| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 227 | July 28, 2021 | Non-compliance securities law against Bangladesh Plantation Ltd. |
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| 228 | July 18, 2021 | Non-compliance securities law against City Brokerage Ltd. |
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| 229 | July 18, 2021 | Non-compliance securities law against Howlader Equity Service Ltd. |
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| 230 | July 28, 2021 | Non-compliance securities law against Jamal Ahmed Securities Ltd. |
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| 231 | July 18, 2021 | Non-compliance securities law against RAK Capital Ltd. |
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| 232 | July 18, 2021 | Non-compliance securities law against Reliance Brokerage Service Ltd. |
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| 233 | July 28, 2021 | Non-compliance securities law against Surma Securities Holding Company Ltd. |
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| 234 | July 19, 2021 | Non-compliance securities law against Unique Share Management Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 235 | June 30, 2021 | Non-compliance securities law against Active Fine Chemicals Ltd.(Issure) |
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| 236 | June 30, 2021 | Non-compliance securities law against AFC Agro Biotech Ltd. |
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| 237 | June 30, 2021 | Non-compliance securities law against Popular Life Insurance Company Ltd. |
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| 238 | June 30, 2021 | Non-compliance securities law against Prime Islami Securities Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 769 | June 18, 2020 | Non-compliance securities law against BDBL Securities Ltd. |
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| 770 | June 1, 2020 | Non-compliance securities law against Progressive Life Insurance Company Ltd. |
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| 771 | June 17, 2020 | Non-compliance securities law against Reliance Brokerage Service Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 790 | February 25, 2020 | Non-compliance securities law against Banco Securities Ltd. |
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| 791 | February 17, 2020 | Order against Aman Feed Ltd. |
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| 792 | February 11, 2020 | Non-compliance securities law against Continental Insurance Ltd. |
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| 793 | February 2, 2020 | Non-compliance securities law against Hillcity Securities Ltd. |
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| 794 | February 17, 2020 | Order against Regent Textile Mills Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 795 | January 8, 2020 | Non-compliance securities law against BRB Securities Ltd. |
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| 796 | January 30, 2020 | Non-compliance securities law against Globe Securities Ltd. |
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| 797 | January 8, 2020 | Non-compliance securities law against Md. Parvez Rahman & Mrs. Selima Begum |
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| 798 | January 30, 2020 | Non-compliance securities law against SharpnSecurities Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 916 | June 12, 2019 | Non-compliance securities law against Bank Asia Securities Ltd. |
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| 917 | June 20, 2019 | Non-compliance securities law against Eastern Sheres & Securities Ltd. |
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| 918 | June 12, 2019 | Non-compliance securities law against Ershad Securities Ltd. |
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| 919 | June 12, 2019 | Non-compliance securities law against FBL Securities Ltd. |
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| 920 | June 20, 2019 | Non-compliance securities law against Prime Islami Securities Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 921 | May 21, 2019 | Non-compliance securities law against Ali Securities Ltd.259 |
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| 922 | May 28, 2019 | Non-compliance securities law against IDLC Securities Ltd.277 |
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| 923 | May 15, 2019 | Non-compliance securities law against Imam Button Ltd.256 |
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| 924 | May 15, 2019 | Non-compliance securities law against Malek Siddiqui Wali.257 |
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| 925 | May 7, 2019 | Non-compliance securities law against Mr. Kanutosh Majumder.251 |
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| 926 | May 8, 2019 | Non-compliance securities law against Nizam Shares & Securities Ltd.253 |
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| 927 | May 7, 2019 | Non-compliance securities law against Uniroyal Securities Ltd.252 |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1116 | August 28, 2018 | Non-compliance securities law against AB & Company Ltd. |
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| 1117 | August 12, 2018 | Non-compliance securities law against Alliance Securities & Management Ltd.314 |
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| 1118 | August 28, 2018 | Non-compliance securities law against Alliance Securities & Management Ltd.318 |
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| 1119 | August 28, 2018 | Non-compliance securities law against Delta Spinners Ltd. |
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| 1120 | August 30, 2018 | Non-compliance securities law against International Leasing Securities Ltd. |
