ltd.	Click to View
211	February 13, 2019	Non-compliance securities law against Shahed Securities Ltd.	Click to View
212	February 12, 2019	Non-compliance securities law against Subvalley Securities Ltd.	Click to View
213	February 26, 2019	Non-compliance securities law against Transcon Securities Ltd.	Click to View
214	February 5, 2019	Non-compliance securities law against Treasure Securities Ltd.	Click to View
215	February 11, 2019	Non-compliance securities law against Western Marine Shipyard Ltd.	Click to View

January, 2019

Sl.No	Date	Subject	Commission’s Decision
216	January 17, 2019	Non-compliance securities law against A. B. Ispahani Securities Ltd	Click to View
217	January 14, 2019	Non-compliance securities law against AD Holdings Ltd.	Click to View
218	January 14, 2019	Non-compliance securities law against Al-Muntaha Trading Co. Ltd.	Click to View
219	January 14, 2019	Non-compliance securities law against DMR Securities Services Ltd.	Click to View
220	January 3, 2019	Non-compliance securities law against Globe Securities Ltd.	Click to View
221	January 17, 2019	Non-compliance securities law against Meenher Securities Ltd.	Click to View
222	January 3, 2019	Order against Pacific Denims Limited.	Click to View
223	January 20, 2019	Non-compliance securities law against Prime Financial Consultants & Equities Ltd.	Click to View
224	January 14, 2019	Non-compliance securities law against S. B. Securities Ltd.	Click to View
225	January 16, 2019	Non-compliance securities law against Safko Spinning Mills Ltd.	Click to View
226	January 13, 2019	Non-compliance securities law against Sheltech Brokerage Ltd.	Click to View

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