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December, 2018

Sl.No	Date	Subject	Commission’s Decision
1	December 11, 2018	Non-compliance securities law against A. K. Khan Securities Ltd.	Click to View
2	December 27, 2018	Order against Ali Securities Co. Ltd.	Click to View
3	December 18, 2018	Non-compliance securities law against Alif Manufacturing Company Ltd.	Click to View
4	December 11, 2018	Non-compliance securities law against Anwar galvaniging Ltd.	Click to View
5	December 2, 2018	Non-compliance securities law against Bangladesh Monospool Paper Manufacturing Company Ltd.	Click to View
6	December 5, 2018	Non-compliance securities law against BD Sunlife Securities Ltd.	Click to View
7	December 2, 2018	Non-compliance securities law against Be Rich Ltd.	Click to View
8	December 13, 2018	Order against Central Pharmaneticals Ltd.	Click to View
9	December 2, 2018	Non-compliance securities law against Century Securities Ltd.	Click to View
10	December 2, 2018	Non-compliance securities law against Commarce Bank Securities and Invesment Limited._527	Click to View
11	December 11, 2018	Non-compliance securities law against Commarce Bank Securities and Invesment Limited_544	Click to View
12	December 5, 2018	Non-compliance securities law against DMR Securities Services Ltd.	Click to View
13	December 2, 2018	Non-compliance securities law against Dragon Sweater & Spinning Ltd.	Click to View
14	December 17, 2018	Non-compliance securities law against Dynamic Securities Consultans Ltd.	Click to View
15	December 23, 2018	Non-compliance securities law against IIDFC Securities Ltd.	Click to View
16	December 24, 2018	Non-compliance securities law against Joytun Securities Int'L.Ltd._576	Click to View
17	December 24, 2018	Non-compliance securities law against Joytun Securities Int'L.Ltd.577	Click to View
18	December 3, 2018	Non-compliance securities law against Khurshid Securities Ltd._529	Click to View
19	December 5, 2018	Non-compliance securities law against Khurshid Securities Ltd_534	Click to View
20	December 27, 2018	Non-compliance securities law against K-Securities and Concultants Ltd.	Click to View
21	December 11, 2018	Non-compliance securities law against Latif Securities Ltd.	Click to View
22	December 2, 2018	Non-compliance securities law against Meghna Life Insurance Co. Ltd.	Click to View
23	December 20, 2018	Non-compliance securities law against Mika Securities Ltd.	Click to View
24	December 4, 2018	Non-compliance securities law against Multi Securities & Services Ltd.	Click to View
25	December 5, 2018	Non-compliance securities law against Premier Bank Securities Limited.	Click to View
26	December 11, 2018	Non-compliance securities law against Rahima Food Corporation Ltd._550	Click to View
27	December 11, 2018	Non-compliance securities law against Rapid Securities Ltd.	Click to View
28	December 5, 2018	Non-compliance securities law against Rose Securities Limited.	Click to View
29	December 27, 2018	Non-compliance securities law against Shahjalal Islami Bank Securities Ltd.	Click to View
30	December 23, 2018	Non-compliance securities law against Sharp Securities Ltd.	Click to View
31	December 11, 2018	Non-compliance securities law against Sheltech Brokerage Ltd.	Click to View
32	December 17, 2018	Non-compliance securities law against Sinha Securities Ltd.	Click to View
33	December 2, 2018	Non-compliance securities law against Sonali Aansh Industries Ltd.	Click to View

November, 2018

Sl.No	Date	Subject	Commission’s Decision
34	November 25, 2018	Non-compliance securities law against A. M Securities and Financial Service Ltd.	Click to View
35	November 19, 2018	Non-compliance securities law against Azam Securities Ltd.	Click to View
36	November 25, 2018	Non-compliance securities law against Confidance Cement Ltd.	Click to View
37	November 4, 2018	Non-compliance securities law against E-Securities Ltd.	Click to View
38	November 19, 2018	Non-compliance securities law against Habibur Rahman Securities Ltd.	Click to View
39	November 19, 2018	Non-compliance securities law against Hazrat Amanat Shah Securities Ltd.	Click to View
40	November 15, 2018	Non-compliance securities law against ICB Securities Trading Company Ltd.	Click to View
41	November 25, 2018	Non-compliance securities law against JMI Syringes & Medical Devices Ltd.	Click to View
42	November 27, 2018	Non-compliance securities law against Kazi Equities Ltd.	Click to View
43	November 19, 2018	Non-compliance securities law against Kazi Firoz Rashid Securities Ltd.	Click to View
44	November 27, 2018	Penalty against M. Securities Ltd.	Click to View
45	November 14, 2018	Non-compliance securities law against Md. Fakrul Islam Securities Ltd.	Click to View
46	November 25, 2018	Non-compliance securities law against Miracale Industries Ltd.	Click to View
47	November 25, 2018	Non-compliance securities law against Monno Ceramic Industries Ltd.	Click to View
48	November 25, 2018	Non-compliance securities law against Monno Jute Stafflers Ltd.	Click to View
49	November 25, 2018	Non-compliance securities law against Prime Textile Spinning Mills Ltd.	Click to View
50	November 14, 2018	Non-compliance securities law against Remons Investment & Securities Ltd.	Click to View
51	November 1, 2018	Order against Salta Capital Ltd.	Click to View
52	November 29, 2018	Non-compliance securities law against Shah Mohammad Sagir & Co. Ltd.	Click to View
53	November 4, 2018	Non-compliance securities law against Unicap Securities Ltd.	Click to View
54	November 28, 2018	Non-compliance securities law against Uttara Finance and Investment Ltd.	Click to View

October , 2018

Sl.No	Date	Subject	Commission’s Decision
55	October 25, 2018	Non-compliance securities law against AIBL Capital MArket Services Ltd.	Click to View
56	October 21, 2018	Non-compliance securities law against City Brokerage Ltd.	Click to View
57	October 21, 2018	Non-compliance securities law against EBL Securities Ltd.	Click to View
58	October 21, 2018	Non-compliance securities law against Expo Traders Ltd.	Click to View
59	October 24, 2018	Non-compliance securities law against Kabir Securities Ltd.	Click to View
60	October 28, 2018	Non-compliance securities law against Kabir Securities ltd.	Click to View
61	October 21, 2018	Non-compliance securities law against M- Securities Ltd.	Click to View
62	October 21, 2018	Non-compliance securities law against Modern Securities Ltd.	Click to View
63	October 25, 2018	Non-compliance securities law against Nur-E-Alam Siddique & Company Ltd.	Click to View
64	October 23, 2018	Non-compliance securities law against Rashid Investment Services Ltd.	Click to View
65	October 24, 2018	Non-compliance securities law against S & H Equities Ltd.	Click to View

September, 2018

Sl.No	Date	Subject	Commission’s Decision
66	September 11, 2018	Non-compliance securities law against Bangladesh Steel Re-roiling Mills Ltd.	Click to View
67	September 20, 2018	Non-compliance securities law against Be Rich Ltd.	Click to View
68	September 24, 2018	Non-compliance securities law against Beacon Pharamaceticals ltd.	Click to View
69	September 9, 2018	Order against Bengal Fine Ceramics ltd.	Click to View
70	September 24, 2018	Non-compliance securities law against CAPM Company ltd.	Click to View
71	September 24, 2018	Non-compliance securities law against Deshbandhu Polymer Ltd.	Click to View
72	September 11, 2018	Order against Dorin Power Genaration & Systems Ltd.	Click to View
73	September 9, 2018	Order against Dynamic Securities Consultants Ltd.	Click to View
74	September 24, 2018	Non-compliance securities law against Generation Next Fashions Ltd.	Click to View
75	September 6, 2018	Order against ICB Capital Management Ltd.	Click to View
76	September 11, 2018	Non-compliance securities law against Ifad Group	Click to View
77	September 10, 2018	Order against Keya Cosmetics Ltd.	Click to View
78	September 11, 2018	Non-compliance securities law against Aibl Capital Market Service Ltd.	Click to View
79	September 24, 2018	Non-compliance securities law against Meghna Condensed Milk Ltd.	Click to View
80	September 24, 2018	Non-compliance securities law against Meghna Pet Industries Ltd.	Click to View
81	September 11, 2018	Non-compliance securities law against Mirpur Securities Ltd.	Click to View
82	September 11, 2018	Non-compliance securities law against Bank Asia Securities Ltd.	Click to View
83	September 11, 2018	Non-compliance securities law against Dhaka Bank Securities Ltd.	Click to View
84	September 11, 2018	Non-compliance securities law against AB Investment Ltd.	Click to View
85	September 11, 2018	Non-compliance securities law against MTB Securities Ltd.	Click to View
86	September 24, 2018	Non-compliance securities law against Nurani Dyeing & Sweater Ltd.	Click to View
87	September 24, 2018	Non-compliance securities law against Pacific Denims ltd.	Click to View
88	September 11, 2018	Non-compliance securities law against Prime Islami Securities Ltd.	Click to View
89	September 24, 2018	Non-compliance securities law against Rahima Food Corporation Ltd.	Click to View
90	September 24, 2018	Non-compliance securities law against Shafiq Mizan Rahman & Augustine(Chartered Accountants)	Click to View
91	September 13, 2018	Non-compliance securities law against United Airways (BD)Ltd.	Click to View

August, 2018

Sl.No	Date	Subject	Commission’s Decision
92	August 28, 2018	Non-compliance securities law against AB & Company Ltd.	Click to View
93	August 12, 2018	Non-compliance securities law against Alliance Securities & Management Ltd.314	Click to View
94	August 28, 2018	Non-compliance securities law against Alliance Securities & Management Ltd.318	Click to View
95	August 28, 2018	Non-compliance securities law against Delta Spinners Ltd.	Click to View
96	August 30, 2018	Non-compliance securities law against International Leasing Securities Ltd.	Click to View
97	August 28, 2018	Non-compliance securities law against Padma Islami Life Insurance Ltd.	Click to View
98	August 5, 2018	Order against Saad Securities Ltd.	Click to View
99	August 28, 2018	Non-compliance securities law against Unique Share Management Ltd.	Click to View
100	August 28, 2018	Non-compliance securities law against Western Marine Shipyard Ltd.	Click to View

July, 2018

Sl.No	Date	Subject	Commission’s Decision
101	July 11, 2018	Non-compliance securities law against Amara Netwarks Limited.	Click to View
102	July 31, 2018	Non-compliance securities law against AIBL Capital Ltd.	Click to View
103	July 11, 2018	Non-compliance securities law against Alif Manufacturing Company Ltd.	Click to View
104	July 11, 2018	Non-compliance securities law against Bank Asia Ltd.	Click to View
105	July 11, 2018	Non-compliance securities law against Daika Limited.	Click to View
106	July 11, 2018	Non-compliance securities law against Dhagon Sweater and Spinning Ltd.	Click to View
107	July 25, 2018	Non-compliance securities law against Dhanmondi Securities Ltd.	Click to View
108	July 11, 2018	Non-compliance securities law against Familytex(BD) Limited	Click to View
109	July 11, 2018	Non-compliance securities law against FAR Chemical Industries Ltd.	Click to View
110	July 11, 2018	Non-compliance securities law against Hakkani Pulp & Paper Mills Ltd.	Click to View
111	July 11, 2018	Non-compliance securities law against Keya Cosmetics Ltd.	Click to View
112	July 11, 2018	Non-compliance securities law against Malsons Spinning Mills Ltd.	Click to View
113	July 31, 2018	Non-compliance securities law against PFI Securities Ltd.	Click to View
114	July 11, 2018	Non-compliance securities law against Progati Life Insurance Ltd.	Click to View
115	July 11, 2018	Non-compliance securities law against Rose Securities Ltd.	Click to View
116	July 11, 2018	Non-compliance securities law against Royel Green Securities Ltd.	Click to View
117	July 11, 2018	Non-compliance securities law against S. Alam Cold Rolled Steels Ltd.	Click to View
118	July 31, 2018	Non-compliance securities law against Salta Capital Ltd.	Click to View
119	July 11, 2018	Non-compliance securities law against Shahjalal Islami Bank Ltd.	Click to View
120	July 11, 2018	Non-compliance securities law against Shurwid Industries Ltd.	Click to View
121	July 11, 2018	Non-compliance securities law against Sonali Aansh Industris Ltd.	Click to View
122	July 11, 2018	Non-compliance securities law against Stylecraft Ltd.	Click to View
123	July 10, 2018	Non-compliance securities law against Trustee Securities Ltd.	Click to View
124	July 11, 2018	Non-compliance securities law against United Airways(BD) Ltd.	Click to View

June, 2018

Sl.No	Date	Subject	Commission’s Decision
125	June 5, 2018	Order against Md. Abdullah Siddique (Insvestor)	Click to View
126	June 5, 2018	Order against Md. Moazzem Hossain Shikder (Insvestor)	Click to View

May, 2018

Sl.No	Date	Subject	Commission’s Decision
127	May 27, 2018	Non-compliance securities law against Baraka Power Ltd.	Click to View
128	May 27, 2018	Non-compliance securities law against Doreen power Generation and systems ltd.	Click to View
129	May 27, 2018	Non-compliance securities law against Agriculture Marketing Co. Ltd.	Click to View
130	May 27, 2018	Non-compliance securities law against AFC Capital Ltd.(Issue Manager)	Click to View
131	May 27, 2018	Non-compliance securities law against Khan brothers PP woven Bag Industries Ltd.	Click to View
132	May 27, 2018	Non-compliance securities law against Mahfel Huq & Co.	Click to View
133	May 27, 2018	Non-compliance securities law against Daffodil Computers Ltd.	Click to View
134	May 27, 2018	Non-compliance securities law against Intech Online Ltd.	Click to View
135	May 27, 2018	Non-compliance securities law against Legacy Footear Ltd.	Click to View
136	May 13, 2018	Non-compliance securities law against Subvalley Securities	Click to View
137	May 27, 2018	Non-compliance securities law against BMSL Investment Ltd.	Click to View
138	May 21, 2018	Order against Bangladesh Autocars Ltd.	Click to View

April,2018

Sl.No	Date	Subject	Commission’s Decision
139	April 12, 2018	Penalty order against Mercantile Bank Ltd.	Click to View
140	April 11, 2018	Non-compliance securities law against Syed Mohammed Abdul Mannan	Click to View
141	April 18, 2018	Penalty order against ANF Managment Company Ltd.	Click to View
142	April 1, 2018	Order against WATA Chamicals Ltd.	Click to View

March, 2018

Sl.No	Date	Subject	Commission’s Decision
143	March 29, 2018	Non-compliance of securities laws: Warring against WATA Chemicales Ltd.	Click to View
144	March 21, 2018	Penalty Order: Non-compliance of securities laws against Director of Pubali Bank Ltd.	Click to View
145	March 21, 2018	Non-compliance of securities law against The Dacca Dyeing & Manufacturing Company Ltd.	Click to View
146	March 21, 2018	Non-compliance of securities laws against BMSL Investment Ltd.	Click to View
147	March 21, 2018	Non-complaince of securities Laws against Citizen Securities and Investment Ltd.	Click to View
148	March 19, 2018	Non-compliance of securities laws against Grameen Capital Management Ltd.	Click to View
149	March 15, 2018	Order against Wifang Securities Ltd.	Click to View
150	March 15, 2018	Order against Habibur Rahman Securities Ltd.	Click to View
151	March 15, 2018	Order against First Capital Securities Ltd.	Click to View
152	March 15, 2018	Order against Stock & Bond Ltd.	Click to View
153	March 14, 2018	Non-compliance of securities laws-Warning aganist ICB Securities Tranding Company Ltd.	Click to View
154	March 14, 2018	Non-compliance of securities laws-Warning against Habibur Rahman Securities Ltd.	Click to View
155	March 14, 2018	Non-compliance of securities laws-Warning aganist Shanta Securities Ltd.	Click to View
156	March 14, 2018	Non-compliance of securities laws-Warning against M-Securities Ltd.	Click to View
157	March 14, 2018	Non-compliance of securities laws-Warning against Synthia Securities Ltd.	Click to View
158	March 14, 2018	Non-compliance of securities laws-Warning against Stock & Bonds Ltd.	Click to View
159	March 14, 2018	Non-compliance of securities laws-Warning against Khurshid Securities Ltd.	Click to View
160	March 14, 2018	Non-compliance of securities laws-Warning against Asia Securities Ltd.	Click to View
161	March 13, 2018	Non-compliance of securities related laws-Warning against Total Communication Ltd.	Click to View
162	March 13, 2018	Non-compliance of securities related laws-Warning against Globe Securities Ltd.	Click to View

February, 2018

Sl.No	Date	Subject	Commission’s Decision
163	February 1, 2018	Non-compliance of securities related laws-against Cosmopolitan Finance Ltd.	Click to View
164	February 25, 2018	Order against Dragon Sweater & Spinning Ltd	Click to View
165	February 19, 2018	Order against Yeakub Ali Khandaker	Click to View
166	February 19, 2018	Order against Salta Capital Ltd.	Click to View
167	February 19, 2018	Order against United Airways (BD) Ltd.	Click to View
168	February 18, 2018	Order against Mr. A. K. M. Shaheed Reza	Click to View
169	February 13, 2018	Order against Hedayetullah Securities Ltd.	Click to View
170	February 13, 2018	Order against Dynamic Securities Consultants Ltd.	Click to View
171	February 7, 2018	Non-compliance of securities related laws-against Hedayetullah Securities Ltd.	Click to View
172	February 6, 2018	Order against HAC Securities Ltd.	Click to View

January, 2018

Sl.No	Date	Subject	Commission’s Decision
173	January 1, 2018	Non-compliance of securities related laws-against Aamra Technologies Ltd.	Click to View
174	January 1, 2018	Non-compliance of securities related laws Talllu Spinning Mils Ltd.	Click to View
175	January 1, 2018	Non-compliance of securities related laws against City Brokerage Ltd.	Click to View
176	January 1, 2018	Non-compliance of securities related laws against Sharp Securities Ltd.	Click to View
177	January 1, 2018	Non-compliance of securities related laws against Rapiad Securities Ltd. Limited, D M R Securities Services Ltd, AB Securities Ltd, Salta Capital Ltd.	Click to View
178	January 9, 2018	Order against AFN Management Co Ltd.	Click to View
179	January 9, 2018	Order against Mirror Finalcial Management Ltd.	Click to View
180	January 9, 2018	Order against Saad Securities Ltd.	Click to View
181	January 11, 2018	Non-compliance of securities related laws against United Airways (BD) Ltd.	Click to View
182	January 16, 2018	Order against Sohel Securities Ltd.	Click to View
183	January 22, 2018	Penalty Order against Azam Securities Ltd.	Click to View
184	January 29, 2018	Order against M-Securities Ltd.	Click to View
185	January 29, 2018	Order against M-Securities Ltd.	Click to View
186	January 29, 2018	Order against M-Securities Ltd.	Click to View
187	January 25, 2018	Order against M-Securities Ltd.	Click to View
188	January 30, 2018	Order against P.F.I Securities Ltd.	Click to View

December, 2017

Sl.No	Date	Subject	Commission’s Decision
189	December 17, 2017	Non-compliance of securities related laws against Bangas Limited.	Click to View
190	December 17, 2017	Non-compliance of securities related laws Mithun Knitting and Dyeing Limited.	Click to View
191	December 17, 2017	Non-compliance of securities related laws against Keya Cosmetics Limited.	Click to View
192	December 17, 2017	Non-compliance of securities related laws against Mr. Ak. M. Shamsuddin.	Click to View
193	December 17, 2017	Non-compliance of securities related laws against Razzak Securities Limited.	Click to View
194	December 17, 2017	Non-compliance of securities related laws against Al-haj Md. Khabiruddin Molla.	Click to View
195	December 17, 2017	Non-compliance of securities related laws against Mr. Mohammad Waziullah.	Click to View
196	December 18, 2017	Order against Khurshid Securities Limited.	Click to View
197	December 18, 2017	Order against S.B. Securities Limited.	Click to View
198	December 20, 2017	Non-compliance of securities related laws against Delta Life Insurance Co. Ltd.	Click to View
199	December 20, 2017	Non-compliance of securities related laws against BRAC EPL Stock Brokerage Ltd.	Click to View
200	December 24, 2017	Non-compliance of securities related laws against Tamha Securities Limited.	Click to View
201	December 24, 2017	Non-compliance of securities related laws against IDLC Securities Limited	Click to View
202	December 24, 2017	Order against Globe Securities Limited.	Click to View
203	December 31, 2017	Non-compliance of securities related laws against Zaheen Spinning Limited.	Click to View

November, 2017

Sl.No	Date	Subject	Commission’s Decision
204	November 8, 2017	Non-compliance of securities related laws against Be Rich Limited.	Click to View
205	November 9, 2017	Non-compliance of securities related laws against Dhaka Securities Limited.	Click to View
206	November 14, 2017	Non-compliance of securities related laws against Ahmed Zaker & Co.	Click to View
207	November 14, 2017	Non-compliance of securities related laws against Mahfel Huq & Co.	Click to View
208	November 14, 2017	Non-compliance of securities related laws against Fortune Shoes Limited.	Click to View
209	November 20, 2017	Order against Md. Fakhrul Islam Securities Limited.	Click to View
210	November 20, 2017	Order against ACE Capital Management Service Limited.	Click to View
211	November 20, 2017	Order against Saya Securities Limited.	Click to View
212	November 20, 2017	Order against Dhaka Fisheries Limited.	Click to View
213	November 26, 2017	Non-compliance of securities related laws against Salta Capital Ltd, Crest Securities Ltd and ACE Capital Management Service Ltd.	Click to View
214	November 26, 2017	Non-compliance of securities related laws against Lankabangla Securities Ltd, Sheltech Brokerage Ltd, Beximco Securities Ltd, HAC Securities Ltd, Globe Securities Ltd, EBL Securities Ltd and Hasan Securities Ltd.	Click to View
215	November 26, 2017	Non-compliance of securities related laws against Shahed Securities Limited.	Click to View
216	November 27, 2017	Order against Indicate Securities Consultants Limited.	Click to View
217	November 28, 2017	Review application against Prime Islami Securities Limited.	Click to View

October, 2017

Sl.No	Date	Subject	Commission’s Decision
218	October 3, 2017	Non-compliance of securities related laws against United Airways (BD) Limited.	Click to View
219	October 22, 2017	Non-compliance of securities related laws against M. Securities Limited.	Click to View
220	October 23, 2017	Non-compliance of securities related laws against Ifad Autos Limited.	Click to View
221	October 23, 2017	Penalty Order against Holy City Securities Limited.	Click to View
222	October 23, 2017	Non-compliance of securities related laws against Green Care Agro Ltd.	Click to View
223	October 25, 2017	Order against Alltex Industries Limited.	Click to View
224	October 30, 2017	Order against Azam Securities Limited.	Click to View

September, 2017

Sl.No	Date	Subject	Commission’s Decision
225	September 10, 2017	Non-compliance of securities related laws against Total Communication Limited.	Click to View
226	September 18, 2017	Order against Harun Securities Limited.	Click to View
227	September 20, 2017	Order against Raspit Data Management & Telecommunication Limited.	Click to View
228	September 20, 2017	Order against Fu-wang Foods Limited.	Click to View
229	September 20, 2017	Order against Bengal Fine Ceramics Limited.	Click to View
230	September 20, 2017	Order against Prime Textile Spinning Mills Limited.	Click to View
231	September 21, 2017	Non-compliance of securities related laws against Republic Insurance Co. Ltd.	Click to View

August, 2017

Sl.No	Date	Subject	Commission’s Decision
232	August 7, 2017	Non-compliance of securities related laws against First Securities Services Limited.	Click to View
233	August 7, 2017	Order against Metalex Corporation Limited.	Click to View
234	August 8, 2017	Order against Mita Textiles Limited.	Click to View
235	August 8, 2017	Order against Khaza Mosaic Tiles and Stone Industries Limited.	Click to View
236	August 13, 2017	Order against Prime Islami Securities Limited.	Click to View
237	August 13, 2017	Order against Prime Islami Securities Limited.	Click to View

July ,2017

Sl.No	Date	Subject	Commission’s Decision
238	July 3, 2017	Warning: Non-compliance of securities related laws against M & Z Securities Limited.	Click to View
239	July 4, 2017	Non-compliance of securities related laws against Bangladesh Development Bank Limited.	Click to View
240	July 18, 2017	Order against Rose Heaven Ball Pen Limited.	Click to View
241	July 18, 2017	Order against Amam Sea Food Industries Limited.	Click to View
242	July 18, 2017	Order against Bionic Seafood Exports Limited.	Click to View
243	July 31, 2017	Order against Raspit Inc. (BD) Limited.	Click to View

June, 2017

Sl.No	Date	Subject	Commission’s Decision
244	June 1, 2017	Order against Wifang Securities Limited.	Click to View
245	June 7, 2017	Review application against CEO of Prime Islami Securities Limited.	Click to View
246	June 7, 2017	Warning: Non-compliance of securities related laws against Prime Bank Securities Limited.	Click to View
247	June 7, 2017	Warning: Non-compliance of securities related laws against B & B Enterprise.	Click to View
248	June 15, 2017	Warning: Non-compliance of securities related laws against Prudential Securities Limited.	Click to View
249	June 15, 2017	Warning: Non-compliance of securities related laws against NCCB Securities & Financial Services Limited.	Click to View
250	June 20, 2017	Order against Chic Tex Limited	Click to View

May, 2017

Sl.No	Date	Subject	Commission’s Decision
251	May 3, 2017	Warning: Non-compliance of securities related laws against Associated Capital Securities Limited.	Click to View

April, 2017

Sl.No	Date	Subject	Commission’s Decision
252	April 5, 2017	Warning: Non-compliance of securities related laws against Super Shares & Securities Limited.	Click to View
253	April 5, 2017	Order against Libra Infusions Limited.	Click to View
254	April 11, 2017	Warning: Non-compliance of securities related laws against Prilink Securities Limited.	Click to View
255	April 11, 2017	Warning: Non-compliance of securities related laws against Star Share Bazer Limited.	Click to View
256	April 12, 2017	Warning: Non-compliance of securities related laws against Remons Investment and Securities Limited.	Click to View
257	April 12, 2017	Warning: Non-compliance of securities related laws against Thea Securities Limited.	Click to View
258	April 12, 2017	Warning: Non-compliance of securities related laws against Bank Asia Securities Limited.	Click to View
259	April 12, 2017	Warning: Non-compliance of securities related laws against MAM Securities Limited.	Click to View
260	April 12, 2017	Warning: Non-compliance of securities related laws against SAR Securities Limited.	Click to View
261	April 12, 2017	Warning: Non-compliance of securities related laws against Mercantile Bank Securities Limited.	Click to View
262	April 12, 2017	Warning: Non-compliance of securities related laws against Royal Capital Limited.	Click to View
263	April 13, 2017	Warning: Non-compliance of securities related laws against Nexus Securities Limited.	Click to View
264	April 13, 2017	Warning: Non-compliance of securities related laws against LankaBangla Securities Limited.	Click to View
265	April 13, 2017	Warning: Non-compliance of securities related laws against ICB Securities Trading Company Limited.	Click to View
266	April 13, 2017	Warning: Non-compliance of securities related laws against AIBL Capital Market Services Limited.	Click to View
267	April 13, 2017	Warning: Non-compliance of securities related laws against Shahed Securities Limited.	Click to View
268	April 13, 2017	Warning: Non-compliance of securities related laws against Salta Capital Limited.	Click to View
269	April 13, 2017	Warning: Non-compliance of securities related laws against Al-Haj Securities & Stocks Limited.	Click to View
270	April 17, 2017	Rejection of Prayer for the waiver of penalty against Salta Capital Limited.	Click to View
271	April 18, 2017	Warning: Non-compliance of securities related laws against Khurshid Securities Limited.	Click to View
272	April 19, 2017	Warning: Non-compliance of securities related laws against Bengal Fine Ceramics Limited.	Click to View
273	April 19, 2017	Warning: Non-compliance of securities related laws against CVO Petrochemical Refinery Limited.	Click to View
274	April 26, 2017	Warning: Non-compliance of securities related laws against Chittagong Stock Exchange Limited.	Click to View
275	April 26, 2017	Warning: Non-compliance of securities related laws against Dhaka Stock Exchange Limited.	Click to View
276	April 26, 2017	Warning: Non-compliance of securities related laws against Summit Power Limited.	Click to View

March, 2017

Sl.No	Date	Subject	Commission’s Decision
277	March 1, 2017	Order against Alliance Securities & Management Limited.	Click to View
278	March 8, 2017	Order against Associated Capital Securities Limited.	Click to View
279	March 19, 2017	Warning: Non-compliance of securities related laws against Shahiq Securities Limited.	Click to View
280	March 19, 2017	Warning: Non-compliance of securities related laws against Imtiyaz Hussain Securities Limited.	Click to View
281	March 19, 2017	Warning: Non-compliance of securities related laws against Shandhani Life Insurance Company Limited.	Click to View
282	March 19, 2017	Warning: Non-compliance of securities related laws against Samorita Hospital Limited.	Click to View
283	March 19, 2017	Warning: Non-compliance of securities related laws against International Leasing Securities Limited.	Click to View
284	March 19, 2017	Warning: Non-compliance of securities related laws against Olympic Industries Limited.	Click to View
285	March 19, 2017	Warning: Non-compliance of securities related laws against EC Securities Limited.	Click to View
286	March 19, 2017	Warning: Non-compliance of securities related laws against Oimex Electrode Limited.	Click to View
287	March 19, 2017	Warning: Non-compliance of securities related laws against MTB Capital Limited.	Click to View
288	March 22, 2017	Warning: Non-compliance of securities related laws against Holy City Securities Limited.	Click to View
289	March 28, 2017	Order against Mirror Financial Management Limited.	Click to View

February, 2017

Sl.No	Date	Subject	Commission’s Decision
290	February 28, 2017	Warning: Non-compliance of securities related laws against R. N. Spinning Mills Limited.	Click to View
291	February 28, 2017	Warning: Non-compliance of securities related laws against Mr. Narayan Chandra paul.	Click to View
292	February 28, 2017	Warning: Non-compliance of securities related laws against Mr. A.S.M. Monirul Islam	Click to View

January, 2017

Sl.No	Date	Subject	Commission’s Decision
293	January 1, 2017	Warning: Non-compliance of securities related laws against Holy City Securities Limited.	Click to View
294	January 1, 2017	Warning: Non-compliance of securities related laws against Lanka Bangla Securities Limited.	Click to View
295	January 2, 2017	Order against Super Shares & Securities Limited.	Click to View
296	January 16, 2017	Warning: Non-compliance of securities related laws against Malek Siddiqui Wali, Chartered Accounts.	Click to View
297	January 16, 2017	Warning: Non-compliance of securities related laws against Safko Spinning Mills Limited.	Click to View
298	January 16, 2017	Warning: Non-compliance of securities related laws against Dynamic Securities Consultants Limited.	Click to View
299	January 16, 2017	Warning: Non-compliance of securities related laws against EBL Securities Limited.	Click to View
300	January 16, 2017	Warning: Non-compliance of securities related laws against Midway Securities Limited.	Click to View
301	January 16, 2017	Warning: Non-compliance of securities related laws against Times Securities Limited.	Click to View
302	January 16, 2017	Warning: Non-compliance of securities related laws against Saad Securities Limited.	Click to View
303	January 18, 2017	Warning: Non-compliance of securities related laws against Family Tex (BD) Limited.	Click to View
304	January 18, 2017	Warning: Non-compliance of securities related laws against SCL Securities Limited.	Click to View
305	January 18, 2017	Warning: Non-compliance of securities related laws against MTB Securities Limited.	Click to View
306	January 18, 2017	Warning: Non-compliance of securities related laws against One Securities Limited.	Click to View
307	January 18, 2017	Warning: Non-compliance of securities related laws against NBL Securities Limited.	Click to View
308	January 18, 2017	Warning: Non-compliance of securities related laws against BD finance Securities Limited.	Click to View

December, 2016

Sl.No	Date	Subject	Commission’s Decision
309	December 1, 2016	Order against CMSL Securities Limited.	Click to View
310	December 1, 2016	Order against Salta Capital Limited.	Click to View
311	December 4, 2016	Rejection of the prayer for waiver of penalty against Prime Islami Securities Limited (CEO).	Click to View
312	December 6, 2016	Warning: Non-compliance of securities related laws against S.R Capital Limited.	Click to View
313	December 6, 2016	Warning: Non-compliance of securities related laws against S.R Capital Limited (Director).	Click to View
314	December 6, 2016	Warning: Non-compliance of securities related laws against Ettihad Securities Limited.	Click to View
315	December 6, 2016	Warning: Non-compliance of securities related laws against Western Security Investment Management Limited.	Click to View
316	December 19, 2016	Order against HAC Securities Limited.	Click to View
317	December 19, 2016	Warning: Non-compliance of securities related laws against Lanka Bangla Securities Limited.	Click to View
318	December 19, 2016	Warning: Non-compliance of securities related laws against KDS Garment Industries Limited.	Click to View
319	December 19, 2016	Warning: Non-compliance of securities related laws against IDLC Securities Limited.	Click to View
320	December 19, 2016	Warning: Non-compliance of securities related laws against Globe Securities Limited.	Click to View

November, 2016

Sl.No	Date	Subject	Commission’s Decision
321	November 6, 2016	Warning: Non-compliance of securities related laws against ACI Formulation Limited.	Click to View
322	November 6, 2016	Warning: Non-compliance of securities related laws against ACI Limited.	Click to View
323	November 14, 2016	Warning: Non-compliance of securities related laws against Regent Spinning Mills Limited.	Click to View
324	November 28, 2016	Warning: Non-compliance of securities related laws against BRB Securities Limited.	Click to View
325	November 28, 2016	Warning: Non-compliance of securities related laws against Shahed Securities Limited.	Click to View
326	November 28, 2016	Warning: Non-compliance of securities related laws against Al-Muntaha Trading Co. Limited.	Click to View
327	November 28, 2016	Warning: Non-compliance of securities related laws against Fareast Finance & Investment Limited.	Click to View
328	November 28, 2016	Warning: Non-compliance of securities related laws against Green Delta Securities Limited.	Click to View
329	November 28, 2016	Warning: Non-compliance of securities related laws against Arena Securities Limited.	Click to View
330	November 28, 2016	Warning: Non-compliance of securities related laws against Haji Ahmed Brothers Securities Limited.	Click to View
331	November 28, 2016	Warning: Non-compliance of securities related laws against Saiham Cotton Mills Limited.	Click to View
332	November 28, 2016	Warning: Non-compliance of securities related laws against M/S Rahman Mustafiz Haq &Co.	Click to View
333	October 28, 2016	Warning: Non-compliance of securities related laws against Tosrifa Industries Limited.	Click to View
334	November 28, 2016	Warning: Non-compliance of securities related laws against Central Pharmaceuticals Limited.	Click to View
335	November 28, 2016	Warning: Non-compliance of securities related laws against M/s Haque Shah Alam Mansur &Co.	Click to View
336	November 30, 2016	Warning: Non-compliance of securities related laws against The Dacca Dyeing & Manufacturing Co. Ltd. (Issuer)	Click to View
337	November 30, 2016	Warning: Non-compliance of securities related laws against M/s Shafiq Mizan Rahman & Augustine.	Click to View
338	November 30, 2016	Warning: Non-compliance of securities related laws against Shurwid Industries Limited.	Click to View
339	November 30, 2016	Warning: Non-compliance of securities related laws against M/s Rahman Mostafa Alam & Co.	Click to View

October, 2016

Sl.No	Date	Subject	Commission’s Decision
340	October 6, 2016	Warning: Non-compliance of securities related laws against BD Finance Securities Limited.	Click to View
341	October 6, 2016	Warning: Non-compliance of securities related laws against CVO Petrochemical Refinaery Limited.	Click to View
342	October 6, 2016	Warning: Non-compliance of securities related laws against Pragati Life Insurance Co. Ltd.	Click to View
343	October 17, 2016	Order against Sinha Securities Limited.	Click to View

September, 2016

Sl.No	Date	Subject	Commission’s Decision
344	September 7, 2016	Warning: Non-compliance of securities related laws against Imtiyaz Husain Securities Limited.	Click to View
345	September 7, 2016	Warning: Non-compliance of securities related laws against Shahed Securities Limited.	Click to View
346	September 7, 2016	Warning: Non-compliance of securities related laws against Al-Muntaha Trading Co. Limited.	Click to View
347	September 7, 2016	Warning: Non-compliance of securities related laws against Times Securities Limited.	Click to View
348	September 7, 2016	Warning: Non-compliance of securities related laws against First Capital Securities Limited.	Click to View
349	September 7, 2016	Warning: Non-compliance of securities related laws against Times Securities Limited (Dr. Md. Amzad Hossain Fakir).	Click to View
350	September 7, 2016	Warning: Non-compliance of securities related laws against EBL Securities Limited & EBL Investments Limited.	Click to View
351	September 7, 2016	Warning: Non-compliance of securities related laws against International Leasing Securities Limited.	Click to View
352	September 7, 2016	Warning: Non-compliance of securities related laws against MTB Securities Limited.	Click to View
353	September 7, 2016	Warning: Non-compliance of securities related laws against Premier Bank Securities Limited.	Click to View
354	December 7, 2016	Warning: Non-compliance of securities related laws against Royal Capital Limited.	Click to View
355	September 21, 2016	Warning: Non-compliance of securities related laws against ICB Asset Management Company Limited.	Click to View
356	September 21, 2016	Warning: Non-compliance of securities related laws against Popular Life Insurance Company Limited.	Click to View
357	September 25, 2016	Rejection of the prayer for waiver of penalty against Ashraf Textile Mills Limited.	Click to View
358	September 25, 2016	Penalty Order against Matin Spinning Mills Limited.	Click to View

August, 2016

Sl.No	Date	Subject	Commission’s Decision
359	August 1, 2016	Order against Chick Text Limited.	Click to View
360	August 1, 2016	Order against Raspite Ink (BD) Limited.	Click to View
361	August 2, 2016	Order against Metalex Corporation Limited.	Click to View
362	August 2, 2016	Order against Mita Textiles Limited.	Click to View
363	August 8, 2016	Warning: Non-compliance of securities related laws against Raj Lanka Power Company Limited.	Click to View
364	August 22, 2016	Warning: Non-compliance of securities related laws against Organic Health Care Limited.	Click to View
365	August 31, 2016	Warning: Non-compliance of securities related laws against Fareast Finance & Investment Limited.	Click to View
366	August 31, 2016	Warning: Non-compliance of securities related laws against National Bank Limited.	Click to View
367	August 31, 2016	Warning: Non-compliance of securities related laws against Tallu Spinning Mills Limited.	Click to View
368	August 31, 2016	Warning: Non-compliance of securities related laws against Zahintex Industries Limited.	Click to View
369	August 31, 2016	Warning: Non-compliance of securities related laws against Fine Foods Limited.	Click to View
370	August 31, 2016	Warning: Non-compliance of securities related laws against Dhaka Stock Exchange Limited.	Click to View
371	August 31, 2016	Warning: Non-compliance of securities related laws against Shurwid Industries Limited.	Click to View
372	August 31, 2016	Warning: Non-compliance of securities related laws against Sonali Paper & Boards Mills Limited.	Click to View

July, 2016

Sl.No	Date	Subject	Commission’s Decision
373	July 12, 2016	Rejection of the prayer for waiver of penalty against AIBL Capital Market Services Limited.	Click to View
374	July 12, 2016	Penalty Order against PFI Securities Limited.	Click to View
375	July 12, 2016	Penalty Order against Mr. Golam Mahiuddin.	Click to View
376	July 12, 2016	Penalty Order against Mr. Feroz Alam, MD, Petromax Refinery Ltd.	Click to View
377	July 12, 2016	Penalty Order against Mr. Faridul Alam, Director, Petromax Refinery Ltd.	Click to View
378	July 12, 2016	Penalty Order against Mr. A. K. M. Badiul Alam, Director, Petromax Refinery Ltd.	Click to View
379	July 12, 2016	Penalty Order against Mr. Rezakul Haider, Chairman, Petromax Refinery Ltd.	Click to View
380	July 12, 2016	Penalty Order against Mr. Anis Salahuddin Ahmad, Director, Petromax Refinery Ltd.	Click to View
381	July 12, 2016	Penalty Order against Mr. Md. Shamsuzzaman, Director, Petromax Refinery Ltd.	Click to View
382	July 12, 2016	Penalty Order against Prime Islami Securities Ltd.	Click to View
383	July 13, 2016	Warning: Non-compliance of securities related laws against Singer Bangladesh Limited.	Click to View
384	July 12, 2016	Order against Prime Islami Securities Ltd.	Click to View
385	July 19, 2016	Warning: Non-compliance of securities related laws against Aziz Pipes Ltd. (Issuer)	Click to View
386	July 19, 2016	Warning: Non-compliance of securities related laws against Far East Knitting and Dyeing Industries Limited (Issuer).	Click to View
387	July 21, 2016	Warning: Non-compliance of securities related laws against Glaxo Smith Kline Bangladesh Limited (Issuer).	Click to View
388	July 21, 2016	Warning: Non-compliance of securities related laws against MABS & Partners.	Click to View
389	July 28, 2016	Order against Tulip Dairy and Food Products Ltd.	Click to View
390	July 28, 2016	Order against Rose Heaven Ball Pen Ltd.	Click to View
391	July 28, 2016	Order against Bangladesh Electricity Meter Company Ltd.	Click to View
392	July 28, 2016	Order against Raspit Data Management and Telecommunication Ltd.	Click to View
393	July 28, 2016	Order against Meghna Srimp Culture Ltd.	Click to View

June, 2016

Sl.No	Date	Subject	Commission’s Decision
394	June 5, 2016	Rejection of the prayer for waiver of penalty against Appollo Ispat Complex Limited.	Click to View
395	June 8, 2016	Warning: Non-compliance of securities related laws against Sandhani Life Insurance Co. Limited.	Click to View
396	June 14, 2016	Warning: Non-compliance of securities related laws against AB Investment Limited.	Click to View
397	June 14, 2016	Warning: Non-compliance of securities related laws against NBL Securities Limited.	Click to View
398	June 15, 2016	Penalty Order against Phoenix Insurance Co. Limited.	Click to View
399	June 19, 2016	Order against S.R. Capital Limited.	Click to View
400	June 19, 2016	Order against S. R. Capital Limited.	Click to View
401	June 23, 2016	Warning: Non-compliance of securities related laws against Best Electronics Limited.	Click to View

May, 2016

Sl.No	Date	Subject	Commission’s Decision
402	May 8, 2016	Warning: Non-compliance of securities related laws against MTB Capital Limited.	Click to View
403	May 25, 2016	Warning: Non-compliance of securities related laws against NCCB Securities & Financial Services Limited.	Click to View
404	May 25, 2016	Penalty Order against Alltex Industries Limited.	Click to View

April, 2016

Sl.No	Date	Subject	Commission’s Decision
405	April 4, 2016	Order against Beach Hatchery Limited.	Click to View
406	April 4, 2016	Order against Excelsior Shoes Limited.	Click to View
407	April 12, 2016	Warning: Non-compliance of securities related laws against Reliance Brokerage Service Limited.	Click to View
408	April 17, 2016	Warning: Non-compliance of securities related laws against Crest Securities Limited.	Click to View
409	April 17, 2016	Warning: Non-compliance of securities related laws against Green Delta Securities Limited.	Click to View
410	April 17, 2016	Order against M. Hossain Garments Washing and Dyeing Limited.	Click to View
411	April 19, 2016	Order against Phoenix Insurance Company Limited.	Click to View
412	April 19, 2016	Warning: Non-compliance of securities related laws against S. R Capital Limited.	Click to View
413	April 28, 2016	Order against Matin Spinning Mills Limited.	Click to View

March, 2016

Sl.No	Date	Subject	Commission’s Decision
414	March 22, 2016	Order against Khaza Mosaic Tiles & Stone Industries Limited.	Click to View
415	March 28, 2016	Warning: Non-compliance of securities related laws against AM Securities & Financial Services Limited.	Click to View
416	March 28, 2016	Order against Aman Sea Food Industries Limited.	Click to View
417	March 28, 2016	Warning: Non-compliance of securities related laws against ARC Securities Limited.	Click to View
418	March 28, 2016	Warning: Non-compliance of securities related laws against Indicate Securities Consultants Limited.	Click to View
419	March 28, 2016	Order against Jago Corporation Limited.	Click to View
420	March 28, 2016	Warning: Non-compliance of securities related laws against Shah Mohammad Sagir & Co. Ltd.	Click to View
421	March 28, 2016	Warning: Non-compliance of securities related laws against Times Securities Limited.	Click to View
422	March 29, 2016	Order against Dhaka Fisheries Limited.	Click to View
423	March 29, 2016	Order against Hill Plantation Limited.	Click to View
424	March 30, 2016	Order against Quasem Textile Mills Limited.	Click to View
425	March 30, 2016	Order against Saleh Carpet Mills Limited.	Click to View
426	March 31, 2016	Order against Quasem Silk Mills Limited.	Click to View

February, 2016

Sl.No	Date	Subject	Commission’s Decision
427	February 2, 2016	Order against CVO-Petrochemical Refinery Limited.	Click to View
428	February 10, 2016	Order against Saad Securities Limited.	Click to View
429	February 11, 2016	Order against Shyamol Equity Management Limited.	Click to View
430	February 22, 2016	Warning: Non-compliance of securities related laws against City Brokerage Limited.	Click to View
431	February 22, 2016	Warning: Non-compliance of securities related laws against Jahan Securities Limited.	Click to View
432	February 22, 2016	Warning: Non-compliance of securities related laws against Mercantile Bank Securities Limited.	Click to View
433	February 22, 2016	Warning: Non-compliance of securities related laws against Square Securities Management Limited.	Click to View