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| 1121 | August 28, 2018 | Non-compliance securities law against Padma Islami Life Insurance Ltd. |
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| 1122 | August 5, 2018 | Order against Saad Securities Ltd. |
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| 1123 | August 28, 2018 | Non-compliance securities law against Unique Share Management Ltd. |
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| 1124 | August 28, 2018 | Non-compliance securities law against Western Marine Shipyard Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1149 | June 5, 2018 | Order against Md. Abdullah Siddique (Insvestor) |
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| 1150 | June 5, 2018 | Order against Md. Moazzem Hossain Shikder (Insvestor) |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1163 | April 12, 2018 | Penalty order against Mercantile Bank Ltd. |
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| 1164 | April 11, 2018 | Non-compliance securities law against Syed Mohammed Abdul Mannan |
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| 1165 | April 18, 2018 | Penalty order against ANF Managment Company Ltd. |
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| 1166 | April 1, 2018 | Order against WATA Chamicals Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1187 | February 1, 2018 | Non-compliance of securities related laws-against Cosmopolitan Finance Ltd. |
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| 1188 | February 25, 2018 | Order against Dragon Sweater & Spinning Ltd |
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| 1189 | February 19, 2018 | Order against Yeakub Ali Khandaker |
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| 1190 | February 19, 2018 | Order against Salta Capital Ltd. |
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| 1191 | February 19, 2018 | Order against United Airways (BD) Ltd. |
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| 1192 | February 18, 2018 | Order against Mr. A. K. M. Shaheed Reza |
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| 1193 | February 13, 2018 | Order against Hedayetullah Securities Ltd. |
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| 1194 | February 13, 2018 | Order against Dynamic Securities Consultants Ltd. |
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| 1195 | February 7, 2018 | Non-compliance of securities related laws-against Hedayetullah Securities Ltd. |
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| 1196 | February 6, 2018 | Order against HAC Securities Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1242 | October 3, 2017 | Non-compliance of securities related laws against United Airways (BD) Limited. |
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| 1243 | October 22, 2017 | Non-compliance of securities related laws against M. Securities Limited. |
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| 1244 | October 23, 2017 | Non-compliance of securities related laws against Ifad Autos Limited. |
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| 1245 | October 23, 2017 | Penalty Order against Holy City Securities Limited. |
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| 1246 | October 23, 2017 | Non-compliance of securities related laws against Green Care Agro Ltd. |
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| 1247 | October 25, 2017 | Order against Alltex Industries Limited. |
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| 1248 | October 30, 2017 | Order against Azam Securities Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1249 | September 10, 2017 | Non-compliance of securities related laws against Total Communication Limited. |
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| 1250 | September 18, 2017 | Order against Harun Securities Limited. |
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| 1251 | September 20, 2017 | Order against Raspit Data Management & Telecommunication Limited. |
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| 1252 | September 20, 2017 | Order against Fu-wang Foods Limited. |
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| 1253 | September 20, 2017 | Order against Bengal Fine Ceramics Limited. |
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| 1254 | September 20, 2017 | Order against Prime Textile Spinning Mills Limited. |
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| 1255 | September 21, 2017 | Non-compliance of securities related laws against Republic Insurance Co. Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1256 | August 7, 2017 | Non-compliance of securities related laws against First Securities Services Limited. |
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| 1257 | August 7, 2017 | Order against Metalex Corporation Limited. |
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| 1258 | August 8, 2017 | Order against Mita Textiles Limited. |
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| 1259 | August 8, 2017 | Order against Khaza Mosaic Tiles and Stone Industries Limited. |
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| 1260 | August 13, 2017 | Order against Prime Islami Securities Limited. |
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| 1261 | August 13, 2017 | Order against Prime Islami Securities Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1262 | July 3, 2017 | Warning: Non-compliance of securities related laws against M & Z Securities Limited. |
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| 1263 | July 4, 2017 | Non-compliance of securities related laws against Bangladesh Development Bank Limited. |
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| 1264 | July 18, 2017 | Order against Rose Heaven Ball Pen Limited. |
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| 1265 | July 18, 2017 | Order against Amam Sea Food Industries Limited. |
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| 1266 | July 18, 2017 | Order against Bionic Seafood Exports Limited. |
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| 1267 | July 31, 2017 | Order against Raspit Inc. (BD) Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1268 | June 1, 2017 | Order against Wifang Securities Limited. |
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| 1269 | June 7, 2017 | Review application against CEO of Prime Islami Securities Limited. |
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| 1270 | June 7, 2017 | Warning: Non-compliance of securities related laws against Prime Bank Securities Limited. |
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| 1271 | June 7, 2017 | Warning: Non-compliance of securities related laws against B & B Enterprise. |
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| 1272 | June 15, 2017 | Warning: Non-compliance of securities related laws against Prudential Securities Limited. |
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| 1273 | June 15, 2017 | Warning: Non-compliance of securities related laws against NCCB Securities & Financial Services Limited. |
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| 1274 | June 20, 2017 | Order against Chic Tex Limited |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1275 | May 3, 2017 | Warning: Non-compliance of securities related laws against Associated Capital Securities Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1314 | February 28, 2017 | Warning: Non-compliance of securities related laws against R. N. Spinning Mills Limited. |
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| 1315 | February 28, 2017 | Warning: Non-compliance of securities related laws against Mr. Narayan Chandra paul. |
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| 1316 | February 28, 2017 | Warning: Non-compliance of securities related laws against Mr. A.S.M. Monirul Islam |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1364 | October 6, 2016 | Warning: Non-compliance of securities related laws against BD Finance Securities Limited. |
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| 1365 | October 6, 2016 | Warning: Non-compliance of securities related laws against CVO Petrochemical Refinaery Limited. |
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| 1366 | October 6, 2016 | Warning: Non-compliance of securities related laws against Pragati Life Insurance Co. Ltd. |
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| 1367 | October 17, 2016 | Order against Sinha Securities Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1418 | June 5, 2016 | Rejection of the prayer for waiver of penalty against Appollo Ispat Complex Limited. |
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| 1419 | June 8, 2016 | Warning: Non-compliance of securities related laws against Sandhani Life Insurance Co. Limited. |
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| 1420 | June 14, 2016 | Warning: Non-compliance of securities related laws against AB Investment Limited. |
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| 1421 | June 14, 2016 | Warning: Non-compliance of securities related laws against NBL Securities Limited. |
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| 1422 | June 15, 2016 | Penalty Order against Phoenix Insurance Co. Limited. |
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| 1423 | June 19, 2016 | Order against S.R. Capital Limited. |
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| 1424 | June 19, 2016 | Order against S. R. Capital Limited. |
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| 1425 | June 23, 2016 | Warning: Non-compliance of securities related laws against Best Electronics Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1426 | May 8, 2016 | Warning: Non-compliance of securities related laws against MTB Capital Limited. |
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| 1427 | May 25, 2016 | Warning: Non-compliance of securities related laws against NCCB Securities & Financial Services Limited. |
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| 1428 | May 25, 2016 | Penalty Order against Alltex Industries Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1429 | April 4, 2016 | Order against Beach Hatchery Limited. |
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| 1430 | April 4, 2016 | Order against Excelsior Shoes Limited. |
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| 1431 | April 12, 2016 | Warning: Non-compliance of securities related laws against Reliance Brokerage Service Limited. |
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| 1432 | April 17, 2016 | Warning: Non-compliance of securities related laws against Crest Securities Limited. |
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| 1433 | April 17, 2016 | Warning: Non-compliance of securities related laws against Green Delta Securities Limited. |
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| 1434 | April 17, 2016 | Order against M. Hossain Garments Washing and Dyeing Limited. |
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| 1435 | April 19, 2016 | Order against Phoenix Insurance Company Limited. |
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| 1436 | April 19, 2016 | Warning: Non-compliance of securities related laws against S. R Capital Limited. |
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| 1437 | April 28, 2016 | Order against Matin Spinning Mills Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1451 | February 2, 2016 | Order against CVO-Petrochemical Refinery Limited. |