January, 2016

Sl.No	Date	Subject	Commission’s Decision
434	January 3, 2016	Order against Be Rich Limited.	Click to View
435	January 3, 2016	Rejection of the prayer for full waiver of fine against Tamijuddin Textile Mills Limited.	Click to View
436	January 4, 2016	Order against Apollo Ispat Complex Limited.	Click to View
437	January 10, 2016	Warning: Non-compliance of securities related laws against Mirpur Securities Limited.	Click to View
438	January 10, 2016	Warning: Non-compliance of securities related laws against United Airways (BD) Limited.	Click to View
439	January 13, 2016	Warning: Non-compliance of securities related laws against Arena Securities Limited.	Click to View
440	January 13, 2016	Warning: Non-compliance of securities related laws against Rapid Securities Limited.	Click to View
441	January 17, 2016	Warning: Non-compliance of securities related laws against Trustee Securities Limited.	Click to View
442	January 17, 2016	Warning: Non-compliance of securities related laws against Fareast Finance Capital Investment Limited.	Click to View
443	January 17, 2016	Warning: Non-compliance of securities related laws against Prime Islami Securities Limited.	Click to View
444	January 17, 2016	Warning: Non-compliance of securities related laws against Savar Refactories Limited.	Click to View
445	January 17, 2016	Warning: Non-compliance of securities related laws against Total Communication Limited.	Click to View
446	January 17, 2016	Warning: Non-compliance of securities related laws against Transcon Securities Limited.	Click to View
447	January 18, 2016	Warning: Non-compliance of securities related laws against Howladar Yunus & Co.	Click to View
448	January 18, 2016	Warning: Non-compliance of securities related laws against IDLC Investments Limited.	Click to View
449	January 18, 2016	Warning: Non-compliance of securities related laws against Paramount Textile Limited.	Click to View
450	January 18, 2016	Warning: Non-compliance of securities related laws against Standard Bank Limited.	Click to View
451	January 19, 2016	Rejection of the prayer for waiver of penalty against Azam Securities Limited.	Click to View
452	January 19, 2016	Rejection of the prayer for waiver of penalty against The Dacca Dyeing & Manufacturing Co. Ltd.	Click to View
453	January 19, 2016	Order against NCCB Securities and Financial Services Limited.	Click to View
454	January 20, 2016	Order against Adil Securities Limited	Click to View

December, 2015

Sl.No	Date	Subject	Commission’s Decision
455	December 3, 2015	Order against Ashraf Textile Mills Limited.	Click to View
456	December 7, 2015	Warning: Non-compliance of securities related laws against Hallmark Securities Limited.	Click to View
457	December 10, 2015	Non-compliance of securities related laws against Keya Cosmetics Limited (Issuer).	Click to View

November, 2015

Sl.No	Date	Subject	Commission’s Decision
458	November 2, 2015	Order against Progressive Life Insurance Limited.	Click to View
459	November 3, 2015	Warning: Non-compliance of securities related laws against Social Islami Bank Limited.	Click to View
460	November 3, 2015	Warning: Non-compliance of securities related laws against Merchant Securities Limited.	Click to View
461	November 8, 2015	Reject of the prayer for waiver of penalty against Joytun Securities International Limited.	Click to View
462	November 22, 2015	Non-compliance of securities related laws against City Brokerage limited.	Click to View
463	November 25, 2015	Penalty Order against Tamijuddin Textile Mills Limited.	Click to View
464	November 26, 2015	Non-compliance of securities related laws against Peoples Leasing & Finance Limited.	Click to View
465	November 30, 2015	Order against Sonali Aansh Industries Limited.	Click to View

October, 2015

Sl.No	Date	Subject	Commission’s Decision
466	October 1, 2015	Warning: Non-compliance of securities related laws against Midas Financing Ltd.	Click to View
467	October 4, 2015	Order against Chic Tex Limited.	Click to View
468	October 7, 2015	Rejection of appeal: Non-compliance of securities laws against First Securities Services Ltd.	Click to View
469	October 8, 2015	Warning: Non-compliance of securities related laws against Desh General Insurance Company Ltd.	Click to View
470	October 8, 2015	Warning: Non-compliance of securities related laws against Sonargaon Textiles Ltd. (issuer)	Click to View
471	October 8, 2015	Non-compliance of securities laws against Titas Gas Transmission & Distribution co. Ltd. (issuer)	Click to View
472	October 13, 2015	Warning: Non-compliance of securities related laws against T.K.Shares & Securities Ltd.	Click to View
473	October 19, 2015	Order against Alltex Industries Limited.	Click to View
474	October 19, 2015	Order against Alpha Securities Limited.	Click to View
475	October 19, 2015	Order against Globe Industries Limited.	Click to View
476	October 19, 2015	Order against Island Securities Limited.	Click to View
477	October 19, 2015	Order against Western Security Investment Management Ltd.	Click to View
478	October 25, 2015	Warning: Non-compliance of securities related laws against Anwar Securities Ltd.	Click to View
479	October 25, 2015	Warning: Non-compliance of securities related laws against Sohel Securities Ltd.	Click to View
480	October 28, 2015	Order against The Dhaka Dying & Manufacturing Co. Ltd.	Click to View

September, 2015

Sl.No	Date	Subject	Commission’s Decision
481	September 20, 2015	Non-compliance of securities related laws against Bangladesh Shipping Corporation.	Click to View
482	September 20, 2015	Warning: Non-compliance of securities related laws against PFI Securities Ltd.	Click to View
483	September 20, 2015	Warning: Non-compliance of securities laws against Premier Leasing Securities Ltd.	Click to View
484	September 20, 2015	Penalty order against Shahjibazar Power Co. Ltd.	Click to View
485	September 20, 2015	Order against Tamiz Uddin Textile Mills Ltd.	Click to View
486	September 20, 2015	Warning: Non-compliance of securities laws against Vision Capital Management Ltd.	Click to View

August, 2015

Sl.No	Date	Subject	Commission’s Decision
487	August 3, 2015	Non-compliance of securities related laws against Muntaha Shares & Capital Ltd.	Click to View
488	August 20, 2015	Warning: Non-compliance of securities related laws against Kabir Securities Ltd.	Click to View
489	August 20, 2015	Warning: Non-compliance of securities laws against Midas Financing Ltd.	Click to View
490	August 23, 2015	Warning: Non-compliance of securities laws against Unicap Investments Ltd.	Click to View

July, 2015

Sl.No	Date	Subject	Commission’s Decision
491	July 1, 2015	Penalty Order against GQ ball Pen Industries Ltd.	Click to View
492	July 1, 2015	Warning: Non-compliance of securities laws against Wata Chemicals Ltd.	Click to View
493	July 7, 2015	Penalty Order against Shahjibazar Power Co. Ltd.	Click to View
494	July 9, 2015	Warning: Non-compliance of securities laws in connection with capital raising against Kormop Company Ltd.	Click to View
495	July 12, 2015	Non-compliance of securities related laws against AIBL Capital Market Services Ltd. and City Brokerage Ltd.	Click to View
496	July 12, 2015	Non-compliance of securities related laws against City Brokerage Ltd. and Unicap Investment Ltd.	Click to View
497	July 12, 2015	Non-compliance of securities related laws against City Brokerage Ltd.	Click to View
498	July 12, 2015	Warning: Non-compliance of securities laws against PFI Securities Ltd.	Click to View
499	July 12, 2015	Non-compliance of securities related laws against Shahed Securities Ltd.	Click to View
500	July 12, 2015	Non-compliance of securities related laws against Sharp Securities Ltd. and AB Bank Investment Ltd.	Click to View
501	July 13, 2015	Order against AIBL Capital Market Services Ltd.	Click to View
502	July 13, 2015	Order against BLI Capital Ltd.	Click to View
503	July 13, 2015	Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/219]	Click to View
504	July 13, 2015	Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/220]	Click to View
505	July 13, 2015	Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/221]	Click to View
506	July 13, 2015	Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/222]	Click to View
507	July 13, 2015	Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/223]	Click to View
508	July 13, 2015	Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/224]	Click to View
509	July 13, 2015	Order against PFI Securities Ltd.	Click to View
510	July 13, 2015	Order against Prime Finance Capital Management Ltd.	Click to View
511	July 13, 2015	Order against Prime Islami Securities Ltd.	Click to View
512	July 13, 2015	Order against Shahjibazar Power Company Ltd. [Issue No.-BSEC/Enforcement/2201/2014/228]	Click to View
513	July 13, 2015	Order against Shahjibazar Power Company Ltd. [Issue No.-BSEC/Enforcement/2201/2014/229]	Click to View
514	July 13, 2015	Order against Shahjibazar Power Company Ltd. [Issue No.-BSEC/Enforcement/2201/2014/230]	Click to View
515	July 13, 2015	Order against Sharp Securities Ltd.	Click to View
516	July 16, 2015	Extension of Time to Deposit against Shahjibazar Power Company Ltd.	Click to View
517	July 23, 2015	Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/2065/2014/37 dated February 01, 2015 in connection with non- Non-compliance of securities law against EBL Securities Ltd.	Click to View
518	July 28, 2015	Penalty Order against Hoda Vasi Chowdhury & Co., Chartered Accounts	Click to View
519	July 29, 2015	Non-compliance of securities laws in connection with capital raising against AA Rashayan Shilpa Ltd.	Click to View

June, 2015

Sl.No	Date	Subject	Commission’s Decision
520	June 23, 2015	Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/1184/2013/223 dated May 06, 2014 in connection with non- Non-compliance of securities law against Gateway Equity Resources Limited.	Click to View
521	June 23, 2015	Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/2061/2014/85 dated March 02, 2015 in connection with non- Non-compliance of securities law against Joytun Securities International Limited.	Click to View
522	June 23, 2015	Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/1095/2013/259 dated June 03, 2014 in connection with non- Non-compliance of securities law against Eastern Shares & Securities Limited.	Click to View
523	June 23, 2015	Name Change of a Full Service Depository Participant Registration Certificate of Central Depository Bangladesh Limited.	Click to View
524	June 28, 2015	Directive Order against Argon Denims Limited.	Click to View
525	June 28, 2015	Order against Shahjibazar Power Co. Limited	Click to View

May, 2015

Sl.No	Date	Subject	Commission’s Decision
526	May 19, 2015	Warning: Non-compliance of securities laws against Brac EPL Stock Brokerage Limited.	Click to View
527	May 19, 2015	Warning: Non-compliance of securities laws against Fareast Stocks & Bonds Limited.	Click to View
528	May 19, 2015	Warning: Non-compliance of securities laws against Greenland Equities Limited.	Click to View
529	May 19, 2015	Warning: Non-compliance of securities laws against Trustee Securities Limited.	Click to View
530	May 25, 2015	Rejection of the prayer for waiver of penalty against Fines Foods Limited.	Click to View
531	May 25, 2015	Warning: Non-compliance of securities laws against MAH Securities Limited.	Click to View
532	May 25, 2015	Non-compliance of securities related laws: Disposal of the alleged matter against Times Securities Limited.	Click to View

April, 2015

Sl.No	Date	Subject	Commission’s Decision
533	April 20, 2015	Warning: Non-compliance of securities laws against Khan Brothers PP Woven Bag Industries Limited.	Click to View
534	April 20, 2015	Warning: Non-compliance of securities laws against Miracle Industries Limited.	Click to View
535	April 20, 2015	Warning: Non-compliance of securities laws against S. Alam Cold Rolled Steels Limited.	Click to View
536	April 20, 2015	Warning: Non-compliance of securities laws against The Dacca Dyeing & Manufacturing Co. Limited.	Click to View
537	April 30, 2015	Order against Fareast Stocks & Bonds Limited.	Click to View

March, 2015

Sl.No	Date	Subject	Commission’s Decision
538	March 2, 2015	Warning: Non-compliance of securities related laws against Skys Securities Limited.	Click to View
539	March 11, 2015	Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/2014/2041/593 dated August 31, 2014 in connection with non- Non-compliance of securities law against Harun Securities Limited.	Click to View
540	March 12, 2015	Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/1062/2012/85 dated February 02, 2014 in connection with non- Non-compliance of securities law against Reliance Brokerage Services Limited.	Click to View
541	March 18, 2015	Order against Joytun Securities International Limited.	Click to View
542	March 19, 2015	Order against Bangladesh General Insurance Company Limited.	Click to View
543	March 19, 2015	Order against LR Global Asset Management Company Limited.	Click to View
544	March 19, 2015	Order against Hoda Vasi Chowdhury & Co.	Click to View
545	March 19, 2015	Non-compliance of securities related laws: Disposal of the alleged matter against Pubali Bank Securities Limited.	Click to View
546	March 19, 2015	Non-compliance of securities related laws: Disposal of the alleged matter against Renwick, Jajneswar & Co (BD) Limited.	Click to View
547	March 19, 2015	Warning: Non-compliance of securities laws against Standard Chartered Bank.	Click to View
548	March 22, 2015	Warning: Non-compliance of securities laws against Golden Son Limited.	Click to View
549	March 23, 2015	Show cause cum notice for hearing: In connection with the non-submission of audited financial statements for the year ended on June 30, 2014 against Bangladesh Shipping Corporation.	Click to View

February, 2015

Sl.No	Date	Subject	Commission’s Decision
550	February 22, 2015	Order against South Asia Securities Limited.	Click to View
551	February 19, 2015	Penalty Order: Non-compliance of securities related laws in connection with capital raising against AA Rashayan Shilpa Limited.	Click to View
552	February 19, 2015	Order against United Financial Trading Company Limited.	Click to View
553	February 17, 2015	Warning: Non-compliance of securities laws against Dhaka Electric Supply Company Limited.	Click to View
554	February 1, 2015	Directive against Salvo Chemical Industries Limited.	Click to View
555	February 1, 2015	Order against Hillcity Securities Limited.	Click to View
556	February 1, 2015	Order against EBL Securities Limited.	Click to View

January, 2015

Sl.No	Date	Subject	Commission’s Decision
557	January 29, 2015	Order against Minher Securities Limited.	Click to View
558	January 28, 2015	Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/2075/2014/620 dated September 29, 2014 in connection with non- Non-compliance of securities law against Akij Securities Limited.	Click to View
559	January 28, 2015	Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/2014/2036/618 dated September 29, 2014 in connection with non- Non-compliance of securities law against AB Securities Limited.	Click to View
560	January 20, 2015	Penalty Order: non-compliance of securities related laws in connection with capital raising against MP Spinning Mills Limited.	Click to View
561	January 20, 2015	Penalty Order: non-compliance of securities related laws in connection with capital raising against First Securities Services Limited.	Click to View
562	January 18, 2015	Warning: Non-compliance of securities laws against Skys Securities Limited.	Click to View
563	January 18, 2015	Warning: Show cause cum notice for hearing: Non-compliance of securities related laws against Janata Capital and Investment Limited.	Click to View
564	January 18, 2015	Warning: Show cause cum notice for hearing: Non-compliance of securities related laws against ICB Securities Trading Company Limited.	Click to View
565	January 13, 2015	Warning: Non-compliance of securities related laws against Race Management Pvt. Co. Ltd.	Click to View
566	January 7, 2015	Warning: Non-compliance of securities laws against Brac EPL Investment Limited.	Click to View
567	January 7, 2015	Show cause cum notice for hearing: Non-compliance of securities related laws: Disposal of the alleged matter against DBL Securities Limited.	Click to View
568	January 5, 2015	Warning: Non-compliance with securities related laws in connection with the utilization of IPO fund against Saiham Cotton Mills Limited.	Click to View

December, 2014

Sl.No	Date	Subject	Commission’s Decision
569	December 31, 2014	Penalty Order: Non compliance of Securities laws in connection with false declaration in the IPO prospectus against FAR Chemical Industries Limited	Click to View
570	December 31, 2014	Penalty Order: Non-compliance of Regulation 4(1) of Dhaka Stock Exchange (Short-Sale) Regulations, 2006 against Island Securities Limited	Click to View
571	December 31, 2014	Penalty Order: Non-compliance of Regulation 4(1) of Chittagong Stock Exchange (Short-Sale) Regulations, 2005 against S.R Capital Limited	Click to View
572	December 31, 2014	Penalty Order: Non compliance of Securities laws in connection with false declaration in the IPO prospectus of FAR Chemical Industries Limited against First Securities Services Limited	Click to View
573	December 23, 2014	Order against Fine Foods Limited	Click to View
574	December 22, 2014	Order against Salvo Chemical Industries Limited	Click to View
575	December 22, 2014	Order against Shahjibazar Power Company Limited	Click to View
576	December 9, 2014	Order against Argon Denims Limited	Click to View
577	December 9, 2014	Warning: Non-compliance of securities related laws in connection with capital raising against Silco Pharmaceuticals Limited	Click to View
578	December 9, 2014	Warning: Non-compliance of securities related laws in connection with capital raising against Pran Dairy Limited	Click to View

November, 2014

Sl.No	Date	Subject	Commission’s Decision
579	November 5, 2014	Penalty Order : Non-compliance of Securities related Laws agains United Power Generation & Distribution Company Limited	Click to View
580	November 5, 2014	Penalty Order : Non-compliance of Securities related Laws against Lanka Bangla Investments Limited	Click to View
581	November 5, 2014	Warning: Non-compliance of securities laws against Hoda Vasi Chowdhury & Co	Click to View
582	November 10, 2014	Penalty Order : Non-compliance of Securities related Laws against Heritage Capital Management Ltd	Click to View
583	November 10, 2014	Penalty Order : Non-compliance of Securities related Laws against First Securities Services Limited	Click to View
584	November 10, 2014	Penalty Order : Non-compliance of Securities related Laws against Kazi Saifur Rahman	Click to View
585	November 10, 2014	Warning: Non-compliance of securities laws against Nurun Nahar Begum	Click to View
586	November 10, 2014	Warning: Non-compliance of securities laws against Sohel Securities Limited	Click to View
587	November 10, 2014	Warning: Non-compliance of securities laws against Bangladesh Shilpa Bank.	Click to View
588	November 10, 2014	Warning: Non-compliance of securities laws against Hosne Ara Khanam	Click to View
589	November 10, 2014	Warning: Non-compliance of securities laws against Mr. Md. Shohel Rana	Click to View
590	November 10, 2014	Warning: Non-compliance of securities laws against Mr. Md. Akram Uddin Chowdhury	Click to View
591	November 10, 2014	Warning: Non-compliance of securities laws against Mr. Md. Ruhul Amin	Click to View
592	November 16, 2014	Warning: Non-compliance of securities laws against SES Company Limited	Click to View
593	November 17, 2014	Warning: Non-compliance of securities laws against PHP Stocks & Securities Limited	Click to View
594	November 18, 2014	Warning: Non-compliance of securities laws against Sharp Securities Limited	Click to View

October, 2014

Sl.No	Date	Subject	Commission’s Decision
595	October 20, 2014	Penalty Order : Non-compliance of Securities related Laws against Phoenix Securities Limited	Click to View
596	October 26, 2014	Penalty Order : Non-compliance of Securities related Laws against Apex Investment Limited	Click to View
597	October 28, 2014	Warning: Non-compliance of securities laws against Muntaha shares & Capital Ltd.	Click to View

September, 2014

Sl.No	Date	Subject	Commission’s Decision
598	September 1, 2014	Penelty Order : Non-compliance of Securities related Laws against Harun Securities Limited	Click to View
599	September 4, 2014	Warning: Non-compliance of Sections 17(e) (ii)(iii) of the Securities and Exchange Ordinance, 1969. aganist IBBL Employees Provident Fund	Click to View
600	September 4, 2014	Warning: Non-compliance of Sections 17(e) (ii) (iii) of the Securities and Exchange Ordinance, 1969.against Islami Bank Securities Limited	Click to View
601	September 10, 2014	Penelty Order : Non-compliance of Securities related Laws against Dragon Sweater and Spinning Limited	Click to View
602	September 10, 2014	Penelty Order : Non-compliance of Securities related Laws against First Securities Services Limited	Click to View
603	September 25, 2014	Waiver of additional fine and charges imposed on Directors of CVO Petrochemical Refinery Limited	Click to View
604	September 29, 2014	Penelty Order : Non-compliance of Securities related Laws against AB Securities Limited	Click to View
605	September 29, 2014	Penelty Order : Non-compliance of Securities related Laws against Akij Securities Limited	Click to View

August, 2014

Sl.No	Date	Subject	Commission’s Decision
606	August 5, 2014	Warning: Non-compliance of Securities Laws.	Click to View
607	August 5, 2014	Warning: Non-compliance of securities related laws.	Click to View
608	August 18, 2014	Penelty Order : Non-compliance of Securities related Laws against Jalalabad Securities Ltd.	Click to View
609	August 24, 2014	Non-compliance of securities laws.-Warning.	Click to View
610	August 24, 2014	Non-compliance of securities laws.-Warning.	Click to View
611	August 24, 2014	Non-compliance of securities laws.-Warning.	Click to View
612	August 24, 2014	Non-compliance of securities laws.-Warning.	Click to View
613	August 24, 2014	Non-compliance of securities laws.-Warning.	Click to View
614	August 24, 2014	Non-compliance of securities laws.-Warning.	Click to View
615	August 24, 2014	Non-compliance of securities laws.-Warning.	Click to View
616	August 24, 2014	Non-compliance of securities laws.-Warning.	Click to View
617	August 24, 2014	Non-compliance of securities laws.-Warning.	Click to View
618	August 24, 2014	Non-compliance of securities laws.-Warning.	Click to View
619	August 24, 2014	Non-compliance of securities laws.-Warning.	Click to View
620	August 24, 2014	Non-compliance of securities laws.-Warning.	Click to View
621	August 25, 2014	Non-compliance of securities laws.-Warning.	Click to View
622	August 25, 2014	Non-compliance of securities laws.-Warning.	Click to View
623	August 25, 2014	Non-compliance of securities laws.-Warning.	Click to View
624	August 31, 2014	Penelty Order : Non-compliance of Securities related Laws against Mr Neamul Kabir	Click to View
625	August 31, 2014	Penelty Order : Non-compliance of Securities related Laws against Be Rich Ltd	Click to View

July, 2014

Sl.No	Date	Subject	Commission’s Decision
626	July 20, 2014	Penalty Order: Non compliance of Securities Law by submitting fake land documents relating to IPO.	Click to View
627	July 20, 2014	Penalty Order: Non compliance of Securities Law by submitting fake land documents relating to IPO.	Click to View
628	July 20, 2014	Penalty Order: Non compliance of Securities Law by submitting fake land documents relating to IPO.	Click to View
629	July 20, 2014	Review: Non-compliance of Circular no. SEC/Section/CMRRCD/2001-43/89 dated 11/02/2009, আচরন বিধি নং ১ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, স্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ Rule 3(7) of Margin Rules, 1999.	Click to View
630	July 14, 2014	Non-compliance of securities laws.-Warning.	Click to View
631	July 9, 2014	Non-compliance of securities laws.-Warning.	Click to View
632	July 9, 2014	Non-compliance of securities laws.-Warning.	Click to View

June, 2014

Sl.No	Date	Subject	Commission’s Decision
633	June 3, 2014	Penalty Order : Non-compliance of Securities related Laws against Eastern Shares and Securities Ltd.	Click to View
634	June 3, 2014	Penalty Order : Non-compliance of Securities related Laws against Sylhet Metro city Securities Ltd.	Click to View
635	June 4, 2014	Non-compliance of securities related laws. WARNING. Agrani Bank Limited	Click to View
636	June 11, 2014	Penalty Order : Non-compliance of Securities related Laws against G Q Ball Pen Industries Ltd.	Click to View
637	June 11, 2014	Non-compliance of securities laws: In connection with the non-submission of half yearly financial statements for the half year ended on December 31, 2011: Warning. GMG Industrial Corporation Ltd	Click to View
638	June 16, 2014	Show cause cum hearing notice: Non-compliance with securities related laws in connection with the audited financial statements for the year ended on June 30, 2013: Warning.Bangas Ltd	Click to View

May, 2014

Sl.No	Date	Subject	Commission’s Decision
639	May 4, 2014	Delayed submission of the Capital & Shareholding Position for the month of September 2013 & October 2013.WARNING	Click to View
640	May 4, 2014	Non-compliance of securities related laws. WARNING	Click to View
641	May 4, 2014	Reject of the prayer for waiver of penalty	Click to View
642	May 6, 2014	Penelty Order : Non-compliance of Securities related Laws against Gatewey Ewuity Resources Ltd	Click to View
643	May 8, 2014	Reject of the prayer for waiver of penalty	Click to View
644	May 8, 2014	Reject of the prayer for waiver of penalty	Click to View
645	May 14, 2014	Penelty Order : Non-compliance of Securities related Laws against Transcon Securities Limited	Click to View
646	May 18, 2014	Penelty Order : Non-compliance of Securities related Laws against NBL Securities Ltd	Click to View
647	May 18, 2014	Penelty Order : Non-compliance of Securities related Laws against Khurshid Securities Limited	Click to View
648	May 28, 2014	Reject of prayer for waiver of penalty.	Click to View

April, 2014

Sl.No	Date	Subject	Commission’s Decision
649	April 1, 2014	Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on December 31, 2013: Warning.	Click to View
650	April 6, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
651	April 6, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
652	April 6, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
653	April 13, 2014	Petition rejection: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of CVO Petrochemical Refinery Ltd	Click to View
654	April 13, 2014	Review petition rejection: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of CVO Petrochemical Refinery Ltd	Click to View
655	April 13, 2014	Review petition rejection: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of CVO Petrochemical Refinery Ltd	Click to View
656	April 15, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
657	April 15, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
658	April 15, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
659	April 17, 2014	Review: Violation of wewa 4 (1) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা ১৯৯৫ in connection with trading in shares of Fine Foods Limited.	Click to View
660	April 17, 2014	Review: Violation of wewa 4 (1) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা ১৯৯৫ in connection with trading in shares of Fine Foods Limited.	Click to View
661	April 17, 2014	Review: Violation of wewa 4 (1) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা ১৯৯৫ in connection with trading in shares of Fine Foods Limited.	Click to View
662	April 21, 2014	Penalty Order: Non-compliance of Section 17 (e) (ii) (iii) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of RAHIMTEX, BANGAS, MITHUNKNIT and RENATA	Click to View
663	April 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
664	April 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
665	April 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
666	April 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
667	April 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
668	April 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
669	April 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
670	April 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
671	April 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
672	April 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
673	April 30, 2014	Reject of prayer for waiver of penalty	Click to View
674	April 30, 2014	Reject of prayer for waiver of penalty	Click to View
675	April 30, 2014	Penalty Order: Non-compliance of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ (দ্বিতীয় তফসিল) এর বিধি ৮ in connection with trading in shares of PF1STMF.	Click to View
676	April 30, 2014	Penalty Order: Non-compliance of Section 17 (e) (ii) (v) of Securities and Exchange Ordinance, 1969 in connection with share trading of PF1STMF	Click to View
677	April 30, 2014	Penalty Order: Non-compliance of Section 17 (e) (ii) (v) of Securities and Exchange Ordinance, 1969 in connection with share trading of RECKITTBEN	Click to View
678	April 30, 2014	Penalty Order: Non-compliance of Commission’s সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ (দ্বিতীয় তফসিল) এর আচরণ বিধি ১, ২(২), ৬, ৮ in connection with trading in shares of PF1STMF	Click to View
679	April 30, 2014	Penalty Order: Non compliance of Directive No. SEC/CMRRCD/2009-193/93 dated January 10, 2011 in connection with trading in shares of PF1STMF	Click to View
680	April 30, 2014	Penalty Order: Non-compliance of Section 17 (e) (iii) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of PF1STMF	Click to View

March, 2014

Sl.No	Date	Subject	Commission’s Decision
681	March 4, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter.	Click to View
682	March 5, 2014	Penelty Order : Non-compliance of Securities related Laws against Be Rich	Click to View
683	March 10, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter.	Click to View
684	March 10, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter.	Click to View
685	March 13, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter.	Click to View
686	March 13, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter.	Click to View
687	March 13, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter.	Click to View
688	March 13, 2014	Non-compliance of securities related laws. WARNING	Click to View
689	March 18, 2014	Non-compliance of securities laws: In connection with the delayed submission of third quarter (Q3) financial statements for the quarter ended on September 30, 2013: Warning.	Click to View
690	March 18, 2014	Non-compliance of the BSEC Circular No. SEC/CMRRCD/2001-50/121/Admin/ dated December 20, 2011: Disposal of the alleged matter.	Click to View
691	March 23, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter	Click to View
692	March 23, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter.	Click to View
693	March 23, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter	Click to View
694	March 23, 2014	Non-compliance of securities laws: Warning.	Click to View
695	March 23, 2014	Non-compliance of securities laws: Warning.	Click to View
696	March 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter.	Click to View
697	March 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter.	Click to View
698	March 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter.	Click to View
699	March 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter.	Click to View

February, 2014

Sl.No	Date	Subject	Commission’s Decision
700	February 2, 2014	Penelty Order : Non-compliance of Securities related Laws against Reliance Brokerage Services Ltd	Click to View
701	February 2, 2014	Penelty Order : Non-compliance of Securities related Laws against Azam Securities Limited	Click to View
702	February 6, 2014	Reject of the prayer for waiving penalty . PHP Stock and Securities Limited.	Click to View
703	February 20, 2014	Warning: Non-compliance of securities laws: IIDFC Securities Limited.	Click to View
704	February 24, 2014	Penelty Order : Non-compliance of Securities related Laws against Barakatullah Electro Dynamics Ltd.	Click to View

January, 2014

Sl.No	Date	Subject	Commission’s Decision
705	January 1, 2014	Penalty Order : Non-compliance of Securities related Laws against R. N Trading Limited.	Click to View
706	January 9, 2014	Warning: Non-compliance of আচরণ বিধি নং ১ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ in connection with trading in shares of JMI Syringes & Medical Devices Ltd.	Click to View
707	January 9, 2014	Disposal: Non-compliance of আচরণ বিধি নং ১ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ in connection with trading in shares of JMI Syringes & Medical Devices Ltd.	Click to View
708	January 9, 2014	Disposal: Non-compliance of আচরণ বিধি নং ১ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ in connection with trading in shares of JMI Syringes & Medical Devices Ltd.	Click to View
709	January 9, 2014	Disposal: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd	Click to View
710	January 9, 2014	Disposal: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd	Click to View
711	January 9, 2014	Disposal: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd	Click to View
712	January 9, 2014	Disposal: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd	Click to View
713	January 9, 2014	Disposal: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd	Click to View
714	January 9, 2014	Warning: Non-compliance of Section 17 (e) (iii) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd	Click to View
715	January 9, 2014	Warning: Non-compliance of Section 17 (e) (iii) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd	Click to View
716	January 9, 2014	Warning: Non-compliance of Section 17 (e) (iii) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd	Click to View
717	January 9, 2014	Disposal: Non-compliance of Section 17 (e) (iii) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd	Click to View
718	January 9, 2014	Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd	Click to View
719	January 23, 2014	Penalty Order : Non-compliance of Securities related Laws against DMR Securities Serveces Limited.	Click to View
720	January 23, 2014	Penalty Order : Non-compliance of Securities related Laws against DMR Securities Serveces Limited.	Click to View
721	January 23, 2014	Penalty Order : Non-compliance of Securities related Laws against Pioneer Shares & Securities Limited.	Click to View
722	January 23, 2014	Penalty Order : Non-compliance of Securities related Laws against Jalalabad Securities Limited.	Click to View
723	January 23, 2014	Penalty Order : Non-compliance of Securities related Laws against Tamha Securities Limited.	Click to View
724	January 23, 2014	Penalty Order : Non-compliance of Securities related Laws against DMR Securities Serveces Limited.	Click to View
725	January 30, 2014	Penalty Order: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of CVO Petrochemical Refinery Ltd.	Click to View
726	January 30, 2014	Penalty Order: Non compliance of Section 17 (e)(v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of CVO Petrochemical Refinery Ltd.	Click to View
727	January 30, 2014	Penalty Order: Non compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of CVO Petrochemical Refinery Ltd.	Click to View

December, 2013

Sl.No	Date	Subject	Commission’s Decision
728	December 1, 2013	Penelty Order : Non-compliance of Securities related Laws against Sylnet Securities Limited	Click to View
729	December 2, 2013	Reject of prayer for penalty waiver: Non-compliance of আচরনবিধি ১, ২(২) of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০, Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and regulation 4 of the Dhaka Stock Exchange (Short Sale) Regulation, 2006 in connection with unusual trading in shares of Quasem Drycells Limited	Click to View
730	December 2, 2013	Rejection of review petition: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited	Click to View
731	December 2, 2013	Rejection of review petition: 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited	Click to View
732	December 2, 2013	Rejection of Review Petition: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited	Click to View
733	December 3, 2013	Reject of prayer for penalty waiver: Non-compliance of Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 in connection with unusual trading in shares of “BDAUTOCA”.	Click to View
734	December 3, 2013	Reject of prayer: Non-compliance of SEC/CMRRCD/2001-43/42 dated June 15, 2010 in connection with unusual trading in shares of “BDAUTOCA”.	Click to View
735	December 8, 2013	Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on June 30, 2013: Warning.. Social Islami Bank Limited	Click to View
736	December 17, 2013	Non-compliance of securities laws: In connection with the delayed submission of audited financial statements for the year ended on June 30, 2013: Warning.Eastern Cables Ltd,	Click to View
737	December 17, 2013	Non-compliance of securities laws: In connection with the delayed submission of audited financial statements for the year ended on June 30, 2013: Warning.Atlas Bangladesh Ltd	Click to View
738	December 17, 2013	Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on September 30, 2013. Warning.Ashraf Textile Mills Ltd	Click to View
739	December 23, 2013	Non-compliance of securities laws: In connection with the delayed submission of audited financial statements for the year ended on June 30, 2013: Warning.. Monno Ceramic Industries Ltd	Click to View
740	December 23, 2013	Non-compliance of securities laws: In connection with the delayed submission of audited financial statements for the year ended on June 30, 2013: Warning.Bengal Fine Ceramics Ltd	Click to View
741	December 31, 2013	Non-compliance of securities laws: Warning. Mika Securities Ltd	Click to View
742	December 31, 2013	Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on September 30, 2013. Warning.Yusuf Flour Mills Limited	Click to View

November, 2013

Sl.No	Date	Subject	Commission’s Decision
743	November 5, 2013	Penelty Order : Non-compliance of Securities related Laws against Hillcity Securities Limited	Click to View
744	November 5, 2013	Penelty Order : Non-compliance of Securities related Laws against Premier LP Gas Limited.	Click to View

October, 2013

Sl.No	Date	Subject	Commission’s Decision
745	October 7, 2013	Penelty Order : Non-compliance of Securities related Laws against PHP Stocks & Securities Limited	Click to View
746	October 7, 2013	Penelty Order : Non-compliance of Securities related Laws against PFI Securities Ltd.	Click to View
747	October 7, 2013	Penelty Order : Non-compliance of Securities related Laws against DBL Securities Ltd.	Click to View
748	October 24, 2013	Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on June 30, 2013: Warning.Argon Denims Limited	Click to View
749	October 24, 2013	Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on June 30, 2013: Warning .Fareast Islami Life Insurance Co. Ltd	Click to View

September, 2013

Sl.No	Date	Subject	Commission’s Decision
750	September 1, 2013	Tamha Securities Ltd.Waiver of penalty imposed penal orders No. SEC/Enforcement/405/2006/368 to 371 all dated 20 June, 2013. Warning.	Click to View
751	September 1, 2013	BDBL Securities Limited. Warning: Non-compliance of আচরনবিধি ২(২) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ (দ্বিতীয় তফসিল) , and প্রবিধি ৩২ (৫) of ডিপোজিটরি (ব্যবহারিক) প্রবিধানমালা, ২০০৩.	Click to View
752	September 1, 2013	Shyamol Equity Management Ltd. Warning: Non-compliance of আচরনবিধি ২(২) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ (দ্বিতীয় তফসিল) , Regulation 4(1) of Dhaka Stock Exchange (Short-Sale) Regulations, 2006.	Click to View
753	September 1, 2013	Hedayetullah Securities Limited. Warning: Non-compliance of আচরনবিধি ২(২) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ (দ্বিতীয় তফসিল) .	Click to View
754	September 1, 2013	ICB Securities Trading Company Limited. Warning: Non-compliance of আচরনবিধি ২(২) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ (দ্বিতীয় তফসিল) .	Click to View
755	September 4, 2013	City Brokerage Limited. Non-compliance of securities related laws. WARNING	Click to View
756	September 16, 2013	Tamijuddin Textile Mills Limited. Waiver of penalty imposed penal orders No. SEC/Enforcement/405/2006/368 to 371 all dated 20 June, 2013.	Click to View
757	September 16, 2013	Bashundhara Textiles Mills Limited. Non-compliance of securities related laws: Disposal of the alleged matter.	Click to View
758	September 16, 2013	Prudential Capital Limited. Non-compliance of securities related laws. WARNING	Click to View
759	September 30, 2013	Penelty Order : Non-compliance of Securities related Laws against Slata Capital Limited.	Click to View

August, 2013

Sl.No	Date	Subject	Commission’s Decision
760	August 13, 2013	Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on March 31, 2013. Warning. Against Beach Hatchery ltd	Click to View
761	August 13, 2013	Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on March 31, 2013. Warning.against Golden Son Limited	Click to View
762	August 13, 2013	Non-compliance of the SEC Notification No.SEC/CMRRCD/ 2009-193/50/Admin/02-24 dated July 14, 2010. WARNING against BRAC Bank Ltd.	Click to View
763	August 13, 2013	Non-compliance of conditions imposed under 2CC of Securities and Exchange Ordinance, 1969 in the Commission’s consent letter No. SEC/CI/CPLC-229/2010/859 dated December 05, 2011. WARNING against Information Technology Consultants Limited.	Click to View
764	August 20, 2013	Penelty Order : Non-compliance of Securities related Laws against Jalalabad Securities Ltd.	Click to View
765	August 25, 2013	Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of BEACHHATCH. Against Mr. Asif Sadeque	Click to View
766	August 25, 2013	Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of BEACONPHAR against Mr. Fokhrul Islam Chowdhury	Click to View
767	August 29, 2013	Non-compliance of securities related laws. WARNING against BRB Securities Limited	Click to View
768	August 29, 2013	Penelty Order : Non-compliance of Securities related Laws against Kishor das.	Click to View
769	August 29, 2013	Penelty Order : Non-compliance of Securities related Laws against Abdur Razak.	Click to View
770	August 29, 2013	Penelty Order : Non-compliance of Securities related Laws against Asraful Alam.	Click to View

July, 2013

Sl.No	Date	Subject	Commission’s Decision
771	July 7, 2013	Non-compliance of conditions imposed under 2CC of Securities and Exchange Ordinance, 1969 in the Commission’s consent letter No. SEC/CI/CPLC-308/2011/802 dated November 13, 2011. WARNING Against IEL Consortium & Associates Limited	Click to View
772	July 16, 2013	Penelty Order : Non-compliance of Securities related Laws against Shamim Ara.	Click to View
773	July 16, 2013	Penelty Order : Non-compliance of Securities related Laws against M.A Maliq.	Click to View
774	July 16, 2013	Penelty Order : Non-compliance of Securities related Laws against Shyamol Equity Management Ltd.	Click to View
775	July 18, 2013	Non-compliance with securities related laws in connection with the delayed submission of first Quarter financial statements for the quarter ended on March 31,2013 : Warning. BD Thai Aluminium Ltd	Click to View
776	July 18, 2013	Non-compliance with securities related laws in connection with the delayed submission of first Quarter financial statements for the quarter ended on March 31, 2013 : Warning. National Tea Company Ltd	Click to View
777	July 21, 2013	Rejection of Review petition: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and rule 3 (1) and 3 (2) of the Margin Rules 1999 in connection with trading in shares of Paramount Insurance Company Limited. against Mona Financial Consultancy and Securities Limited	Click to View
778	July 21, 2013	Rejection of Review Petition: Non-compliance of the Rule 3 (2) of the Margin Rules 1999 and Clause (d) of sub-rule (12) of rule 3 of the margin rules, 1999 as per SEC Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with trading in shares of Safko Spinning Mills Limited. against Mirpur Securities Limited	Click to View
779	July 21, 2013	Warning: Non-compliance of the Rule 3 (2) of the Margin Rules 1999 and Clause (d) of sub-rule (12) of rule 3 of the margin rules, 1999 as per SEC Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 and SEC Directive No. SEC/CMRRCD/2009-193/63 against Mona Financial Consultancy and Securities Limited	Click to View
780	July 21, 2013	Rejection of review petition: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited against Mr. Abu Sadat Md.Sayem	Click to View
781	July 21, 2013	Rejection of review petition: 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited.against Mr.Abdul Mobin Molla	Click to View
782	July 21, 2013	Rejection of Review Petition: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited against Dream Holdings Limited,	Click to View
783	July 21, 2013	Rejection of Review Petition: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited against Mrs.Mahmuda Yasmin	Click to View
784	July 23, 2013	Penelty Order : Non-compliance of Securities related Laws against Ananta Properties Limited	Click to View
785	July 23, 2013	Penelty Order : Non-compliance of Securities related Laws against ACNABIN, Chartered Accountants	Click to View
786	July 24, 2013	Non-compliance with securities related laws in connection with the delayed submission of first Quarter financial statements for the quarter ended on March 31, 2013 : Warning. Orion Pharma Ltd	Click to View
787	July 24, 2013	Penelty Order : Non-compliance of Securities related Laws against M.A Maleq.	Click to View
788	July 24, 2013	Penelty Order : Non-compliance of Securities related Laws against A.K.M.Kamal uddin.	Click to View
789	July 25, 2013	Penelty Order : Non-compliance of Securities related Laws against Salta Capital Ltd.	Click to View
790	July 24, 2013	Non-compliance with securities related laws in connection with the audited financial statements for the year ended on June 30, 2012 : Warning. Alltex Industries Ltd	Click to View
791	July 31, 2013	Waiver of penalty imposed pinal orders No. SEC/Enforcement/194/2003/256 to 262 all dated 23 February, 2010 of Tulip Dairy & Food Ltd.	Click to View

June, 2013

Sl.No	Date	Subject	Commission’s Decision
792	June 6, 2013	Penelty Order : Non-compliance of Securities related Laws against Phoenix Securities Limited.	Click to View
793	June 10, 2013	Waiver of additional fine and charges imopsed on Directors of Sajib Knitwear and Garments Limited.	Click to View
794	June 13, 2013	Violation of Section 2c of the Securities and Exchange Ordinance, 1969 of Barakatullah Electro Dynamics Ltd.	Click to View
795	June 17, 2013	Penelty Order : Non-compliance of Securities related Laws against Lanka Bangla Investment Limited.	Click to View
796	June 17, 2013	Penelty Order : Non-compliance of Securities related Laws against Midas Financing Limited.	Click to View
797	June 19, 2013	Non-compliance of Securities Laws; In connection with the delayed submission of third quarter Financial Statements.Against Allhaj Textile Mills Ltd.	Click to View
798	June 20, 2013	Penelty Order : Non-compliance of Securities related Laws against Mohasin Ahmed.	Click to View
799	June 24, 2013	Penelty Order : Non-compliance of Securities related Laws against Samim Ara Begum.	Click to View
800	June 24, 2013	Penelty Order : Non-compliance of Securities related Laws against Anworul Basir Khan.	Click to View

May, 2013

Sl.No	Date	Subject	Commission’s Decision
801	May 2, 2013	Penelty Order : Non-compliance of Securities related Laws against Reliance Brokerage Services Ltd.	Click to View
802	May 2, 2013	Penelty Order : Non-compliance of Securities related Laws against Globe Securities Limited.	Click to View
803	May 22, 2013	Rejection of Review petition: Non-compliance of SEC’s Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Alltex Industries Limited	Click to View
804	May 22, 2013	Rejection of Review petition: Non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission’s Directive No. SEC/CMRRCD/ 2001-43/169 dated October 01, 2009 in connection with trading in shares of Anwar Galvanizing Limited	Click to View
805	May 28, 2013	Penal Order: Non-compliance of section 18 of Securities and Exchange Ordinance, 1969 (XVII of 1969).	Click to View
806	May 28, 2013	Penelty Order : Non-compliance of Securities related Laws against Island Securities Limited.	Click to View
807	May 30, 2013	Review reject: Non-compliance of SEC/CMRRCD/2001-43/42 dated June 15, 2010 in connection with unusual trading in shares of “BDAUTOCA”.	Click to View
808	May 30, 2013	Review reject: Non-compliance of Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 in connection with unusual trading in shares of “BDAUTOCA”.	Click to View
809	May 30, 2013	Review: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Legacy Footwear Limited	Click to View
810	May 30, 2013	Review: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Legacy Footwear Limited	Click to View
811	May 30, 2013	Non-compliance of Section 18 of Securities and Exchange Ordinance, 1969. Against Legacy Footwear Ltd.	Click to View
812	May 30, 2013	Review Reject: Non-compliance of Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and Rule 16 (a) of the Securities and Exchange Commission Ordinance, 1969 in connection with unusual trading in shares of Quasem Drycells Limited	Click to View
813	May 30, 2013	Review Reject: Non-compliance of আচরনবিধি ১, ২(২) of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০, Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and regulation 4 of the Dhaka Stock Exchange (Short Sale) Regulation, 2006 in connection with unusual trading in shares of Quasem Drycells Limited	Click to View
814	May 30, 2013	Review Reject: Non-compliance of আচরনবিধি ১, ২(২) of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ and Rule 16 (a) of the Securities and Exchange Commission Ordinance, 1969 in connection with unusual trading in shares of Quasem Drycells Limited.	Click to View
815	May 30, 2013	Review reject: Non-compliance of বিধি ১১ , আচরনবিধি ১, ৬ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০, regulation 4 of the Dhaka Stock Exchange (Short Sale) Regulation, 2006 in connection with unusual trading in shares of Beach Hatchery Limited	Click to View
816	May 30, 2013	Penalty Order: Non compliance of Notification SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14,2010 and বিধি ৪(২) of the সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যাবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with share sale.	Click to View

April, 2013

Sl.No	Date	Subject	Commission’s Decision
817	April 4, 2013	Warning: Non-compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with non submission of sale declaration.. Md Abdul Hannan.	Click to View
818	April 7, 2013	Penelty Order : Non-compliance of Securities related Laws against Mercantile Bank Securities Ltd.	Click to View
819	April 9, 2013	Disposal: Non-compliance of Section 17 (e)(ii) and 17(e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of One Bank Limited. Md A.K.M Arifur Rahman.	Click to View
820	April 9, 2013	Disposal: Non-compliance of Rule 3 (6) of Margin Rules, 1999 by executing force sale.	Click to View
821	April 18, 2013	Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on March 31, 2012. Warning.Jago corporation Ltd.	Click to View
822	April 18, 2013	Rejection of Review petition: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 in connection with trading in shares of Paramount and Global Insurance Limited	Click to View
823	April 18, 2013	Rejection of Review petition: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited	Click to View
824	April 18, 2013	Rejection of Review petition: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited.	Click to View
825	April 18, 2013	Rejection of Review petition: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited.	Click to View
826	April 18, 2013	Rejection of Review petition: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited	Click to View
827	April 18, 2013	Rejection of Review petition: : Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited	Click to View
828	April 22, 2013	Non-compliance of securities laws: In connection with the delayed submission of Audited Financial Statements for the year ended on June 30, 2012: Warning.	Click to View
829	April 22, 2013	Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on December 31, 2012: Warning.	Click to View
830	April 23, 2013	Warning: Non-compliance of SEC Order No. SEC/CMRRCD/2000-985/248/Admin/02/1 dated Dec19,2000. UCBL.	Click to View
831	April 23, 2013	Penelty Order : Non-compliance of Securities related Laws against Saif Powertec Limited.	Click to View
832	April 23, 2013	Penelty Order : Non-compliance of Securities related Laws against S.F. Ahmed & Co.	Click to View
833	April 23, 2013	Penelty Order : Non-compliance of Securities related Laws against ICB Capital Management Limited.	Click to View