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| 1452 | February 10, 2016 | Order against Saad Securities Limited. |
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| 1453 | February 11, 2016 | Order against Shyamol Equity Management Limited. |
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| 1454 | February 22, 2016 | Warning: Non-compliance of securities related laws against City Brokerage Limited. |
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| 1455 | February 22, 2016 | Warning: Non-compliance of securities related laws against Jahan Securities Limited. |
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| 1456 | February 22, 2016 | Warning: Non-compliance of securities related laws against Mercantile Bank Securities Limited. |
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| 1457 | February 22, 2016 | Warning: Non-compliance of securities related laws against Square Securities Management Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1479 | December 3, 2015 | Order against Ashraf Textile Mills Limited. |
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| 1480 | December 7, 2015 | Warning: Non-compliance of securities related laws against Hallmark Securities Limited. |
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| 1481 | December 10, 2015 | Non-compliance of securities related laws against Keya Cosmetics Limited (Issuer). |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1482 | November 2, 2015 | Order against Progressive Life Insurance Limited. |
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| 1483 | November 3, 2015 | Warning: Non-compliance of securities related laws against Social Islami Bank Limited. |
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| 1484 | November 3, 2015 | Warning: Non-compliance of securities related laws against Merchant Securities Limited. |
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| 1485 | November 8, 2015 | Reject of the prayer for waiver of penalty against Joytun Securities International Limited. |
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| 1486 | November 22, 2015 | Non-compliance of securities related laws against City Brokerage limited. |
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| 1487 | November 25, 2015 | Penalty Order against Tamijuddin Textile Mills Limited. |
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| 1488 | November 26, 2015 | Non-compliance of securities related laws against Peoples Leasing & Finance Limited. |
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| 1489 | November 30, 2015 | Order against Sonali Aansh Industries Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1505 | September 20, 2015 | Non-compliance of securities related laws against Bangladesh Shipping Corporation. |
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| 1506 | September 20, 2015 | Warning: Non-compliance of securities related laws against PFI Securities Ltd. |
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| 1507 | September 20, 2015 | Warning: Non-compliance of securities laws against Premier Leasing Securities Ltd. |
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| 1508 | September 20, 2015 | Penalty order against Shahjibazar Power Co. Ltd. |
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| 1509 | September 20, 2015 | Order against Tamiz Uddin Textile Mills Ltd. |
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| 1510 | September 20, 2015 | Warning: Non-compliance of securities laws against Vision Capital Management Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1511 | August 3, 2015 | Non-compliance of securities related laws against Muntaha Shares & Capital Ltd. |
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| 1512 | August 20, 2015 | Warning: Non-compliance of securities related laws against Kabir Securities Ltd. |
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| 1513 | August 20, 2015 | Warning: Non-compliance of securities laws against Midas Financing Ltd. |
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| 1514 | August 23, 2015 | Warning: Non-compliance of securities laws against Unicap Investments Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1557 | April 20, 2015 | Warning: Non-compliance of securities laws against Khan Brothers PP Woven Bag Industries Limited. |
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| 1558 | April 20, 2015 | Warning: Non-compliance of securities laws against Miracle Industries Limited. |
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| 1559 | April 20, 2015 | Warning: Non-compliance of securities laws against S. Alam Cold Rolled Steels Limited. |
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| 1560 | April 20, 2015 | Warning: Non-compliance of securities laws against The Dacca Dyeing & Manufacturing Co. Limited. |
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| 1561 | April 30, 2015 | Order against Fareast Stocks & Bonds Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1574 | February 22, 2015 | Order against South Asia Securities Limited. |
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| 1575 | February 19, 2015 | Penalty Order: Non-compliance of securities related laws in connection with capital raising against AA Rashayan Shilpa Limited. |
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| 1576 | February 19, 2015 | Order against United Financial Trading Company Limited. |
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| 1577 | February 17, 2015 | Warning: Non-compliance of securities laws against Dhaka Electric Supply Company Limited. |
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| 1578 | February 1, 2015 | Directive against Salvo Chemical Industries Limited. |
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| 1579 | February 1, 2015 | Order against Hillcity Securities Limited. |
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| 1580 | February 1, 2015 | Order against EBL Securities Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1619 | October 20, 2014 | Penalty Order : Non-compliance of Securities related Laws against Phoenix Securities Limited |
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| 1620 | October 26, 2014 | Penalty Order : Non-compliance of Securities related Laws against Apex Investment Limited |
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| 1621 | October 28, 2014 | Warning: Non-compliance of securities laws against Muntaha shares & Capital Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1724 | February 2, 2014 | Penelty Order : Non-compliance of Securities related Laws against Reliance Brokerage Services Ltd |
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| 1725 | February 2, 2014 | Penelty Order : Non-compliance of Securities related Laws against Azam Securities Limited |
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| 1726 | February 6, 2014 | Reject of the prayer for waiving penalty . PHP Stock and Securities Limited. |
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| 1727 | February 20, 2014 | Warning: Non-compliance of securities laws: IIDFC Securities Limited. |
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| 1728 | February 24, 2014 | Penelty Order : Non-compliance of Securities related Laws against Barakatullah Electro Dynamics Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1767 | November 5, 2013 | Penelty Order : Non-compliance of Securities related Laws against Hillcity Securities Limited |
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| 1768 | November 5, 2013 | Penelty Order : Non-compliance of Securities related Laws against Premier LP Gas Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 1944 | October 10, 2012 | Penalty Order for Violation of Securities related laws against Metalex Corporation Limited. |
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| 1945 | October 16, 2012 | Disposal: Non compliance of Notification No. SEC/SRMID/2000-953/313/Admin-06 dated March 25, 2001 in connection with non completion of sale as per declaration. |
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| 1946 | October 16, 2012 | Payment of Penalty on the installment basis. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 2104 | November 13, 2011 | Penalty Order for Violation of Securities related laws against Island Securities Limited. |
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| 2105 | November 13, 2011 | Non-compliance of Securities related laws: Disposal of the alleged matter. |
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| 2106 | November 13, 2011 | Non-compliance with securities laws-Warning. |
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| 2107 | November 14, 2011 | Disposal of review petition against Penalty Order in connection retention of auditor for a consecutive period exceeding three years. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 2213 | April 4, 2011 | Order to Modern Fiber Industry Ltd. Order No-sec/enforcement/866/2011/200 |
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| 2214 | April 13, 2011 | Warning: Non-compliance with securities related laws to Credit Rating Agency of Bangladesh Limited (CRAB) |
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| 2215 | April 27, 2011 | Your letter dated March 21, 2011 against Commission’s penalty Order to Bali Securities Limited. |
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| 2216 | April 28, 2011 | Order to Cordial Securities Ltd. Order No SEC/Enforcement/905/2011/265 |
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| 2217 | April 28, 2011 | Order to Arafat Securities Ltd. Order No: SEC/Enforcement/829/2010/269 |
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| 2218 | April 28, 2011 | Order to Arafat Securities Ltd. Order No: SEC/Enforcement/829/2010/267 |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 2389 | March 25, 2010 | Warning to concerned of Jamuna Oil Company Ltd due to non-compliance of securities related laws in connection with auditor’s qualifications and Commission’s observations on audited financial statements for the year ended on June 30, 2008 |
|
| 2390 | March 31, 2010 | Order to concerned of Perfume Chemicals Industries Ltd |
| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 2552 | September 16, 2009 | Warning to concerned of Eminent Securities Ltd. for non-compliance with securities related laws in connection with inspection vide Commission Order No. SEC/SRI/INS/DSE-MEM/14 dated June 23, 2009 |
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| 2553 | September 27, 2009 | Review of imposed penalty against concerned of Maq Enterprise Ltd due to non-submission of audited financial statements for the year ended on June 30, 2007 |
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| 2554 | September 30, 2009 | Order to concerned of Maq Enterprise Ltd |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 2841 | February 5, 2008 | Disposal of the proceedings to concerns of Wonderland Toys Ltd |
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| 2842 | February 5, 2008 | Waver of penalty imposed to concerns of Sreepur Textile Mills Ltd |
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| 2843 | February 10, 2008 | Con-compliance of securities laws: warning to Bangladesh shipping Corporation Ltd |
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| 2844 | February 17, 2008 | Order to AB Bank Ltd(Merchant Banker) about penalty of Tk 10 crore |