March, 2013

Sl.No	Date	Subject	Commission’s Decision
834	March 7, 2013	Non-compliance of Securities related Laws against IFIC BANK LTD.	Click to View
835	March 7, 2013	Non-compliance of Securities related Laws : Warning . Md Ariful Haque Mallick.	Click to View
836	March 7, 2013	Penelty Order for Violation of আচরণবিধি ১ and ৬ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০. Mr S M Faruque	Click to View
837	March 12, 2013	Penelty Order for Violation of Securities related Laws against Salta Capital Limited.	Click to View
838	March 12, 2013	Penelty Order for Violation of Securities related Laws in connection with unusual trading in shares of BDAUTOCA"against SINHA Securities Limited.	Click to View
839	March 12, 2013	Penelty Order for Violation of Securities related Laws in connection with unusual trading in shares of BDAUTOCA"against M.Securities Limited.	Click to View
840	March 12, 2013	Penelty Order for Violation of Securities related Laws in connection with unusual trading in shares of BDAUTOCA"against ICB Securities trading Company Limited.	Click to View
841	March 12, 2013	Penelty Order : Non-compliance of Securities related Laws against Western Securities Investment Management Ltd.	Click to View
842	March 12, 2013	Penelty Order : Non-compliance of Securities related Laws against Mirpur ScuritiesLtd.	Click to View
843	March 12, 2013	Penelty Order : Non-compliance of Securities related Laws against Mona Financial Consultancy and Scurities Ltd.	Click to View
844	March 12, 2013	Penelty Order : Non-compliance of Securities related Laws against Be Rich Limited.	Click to View
845	March 12, 2013	Penelty Order : Non-compliance of Securities related Laws against SIBL Securities Limited.	Click to View
846	March 12, 2013	Penelty Order : Non-compliance of Securities related Laws against HAC Securities Limited.	Click to View
847	March 12, 2015	Penelty Order : Non-compliance of Securities related Laws against Al-Muntaha Trading Co. Limited.	Click to View
848	March 12, 2013	Penelty Order : Non-compliance of Securities related Laws connection with unusual trading in shares of Beach Hatchery Limited"against Sylhet Metro City Securities Limited.	Click to View
849	March 12, 2013	Penelty Order : Non-compliance of Securities related Laws connection with unusual trading in shares of Quasem Erycells Limited"against Shyamol Equtiy Management Limited.	Click to View
850	March 12, 2013	Penelty Order : Non-compliance of Securities related Laws connection with unusual trading in shares of Quasem Erycells Limited"against Oshadi Securities Limited.	Click to View
851	March 12, 2013	Penelty Order : Non-compliance of Securities related Laws connection with unusual trading in shares of Quasem Erycells Limited"against Sinha Securities Limited.	Click to View
852	March 12, 2015	Penelty Order : Non-compliance of Securities related Laws connection with unusual trading in shares of Quasem Erycells Limited"against Global Securities Limited.	Click to View
853	March 14, 2013	Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Paramount Insurance Company Limited. against Md Mahbubur Rahman.	Click to View
854	March 14, 2013	Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Paramount Insurance Company Limited. against Md Razzaqul Haider Bhuiyan.	Click to View
855	March 14, 2013	Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Paramount Insurance Company Limited against Md Habibur Rahman.	Click to View
856	March 14, 2013	Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Paramount Insurance Company Limited against Ms Nusrat Jahan.	Click to View
857	March 14, 2013	Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Paramount Insurance Company Limited against Uttara Finance and Investment Limited.	Click to View
858	March 14, 2013	Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of GQBALPEN against Md Abdul Khayer.	Click to View
859	March 14, 2013	Order. Mr Md Abdur Razzak. Raspit Indk (bd)Ltd	Click to View
860	March 28, 2013	Payment of Penalty on the installment basis Ms.Shipra Paul	Click to View
861	March 28, 2013	Payment of Penalty on the installment basis Ms.Sheuli Saha	Click to View
862	March 28, 2013	Payment of Penalty on the installment basis Mr. Joydeb Kumar Saha	Click to View

February, 2013

Sl.No	Date	Subject	Commission’s Decision
863	February 4, 2013	Non-compliance of Securities related Laws against Aamra Technologies Limited.	Click to View
864	February 7, 2013	Warnivg: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of Dutchbangla. Md Shahadat Hossain	Click to View
865	February 7, 2013	Warning: Non-compliance of আচরণবিধি ৭ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০. Hac Securities Limited.	Click to View
866	February 14, 2013	Warning: violation of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন(সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা ১৯৯৫.মোহাম্মদ আকবর হোসেন	Click to View
867	February 14, 2013	Warning: violation of বিধি ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন(সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা ১৯৯৫. এ এন্ড এ ইনভেষ্টমেন্ট লিঃ	Click to View
868	February 26, 2013	Non-compliance of securities laws: in connection with the delayed submission of first quarter(Q1) financial statements Agni Systems Limited:Warning	Click to View
869	February 27, 2013	Penelty Order for Violation of Securities related Laws Mona Financial Consultancy and Securities Limited.	Click to View
870	February 27, 2013	Penelty Order for Violation of Securities related Laws against Fidelity Assets and Securities Company Limited.	Click to View
871	February 27, 2013	Penelty Order for Violation of Securities related Laws against Globe Securities Limited.	Click to View
872	February 27, 2013	Penelty Order for Violation of Securities related Laws against Shyamol Equity Management Limited.	Click to View
873	February 27, 2013	Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of All Tex Industries Limited. Md Nizam Uddin.	Click to View
874	February 28, 2013	Penelty Order for Violation of Securities related Laws against Mercantile Bank Securities Limited.	Click to View

January, 2013

Sl.No	Date	Subject	Commission’s Decision
875	January 17, 2013	Disposal of Review Petition in connection with the non-submission of third quarter (Q3) financial statements for the quarter ended on March 31, 2011. Warning.	Click to View
876	January 22, 2013	Penalty Order: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited.	Click to View
877	January 22, 2013	Penalty Order: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited.	Click to View
878	January 22, 2013	Penalty Order: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 in connection with trading in shares of Paramount and Global Insurance Limited.	Click to View
879	January 22, 2013	Penalty Order: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited.	Click to View
880	January 22, 2013	Penalty Order: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited.	Click to View
881	January 21, 2013	Penalty Order for Violation of Securities related Laws against Raspit Data Management Ltd	Click to View
882	January 27, 2013	Penalty Order for Violation of Securities related Laws against International Leasing Securities Ltd.	Click to View
883	January 27, 2013	Penalty Order for Violation of Securities related Laws against R.N Spinning Mills Ltd	Click to View
884	January 27, 2013	Penalty Order for Violation of Securities related Laws against Md. Abdul Kadir Faruq.	Click to View
885	January 27, 2013	Penalty Order for Violation of Securities related Laws against Kim jong suk.	Click to View
886	January 27, 2013	Penalty Order for Violation of Securities related Laws against Mrs Shirin Faruq.	Click to View
887	January 27, 2013	Penalty Order: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited	Click to View
888	January 27, 2013	Penalty Order: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited	Click to View
889	January 27, 2013	Penalty Order: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited	Click to View
890	January 27, 2013	Penalty Order: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited	Click to View
891	January 27, 2013	Penalty Order: Non-compliance of আচরণবিধি ৮ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ in connection with trading in shares of Libra Infusion Limited.	Click to View
892	January 27, 2013	Warning: Non-compliance of Section 17 (e) (ii) and 17 (e) (iv) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of Libra Infusion Limited.	Click to View
893	January 27, 2013	Penalty Order : Non-compliance of section 4(1) of Dhaka Stock Exchange (Short-Sale) Regulations,2006 and আচরনবিধি ৬ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ in connection with unusual trading in shares of listed securities by PHP Stocks & Securities Limited.	Click to View
894	January 27, 2013	Penalty Order: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of R.N Spinning Mills Limited	Click to View
895	January 27, 2013	Penalty Order: Non-compliance of Section 18 of Securities and Exchange Ordinance, 1969.	Click to View
896	January 27, 2013	Penalty Order: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Legacy Footwear Limited	Click to View
897	January 27, 2013	Penalty Order: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Legacy Footwear Limited	Click to View
898	January 28, 2013	Alleged non-compliance with the securities related laws in connection with the submission of un-audited 4th quarter financial statements:Warning	Click to View
899	January 27, 2013	Penalty Order for Violation of Securities related Laws against Mita Textiles Mills Ltd.	Click to View
900	January 27, 2013	Penalty Order for Violation of Securities related Laws against Khaza Mosaic Tiles & Stone Ind.Ltd	Click to View
901	January 28, 2013	Penalty Order for Violation of Securities related Laws against Pharmaco International Ltd.	Click to View
902	January 30, 2013	Penalty Order for Violation of Securities related Laws against Sajib Knitware & Garments Ltd.	Click to View
903	January 31, 2013	Penalty Order for Violation of Securities related Laws against Bangla Process Ind.Ltd.	Click to View
904	January 31, 2013	Penalty Order for Violation of Securities related Laws against Rose Heaven Bell Pen Ltd.	Click to View
905	January 31, 2013	Penalty Order for Violation of Securities related Laws against M.Hossain Garments Ltd.	Click to View
906	January 31, 2013	Penalty Order for Violation of Securities related Laws against Perfume Chemical Industries Ltd.	Click to View
907	January 31, 2013	Penalty Order for Violation of Securities related Laws against Fahad Industries Ltd.	Click to View
908	January 31, 2013	Penalty Order for Violation of Securities related Laws against Amam Se Food Ind.Ltd.	Click to View

December, 2012

Sl.No	Date	Subject	Commission’s Decision
909	December 24, 2012	Review: Violation of বিধি ৩(১) and বিধি ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫	Click to View
910	December 24, 2012	Review: Violation of বিধি ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with trading in shares of Fine Foods Limited.	Click to View
911	December 24, 2012	Review: Violation of বিধি ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ and section 17 (e) of the Securities and Exchange Ordinance, 1969 (XVII of 1969) in connection with trading in shares of Fine Foods Limited.	Click to View
912	December 24, 2012	Review: Violation of বিধি ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with trading in shares of Fine Foods Limited.	Click to View
913	December 24, 2012	Review: Violation of বিধি ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with trading in shares of Fine Foods Limited.	Click to View
914	December 24, 2012	Review: Violation of বিধি ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫	Click to View
915	December 26, 2012	Penalty Order for Violation of Securities related laws against Mohammad Quddus & Co.	Click to View

November, 2012

Sl.No	Date	Subject	Commission’s Decision
916	November 15, 2012	WARNING: Non-compliance of আচরনবিধি ১, ২(১), ২(২) ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
917	November 15, 2012	WARNING: Non-compliance of আচরনবিধি ১, ২(১), ২(২) ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
918	November 15, 2012	WARNING: Non-compliance of আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
919	November 15, 2012	WARNING: Non-compliance of আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View

October, 2012

Sl.No	Date	Subject	Commission’s Decision
920	October 10, 2012	Penalty Order for Violation of Securities related laws against Metalex Corporation Limited.	Click to View
921	October 16, 2012	Disposal: Non compliance of Notification No. SEC/SRMID/2000-953/313/Admin-06 dated March 25, 2001 in connection with non completion of sale as per declaration.	Click to View
922	October 16, 2012	Payment of Penalty on the installment basis.	Click to View

July, 2012

Sl.No	Date	Subject	Commission’s Decision
923	July 9, 2012	Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on December 31, 2011: Warning.	Click to View
924	July 9, 2012	Disposal of review petition against SEC Orders No. SEC/Enforcement/689/2008/ 467-470 all dated 29^th June, 2009, No.SEC/Enforcement/689/2008/156-159 all dated 26^th January, 2010, No.SEC/Enforcement/689/ 2008/478-481 all dated 31^st May, 2010, No. SEC/ Enforcement/160/2003/566-569 all dated 19^th July, 2009 and No. SEC/Enforcement/160/ 2003/69-72 all dated 5^th January, 2010.	Click to View
925	July 31, 2012	Penalty Order for Violation of Securities related laws against Eastern Cables Limited.	Click to View
926	July 31, 2012	Penalty Order for Violation of Securities related laws against Maq Enterprise Limited.	Click to View

June, 2012

Sl.No	Date	Subject	Commission’s Decision
927	June 10, 2012	Penalty Order for Violation of Securities related laws against Metalex Corporation Limited.	Click to View
928	June 10, 2012	Penalty Order for Violation of Securities related laws against Mita Textiles Limited.	Click to View
929	June 10, 2012	Penalty Order for Violation of Securities related laws against Raspit Data Management and Telecommunications Limited.	Click to View
930	June 10, 2012	Penalty Order for Violation of Securities related laws against Fahad Industries Limited.	Click to View
931	June 10, 2012	Penalty Order for Violation of Securities related laws against Pharmaco International Limited.	Click to View
932	June 10, 2012	Penalty Order for Violation of Securities related laws against M Hossain Garments washing and dying Limited.	Click to View
933	June 10, 2012	Penalty Order for Violation of Securities related laws against Chictex Limited.	Click to View
934	June 10, 2012	Non-compliance with the securities related laws in connection with the audited financial statements for the year ended on June 30, 2011: Warning	Click to View
935	June 10, 2012	Penalty Order for Violation of Securities related laws against Sajib Knitwear and Garments Limited.	Click to View
936	June 10, 2012	Penalty Order for Violation of Securities related laws against Bangladesh Shipping Corporation.	Click to View
937	June 10, 2012	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on September 30, 2011: Warning	Click to View
938	June 10, 2012	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on June 30, 2011: Warning	Click to View
939	June 10, 2012	Reduction of Penalty	Click to View
940	June 10, 2012	Payment of Penalty amount on installment basis	Click to View
941	June 12, 2012	Reduction of Penalty	Click to View
942	June 12, 2012	Non compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with declaration of sale of shares of Social Islami Bank Limited	Click to View
943	June 14, 2012	Penalty Order for Violation of Securities related laws against Apollo Ispat Complex Limited	Click to View
944	June 14, 2012	Penalty Order for Violation of Securities related laws against ICB Capital Management Limited	Click to View
945	June 14, 2012	Penalty Order for Violation of Securities related laws against Zoha Zaman Kabir Rashid and Co.	Click to View
946	June 14, 2012	Penalty Order for Violation of Securities related laws against Masih Muhith Haque and Co.	Click to View
947	June 17, 2012	Warning: Non compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection of shares sale by the placement holder of Grameen Phone Limited	Click to View
948	June 17, 2012	Warning: Non-compliance of 5(1) of Margin Rules, 1999	Click to View
949	June 27, 2012	Penalty Order for Violation of Securities related laws against NBL Securities Limited	Click to View
950	June 28, 2012	Penalty Order for Violation of Securities related laws against Bangla Process Industries Limited	Click to View

May, 2012

Sl.No	Date	Subject	Commission’s Decision
951	May 9, 2012	Disposal f review petition against SEC Orders No. SEC/Enforcement/447/ 2006/664-670 all dated September 29, 2011.	Click to View
952	May 17, 2012	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on June 30, 2011: Warning.	Click to View
953	May 17, 2012	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on June 30, 2011: Warning.	Click to View
954	May 21, 2012	Rejection of Review Petition: Violations of বিধি ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা ১৯৯৫ in connection with trading in shares of BIFCL.	Click to View
955	May 22, 2012	WARNING: Non-compliance of ৭ of দ্বিতীয় তফসিল and বিধি ১১ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
956	May 28, 2012	Penalty Order for Violation of Securities related laws against Aman Sea Food Industries Limited.	Click to View
957	May 28, 2012	Penalty Order for Violation of Securities related laws against Rose Haven Ball Pen Limited.	Click to View
958	May 28, 2012	Waiver of penalty imposed upon the individual director in connection with the non-submission of the half yearly financial statements for the period ended of December 31,2010 against penal Orders No. SEC/Enforcement/ 749/2009/758-762 all dated December 05, 2011.	Click to View

April, 2012

Sl.No	Date	Subject	Commission’s Decision
959	April 3, 2012	Warning: Non-compliance of আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
960	April 3, 2012	Warning: Non-compliance of আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
961	April 3, 2012	Warning: Non-compliance of আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
962	April 10, 2012	Rejection of review petition: Non-compliance of Commission's Directive No. SEC/CMRRCD/2001-43/43 dated June 15, 2010 in connection with unusual trading in shares of Eastern Housing Limited.	Click to View
963	April 10, 2012	Rejection of review petition: Non-compliance of Commission's Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010, Directive No. SEC/CMRRCD/2009-193/63 dated September 06, 2010 and Regulation 4(1) of Chittagong Stock Exchange (Short-Sale) Regulations, 2005 in connection with unusual trading in shares of Eastern Housing Limited.	Click to View
964	April 10, 2012	Rejection of second review petition no. NIL. dated December 15, 2011	Click to View
965	April 10, 2012	Rejection of second review petition no. NIL. dated January 03, 2012	Click to View
966	April 10, 2012	WARNING: Non-compliance of Rule 18(9) of Securities and Exchange Commission (Public Issue) Rules, 2006 in respect of IPO proposal of Modern Poly Industries Limited.	Click to View
967	April 10, 2012	Reduction of penalty: Non-compliance of Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with trading in shares of Ocean Container Limited.	Click to View
968	April 10, 2012	Reduction of penalty: Non-compliance of condition no. 7 under Part-B of SEC's letter No. SEC/CI/IPO-113/09-414 dated March 28, 2010.	Click to View
969	April 12, 2012	Penal Order: Non-compliance of regulation 4(1) of the Chittagong Stock Exchange (Short-Sale) Regulations, 2005.	Click to View
970	April 12, 2012	Penal Order: Non-compliance of regulation 4(1) of the Chittagong Stock Exchange (Short-Sale) Regulations, 2005	Click to View
971	April 12, 2012	Rejection of Review Petition: Non -compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ, আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল and বিধি-১১ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
972	April 12, 2012	Penal Order: Violation of বিধি-১১ and দ্বিতীয় তফসিলে বর্ণিত স্টক ডিলার, স্টক ব্রোকার ও অনুমোদিত প্রতিনিধিদের আচরণ বিধি ১ and ৬ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
973	April 12, 2012	PENAL ORDER: Non-compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with non compliance of sale as per declaration.	Click to View
974	April 15, 2012	Penal Order: Violation of বিধি-৩(১) and বিধি-৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with trading in shares of Fine Foods Limited.	Click to View
975	April 15, 2012	Penal Order: Violation of বিধি-৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with trading in shares of Fine Foods Limited.	Click to View
976	April 15, 2012	Penal Order: Violation of বিধি-৩(১) and বিধি-৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫	Click to View
977	April 15, 2012	Penal Order: Violation of বিধি-৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫	Click to View
978	April 15, 2012	Penal Order: Violation of বিধি-৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with trading in shares of Fine Foods Limited.	Click to View
979	April 15, 2012	Penal Order: Violation of বিধি-৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫	Click to View
980	April 15, 2012	WARNING: violation of section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited.	Click to View
981	April 15, 2012	WARNING: violation of section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited.	Click to View
982	April 15, 2012	WARNING: violation of section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited.	Click to View
983	April 15, 2012	WARNING: violation of section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited.	Click to View
984	April 15, 2012	WARNING: violation of section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited.	Click to View
985	April 15, 2012	WARNING: violation of section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited.	Click to View
986	April 15, 2012	WARNING: Non-compliance of the SEC's Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Fine Foods Limited.	Click to View
987	April 15, 2012	WARNING: Non-compliance of the SEC's Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Fine Foods Limited.	Click to View
988	April 15, 2012	WARNING: Non-compliance of the SEC's Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Fine Foods Limited.	Click to View
989	April 15, 2012	WARNING: Non-compliance of the SEC's Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Fine Foods Limited.	Click to View
990	April 15, 2012	WARNING: Non-compliance of the SEC's Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Fine Foods Limited.	Click to View
991	April 15, 2012	Disposal: Violation of বিধিধ ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ and section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited.	Click to View
992	April 22, 2012	Penalty Order for Violation of Securities related laws against Rose Haven Ball Pen Limited.	Click to View
993	April 22, 2012	Penalty Order for Violation of Securities related laws against Mona Food Industries Limited.	Click to View
994	April 22, 2012	Penalty Order for Violation of Securities related laws against Aman Sea Food Industries Limited.	Click to View
995	April 22, 2012	Penalty Order for Violation of Securities related laws against Raspit Inc. (BD) Limited.	Click to View
996	April 22, 2012	Penalty Order for Violation of Securities related laws against Fahad Industries Limited.	Click to View
997	April 22, 2012	Penalty Order for Violation of Securities related laws against Khaza Mosaic Tiles and Stone Industries Ltd.	Click to View
998	April 24, 2012	Penalty Order for Violation of Securities related laws against Dhaka fisheries Limited.	Click to View
999	April 25, 2012	PENAL ORDER: Non-compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with declaration of sale of shares of Social Islami Bank Limited.	Click to View
1000	April 25, 2012	PENAL ORDER: Non-compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with declaration of sale of shares of Social Islami Bank Limited.	Click to View
1001	April 25, 2012	PENAL ORDER: Non-compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with declaration of sale of shares of Social Islami Bank Limited.	Click to View
1002	April 25, 2012	PENAL ORDER: Non-compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with declaration of sale of shares of Social Islami Bank Limited.	Click to View
1003	April 25, 2012	Penal Order: Non-compliance of clause 1 of SEC's Notification No. SEC/CMRRCD/2008-183/Admin/03/34 dated September 27, 2009 in connection with conducting board meeting during the trading hours.	Click to View
1004	April 25, 2012	Penal Order: Non-compliance of clause 1 of SEC's Notification No. SEC/CMRRCD/2008-183/Admin/03/34 dated September 27, 2009.	Click to View

March, 2012

Sl.No	Date	Subject	Commission’s Decision
1005	March 4, 2012	Penalty Order for Violation of Securities related laws against Maq Enterprise Limited.	Click to View
1006	March 12, 2012	Warning: Non-compliance of Rule 3(1) and 3(2) of the Margin Rules, in connection with trading in shares of National Tea Company Ltd.	Click to View
1007	March 12, 2012	WARNING: Violation of বিধি ৪(২) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা ১৯৯৫ and Notification No. SEC/CMRRCD/2009- 193/49 Admin/03-48 dated February 26, 2012 submitted to the Commission.	Click to View
1008	March 12, 2012	WARNING: Non-compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ and আচরনবিধি ১, ২ ও ৭ ড়ভ দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1009	March 12, 2012	WARNING: Non compliance of Notification No. SEC/CMRRCD/2009- 193/49 Admin/03-48 dated July 14, 2010 in connection with declaration of share sale by the placement holder of Grameen Phone Limited (GP).	Click to View
1010	March 15, 2012	Penalty Order for Violation of Securities related laws against Maq Enterprise Limited.	Click to View
1011	March 19, 2012	Reduction of penalty: Non-compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ and আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1012	March 19, 2012	Reduction of penalty: Non-compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ and আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1013	March 19, 2012	Reduction of penalty: Non-compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ and আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1014	March 19, 2012	Reduction of penalty: Non-compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ and আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1015	March 19, 2012	WARNING: Non-compliance of Commission’s Order No. এসইসি/এসআরএমআইডি/২০০০-১৮৫/২২৪৮/প্র-০২/১ তারিখ ১৯ ডিসেম্বর, ২০০০ইং Gazetted on February 25, 2001 in connection with price sensitive information.	Click to View
1016	March 29, 2012	WARNING: Non compliance of Notification No. SEC/CMRRCD/2009- 193/49 Admin/03-48 dated July 14, 2010 in connection with non compliance of sale as per declaration.	Click to View

February, 2012

Sl.No	Date	Subject	Commission’s Decision
1017	February 12, 2012	Non-compliance of securities laws.-Warning.	Click to View
1018	February 15, 2012	Waiver of penalty against penal Orders No. SEC/Enforcement/ 303/2005/ 584 dated September 18, 2011	Click to View
1019	February 15, 2012	Non-compliance of securities laws: In connection with the delayed submission of third quarter (Q3) financial statements for the quarter ended on September 30, 2011. Warning.	Click to View
1020	February 15, 2012	Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on September 30, 2011. Warning.	Click to View
1021	February 15, 2012	Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on September 30, 2011. Warning.	Click to View
1022	February 23, 2012	Non-compliance of securities laws: In connection with the delayed submission of third quarter (Q3) financial statements for the quarter ended on September 30, 2011. Warning.	Click to View
1023	February 29, 2012	Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on September 30, 2011. Warning.	Click to View

January, 2012

Sl.No	Date	Subject	Commission’s Decision
1024	January 8, 2012	Penalty Order for Violation of Securities related laws against Rangamati Food Products Limited.	Click to View
1025	January 10, 2012	WARNING: Non compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14,2010 in connection with declaration of shares sale.	Click to View
1026	January 10, 2012	WARNING: Non compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with non submission of buy confirmation report within stipulated time.	Click to View
1027	January 10, 2012	WARNING: Non compliance of Notification No. SEC/CMRRCD/2000-313/Admin/06 dated March 25,2001 in connection with non submission of sale confirmation report.	Click to View
1028	January 10, 2012	Disposal: Non compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14,2010 in connection with non Completion of sale as per declaration.	Click to View
1029	January 10, 2012	WARNING: Non compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14,2010 in connection with non submission of sale confirmation report.	Click to View
1030	January 24, 2012	Disposal of review petition against Penal Orders in connection with the audited financial statements of Chittatong Vegetable Oil Industries Limited for the year ended on June 30, 2010.	Click to View
1031	January 30, 2012	Non-compliance of securities laws: -Warning.	Click to View

December, 2011

Sl.No	Date	Subject	Commission’s Decision
1032	December 1, 2011	Disposal: Non-compliance of regulation 4 of the Dhaka Stock Exchange (Short Sale) Regulations, 2006.	Click to View
1033	December 1, 2011	WARNING: Non-compliance of আচরনবিধি ২(১), ২(২) ও ৭ of দ্বিতয়ি তফসিল of সিকিউিরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1034	December 1, 2011	WARNING: Non-compliance of আচরনবিধি ২(১), ২(২) ও ৭ of দ্বিতয়ি তফসিল of সিকিউিরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1035	December 1, 2011	WARNING: Non-compliance of আচরনবিধি ২(১), ২(২) ও ৭ of দ্বিতয়ি তফসিল of সিকিউিরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1036	December 1, 2011	WARNING: Non-compliance of আচরনবিধি ২(১), ২(২) ও ৭ of দ্বিতয়ি তফসিল of সিকিউিরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1037	December 1, 2011	Reduction of Penalty.	Click to View
1038	December 1, 2011	Rejection of review petition.	Click to View
1039	December 1, 2011	Rejection of review petition.	Click to View
1040	December 1, 2011	Disposal: Violation of বিধি ৩(১), সিকিউিরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধর্কণ) বিধিমালা, ১৯৯৫ in connection with shares of Chittagong Vegetable Oil Industries Limited	Click to View
1041	December 5, 2011	Penalty Order for Violation of Securities related laws against Dhaka Fishers Limited.	Click to View
1042	December 5, 2011	Penalty Order for Violation of Securities related laws against GMG Industrial Corporation Limited.	Click to View
1043	December 5, 2011	Penalty Order for Violation of Securities related laws against Pharmaco International Limited.	Click to View
1044	December 5, 2011	Penalty Order for Violation of Securities related laws against Raspit Data Management and Telecommunications Limited.	Click to View
1045	December 5, 2011	Penalty Order for Violation of Securities related laws against M. Hossain Garments Washing and Dyeing Limited.	Click to View
1046	December 8, 2011	Rejection of review petition against Commission’s order No. SEC/Enforcement/840/2010/305 date June 14, 2011.	Click to View
1047	December 8, 2011	WARNING: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Sonargaon Textiles Limited.	Click to View
1048	December 8, 2011	WARNING: Non-compliance of SEC’s Directive No. SEC/CMRRCD/2001-43/47 dated July 08.2010, in connection with unusual trading in shares of Sonargaon Textiles Limited.	Click to View
1049	December 8, 2011	WARNING: Non-compliance of SEC’s Directive No. SEC/CMRRCD/2001-43/48 dated July 08.2010, in connection with unusual trading in shares of Sonargaon Textiles Limited.	Click to View
1050	December 8, 2011	WARNING: Non-compliance of SEC’s Directive No. SEC/CMRRCD/2001-43/48 dated July 08.2010, in connection with unusual trading in shares of Sonargaon Textiles Limited.	Click to View
1051	December 8, 2011	WARNING: Non-compliance of ডপজিটরি (ব্যবহারিক) প্রবিধানমালা, ২০০৩ এর তফসিল-৫ এ বর্ণিত ডিপজিটরির অংশগ্রহণকারীর ক্ষেত্রে আচরনবিধি-১, ২(১) এবং SEC’s Directive No. SEC/CMRRCD/2001-43/47 dated July 08.2010, in connection with unusual trading in shares of Sonargaon Textiles Limited.	Click to View
1052	December 8, 2011	Reduction of Penalty.	Click to View
1053	December 8, 2011	Reduction of Penalty.	Click to View
1054	December 8, 2011	Rejection of review petition against Commission’s penal order No. SEC/Enforcement/908/2011/569/ dated September 06, 2011.	Click to View
1055	December 8, 2011	Rejection of review petition against Commission’s penal order No. SEC/Enforcement/908/2011/571/ dated September 06, 2011.	Click to View
1056	December 8, 2011	WARNING: Non-compliance of the Rules 8(1) of Securities and Exchange Rules, 1987, সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ এর দ্বিতীয় তফসিলে বর্ণিত স্টক ডিলার ও স্টক ব্রোকার ও অনুমোদিত প্রতিনিধিদের আচরন বিধি, ষ্টক ডিলার/ষ্টক ব্রোকার/অনুমোদিত প্রতিনিধি এর নিবন্ধন সনদের শর্তাবলী নং-৭ in connection with unusual trading in shares of Sonargaon Textiles Limited.	Click to View
1057	December 8, 2011	Reduction of Penalty.	Click to View
1058	December 8, 2011	Reduction of Penalty.	Click to View
1059	December 8, 2011	Reduction of Penalty.	Click to View
1060	December 19, 2011	Disposal of review petition against SEC Order No. SEC/Enforcement/300/2005/821-823 all dated November 02, 2009	Click to View
1061	December 19, 2011	Waiver of penalty imposed upon the individual director in connection with the non submission of the half yearly financial statements for the period ended on December 31, 2010, against penal Order No. SEC/Enforcement/751/2009/545-553 all dated September 06, 2011: Warning.	Click to View
1062	December 19, 2011	Penalty Order for Violation of Securities related laws against Raspit Inc. (BD) Limited.	Click to View
1063	December 19, 2011	Penalty Order for Violation of Securities related laws against Rose Heaven Ball Pen Limited.	Click to View
1064	December 19, 2011	Penalty Order for Violation of Securities related laws against Metalex Corporation Limited.	Click to View
1065	December 19, 2011	Penalty Order for Violation of Securities related laws against Raspit Inc. (BD) Limited.	Click to View
1066	December 20, 2011	Penalty Order for Violation of Securities related laws against Chictex Limited.	Click to View
1067	December 21, 2011	Disposal of review petition against SEC Order No. SEC/Enforcement/447/2006/664-670 all dated September 29, 2011	Click to View
1068	December 21, 2011	Penalty Order for Violation of Securities related laws against Chictex Limited.	Click to View
1069	December 21, 2011	Penalty Order for Violation of Securities related laws against Raspit Inc. (BD) Limited.	Click to View
1070	December 22, 2011	Non-compliance with the securities related laws in connection with non-submission of audited financial statement for the year ended on June 30, 2010: Warning.	Click to View
1071	December 22, 2011	Non-compliance with the securities related laws in connection with non-submission of audited financial statement for the year ended on June 30, 2010: Warning.	Click to View
1072	December 27, 2011	Penalty Order for Violation of Securities related laws against PHP Stock and Securities Limited.	Click to View
1073	December 28, 2011	Waiver of penalty imposed upon the individual director in connection with the non-submission of the half yearly financial statements for the period ended on December 31, 2010, against penal Orders No. SEC/Enforcement/752/2009/534-341 all dated August 24, 2011: Warning.	Click to View
1074	December 28, 2011	Penalty Order for Violation of Securities related laws against Raspit Data Management and Telecommunications Limited.	Click to View
1075	December 28, 2011	Penal Order: In connection with non-submission of audited financial statements for the year ended on December 31, 2009.	Click to View
1076	December 28, 2011	Penal Order: Non-compliance of Commission’s Directive No. SEC/CMRRCD/2011-43/43 dated June 15, 2010 in connection with unusual trading in shares of Eastern Housing Limited.	Click to View
1077	December 28, 2011	Penal Order: Non-compliance of Commission’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010, Directive No. SEC/CMRRCD/ 2009/193/63 dated September 06, 2010 and Regulation 4(1) of Chittagong Stock Exchange (short-Sale) Regulations, 2005 in connection with unusual trading in shares of Eastern Housing Limited.	Click to View
1078	December 28, 2011	Penal Order: Non-compliance of Section 17(e)(iii)(v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Eastern Housing Limited.	Click to View
1079	December 29, 2011	Non-compliance with the securities related laws in connection with non-submission of audited financial statements for the year ended on June 30, 2010: Warning.	Click to View

November, 2011

Sl.No	Date	Subject	Commission’s Decision
1080	November 13, 2011	Penalty Order for Violation of Securities related laws against Island Securities Limited.	Click to View
1081	November 13, 2011	Non-compliance of Securities related laws: Disposal of the alleged matter.	Click to View
1082	November 13, 2011	Non-compliance with securities laws-Warning.	Click to View
1083	November 14, 2011	Disposal of review petition against Penalty Order in connection retention of auditor for a consecutive period exceeding three years.	Click to View

October, 2011

Sl.No	Date	Subject	Commission’s Decision
1084	October 2, 2011	Penalty Order for Violation of Securities related laws against Aloco Securities Limited.	Click to View
1085	October 2, 2011	Penalty Order for Violation of Securities related laws against K H B Securities Limited.	Click to View
1086	October 2, 2011	Non-compliance of securities laws: In connection with the delayed submission of third quarter (Q3) financial statements for the quarter ended on March 31, 2011. Warning.	Click to View
1087	October 2, 2011	Non-compliance of securities laws: In connection with the delayed submission of third quarter (Q3) financial statements for the quarter ended on March 31, 2011. Warning.	Click to View
1088	October 3, 2011	Disposal of review petition against Penalty Order: In connection with auditor’s qualifications and Commission’s observations on the audited financial statements for the year ended on June 30, 2009	Click to View
1089	October 4, 2011	Non-compliance of securities laws: In connection with the delayed submission of third quarter (Q3) financial statements for the quarter ended on March 31, 2011. Warning.	Click to View
1090	October 11, 2011	Penalty Order for Violation of Securities related laws against Dhaka Fisheries Limited.	Click to View
1091	October 12, 2011	Penalty Order for Violation of Securities related laws against Bengal Fine Ceramics Limited.	Click to View

September, 2011

Sl.No	Date	Subject	Commission’s Decision
1092	September 6, 2011	Penalty Order for Violation of Securities related laws against Mehgna Petroleum Limited.	Click to View
1093	September 6, 2011	Penal Order: Non-compliance of the Commission’s Order no. SEC/SRMID/94-231/1638 dated January 30, 2008 and further Order No. SEC/SRMID/94-231/1640 dated January 31, 2008, clause (d) of sub-rule (12) of rule 3 of the Margin Rules, 1999 as per Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009, Directive No. SEC/CMRRECD/2001-43/31 dated March 23, 2010 in connection with unusual trading in shares of Safko Spinning Mills Limited	Click to View
1094	September 6, 2011	Penal Order: Non-compliance of the Commission’s Order no. SEC/SRMID/94-231/1638 dated January 30, 2008 and further Order No. SEC/SRMID/94-231/1640 dated January 31, 2008, clause (d) of sub-rule (12) of rule 3 of the Margin Rules, 1999 as per Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009, in connection with unusual trading in shares of Safko Spinning Mills Limited	Click to View
1095	September 6, 2011	Penal Order: Non-compliance of securities laws in connection with unusual trading in shares of Safko Spinning Mills Limited	Click to View
1096	September 6, 2011	Penal Order: Non-compliance of the Commission’s Order no. SEC/SRMID/94-231/1638 dated January 30, 2008 and further Order No. SEC/SRMID/94-231/1640 dated January 31, 2008, in connection with unusual trading in shares of ICB Islamic Bank Limited	Click to View
1097	September 6, 2011	Penal Order: Non-compliance of the Commission’s Order no. SEC/SRMID/94-231/1638 dated January 30, 2008 and further Order No. SEC/SRMID/94-231/1640 dated January 31, 2008, in connection with unusual trading in shares of ICB Islamic Bank Limited	Click to View
1098	September 6, 2011	Penal Order: Non-compliance of the Commission’s Order no. SEC/SRMID/94-231/1638 dated January 30, 2008 and further Order No. SEC/SRMID/94-231/1640 dated January 31, 2008, in connection with unusual trading in shares of ICB Islamic Bank Limited	Click to View
1099	September 6, 2011	Penal Order: Non-compliance of the Commission’s Order no. SEC/SRMID/94-231/1638 dated January 30, 2008 and further Order No. SEC/SRMID/94-231/1640 dated January 31, 2008, in connection with unusual trading in shares of ICB Islamic Bank Limited	Click to View
1100	September 6, 2011	PENAL ORDER: Violation of Section 17 (a) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Beach Hatchery Limited.	Click to View
1101	September 6, 2011	PENAL ORDER: Violation of Section 17 (a) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Beach Hatchery Limited.	Click to View
1102	September 6, 2011	Non-compliance of securities laws: In connection with the delayed submission of third quarter (Q3) financial statements for the quarter ended on March 31, 2011. Warning.	Click to View
1103	September 13, 2011	Non-compliance with securities related laws in connection with third quarter (Q3) financial statements for the third quarter ended on September, 2010: Warning	Click to View
1104	September 13, 2011	Non-compliance with securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on December 31, 2010: Warning	Click to View
1105	September 15, 2011	PENAL ORDER: Regarding Violation of Securities related laws.	Click to View
1106	September 16, 2011	WARNING: Non-compliance of the Rule 8(1) of Securities and Exchange Rules, 1987 in connection with unusual trading in shares of Beach Hatchery Limited.	Click to View
1107	September 16, 2011	WARNING: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Beach Hatchery Limited.	Click to View
1108	September 16, 2011	WARNING: Non-compliance of the SEC’s Directive No. SEC/ CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Beach Hatchery Limited.	Click to View
1109	September 16, 2011	WARNING: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Beach Hatchery Limited.	Click to View
1110	September 16, 2011	WARNING: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010 and Commission’s letter No. SEC/SRMID/94-231/472 dated February 13, 205, in connection with unusual trading in shares of Beach Hatchery Limited.	Click to View
1111	September 18, 2011	Non-compliance of securities laws: In connection with the delayed submission of third quarter (Q3) financial statements for the quarter ended on March 31, 2011: Warning	Click to View
1112	September 18, 2011	Penalty Order for Violation of Securities related laws against Mona Food Industry Limited.	Click to View
1113	September 18, 2011	Penalty Order for Violation of Securities related laws against Khaza Mosaic Tiles and Stone Industries Limited.	Click to View
1114	September 18, 2011	Penalty Order for Violation of Securities related laws against Fahad Industries Limited.	Click to View
1115	September 18, 2011	Penalty Order for Violation of Securities related laws against Sajib Knitwear and Garments Limited.	Click to View
1116	September 20, 2011	PENAL ORDER: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Aftab Automobiles Limited.	Click to View
1117	September 20, 2011	Penal Order: Non-compliance of the SEC’s Directive No. SEC/ CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Aftab Automobiles Limited.	Click to View
1118	September 20, 2011	Penal Order: Non-compliance of the SEC’s Directive No. SEC/ CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Aftab Automobiles Limited.	Click to View
1119	September 20, 2011	Penal Order: Non-compliance of the SEC’s Directive No. SEC/ CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Aftab Automobiles Limited.	Click to View
1120	September 20, 2011	Non-compliance of securities laws: Warning.	Click to View
1121	September 21, 2011	Penalty Order for Violation of Securities related laws against Aman Sea Food Industries Limited.	Click to View
1122	September 21, 2011	Penalty Order for Violation of Securities related laws against Bangla Process Industries Limited.	Click to View
1123	September 21, 2011	WARNING: Non-compliance of Section 17 (e)(iii) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Aftab Automobiles Limited.	Click to View
1124	September 21, 2011	WARNING: Non-compliance of the Commission’s Directive No. SEC/ CMRRCD/2001-43/48 dated July 08, 2010, in connection with unusual trading in shares of Aftab Automobiles Limited.	Click to View
1125	September 25, 2011	Penalty Order for Violation of Securities related laws against Chittagong Vegetable Oil Industries Limited.	Click to View
1126	September 25, 2011	PENAL ORDER: Non-compliance of Rule 18(9) of Securities and Exchange Commission (Public Issue) Rules, 2006 in respect of IPO proposal of Modern Poly Industries Limited.	Click to View
1127	September 26, 2011	Penalty Order for Violation of Securities related laws against Alhaj Textile Mills Limited.	Click to View
1128	September 29, 2011	Penalty Order for Violation of Securities related laws against Azadi Printers Limited.	Click to View

August, 2011

Sl.No	Date	Subject	Commission’s Decision
1129	August 2, 2011	সিকিউরিটিজ সংক্রান্ত আইন ও উহার বিধি-বিধান পরিপালনের ব্যর্থতার জন্য ডান্ডি ডাইং লিমিটেড এর উপর জরিমানা ধার্যের ‘‘আদেশ”	Click to View
1130	August 10, 2011	WARNING: Non-compliance of the SEC's Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010, in connection with unusual trading in shares of Pharma Aids Limited.	Click to View
1131	August 10, 2011	WARNING: Violation of উপ-বিধি (২) ড়ভ বিধি (৪) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with unusual trading in shares of Pharma Aids Limited.	Click to View
1132	August 11, 2011	Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on December 31, 2010: Warning	Click to View
1133	August 16, 2011	PENAL ORDER: Violation of বিধি ৪(১) ড়ভ সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with unusual trading in shares of BIFCL.	Click to View
1134	August 16, 2011	PENAL ORDER: Non-compliance of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009, in connection with unusual trading in shares of Dhaka Fisheries Limited.	Click to View
1135	August 16, 2011	Penal Order: Non-compliance of condition No. 4 of SEC's approval letter No. SEC/CI/RI.43/2010/223 dated July 20, 2010 for issuance of Rights Shares.	Click to View
1136	August 16, 2011	PENAL ORDER: Non-compliance of the SEC's Order No. SEC/CRMID/94-231/1640 dated January 31, 2008, in connection with trading in shares of Z Category Company.	Click to View
1137	August 16, 2011	PENAL ORDER: Non-compliance of শর্ত নং-২ ড়ভ স্টক ব্রোকার নিবন্ধন সনদ and আচরনবিধি ১, ২ ও ৭ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০	Click to View
1138	August 16, 2011	PENAL ORDER: Non-compliance of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009.	Click to View
1139	August 16, 2011	PENAL ORDER: Non-compliance of Margin Rules, 1999 and Securities and Exchange Commission's Letter No. SEC/CRMID/94-231/472 dated February 13, 2005	Click to View
1140	August 16, 2011	PENAL ORDER: Non-compliance of শর্ত নং-২ ড়ভ স্টক ব্রোকার নিবন্ধন সনদ, আচরনবিধি ১, ২ ও ৭ ড়ভ দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০	Click to View
1141	August 16, 2011	PENAL ORDER: Non-compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ, আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল and বিধি ১১ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০	Click to View
1142	August 16, 2011	PENAL ORDER: Non-compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ, আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল and বিধি ১১ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০	Click to View
1143	August 16, 2011	PENAL ORDER: Non-compliance of the Commission's Order No. এসইসি/এসআরএমআইডি/২০০০-৯৮৫/২২৪৮/প্র-০২/১ তারিখ ১৯ ডিসেম্বর, ২০০০ইং Gazetted on Februay 25, 2001.	Click to View
1144	August 16, 2011	Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on March 31, 2011: Warning	Click to View
1145	August 16, 2011	Non-compliance of securities laws: Warning	Click to View
1146	August 16, 2011	Non-compliance of securities laws: Warning	Click to View
1147	August 18, 2011	Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on March 31, 2011: Warning	Click to View
1148	August 21, 2011	PENAL ORDER: Non-compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ, আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০	Click to View
1149	August 24, 2011	সিকিউরিটিজ সংক্রান্ত আইন ও উহার বিধি-বিধান পরিপালনের ব্যর্থতার জন্য যমুনা অয়েল কোম্পানী লিমিটেড এর চেয়ারম্যান এবং অন্যান্য পরিচালক এর উপর জরিমানা ধার্যের ‘‘আদেশ”	Click to View

July, 2011

Sl.No	Date	Subject	Commission’s Decision
1150	July 3, 2011	Withdrawal of certificate case against token payment as penalty on concerned of Directors of Sajib Knitwear and Garments Ltd.	Click to View
1151	July 19, 2011	সিকিউরিটিজ সংক্রান্ত আইন ও উহার বিধি-বিধান পরিপালনের ব্যর্থতার জন্য আলহাজ টেক্সটাইল মিলস লিমিটেড এর ব্যবস্থাপনা পরিচালক ও অন্যান্য পরিচালকদের জরিমানা ধার্যের ‘‘আদেশ”	Click to View
1152	July 26, 2011	Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years: Warning	Click to View
1153	July 26, 2011	Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years: Warning	Click to View
1154	July 31, 2011	Non-compliance of securities laws.-Warning

June, 2011

Sl.No	Date	Subject	Commission’s Decision
1155	June 14, 2011	Penal Order for Non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Aramit Cement Ltd.	Click to View
1156	June 14, 2011	Penal Order for non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Apex weaving and finishing mills ltd. and delta life insurance company ltd.
1157	June 14, 2011	Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/1641 dated January 31, 2008 and Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Gulf foods ltd.	Click to View
1158	June 14, 2011	Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 in connection with unusual trading in shares of Gulf foods ltd.
1159	June 14, 2011	Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 in connection with unusual trading in shares of Gulf foods ltd.
1160	June 14, 2011	Penal Order for non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Gulf foods ltd.
1161	June 14, 2011	Penal Order for non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Gulf foods ltd.
1162	June 14, 2011	Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 and Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Alpha tobacco manufacturing company ltd.
1163	June 14, 2011	Penal Order for non-compliance of the SEC's Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Alpha tobacco manufacturing company ltd.
1164	June 14, 2011	Penal Order for non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Alpha tobacco manufacturing company ltd.
1165	June 14, 2011	Penal Order for non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Alpha tobacco manufacturing company ltd.	Click to View
1166	June 14, 2011	Penal Order for non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Alpha tobacco manufacturing company ltd.
1167	June 14, 2011	Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 and SEC's Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Dhaka Fisheries Ltd. and Guld foods ltd.
1168	June 14, 2011	Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 in connection with unusual trading in shares of Dhaka Fisheries Ltd.
1169	June 14, 2011	Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 and Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Dhaka Fisheries ltd and Gulf foods ltd.
1170	June 14, 2011	Penal Order for non-compliance of the SEC's Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Dhaka Fisheries Ltd.
1171	June 14, 2011	Penal Order for non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Dhaka Fisheries Ltd.
1172	June 14, 2011	Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 in connection with unusual trading in shares of CMC kamal textile mills ltd.
1173	June 14, 2011	Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 and Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of CMC kamal textile mills ltd.
1174	June 14, 2011	Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 in connection with unusual trading in shares of CMC kamal textile mills ltd.	Click to View
1175	June 14, 2011	Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 and Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Chittagong vegetable oil industries ltd. and Alpha tobacco manufacturing company ltd.
1176	June 14, 2011	Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 in connection with unusual trading in shares of Chittagong vegetable oil industries ltd.	Click to View
1177	June 26, 2011	Penal Order for non-compliance of the SEC's Directive No. SEC/CMRRCD/2009-193/63 dated September06, 2010 in connection with trading in shares of United Airways (Bangladesh) ltd.	Click to View
1178	June 27, 2011	Penal Order for violating বিধি ৪ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা ১৯৯৫.	Click to View
1179	June 27, 2011	Penal Order: Non-compliance of the SEC's Order No. SEC/SRMID/94-231/1640 dated Januraly 31, 2008 in connection with trading in shares of Chittagong vegetable oil industries ltd.	Click to View
1180	June 27, 2011	Penal Order: Non-compliance of the SEC's Order No. SEC/SRMID/94-231/1640 dated Januraly 31, 2008 and sub rule (1) of Rule 3 of Margin Rules, 1999 in connection with unusual trading in shares of Chittagong vegetable oil industries ltd.
1181	June 27, 2011	Penal Order: Non-compliance of Regulation 4(1) of Dhaka Stock Exchange (Short-Sale) Regulations, 2006 and Regulation 13 of Dhaka Stock Exchange Transaction Regulations, in connection with unusual trading in shares of Chittagong vegetable oil industries ltd.
1182	June 27, 2011	Penal Order: Non-compliance of Regulation 4(1) of Dhaka Stock Exchange (Short-Sale) Regulations, 2006 and Regulation 13 of Dhaka Stock Exchange Transaction Regulations, in connection with unusual trading in shares of Chittagong vegetable oil industries ltd.
1183	June 27, 2011	Penal Order: Non-compliance of clause (d) of sub-rule (12) of rule 3 of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 and SEC's Order No. SEC/SRMID/94-232/1640 dated January 31, 2008 in connection with unusual trading in shares of Chittagong vegetable oil industries ltd.	Click to View
1184	June 27, 2011	Penal Order: Non-compliance of clause (d) of sub-rule (12) of rule 3 of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 and SEC's Order No. SEC/SRMID/94-232/1640 dated January 31, 2008 in connection with unusual trading in shares of Chittagong vegetable oil industries ltd.	Click to View
1185	June 27, 2011	Penal Order: Non-compliance of clause (d) of sub-rule (12) of rule 3 of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Chittagong vegetable oil industries ltd.	Click to View
1186	June 27, 2011	Show-cause cum hearing notice: Non-compliance of clause (d) of sub-rule (12) of rule 3 of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Chittagong vegetable oil industries ltd.	Click to View
1187	June 27, 2011	Penal Order: Non-compliance of clause (d) of sub-rule (12) of rule 3 of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 and in connection with unusual trading in shares of Chittagong vegetable oil industries ltd.	Click to View
1188	June 28, 2011	Penal Order: In connection with the matter of non submission of the Capital & Shareholding Position for the month of February 2010, March 2010 and April 2010.