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| 2845 | February 18, 2008 | Order - to concerns of Fareast Islami Life Insurance Company Ltd |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 2871 | November 4, 2007 | Directive - to concerns of Tripti Industries Limited |
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| 2872 | November 27, 2007 | Non-compliance of securities laws concerning share trading: Warning - to concerns of M Securities Ltd Stock Broker DSE Member # 44 |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 3459 | January 3, 2006 | Directive to Eagle Box & Carton Manufacturing Ltd Ref: No SEC/Enforcement/215/2004/10 |
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| 3460 | January 3, 2006 | Directive to Eagle Box & Carton Manufacturing Ltd Ref: No SEC/Enforcement/215/2004/111 |
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| 3461 | January 5, 2006 | Order to Meghna Shrimp Culture Ltd Ref: No SEC/Enforcement/114/2002/16 |
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| 3462 | January 16, 2006 | Order to M/s M. Abdul Rashid & Co. (DSE Member No. 35) Ref: No SEC/Enforcement/392/2005/53 |
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| 3463 | January 16, 2006 | Order to M/s M. Abdul Rashid & Co. (DSE Member No. 35) Ref: No SEC/Enforcement/392/2005/54 |
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| 3464 | January 23, 2006 | Letter to Registrar of Joint Stock Companies and Farms about dismissal of companies for violating company law 1994 |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 3562 | May 4, 2005 | Order to Ashraf Textile Mills Ltd |
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| 3563 | May 15, 2005 | Order to Mona Food Industries Ltd |
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| 3564 | May 15, 2005 | Order to Eagle Box Carton and Manufacturing Ltd |
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| 3565 | May 23, 2005 | Non-compliance of Securities Laws- WARNING ZEM Knitwear Fabrics Co. Ltd |
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| 3566 | May 23, 2005 | Order to Dhaka Vegetable Oil Industries Ltd |
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| 3567 | May 26, 2005 | Order to Saleh Carpet Mills Ltd. |
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| 3568 | May 28, 2005 | Order to Eagle Box Carton and Manufacturing Ltd |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 3569 | April 5, 2005 | Non-compliance of Securities Laws-WARNING to Prime Insurance Company Ltd. |
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| 3570 | April 5, 2005 | Non-compliance of Securities Laws-WARNING to Texpic Industries Ltd |
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| 3571 | April 5, 2005 | Non-compliance of Securities Laws-WARNING to Excelsior Shoes Ltd |
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| 3572 | April 5, 2005 | Order to Saleh Carpet Mills Ltd. |
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| 3573 | April 10, 2005 | Show Cause to Meghna Shrimp Culture Ltd relating to penalty |
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| 3574 | April 12, 2005 | Order to Mr. A.R. Khan, Bangladesh Welding Electrodes Ltd |
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| 3575 | April 12, 2005 | Order to Mr. Aminur Reza Khan, Bangladesh Welding Electrodes Ltd |
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| 3576 | April 12, 2005 | Order to Mrs. Hosneara Khan, Bangladesh Welding Electrodes Ltd |
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| 3577 | April 12, 2005 | Order to Mr. S.M. Nurul Islam, Bangladesh Welding Electrodes Ltd |
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| 3578 | April 26, 2005 | Order to Saleh Carpet Mills Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 3596 | February 26, 2005 | Non-compliance of securities laws (Price sensitive information and change of record date)- WARNING to Green Delta Insurance Company Limited |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 3597 | January 3, 2005 | Non-compliance of securities laws (change of book closure date)- WARNING to MIDAS Financing Limited |
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| 3598 | January 16, 2005 | Contravention/violation of provision of the Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001, Gazetted on 16th April, 2001-Warning |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 3599 | November 10, 2004 | Order to Meghna Condensed Milk Ltd |
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| 3600 | November 10, 2004 | Order to Meghna Pet Industries Ltd |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 3632 | April 13, 2004 | Monthly Report of April 2004 |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 3633 | March 22, 2004 | Non holding of annual general meeting by Paragon Leather & Footwear Industries Ltd. |
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| 3634 | March 22, 2004 | Non holding of annual general meeting by Sonali Paper & Board Mills Ltd. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 3639 | November 20, 2003 | Non-payment of yearly fee by Merchant Bank Prime Securities and Financial Services Limited. |
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| Sl.No | Date | Subject | Commission’s Decision |
|---|---|---|---|
| 3652 | August 4, 2013 | Non co-operation with SEC appointed auditor by Bangladesh Luggage Industries Ltd. |
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| 3653 | August 4, 2013 | Non-payment of audit bill by M. Hossain Garments Washing and Dying Ltd. |
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| 3654 | August 17, 2013 | Violation of license condition No. 11 (for non participation of trading activities during 2001-2002) by Chittagong Stock Exchange broker Unity Shares Trade Ltd. (CSE Member No. 77). |
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