April, 2011

Sl.No	Date	Subject	Commission’s Decision
1189	April 4, 2011	Order to Modern Fiber Industry Ltd. Order No-sec/enforcement/866/2011/200	Click to View
1190	April 13, 2011	Warning: Non-compliance with securities related laws to Credit Rating Agency of Bangladesh Limited (CRAB)	Click to View
1191	April 27, 2011	Your letter dated March 21, 2011 against Commission’s penalty Order to Bali Securities Limited.	Click to View
1192	April 28, 2011	Order to Cordial Securities Ltd. Order No SEC/Enforcement/905/2011/265	Click to View
1193	April 28, 2011	Order to Arafat Securities Ltd. Order No: SEC/Enforcement/829/2010/269	Click to View
1194	April 28, 2011	Order to Arafat Securities Ltd. Order No: SEC/Enforcement/829/2010/267	Click to View

March, 2011

Sl.No	Date	Subject	Commission’s Decision
1195	March 3, 2011	Warning: Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years to Hakkani Pulp & Paper Mills Ltd.	Click to View
1196	March 23, 2011	Warning: Non-compliance with the securities related laws in connection with audited financial statements for the year ended on June 30, 2009 to Sonali Aansh Industries ltd.	Click to View
1197	March 31, 2011	Your letter dated Feb 24, 2011 against Commission's penalty Order No. SEC/Enforcement/660/2008/87 dated Feb 10, 2011 to Western Securities Investment Management Ltd
1198	March 31, 2011	Disposal of review against Penalty Order: in connection with Repeat Public Offerings (RPO) of Golden Son Ltd. to ICB Capital Management Ltd	Click to View

February, 2011

Sl.No	Date	Subject	Commission’s Decision
1199	February 7, 2011	Order to Bangladesh Electricity Meter Company Ltd. Order no-SEC/ENFORCEMENT/52/2001/66-68.	Click to View
1200	February 8, 2011	Disposal of review against Penalty Order: in connection with Repeat Public offerings (RPO) of Golden Son Ltd to ICB Capital Management Ltd.	Click to View
1201	February 9, 2011	Order to Bionic See Food Export Ltd. Order No: SEC/ENFORCEMENT/641/2007/80 TO SEC/ENFORCEMENT/641/2007/83	Click to View
1202	February 10, 2011	Order to MAH Securities Ltd. Order No: SEC/ENFORCEMENT/804/2010/89	Click to View
1203	February 10, 2011	Order to SAAD Securities Ltd. Order No: SEC/ENFORCEMENT/787/2009/91	Click to View
1204	February 10, 2011	Order to Western Securities Investment Management Ltd. Order No: SEC/ENFORCEMENT/660/2008/87	Click to View
1205	February 24, 2011	Warning. Non-compliance with securities laws in connection with retention of auditor for a consecutive period exceeding three years to Anlima Yarn Dyeing Ltd	Click to View
1206	February 27, 2011	Order to Modern Industry Ltd. Order No: SEC/ENFORCEMENT/790/2009/112 TO SEC/ENFORCEMENT/790/2009/114	Click to View
1207	February 28, 2011	Warning. Non-compliance with securities related laws in connection with audited financial statements for the year ended on Sep 30, 2009 to Quasem Silk Mills Ltd.	Click to View
1208	February 28, 2011	Warning. Non-compliance with securities related laws in connection with audited financial statements for the year ended on Sep 30, 2009 to Quasem Textile Mills Ltd.	Click to View
1209	February 28, 2011	Order to ASENZ Securities Ltd. Order No: SEC/ENFORCEMENT/860/2011/128	Click to View
1210	February 28, 2011	Order to M Securities Ltd. Order No: SEC/ENFORCEMENT/588/2007/122	Click to View
1211	February 28, 2011	Order to BALI Securities Ltd. Order No: SEC/ENFORCEMENT/861/2011/126	Click to View

January, 2011

Sl.No	Date	Subject	Commission’s Decision
1212	January 2, 2011	Waiver of penalty imposed penal Orders No. SEC/Enforcement/194/2003/549 to 555 all dated 28 June 2010 to Tulip dairy & Food Products Ltd	Click to View
1213	January 12, 2011	Disposal of review petition against SEC Orders No. SEC/Enforcement/432/2006/653-659 all dated August 23, 2010 to Sajib knitwear and Garments Ltd	Click to View
1214	January 12, 2011	Order to Salah Carpet Mills Ltd. Order No-SEC/Enforcement/722/2008/18-21	Click to View
1215	January 16, 2011	Disposal of review petition against SEC Orders No. SEC/Enforcement/721/2008/707 dated October 04, 2010 to National Credit and Commerce Bank Ltd.	Click to View
1216	January 16, 2011	Warning: Non-compliance of securities laws for MAH Securities ltd	Click to View
1217	January 17, 2011	Warning: Non-compliance with securities related laws in connection with Issue of Capital by C.P. Bangladesh Co. Ltd	Click to View
1218	January 23, 2011	Warning: Non-compliance with securities related laws in connection with audited financial statement for the year ended on Dec 31, 2008 & 2009 to Phoenix Insurance Com Ltd. (Issuer)	Click to View
1219	January 26, 2011	Warning: Non-compliance of securities laws to Anam Capital ltd	Click to View
1220	January 30, 2011	Disposal of review petition against SEC Orders No. SEC/Enforcement/160/2003/ 69-72 all dated January 5, 2010 to Sreepur Textile Mills Limited	Click to View
1221	January 31, 2011	Warning: Non-compliance with securities related laws in connection with audited financial statement for the year ended on Dec 31, 2008 & 2009 to Peoples Leasing and financial Services Ltd. (Issuer)

December, 2010

Sl.No	Date	Subject	Commission’s Decision
1222	December 5, 2010	Warning: alleged non compliance with securities related laws in connection with the audited financial statements for the year ended on June 30, 2009 to Sonali Paper & Board Mills Ltd	Click to View
1223	December 7, 2010	Order to Saad Securities Ltd. Order no sec/enforcement/787/2009/819	Click to View
1224	December 8, 2010	Warning: non compliance of securities laws in connection with the delayed submission of half yearly financial statements for the half year ended on June 30, 2010 to Wata Chemicals Ltd	Click to View
1225	December 15, 2010	Warning: non compliance of securities laws to BRAC EPL Stock Brokerage Ltd.	Click to View
1226	December 19, 2010	Warning: non compliance of securities laws to Alliance Securities & Management Ltd.	Click to View
1227	December 19, 2010	Warning: non compliance of securities laws to Alliance Securities & Management Ltd.	Click to View
1228	December 19, 2010	Review of imposed penalty against SEC penalty Orders No. SEC/Enforcement/197/2003/584-589 all dated July 15, 2010 to Maq Enterprise Ltd.	Click to View
1229	December 21, 2010	Warning: non compliance of securities laws to Apex Investments Ltd.	Click to View
1230	December 21, 2010	Warning: Show cause cum hearing notice: non compliance of securities related laws in connection with issue of Capital by Sea Tex Ltd	Click to View
1231	December 23, 2010	Disposal of review petition against Penal Orders in connection with auditor's qualifications on the audited financial statements of Alpha Tobacco Mfg. Ltd for the year ended on Sep-30, 2006 & sep 30, 2008	Click to View
1232	December 23, 2010	Warning: non compliance of securities laws to Sharp Securities Ltd.	Click to View
1233	December 23, 2010	Disposal of review petition against SEC Orders No. SEC/Enforcement/194/2003/ 256-262 all dated February 23, 2010 to Tulip Dairy & Food Products Ltd.	Click to View

November, 2010

Sl.No	Date	Subject	Commission’s Decision
1234	November 7, 2010	Disposal of review appeal against Penalty Order: In connection with repeat Public Offerings (RPO) of Golden Son Ltd to ICB Capital Management Ltd (issuer)	Click to View
1235	November 7, 2010	Disposal of review petition against Penal Orders In connection with the audited financial Statement for the year ended on June 30, 2003 to Fine Foods Ltd.	Click to View
1236	November 7, 2010	Disposal of review petition against Penal Orders In connection with repeat Public Offerings (RPO) of Golden Son Ltd	Click to View
1237	November 9, 2010	Order to Ammam Sec Food Industry Ltd. Order No: SEC/ENFORCEMENT/567/2007/787.	Click to View
1238	November 14, 2010	WARNING: Non-Compliance with securities related laws in connection with the audited financial statements for the year ended on Dec-31, 2009 to Lexco Ltd (issuer)	Click to View
1239	November 21, 2010	Disposal of review petition against Penal Orders In connection with the audited financial Statement for the year ended on June 30, 2006 & 2007 with a token fine to Ashraf Textile Mills Ltd	Click to View
1240	November 23, 2010	WARNING: Alleged Non-Compliance with securities related laws in connection with the audited financial statements of Sonali Paper & Board Mills Ltd for the year ended on June-30, 2009 to M/s. Chowdhury Bhattacharjee & Co.	Click to View

October, 2010

Sl.No	Date	Subject	Commission’s Decision
1241	October 3, 2010	Disposal of review petition against penalty order: In connection with the audited financial statements for the year ended on June 30, 2003 of Fine Foods Ltd	Click to View
1242	October 4, 2010	Order to Golden Son Ltd. Order No: SEC/ENFORCEMENT/805/2010/710	Click to View
1243	October 4, 2010	Order to National Credit & Commerce Bank Ltd. Order No: SEC/ENFORCEMENT/721/2008/707	Click to View
1244	October 7, 2010	Review of imposed penalty against SEC penalty Orders No. SEC/Enforcement/602/2007/25-30 all dated January 03, 2010 for Wata Chemicals Ltd.	Click to View
1245	October 11, 2010	Warning: For violation of rule 13 of the Securities and Exchange Rules, 1987 for Arbee Textiles Ltd	Click to View
1246	October 11, 2010	Disposal of the alleged matter: Non-compliance of securities laws: in connection with Non-dissemination of price sensitive information and non submission of half yearly financial statements for the half ended on June 30, 2009 for German Bangla J.V.Food Ltd	Click to View
1247	October 21, 2010	Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Yaakub Ali Khandaker	Click to View
1248	October 21, 2010	Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Tariqal Islam Bhuiyan	Click to View
1249	October 21, 2010	Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Tayeb Ali Khan	Click to View
1250	October 21, 2010	Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Kair Uddin Ahmed	Click to View
1251	October 21, 2010	Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Kazi Zunnun Boshre	Click to View
1252	October 21, 2010	Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Shafiul Islam Bipul	Click to View
1253	October 21, 2010	Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Syed Siraj Ud Dawla	Click to View
1254	October 21, 2010	Warning: non compliance of securities laws to IIDFC capital Ltd	Click to View
1255	October 21, 2010	Warning: non compliance of securities laws to Pioneer Insurance Co. Ltd	Click to View
1256	October 21, 2010	Warning: non compliance of securities laws in connection with the matter of non-compliance of conditions imposed 2CC of Securities And Exchange Ordinance, 1969 in the Commission's consent letter No. SEC/CI/CPLC (Pvt)-186/2009-262 dated November 25, 2009 to Ever Smart Bangladesh Ltd.	Click to View
1257	October 24, 2010	Disposal of the alleged matter: Non-compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Kabir Uddin Ahmed	Click to View
1258	October 25, 2010	Warning: non compliance with the securities related laws in connection with audited financial statements of Anwar Galvanaizing Ltd for the year ended on June 30,2009 to M/S Rahman Mustafiz Haq & Co	Click to View
1259	October 27, 2010	Order to PFI Securities Ltd. Order No: SEC/ENFORCEMENT/GP/2010/835/773	Click to View

September, 2010

Sl.No	Date	Subject	Commission’s Decision
1260	September 6, 2010	Disposal of review petition against penalty order: In connection with auditor's observations on the audited financial statements of Niloy Cement Industries Ltd for the year ended on June 30, 2007	Click to View
1261	September 6, 2010	Disposal of review petition against penalty order: for non-compliance with securities related laws In connection with execution of trade to Chittagong Stock Exchange Ltd (CSE)	Click to View
1262	September 6, 2010	Disposal of review petition against penalty order: for non-compliance with securities related laws In connection with execution of trade and calculating of index to Dhaka Stock Exchange (DSE)	Click to View
1263	September 6, 2010	IFIC Bank Ltd (DSE Member No. 192): non-compliance of securities related laws: disposal of the alleged matter.	Click to View
1264	September 13, 2010	Disposal of review petition against penalty order: In connection with auditor's observations on the audited financial statements of Sreepur Textile Mills Ltd. for the year ended on December 31, 2007	Click to View
1265	September 14, 2010	Disposal of review petition against penalty order: In connection with auditor's observations on the audited financial statements of Petro Synthetic Products Ltd for the year ended on December 31, 2007	Click to View
1266	September 14, 2010	Order to Anawar Gealvanizing Ltd. Order No: SEC/ENFORCEMENT/726/2008/688	Click to View
1267	September 19, 2010	Disposal of review petition against penalty order: In connection with auditor's observations on the audited financial statements of Niloy Cement Industries Ltd for the year ended on June 30, 2007	Click to View
1268	September 20, 2010	Waiver of penalty imposed videpenal orders No. SEC/Enforcement/779/2009/63-67 dated January 05, 2010 to rahman Chemicals Ltd	Click to View
1269	September 21, 2010	Disposal of review petition against SEC Orders No. SEC/Enforcement/52/2001/911 dated December 10, 2009 to Bangladesh Electricity Meter Com. Ltd	Click to View
1270	September 21, 2010	Order to Salah Carpets mills Ltd. Order No: SEC/ENFORCEMENT/277 /2008/696-699	Click to View

August, 2010

Sl.No	Date	Subject	Commission’s Decision
1271	August 2, 2010	Disposal of review petition against penalty order: In connection with audited financial statements for the year ended on December 31, 2007 & December 31, 2008 for Bangladesh Leaf Tobacco Co. Ltd	Click to View
1272	August 2, 2010	Warning: non-compliance with securities related laws in connection with price sensitive information to Himadri Ltd.	Click to View
1273	August 2, 2010	Disposal of review petition against penalty order In connection with auditor’s observations on the audited financial statements of Sreepur Textile Mills Ltd (Issuer) for the year ended on December 31, 2008	Click to View
1274	August 8, 2010	Order to Metalex Corporation Ltd. Order no: SEC/ENFORCEMENT/139/2002/633-637	Click to View
1275	August 9, 2010	Your letter dated July 14, 2010 against Commission’s penalty Order No. SEC/Enforcement/829/2010/563 dated June 30, 2010 to Arafat Securities Ltd	Click to View
1276	August 12, 2010	Order to Khaja Mojaiek Tiles and Stone Industry Ltd. Order No: SEC/ENFORCEMENT/723/2008/641-644.	Click to View
1277	August 23, 2010	Order to Sajib NetWare and Garments Ltd. Order No: SEC/ENFORCEMENT/432/2006/653-659	Click to View
1278	August 23, 2010	non-compliance of securities laws: in connection with Non-submission of audited financial statements for the year ended on Dec 31, 2008 to German Bangla J.V.Food Ltd.	Click to View
1279	August 25, 2010	Disposal of review petition against penalty order In connection with auditor’s observations on the audited financial statements of Sreepur Textile Mills Ltd (Issuer) for the year ended on December 31, 2008	Click to View
1280	August 29, 2010	Warning : non-compliance of securities laws in connection with delayed furnishing of the audited financial statements for the year ended on June 30, 2009 to Perfume Chemical Industry Ltd.	Click to View

July, 2010

Sl.No	Date	Subject	Commission’s Decision
1281	July 1, 2010	Warning to concern of Non-compliance with securities related laws in connection with issue of right share to Beach Hatchery Ltd.	Click to View
1282	June 4, 2010	Order to Trusty Association Company Ltd. Order No SEC/Enforcement/804/2010/568	Click to View
1283	July 7, 2010	Disposal of review petition against penalty order: in connection with auditor’s observations on the audited financial statements of Petro Systhetic Products Ltd for the year ended on Dec 31, 2008	Click to View
1284	July 8, 2010	Disposal of review petition against penalty order: in connection with auditor’s observations on the audited financial statements of Sreepur Textile Mills Ltd for the year ended on Dec 31, 2008	Click to View
1285	July 8, 2010	Warning to concern of Non-compliance with securities related laws in connection with dissemination of price sensitive information regarding un-audited (fourth quarter) financial statement of GrameenPhone ltd for the year ended on Dec 31, 2009
1286	July 8, 2010	Non-compliance with securities related laws in connection with dissemination of price sensitive information regarding un-audited (fourth quarter) financial statement of GrameenPhone ltd for the year ended on Dec 31, 2009
1287	July 12, 2010	Waiver of penalty imposed penal Orders No.SEC/Enforcement/751/2009/285 to 291 all dated 24 Feb 2010 to Meghna Petroleum Ltd	Click to View
1288	July 12, 2010	Order to Farmaco International Ltd. Order no SEC/Enforcement/86/2002/576-580.	Click to View
1289	July 15, 2010	Disposal of review petition against penalty order: in connection with audited financial statements for the year ended on Dec 31, 2006 to Maq Paper Industries Ltd	Click to View
1290	July 15, 2010	Order to Mac Enterprises Ltd. Order No SEC/ENFORCEMENT /197/2003/584-589	Click to View
1291	July 18, 2010	Warning to concern of Non-compliance of securities laws in connection with the matter of non-submission of the capital & shareholding position for the month of FEB 2010, March 2010 and April 2010 to Pharma Aids Limited	Click to View
1292	July 22, 2010	Order to Dhaka Stock Exchange Ltd. Order No SEC/ENFORCEMENT/826/2010/602	Click to View
1293	July 22, 2010	Order to Chittagong Stock Exchange Ltd. Order No SEC/ENFORCEMENT/826/2010/603	Click to View
1294	July 25, 2010	Order to Fahad Industry Ltd. Order No SEC/ENFORCEMENT/748/2009/593-598	Click to View
1295	July 26, 2010	Disposal of review petition against penalty order: in connection with commission’s observations on the audited financial statements for the year ended on Sept 30, 2008 for alpha Tobacco Mfg Ltd	Click to View
1296	July 26, 2010	Order to Arafath Securities Ltd. Order No SEC/ENFORCEMENT/824/2010/609	Click to View
1297	July 27, 2010	Disposal of review petition against penalty order: in connection with auditor’s qualification on the audited financial statements of Beach Hatchery Ltd for the year ended on Dec 31, 2007	Click to View

June, 2010

Sl.No	Date	Subject	Commission’s Decision
1298	June 1, 2010	Show cause cum notice for hearing: Non-compliance of securities related laws for Trendset Securities Ltd.	Click to View
1299	June 2, 2010	Show cause cum notice for hearing: Non-compliance of securities related laws for haji Ahmad Brothers Securities Ltd.	Click to View
1300	June 2, 2010	Show cause cum notice for hearing: Non-compliance of securities related laws for The Premier Bank Ltd.	Click to View
1301	June 3, 2010	Show cause cum notice for hearing: Non-compliance of securities related laws: Disposal of the alleged matter (Lanka Bangla Securities Ltd.)	Click to View
1302	June 3, 2010	Show cause cum notice for hearing: Non-compliance of securities related laws: Disposal of the alleged matter (The City Bank Ltd)	Click to View
1303	June 6, 2010	Order to Salah Carpet Mills Ltd. Order No. SEC/Enforcement/722/2008/488-491.	Click to View
1304	June 7, 2010	Order to Mr. Yakub ali Khondokar. Order no. SEC/Enforcement/808/2010/.
1305	June 7, 2010	Order to Raspita data Management & telecommunication ltd. Order no. SEC/Enforcement/408/2006/496.	Click to View
1306	June 8, 2010	Warning to Concern of Jamuna Oil Company Ltd due to Non-submission of audited financial statements for the year ended on June 30, 2009 against penal Orders No SEC/Enforcement/752/2009/275-283 all dated February 24, 2010	Click to View
1307	June 9, 2010	Order to Kaya Cosmetics ltd. Order no. SEC/Enforcement/754/2009/500-506.	Click to View
1308	June 14, 2010	Non-compliance of securities related laws. Disposal of alleged matter of Trendset Securities Ltd. CSE Membership No 077 (Broker)	Click to View
1309	June 14, 2010	Warning to Concern of Non-compliance of securities laws, Regarding enquiry on shares trading of Meghna PET Industries Ltd vide Comm ission’s Order No. SEC/Surveillance/2009-0561/182 dated Dec 03, 2009 to Azam Securities Ltd.	Click to View
1310	June 14, 2010	Warning to Concern of Non-compliance of securities laws, Regarding enquiry on shares trading of Al-Amin Chemicals Ltd vide Commission’s Order No. SEC/Surveillance/2009-0561/182 dated Dec 03, 2009 to JKC Securities Ltd.	Click to View
1311	June 14, 2010	Order to Chictex Ltd. Order no. SEC/Enforcement/37/2001/514-517.	Click to View
1312	June 15, 2010	Warning to concern of Non-compliance of securities laws, Regarding enquiry on shares trading of ICBIBANK to Haji Ahmad Brothers Securities Ltd.	Click to View
1313	June 17, 2010	Order to M Hossin Garments washing & Dying Ltd. Order no. SEC/Enforcement/218/2004/527-529.	Click to View
1314	June 17, 2010	Order to Raspita Ink (BD) Ltd. Order no. SEC/Enforcement/218/2004/523-525.	Click to View
1315	June 17, 2010	Disposal of review petition against SEC Penalty Orders In connection with auditor’s qualifications and Commission’s observations on the audited financial statements of Ashraf Textile Mills Ltd. (Issuer) for the year ended on June 30, 2006	Click to View
1316	June 20, 2010	Show cause cum notice for hearing: Non-compliance of securities related laws in connection with audited financial statements of Anwar Galvanizing Ltd (issuer) for the year ended on June 30, 2009 to M/s. Rahman Mustafiz haq & Co	Click to View
1317	June 21, 2010	Order to Lanka Bangla Finance (Merchant Banker). Order no. SEC/Enforcement/758/2009/534	Click to View
1318	June 21, 2010	Disposal of review petition against Penalty Orders In connection with auditor’s qualifications and Commission’s observations on the audited financial statements of Bangladesh Leaf Tobacco Co. Ltd (Issuer) for the year ended on Dec 31, 2007 & Dec 31 2008
1319	June 23, 2010	Warning to Concern of H.R. Textile Mills Ltd Alleged Non-compliance with the securities related laws in connection with the information regarding EPS for the year ended on Sep 30, 2009	Click to View
1320	June 23, 2010	Warning to concern of Non-compliance of securities laws, Regarding enquiry on shares trading of Grameen Phone Ltd to The Premier Bank Ltd.	Click to View
1321	June 24, 2010	Warning to concern of Non-compliance of securities laws, In connection with the delayed submission of half yearly financial statements for the half year on Dec 31, 2009 to Meghna Petroleum Ltd.	Click to View
1322	June 28, 2010	Disposal of review petition against Penalty Orders In connection with Commission’s observations on the audited financial statements of Prime Textile Spinning Mills Ltd (Issuer) for the year ended on June 30, 2007	Click to View
1323	June 29, 2010	Warning to concern of Non-compliance of securities laws, Regarding enquiry on shares trading of Grameen Phone Ltd to The Lanka Bangla Finance Ltd.	Click to View
1324	June 29, 2010	Order to Rose Haven Ball pen Ltd. Order no. SEC/Enforcement/298/2005/542-547	Click to View
1325	June 29, 2010	Order to Tulip Dairy & Food Products Ltd. Order no. SEC/Enforcement/194/2003/549-555	Click to View
1326	June 29, 2010	Order to Padda Printers & color Ltd. Order no. SEC/Enforcement/740/2008/557 to SEC/Enforcement/740/2008/561	Click to View
1327	June 30, 2010	Order to Arafat Securities Ltd. Order no. SEC/Enforcement/829/2010/563
1328	June 30, 2010	Order to MAH Securities Ltd. Order no. SEC/Enforcement/804/2010/568

May, 2010

Sl.No	Date	Subject	Commission’s Decision
1329	May 4, 2010	Warning to Concern of PFI Securities Ltd due to Non-compliance of SEC Directive No. SEC/CMRRCD/2001-43/15 dated February 03, 2010, under the margin ruals, 1999	Click to View
1330	May 5, 2010	Reschedule of hearing to Khaza Mosaic Tiles & stone Industries Ltd. In connection with non-submission of half yearly financial statement for the period ended on Dec 31, 2009	Click to View
1331	May 9, 2010	Warning to Concern of Power Grid Company Of Bangladesh Ltd due to Non-compliance with the securities laws in connection with auditor's qualifications on the audited financial statement for the year ended on June 30, 2009	Click to View
1332	May 10, 2010	Warning to Concern of Bangas Ltd due to Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years	Click to View
1333	May 10, 2010	Warning to Concern of Tallu Spinning Mills Ltd due to Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years	Click to View
1334	May 10, 2010	Warning to Concern of Metro Spinning Ltd due to Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years	Click to View
1335	May 10, 2010	Warning to Concern of Mithun knitting and Dyeing (CEPZ) Ltd due to Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years	Click to View
1336	May 10, 2010	Show cause cum hearing notice: To JKC Securities Ltd. due to Non-compliance with securities related laws regarding enquiry report conducted by SEC vide Commission's Order No. SEC/Surveillance/2009-0561/182 dated Dec 03, 2009	Click to View
1337	May 10, 2010	Show cause cum notice for hearing: To Arafat Securities Ltd. Due to Non-compliance of securities related laws regarding enquiry report conducted by SEC vide Commission's Order No. SEC/Surveillance/2009-0561/182 dated Dec 03, 2009	Click to View
1338	May 10, 2010	Show cause cum notice for hearing: To Azam Securities Ltd. Due to Non-compliance of securities related laws regarding enquiry report conducted by SEC vide Commission's Order No. SEC/Surveillance/2009-0561/182 dated Dec 03, 2009	Click to View
1339	May 13, 2010	Warning to Concern of Eagle Star Textile Mills Ltd due to Non-compliance of securities laws in connection with non-submission of half yearly financial statement for the half year ended on Dec 31, 2009	Click to View
1340	May 17, 2010	Warning to Concern of Alpha Tobacco Ltd due to Non-compliance of SEC Notification No. SEC/CMRRCD/2009-193/Admin/ 03, 31 dated June 01,1999	Click to View
1341	May 17, 2010	Warning to Concern of Grameenphone Ltd due to Non-compliance with securities related laws in connection with the un-audited (forth quarter) financial statements for the year ended on Dec 31, 2009	Click to View
1342	May 20, 2010	Warning to Concern of Perfume Chemical Industry Ltd due to Non-compliance of securities laws in connection with non-submission of capital shareholding position for the month of December 2009 and January 2010	Click to View
1343	May 20, 2010	Order to Rashpita data management & telecommunication Ltd. Order No. SEC/Enforcement/371/2005/448-449	Click to View
1344	May 26, 2010	Show cause cum notice for hearing: Non-compliance of securities related laws to Lanka Bangle Finance Ltd.	Click to View
1345	May 30, 2010	Show-cause cum notice for hearing: to Ever Smart Bangladesh Ltd. In connection with the matter of non-compliance of conditions imposed under 2CC of Securities & Exchange Ordinance, 1969 in the Commission's consent letter No. SEC/CI/CPLC (pvt.)-186/2009-262 dated November 25,2009	Click to View
1346	May 30, 2010	Show cause cum hearing notice: To Beach Hatchery Ltd. In connection with Non-compliance with securities related laws in connection with issue of right share	Click to View
1347	May 31, 2010	Order to Patro Synthetic Products Ltd. Order No. SEC/Enforcement/738/2008/467 to SEC/Enforcement/738/2008/471	Click to View
1348	May 31, 2010	Order to Bionic See Food Export Ltd. Order No. SEC/Enforcement/641/2007/473 to SEC/Enforcement/641/2007/476	Click to View
1349	May 31, 2010	Order to Sreepur Textile Mills Ltd. Order No. SEC/Enforcement/689/2008/478 to SEC/Enforcement/689/2008/481	Click to View

April, 2010

Sl.No	Date	Subject	Commission’s Decision
1350	April 20, 2010	Warning to concerned of Thea Securities Ltd due to non-compliance of regulations 4(1) of the “Dhaka Stock Exchange (Short Sale) Regulations, 2006	Click to View
1351	April 20, 2010	Warning to concerned of Kazi Shoeb Rashid Capital Ltd due to non-compliance of regulations 4(1) of the “Dhaka Stock Exchange (Short Sale) Regulations, 2006	Click to View
1352	April 20, 2010	Warning to concerned of Hedayetullah Securities Ltd due to non-compliance of regulations 4(1) of the “Dhaka Stock Exchange (Short Sale) Regulations, 2006	Click to View
1353	April 20, 2010	Warning to concerned of Securities Broking & Management Services Ltd due to non-compliance of regulations 4(1) of the “Dhaka Stock Exchange (Short Sale) Regulations, 2006	Click to View
1354	April 20, 2010	Warning to concerned of Shyamol Equity Management Ltd due to non-compliance of rule 3(2) of Margin Rules, 1999 and regulations 4(1) of the “Dhaka Stock Exchange (Short Sale) Regulations, 2006	Click to View
1355	April 20, 2010	Warning to concerned of Al-Muntaha Trading Co. Ltd due to non-compliance of rule 3(2) of Margin Rules, 1999 and regulations 4(1) of the “Dhaka Stock Exchange (Short Sale) Regulations, 2006	Click to View
1356	April 20, 2010	Warning to concerned of Sharp Securities Ltd due to non-compliance of regulations 4(1) of the “Dhaka Stock Exchange (Short Sale) Regulations, 2006	Click to View
1357	April 20, 2010	Review of imposed penalty against SEC penalty Orders No.SEC/Enforcement/723/2004/218-221 all dated February 23, 2010 in connection with the non-submission of audited financial statements for the year ended on June 30, 2009 (Khaza Mosaic Tiles & Stone Industries Ltd)	Click to View
1358	April 21, 2010	Ordered to concerned of Bangladesh Zipper industry Ltd.	Click to View
1359	April 22, 2010	Show-cause cum hearing notice: Non-compliance of the SEC Notification No. SEC / CMRRCD / 2009-193 / Admin / 03-31 dated June 01, 2009 (Alpha Tobacco Ltd)	Click to View
1360	April 22, 2010	Show-cause cum hearing notice: Non-compliance of securities related laws (Arafat Securities Ltd)	Click to View
1361	April 22, 2010	Order to Bangladesh Luggage Industry Ltd	Click to View
1362	April 25, 2010	Order to Bangladesh Leaf Tobacco Co. Ltd	Click to View
1363	April 27, 2010	Order to M/s Mowla Mohammad & Co	Click to View
1364	April 29, 2010	Warning to concerned of Progressive Life Insurance Co. Ltd due to non-compliance of securities laws: Non-Compliance of SEC Notification No. SEC / SRMID / 2000-953 / 313 Admin-06 dated 25.03.2001	Click to View

March, 2010

Sl.No	Date	Subject	Commission’s Decision
1365	March 25, 2010	Warning to concerned of Jamuna Oil Company Ltd due to non-compliance of securities related laws in connection with auditor’s qualifications and Commission’s observations on audited financial statements for the year ended on June 30, 2008
1366	March 31, 2010	Order to concerned of Perfume Chemicals Industries Ltd

February, 2010

Sl.No	Date	Subject
1367	February 4, 2010	Show-cause cum hearing notice : Non-compliance of the SEC Notification No.SEC/CMRRCD/2001-26/332 dated July 11,2004. Regarding sale of Sponsors/Directors Shares : Disposal of the alleged matter.(Maksons Spinning Mills)
1368	February 9, 2010	Warning : Non-compliance of securities laws : Regarding inspection.(Rapid Securities Ltd.)
1369	February 9, 2010	Warning : Non-compliance of securities laws : Regarding inspection.(Rapid Securities Ltd.)
1370	February 9, 2010	Warning : Non-compliance of securities laws : Regarding inspection.(Salta Capital Ltd.)
1371	February 10, 2010	Warning : Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years i.e for the year ended March 31,2005 to March 31,2009(Stylcraft Limited)
1372	February 10, 2010	Warning : Non-compliance with the securities related laws in connection with audited financial statements of Dhaka Electric Supply Company Limited (Issuer) for the year ended on June 30,2008 (M/S A.Quasem & Co)
1373	February 10, 2010	Warning : Non-compliance with the securities related laws in connection with audited financial statements for the year ended on June 30,2008 (Dhaka Electric Supply Company Limited)
1374	February 11, 2010	Your letter dated January 25,2010 against Commission’s penalty Order No.SEC/Enforcement /725/2009/109 dated January 17, 2010 (Arafat Securities Limited)
1375	February 11, 2010	Your letter dated January 25,2010 against Commission’s penalty Order No.SEC/Enforcement /725/2009/109 dated January 17, 2010 (Mr.Mojibur Rahman Sheikh- Arafat Securities Limited)
1376	February 11, 2010	Your letter dated January 25,2010 against Commission’s penalty Order No.SEC/Enforcement /725/2009/109 dated January 17, 2010 (Mr.Md.Abdullah- Arafat Securities Limited)
1377	February 15, 2010	Dissposal of review petition aganst Penal Order : In connection with auditor’s qualifications on the audited financial statements for the year ended on September 30,2006 (Alpha Tobacco Mfg.Ltd.-Issuer)
1378	February 15, 2010	Dissposal of review petition aganst Penal Order : In connection with auditor’s qualifications and Commission’s observations on the audited financial statements for the year ended on December 31,2006(Sreepur Textile Mills Ltd-Issuer)
1379	February 15, 2010	Dissposal of review petition aganst Penalty Order : In connection with auditor’s qualifications and Commission’s observations on the audited financial statements of Ashraf Textile Mills ltd.(Issuer) for the year ended on June 30,2006(Mr.Kamal Uddin Ahmed,Mr.Mahmud Ali Mridha,Mr.Abdur Rauf,Mr.Md.Ibrahim,Mrs.Selima Begum,Mr.Aziz Ahmed)
1380	February 15, 2010	Dissposal of review petition aganst Penalty Order : In connection with auditor’s qualifications and Commission’s observations on the audited financial statements of Ashraf Textile Mills ltd.(Issuer) for the year ended on June 30,2006(Mr.Khairuzzaman,Mr.A.B.M.Shahnewaz,Md.Mainul Haque,Mr.A.K.M.Badruddoza)
1381	February 15, 2010	Dissposal of review petition aganst Penalty Order : In connection with auditor’s qualifications and Commission’s observations on the audited financial statements of Ashraf Textile Mills ltd.(Issuer) for the year ended on June 30,2006(Mr.Faikuzzaman,Mr.A.B.M.Shahnewaz,Mr.Mainul Haque)
1382	February 15, 2010	Dissposal of review petition aganst Penalty Order : In connection with auditor’s qualifications and Commission’s observations on the audited financial statements of Ashraf Textile Mills ltd.(Issuer) for the year ended on June 30,2006(Ref No.SEC/Enforcement/708/2008/180)
1383	February 15, 2010	Disposal of review petition against Penal Order : In connection with non-compliances based on the inspection Report(M.Securities ltd)
1384	February 16, 2010	Disposal of review petition against SEC penalty Orders regarding non-holding of Annual General Meeting for the year 2008(Quasem Silk Mills Ltd)
1385	February 16, 2010	Review of imposed penalty against SEC penalty Orders regarding non-submission of audited financial statements for the year ended on June 27,2007 (Maq Enterprise Limited)
1386	February 16, 2010	Disposal of review petition against SEC penalty Orders regarding non-holding of Annual General Meeting for the year 2008 (Quasem Textile Mills Limited)
1387	February 17, 2010	Warning : In connection with the non-compliance of the section 40 of depository regulation 2003 (Meghna Petrolium Limited)
1388	February 17, 2010	Order : Sonali Ansh Industries
1389	February 18, 2010	Mr.Md.Abdullah – Your letter dated February 16, 2010 against Commission’s penalty Order No.SEC/Enforcement/725/2009/109 dated January 17,2010(Arafat Securities Ltd.)
1390	February 18, 2010	Mr.Md.Abdullah – Your letter dated February 16,2010 against Commission’s penalty order No.SEC/Enforcement/725/2009/110 dated January 17,2010(Arafat Securities Ltd.)
1391	February 18, 2010	Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30, 2008 (Meghna Condensed Milk Industries ltd.)
1392	February 18, 2010	Warning : Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years (Meghna Shrimp Culture Limited)
1393	February 23, 2010	Warning : Non-compliance of securities laws : Regarding Inspection (Mr.Abdur Rahim)
1394	February 23, 2010	Warning : Non-compliance of securities laws : Regarding Inspection {Major (Rtd.) Didar Atwar Hossain}
1395	February 23, 2010	Warning : Non-compliance of securities laws : Regarding Inspection (DMR Securities Ltd.)
1396	February 23, 2010	Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30, 2008 (Meghna Petroleum Limited
1397	February 23, 2010	Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31, 2008 {Modern Industries (Bangladesh) Limited}
1398	February 23, 2010	Warning : Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years (Sonar Bangla Insurance Limited)
1399	February 23, 2010	Disposal : Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31, 2008 (Lexco Limited )
1400	February 23, 2010	Warning : Non-compliance with securities related laws in connection with audited financial statements of Bangladesh Zipper Industries Limited for the year ended on June 30, 2006 (M/s Marhk & Co)
1401	February 22, 2010	Order : Metalex Corporation
1402	February 22, 2010	Order : Fahad Industries Limited
1403	February 23, 2010	Order : Pharmaco International Limited
1404	February 23, 2010	Order : Chictex Limited
1405	February 23, 2010	Order : Rose Heaven Ballpen Limited
1406	February 23, 2010	Order : Khawja Mosaic Tiles and Stone Industries Limited
1407	February 24, 2010	Order : Raspit Data Management and Telecommunications Limited
1408	February 24, 2010	Order : Tulip Dairy and Food Products Limited
1409	February 24, 2010	Order : Raspit Inc (BD) Limited
1410	February 24, 2010	Order : M.Hossain Garments Washing and Dying Limited
1411	February 24, 2010	Order : Jamuna Oil Company Limited
1412	February 25, 2010	Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31, 2008 (Global Insurance Limited)
1413	February 25, 2010	Order : Sajib Knitware and Garments Limited
1414	February 25, 2010	Order : Meghna Petroleum Limited
1415	February 28, 2010	Application for waiver of penalty imposed vide penal Orders No.SEC/Enforcement/52/2001/897-899 all dated December 10, 2009(Bangladesh Electricity Meter Company Limited)
1416	February 28, 2010	Application for waiver of penalty imposed vide penal Orders No.SEC/Enforcement/52/2001/901-903 all dated December 10, 2009(Bangladesh Electricity Meter Company Limited)
1417	February 28, 2010	Application for waiver of penalty imposed vide penal Orders No.SEC/Enforcement/42/2001/544-549 all dated December 10, 2009(Excelsior Shoes Limited)
1418	February 28, 2010	Application for waiver of penalty imposed vide penal Orders No.SEC/Enforcement/52/2001/909-911 all dated December 10, 2009(Bangladesh Electricity Meter Company Limited)

January, 2010

Sl.No	Date	Subject	Commission’s Decision
1419	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Arafat Securities Limited )	Click to View
1420	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Expo Traders Ltd. Depository Participants )	Click to View
1421	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Al Muntaha Trading Co.Ltd .Depository Participants )	Click to View
1422	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Salta Capital Ltd. Depository Participants )	Click to View
1423	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee (Stock & Bond Ltd. Depository Participants)	Click to View
1424	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee (Anchor Securities Ltd. Depository Participants )	Click to View
1425	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee (Dawn Securities Ltd. Depository Participants)	Click to View
1426	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( M.Securities Limited. Depository Participants )	Click to View
1427	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee (ALOCO Securities Ltd. Depository Participants)	Click to View
1428	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee (Island Securities Ltd. Depository Participants)	Click to View
1429	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee (SAAD Securities Ltd. Depository Participants)	Click to View
1430	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee (Trendset Securities Ltd. Depository Participants )	Click to View
1431	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee (Shahiq Securities Ltd. Depository Participants)	Click to View
1432	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Sinha Securities Ltd. Depository Participants)	Click to View
1433	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee (Rashid Investment Ltd. Depository Prticipants)	Click to View
1434	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( South Asia Securities Ltd. Depository Participants )	Click to View
1435	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Shyamol Equity management Ltd. Depository Participants )	Click to View
1436	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee (Be Rich Limited )	Click to View
1437	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee (AB & Co. Ltd. (Depository Participants)	Click to View
1438	January 4, 2010	Order : Wata Chemicals Limited	Click to View
1439	January 4, 2010	Order : Raspit Data management and Telecommunication Ltd.
1440	January 4, 2010	Order : Saleh Carpet Mills Ltd.	Click to View
1441	January 4, 2010	Order : Raspit Ink (DB) Ltd.
1442	January 4, 2010	Order : Chictex ltd.	Click to View
1443	January 5, 2010	Order : Sajib Knit ware and Garments Ltd.	Click to View
1444	January 5, 2010	Order : Pharmaco International Ltd.	Click to View
1445	January 5, 2010	Order : Quasem Silk Mills Ltd.	Click to View
1446	January 5, 2010	Order : Quasem Textile Mills Ltd.	Click to View
1447	January 5, 2010	Order : Rahman Chemical Ltd.	Click to View
1448	January 5, 2010	Order : Sripur Textile Mills Ltd.	Click to View
1449	January 5, 2010	Order : Metalex Corporation Ltd.	Click to View
1450	January 10, 2010	Warning : Non-compliance of securities Laws ( Al-Haj Securities Ltd.)	Click to View
1451	January 10, 2010	Warning : Show cause cum hearing notice : Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30,2008.(Ashraf Textile Mills Ltd.)	Click to View
1452	January 10, 2010	Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007. ( Janata Insurance Co.Ltd.)	Click to View
1453	January 10, 2010	Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2008.(Bangladesh Thai Aluminium ltd. - Issuer)	Click to View
1454	January 10, 2010	Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2008. (Modern Industries (Bangladesh) Ltd.- Issuer)	Click to View
1455	January 10, 2010	Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007.. (Progati Life Insurance Ltd.-Issuer)	Click to View
1456	January 11, 2010	Warning : Non-compliance of securities laws : in connection with delayed furnishing of the audited financial statements for the year ended on June 30,2009.(Mona Food Industry Ltd.)
1457	January 11, 2010	Non-compliance of securities laws : Non-holding of Annual General Meeting (AGM) in the year 2007,Disposal of the alleged matter. (Exelsior Shoes Ltd.)
1458	January 11, 2010	Warning : Non-compliance of securities laws : in connection with delayed furnishing of the audited financial statements for the year ended on June 30,2009.(Bangla Process Ltd.)
1459	January 11, 2010	Warning : Non-compliance of securities laws : in connection with delayed furnishing of the audited financial statements for the year ended on June30, 2009. (Bengal Fine Ceramics Ltd.)
1460	January 11, 2010	Warning : Non-compliance of securities laws : in connection with delayed furnishing of the audited financial statements for the year ended on June30, 2009. (Eastern Cables Ltd.)
1461	January 11, 2010	Warning : Non-compliance of securities laws : in connection with delayed furnishing of the audited financial statements for the year ended on June30, 2009. (Aman Sea Food Industries Ltd.)
1462	January 18, 2010	Warning : Non-compliance of securities laws : in connection with delayed furnishing of the audited financial statements for the year ended on June30, 2009. (Maq Enterprises Ltd.)
1463	January 19, 2010	Warning : Non-compliance of securities laws : in connection with delayed furnishing of the audited financial statements for the year ended on June30, 2009. (Bangladesh Shipping Corporation ltd.)
1464	January 20, 2010	Non-compliance of securities laws : In connection with delaed furnishing of the audited financial statements for the year ended on June 30, 2009. Disposal of the alleged matter. ( Bangladesh Monospool Paper Manufacturing Co. Ltd. )
1465	January 10, 2010	Warning : Non-compliance of securities laws regarding enquiry (Banco Securities Ltd.)	Click to View
1466	January 18, 2010	Order : Arafat Securities , Mr.Mujibur Rahman Sheikh (AR), Mr.Mohammad Abdullah (CEO)	Click to View
1467	January 18, 2010	Order : Saad Securities Ltd
1468	January 25, 2010	Order : Niloy Cement Industries Ltd	Click to View
1469	January 26, 2010	Order : Alfa Tobacco Manufacturing Ltd	Click to View
1470	January 26, 2010	Warning : Non-compliance of securities laws regarding enquiry. Ref No.SEC/Enforcement/802/2009/121(Shahjalal Islami Bank Ltd.(DSE Member No.233)
1471	January 26, 2010	Warning : Non-compliance of securities laws regarding enquiry. Ref No.SEC/Enforcement/803/2009/123(Shahjalal Islami Bank Ltd.(DSE Member No.233)
1472	January 26, 2010	Warning : Non-compliance of securities Laws : Regarding inspection (Shyamol Equity Management Ltd.)
1473	January 26, 2010	Warning : Non-compliance of securities Laws : Regarding inspection (Dhanmondi Securities Ltd.)
1474	January 26, 2010	Order : Bionic Seafood Export Ltd.
1475	January 26, 2010	Order : Beach Hatchery Ltd.	Click to View
1476	January 26, 2010	Order : Sreepur Textile Mills Ltd.	Click to View
1477	January 31, 2010	Warning : Non-compoliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years (Meghna Life Insurance Co.Ltd.)	Click to View
1478	January 31, 2010	Warning : Non-compoliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years (Federal Insurance Co.Ltd.)	Click to View

December, 2009

Sl.No	Date	Subject	Commission’s Decision
1479	December 7, 2009	Application for waiver of penalty imposed vide penal Orders No.SEC/Enforcement/303/2005/672-675 dated August 26,2009(Mona Food Industry Ltd.)
1480	December 7, 2009	Application for waiver of penalty imposed vide penal Orders No.SEC/Enforcement/186/2003/773-777 dated October14,2009(Maq Paper Industries Ltd)
1481	December 7, 2009	Application for waiver of penalty imposed vide penal Orders No.SEC/Enforcement/186/2003/795-796 dated October21,2009(Mona Food Industries Ltd. Mr.Ali Zaman & Mr.Fazlul Kabir)
1482	December 10, 2009	Order : Bangladesh Electricity Meter Company limited
1483	December 14, 2009	Order : Wata Chemicals Limited
1484	December 23, 2009	Review of imposed penalty against SEC penalty Orders regarding non-holding of Annual General Meeting for the year 2008(Quasem Textile Mills Ltd)
1485	December 27, 2009	Warning : Non-compliance of securities laws: Regarding inspection vide Commission Order no.SEC/Surveillance/2003-0559/145 dated 27th september 2009 regarding shares trading of Meghna Condensed Milk Limited.	Click to View
1486	December 27, 2009	Warning : Non-compliance of securities laws : Regarding Enquiry Order No.SEC/Surveillance/2003-0046 dated September 27, 2009.(Akij Securities)	Click to View
1487	December 27, 2009	Warning : Non-compliance of securities laws : Regarding violation of Notification No.SEC/SRMID/2000-953/Admin-06 dated March 25, 2001 by not selling 45000 shares of Sonar Bangla Insurance Co.Limited within the stipulated time.	Click to View
1488	December 27, 2009	Warning : Non-compliance of securities laws : Regarding sell of 45000 shares of Sonar bangla Insurance Co. Limited hold by Mr.Md.Motaleb Hossain (Sponsor Director) within the stipulated time.	Click to View
1489	December 29, 2009	Order : Managing Director - Uttara Bank Limited.
1490	December 31, 2009	Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30,2008.-Meghna PET Industries Ltd.
1491	December 31, 2009	Disposal : Non-compliance with the securities related laws in connection audited financial statements of Progress Life Insurance Company Limited (Issuer) for the year ended on December 31,2007
1492	December 31, 2009	Warning : Non-compliance with securities related laws in connection with audited financial statements of Bionic Seafood Exports Ltd (Issuer) for the year ended on December 31,2007
1493	December 31, 2009	Warning : Non-compliance with securities related laws in connection with audited financial statements of United Insurance Company Ltd. (Issuer) for the year ended on December 31,2007
1494	December 31, 2009	Disposal : Non-compliance with securities related laws in connection with audited financial statements of Quasem Silk Mills Limited (Issuer) for the year ended on December 30,2008
1495	December 31, 2009	Warning : Non-compliance with securities related laws in connection with audited financial statements of Alfa Tobacco Mfg Ltd. (Issuer) for the year ended on December 30,2008
1496	December 31, 2009	Order : Rose Heaven Ball pen Ltd

November, 2009

Sl.No	Date	Subject	Commission’s Decision
1497	November 1, 2009	Order to Perto Synthetic Products Limited	Click to View
1498	November 1, 2009	Order to Al-Muntaha Trading Co.Ltd
1499	November 3, 2009	Order to Arafat securities Limited
1500	November 3, 2009	Order to Quashem Textile Mills Limited	Click to View
1501	November 3, 2009	Order to Quashem Silk Mills Limited	Click to View
1502	November 15, 2009	Warning to Alhaja Jahanara Securities Limited for Non-compliance of securities Laws : Regarding violation of securities law regarding short sale trading of shares in connection with the enquiry of Beach Hatchery Ltd
1503	November 15, 2009	Warning to Shyamol Equity Management Limited for Non-compliance of securities Laws : Regarding violation of securities law regarding short sale trading of shares in connection with the enquiry of Beach Hatchery Ltd
1504	November 15, 2009	Warning to Shahed Securities Limited for Non-compliance of securities Laws : Regarding violation of securities law regarding short sale trading of shares in connection with the enquiry of Beach Hatchery Ltd
1505	November 15, 2009	Warning to SYLNET Securities Limited for Non-compliance of securities Laws : Regarding violation of securities law regarding short sale trading of shares in connection with the enquiry of Beach Hatchery Ltd
1506	November 18, 2009	Disposal-Rahman Chemicals Limited : Non-compliance of securities laws in connection with the holding of AGM in the year 2008
1507	November 25, 2009	Order: Prime Textile Spinning Mills Limited	Click to View
1508	November 25, 2009	Order : Bangladesh Dyeing and Finishing Industries Ltd	Click to View
1509	November 26, 2009	Order : Dandy Dyeing Limited.	Click to View

October, 2009

Sl.No	Date	Subject	Commission’s Decision
1510	October 12, 2009	Warning to Central Insurance Company Ltd. (Issuer) for :- Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007.	Click to View
1511	October 12, 2009	Warning to Prime Insurance Company Limited. (Issuer) for :- Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007.	Click to View
1512	October 12, 2009	Warning to Phoenix Insurance Company Ltd. (Issuer) for :-Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007.	Click to View
1513	October 12, 2009	Warning to Karnaphuli Insurance Company Ltd. (Issuer) for :- Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007.	Click to View
1514	October 12, 2009	Warning to Agrani Insurance Company Ltd. (Issuer) for :- Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007.	Click to View
1515	October 12, 2009	Warning to Global Insurance Ltd. (Issuer) for :- Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007.	Click to View
1516	October 12, 2009	Warning to Mona Food Industry Limited for :- Waiver of penalty imposed upon the individual directors in connection with the non-submission of half year period ended on December 31,2008against penal Order No.SEC/Enforcement/303/2005/535-538 all dated July 14,2009.	Click to View
1517	October 15, 2009	Order to Mak paper Industries.	Click to View
1518	October 15, 2009	Order to Dandy Dying Limited.	Click to View
1519	October 19, 2009	Order to Arafat Securities Limited.
1520	October 22, 2009	Order to Mona Food Industries Ltd.	Click to View
1521	October 22, 2009	Warning to Peoples Investment Limited for :- Non-compliance of securities laws: Regarding violation of securities law regarding inspection vide Commission Order No.SEC/Surveillance/2004-0577/56 dated May 19, 2009
1522	October 22, 2009	Order to Mr.Ali Zaman & Mr.M.M.Fazlul Kabir .C/O, Mona Food Industries Ltd.	Click to View
1523	October 25, 2009	Warning to Paper Processing and Packaging Limited for :- Non-compliance of securities laws: In connection with non-disseminating the price sensitive information regarding shifting of factory and rental agreement.
1524	October 25, 2009	Warning to Shahiq Securities Limited for :- Non-compliance of securities laws: Regarding violation of securities law regarding trading of shares of Dandy Dyeing Limited.
1525	October 25, 2009	Warning to SES Company Limited for :- Non-comlpiance of security laws: Regarding violation of securities law regarding inspection vide Commission Order No. SEC/SRI/CSE-MEM/36 dated July 26,2009.
1526	October 29, 2009	Application for waiver of penalty imposed vide penal Order No.SEC/Enforcement/665/2008/141-145 Dated February 09,2009.(Arbee Textile Limited)	Click to View
1527	October 29, 2009	Application for waiver of penalty imposed vide penal Order No.SEC/Enforcement/665/2008/141-145 Dated February 09,2009. (Maq Enterprise Limited Limited)

September, 2009

Sl.No	Date	Subject	Commission’s Decision
1528	September 16, 2009	Warning to concerned of Eminent Securities Ltd. for non-compliance with securities related laws in connection with inspection vide Commission Order No. SEC/SRI/INS/DSE-MEM/14 dated June 23, 2009	Click to View
1529	September 27, 2009	Review of imposed penalty against concerned of Maq Enterprise Ltd due to non-submission of audited financial statements for the year ended on June 30, 2007	Click to View
1530	September 30, 2009	Order to concerned of Maq Enterprise Ltd	Click to View

August, 2009

Sl.No	Date	Subject	Commission’s Decision
1531	August 11, 2009	Warning to concerns of United Insurance Company Ltd. for non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2008.	Click to View
1532	August 11, 2009	Warning to concerns of Fine Foods Limited for non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30, 2008.	Click to View
1533	August 16, 2009	Warning to M/s Zahir Ahmed & Co. C.A firm, for non-compliance of securities related laws in connection with audited financial statements of Prime Textile Spinning Mills Ltd. (Issuer) for the year ended on June 30, 2007.	Click to View
1534	August 18, 2009	Order to concerns of Bangladesh Monospool Paper Manufacturing Co.Ltd. - Waiver of penalty imposed vide penal Orders No.SEC/Enforcement/698/2008/309-313/ dated April 23 ,2009.	Click to View
1535	August 23, 2009	Order to concerns of Bangladesh Chemical Industries Limited.	Click to View
1536	August 23, 2009	Order to concerns of Bangladesh Zipper Industries Limited.	Click to View
1537	August 23, 2009	Order to concerns of Bangladesh Luggage Industries Limited.	Click to View
1538	August 24, 2009	Order to concerns of Saleh Carpet Mills Limited.	Click to View
1539	August 25, 2009	Order to concerns of Sonali Aansh Industries Limited.	Click to View
1540	August 27, 2009	Order to concerns of Mona Food Industry Limited.	Click to View
1541	August 31, 2009	Order to concerns of M.Hossain Garments Washing and Dying Ltd.	Click to View

July, 2009

Sl.No	Date	Subject	Commission’s Decision
1542	July 1, 2009	Order to concerns of Bangladesh Dyeing and Finishing Industries Ltd	Click to View
1543	July 5, 2009	Appeal against SEC penalty Order No.SEC/Enforcement/728/2008/118 dated February 8,2009.
1544	July 5, 2009	Review on appeal application of Mr.Belayet Hossain(authorized representative) submitted on 06/05/2009	Click to View
1545	July 5, 2009	Review on appeal of Prime Finance & Investment Ltd against SEC penalty Order No.SEC/Enforcement/728/2008/118 dated February 08,2009
1546	July 5, 2009	Review on appeal of Prime Securities and Financial Services Ltd on cancellation of registration certificate.	Click to View
1547	July 5, 2009	Disposal of review petition of Legacy Footwear Ltd against penalty order: non-compliance with securities related laws in connection with the audited financial statement for the year ended on December 31,2005.	Click to View
1548	July 8, 2009	Order to concerns of Alpha Tobacco Manufacturing Ltd	Click to View
1549	July 8, 2009	Order to concerns of Bionic Seafood Exports Ltd	Click to View
1550	July 8, 2009	Order to concerns of M. Securities Ltd	Click to View
1551	July 8, 2009	Warning to concerns of Quasem Textile Mills Ltd for non-compliance of securities laws in connection with the matter of non-compliance of SEC Directive dated January 19,2009 in connection with the Corporate Governance Guidelines	Click to View
1552	July 12, 2012	Order to concerns of Khaza Mosaic Tiles and Stone Industries Ltd	Click to View
1553	July 14, 2009	Order to concerns of Excelsior Shoes Ltd	Click to View
1554	July 14, 2009	Warning to concerns of Meghna Condensed Milk Ltd non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30,2007: Warning.	Click to View
1555	July 14, 2009	Warning to concerns of M/S Mahfel Huq & Co. for non-compliance with securities related laws in connection with audited financial statements of Bangladesh Dyeing and Finishing Industries Ltd(Issuer) for the year ended on June 30, 2007.	Click to View
1556	July 15, 2009	Order to concerns of Mona Food Industries Ltd	Click to View
1557	July 15, 2009	Warning to concerns of Meghna PET Industries Ltd(Issuer) for non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30,2007: Warning.	Click to View
1558	July 15, 2009	Warning to concerns of M/S Habib Sarwar & Co for non-compliance with securities related laws in connection with audited financial statements of Meghna PET Industries Ltd for the year ended on June 30,2007: Warning.
1559	July 15, 2009	Warning to concerns of Aman Sea Food Industries Ltd(Issuer) for non-compliance with the securities related laws in connection with audited financial statement of Aman Sea Food Industries Limited (Issuer) for the year ended on June 30, 2008.	Click to View
1560	July 15, 2009	Warning to concerns of M/S Ahmed Zakir & Co for non-compliance with the securities related laws in connection with audited financial statement of Aman Sea Food Industries Limited (Issuer) for the year ended on June 30,2008	Click to View
1561	July 15, 2009	Order to concerns of M Hossain Garments Washing & Dyeing Ltd	Click to View
1562	July 16, 2009	Non-compliance of securities laws : In connection with trading of shares of City General Insurance Co.Limited: Warning.	Click to View
1563	July 16, 2009	Warning to concerns Akila Khatun(Client code # 28063) for non-compliance of securities laws iIn connection with trading of shares of City General Insurance Co. Limited.	Click to View
1564	July 16, 2009	Warning to concerns of M/S K.M. Alam &Co. for non-compliance of securities laws in connection with audited financial statements of Bionic Seafood Exports Ltd for the year ended on December 31, 2006.
1565	July 16, 2009	Warning to concerns of Tulip Dairy and Food Products Ltd for non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30,2007.	Click to View
1566	July 16, 2009	Warning to concerns of Mir Mamunur Rahim(Client code no: 34009) for non-compliance of securities laws in connection with trading of shares of City General Insurance Co.Limited.	Click to View
1567	July 16, 2009	Order to concerns of Excelsior Shoes Ltd	Click to View
1568	July 19, 2009	Order to concerns of Saleh Carpet Mills Ltd	Click to View
1569	July 20, 2009	Warning to concerns of Phoenix Leather Complex Ltd for non-compliance of securities laws in connection with the matter of non-compliance of SEC Directive dated January 19,2009 in connection with the Corporate Governance Guidelines.	Click to View
1570	July 21, 2009	Order to concerns of Rose Heaven Ballpen Ltd	Click to View
1571	July 27, 2009	Non-compliance with securities related laws in connection with sale of share without any declaration by Petrobangla, the corporate sponsor/director of Tital Gas Transmission and Distribution Company Ltd.	Click to View
1572	July 27, 2009	Warning to concerns of Sonali Paper and Board Mills Ltd for non-compliance with securities related laws in connection with non-disseminating the price sensitive information regarding BMRE of your company.	Click to View

June, 2009

Sl.No	Date	Subject	Commission’s Decision
1573	June 3, 2009	Warning to concerns of Meghna Petrolium Ltd for non-compliance of securities laws in connection with delayed submission of audited financial statements for the year ended on June 30, 2008.	Click to View
1574	June 21, 2009	Warning to concerns of Meghna Petrolium Ltd for non-compliance of securities laws in connection with delayed furnishing of the half yearly financial statements for the year ended on December 31, 2008.	Click to View
1575	June 23, 2009	Disposal of review petition of Bangladesh Dyeing and Finishing Industries Ltd against penalty order for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006.	Click to View
1576	June 23, 2009	Warning to concerns of Globe Securities Ltd for non-compliance of securities laws.	Click to View
1577	June 25, 2009	Waiver of penalty imposed on concerns of Investment Corporation of Bangladesh vide penal order No.SEC/Enforcement/371/2005/232 dated March 04, 2009
1578	June 29, 2009	Order to concerns of Sripur Textile Mills Ltd	Click to View
1579	June 29, 2009	Order to concerns of Bangladesh Dyeing and Finishing Industries Ltd.

May, 2009

Sl.No	Date	Subject	Commission’s Decision
1580	May 12, 2009	Warning to concerns of Mita Textiles Ltd for non-compliance of securities laws in connection with delayed furnishing of the half yearly financial statements for the year ended on December 31, 2008.	Click to View
1581	May 12, 2009	Warning to concerns of Mita Textiles Ltd for non-compliance of securities laws in connection with delayed furnishing of the audited financial statements for the year ended on December 31, 2008.	Click to View
1582	May 17, 2009	Warning to concerns of Bangladesh shipping Corporation Ltd for non-compliance of securities laws in connection with delayed furnishing of the audited financial statements for the year ended on June 30, 2008.	Click to View
1583	May 18, 2009	Warning to concerns of Jamuna Oil Company Ltd for non-compliance of securities laws in connection with delayed furnishing of the audited financial statements for the year ended on June 30, 2008.	Click to View
1584	May 20, 2009	Warning to concerns of Arbee Tetiles Ltd for non-compliance of securities laws in connection with the delayed submission of half yearly financial statements for the half year ended on June 30, 2008.	Click to View
1585	May 21, 2009	Warning to concerns of Quasem Silk Mills Ltd for non-compliance of securities laws in connection with non-furnishing of the audited financial statements for the year ended on September 30, 2007.	Click to View
1586	May 21, 2009	Warning to concerns of Quasem TextileMills Ltd for non-compliance of securities laws in connection with non-furnishing of the audited financial statements for the year ended on September 30, 2007.	Click to View
1587	May 21, 2009	Warning to concerns of Perfume Chemical Industries Ltd for non-compliance of securities laws in connection with delayed furnishing of half yearly financial statements for the half year ended on December 31, 2008.	Click to View
1588	May 21, 2009	Warning to concerns of Perfume Chemical Industries Ltd for non-compliance of securities laws in connection with delayed furnishing of the audited financial statements for the year ended on June 30, 2008.	Click to View
1589	May 24, 2009	Warning to concerns of Aziz Pipes Ltd(Issuer) for non-compliance of securities laws in connection with the audited financial statements for the year ended on December 31, 2007.	Click to View
1590	May 24, 2009	Warning to concerns of Dhaka Bank Ltd for non-compliance of securities laws in connection with non-submission of deficiency letter related to Repeat Public Offer of subordinate convertible bonds of Dhaka Bank Ltd.	Click to View
1591	May 26, 2009	Warning to concerns of Fareast Islami Life Insuranec Co. Ltd for non-compliance of securities laws in connection with price sensitive information regarding increase of authorized and paid-up capital.	Click to View

April, 2009

Sl.No	Date	Subject	Commission’s Decision
1592	April 8, 2009	Order to concerns of Raspit Data Management and Telecommunications Ltd	Click to View
1593	April 8, 2009	Order to concerns of Raspit Inc(BD) Ltd	Click to View
1594	April 15, 2009	Warning to concerns of Usmania Glass Sheet Factory Ltd(Issuer) for non-compliance of securities laws in connection with retention of auditor for a consecutive period exceeding three years i.e. for the year ended on June30, 2008.	Click to View
1595	April 15, 2009	Warning to concerns of Padma Printers and Color Ltd for non-compliance of securities laws in connection with audited financial statements for the year ended on June 30, 2007.	Click to View
1596	April 15, 2009	Warning to concerns of Bangladesh Thai Aluminium Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2007.	Click to View
1597	April 16, 2009	Waiver of penalty imposed against Summit Power Ltd through SEC penal order No.SEC/Enforcement/699/2008/71 dated January 20, 2009.	Click to View
1598	April 21, 2009	Order to concerns of Khaza Mosaic Tiles and Stone Industries Ltd.	Click to View
1599	April 23, 2009	Waiver of penalty on Mr. Abdul Mannan, Shareholder, Fareast Islami Life Insurance Company Ltd.	Click to View
1600	April 26, 2009	Order to concerns of Bangladesh Monospool Paper Manufacturing Company Ltd.	Click to View
1601	April 26, 2009	Order to concerns of Bangladesh Zipper Industries Ltd.	Click to View
1602	April 26, 2009	Order to concerns of Bangladesh Luggage Industries Ltd.	Click to View
1603	April 28, 2009	Order to Mr. Belayet Hossain, Authorized Representative, CSE.	Click to View
1604	April 28, 2009	Order to concerns of Bangladesh Dyeing and Finishing Industries Ltd.	Click to View

March, 2009

Sl.No	Date	Subject	Commission’s Decision
1605	March 4, 2009	Disposal of review petition of M/s Marhk & Co, Chartered Accountants, against penalty order	Click to View
1606	March 4, 2009	Disposal of review petition of Maq Paper Industries Ltd(Issuer) against penalty order	Click to View
1607	March 4, 2009	Order to concerns of Wata Chemicals Ltd	Click to View
1608	March 8, 2009	Order to concerns of Rose Heaven Ball Pen Ltd	Click to View
1609	March 8, 2009	Order to concerns of Shajib Neatware & Garments Ltd	Click to View
1610	March 8, 2009	Order to concerns of Chictext Ltd	Click to View
1611	March 8, 2009	Order to concerns of Chictext Ltd
1612	March 24, 2008	Warning to M/s Syful Shamsul Alam & Co, Chartered Accountants for alleged non-compliance with securities related laws	Click to View
1613	March 24, 2009	Warning to People's Leasing and Financial Services Ltd(Issuer) for alleged non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31, 2007	Click to View

February, 2009

Sl.No	Date	Subject	Commission’s Decision
1614	February 4, 2009	Warning to concerns of Fareast Islami Life Insurance Company Ltd(Issuer) for non-compliance of securities related laws.	Click to View
1615	February 9, 2009	Order to concerns of Raspit Data Management and Telecommunication Ltd (order no. sec/enforcement/698/2008/171-172) related to price sensitive information involving business with M/s Pull World	Click to View
1616	February 9, 2009	Order to concerns of Raspit Inc(BD) Ltd (order no. sec/enforcement/698/2008/174-176) related to price sensitive information regarding sale of its factory by Janata Bank, Pubna Branch	Click to View
1617	February 9, 2009	Order to concerns of Chictex Ltd (order no. sec/enforcement/698/2008/178-181) related to price sensitive information regarding sale of its factory by IFIC Bank for loan adjustment	Click to View
1618	February 9, 2009	Order to concerns of Rose Heaven Ballpen Ltd	Click to View
1619	February 9, 2009	Order to concerns of Maq Enterprises Ltd	Click to View
1620	February 9, 2009	Order to concerns of Metalex Corporation Ltd	Click to View
1621	February 9, 2009	Order to concerns of Raspit Inc(BD) Ltd(Order no. sec/enforcement/665/2008/132-134)	Click to View
1622	February 9, 2009	Order to concerns of Chictex Ltd(Order no. sec/enforcement/665/2008/136-139)	Click to View
1623	February 9, 2009	Order to concerns of Arbi Textiles Ltd	Click to View
1624	February 9, 2009	Order to concerns of Raspit Data Management & Telecommunications Ltd(sec/enforcement/665/2008/129-130)	Click to View
1625	February 9, 2009	Order to concerns of Saleh Carpet Mills Ltd	Click to View
1626	February 9, 2009	Order to concerns of Fareast Islami Life Insurance Company Ltd and related shareholders	Click to View
1627	February 18, 2009	Related to petition for payment of remaining penalty through installments by directors of Tamizuddin textile Mills Ltd	Click to View
1628	February 18, 2009	Warning to concerns of Key & Keu(Bangladesh) Ltd(Issuer) for alleged non-compliance of securities related laws in connection with audited financial statements for the year ended on December 31, 2007	Click to View
1629	February 23, 2009	Warning to concerns of vanguard Shares & securities Ltd due to non-compliance of securities laws concerning share trading	Click to View
1630	February 23, 2009	Related to review of cancellation of merchant banker license of First Securities Services Ltd	Click to View
1631	February 24, 2009	Order to Pangaea Partners(Bangladesh) Ltd- cancellation of its merchant banker license	Click to View
1632	February 24, 2009	Order to Prime Securities and Financial Services Ltd- cancellation of its merchant banker license	Click to View

January, 2009

Sl.No	Date	Subject	Commission’s Decision
1633	January 5, 2009	Letter related to cancellation of registration of First Securities Services Limited(Merchant Banker)	Click to View
1634	January 6, 2009	Waiver of additional penalty on concerns of Lexco Limited	Click to View
1635	January 6, 2009	Disposal of review petition of concerns of Maq Paper Industries Ltd(Issuer) against penalty orders	Click to View
1636	January 6, 2009	Disposal of review petition of concerns of Popular Life Insurance Company Limited against penalty orders	Click to View
1637	January 12, 2009	Disposal of review petition of M/s Marhk & Co., Charterd Accountant, against penalty order	Click to View
1638	January 13, 2009	Warning to concerns of Mercantile Insurance Company Limited for non-compliance of securities related laws in connection with submission of audio visual recording of AGM held on June 29, 2006	Click to View
1639	January 13, 2009	Waiver of imposed penalty on Mr. Kalimullah and Mr. A.k Chakraborty (IDB nominating director) of Sonali Paper and Board Mills Ltd	Click to View
1640	January 13, 2009	Waiver of imposed penalty and withdrawal of certificate cases against concern of Raspit data management and telecommunication Ltd	Click to View
1641	January 13, 2009	Waiver of imposed penalty against SEC penal order to concern of Excelsior Shoes Ltd	Click to View
1642	January 13, 2009	Waiver of imposed penalty in connection with non-submission of audited financial statement on concerns of Khaza Mosaic Tiles & Stone Industries Ltd for the year ended on June 30, 2007	Click to View
1643	January 13, 2009	Waiver of imposed penalty in connection with non-compliance of BAS-34 regarding half yearly financial statements on concerns of Khaza Mosaic Tiles & Stone Industries Ltd for the half-year ended on December 31, 2006	Click to View
1644	January 13, 2009	Upholding the imposed penalty on concerns of Bangladesh Hotels Ltd for non-submission of audited financial statements for the year ended on December 31, 2007 against review petition	Click to View
1645	January 13, 2009	Upholding the imposed penalty on concerns of Tamizuddin Textile Mills Ltd for non-submission of audited financial statements for the year ended on June 30, 2007 against review petition	Click to View
1646	January 14, 2009	Order to concerns of Shajib Neatware and Garments Ltd	Click to View
1647	January 14, 2009	Order to concerns of Pharmaco International Ltd	Click to View
1648	January 19, 2009	Directive to concerns of Dynamic Textile Industries Ltd	Click to View
1649	January 19, 2009	Directive to concerns of Quasem Silk Mills Ltd	Click to View
1650	January 19, 2009	Directive to concerns of Quasem Textile Mills Ltd	Click to View
1651	January 19, 2009	Directive to concerns of Phoenix Leather Complex Ltd	Click to View
1652	January 19, 2009	Directive to concerns of M. Hossain Garments Washing & Dyeing Ltd	Click to View
1653	January 18, 2009	Order to to concerns of Maq Enterprise Ltd	Click to View
1654	January 25, 2009	Order to concerns of Saleh Carpet Mills Ltd	Click to View
1655	January 25, 2009	Order to concerns of Raspit data management and telecommunications Ltd	Click to View
1656	January 27, 2009	Warning to concerns of Mona Food Industry Limited for non-compliance of securities related laws in connection with price sensitive information regarding renting factory to Tonny Food	Click to View
1657	January 27, 2009	Directive to concerns of Pragati Insurance Ltd(trustee), National Credit and Commerce Bank Ltd(Co-trustee), Bangladesh Luggage Industries Ltd	Click to View
1658	January 27, 2009	Warning to concerns of Islami Bank Bangladesh Ltd(Issuer) for non-compliance of securities related laws in connection with audited financial statements for the year ended on December 31, 2007	Click to View
1659	January 27, 2009	Warning to M/s Howladar Yunus & Co., and M/s Aziz Halim Khair Choudhury, Chartard Accountants for non-compliance of securities related laws in connection with audited financial statements Islami Bank Bangladesh Ltd for the year ended on December 31, 2007	Click to View

December, 2008

Sl.No	Date	Subject	Commission’s Decision
1660	December 1, 2008	Order to Salam & Company Limited, DSE Member-190	Click to View
1661	December 1, 2008	Order to Hedayet Ullah Securities Limited, DSE Member-140	Click to View
1662	December 1, 2008	Order to M.H Chowdhury Securities Limited, DSE member-156	Click to View
1663	December 1, 2008	Warning to concerns of M/s. M.J Abedin & Co, Chartered Accountants in connection with audited financial statements of Beximco Pharmaceuticals Ltd for the year ended on December 31, 2005 & 20006.	Click to View
1664	December 1, 2008	Warning to concerns of Beximco Pharmaceuticals Limited(Issuer) in connection with audited financial statements for the year ended on December 31, 2005 & 20006.	Click to View
1665	December 23, 2008	Warning to concerns of Usmania Glass Sheet Factory Limited(Issuer) in connection with non-compliance of securities related laws regarding pretension of auditor for a consecutive period exceeding three years..	Click to View
1666	December 28, 2008	Warning to concerns of M/s. M. Ahmed & Co, Chartered Accountants in connection with audited financial statements of Pharmaco International Limited(Issuer) for the year ended on June 30, 20007.	Click to View
1667	December 28, 2008	Warning to concerns of Salta Capital Ltd, DSE Member-95 in connection with non-compliance of securities related laws.	Click to View
1668	December 28, 2008	Warning to concerns of Al- Muntaha Trading Company Limited, DSE Member-49 in connection with non-compliance of securities related laws.	Click to View

November, 2008

Sl.No	Date	Subject	Commission’s Decision
1669	November 2, 2008	Warning to concerns of H.R Textile Mills Ltd(Issuer) in connection with audited financial statements for the year ended on September 30, 2007	Click to View
1670	November 2, 2008	Warning to concerns of Anwar Galvanizing Limited (Issuer) in connection with audited financial statements for the year ended on June 30, 2007	Click to View
1671	November 2, 2008	Warning to M/s Habib Sarwar & Co, Charted Accountants for non-compliance of securities related laws in connection with audited financial statements of Dandy Dyeing Limited(Issuer) for the year ended on December 31, 2007	Click to View
1672	November 3, 2008	Warning to concerns of Peoples Leasing and Financial Services Ltd in connection with calculation of EPS in the half yearly financial statements for the half year ended on June 30, 2008.	Click to View
1673	November 3, 2008	Warning to concerns of Modern Dyeing and Screen Printing Ltd in connection with audited financial statements for the year ended on June 30, 2007.	Click to View
1674	November 3, 2008	Warning to concerns of Padma Printers and Color Ltd in connection with submission of half yearly financial statements for the half year ended on June 30, 2007.	Click to View
1675	November 3, 2008	Warning to concerns of Karnafully Insurance Company Ltd in connection with submission of half yearly financial statements for the half year ended on June 30, 2007.	Click to View
1676	November 25, 2008	Warning to concerns of Rupali Insurance Company Ltd(Issuer) in connection with audited statements for the year ended on December 31, 2006.	Click to View
1677	November 27, 2008	Penalty to concerns of Fareast Islami Life Insurance Company Limited(Issuer).	Click to View
1678	November 30, 2008	Penalty to concerns of Popular Life Insurance Company Limited(Issuer).	Click to View

October, 2008

Sl.No	Date	Subject	Commission’s Decision
1679	October 5, 2008	Order to Managing Director of Apex Adelchi Footware Limited, Order to concerns of S.N.M Securities Limited, and Order to Mr. Nurul Islam, Shareholder, Apex Adelchi Footware Limited	Click to View
1680	October 5, 2008	Warning to concerns of Bangladesh Welding and Electrodes Limited for non-compliance of securities laws in connection with non-submission of half yearly financial statements for the half year ended on June 30, 2008.	Click to View
1681	October 5, 2008	Warning to concerns of Bangladesh Welding and Electrodes Limited in connection with delayed submission of audited financial statements for the year ended on December 31, 2007	Click to View
1682	October 5, 2008	Order to Directors of Rupali Insurance Company Limited	Click to View
1683	October 5, 2008	Directive to Rupali Insurance Company Limited	Click to View
1684	October 5, 2008	Order to concerns of Fine Foods Limited	Click to View
1685	October 6, 2008	Order to concerns of Mac Paper Industries Limited	Click to View
1686	October 6, 2008	Waiver of penalty imposed penal orders No,SEC/Enforcement/404/2006/996 to 1010 all dated 17 September 2006 to ICB Islamic Bank Limited (former Oriental Bank Limited)	Click to View
1687	October 6, 2008	Warning to concerns of National Credit & Commerce Bank Limited in connection with Annual Report 2007.	Click to View
1688	October 6, 2008	Warning to concerns of Eastern Insurance Company Limited in connection with audited financial statements for the year ended on December 31, 2007	Click to View
1689	October 6, 2008	Warning to M/s A. Qasem & Co, Charted Accountants for non-compliance of securities related laws in connection with audited financial statements of Eastern Insurance Company Limited for the year ended on December 31, 2007	Click to View
1690	October 12, 2008	About waiver of penalty on concerns of Advanced Chemical Industries Limited	Click to View
1691	October 12, 2008	Warning to concerns of Hefazatur Rahman & Co Limited in connection with non-compliance of securities laws.	Click to View
1692	October 12, 2008	Warning to concerns of Golden Sons Limited(Issuer) for alleged non-compliance of securities laws in connection with utilization of IPO fund.	Click to View
1693	October 12, 2008	Warning to concerns of GMG Industrial Corporation Limited (Issuer) in connection with audited financial statements for the year ended on June 31, 2007	Click to View
1694	October 12, 2008	Warning to M/s A. Matin & Co, Charted Accountants for non-compliance of securities related laws in connection with audited financial statements of GMG Industrial Corporation Limited for the year ended on June 30, 2007	Click to View
1695	October 12, 2008	Warning to CEO, DSE Limited in connection with non-compliance of securities laws relating to enquiry on activities of DSE regarding approval for gift of securities.	Click to View
1696	October 13, 2008	Order to Shyamol Equity Management Limited(Stock Dealer/DP)	Click to View
1697	October 14, 2008	Warning to concerns of International Securities Co. Limited (CSE Membership 096) for alleged non-compliance of securities laws.	Click to View
1698	October 14, 2008	Warning to concerns of SR Capital Limited (CSE Membership 038) for alleged non-compliance of securities laws.	Click to View
1699	October 14, 2008	Warning to concerns of Hillcity Securities Limited (CSE Membership 037) for alleged non-compliance of securities laws.	Click to View
1700	October 14, 2008	Warning to concerns of Bangladesh Electricity Meter Company Limited (Issuer) in connection with non-compliance of securities laws relating to non-submission of half yearly financial statements for the half year ended on June 30, 2008	Click to View
1701	October 23, 2008	Order to First Securities Services Limited(Merchant Banker)	Click to View
1702	October 23, 2008	Order to Raspit Securities and Management Limited(Merchant Banker)	Click to View
1703	October 29, 2008	To CEO, CSE to take steps on securities laws violations.	Click to View
1704	October 29, 2008	Correction of order on Bangladesh Luggage Industries limited	Click to View

September, 2008

Sl.No	Date	Subject	Commission’s Decision
1705	September 3, 2008	Warning to concerns of Rupali Bank Limited(Issuer)i for non-compliance of securities laws.	Click to View
1706	September 3, 2008	Warning to concerns of Al-Muntaha Trading Co.Limited(Stock Broker) for non-compliance of securities laws.	Click to View
1707	September 4, 2008	Warning to concerns of Anwar Securities Limited(DP-92)i for non-compliance of securities laws.	Click to View
1708	September 4, 2008	Warning to concerns of Total Communication Limited(DP-187) for non-compliance of securities laws.	Click to View
1709	September 4, 2008	Warning to concerns of SES Company Limited(DP-34) for non-compliance of securities laws.	Click to View
1710	September 4, 2008	Warning to concerns of LankaBangla Securities Limited(DP-50) for non-compliance of securities laws.	Click to View
1711	September 4, 2008	Warning to concerns of Tariq Ibrahim & Co.(DP-90) for non-compliance of securities laws.	Click to View
1712	September 7, 2008	Order to concerns of Excelsior Shoes Limited	Click to View
1713	September 7, 2008	Order to concerns of M/s Mark & Co. CA Firm	Click to View
1714	September 7, 2008	Warning to concerns of Jago Corporation Limited for non-compliance of securities laws in connection with delayed submission of annual report for the year, 2007.	Click to View
1715	September 8, 2008	Warning to concerns of Golden Sons Limited for non-compliance of securities laws in connection with non-submission of half yearly financial statements for the half year ended on June 30, 2008.	Click to View
1716	September 9, 2008	Warning to concerns of Delta Brac Housing Finance Corporation Limited in connection with non-compliance of securities laws.	Click to View
1717	September 11, 2008	Warning to concerns of Pubali Bank Limited in connection with non-compliance of securities laws relating to fixing AGM date, time and venue, declaring dividend in the same board meeting.	Click to View
1718	September 11, 2008	Warning to concerns of Shyampur Sugar Mill Limited in connection with non-compliance of securities laws relating to audited financial statements for the year ended on June 30, 2006	Click to View
1719	September 11, 2008	Warning to concerns of Shyampur Sugar Mill Limited in connection with non-compliance of securities laws relating to half yearly financial statements for the half year ended on December 31, 2006	Click to View
1720	September 11, 2008	Order to concerns of Khaza Mosaic Tiles and Stone Industries Limited(sec/enforcement/169/2003/1215)	Click to View
1721	September 11, 2008	Order to concerns of Khaza Mosaic Tiles and Stone Industries Limited(sec/enforcement/169/2003/1207)	Click to View
1722	September 15, 2008	Waiver of penalty on concerns of Fareast Islami Life Insurance Company Limited(Issuer)	Click to View
1723	September 15, 2008	Order to concerns of Fareast Islami Life Insurance Company Limited(Issuer)	Click to View
1724	September 16, 2008	Warning to concerns of M/s A. Wahab & Co. C.A Firm in connection with non-compliance of securities laws relating to audited financial statements of Pragati Insurance Limited for the year ended on December 31, 2007	Click to View
1725	September 16, 2008	Warning to concerns of Pragati Insurance Limited(Issuer) in connection with non-compliance of securities laws relating to audited financial statements for the year ended on December 31, 2007	Click to View
1726	September 22, 2008	Warning to concerns of Popular Life Insurance Company Limited in connection with non-compliance of securities laws	Click to View
1727	September 22, 2008	Order to concerns of Bangladesh Hotels Limited	Click to View
1728	September 24, 2008	Order to concerns of Popular Life Insurance Company Limited	Click to View
1729	September 24, 2008	Order to concerns of Tamizuddin Textile Mills Limited	Click to View

August, 2008

Sl.No	Date	Subject	Commission’s Decision
1730	August 11, 2008	Warning to concerns of Purabi for non-compliance of securities laws in connection with furnishing of the audited financial statements for the year ended on December 31, 2006.	Click to View
1731	August 14, 2008	Waiver of penalty on Ms Hosne Ara Aziz, Sponsor of The City bank Limited	Click to View
1732	August 14, 2008	Waiver of penalty on Mr. Shabib Uddin, Shareholder Director of Merchantile Insurance Company Limited(Issuer)	Click to View
1733	August 13, 2008	Warning to concerns of Reliance Insurance Limited(Issuer) for non-compliance of securities laws in connection with furnishing of the audited financial statements for the year ended on December 31, 2007.	Click to View
1734	August 13, 2008	Warning to concerns of M/s. Chowdhury Hossain Rashid & Co. Charterd Accountants for non-compliance of securities laws in connection with audited financial statements of Reliance Insurance Limited for the year ended on December 31, 2006.	Click to View
1735	August 13, 2008	Warning to concerns of Agrani Insurance Limited(Issuer) for non-compliance of securities laws in connection with furnishing of the audited financial statements for the year ended on December 31, 2006.	Click to View
1736	August 19, 2008	Warning to concerns of CMC-Kamal Textile Mills Limited in connection with delayed submission of audited financial statements for the year ended on December 31, 2007.	Click to View
1737	August 19, 2008	Warning to concerns of Janata Insurance Company Limited in connection with delayed submission of audited financial statements for the year ended on December 31, 2007.
1738	August 20, 2008	Warning to concerns of ACNABIB Charterd Accountants for non-compliance of securities laws in connection with audited financial statements of AL-Amin Chemical Industries Limited for the year ended on December 31, 2006.	Click to View
1739	August 20, 2008	Order to directors of One Bank Limited	Click to View
1740	August 25, 2008	Warning to concerns of Meghna Cement Mills Limited(Issuer) for non-compliance of securities laws in connection with furnishing of the audited financial statements for the year ended on December 31, 2006.
1741	August 25, 2008	Warning to concerns of M/s. Syful Shamsul Alam & Co. Charterd Accountants for non-compliance of securities laws in connection with audited financial statements of Meghna Cement Mills Limited for the year ended on December 31, 2006.	Click to View
1742	August 21, 2008	Warning to concerns of Janata Insurance Company Limited in connection with submission of half yearly financial statements for the half year ended on December 31, 2007.	Click to View

July, 2008

Sl.No	Date	Subject	Commission’s Decision
1743	July 1, 2008	Warning to concerns of Sreepur Textile Mills Ltd for non-compliance of securities laws in connection with furnishing of the audited financial statements for the year ended on December 31, 2007 within time.	Click to View
1744	July 1, 2008	Disposal of of alleged non-compliance of securities laws against Lexco Ltd in connection with non-submission of the audited financial statements for the year ended on December 31, 2007	Click to View
1745	July 8, 2008	Warning to concerns of Bionic Sea Food Exports Ltd for non-furnishing of clarification/explanation regarding audited financial statements for the year ended on December 31, 2005 and half-yearly financial statements for the half-year ended on June 30, 2006.	Click to View
1746	July 28, 2008	Order to concerns of Joytun Securities International Ltd	Click to View
1747	July 30, 2008	Directive to concerns of Bangladesh Dyeing and Finishing Industries Ltd	Click to View
1748	July 30, 2008	Order to concerns of Bangladesh Dyeing and Finishing Industries Ltd	Click to View

June, 2008

Sl.No	Date	Subject	Commission’s Decision
1749	June 3, 2008	Warning to concerns of Holy City Securities Ltd for non-compliance of securities laws.	Click to View
1750	June 11, 2008	Warning to concerns of daffodil Computers Ltd(Issuer) for non-compliance of securities laws in connection with retention of auditor for a consecutive period exceeding three years.	Click to View
1751	June 11, 2008	Related to application for waiver of penalty by Country Stock (Bangladesh) Ltd	Click to View
1752	June 11, 2008	Related to application for waiver of penalty by ARC Securities Ltd	Click to View
1753	June 12, 2008	Warning to concerns of M/S K.M. Alam & Co., Chartered accountant, for non-compliance of securities laws in connection with audited financial statements of Bionic Sea Food Exports Ltd (Issuer) for the year ended on December 31, 2006.	Click to View
1754	June 12, 2008	Warning to concerns of Beximco Fisheries Ltd (Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006	Click to View
1755	June 12, 2008	Warning to concerns of M/s M.J. Abedin & Co., Chartered Accountants, for non-compliance of securities laws in connection with audited financial statements of Beximco Fisheries Ltd (issuer) for the year ended on December 31, 2006.	Click to View
1756	June 12, 2008	Warning to concerns of M/s G. Kibria & Co, Chartered Accountants for non-compliance of securities laws in connection with audited financial statements of Legacy Footwear Ltd(Issuer) for the year ended on December 31, 2006.	Click to View
1757	June 12, 2008	Warning to concerns of M/s Basu Banarjee Nath & Co, Chartered Accountants for non-compliance of securities laws in connection with audited financial statements of Power Grid Company of Bangladesh Ltd for the year ended on Juner 30, 2005. and June 30, 2006.	Click to View
1758	June 12, 2008	Warning to concerns of Legacy Footwear Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006.	Click to View
1759	June 16, 2008	Warning to concerns of Mona Food Industries Ltd(Issuer) for non-furnishing of clarification/explanation regarding audited financial statements for the year ended on June 30, 2006.	Click to View
1760	June 18, 2008	Warning to concerns of Dynamic Textile Industries Ltd(Issuer) for non-compliance of securities laws in connection with submission of half yearly financial statements for the half year ended on March 31, 2008.	Click to View
1761	June 18, 2008	Warning to concerns of Quasem Textile Mills Ltd(Issuer) for non-compliance of securities laws in connection with submission of half yearly financial statements for the half year ended on March 31, 2008.	Click to View
1762	June 18, 2008	Warning to concerns of Quasem Silk Mills Ltd(Issuer) for non-compliance of securities laws in connection with submission of half yearly financial statements for the half year ended on March 31, 2008.	Click to View
1763	June 22, 2008	Warning to concerns of IDLC Finance Ltd for non-compliance of securities laws in connection with activities of merchant banker and portfolio manager.	Click to View
1764	June 22, 2008	Warning to concerns of AB Bank Ltd for non-compliance of securities laws in connection with activities of merchant banker and portfolio manager.	Click to View
1765	June 22, 2008	Warning to concerns of Prime Finance and Investment Ltd for non-compliance of securities laws in connection with activities of merchant banker and portfolio manager.	Click to View
1766	June 22, 2008	Warning to concerns of Prime Bank Ltd for non-compliance of securities laws in connection with activities of merchant banker and portfolio manager.	Click to View
1767	June 22, 2008	Warning to concerns of Lanka Bangla Finance Ltd for non-compliance of securities laws in connection with activities of merchant banker and portfolio manager.	Click to View
1768	June 22, 2008	Order to concerns of Raspit Inc(BD) Ltd	Click to View
1769	June 22, 2008	Order to concerns of Chictex Ltd	Click to View
1770	June 22, 2008	Order to concerns of Raspit Data Management and Telecommunication Ltd	Click to View
1771	June 23, 2008	Warning to concerns of IDLC Finance Ltd for non-compliance of securities laws.	Click to View
1772	June 23, 2008	Warning to concerns of Salta Capital Ltd for non-compliance of securities laws.	Click to View
1773	June 23, 2008	Warning to Mrs. Kawsar Jahan Farida Begum, Sponsor Director of Sandhani Life Insurance Co. Ltd for non-compliance of securities laws.
1774	June 24, 2008	Warning to concerns of Power Grid Company Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on June 30, 2005 as well as Information documents published for offloading/direct listing of shares.	Click to View
1775	June 24, 2008	Order to Mr. Mohammad Shahib Uddin, Shareholder Director of Mercantile Insurance Company Ltd	Click to View
1776	June 24, 2008	Order to Mrs Hosne Ara Aziz, Sponsor of The City Bank Ltd	Click to View
1777	June 26, 2008	Order to concerns of Saleh Carpet Mills Ltd	Click to View
1778	June 26, 2008	Order to concerns of Rose Heaven Ballpen Ltd	Click to View

May, 2008

Sl.No	Date	Subject	Commission’s Decision
1779	May 18, 2008	Warning to concerns of People's Insurance Company Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006.	Click to View
1780	May 20, 2008	Warning to concerns of Rupali Bank Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006.	Click to View
1781	May 20, 2008	Warning to concerns of Sonali Paper & Board Mills Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on June30, 2006.	Click to View
1782	June 20, 2008	Order to Dr. Ashraf Salehin, Capital Bangladesh	Click to View
1783	May 21, 2008	Warning to concerns of Bangladesh Leaf Tobacco Co. Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006.	Click to View
1784	May 21, 2008	Warning to concerns of The City Bank Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006 and Annual Report-2006	Click to View
1785	May 25, 2008	Warning to concerns of Prime Insurance Company Ltd (Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006.	Click to View
1786	May 28, 2008	Warning to concerns of M/S Howladar Yunus & Co Chartered Accountants for non-compliance of securities laws in connection with audited financial statements of Janata Insurance Co. Ltd(Issuer) for the year ended on December 31, 2006.	Click to View
1787	May 28, 2008	Warning to concerns of Lexico Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006.	Click to View
1788	May 28, 2008	Warning to concerns of Dynamic Textile Industries Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on September 30, 2006.	Click to View

April, 2008

Sl.No	Date	Subject	Commission’s Decision
1789	April 8, 2008	Order to concerns of AB Bank Foundation Stock Broker) imposing penalty	Click to View
1790	April 8, 2008	Order to concerns of Hazi Ahammad Brothers securities Ltd(Stock broker) imposing penalty	Click to View
1791	April 8, 2008	Order to concerns of Popular Equities Ltd(Stock Broker) imposing penalty	Click to View
1792	April 8, 2008	Order to concerns of ARC Securities Ltd (Stock Broker) imposing penalty	Click to View
1793	April 8, 2008	Order to concerns of Country Stock(Bangladesh) Ltd ( Stock Broker) imposing penalty	Click to View
1794	April 8, 2008	Order to concerns of L.R.K Securities Ltd( Stock Broker) imposing penalty	Click to View
1795	April 7, 2008	Order to concerns of R.N.I Securities Ltd (Stock Broker) imposing penalty	Click to View
1796	April 23, 2008	Warning to concerns of IFIC Bank Ltd(Issuer)
1797	April 23, 2008	Penalty Order to concerns of Gachihata Acuaculture Farms Ltd(Issuer)	Click to View
1798	April 23, 2007	Penalty Order to concerns of Dynamic Textile Industries Ltd(Issuer)	Click to View
1799	April 28, 2008	Penalty Order to concerns of Rose Heaven BallPen Ltd
1800	April 28, 2008	Penalty Order to concerns of Shampur Sugar Mills Ltd	Click to View
1801	April 28, 2008	Penalty Order to concerns of Shampur Sugar Mills Ltd	Click to View
1802	April 30, 2008	Waiver of penalty and warning to concerns of Wata Chemicals Ltd(Issuer)	Click to View

March, 2008

Sl.No	Date	Subject	Commission’s Decision
1803	March 3, 2008	Warning to concerns of Mona Food Industries Ltd for non-compliance of securities laws in connection with delay in furnishing audited financial statements for the year ended on June 30, 2007	Click to View
1804	March 3, 2008	Warning to concerns of Rupali Bank Ltd for non-compliance of securities laws in connection with fixing AGM date, time and venue and declaring dividend in the board of directors meeting	Click to View
1805	March 3, 2008	Warning to concerns of Dynamic Textile Industries Ltd for non-compliance of securities laws in connection with submission of half yearly financial statements for the half year ended on March 31, 2007	Click to View
1806	March 3, 2008	Warning to concerns of Eastern Cables Ltd for non-compliance of securities laws in connection with delay in furnishing audited financial statements for the year ended on June 30, 2007	Click to View
1807	March 3, 2008	Order to concerns of M. Hossain Gaerments Washing and Dying Ltd	Click to View
1808	March 3, 2008	Order to concerns of Raspit Inc(BD) Ltd	Click to View
1809	March 3, 2008	Order to concerns of Mercantile Bank Ltd
1810	March 3, 2008	Order to concerns of Advanced Chemical Industries Ltd
1811	March 4, 2008	Order to concerns of Raspit Data Management and Telecommunication Ltd	Click to View
1812	March 4, 2008	Order to concerns of Chictex Ltd	Click to View
1813	March 25, 2008	Warning to concerns of Western Security Investment Management Ltd for non-compliance of securities laws	Click to View
1814	March 25, 2008	Waiver of penalty to concerns of Fareast Islami Life Insurance Company Ltd	Click to View
1815	March 27, 2008	Order to concerns of Pharmaco International Ltd	Click to View
1816	March 31, 2008	Order to concerns of Fareast Islami Life Insuranec Company Ltd	Click to View

February, 2008

Sl.No	Date	Subject	Commission’s Decision
1817	February 5, 2008	Disposal of the proceedings to concerns of Wonderland Toys Ltd	Click to View
1818	February 5, 2008	Waver of penalty imposed to concerns of Sreepur Textile Mills Ltd	Click to View
1819	February 10, 2008	Con-compliance of securities laws: warning to Bangladesh shipping Corporation Ltd	Click to View
1820	February 17, 2008	Order to AB Bank Ltd(Merchant Banker) about penalty of Tk 10 crore	Click to View
1821	February 18, 2008	Order - to concerns of Fareast Islami Life Insurance Company Ltd	Click to View

January, 2008

Sl.No	Date	Subject	Commission’s Decision
1822	January 7, 2008	Alleged non-compliance with securities related laws in connection with the Exclusive Partnership Agreement of Information Services Network Ltd: Warning - to concerns of Information Services Network Ltd (SEC/Enforcement/622/2007/22)
1823	January 8, 2008	Order - to concerns of Globe Securities Ltd Stock Dealer/DP DSE M#189 (SEC/Enforcement/616/2007/30)	Click to View
1824	January 21, 2008	Non-compliance of securities laws: In connection with half yearly financial statements for the half year ended on December 31 2006:Warning - to concerns of Perfume Chemical Industries Limited (SEC/Enforcement/217/2004/47)	Click to View
1825	January 22, 2008	Non-compliance of securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on June 30 2007 : Warning - to concerns of Ashraf Textile Mills Limited (SEC/Enforcement/145/2002/52)	Click to View
1826	January 22, 2008	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on June 30 2007 : Warning - to concerns of Power Grid Company of Bangladesh Limited (SEC/Enforcement/654/2007/51)	Click to View
1827	January 23, 2008	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on June 30 2007: Warning - to concerns of Eastern Lubricants Blenders Limited (SEC/Enforcement/407/2006/55)	Click to View
1828	January 23, 2008	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on June 30 2007: Warning - to concerns of Padma Oil Company Limited (SEC/Enforcement/407/2006/56)	Click to View
1829	January 23, 2008	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Fareast Islami Life Insurance Company Limited (SEC/Enforcement/601/2007/57)	Click to View
1830	January 24, 2008	Waiver of imposed penalty - to concern of Mrs Dina Ahsan Director Wata Chemicals Ltd (SEC/Enforcement/626/2007/59)	Click to View
1831	January 24, 2008	Waiver of imposed penalty - to concern of Mr Md Khalilur Rahman Chowdhury Director Wata Chemicals Ltd (SEC/Enforcement/626/2007/60)	Click to View
1832	January 30, 2008	Warning regarding Depositing of client shares against member's margin to Exchange DP (SEC/Enforcement/652/2007/64-77)	Click to View
1833	January 31, 2008	Warning regarding Depositing of client shares against member's margin to Exchange DP (SEC/Enforcement/652/2007/82-142)	Click to View

December, 2007

Sl.No	Date	Subject	Commission’s Decision
1834	December 9, 2007	Alleged non-compliance with securities related laws in connection with the audited financial statements for the year ended on December 31 2006:Warning - to concerns of Himadri Limited (SEC/Enforcement/617/2007/1200)	Click to View
1835	December 17, 2007	Waiver of additional penalty and withdraw certificate cases against Commission's penalty Orders - to concerns of Sreepur Textile Mills Limited (SEC/Enforcement/160/2003/1201)	Click to View
1836	December 17, 2007	Non-compliance of securities law: In connection with the delayed submission of half yearly financial statements for the half year ended on June 30 2007:Warning - to concerns of The Oriental Bank Limited (SEC/Enforcement/254/2004/1202)	Click to View
1837	December 17, 2007	Non-compliance of securities law: In connection with the delayed submission of half yearly financial statements for the half year ended on June 30 2007:Warning - to concerns of Arbee Textile Mills Limited (SEC/Enforcement/491/2005/1203)	Click to View
1838	December 17, 2007	Non-compliance of securities law: In connection with the submission of half yearly financial statements for the half year ended on June 30 2007:Warning - to concerns of Progressive Life Insurance Co Limited (SEC/Enforcement/629/2007/1204)	Click to View
1839	December 17, 2007	Non-compliance of securities law: In connection with the submission of half yearly financial statements for the half year ended on June 30 2007:Warning - to concerns of Paper Processing and Packaging Limited (SEC/Enforcement/628/2007/1205)	Click to View
1840	December 17, 2007	Non-compliance of securities law: Warning - to concerns of Holy City Securities Ltd Stock Broker CSE Member # 093 (SEC/Enforcement/618/2007/1206)	Click to View
1841	December 17, 2007	Regarding Holy City Securities Ltd (Stock Broker) Member No 093: Warning - to concerns of Chittagong Stock Exchange Ltd (SEC/Enforcement/618/2007/1207)	Click to View
1842	December 18, 2007	Order - to concerns of Saleh Carpet Mills Ltd (SEC/Enforcement/607/2007/1212-1215)	Click to View
1843	December 18, 2007	Alleged non-compliance with securities related laws in connection with the half-yearly financial statements for the period ended on December 31 2006: Warning - to concerns of Meghna Condensed Milk Industries Ltd	Click to View
1844	December 18, 2007	Order - to concerns of Wata Chemicals Ltd (SEC/Enforcement/626/2007/1232-1238)	Click to View
1845	December 18, 2007	Order - to concerns of Saleh Carpet Mills Ltd (SEC/Enforcement/39/2001/1243-1246)	Click to View
1846	December 31, 2007	Order - to concerns of Fine Foods Ltd (SEC/Enforcement/335/2005/1259-1265)	Click to View

November, 2007

Sl.No	Date	Subject	Commission’s Decision
1847	November 4, 2007	Directive - to concerns of Tripti Industries Limited	Click to View
1848	November 27, 2007	Non-compliance of securities laws concerning share trading: Warning - to concerns of M Securities Ltd Stock Broker DSE Member # 44	Click to View

October, 2007

Sl.No	Date	Subject	Commission’s Decision
1849	October 7, 2007	Payment of penalty through installments: In connection with share trading of Therapeutics (Bangladesh) Limited - to concerns of Ibrahim Securities Ltd	Click to View
1850	October 7, 2007	Penalty Order: In connection with audited financial statements of Chittagong Vegetable Oil Industries Ltd for the years ended on June 30, 2003 and June 30 2004 - to concerns of Sarwar Salamat & Co CA	Click to View
1851	October 8, 2007	Waiver of penalty imposed vide penal Orders No SEC/Enforcement/299/2005/418-420 Dated April 23 2007- to concerns of Quasem Textile Mills Limited	Click to View
1852	October 8, 2007	Waiver of penalty imposed vide penal Orders No SEC/Enforcement/300/2005/424-426 Dated April 23 2007- to concerns of Quasem Silk Mills Limited	Click to View
1853	October 8, 2007	Payment of penalty through installments: In connection with SEC penal orders all dated July 16 2007 regarding submission of incomplete audio-visual recording of proceedings of AGM held on December 24 2006 - to concerns of Wonderland Toys Ltd	Click to View
1854	October 8, 2007	Non-compliance of securities laws in connection with retention of auditor for a consecutive period exceeding three years: Warning - to concerns of JMI Bangla Co Limited	Click to View
1855	October 8, 2007	Non-compliance of securities laws concerning price sensitive information: Warning - to concerns of Al-Arafah Islami Bank Limited	Click to View
1856	October 9, 2007	Order - to concerns of Bangladesh Chemical Industries Limited
1857	October 11, 2007	Order - to concerns of Raspit Data Management & Telecommunications Limited ((SEC/Enforcement/594/2007/1124-1126))	Click to View
1858	October 11, 2007	Order - to concerns of Raspit Inc (BD) Ltd (SEC/Enforcement/593/2007/1130-1132)	Click to View
1859	October 24, 2007	Order - to concerns of Legacy Footwear Limited
1860	October 28, 2007	Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2006 - to concerns of Bangladesh Dyeing & Finishing Industries Limited	Click to View
1861	October 28, 2007	Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2006 - to concerns of Bangladesh Chemical Industries Limited	Click to View
1862	October 28, 2007	Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2006 - to concerns of Bangladesh Zipper Industries Limited	Click to View
1863	October 28, 2007	Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2006 - to concerns of Bangladesh Luggage Industries Limited	Click to View

September, 2007

Sl.No	Date	Subject	Commission’s Decision
1864	September 3, 2007	Waiver of imposed penalty: In connection with non-disseminating price sensitive information regarding sale of fixed assets- to concerns of Quasem Silk Mills Limited	Click to View
1865	September 3, 2007	Waiver of imposed penalty: In connection with the submission of incomplete audio-visual recording of proceedings of AGM held on December 24, 2006 - to concerns of Wondeland Toys Limited	Click to View
1866	September 3, 2007	Order - to concerns of Bangladesh Chemical Industries Limited	Click to View
1867	September 3, 2007	Order - to concerns of Bangladesh Dyeing & Finishing Industries Limited	Click to View
1868	September 6, 2007	Waiver of imposed penalty: In connection with share trading of Therapeutics (Bangladesh) Ltd - to concerns of Ibrahim Securities Limited (DSE Member No 33)	Click to View
1869	September 6, 2007	Order - to concerns of Gachihata Aqua Culture Farms Limited	Click to View
1870	September 6, 2007	Order - to concerns of Meghna Condensed Milk Industries Limited	Click to View
1871	September 6, 2007	Order - to concerns of Meghna PET Industries Limited	Click to View
1872	September 6, 2007	Alleged non-compliance with securities related laws in connection with the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Al-Arafah Islami Bank Limited	Click to View
1873	September 9, 2007	Order - to concerns of Bangladesh Luggage Industries Limited	Click to View
1874	September 10, 2007	Order - to concerns of Bangladesh Zipper Industries Limited	Click to View
1875	September 18, 2007	Alleged non-compliance with securities related laws in connection with the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Export Import Bank of Bangladesh Limited	Click to View
1876	September 30, 2007	Non-compliance with securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Meghna Cement Mills Limited	Click to View
1877	September 30, 2007	Non-compliance with securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Legacy Footwear Limited	Click to View
1878	September 30, 2007	Non-compliance with securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Ambee Pharmaceuticals Limited	Click to View
1879	September 30, 2007	Non-compliance with securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Pragati Life Insurance Co Limited	Click to View

August, 2007

Sl.No	Date	Subject	Commission’s Decision
1880	August 5, 2007	Non-compliance of securities laws: In connection with the delayed submission of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Meghna Shrimp Culture Limited	Click to View
1881	August 5, 2007	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Federal Insurance Co Limited	Click to View
1882	August 5, 2007	Non-compliance of securities laws: In connection with the delayed submission of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Petro Synthetic Products Limited	Click to View
1883	August 5, 2007	Non-compliance of securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Bangladesh Hotels Ltd	Click to View
1884	August 5, 2007	Non-compliance of securities laws: In connection with the delayed submission of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of CMC-Kamal Textile Mills Limited	Click to View
1885	August 5, 2007	Non-compliance of securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Prime Insurance Company Limited	Click to View
1886	August 8, 2007	Waiver of imposed penalty: In connection with the half yearly financial statement for the half year ended on 31 December 2005 - to concerns of Bangladesh Luggage Industries Limited	Click to View
1887	August 9, 2007	Waiver of imposed penalty: In connection with statutory audit report of Rose Heaven Ball Pen Limited for the year ended on June 30 2004 - to concerns of M/s M N Islam & Company Chartered Accountants	Click to View
1888	August 9, 2007	Waiver of imposed penalty: In connection with statutory audit report for the year ended on June 30 2006 - to concerns of Niloy Cement Industries Limited	Click to View
1889	August 9, 2007	Waiver of imposed penalty: In connection with the insider trading of Jamuna Bank Limited's shares - to concern of Al-Haj Nur Mohammad	Click to View
1890	August 9, 2007	Non-compliance of securities laws: In connection with the delayed submission of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Sonar Bangla Insurance Limited	Click to View
1891	August 9, 2007	Non-compliance of securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Bangladesh Electricity Meter Company Limited	Click to View
1892	August 13, 2007	Payment of penalty through installments: In connection with statutory audit report for the year ended on December 31 2005 - to concern of Mr Harun-or-Rashid Managing Director Lexco Limited	Click to View
1893	August 13, 2007	Payment of penalty through installments: In connection with statutory audit report for the year ended on December 31 2005 - to concern of Mr Al-Haj Abdul Mateen Director Lexco Limited	Click to View
1894	August 13, 2007	Payment of penalty through installments: In connection with statutory audit report for the year ended on December 31 2005 - to concern of Mr Hamiduddin Ahmed Director & Mr Mostapha Shah Ali Newaz Director Lexco Limited	Click to View
1895	August 13, 2007	Payment of penalty through installments: In connection with statutory audit report for the year ended on December 31 2005 - to concern of Mr Mostapha Shah Ali Newaz Director Lexco Limited	Click to View
1896	August 15, 2007	Order - to concerns of M/s Sarwar salamot & Co Chartered Accountants	Click to View
1897	August 16, 2007	Alleged non-compliance with securities related laws in connection with the revised half-yearly financial statements for the period ended on December 31 2006: Warning - to concerns of Amam Sea Food Industries Limited	Click to View
1898	August 22, 2007	Non-compliance with the securities related laws in connection with the audited financial statements for the year ended on December 31 2006: Directive - to concerns of National Credit & Commerce Bank Limited

July, 2007

Sl.No	Date	Subject	Commission’s Decision
1899	July 1, 2007	Non-compliance of securities law in connection with shares in clearing account on record date: Warning - to concerns of Western Securities Investment Management Limited	Click to View
1900	July 1, 2007	Non-compliance of securities law in connection with shares in clearing account on record date: Warning - to concerns of Chowdhury Securities & Services Limited	Click to View
1901	July 2, 2007	Directive - to oncerns of Sreepur Textile Mills Limited	Click to View
1902	July 11, 2007	Non-compliance of securities related laws in connection with the submission of the half yearly financial statements for the period ended on June 30 2006 : Warning - to concerns of Arbee Textiles Limited	Click to View
1903	July 5, 2007	Alleged non-compliance of securities law in connection with the non-declaration of trading in Jamuna Bank Ltd's shares: Warning - to concern of Alhajj Nur Mohammad	Click to View
1904	July 5, 2007	Alleged non-compliance of securities law in connection with the non-declaration of trading in Jamuna Bank Ltd's shares: Warning - to concern of Ms Tasnim Akter Chowdhury	Click to View
1905	July 5, 2007	Alleged non-compliance of securities law in connection with the IPO of Jamuna Bank Ltd: Warning - to concerns of ICB Capital Management Ltd	Click to View
1906	July 5, 2007	Alleged non-compliance of securities law in connection with the IPO of Jamuna Bank Ltd: Warning - to concerns of AAA Consultant & Financial Advisors Merchant Banker-Issue Manager	Click to View
1907	July 5, 2007	Alleged non-compliance of securities law in connection with the IPO: Warning - to concerns of Jamuna Bank Limited	Click to View
1908	July 8, 2007	Waiver of imposed penalty: In connection with statutory audit report for the year ended on June 30 2006 - to concerns of Sajib Knitwear and Garments Limited	Click to View
1909	July 9, 2007	Non-compliance of securities related laws in connection with the submission of the half yearly financial statements for the period ended on December 31 2006 : Warning - to concerns of Sonali Ansh Limited	Click to View
1910	July 10, 2007	Order - to concerns of Rose Heaven Ball Pen Limited	Click to View
1911	July 11, 2007	Order - to concerns of Chictex Limited	Click to View
1912	July 11, 2007	Order - to concerns of Quashem Silk Mills Limited	Click to View
1913	July 15, 2007	Alleged non-compliance with securities related laws in connection with the revised half-yearly financial statements for the period ended on December 31 2006: Warning - to concerns of Rangamati Food Products Limited	Click to View
1914	July 16, 2007	Order - to concerns of Wonderland Toys Limited	Click to View
1915	July 18, 2007	Non-compliance of securities laws: In connection with the delayed furnishing of the audited financial statements for the years ended on June 30 2005 and June 30 2006: Warning - to concerns of Perfume Chemical Industries Limited (SEC/Enforcement/217/2004/885)
1916	July 18, 2007	Non-compliance of securities laws in connection with the delayed furnishing of half yearly financial statements for the half year ended on December 31 2006: Warning - to concerns of Perfume Chemical Industries Limited (SEC/Enforcement/217/2004/886)
1917	July 26, 2007	Alleged non-compliance of securities law in connection with the non-declaration of trading in Jamuna Bank Ltd's shares: Warning - to concern of Mrs Hasina Gazi 4 Siddheswari Lane Dhaka-1000	Click to View
1918	July 26, 2007	Alleged non-compliance of securities law in connection with the non-declaration of trading in Jamuna Bank Ltd's shares: Warning - to concern of Mr Gazi Golam Ashria 4 Siddheswari Lane Dhaka-1000	Click to View
1919	July 26, 2007	Alleged non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2006: Warning - to concerns of Bengal Fine Ceramics Limited	Click to View
1920	July 26, 2007	Alleged non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31 2006: Warning - to concerns of Pubali Bank Limited Limited	Click to View
1921	July 26, 2007	Order - concerns of Saleh Carpet Mills Limited	Click to View
1922	July 26, 2007	Order - concerns of Raspit Inc (BD) Limited
1923	July 26, 2007	Order - concerns of Chittagong Vegetable Oil Limited	Click to View
1924	July 26, 2007	Order - concerns of Ibrahim Securities Limited DSE M# 33	Click to View

June, 2007

Sl.No	Date	Subject	Commission’s Decision
1925	June 3, 2016	Alleged non-compliance with securities related laws in connection with the audited financial statements for the year ended on December 31 2005: Warning - to concerns of Bangladesh Services Limited	Click to View
1926	June 3, 2007	Non-compliance of securities laws: In connection with submission of audio-visual recording of proceedings of 33rd AGM held on December 19 2006 : Warning - to concerns of Bangladesh Services Limited	Click to View
1927	June 11, 2007	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on December 31 2005 : Warning - to concerns of Bangladesh Electricity Meter Company Limited	Click to View
1928	June 11, 2007	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on June 30 2006 : Warning - to concerns of Bangla Process Industries Limited	Click to View
1929	June 11, 2007	Non-compliance of securities law concerning payment of declared dividend : Warning - to concerns of Anlima Yarn Dyeing Limited	Click to View
1930	June 17, 2007	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on September 30 2006 : Warning - to concerns of Excelsior shoes Limited	Click to View
1931	June 17, 2007	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on December 31 2005 : Warning - to concerns of Legacy Footwear Limited	Click to View
1932	June 17, 2007	Non-compliance of securities related laws in connection with the submission of the half yearly financial statements for the period ended on December 31 2006 : Warning - to concerns of Rahim Textile Mills Limited	Click to View
1933	June 21, 2007	Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2006 - to concerns of Sreepur Textile Mills Limited	Click to View
1934	June 24, 2007	Order - to concern of Ms Nasrin Akter Chowdhury	Click to View
1935	June 24, 2007	Order - to concern of Ms Tasnim Akter Chowdhury	Click to View
1936	June 24, 2007	Order - to concern of Alhajj Nur Mohammad	Click to View
1937	June 24, 2007	Order - to concerns of Dhaka Insurance Limited	Click to View
1938	June 24, 2007	Order - to concerns of Standard Group Limited	Click to View
1939	June 24, 2007	Order - to concerns of Standard Stitches Limited	Click to View
1940	June 24, 2007	Order - to concerns of Amotex Limited	Click to View
1941	June 24, 2007	Waiver of imposed penalty: In connection with statutory audit report for the year ended on December 31 2005 - to concerns of Lexco Ltd	Click to View

May 2007

Sl.No	Date	Subject	Commission’s Decision
1942	March 5, 2007	Order - to concern of Mr Alhajj Mainuddin Managing Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/439)	Click to View
1943	March 5, 2007	Order - to concern of Mr Md Salauddin Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/440)	Click to View
1944	March 5, 2007	Order - to concern of Mr Md Mesbauddin Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/441)	Click to View
1945	March 5, 2007	Order - to concern of Mr Alhajj Md Zaman Uddin Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/442)	Click to View
1946	March 5, 2007	Order - to concern of Mr Alhajj Mainuddin Managing Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/447)	Click to View
1947	March 5, 2007	Order - to concern of Mr Md Salauddin Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/448)	Click to View
1948	March 5, 2007	Order - to concern of Mr Md Mesbauddin Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/449)	Click to View
1949	March 5, 2007	Order - to concern of Mr Alhajj Md Zaman Uddin Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/450)	Click to View
1950	July 5, 2007	Commission's Enquiry Order#SEC/SRMID/99-689/1052 dated 06 March 07 on the company for unusual trading of shares and request for a personal hearing of all the Directors of the company before awarding judgment : Time Prayer - to concern of Chairperson Bangladesh Welding Electrodes Ltd	Click to View
1951	September 5, 2007	Non-compliance with securities related laws in connection with share trading of Zeal Bangla Sugar Mills Ltd: Warning - to concerns of National Credit and Commerce Bank Ltd (DSE Membership no 61) Stock-dealer	Click to View
1952	May 17, 2007	Alleged non-compliance with securities law in connection with IPO application of Export Import Bank of Bangladesh Limited (Issuer): Letter of caution - to concerns of AAA Consultants & Financial Advisers	Click to View
1953	May 17, 2007	Alleged non-compliance with the securities law in connection with IPO application: Letter of caution - to concerns of Export Import Bank of Bangladesh Limited	Click to View
1954	May 17, 2007	Order - to concern of Mr ABM Kamal Uddin Khan Chairman/Director M Hossain Garments Washing & Dyeing Limited	Click to View
1955	May 17, 2007	Order - to concern of Mrs Yasmin Kamal Director M Hossain Garments Washing & Dyeing Limited	Click to View
1956	May 17, 2007	Order - to concern of Mr Minhaz Bin Kamal Director M Hossain Garments Washing & Dyeing Limited	Click to View
1957	May 17, 2007	Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2006: Warning - to concerns of? Anwar Galvanizing Limited	Click to View
1958	May 20, 2007	Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2006: Warning - to concerns of? Anwar Galvanizing Limited	Click to View
1959	May 20, 2007	Order - to concern of Mr Alhaj Abdul Motin Director Lexco Limited	Click to View
1960	May 20, 2007	Order - to concern of Mr Hamiduddin Ahmed Director Lexco Limited	Click to View
1961	May 20, 2007	Order - to concern of Mr Mustafa Shah Ali Newaz Director Lexco Limited	Click to View
1962	May 20, 2007	Order - to concern of Mr Udoy Kumar Bhakto Director Lexco Limited	Click to View
1963	May 20, 2007	Order - to concern of Mr Fazlur Rahman Director Lexco Limited	Click to View
1964	May 20, 2007	Order - to concern of Mr Md Shahjahan Managing Director Sajib Knitwear & Garments Limited	Click to View
1965	May 20, 2007	Order - to concern of Ms Selina Afroz Director Sajib Knitwear & Garments Limited	Click to View
1966	May 20, 2007	Order - to concern of Ms Shafia Khatun Director Sajib Knitwear & Garments Limited	Click to View
1967	May 20, 2007	Order - to concern of Mr Md Shakhawat Hossain (Sajib) Director Sajib Knitwear & Garments Limited
1968	May 20, 2007	Order - to concern of Mr Abdul Matlub Ahmad Managing Director Niloy Cement Industries Limited	Click to View
1969	May 20, 2007	Order - to concern of Mr Humayun Kabir Khondaker Director Niloy Cement Industries Limited	Click to View
1970	May 21, 2007	Order - to concern of Ms Selina Ahmah Director Niloy Cement Industries Limited
1971	May 21, 2007	Order - to concern of Mr Abdul Musabbir Ahmad Director Niloy Cement Industries Limited
1972	May 21, 2007	Order - to concern of Mr Md Anwar Hossain Director Niloy Cement Industries Limited
1973	May 21, 2007	Order - to concern of Mr Md Altaf Hossain Director Niloy Cement Industries Limited	Click to View
1974	May 21, 2007	Order - to concern of Mr S A Quashem Director Niloy Cement Industries Limited	Click to View
1975	May 22, 2007	Order - to concern of Mr Md Abdur Razzak Chairman/Managing Director Raspit Data Management & Telecomunication Limited (SEC/Enforcement/408/2006/532)	Click to View
1976	May 22, 2007	Order - to concern of Mr Md Ashraful Alom Director Raspit Data Management & Telecomunication Limited (SEC/Enforcement/408/2006/533)	Click to View
1977	May 22, 2007	Order - to concern of Left. Colonel (Retd) Mr Sirajul Islam BP (Bar) Director Raspit Data Management & Telecomunication Limited (SEC/Enforcement/408/2006/534)	Click to View
1978	May 22, 2007	Order - to concern of Mr Md Abdur Razzak Chairman/Managing Director Raspit Data Management & Telecomunication Limited (SEC/Enforcement/408/2006/538)	Click to View
1979	May 22, 2007	Order - to concern of Left. Colonel (Retd) Mr Sirajul Islam BP (Bar) Director Raspit Data Management & Telecomunication Limited (SEC/Enforcement/408/2006/540)	Click to View
1980	May 22, 2007	Order - to concern of Mr Md Ashraful Alom Director Raspit Data Management & Telecomunication Limited (SEC/Enforcement/408/2006/539)	Click to View
1981	May 22, 2007	Order - to concern of Ms Dilara Begum Chairperson/Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/547)	Click to View
1982	May 22, 2007	Order - to concern of Ms Shamim Ara Begum Managing Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/546)	Click to View
1983	May 22, 2007	Order - to concern of Mr Rezaul Karim Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/545)	Click to View
1984	May 22, 2007	Order - to concern of Mr Badrul Haque Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/544)	Click to View
1985	May 22, 2007	Order - to concern of Ms Dilara Begum Chairperson/Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/555)	Click to View
1986	May 22, 2007	Order - to concern of Ms Shamim Ara Begum Managing Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/554)	Click to View
1987	May 22, 2007	Order - to concern of Mr Rezaul Karim Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/553)	Click to View
1988	May 22, 2007	Order - to concern of Mr Badrul Haque Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/552)	Click to View
1989	May 22, 2007	Waiver of imposed penalty: Non-compliance of securities law in connection with payment of audit fee to the SEC appointed auditors - to concerns of Bangladesh Chemical Industries Limited	Click to View
1990	May 22, 2007	Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2006: Warning - to concerns of Bangladesh Monospool Paper Manufacturing Co Limited	Click to View
1991	May 24, 2007	Waiver of imposed penalty: In connection with the non-submission of audited financial statements for the year ended on June 30 2005 - to concerns of Sonali Paper & Board Mills Limited (SEC/Enforcement/145/2002/563)	Click to View
1992	May 24, 2007	Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2005 - to concerns of Sonali Paper & Board Mills Limited (SEC/Enforcement/145/2002/564)	Click to View
1993	May 24, 2007	Order - to concern of Mr Dewkinandan Kejriwal Managing Director Bangladesh Luggage Industries Limited	Click to View
1994	May 24, 2007	Order - to concern of Ms Kanchan Kejriwal Director Bangladesh Luggage Industries Limited	Click to View
1995	May 24, 2007	Order - to concern of Ms Kanchan Devi Kejriwal Director Bangladesh Luggage Industries Limited	Click to View
1996	May 24, 2007	Order - to concern of Ms Vogoboti Kejriwal Director Bangladesh Luggage Industries Limited	Click to View
1997	May 24, 2007	Order - to concern of Mr Uttom Kejriwal Director Bangladesh Luggage Industries Limited	Click to View
1998	May 24, 2007	Order - to concern of Mr Ashok Kejriwal Director Bangladesh Luggage Industries Limited	Click to View
1999	May 27, 2007	Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on June 30 2006 within time: Warning - to concerns of Mona Food Industries Limited	Click to View
2000	May 27, 2007	Non-compliance of securities laws in connection with the submission of half yearly financial statements for the half year ended on December 31 2006 within time: Warning - to concerns of Rose Heaven Ball Pen Limited	Click to View
2001	May 28, 2007	Order - to concern of Ms Dilara Begum Chairperson/Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/591)	Click to View
2002	May 28, 2007	Order - to concern of Ms Shamim Ara Begum Managing Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/592)	Click to View
2003	May 28, 2007	Order - to concern of Mr Rezaul Karim Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/593)	Click to View
2004	May 28, 2007	Order - to concern of Mr Badrul Haque Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/594)	Click to View
2005	May 28, 2007	Order - to concern of Mr Aminur Rasul Managing Director/Director Chictex Limited (SEC/Enforcement/37/2001/599)	Click to View
2006	May 28, 2007	Order - to concern of Mr Jamal Uddin Ahmed Chairman/Director Chictex Limited (SEC/Enforcement/37/2001/600)	Click to View
2007	May 28, 2007	Order - to concern of Mr Md Masukur Rasul Director Chictex Limited (SEC/Enforcement/37/2001/601)	Click to View
2008	May 28, 2007	Order - to concern of Mr Iftekhar Mahmud Director Chictex Limited (SEC/Enforcement/37/2001/602)	Click to View
2009	May 28, 2007	Order - to concern of Mr Aminur Rasul Managing Director/Director Chictex Limited (SEC/Enforcement/37/2001/607)	Click to View
2010	May 28, 2007	Order - to concern of Mr Jamal Uddin Ahmed Chairman/Director Chictex Limited (SEC/Enforcement/37/2001/608)	Click to View
2011	May 28, 2007	Order - to concern of Mr Md Masukur Rasul Director Chictex Limited (SEC/Enforcement/37/2001/609)	Click to View
2012	May 28, 2007	Order - to concern of Mr Iftekhar Mahmud Director Chictex Limited (SEC/Enforcement/37/2001/610)	Click to View
2013	May 28, 2007	Order - to concern of Mr Aminur Rasul Managing Director/Director Chictex Limited (SEC/Enforcement/37/2001/615)	Click to View
2014	May 28, 2007	Order - to concern of Mr Jamal Uddin Ahmed Chairman/Director Chictex Limited (SEC/Enforcement/37/2001/616)	Click to View
2015	May 28, 2007	Order - to concern of Mr Md Masukur Rasul Director Chictex Limited (SEC/Enforcement/37/2001/617)	Click to View
2016	May 28, 2007	Order - to concern of Mr Iftekhar Mahmud Director Chictex Limited (SEC/Enforcement/37/2001/618)	Click to View
2017	May 28, 2007	Non-compliance of securities laws in connection with the submission of half yearly financial statements for the half year ended on December 31 2006 within time: Warning - to concerns of Bangladesh Luggage Industries Limited	Click to View
2018	May 28, 2007	Non-compliance of securities laws in connection with the submission of half yearly financial statements for the half year ended on December 31 2006 within time: Warning - to concerns of Sonali Paper & Board Mills Limited	Click to View

April 2007

Sl.No	Date	Subject	Commission’s Decision
2019	April 23, 2007	Order - to concern of Mrs Selina Begum Director Quasem Silk Mills Limited
2020	April 23, 2007	Order - to concern of Mrs Khadiza Shamim Director Quasem Silk Mills Limited
2021	April 23, 2007	Order - to concern of Mr A K M Maidul Islam Chairman/Managing Director Quasem Silk Mills Limited
2022	April 23, 2007	Order - to concern of Mrs Selina Begum Director Quasem Textile Mills Limited
2023	April 23, 2007	Order - to concern of Mrs Khadiza Shamim Director Quasem Textile Mills Limited
2024	April 23, 2007	Order - to concern of Mr A K M Maidul Islam Chairman/Managing Director Quasem Textile Mills Limited
2025	April 23, 2007	Order - to concern of Mr Shafiqur Rahman Director Sreepur Textile Mills Limited	Click to View
2026	April 23, 2007	Order - to concern of Mr C H Mahtab Uddin Director Sreepur Textile Mills Limited	Click to View
2027	April 23, 2007	Order - to concern of Mr A R Malik Director Sreepur Textile Mills Limited
2028	April 23, 2007	Order - to concern of Mr A Ahmed Yousuf Chairman & Managing Director Sreepur Textile Mills Limited
2029	April 23, 2007	Order - to concern of Mr Prof Dr Nurul Haque Director Sreepur Textile Mills Limited	Click to View
2030	April 23, 2007	Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2006 : Warning - to concerns of Jute Spinners Limited	Click to View
2031	April 17, 2007	Alleged non-compliance of securities laws in connection with delayed submission of audited financial statements for the year ended on June 30 2006: Disposal - to concerns of Sonali Ansh Industries Limited?	Click to View
2032	April 17, 2007	Non-compliance of securities laws: In connection with upward revaluation of fixed assets creating reserve without clearance from the Commission in the audited financial statements for the year ended on December 31 2005: Caution - to concerns of Southeast Bank Limited	Click to View
2033	November 30, -0001	Non-compliance of securities law: In connection with delayed submission of audited financial statements for the year ended on June 30 2006: Caution - to concerns of Bangladesh Shipping Corporation (SEC/Enforcement/148/2002/395)	Click to View
2034	April 17, 2007	Alleged non-compliance of securities laws in connection with delayed submission of half yearly financial statements for the year ended on December 31 2005: Disposal - to concerns of Bangladesh Shipping Corporation (SEC/Enforcement/148/2002/394)	Click to View
2035	April 17, 2007	Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2005 & June 30 2006: Warning - to concerns of Meghna Pet Industries Limited	Click to View
2036	April 15, 2007	Your petition for payment of remaining penalty through installments - to concern of Mrs Afia Banu Director Rupan Oil & Feeds Limited
2037	April 15, 2007	Waiver of penalty imposed upon the individual directors in connection with the non-submission of audited financial statements for the year ended on June 30 2006 against penal Orders No. SEC/Enforcement/86/2002/263-67 all dated March 01 2007: Warning - to concerns of Pharmaco International Limited	Click to View
2038	October 4, 2007	Waiver of penalty - to concerns of Bangladesh Dyeing & Finishing Industries Limited	Click to View
2039	October 4, 2007	Waiver of penalty - to concerns of Bangladesh Zipper Industries Limited	Click to View
2040	September 4, 2007	Show-cause cum hearing : In connection with the matter of non-payment of declared divodend to a shareholder within the stipulated time- Warning - to concerns of Quasem Drycells Limited	Click to View
2041	September 4, 2007	Non-compliance of securities laws: In connection with furnishing of the audited financial statements for the year ended on June 30 2006 within time: Warning - to concerns of Amam Sea Food Limited	Click to View
2042	August 4, 2007	Non-compliance with the securities related laws in connection with non-payment of interest and principal against debenture: Warning - to concerns of Bangladesh Welding Electrodes Limited	Click to View
2043	April 4, 2007	Non-compliance of securities laws: In connection with audited financial statements for the years ended on June 30 2005 and June 30 2006: Warning - to concerns of Chittagong Oil Industries Limited	Click to View
2044	April 4, 2007	Non-compliance of securities laws: In connection with the delayed payment of declared dividend to Delta Life Insurance Company Limited - Warning - to concerns Bangladesh Dyeing & Finishing Industries Limited (SEC/Enforcement/210/2004/351)	Click to View
2045	April 4, 2007	Non-compliance of securities laws: In connection with the delayed payment of declared dividend to Delta Life Insurance Company Limited - Warning - to concerns Bangladesh Chemical Industries Limited (SEC/Enforcement/212/2004/350)	Click to View
2046	April 4, 2007	Non-compliance of securities laws: In connection with the delayed payment of declared dividend to Delta Life Insurance Company Limited - Warning - to concerns Bangladesh Luggage Industries Limited (SEC/Enforcement/182/2003/349)	Click to View
2047	April 4, 2007	Non-compliance of securities laws: In connection with furnishing of the audited financial statements for the year ended on June 30 2006 within time: - Warning - to concerns of Padma Oil Company Limited	Click to View
2048	April 4, 2007	Non-compliance of securities laws: In connection with furnishing of the audited financial statements for the year ended on June 30 2006 within time: - Warning - to concerns of Eastern Lubricants Blenders Limited	Click to View
2049	April 4, 2007	Non-compliance of securities laws: In connection with the audited financial statements for the year ended on December 31 2005 - Warning - to concerns of Central Insurance Company Limited	Click to View
2050	April 4, 2007	Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on June 30 2006 within time: - Warning - to concerns of Eastern Cables Limited	Click to View
2051	April 4, 2007	Non-compliance of the SEC Notification: In connection with the audited financial statements for the year ended on June 30 2006 - Warning - to concerns of Hakkani Pulp & Paper Mills Limited	Click to View
2052	April 4, 2007	Non-compliance of securities laws: In connection with disseminating AGM date time and venue in-spite of declared dividend in the board of directors meeting held on November 12 2006 - Warning - to concerns Pharma Aids Limited	Click to View
2053	April 4, 2007	Non-compliance of securities laws: In connection with the delayed payment of declared dividend to Delta Life Insurance Company Limited - Warning - to concerns Bangladesh Zipper Industries Limited (SEC/Enforcement/209/2004/349)	Click to View

March, 2007

Sl.No	Date	Subject	Commission’s Decision
2054	March 1, 2007	Your appeal for waiver of imposed penalty: In connection with the non-payment dividend to a shareholder and non-submission of report on dividend - to concerns of Fine Foods Limited	Click to View
2055	March 1, 2007	Order - to concern of Mr AKMA Motin Managing Director Pharmaco International Limited	Click to View
2056	March 5, 2007	Order - to concern of Mr Dewkinandan Kejriwal Managing Director BD Dyeing & Finishing Industries Limited	Click to View
2057	March 5, 2007	Order - to concern of Mrs Kanchan Kejriwal Director BD Dyeing & Finishing Industries Limited	Click to View
2058	March 5, 2007	Order - to concern of Mrs Kanchan Devi Kejriwal Director BD Dyeing & Finishing Industries Limited	Click to View
2059	March 5, 2007	Order - to concern of Mrs Vogoboti Kejriwal Director BD Dyeing & Finishing Industries Limited	Click to View
2060	March 5, 2007	Order - to concern of Mr Uttom Kejriwal Director BD Dyeing & Finishing Industries Limited	Click to View
2061	March 5, 2007	Order - to concern of Mr Ashok Kejriwal Director BD Dyeing & Finishing Industries Limited	Click to View
2062	March 15, 2007	Order - to concern of Mr Md Abdur Razzak Chairman/Director Raspit Inc BD Limited	Click to View
2063	March 15, 2007	Order - to concern of Mr Md Habibul Alom Managing Director Raspit Inc BD Limited	Click to View
2064	March 15, 2007	Order - to concern of Mr Md Ashraful Alom Director Raspit Inc BD Limited	Click to View
2065	March 29, 2007	Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2005 and June 30 2006: Warning - to concerns of Anwar Galvanizing Limited	Click to View
2066	March 29, 2007	Order - to concern of Mr Md Nurul Islam FCA Partner M/s M N Islam & Company Chartered Accountants (SEC/Enforcement/333/2005/323)	Click to View
2067	March 29, 2007	Order - to concern of Mrs Nasima Ahmed Director Rose Heaven Ball Pen Ltd (SEC/Enforcement/333/2005/326)	Click to View
2068	March 1, 2007	Order - to concern of Mrs Rashida Motin Director Pharmaco International Limited
2069	March 1, 2007	Order - to concern of Mr Zomiruddin Director Pharmaco International Limited
2070	March 1, 2007	Order - to concern of Mr AKMA Batin Director Pharmaco International Limited
2071	March 1, 2007	Order - to concern of Mr AKMA Basit Director Pharmaco International Limited
2072	March 29, 2007	Order - to concern of Mr Nazrul Islam FCA Partner M/s M N Islam & Company Chartered Accountants (SEC/Enforcement/333/2005/324)
2073	March 29, 2007	Order - to concern of Mr Shafiqur Rahman Chowdhury Managing Director Rose Heaven Ball Pen Ltd (SEC/Enforcement/333/2005/325)
2074	March 29, 2007	Order - to concern of Mrs Maksuda Khatun Director Rose Heaven Ball Pen Ltd (SEC/Enforcement/333/2005/327)
2075	March 29, 2007	Order - to concern of Mr Motiur Rahman Chowdhury Director Rose Heaven Ball Pen Ltd (SEC/Enforcement/333/2005/328)
2076	March 29, 2007	Order - to concern of Mrs Shafina Rahman Rupa Director Rose Heaven Ball Pen Ltd (SEC/Enforcement/333/2005/329)
2077	March 29, 2007	Order - to concern of Mr Md Mushfiqur Rahman Chowdhury Director Rose Heaven Ball Pen Ltd (SEC/Enforcement/333/2005/330)

February, 2007

Sl.No	Date	Subject	Commission’s Decision
2078	February 1, 2007	Non-compliance of securities law: In connection with statutory audit report of Himadri Limited for the year ended on December 31 2005: Warning - to concerns of Himadri Limited	Click to View
2079	February 1, 2007	Non-compliance of securities laws in connection with trading of Eagle Star Textile Mills Ltd Share: Warning - to concerns of South Asia Securities Limited (Stock Broker) CSE Member # 04	Click to View
2080	February 1, 2007	Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/651 dated June 15 2006 - to concern of Mrs Nasima Ahmed Director M/s Rose Heaven Ball Pen Industries Ltd	Click to View
2081	February 4, 2007	Non-compliance of securities laws concerning price sensitive information: Warning - to concerns of Libra Infusions Limited	Click to View
2082	February 4, 2007	Non-compliance of securities laws concerning Financial Statements for the half-year ended on June 30 2006 - Warning - to concerns of Nitol Insurance Company Limited	Click to View
2083	February 4, 2007	Non-compliance of securities laws in connection with the submission of revised half-yearly financial statements for the period ended on March 2006 : Warning - to concerns of Dynamic Textile Industries Limited	Click to View
2084	February 4, 2007	Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on December 28 2006 - Warning - to concerns of Modern Cement Limited	Click to View
2085	February 4, 2007	Non-compliance of securities laws: In connection with disseminating the price sensitive information in the news papers - Warning - to concerns of Phoenix Leather Complex Limited	Click to View
2086	February 4, 2007	Non-compliance of securities laws: In connection with the submission of revised half-yearly financial statements for the half-year ended on June 30 2006 - Warning - to concerns of Popular Life Insurance Co Limited	Click to View
2087	February 4, 2007	Disposal of the alleged matter-In connection with non-submission of audio-visual recording of proceedings of AGM held on June 10 2006 - to concerns of Renata Limited	Click to View
2088	February 1, 2007	Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/655 dated June 15 2006 - to concern of Md Musfiqur Rahman Chowdhury Director M/s Rose Heaven Ball Pen Industries Ltd
2089	February 1, 2007	Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/654 dated June 15 2006 - to concern of Mrs Safina Rahman Rupa Director M/s Rose Heaven Ball Pen Industries Ltd
2090	February 1, 2007	Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/653 dated June 15 2006 - to concern of Md Matiar Rahman Chowdhury Director M/s Rose Heaven Ball Pen Industries Ltd
2091	February 1, 2007	Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/652 dated June 15 2006 - to concern of Mrs Maksuda Khatun Director M/s Rose Heaven Ball Pen Industries Ltd
2092	February 1, 2007	Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/650 dated June 15 2006 - to concern of Md Shafiur Rahman Chowdhury Director M/s Rose Heaven Ball Pen Industries Ltd

January, 2007

Sl.No	Date	Subject	Commission’s Decision
2093	January 18, 2007	Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of September 2005 within time: Warning - to concerns of Daffodil Computers Limited	Click to View
2094	January 18, 2007	Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of September 2005 within time: Warning - to concerns of Chic Tex Limited	Click to View
2095	January 18, 2007	Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of September 2005 within time: Warning - to concerns of Eagle Star Textile Mills Limited	Click to View
2096	January 18, 2007	Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of September 2005 within time: Warning - to concerns of Fine Foods Limited	Click to View
2097	January 18, 2007	Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of September 2005 to December 2005 within time: Warning - to concerns of Mona Food Industry Limited	Click to View
2098	January 18, 2007	Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of September 2005 to December 2005 within time: Warning - to concerns of Pharmaco International Limited	Click to View
2099	January 18, 2007	Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of October 2005 within time: Warning - to concerns of Popular Life Insurance Company Limited	Click to View
2100	January 18, 2007	Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of September 2005 within time: Warning - to concerns of Rose Heaven Ball Pen Limited	Click to View
2101	January 18, 2007	Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of February 2006 within time: Warning - to concerns of Sreepur Textile Mills Limited	Click to View
2102	January 18, 2007	Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of September 2005 within time: Warning - to concerns of The Engineers Limited	Click to View
2103	January 18, 2007	Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of February 2006 within time: Warning - to concerns of Amam Sea Food Industries Limited	Click to View

December, 2006

Sl.No	Date	Subject	Commission’s Decision
2104	December 6, 2006	Non-compliance of securities law concerning retention of auditor for a consecutive period exceeding three years: Caution - to concerns of Monno Jute Stafllers Limited	Click to View
2105	December 19, 2006	Order - to concern of Mr Dewki Nandan Kejriwal MD BD Chemical Industries Ltd	Click to View
2106	December 19, 2006	Order - to concern of Mrs Kachan Kejriwal Director BD Chemical Industries Ltd	Click to View
2107	December 19, 2006	Order - to concern of Mrs Kanchan Debi Kejriwal Director BD Chemical Industries Ltd	Click to View
2108	December 19, 2006	Order - to concern of Mrs Vagoboti Kejriwal Director BD Chemical Industries Ltd	Click to View
2109	December 19, 2006	Order - to concern of Mr Uttaom Kejriwal Director BD Chemical Industries Ltd	Click to View
2110	December 19, 2006	Order - to concern of Mr Ashok Kejriwal Director BD Chemical Industries Ltd	Click to View
2111	December 19, 2006	Order - to concern of Mr Dewki Nandan Kejriwal MD BD Dyeing & Finishing Industries Ltd	Click to View
2112	December 19, 2006	Order - to concern of Mrs Kachan Kejriwal Director BD Dyeing & Industries Ltd	Click to View
2113	December 19, 2006	Order - to concern of Mrs Kanchan Debi Kejriwal Director BD Dyeing & Industries Ltd	Click to View
2114	December 19, 2006	Order - to concern of Mrs Vagoboti Kejriwal Director BD Dyeing & Industries Ltd	Click to View
2115	December 19, 2006	Order - to concern of Mr Uttaom Kejriwal Director BD Dyeing & Industries Ltd	Click to View
2116	December 19, 2006	Order - to concern of Mr Ashok Kejriwal Director BD Dyeing & Industries Ltd	Click to View
2117	December 19, 2006	Order - to concern of Mr Dewki Nandan Kejriwal MD BD Zipper Finishing Industries Ltd	Click to View
2118	December 19, 2006	Order - to concern of Mrs Kachan Kejriwal Director BD Zipper Industries Ltd	Click to View
2119	December 19, 2006	Order - to concern of Mrs Kanchan Debi Kejriwal Director BD Zipper Industries Ltd	Click to View
2120	December 19, 2006	Order - to concern of Mrs Vagoboti Kejriwal Director BD Zipper Industries Ltd	Click to View
2121	December 19, 2006	Order - to concern of Mr Uttaom Kejriwal Director BD Zipper Industries Ltd	Click to View
2122	December 19, 2006	Order - to concern of Mr Ashok Kejriwal Director BD Zipper Industries Ltd	Click to View

November, 2006

Sl.No	Date	Subject	Commission’s Decision
2123	November 1, 2006	Regarding application of penalty- to concern of Md Shahidullah (Shyamol) & Co (Stock Dealer) DSE M-03	Click to View
2124	November 2, 2006	Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on December 22 2005 - Warning- to concerns of Fu-Wang Ceramic Industries Limited	Click to View
2125	November 2, 2006	Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on December 22 2005 - Warning- to concerns of Fu-Wang Foods Limited	Click to View
2126	November 2, 2006	Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on September 6 2005 - Warning- to concerns of Maq Paper Industries Limited	Click to View
2127	November 28, 2006	Non-compliance of securities laws: In connection with the payment of declared dividend to BSRS within the time - Warning - to concerns of Bengal Fine Ceramics Limited	Click to View
2128	November 28, 2006	Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on December 31 2005 within time: Warning - concerns of Bangladesh Hotels Ltd	Click to View
2129	November 29, 2006	Waiver of penalty imposed vide penal Orders No-SEC/Enforcement/299/2005/575-577 dated 31 May 2006 and withdrawal of the certificate case - to concerns of Quasem Textile Mills Limited	Click to View
2130	November 29, 2006	Waiver of penalty imposed vide penal Orders No-SEC/Enforcement/299/2005/579-581 dated 31 May 2006 and withdrawal of the certificate case - to concerns of Quasem Silk Mills Limited	Click to View
2131	November 30, 2006	Non-compliance of securities laws: In connection with the submission of revised half yearly financial statements for the half year ended on March 31 2006: Warning - to concerns Dynamic Textile Industries Limited	Click to View

October, 2006

Sl.No	Date	Subject	Commission’s Decision
2132	October 3, 2006	Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2005:Warning - to concerns of Mita Textiles Limited	Click to View
2133	October 3, 2006	Non-compliance with the provision of the Securities and Exchange Rules 1987 and the Securities and Exchange Ordinance 1969 concerning audited financial statements for the year ended on March 31 2000:Disposal of the alleged matters - to concerns of Olympic Industries Limited	Click to View
2134	October 3, 2006	Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2005:Warning - to concerns of Eagle Star Textiles Mills Limited	Click to View
2135	October 5, 2006	Order - to concern of Mr M A Salam Chairperson/Director Paragon Leather & Footwear Industries Limited	Click to View
2136	October 5, 2006	Order - to concern of Mr A K Azad Director Paragon Leather & Footwear Industries Limited	Click to View
2137	October 5, 2006	Order - to concern of Mr Stephen Fanky Director Paragon Leather & Footwear Industries Limited	Click to View
2138	October 5, 2006	Order - to concern of Mrs Mariom Khatun Director Paragon Leather & Footwear Industries Limited	Click to View
2139	October 5, 2006	Order - to concern of Mrs Hamida Salam Director Paragon Leather & Footwear Industries Limited	Click to View
2140	October 5, 2006	Order - to concern of Mrs Ummay Kulsum Director Paragon Leather & Footwear Industries Limited	Click to View
2141	October 5, 2006	Order - to concern of Mrs Nasima Akter Director (Rupali Bank Nominated) Paragon Leather & Footwear Industries Limited	Click to View
2142	October 8, 2006	Payment of penalty by instalments - to concern of Giausuddin Ahmed & Co (DSE Membership # 186)	Click to View
2143	October 8, 2006	Non-compliance with the provisions of the Securities and Exchange Rules 1987 and the Securities and Exchange Ordinance 1969 concerning audited financial statements for the year ended on June 30 2000: Disposal of the alleged matters - to concern of Managing Director Bengal Biscuits Limited	Click to View
2144	October 8, 2006	Non-compliance with the provisions of securities related laws in connection with audited financial statements for the year ended on December 31 2005:Disposal - to concerns of Beach Hatchery Limited	Click to View
2145	October 8, 2006	Non-compliance with securities related laws: Warning - to concern of Mr Mujibur Rahman Sponsor/Director Midas Financing Limited	Click to View
2146	October 8, 2006	Your appeal for waiver of imposed penalty: In connection with the non-submission of audited financial statements for the year ended on June 30 2005 - to concerns of Pharmaco International Limited	Click to View
2147	October 8, 2006	Non-compliance of securities laws: In connection with the dissemenating price sensitive information regarding AGM held on December 26 2005 : Warning - to concerns of Mona Food Industries Limited	Click to View
2148	October 8, 2006	Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on July 28 2005 : Warning - to concerns of Padma Printers Limited	Click to View
2149	October 8, 2006	Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on June 15 2005 : Warning - to concerns of Gachihata Aquaculture Farms Limited	Click to View
2150	October 10, 2006	Order - to concern of Mr Shamsul Alam Shamim Chairman/Director Chittagong Vegetable Oil Industries Ltd	Click to View
2151	October 10, 2006	Order - to concern of Mr AHM Habibullah Managing Director Chittagong Vegetable Oil Industries Ltd	Click to View
2152	October 10, 2006	Order - to concern of Mr Md Nurul Alam Director Chittagong Vegetable Oil Industries Ltd	Click to View
2153	October 10, 2006	Order - to concern of Mr Md Amin Director Chittagong Vegetable Oil Industries Ltd	Click to View
2154	October 10, 2006	Order - to concern of Mr Md Imranul Haque Director Chittagong Vegetable Oil Industries Ltd	Click to View
2155	October 10, 2006	Order - to concern of Mr Md Mohsin Saki Director Chittagong Vegetable Oil Industries Ltd	Click to View
2156	October 10, 2006	Order - to concern of Mr Kaikobad Ahmed Director Chittagong Vegetable Oil Industries Ltd	Click to View
2157	October 10, 2006	Order - to concern of Mr Mainuddin Khan Badol Director Chittagong Vegetable Oil Industries Ltd	Click to View
2158	October 11, 2006	Non-compliance of securities laws concerning price sensitive information: Warning - to concerns of Delta Life Insurance Co Limited	Click to View
2159	October 11, 2006	Non-compliance of securities laws: Warning - to concerns of BLI Securities Ltd Stock Dealer (DSE Member No 175)	Click to View
2160	October 11, 2006	Waiver of penalty imposed upon the individual directors in connection with non-holding of AGM in the year 2003 against penal Order No SEC/Enforcement/142/2002/526 dated 22 September 2005 and withdraw the certificate case against the Commission's vide Order No SEC/Enforcement/142/2002/218 dated May 29 2004 - to concerns A B Biscuit Ltd	Click to View
2161	October 11, 2006	Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2005:Warning - to concerns of Bengal Fine Ceramics Limited	Click to View
2162	October 15, 2006	Non-compliance with securities related laws: In connection with the shares of IDLC at CSE: Warning - to concern of CMSL Securities Limited (DSE & CSE Stock Dealer)	Click to View
2163	October 16, 2006	Directive - to concerns of Khaza Mosaic Tiles & Stone Industries Limited	Click to View
2164	October 16, 2006	Non-compliance with securities related laws: Warning - to concerns of Equity Resources Limited (DSE Membership No 030) Attention: Managing Director/Chief Executive Officer	Click to View
2165	October 16, 2006	Non-compliance with securities related laws in connection with unreliable half yearly financial statements for the period ended on December 31 2004: Warning - to concerns of Al-Amin Chemical Industries Limited	Click to View
2166	October 18, 2006	In connection with audited financial statements for the year ended on December 31 2004: Disposal - to concerns of Aziz Pipes Limited	Click to View
2167	October 19, 2006	Non-compliance with securities related laws in respect of trading of share of Lafarge Surma Cement Limited:Warning - to concern of Managing Director Salta Capital Limited (DSE Member # 030)	Click to View
2168	October 19, 2006	Non-compliance with securities related laws in respect of trading of share of Lafarge Surma Cement Limited: Warning - to concern of Managing Director Island Securities Limited (DSE Member # 005)	Click to View
2169	October 19, 2006	Non-compliance of securities law concerning payment of declared dividend: Warning - to Concerns Social Investment Bank Limited	Click to View
2170	October 31, 2006	Non-compliance with securities laws in connection with raising of paid up capital: Warning - to Concerns Lotus-Kamal Spinning Mills Limited	Click to View
2171	October 15, 2006	Non-compliance with securities related laws: In connection with the shares of IDLC at CSE: Warning - to concern of Capital Market Services Limited (Merchant Banker)
2172	October 19, 2006	Non-compliance with securities related laws in respect of trading of share of Lafarge Surma Cement Limited:Warning - to concern of Managing Director Salta Capital Limited (DSE Member # 030)

September, 2006

Sl.No	Date	Subject	Commission’s Decision
2173	September 5, 2006	Application for review of penalty imposed vide Commission's Order No SEC/Enforcement/440/2006/807-813 dated July 17 2006 - to concerns of Modern Cement Limited	Click to View
2174	September 6, 2006	Revised Order - to concerns of Giasuddin Ahmed & Co	Click to View
2175	September 6, 2006	Revised Order - to concerns of PFI Securities Limited	Click to View
2176	September 7, 2006	Non-compliance with securities laws in connection with the half yearly financial statements for the period ended on February 28, 2006: Warning - to concerns of The Engineers limited	Click to View
2177	September 7, 2006	Order - to concerns of Latif Securities Ltd (Stock Dealer) DSE Member # 80	Click to View
2178	September 7, 2006	Order - to concerns of Equity Valuation Research and Distribution Ltd (Merchant Banker/Issue Manager)	Click to View
2179	September 11, 2006	Non-compliance of Securities law concerning retention of auditor for a consecutive period exceeding three years: Post-facto approval with warning - to concerns of Bangladeh Hotels Limited	Click to View
2180	September 11, 2006	Non-compliance of Securities law concerning retention of auditor for a consecutive period exceeding three years: warning - to concerns of Bangladeh Leaf Tobacco Co Limited	Click to View
2181	September 11, 2006	Non-compliance of Securities law concerning retention of auditor for a consecutive period exceeding three years: Post-facto approval with warning - to concerns of Ambee Pharmaceuticals Limited	Click to View
2182	September 11, 2006	Non-compliance of Securities law concerning retention of auditor for a consecutive period exceeding three years: Warning - to concerns of GMG Industrial Corporation Limited	Click to View
2183	September 11, 2006	Non-compliance of Securities law concerning retention of auditor for a consecutive period exceeding three years: Warning - to concerns of Megna Pet Industries Limited	Click to View
2184	September 11, 2006	Non-compliance of Securities laws in connection with raising of paid up capital: Warning - to concerns of Nor-Pearl Knitwear Ltd	Click to View
2185	September 14, 2006	Order - to concerns of Md Shahidullah (Shyamol) & Co (DSE Member # 3)	Click to View
2186	September 17, 2006	Order - to concern of Mr Masum Ahmed Chowdhury Former Chairman/Director The Oriental Bank Limited	Click to View
2187	September 17, 2006	Order - to concern of Mr Rezaul Karim Former Vice Chairman/Director The Oriental Bank Limited	Click to View
2188	September 17, 2006	Order - to concern of Mr C M Koyes Sami Former Managing Director The Oriental Bank Limited	Click to View
2189	September 17, 2006	Order - to concern of Mr Salman Karim Former Director The Oriental Bank Limited	Click to View
2190	September 17, 2006	Order - to concern of Mr Mehedi Hasan Former Director The Oriental Bank Limited	Click to View
2191	September 17, 2006	Order - to concern of Brigadiar General Md Zakir Hossain PSC(Retd) Former Director The Oriental Bank Limited	Click to View
2192	September 17, 2006	Order - to concern of Mr Nesar uddin Mohammed Oliullah Former Director The Oriental Bank Limited	Click to View
2193	September 17, 2006	Order - to concern of Mr Shahedul Islam Former Director The Oriental Bank Limited	Click to View
2194	September 17, 2006	Order - to concern of Mr Niaz Ahmad Former Director The Oriental Bank Limited	Click to View
2195	September 17, 2006	Order - to concern of Mr Patinson Tempol Former Director The Oriental Bank Limited	Click to View
2196	September 17, 2006	Order - to concern of Mr Peter U Chun Ku Former Director The Oriental Bank Limited	Click to View
2197	September 17, 2006	Order - to concern of Mr Alamgir Kabir Samad Company Secretary The Oriental Bank Limited	Click to View
2198	September 18, 2006	Order - to concern of Mr ABM Kamal Uddin Khan Chairman/Director M Hossain Garments Washing & Dyeing Limited	Click to View
2199	September 18, 2006	Order - to concern of Mrs Yasmin Kamal Director M Hossain Garments Washing & Dyeing Limited	Click to View
2200	September 18, 2006	Order - to concern of Mr Minhaz Bin Kamal Khan Director M Hossain Garments Washing & Dyeing Limited	Click to View
2201	September 19, 2006	Order - to concern of Mrs Dilara Begum Chairperson/Director Saleh Carpet Mills Limited	Click to View
2202	September 19, 2006	Order - to concern of Mrs Shamim Ara Begum Managing Director Saleh Carpet Mills Limited	Click to View
2203	September 19, 2006	Order - to concern of Mr Rezaul Karim Director Saleh Carpet Mills Limited	Click to View
2204	September 19, 2006	Order - to concern of Mr Badrul Haq Director Saleh Carpet Mills Limited	Click to View
2205	September 20, 2006	Order - to concern of Mr Md Iftekharuzzaman Chairman/Director Fine Foods Limited	Click to View
2206	September 20, 2006	Order - to concern of Mr Md Shaheen Quoreshi Managing Director Fine Foods Limited	Click to View
2207	September 20, 2006	Order - to concern of Mr Md Humayun Kabir Director Fine Foods Limited	Click to View
2208	September 20, 2006	Order - to concern of Mr Md Hussain Babu Director Fine Foods Limited	Click to View
2209	September 20, 2006	Order - to concern of Mr Md Mosarrof Hossain Director Fine Foods Limited	Click to View
2210	September 20, 2006	Order - to concern of Mr Md Iqbal Ahmed Director Fine Foods Limited	Click to View
2211	September 20, 2006	Order - to concern of Mrs Hasna Amin Director Fine Foods Limited	Click to View
2212	September 24, 2006	Non-compliance of securities related laws in connection with raising of capital without prior consent of the Commission: Warning - to concerns of Popular Pharmaceuticals Limited	Click to View
2213	September 25, 2006	Order - to concern of Mr Shamsul Alam Shamim Director Chittagong Vegetable Oil Industries Limited	Click to View
2214	September 25, 2006	Order - to concern of Mr Md Nurul Alam Director Chittagong Vegetable Oil Industries Limited	Click to View
2215	September 25, 2006	Order - to concern of Mr Md Amin Director Chittagong Vegetable Oil Industries Limited	Click to View
2216	September 25, 2006	Order - to concern of Mr Md Mohsin Saki Director Chittagong Vegetable Oil Industries Limited	Click to View
2217	September 27, 2006	Order - to concern of Major Mohammed Akhtaruzzaman (Retd) Managing Director Gauchihata Aquaculture Farms Limited	Click to View
2218	September 27, 2006	Order - to concern of Mrs Salma Zaman Director Gauchihata Aquaculture Farms Limited	Click to View
2219	September 27, 2006	Order - to concern of Mr Md Shahriar Zaman Director Gauchihata Aquaculture Farms Limited	Click to View
2220	September 27, 2006	Order - to concern of Mr Md Sabbir Zaman Director Gauchihata Aquaculture Farms Limited	Click to View
2221	September 17, 2006	Order - to concern of Mr Mujibur Rahman Milon Former Director The Oriental Bank Limited
2222	September 17, 2006	Order - to concern of Mr B M M Mozharul Haque NDC Former Director The Oriental Bank Limited
2223	September 17, 2006	Order - to concern of Mr Azian Bin Hajj Ujir Former Director The Oriental Bank Limited
2224	September 25, 2006	Order - to concern of Mr Md Emranul Haq Director Chittagong Vegetable Oil Industries Limited
2225	September 25, 2006	Order - to concern of Mr A H M Habib Ullah Managing Director Chittagong Vegetable Oil Industries Limited

August, 2006

Sl.No	Date	Subject	Commission’s Decision
2226	August 1, 2006	Non-compliance of securities law in connection with the submission of half yearly financial statements for the half year ended on December 31, 2005 within time: Warning - to concerns of Imam Button Industries Limited	Click to View
2227	August 1, 2006	Non-compliance of securities laws: In connection with the Furnishing of the audited financial statements for the year ended on December 31, 2005 within time: Warning - to concerns of German Bangla J.V Food Limited	Click to View
2228	August 1, 2006	Non-compliance with securities laws: In connection with the Furnishing of the audited financial statements for the year ended on December 31, 2005 within time: Warning - to concerns of Arbee Textiles Limited	Click to View
2229	August 1, 2006	Non-compliance with securities laws: In connection with the Furnishing of the audited financial statements for the year ended on December 31, 2005 within time: Warning - to concerns of Lexco Limited	Click to View
2230	August 1, 2006	Non-compliance of securities laws: In connection with the submission of audio-visual recording of AGM held on September 9, 2005- Warning to concerns of Maq Enterprises Limited	Click to View
2231	August 1, 2006	Non-compliance of securities laws: In connection with the submission of revised half yearly financial statements for the half year ended on December 31, 2005 within stipulated time - Warning - to concerns of Niloy Cement Industries Limited	Click to View
2232	August 1, 2006	Non-compliance of securities laws: In connection with the submission of revised half yearly financial statements for the half year ended on December 31, 2005 within stipulated time - Warning - to concerns of Bd.Com Online Limited	Click to View
2233	August 1, 2006	Non-compliance of securities laws: In connection with the submission of revised half yearly financial statements for the half year ended on December 31, 2005 within stipulated time - Warning - to concerns of Miracle Industries Limited (SEC/Enforcement/471/2006/860)	Click to View
2234	August 1, 2006	Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on December 14, 2005- Warning - to concerns of Miracle Industries Limited (SEC/Enforcement/471/2006/861)	Click to View
2235	August 1, 2006	Application for waiver of penalty imposed vide Commission's Order No. SEC/Enforcement/163/2003/656, dated June 15, 2006- to concern of Md. Atiqur Rahman Chowdhury	Click to View
2236	August 1, 2006	Payment of penalty by instalments -to concern of Md. Shafiqur Rahman Chowdhury, Chairman & Managing Director, M/s Rose Heaven Ball Pen Industries Limited (SEC/Enforcement/163/2005/863)	Click to View
2237	August 1, 2006	Payment of penalty by instalments -to concern of Mrs. Nasima Ahmed, Director, M/s Rose Heaven Ball Pen Industries Limited (SEC/Enforcement/163/2005/864)	Click to View
2238	August 1, 2006	Payment of penalty by instalments -to concern of Mrs. Maksuda Khatun, Director, M/s Rose Heaven Ball Pen Industries Limited (SEC/Enforcement/163/2005/865)	Click to View
2239	August 1, 2006	Payment of penalty by instalments -to concern of Md. Matiur Rahman Chowdhury, Director, M/s Rose Heaven Ball Pen Industries Limited (SEC/Enforcement/163/2005/866)	Click to View
2240	August 1, 2006	Payment of penalty by instalments -to concern of Mrs. Safina Rahman Rupa, Director, M/s Rose Heaven Ball Pen Industries Limited (SEC/Enforcement/163/2005/867)	Click to View
2241	August 1, 2006	Payment of penalty by instalments -to concern of Md. Musfiqur Rahman Chowdhury, Director, M/s Rose Heaven Ball Pen Industries Limited (SEC/Enforcement/163/2005/868)	Click to View
2242	August 3, 2006	Non-compliance of securities law in connection with non-submission of half yearly financial statements for the half year ended on December 31, 2005 within time-Warning - to concerns of Pharmaco International Limited	Click to View
2243	August 3, 2006	Non-compliance of securities laws: In connection with the submission of revised half yearly financial statements for the half year ended on December 31, 2005 within stipulated time - Warning - to concerns of Daffodil Computers Limited	Click to View
2244	August 3, 2006	Non-compliance of securities laws: In connection with the submission of half yearly financial statements for the half year ended on March 31, 2006 within stipulated time - Warning - to concerns of Excelsior Shoes Limited	Click to View
2245	August 3, 2006	Non-compliance of securities laws: In connection with the submission of half yearly financial statements for the half year ended on December 31, 2005 within stipulated time - Warning - to concerns of Tamijuddin Textiles Mills Limited	Click to View
2246	August 3, 2006	Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on December 31, 2005 within time: Warning - to concerns of Sreepur Textile Limited	Click to View
2247	August 3, 2006	Non-compliance of securities laws: In connection with the submission of half yearly financial statements for the half year ended on December 31, 2005 within stipulated time - Warning - to concerns of Amam Sea Food Limited (SEC/Enforcement/428/2006/888)	Click to View
2248	August 3, 2006	Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on December 28, 2005- Warning - to concerns of Amam Sea Food Limited (SEC/Enforcement/428/2006/889)	Click to View
2249	August 6, 2006	Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on December 31, 2005 within time: Warning - to concerns of Meghna Life Insurance Co. Limited	Click to View
2250	August 8, 2006	Non-compliance of securities law concerning retention of auditor for a consecutive period exceeding three years-Post-facto approval with warning - to concerns of Miracle Industries Limited (SEC/Enforcement/458/2006/896)	Click to View
2251	August 10, 2006	Order - to concerns of Pharmaco International Limited	Click to View
2252	August 13, 2006	Non-compliance of securities laws: In connection with the submission of audio-visual recording of AGM held on December 27, 2005 - Warning - to concerns of Anlima Yarn Dyeing Limited	Click to View
2253	August 13, 2006	Non-compliance of securities laws in connection with the submission of half yearly financial statements for the half year ended on December 31, 2005 within time: Warning - to concerns of Rose Heaven Ball Pen Limited	Click to View
2254	August 15, 2006	Non-compliance with securities related laws: In connection with notification concerning adoption of audited financial statements for the year 2003: Disposal - to concerns of Mercantile Bank Limited	Click to View
2255	August 15, 2006	Non-compliance with securities related laws: In connection with purchase of Mercantile Bank Limited's shares for Mr. Amanullah: Disposal - to concerns of SCL Securities Limited (DSE Member # 121) Attention: The Managing Director	Click to View
2256	August 15, 2006	Non-compliance with securities related laws: In connection with purchase of Mercantile Bank Limited's shares for Mr. Amanullah: Warning - to concerns of ARC Securities Limited (DSE Member # 100) Attention: The Managing Director	Click to View
2257	August 15, 2006	Non-compliance with securities related laws: In connection with declaration for purchase of Mercantile Bank Limited's shares: Warning - to concern of Mr. Jamsed Reza Khan, Director, Mercantile Bank Limited	Click to View
2258	August 15, 2006	Non-compliance with securities related laws: In connection with purchase of Mercantile Bank Limited's shares for Mr. Jamsed Reza Khan: Warning - to concerns of Nouvelle Securities Limited (DSE stock-dealer) Attention: The Managing Director	Click to View
2259	August 17, 2006	Non-compliance with securities related laws in connection with the financial statements for the year ended on December 31, 2004: Warning with direction for rectification- to concerns of Rahman Chemicals Limited	Click to View
2260	August 27, 2006	Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31, 2004: Disposal - to concerns of Legacy Footwear Limited	Click to View
2261	August 27, 2006	Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31, 2004 and 2005: Warning - to concerns of Janata Insurance Co Limited	Click to View
2262	August 27, 2006	Non-compliance with securities laws in connection with issue of bonus share: Warning - to concerns of GSP Financing Company Limited	Click to View

July, 2006

Sl.No	Date	Subject	Commission’s Decision
2263	July 4, 2006	Non-compliance of securities laws concerning price sensitive information - Warning - to concerns of Bengal Fine Ceramics Ltd	Click to View
2264	July 4, 2006	Non-compliance with securities laws concerning effecting transfer of shares outside stock exchange without prior permission : Warning - to concerns of Sonali Paper & Board Mills Ltd (SEC/Enforcement/435/2006/748)	Click to View
2265	July 4, 2006	Non-compliance with securities laws concerning declaring transfer of holdings- Warning - to concerns of Sonali Paper & Board Mills Ltd (SEC/Enforcement/435/2006/749)	Click to View
2266	July 4, 2006	Application for review of Commission's Order No. SEC/Enforcement/392/2005/53 & SEC/Enforcement/392/2005/54 both dated January 16, 2006 to concerns of M. Abdul Rashid & Co. (DSE Member No. 35)	Click to View
2267	July 9, 2006	Non-compliance of securities laws concerning keeping shares in clearing account on record date - Warning to concern of Proprietor, Mirza Aboo Mohsin & Co. (DP No.138)	Click to View
2268	July 9, 2006	Non-compliance of securities law concerning retention of auditor for a consecutive period exceeding three years - Warning - to concerns of Bengal Fine Ceramic Ltd	Click to View
2269	July 9, 2006	Non-compliance of securities law concerning retention of auditor for a consecutive period exceeding three years - Warning - to concerns of Eastern Housing Ltd	Click to View
2270	July 13, 2006	Non-compliance of securities law in connection with submission of half yearly financial statements for the half year ended on March 31, 2006 within time : Warning - to concerns of Dynamic Textile Industries Ltd (SEC/Enforcement/413/2006/799)	Click to View
2271	July 13, 2006	Non-compliance of securities law in connection with the submission of half yearly financial statements for the year ended on December 31, 2005 within time - Warning - to concerns of Mona Food Industry Ltd	Click to View
2272	July 13, 2006	Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on December 31, 2005 within time : Warning - to concerns of Meghna Shrimp Culture Ltd	Click to View
2273	July 13, 2006	Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on September 30, 2005 within time : Warning - to concerns of Dynamic Textile Industries Ltd ((SEC/Enforcement/413/2006/803))	Click to View
2274	July 16, 2006	Non-compliance of securities laws: In connection with submission of audio-visual recording 7th AGM held on December 14, 2005 - Warning- to concerns of Bangladesh Welding Electrodes Ltd	Click to View
2275	July 16, 2006	Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on December 20, 2005 - Warning- to concerns of Bd.Com Online Ltd	Click to View
2276	July 16, 2006	Non-compliance of securities laws: In connection with submission of audio-visual recording of 41st AGM held on December 15, 2005 - Warning- to concerns of Bangladesh Hotels Ltd	Click to View
2277	July 17, 2006	Order - to concerns of Modern Cement Ltd	Click to View
2278	July 17, 2006	Order - to concerns of P.F.I Securities Ltd	Click to View
2279	July 18, 2006	Non-compliance of securities law concerning re-scheduling of payment of principal and interest to institutional debenture holders of Beximco Synthetics Ltd : Caution -to concerns of Beximco Synthetics Ltd & Investment Corporation of Bangladesh	Click to View
2280	July 18, 2006	Non-compliance of securities law concerning re-scheduling of payment of principal and interest to institutional debenture holders of Beximco Denims Ltd : Caution -to concerns of Beximco Denims Ltd & Investment Corporation of Bangladesh	Click to View
2281	July 18, 2006	Non-compliance of securities law concerning re-scheduling of payment of principal and interest to institutional debenture holders of Beximco Textile Mills Ltd : Caution -to concerns of Beximco Textile Mills Ltd & Investment Corporation of Bangladesh	Click to View
2282	July 18, 2006	Order - to concerns of Giasuddin Ahmed & Co.	Click to View

June, 2006

Sl.No	Date	Subject	Commission’s Decision
2283	June 5, 2006	Non-compliance of securuties laws - Warning - to concerns of Stylecraft Ltd	Click to View
2284	June 5, 2006	Non-compliance of securuties laws - Warning - to concerns of J.K. Fabrics Ltd	Click to View
2285	June 5, 2006	Non-compliance of securuties laws - Warning - to concerns of Modern Cement Ltd	Click to View
2286	June 5, 2006	Order - to concerns of Saleh Carpet Mills Ltd	Click to View
2287	June 6, 2006	Non-compliance with securities related laws: Warning to concerns of Rangpur Foundry Ltd	Click to View
2288	June 6, 2006	Non-compliance of securities laws: In connection with the submission of audio-visual recording of AGM held on December 11, 2005 - Warning - to concerns of Gemini Sea Food Ltd	Click to View
2289	June 6, 2006	Non-compliance of securities laws: In connection with non-furnishing of the audited financial statements for the year ended on June 30, 2005 within time: Warning - to concerns of Rose Heaven Ball Pen Ltd	Click to View
2290	June 7, 2006	Non-compliance of securities laws: In connection with the submission of audio-visual recording of AGM held on December 29, 2005 - Warning - to concerns of Gulf Foods Ltd	Click to View
2291	June 7, 2006	Non-compliance of securities laws: In connection with the submission of audio-visual recording of AGM held on December 27, 2005 - Warning - to concerns of Bangas Ltd	Click to View
2292	June 7, 2006	Non-compliance of securities laws: In connection with the submission of audio-visual recording of AGM held on December 20, 2005 - Warning - to concerns of Rangamati Food Products Ltd	Click to View
2293	June 13, 2006	Non-compliance with securities laws: Warning- to Managing Director of Mercantile Securities Ltd	Click to View
2294	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of August 2005 within time: Warning- to concerns of Purabi General Insurance Co Ltd	Click to View
2295	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of August 2005 within time: Warning- to concerns of Prime Insurance Co Ltd	Click to View
2296	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of August 2005 within time: Warning- to concerns of Pioneer Insurance Company Ltd	Click to View
2297	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of August 2005 within time: Warning- to concerns of National Tea Company Ltd	Click to View
2298	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of August 2005 within time: Warning- to concerns of Eagle Star Textile Mills Ltd	Click to View
2299	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of August 2005 within time: Warning- to concerns of Atlas Bangladesh Ltd	Click to View
2300	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to March 2005 & July 2005 within time: Warning- to concerns of Jago Corporation Ltd	Click to View
2301	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to March 2005 & July to August 2005 within time: Warning- to concerns of Chic Tex Ltd	Click to View
2302	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of July 2005 within time: Warning- to concerns of Therapeutics Bangladesh Ltd	Click to View
2303	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of August 2005 within time: Warning- to concerns of Padma Printers & Colour Ltd	Click to View
2304	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of July 2005 within time: Warning- to concerns of Northern Jute Mfg Co Ltd	Click to View
2305	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of July 2005 within time: Warning- to concerns of Dulamia Cotton Mills Ltd	Click to View
2306	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of July 2005 within time: Warning- to concerns of Aftab Automobiles Ltd	Click to View
2307	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Wata Chemicals Ltd	Click to View
2308	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Stylecraft Ltd	Click to View
2309	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Sonali Paper and Board Mills Ltd	Click to View
2310	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Sonali Ansh Industries Ltd	Click to View
2311	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Metalex Corporation Ltd	Click to View
2312	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of German Bangla J.V. Food Ltd	Click to View
2313	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Dynamic Textile Industries Ltd	Click to View
2314	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Confidence Cement Ltd	Click to View
2315	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Azadi Printers Ltd	Click to View
2316	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Amam Sea Food Ltd	Click to View
2317	June 20, 2006	Non-compliance of securities laws: In connection with the Furnishing of the audited financial statements for the year ended on June 30, 2005 within time: Warning - to concerns of Mona Food Industry Ltd	Click to View
2318	June 20, 2006	Non-compliance of securities laws in connection with the holding of AGM in the year 2005-Warning - to concerns of Ashraf Textile Mills Ltd	Click to View
2319	June 21, 2006	Non-compliance of securities laws- In connection with the disseminating price sensitive information regarding AGM held on December 26, 2005 - Warning - to concerns of Fine Foods Ltd	Click to View
2320	June 22, 2006	Non-compliance of securities laws- In connection with the submission of audio/visual recording of AGM held on December 28, 2005 - Warning - to concerns of Alhaj Textile Mills Ltd	Click to View
2321	June 22, 2006	Non-compliance of securities laws- In connection with the payment of declared dividend in 2002 of a shareholder Mr. Abdur Razzak -Warning - to concerns of Meghna Shrimp Culture Ltd	Click to View
2322	June 22, 2006	Non-compliance of securities laws- In connection with the submission of audio/visual recording of AGM held on December 12, 2005 - Warning - to concerns of Azadi Printers Ltd	Click to View
2323	June 22, 2006	Non-compliance of securities laws- In connection with furnishing of the audited financial statements for the year ended on September 30, 2005 within time - Warning to concerns of Excelsior Shoes Ltd	Click to View
2324	June 28, 2006	Non-compliance of securities laws concerning keeping shares in clearing account on record date - Warning - to concerns of Amin Securities & Consultants Ltd (DP No 118)	Click to View
2325	June 28, 2006	Non-compliance of Securities laws concerning keeping shares in clearing account on record date - Warning - to concerns of Md Fakrul Islam & Co (DP No 158)	Click to View
2326	June 28, 2006	Non-compliance of Securities laws concerning keeping shares in clearing account on record date - Warning - to concerns of Equity Resources Ltd (DP No 40)	Click to View
2327	June 28, 2006	Non-compliance of Securities laws concerning keeping shares in clearing account on record date - Warning - to concerns of Shamsul Huda & Co (DP No 115)	Click to View
2328	June 28, 2006	Non-compliance of Securities laws concerning keeping shares in clearing account on record date - Warning - to concerns of Brotherhood Securities Ltd (DP No 183)	Click to View
2329	June 28, 2006	Non-compliance of Securities laws concerning keeping shares in clearing account on record date - Warning - to concerns of Razzak Securities Ltd (DP No 31)	Click to View
2330	June 29, 2006	Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on December 31, 2005 within time: Warning - to concerns of Bangladesh Leaf Tobacco Co Ltd	Click to View
2331	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of July 2005 within time: Warning- to concerns of Tamizjuddin Textile Mills Ltd
2332	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of July 2005 within time: Warning- to concerns of Standard Ceramic Industries Ltd
2333	June 21, 2006	Non-compliance of securities laws regarding execution of sale order of shares - Warning - to concerns of Engr. M.A. Rashid, Director, Peoples Insurance Co Ltd

May, 2006

Sl.No	Date	Subject	Commission’s Decision
2334	May 3, 2006	Response to appeal for waiver of imposed penalty due to non-holding of AGM in the year 2005- to concerns of Chicktex Ltd	Click to View
2335	May 3, 2006	Response to appeal for waiver of imposed penalty due to non-submission of audited financial statements for the year ended on June 30, 2005- to concerns of Chicktex Ltd	Click to View
2336	May 7, 2006	Non-cooperation with the enquiry committee of Securities and Exchange Commission: Disposal of the matter with emprimand- attention to Mr. A.K Poddar, Director, Prime Finance and Investment Ltd & PFI Securities Ltd	Click to View
2337	May 7, 2006	Non-compliance with securities related laws: Warning to S.N.M. Securities Ltd(DSE Membership No-07)	Click to View
2338	May 7, 2006	Non-compliance with securities related laws: Warning to concerns of Tripti Industries Ltd	Click to View
2339	May 9, 2006	Non-compliance with securities related laws: Warning to Kazi Mohidur Rab, Authorized Representative, Hazi Mohammad Ali & Co, DSE Membership-30	Click to View
2340	May 9, 2006	Non-compliance with securities related laws: Warning to Md. Rafiuddin Khandkar, Authorized Representative, Hazi Mohammad Ali & Co, DSE Membership-30	Click to View
2341	May 10, 2006	Non-compliance with securities related laws: Warning- attention to MD ,ARC Securities Ltd, DSE Membership-100.	Click to View
2342	May 15, 2006	Non-compliance with securities related laws: Warning -attention to MD/CEO , JIC Securities Ltd, CSE Membership-30	Click to View
2343	May 15, 2006	Non-compliance with securities related laws: Warning- attention to MD/CEO, National Securities and Consultants Ltd, CSE Membership-57.	Click to View
2344	May 15, 2006	Non-compliance with securities related laws: Warning- attention to MD, Kabir Ahmed & Co, DSE Membership-68.	Click to View
2345	May 15, 2006	Non-compliance with securities related laws: Warning- attention to MD/CEO , D.N. Securities Ltd, CSE Membership-89.	Click to View
2346	May 22, 2006	Response to appeal for waiver of imposed penalty due to non-submission of half yearly financial statements for the year ended on December 31, 2005- to concerns of Sonali Paper and Board Mills Ltd	Click to View
2347	May 22, 2006	Response to appeal for waiver of imposed penalty due to non-submission of audited financial statements for the year ended on June 30, 2005- to concerns of Sonali Paper and Board Mills Ltd	Click to View
2348	May 22, 2006	Response to appeal for waiver of imposed penalty due to non-holding of AGM in the year 2005- to concerns of Sonali Paper and Board Mills Ltd	Click to View
2349	May 22, 2006	Response to appeal for waiver of imposed penalty due to non-holding of AGM in the year 2003- to concerns of Eagle Box & Cartoon Mfg. Co. Ltd.	Click to View
2350	May 23, 2006	Waiver of penalty- Mr. Khurshed Hossain, Director, Meghna Condensed Milk Industries Ltd.	Click to View
2351	May 23, 2006	Waiver of penalty- Mr. Md. Nazmul Salehin, Director, Meghna Condensed Milk Industries Ltd.	Click to View
2352	May 23, 2006	About waiver of penalty- concerns of Meghna Condensed Milk Industries Ltd.	Click to View
2353	May 23, 2006	Waiver of penalty- MD and Company Secretary, Meghna Shrimp Culture Ltd.	Click to View
2354	May 25, 2006	Order to concerns of Saleh Carpet Mills Ltd	Click to View
2355	May 28, 2006	Non-compliance of securities laws- Warning to concerns of Syed Mahbub Murshed & Co., DP-75	Click to View
2356	May 28, 2006	Non-compliance of securities laws- Warning to concerns of Md. Shahidullah & Co., DP-142	Click to View
2357	May 28, 2006	Non-compliance of securities laws- Warning to concerns of ALOCO, DP-133	Click to View
2358	May 28, 2006	Non-compliance of securities laws- Warning to concerns of Joytun Securities International, DP-145	Click to View
2359	May 28, 2006	Non-compliance of securities laws- Warning to concerns of CMSL Securities Ltd, DP-35	Click to View
2360	May 28, 2006	Non-compliance of securities laws- Warning to concerns of Sylnet Securities Ltd, CSE Member-33	Click to View
2361	May 28, 2006	Non-compliance of securities laws- Warning to concerns of ZATL Securities Ltd, CSE Member-45	Click to View
2362	May 28, 2006	Non-compliance of securities laws- Warning to concerns of ICB Securitie Trading Co. Ltd, DP-15(SEc/Enforcement/383/2005/549)	Click to View
2363	May 28, 2006	Non-compliance of securities laws- Warning to concerns of ICB Securitie Trading Co. Ltd, DP-15(SEc/Enforcement/383/2005/553)	Click to View
2364	May 28, 2006	Non-compliance of securities laws- Warning to concerns of Brotherhood Securities Ltd, DP-183	Click to View
2365	May 28, 2006	Non-compliance of securities laws- Warning to concerns of Moshihor Rahman, DP-32	Click to View
2366	May 28, 2006	Non-compliance of securities laws- Warning to concerns of Imtiaz Hossain & Co. DP-03	Click to View
2367	May 28, 2006	Non-compliance of securities laws- Warning to concerns of SNM Securities Ltd, DP-68	Click to View
2368	May 28, 2006	Non-compliance of securities laws- Warning to concerns of Gateway Equity Resources Ltd. DP-104	Click to View
2369	May 28, 2006	Non-compliance of securities laws- Warning to concerns of Premium Securities Ltd. DP-175	Click to View
2370	May 28, 2006	Non-compliance of securities laws- Warning to concerns of South Asia Securities Ltd. DP-106	Click to View
2371	May 28, 2006	Non-compliance of securities laws- Warning to concerns of Eagle Star Textile Mills Ltd	Click to View
2372	May 29, 2006	Non-compliance of securities laws- in connection with submission of audio/visual recording of AGMs held on Dec 26, 2005- Warning to concerns of Sonali Aansh Industries Ltd.	Click to View
2373	May 29, 2006	Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 8, 2005- Warning to concerns of Apex Weaving and Finishing Mills Ltd.	Click to View
2374	May 29, 2006	Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 29, 2005- Warning to concerns of Delta Spinners Ltd	Click to View
2375	May 29, 2006	Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 27, 2005- Warning to concerns of Tallu Spinning Mills Ltd.	Click to View
2376	May 30, 2006	Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 31, 2005-Warning to concerns of Bangladesh Electricity Meter Company Ltd.	Click to View
2377	May 30, 2006	Response to appeal for waiver of imposed penalty to concerns of Bangladesh Zipper Industries Ltd.	Click to View
2378	May 30, 2006	Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 26, 2005- Warning to concerns of Yusuf Flour Mills Ltd.	Click to View
2379	May 30, 2006	Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 22, 2005- Warning to concerns of Sajib Knitwear and Garments Industries Ltd.	Click to View
2380	May 30, 2006	Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 27, 2005- Warning to concerns of Al-Amin Chemical Industries Ltd.	Click to View
2381	May 30, 2006	Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 27, 2005- Warning to concerns of Mithun Knitting & Dyeing Ltd.	Click to View

April, 2006

Sl.No	Date	Subject	Commission’s Decision
2382	April 2, 2006	Non-compliance of securities laws in connection with non-submission of half yearly financial statements for the year ended June 30, 2005 within time: Warning to concerns of Bangladesh Thai Aluminum Ltd	Click to View
2383	April 2, 2006	Non-compliance of securities laws in connection with non-submission of audio/visual recording of AGMs in the years 2001,2002,2003 and 2004- Warning to concerns of Eagle Star Textiles Mills Ltd	Click to View
2384	April 3, 2006	Non-compliance of securities laws- Warning to concerns of Eastern Housing Ltd(Issuer)	Click to View
2385	April 9, 2006	Non-compliance of securities laws-In connection with non-holding of AGM in the year 2003 within time-disposal of alleged matter- to concerns of Sreepur Textile Mills Ltd	Click to View
2386	April 9, 2006	Non-compliance with the provisions of Securities and Exchange Rules 1987 and the Securities and Exchange ordinance, 1969: Warning to concerns of Sreepur Textile Mills Ltd(Issuer)	Click to View
2387	April 9, 2006	Non-compliance of securities laws-Warning to MD, Tamijuddin Textile Mills Ltd(Issuer)	Click to View
2388	April 9, 2006	Response to Appeal for revision of directive sent by Mr. Amanullah, Director, Mercantile Bank Ltd	Click to View
2389	April 10, 2006	Waiver from alleged charge to concern of Raspit Securities and Management Ltd(Merchant Banker)	Click to View
2390	April 10, 2006	Non-compliance of securities laws: Warning to concerns of concern of L.R.K. Securities Ltd(Stock Dealer)	Click to View
2391	April 12, 2006	Order to concerns of Meghna Condensed Milk Industries Ltd	Click to View
2392	April 12, 2006	Order to concerns of Sonali Paper and Board Mills Ltd	Click to View
2393	April 26, 2006	Non-compliance of securities laws-warning to concerns of Mercantile Bank Ltd	Click to View
2394	April 26, 2006	Non-compliance of securities laws in connection with non-submission of half yearly financial statements for the year ended December 31, 2005 within time: Warning to concerns of Bangla Process Industries Ltd	Click to View
2395	April 3, 2006	Non-compliance of securities laws- Warning to concerns of Lanka Bangla Securities Ltd(Stock Dealer)
2396	April 9, 2006	Letter to concerns of M. Hossain Garments Washing and Dyeing Ltd about appel for waiver of imposed penalty

March, 2006

Sl.No	Date	Subject	Commission’s Decision
2397	March 8, 2006	Directive to concerns of One Bank Limited and CDBL	Click to View
2398	March 8, 2006	Directive to concerns of Wonderland Toys Limited	Click to View
2399	March 8, 2006	Non-compliance with the provisions of securities laws- Caution to concerns of Mutual Trust Bank Limited(SEC/Enforcement/341/2005/226)	Click to View
2400	March 8, 2006	Non-compliance with the provisions of securities laws- Caution to concern of Mutual Trust Bank Limited(SEC/Enforcement/341/2005/227)	Click to View
2401	March 8, 2006	Non-compliance with the provisions of securities laws- Caution to concern of Mutual Trust Bank Limited(SEC/Enforcement/341/2005/228)	Click to View
2402	March 8, 2006	Non-compliance with the provisions of securities laws- Caution to concern of Mutual Trust Bank Limited(SEC/Enforcement/341/2005/229)	Click to View
2403	March 9, 2006	Directive to concerns of Mercantile Bank Limited and CDBL	Click to View
2404	March 14, 2006	Order to concerns of Country Stock(Bangladesh) Ltd(DSE Member No. 099) and DSE	Click to View
2405	March 14, 2006	Order to concerns of Salam and Company Ltd (DSE Member No. 190) and DSE	Click to View
2406	March 14, 2006	Letter of exemption of penalty and warning to Managing Director, Directors and Company Secretary of Social Investment Bank Ltd	Click to View
2407	March 29, 2006	Non-compliance of securities laws in connection with non-submission of audited financial statements for the year ended June 30, 2005 within time: Warning to concerns of Meghna Condensed Milk Industries Ltd	Click to View
2408	March 29, 2006	Non-compliance of securities laws in connection with non-submission of audited financial statements for the year ended June 30, 2005 within time: Warning to concerns of Meghna PET Industries Ltd	Click to View
2409	March 29, 2006	Non-compliance of securities laws-In connection with non-furnishing of the audited financial statements for the year ended on June 30, 2005 within time: Warning to concerns of Eastern Lubricants Blenders Ltd	Click to View
2410	March 29, 2006	Non-compliance of securities laws-In connection with non-holding of AGM in the years 2002 and 2003: Warning to concerns of Tulip Dairy & Food Products Ltd	Click to View
2411	March 29, 2006	Non-compliance of securities laws-warning to M/s Md. Shadullah & Co. DP Participant No. 142, DSE Member No. 91	Click to View
2412	March 29, 2006	Non-compliance of securities laws-warning to concerns of Bangladesh General Insurance Company Ltd	Click to View
2413	March 29, 2006	Non-compliance of securities laws-warning to concerns of Bangladesh Autocars Ltd	Click to View
2414	March 29, 2006	Non-compliance of securities laws-warning to concerns of Karnaphuli Insurance Company Ltd	Click to View
2415	March 30, 2006	Non-compliance of securities laws-warning to Salam & Company Ltd (DSE Member No. 190)	Click to View
2416	March 30, 2006	Non-compliance of securities laws-warning to MD of Al-Amin Chemical Industries Ltd(Issuer)	Click to View
2417	March 30, 2006	Non-compliance of securities laws-warning to MD of Beach Hatchery Ltd (Issuer)	Click to View
2418	March 30, 2006	Non-compliance of securities laws-warning to concerns of Himadri Ltd (Issuer)	Click to View
2419	March 29, 2006	Non-compliance of securities laws-warning to Excelsior Shoes Ltd(Issuer)
2420	March 29, 2006	Non-compliance of securities laws-warning to concerns of Chittagong Vegetable Oil Industries Ltd(Issuer)
2421	March 30, 2006	Non-compliance of securities laws-warning to Arc Securities Ltd (DSE Member No. 100)
2422	March 30, 2006	Non-compliance of securities laws-warning to Premium Securities Ltd(DSE Member No. 181)

February, 2006

Sl.No	Date	Subject	Commission’s Decision
2423	February 2, 2006	Order to Managing Director, all Directors and Company Secretary of Social Investment Bank Ltd.	Click to View
2424	February 9, 2006	Order to concerns of Bangladesh Zipper Industries Ltd.	Click to View
2425	February 14, 2006	Non-compliance of securities law in connection with non-submission of half yearly financial statements for the half year ended on December 31, 2004 within time: Warning to Concerns of Pharmaco International Ltd.	Click to View
2426	February 19, 2006	Order to Managing Director, all Directors and Company Secretary of M. Hossain Garments Washing and Dyeing Ltd.	Click to View
2427	February 19, 2006	Order to M. Shamsur Rahman & Co., DP Participant.	Click to View
2428	February 20, 2006	Order to Square Securities and Management Ltd.	Click to View
2429	February 22, 2006	Order to concerns of Dynamic Textile Industries Ltd.	Click to View
2430	February 23, 2006	Order to concerns of Meghna Shrimp Culture Ltd.	Click to View
2431	February 28, 2006	Order to all directors including managing director of Chictex Ltd. Ref. No. SEC/Enforcement/37/2001/210	Click to View
2432	February 28, 2006	Order to all directors including managing director of Chictex Ltd. Ref. No. SEC/Enforcement/37/2001/215	Click to View
2433	February 28, 2006	Order to all directors including managing director (except selected BSRS director) of Saleh Carpet Mills Ltd. Ref. No. SEC/Enforcement/39/2001/202	Click to View
2434	February 28, 2006	Order to all directors including managing director (except selected BSRS director) of Saleh Carpet Mills Ltd. Ref. No. SEC/Enforcement/39/2001/205	Click to View

January, 2006

Sl.No	Date	Subject	Commission’s Decision
2435	January 3, 2006	Directive to Eagle Box & Carton Manufacturing Ltd Ref: No SEC/Enforcement/215/2004/10	Click to View
2436	January 3, 2006	Directive to Eagle Box & Carton Manufacturing Ltd Ref: No SEC/Enforcement/215/2004/111	Click to View
2437	January 5, 2006	Order to Meghna Shrimp Culture Ltd Ref: No SEC/Enforcement/114/2002/16	Click to View
2438	January 16, 2006	Order to M/s M. Abdul Rashid & Co. (DSE Member No. 35) Ref: No SEC/Enforcement/392/2005/53	Click to View
2439	January 16, 2006	Order to M/s M. Abdul Rashid & Co. (DSE Member No. 35) Ref: No SEC/Enforcement/392/2005/54	Click to View
2440	January 23, 2006	Letter to Registrar of Joint Stock Companies and Farms about dismissal of companies for violating company law 1994	Click to View

December, 2005

Sl.No	Date	Subject	Commission’s Decision
2441	December 7, 2005	Non-compliance of securities laws- warning to concerns of Modern Industries Ltd	Click to View
2442	December 7, 2005	Non-compliance of securities laws- warning to concerns of Eagle Star Textile Mills Ltd	Click to View
2443	December 7, 2005	Non-compliance of securities laws in connection with non-submission of half yearly statements for the half year ended on June 30, 2005 within time: - Warning to concerns of Bangladesh Hotels Ltd	Click to View
2444	December 12, 2005	Non-compliance of securities laws- warning to concerns of Pharmaco International Ltd	Click to View
2445	December 12, 2005	Non-compliance of securities laws- warning to concerns of Meghna Shrimp Culture Ltd	Click to View
2446	December 14, 2005	Non-compliance of securities laws- warning to M/s Haji Mohammad Ali & Co, DSE Membership No-30	Click to View
2447	December 14, 2005	Non-compliance of securities laws- warning to Mr. Asaduzzaman, Director, Uttara Bank Ltd	Click to View
2448	December 15, 2005	Non-compliance of securities laws in connection with non-furnishing of audited financial statements for the year ended on December 31, 2004 within time: - Warning to concerns of Bangladesh Thai Aluminium Ltd	Click to View
2449	December 18, 2005	Order to concerns of J.H. Chemicals Ltd	Click to View
2450	December 19, 2005	Non-compliance of securities laws- warning to concerns of Giasuddinn Ahmed & Co., Depository Participant(DP), DSE Member No-186	Click to View
2451	December 19, 2005	Non-compliance of securities laws- warning to concerns of Dynamic Securities Consultants Ltd., Depository Participant(DP), DSE Member No-126	Click to View
2452	December 19, 2005	Non-compliance of securities laws- warning to concerns of Kazi Feroz Rashid & Co., Depository Participant(DP), DSE Member No-29	Click to View
2453	December 19, 2005	Non-compliance of securities laws- warning to concerns of PFI Securities Ltd., Depository Participant(DP), DSE Member No-79 & CSE Member No-95	Click to View
2454	December 19, 2005	Non-compliance of securities laws- warning to concerns of Saad Securities Ltd., Depository Participant(DP), DSE Member No-118	Click to View
2455	December 19, 2005	Non-compliance of securities laws- warning to concerns of LRK Securities Ltd, Depository Participant(DP), DSE Member No-26	Click to View
2456	December 19, 2005	Non-compliance of securities laws- warning to concerns of AB & CO., Depository Participant(DP), DSE Member No-43	Click to View
2457	December 19, 2005	Non-compliance of securities laws- warning to concerns of Jobair & Co.., Depository Participant(DP), DSE Member No-93	Click to View
2458	December 19, 2005	Non-compliance of securities laws- warning to concerns of Jamal Ahmed & Co., Depository Participant(DP), DSE Member No-97	Click to View
2459	December 19, 2005	Non-compliance of securities laws- warning to concerns of N R Islam & Co., Depository Participant(DP), DSE Member No-128	Click to View
2460	December 19, 2005	Non-compliance of securities laws- warning to concerns of Arafat Securities., Depository Participant(DP), DSE Member No-94	Click to View
2461	December 19, 2005	Non-compliance of securities laws- warning to concerns of Shamsul Huda & Co.., Depository Participant(DP), DSE Member No-117	Click to View
2462	December 19, 2005	Non-compliance of securities laws- warning to concerns of Western Securities Investment Management Ltd., Depository Participant(DP), CSE Member No-120	Click to View
2463	December 19, 2005	Non-compliance of securities laws- warning to concerns of SNM Securities Ltd., Depository Participant(DP), DSE Member No-07	Click to View
2464	December 19, 2005	Non-compliance of securities laws- warning to concerns of Kazi Feroz Rashid & Co.., Depository Participant(DP), DSE Member No-29	Click to View
2465	December 19, 2005	Non-compliance of securities laws- warning to concerns of Hedayetullah securities Ltd., Depository Participant(DP), DSE Member No-140	Click to View
2466	December 19, 2005	Non-compliance of securities laws- warning to concerns of Chittagong Ltd., Depository Participant(DP)	Click to View
2467	December 29, 2005	Directive to concern of United Commercial Bank Ltd(Ref SEC/Enforcement/108/2002/705)	Click to View
2468	December 29, 2005	Directive to concern of United Commercial Bank Ltd (Ref SEC/Enforcement/108/2002/706)	Click to View

November, 2005

Sl.No	Date	Subject	Commission’s Decision
2469	November 28, 2005	Waiver of penalty imposed upon the individual directors in connection with the non-holding of AGM in the years 2001, 2002 and 2003 against penal order No. SEC/Enforcement/191/2003/246 dated 23/25 May 2005-Warning of Dhaka Vegetable Oil Industries Ltd	Click to View
2470	November 28, 2005	Your request letter dated 26/9/2005 for waiver of penalty imposed upon the individual directors in connection with non-submission of audited financial statement for the year ended on 30/6/2004 against Commission’s penal Order No.SEC/Enforcement/169/2003/473 dated 11/9/2005 to concerns of Khaza Mosaic Tiles and Stone Industries Limited	Click to View

October, 2005

Sl.No	Date	Subject	Commission’s Decision
2471	October 9, 2005	Directive to concerns of Metalex Corporation Ltd	Click to View
2472	October 12, 2005	Order to concerns of Karim Pipe Mills Ltd (Ref: sec/Enforcement/141/2002/561)	Click to View
2473	October 12, 2005	Order to concerns of Dynamic Textile Industries Ltd	Click to View
2474	October 20, 2005	Directive to concerns of Farhad Securities Ltd	Click to View
2475	October 20, 2005	Order to concerns of Capital Market Services Ltd (Merchant Bank)	Click to View
2476	October 23, 2005	Order to concerns of Md. Ali Hossen and Co.	Click to View
2477	October 24, 2005	Non-compliance of securities related laws - Warning to A. B. Ispahani & Co (DSE Membership No. 001).	Click to View
2478	October 24, 2005	Order to concerns of M. Securities Ltd	Click to View
2479	October 6, 2005	Non-compliance of securities related laws in connection with furnishing of the audited financial statements for year ended on June 30, 2001, 2002, 2003 and 2004- warning to concerns of Tulip Dairy and Food products Ltd
2480	October 12, 2005	Order to concerns of Karim Pipe Mills Ltd (Ref: sec/Enforcement/141/2002/563)
2481	October 18, 2005	Non-compliance of securities related laws in connection with holding of AGMs in the year 2003 and 2004 - Warning to Eagle Star Textile Mills Ltd
2482	October 24, 2005	Non-compliance of securities related laws in connection with holding of AGMs in the year 2003 - Warning to Maq Enterprises Ltd

September, 2005

Sl.No	Date	Subject	Commission’s Decision
2483	September 4, 2005	Directive to concerns of M/s Khaza Mosaic Tiles & Stone Industries Ltd	Click to View
2484	September 4, 2005	Directive to concerns of M/s Meghna Vegetable Oil Industries Ltd	Click to View
2485	September 4, 2005	Directive to concerns of M/s GEM Knitwear and Fabrics Ltd	Click to View
2486	September 4, 2005	Directive to concerns of M/s United Commercial Bank Ltd	Click to View
2487	September 4, 2005	Directive to concerns of M/s J.H. Chemical Industries Ltd	Click to View
2488	September 4, 2005	Directive to concerns of M/s Saleh Carpet Mills Ltd	Click to View
2489	September 4, 2005	Directive to concerns of M/s Rupan Oil & Feeds Ltd	Click to View
2490	September 4, 2005	Directive to concerns of M/s AB Biscuit Co. Ltd	Click to View
2491	September 4, 2005	Directive to concerns of M/s Raspit Inc.(Bangladesh) Ltd	Click to View
2492	September 11, 2005	Order to concerns of Khaza Mosaic Tiles and Stone Industries Ltd	Click to View
2493	September 11, 2005	Order to concerns of J.H. Chemical Industries Ltd	Click to View
2494	September 15, 2005	Non-compliance of securities laws in connection with furnishing of half yearly financial statements for half years ended December 31, 2004 - Warning to the concerns of M. Hossain Garments Washing & Dyeing Ltd (SEC/Enforcement/223/2004/498)	Click to View
2495	September 22, 2005	Order to concerns of AB Biscuit Company Ltd	Click to View
2496	September 3, 2005	Non-compliance of securities Laws: Warning to Md. Shohrawardi, Sponsor/Director of Alhaj Taxtile Mills Ltd, 19 Dilkusha C/A, Dhaka-1000
2497	September 28, 2005	Non-compliance of securities laws in connection with holding of AGM in the year 2003- Warning to the concerns of Meghna Shrimp Culture Ltd (SEC/Enforcement/196/2003/549)

August, 2005

Sl.No	Date	Subject	Commission’s Decision
2498	August 23, 2005	Order to concerns of Rupan Oil and Feeds Ltd (SEC/Enforcement/71/2001/428)	Click to View
2499	August 23, 2005	Order to concerns of Rupan Oil and Feeds Ltd (SEC/Enforcement/71/2001/430)	Click to View
2500	August 28, 2005	Non-compliance of securities Laws in connection with holding of AGM in the year 2003-Warning to concerns of Pharmaco International Ltd (SEC/Enforcement/86/2002/438)	Click to View
2501	August 29, 2005	Delayed payment of dividend: Warning to concerns of Rose Heaven Ball Pen Ltd (SEC/Enforcement/232/2004/442	Click to View
2502	August 31, 2005	Non-compliance of securities law in connection with holding of AGM in the year 2003-Warning to concerns of Bangladesh Chemical Industries Ltd (SEC/Enforcement/212/2004/451)	Click to View
2503	August 31, 2005	Retension of statutory auditor for the year 2004: Warning to concerns of Peoples Insurance company Ltd (SEC/Enforcement/331/2005/447)	Click to View
2504	August 31, 2005	Non-compliance of securities laws in connection with furnishing of half yearly financial statements for half years ended December 31, 2003 and 2004- Warning to concerns of Bangladesh Chemical Industries Ltd (SEC/Enforcement/212/2004/449)	Click to View
2505	August 31, 2005	Non-compliance of securities laws in connection with furnishing of audited financial statements for year ended June 30, 2004- Warning to concerns of Bangladesh Chemical Industries Ltd (SEC/Enforcement/212/2004/450)	Click to View

July, 2005

Sl.No	Date	Subject	Commission’s Decision
2506	July 5, 2005	Non-compliance of securities laws in connection with holding of AGM in the years 2000, 2001,2002, and 2003-WARNING to Bangladesh Shipping Corporation	Click to View
2507	July 5, 2005	Non-compliance of securities laws in connection with holding of AGM in the years 2004 -WARNING to Quasem Textile Mills Ltd	Click to View
2508	July 10, 2005	Order to EXIM Bank of Bangladesh Ltd, Syed Mohammad Anowar Hossain and Syed Md Anowar Hossen of “Bastobaion” Green Taj Centre, 3^rd floor, , H-81, R-8/A, Dhanmondi, Dhaka	Click to View
2509	July 11, 2005	Non-compliance of securities laws in connection with holding of AGM in the years 2004 -WARNING to Quasem Silk Mills Ltd	Click to View
2510	July 13, 2005	Order to Saleh Carpet Mills Ltd	Click to View
2511	July 17, 2005	Non-compliance of securities laws in connection with submission of half yearly financial statements for the half year ended on Dec 31, 2003-Warning to Meghna Pet Industries Ltd	Click to View
2512	July 17, 2005	Non-compliance of securities laws in connection with holding of AGM in the years 2001- 2003 -WARNING to Meghna Pet Industries Ltd	Click to View
2513	July 17, 2005	Non-compliance of securities laws in connection with holding of AGM in the year 2003 -WARNING to Chic Tex Ltd	Click to View
2514	July 17, 2005	Non-compliance of securities laws in connection with holding of AGM in the year 2003 -WARNING to Bangladesh Electricity Meter Company Ltd	Click to View
2515	July 17, 2005	Non-compliance of securities laws in connection with submission of FS for the year ended June 30, 2003 -WARNING to Perfume Chemical Industries Ltd	Click to View
2516	July 17, 2005	Non-compliance of securities laws in connection with holding of AGM in the year 2003 -WARNING to Perfume Chemicals Industries Ltd	Click to View
2517	July 23, 2005	Non-compliance of securities laws in connection with holding of AGM in the years 2001- 2003 -WARNING to Meghna Condensed Milk Industries Ltd	Click to View
2518	July 23, 2005	Non-compliance of securities laws in connection with submission of FS for the year ended Dec 31, 2003 -WARNING to Meghna Condensed Milk Industries Ltd	Click to View
2519	July 27, 2005	Order to Karim Pipe Mills Ltd	Click to View
2520	July 30, 2005	Non-compliance of securities laws in connection with submission of audited FS for the year ended June 30, 2004 -WARNING to Fine Foods Ltd	Click to View
2521	July 30, 2005	Non-compliance of securities laws in connection with submission of audited FS for the year ended Dec 31, 2004 -WARNING to Federal Insurance Co. Ltd	Click to View
2522	July 30, 2005	Non-compliance of securities laws in connection with submission of audited FS for the year ended June 30, 2004 -WARNING to Sonali Paper & Board Mills Ltd	Click to View
2523	July 30, 2005	Non-compliance of securities laws in connection with holding of AGM in the year 2003 -WARNING to Gachihata Aquaculture Farms Ltd	Click to View
2524	July 30, 2005	Non-compliance of securities laws in connection with holding of AGM in the year 2003 -WARNING to Excelsior Skoes Ltd	Click to View
2525	July 11, 2005	Non-compliance of securities laws-Warning to Country Stock (Bangladesh) Ltd
2526	July 13, 2005	Non-compliance of securities laws-Warning to Jahangir Kabir Chowdhury & Co.( Stock Dealer), DSE

June, 2005

Sl.No	Date	Subject	Commission’s Decision
2527	June 1, 2005	Non-compliance of Securities Laws- WARNING to Bangladesh Luggage Industries Ltd (Non-submission of FS for year ended June 30, 2003)	Click to View
2528	June 1, 2005	Non-compliance of Securities Laws- WARNING to Bangladesh Luggage Industries Ltd (Non-submission of FS for year ended Dec 31, 2003	Click to View
2529	June 1, 2005	Non-compliance of Securities Laws- WARNING to Bangladesh Luggage Industries Ltd (Non-holding of AGM for 2003)	Click to View
2530	June 25, 2005	Order to Dhaka Bank Ltd (DSC & CSE Stock Dealer)	Click to View
2531	June 30, 2005	Non-compliance of Securities Laws- WARNING to Chittagong Vegetable Oil Industries (Non-submission of FS for year ended June 30, 2004)	Click to View
2532	June 30, 2005	Non-compliance of Securities Laws- WARNING to Bangladesh Dyeing and Finishing Industries Ltd (Non-holding of AGM for 2003)	Click to View
2533	June 30, 2005	Non-compliance of Securities Laws- WARNING to Bangladesh Dyeing and Finishing Industries Ltd for non-submission of FS for the year ended Dec 31, 2003)	Click to View
2534	June 30, 2005	Non-compliance of Securities Laws- WARNING to Mona Food Industries Ltd (Non-holding of AGM for 2004)	Click to View
2535	June 26, 2005	Contravention of Commission’s Order No. এসইসি/এসআরএমআইডি/২০০০-৯৮৫/২২৪৮/প্র-০২/১ তারিখঃ ১৯ ডিসেম্বর, ২০০০ ইং, gazetted on 25.02.2001- WARNING to Karnafuli Insurance Ltd	Click to View
2536	June 30, 2005	Exemption from penalty imposed upon the BSRS nominee director Saleh Carpet Mills Ltd for non-holding of AGM in the year 2003
2537	June 30, 2005	Exemption from penalty imposed upon the BSRS nominee director Saleh Carpet Mills Ltd for non-submission of FS for the year ended Dec 31, 2003

May, 2005

Sl.No	Date	Subject	Commission’s Decision
2538	May 4, 2005	Order to Ashraf Textile Mills Ltd	Click to View
2539	May 15, 2005	Order to Mona Food Industries Ltd	Click to View
2540	May 15, 2005	Order to Eagle Box Carton and Manufacturing Ltd	Click to View
2541	May 23, 2005	Non-compliance of Securities Laws- WARNING ZEM Knitwear Fabrics Co. Ltd	Click to View
2542	May 23, 2005	Order to Dhaka Vegetable Oil Industries Ltd	Click to View
2543	May 26, 2005	Order to Saleh Carpet Mills Ltd.	Click to View
2544	May 28, 2005	Order to Eagle Box Carton and Manufacturing Ltd	Click to View

April, 2005

Sl.No	Date	Subject	Commission’s Decision
2545	April 5, 2005	Non-compliance of Securities Laws-WARNING to Prime Insurance Company Ltd.	Click to View
2546	April 5, 2005	Non-compliance of Securities Laws-WARNING to Texpic Industries Ltd	Click to View
2547	April 5, 2005	Non-compliance of Securities Laws-WARNING to Excelsior Shoes Ltd	Click to View
2548	April 5, 2005	Order to Saleh Carpet Mills Ltd.	Click to View
2549	April 10, 2005	Show Cause to Meghna Shrimp Culture Ltd relating to penalty	Click to View
2550	April 12, 2005	Order to Mr. A.R. Khan, Bangladesh Welding Electrodes Ltd	Click to View
2551	April 12, 2005	Order to Mr. Aminur Reza Khan, Bangladesh Welding Electrodes Ltd	Click to View
2552	April 12, 2005	Order to Mrs. Hosneara Khan, Bangladesh Welding Electrodes Ltd	Click to View
2553	April 12, 2005	Order to Mr. S.M. Nurul Islam, Bangladesh Welding Electrodes Ltd	Click to View
2554	April 26, 2005	Order to Saleh Carpet Mills Ltd.	Click to View

March, 2005

Sl.No	Date	Subject	Commission’s Decision
2555	March 16, 2005	SHOW CAUSE to Wata Chemicals Ltd due to non-compliance of the commission’s Directive (Non-holding of AGM for 2004)	Click to View
2556	March 16, 2005	SHOW CAUSE to Quasem Textile Mills Ltd due to non-compliance of the commission’s Directive (Non-holding of AGM for 2004)	Click to View
2557	March 16, 2005	SHOW CAUSE to Quasem Silk Mills Ltd due to non-compliance of the commission’s Directive (Non-holding of AGM for 2004)	Click to View
2558	March 16, 2005	SHOW CAUSE to Mona Food Industries Ltd due to non-compliance of the commission’s Directive (Non-holding of AGM for 2004)	Click to View
2559	March 16, 2005	SHOW CAUSE to Mita Textiles Ltd due to non-compliance of the commission’s Directive (Non-holding of AGM for 2004)	Click to View
2560	March 19, 2005	Non-compliance of Securities Laws-(cancellation of irrevocable declaration for buy of shares)- WARNING to Mr. Jhahedul Alam, Sponsor of Standard Bank Ltd	Click to View
2561	March 19, 2005	Non-compliance of Securities Laws-(cancellation of irrevocable buy orders)- WARNING to Mr. Md. Shahedul Alam, Sponsor of Standard Bank Ltd	Click to View
2562	March 20, 2005	Commission’s Directive to Rose Heaven Ball Pen Ltd for non-holding of AGM in 2004	Click to View
2563	March 21, 2005	Non-compliance of Securities Laws- -(cancellation of irrevocable declaration for sel of shares) -WARNING to Mr. Md. Shah Alam, Director, Prime Insurance Company Ltd.	Click to View
2564	March 21, 2005	Non-compliance with the Depositories Act, 1999, and the Central Depository Bangladesh Ltd By Law 9.1.6- WARNING to Quasem Drycells	Click to View
2565	March 28, 2005	Order to Md. Shahidullah & Co(DSE member-3)	Click to View
2566	March 31, 2005	Order to Raspit Inc(BD) Ltd related to AGM	Click to View
2567	March 31, 2005	Order to Raspit Inc(BD) Ltd related to half yearly FS	Click to View
2568	March 31, 2005	Order to Pharmaco International Ltd	Click to View
2569	March 31, 2005	Order to BD Dyeing and Finishing Industries Ltd related to AGM	Click to View
2570	March 31, 2005	Order to BD Dyeing and Finishing Industries Ltd related to FS	Click to View
2571	March 31, 2005	Order to J.H. Chemical Industries Ltd	Click to View

February, 2005

Sl.No	Date	Subject	Commission’s Decision
2572	February 26, 2005	Non-compliance of securities laws (Price sensitive information and change of record date)- WARNING to Green Delta Insurance Company Limited	Click to View

January, 2005

Sl.No	Date	Subject	Commission’s Decision
2573	January 3, 2005	Non-compliance of securities laws (change of book closure date)- WARNING to MIDAS Financing Limited	Click to View
2574	January 16, 2005	Contravention/violation of provision of the Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25^th March 2001, Gazetted on 16^th April, 2001-Warning	Click to View

November, 2004

Sl.No	Date	Subject	Commission’s Decision
2575	November 10, 2004	Order to Meghna Condensed Milk Ltd	Click to View
2576	November 10, 2004	Order to Meghna Pet Industries Ltd	Click to View

September, 2004

Sl.No	Date	Subject	Commission’s Decision
2577	September 9, 2004	SHOW CAUSE in connection with the matter of non-compliance of the Commission’s Directive No. SEC/Enforcement/248/2004/311 (submission of the audited financial statements for the year(s) 1999 and 2000)	Click to View
2578	September 19, 2004	SHOW CAUSE in connection with the matter of non-compliance of the Commission’s Directive No.SEC/Enforcement/248/2004/309 (submission of the audited financial statements for the year(s) 1999 and 2000) to Dhaka Vegitable Industries Ltd	Click to View
2579	September 19, 2004	SHOW CAUSE in connection with the matter of non-compliance of the Commission’s Directive No.SEC/Enforcement/248/2004/305 (submission of the audited financial statements for the year(s) 2002 and 2003) to Orion Infusion Ltd	Click to View
2580	September 19, 2004	SHOW CAUSE in connection with the matter of non-compliance of the Commission’s Directive No.SEC/Enforcement/248/2004/311 (submission of the audited financial statements for the year(s) 2002 and 2003) to Sonali Paper and board Mills Ltd	Click to View
2581	September 22, 2004	Order to L.R.K Securities Ltd	Click to View

August, 2004

Sl.No	Date	Subject	Commission’s Decision
2582	August 3, 2004	Directive for Non-compliance of securities laws – WARNING to Mr. Perwaizuddin Director , Mr. Mahtabuddin, Director Perfume Chemical Industries Limited	Click to View
2583	August 3, 2004	Directive for Submission of audited financial statements for the years ended December 31, 2001 and 2002 to Maq Paper Industries Limited	Click to View
2584	August 22, 2004	Directive to The City Bank Limited for furnishing of audited financial statements of 2002-2003 to Stock Exchanges	Click to View
2585	August 22, 2004	Directive to United Commercial Bank Limited for furnishing of audited financial statements of 1997-2003 to the Stock Exchanges	Click to View
2586	August 22, 2004	Directive to Saleh Carpet Mills Ltd. for furnishing of audited financial statements of 2002 to the Stock Exchanges	Click to View
2587	August 22, 2004	Directive to Orion Infusion Limited. for furnishing of audited financial statements of 2002 to the Stock Exchanges	Click to View
2588	August 22, 2004	Directive to Bangladesh Services Ltd. for furnishing of audited financial statements of 2000-2002 to the Stock Exchanges	Click to View
2589	August 22, 2004	Directive to Dhaka Vegetable Oil Industries Ltd. for furnishing of audited financial statements of 1999-2000 to the Stock Exchanges	Click to View
2590	August 22, 2004	Directive to Sonali Paper & Board Mills Ltd. for furnishing of audited financial statements of 1999-2000 to the Stock Exchanges	Click to View
2591	August 22, 2004	Directive to Pubali Bank Limited. for furnishing of audited financial statements of 2002-2003 to the Stock Exchanges	Click to View
2592	August 22, 2004	Directive to Bangladesh Electricity Meter Company Limited for furnishing of audited financial statements of 2002-2003 to the Stock Exchanges	Click to View
2593	August 22, 2004	Directive to Sreepur Textile Mills Limited. for furnishing of audited financial statements of 2002-2003 to the Stock Exchanges	Click to View
2594	August 22, 2004	Directive to Eagle Box & Carton Mfg. Co. Ltd. for furnishing of audited financial statements of 2002-2003 to the Stock Exchanges	Click to View
2595	August 22, 2004	Directive to Texpick Industries Ltd. for furnishing of audited financial statements of 2000-2003 to the Stock Exchanges	Click to View
2596	August 22, 2004	Directive to Meghna Vegetable Oil Industries Ltd. for furnishing of audited financial statements of 2000-01, 2001-02 and 2002-03 to the Stock Exchanges	Click to View
2597	August 25, 2004	Directive to Dynamic Textile Industries Limited in order to take necessary measures for rectification in annual report and in financial statements	Click to View

July, 2004

Sl.No	Date	Subject	Commission’s Decision
2598	July 14, 2004	Failure to pay off the dividend declared by Anlima Yarn Dyeing Limited within 60 days of declaration in terms of the erstwhile CCI’s Notification No. SRO. 385-Law/91 dated 15^th December 1991, being the order made under section 2G of the Securities and Exchange Ordinance, 1969.	Click to View
2599	July 14, 2004	Failure to pay off the dividend declared by Bangas Limited within 60 days of declaration in terms of the erstwhile CCI’s Notification No. SRO. 385-Law/91 dated 15^th December 1991, being the order made under section 2G of the Securities and Exchange Ordinance, 1969.	Click to View
2600	July 14, 2004	Failure to pay off the dividend declared by Tallu Spinning Mills Limited within 60 days of declaration in terms of the erstwhile CCI’s Notification No. SRO. 385-Law/91 dated 15^th December 1991, being the order made under section 2G of the Securities and Exchange Ordinance, 1969.	Click to View
2601	July 14, 2004	Failure to pay off the dividend declared by Mithun Knitting & Dyeing (CEPZ) Limited within 60 days of declaration in terms of the erstwhile CCI’s Notification No. SRO. 385-Law/91 dated 15^th December 1991, being the order made under section 2G of the Securities and Exchange Ordinance, 1969.	Click to View

June, 2004

Sl.No	Date	Subject	Commission’s Decision
2602	June 17, 2004	Failure to pay off the dividend declared by Central Insurance Company Limited within 60 days of declaration in terms of the erstwhile CCI’s Notification No. SRO. 385-Law/91 dated 15^th December 1991, being the order made under section 2G of the Securities and Exchange Ordinance, 1969.	Click to View
2603	June 26, 2004	Non payment of client’s money and non delivery of share by Dhaka Stock Exchange dealer Syed Tawfiq Hossain Ali and Company (DSE Member No. 49)	Click to View

May, 2004

Sl.No	Date	Subject	Commission’s Decision
2604	May 2, 2004	Non holding of annual general meeting by Karim Pipe Mills Ltd.	Click to View
2605	May 23, 2004	Appeal against Commission’s order dated 22/03/2004 imposing panalty of Taka 1.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after the date of the order) on Mr. Khan Mohammad Iqbal, Chairman & Managing Director of Sonali Paper & Board Mills Ltd. for non holding of annual general meeting.	Click to View
2606	May 24, 2004	Alleged trading of Uttara Bank shares by one of the directors of the bank through M/s. Haji Mohammad Ali & Co., DSE membership No. 165 without depositing money etc.	Click to View
2607	May 29, 2004	Non holding of annual general meeting by A. B. Biscuit Company Limited.	Click to View

April, 2004

Sl.No	Date	Subject	Commission’s Decision
2608	April 13, 2004	Monthly Report of April 2004	Click to View

March, 2004

Sl.No	Date	Subject	Commission’s Decision
2609	March 22, 2004	Non holding of annual general meeting by Paragon Leather & Footwear Industries Ltd.	Click to View
2610	March 22, 2004	Non holding of annual general meeting by Sonali Paper & Board Mills Ltd.	Click to View

February, 2004

Sl.No	Date	Subject	Commission’s Decision
2611	February 18, 2004	Alleged contravention of the provisions of regulation 13 of the Settlement of Stock Exchange Transactions Regulations, 1998 of Dhaka Stock Exchange Limited, rule 4 and rule 8 of the Securities and Exchange Rules, 1987, rule 3 (2) of the Margin Rules, 1999, আচরণ বিধি ২ (১) ও ৭ [সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুেমাদিত প্রতিনিধি) বিধিমালা, ২০০০ এর দ্বিতীয় তফসিল এ বিধতৃ ষ্টক ডিলার, ষ্টক ব্রোকারদের আচরণ বিধি] of the সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ by Vanik Bangladesh Securities Ltd., [DSE Member No. 132].	Click to View

January, 2004

Sl.No	Date	Subject	Commission’s Decision
2612	January 1, 2004	Review petition against Commission’s order No. SEC/Enforcement/187/2003-233 dated 20 November 2003 canceling registration certificate of Merchant Bank Prime Securities and Financial Services Limited.	Click to View
2613	January 1, 2004	Non holding of annual general meeting by Rupan Oil & Feeds Ltd.	Click to View
2614	January 22, 2004	Violation of rule 12, Sub-rule (3A), rule 13 of the Securities and Exchange Rules, 1987 (not submitting financial statement for 2000-2001 and half-yearly financial statements for the half-year ended 31 December 2001) by Mona Food Industries Ltd.	Click to View

November, 2003

Sl.No	Date	Subject	Commission’s Decision
2615	November 20, 2003	Non-payment of yearly fee by Merchant Bank Prime Securities and Financial Services Limited.	Click to View

October, 2003

Sl.No	Date	Subject	Commission’s Decision
2616	October 26, 2003	Failure to comply with the condition of the prospectus regarding payment of 15% dividend to the preference shareholders as well as the provision of securities laws regarding payment of dividend by Beach Hatchery Ltd.	Click to View
2617	October 26, 2003	Contravention of the provision of wewa 10 (1) and (2) and wewa 33(1) (O) of the বিধি ৩৩(১) (ঙ) ড় of the সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (মার্চেন্ট ব্যাংকার ও পোর্টফোলিও ম্যানেজমেন্ট) বিধিমালা, ১৯৯৬ [failure to deposit annual fees in due time] as well as failure to comply with the condition 2, 8 and 13 of the Commission’s letter নিবন্ধন- ১.০৮৮/৯৯-৫২৯ তারিখ ৩১/৮/১৯৯৯ by Merchant Banker Mercantile Securities Ltd.	Click to View
2618	October 26, 2003	Contravention of the provisions of rule 4, sub-rule 1; rule 8, sub-rules, clause (cc) and (CCC) of Securities and Exchange Rules, 1987 and regulation 13 of Settlement of Stock Exchange Transactions Regulation, 1998 by stock dealer Surma Securities Holding Co. Ltd. (DSE Member No. 111).	Click to View
2619	October 28, 2003	It appears from the Commission’s appointed auditor’s [auditor appointed by the Commission under rule 12, sub-rule 3, as amended, of the Securities and Exchange Rules, 1987, to re-audit the financial statements of Bangladesh Dyeing & Finishing Industries Ltd. for the year ending on 31 December 2001] report that the issuer, among others, failed to keep proper books of accounts as per law, preserve appropriate and documentary evidence in support of transactions etc.	Click to View
2620	October 28, 2003	It appears from the Commission’s appointed auditor’s [auditor appointed by the Commission under rule 12, sub-rule 3, as amended, of the Securities and Exchange Rules, 1987, to re-audit the financial statements of Bangladesh Zipper Industries Ltd. for the year ending on 30 June 2001] report, among others, that the issuer - (i) did not maintain proper books of accounts required to reflect its state of affairs and to substantiate its expenditures; (ii) did not produce sufficient and appropriate audit evidence to the auditor for audit; (iii) has suffered huge financial loss due to unexplained bank transactions with its sister concerns and huge quantity of sales to sister concerns etc.	Click to View
2621	October 28, 2003	Alleged contravention of the condition (a) of the Commission’s Notification No. SEC/SRMI/2000-953/1950 dated 24^th October 2000, gazette on 7^th November 2000.	Click to View

September, 2003

Sl.No	Date	Subject	Commission’s Decision
2622	September 1, 2003	Non-rectification of books of accounts of 1998-99 in line with audit report submitted by SEC appointed auditor by M. Hossain Garments Washing and Dying Ltd.	Click to View
2623	September 17, 2003	Violation of Commission’s order No. SEC/Sec-7/99-140 dated 28 April 1999 (non-transfer of lodged share within stipulated time) by United Commercial Bank Ltd.	Click to View
2624	September 17, 2003	Violation of wewa 13 (4) of the সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিতি প্রতিনিধি) বিধিমালা, 2000 & condition 10 of the Stock Dealer Registration Certificate (non submission of financial statement) and Section 6(3) of the Securities and Exchange Ordinance, 1969 (Non-response to commission letter) by Chittagong Stock Exchange broker/dealer Raja Securities Ltd. (CSE Member No. 074).	Click to View
2625	September 17, 2003	Violation of Commission’s Notification No. SEC/SRMID/ 2000-953/313/Admin-06 dated 25 March 2001 and gazetted on 16 April 2001 (non-submission of written report of buy/sell of share) by Director/Sponsor Mr. Siraj Uddin Haider of Usmania Glass sheet Factory Ltd.	Click to View
2626	September 17, 2003	Violation of Commission’s Notification No. SEC/SRMID/ 2000-953/313/Admin-06 dated 25 March 2001 and gazetted on 16 April 2001 (non-submission of written report of buy/sell of share) by Director/Sponsor Mr. Mohammad Sadek of Usmania Glass sheet Factory Ltd.	Click to View
2627	September 17, 2003	Violation of Commission’s Notification No. SEC/SRMID/ 2000-953/313/Admin-06 dated 25 March 2001 and gazetted on 16 April 2001 (non-submission of written report of buy/sell of share) by Director/Sponsor Mr. M. R. Raskin of Usmania Glass sheet Factory Ltd.	Click to View

August, 2003

Sl.No	Date	Subject	Commission’s Decision
2628	August 4, 2013	Non co-operation with SEC appointed auditor by Bangladesh Luggage Industries Ltd.	Click to View
2629	August 4, 2013	Non-payment of audit bill by M. Hossain Garments Washing and Dying Ltd.	Click to View
2630	August 17, 2013	Violation of license condition No. 11 (for non participation of trading activities during 2001-2002) by Chittagong Stock Exchange broker Unity Shares Trade Ltd. (CSE Member No. 77).	Click to View

July, 2003

Sl.No	Date	Subject	Commission’s Decision
2631	July 1, 2003	Non payment of declared dividend of 2001-2002 by Gachihata Acquaculture Farms Limited within stipulated time.	Click to View
2632	July 1, 2003	Non payment of declared dividend of 2001-2002 by Raspit Data Management & Telecommunication Limited within stipulated time.
2633	July 1, 2003	Appeal against Commission’s order No. SEC/Enforcement/158/2003-75 dated 28 April 2003 (for non-disclosure of Price Sensitive information) imposing Taka one lac penalty on Mr. Md. Rahmatullah, Managing Director of Apex Tannery Ltd.	Click to View
2634	July 3, 2003	Appeal against Commission’s order No. SEC/Enforcement/158/2003-75 dated 28 April 2003 (for non-disclosure of Price Sensitive information) imposing Taka one lac penalty on Mr. Md. Rahmatullah, Managing Director of Apex Tannery Ltd.	Click to View
2635	July 22, 2003	Sale of bonus share of shareholder by Pubali Bank Ltd. violating advise of SEC.	Click to View
2636	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Mr. Ekram Ali Mirdha, Sponsor of Ashraf Textile Mills Limited.	Click to View
2637	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Ms. Rahat Saleha, Sponsor of Ashraf Textile Mills Limited.	Click to View
2638	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Ms. Shamsun Nessa Begum, Sponsor of Ashraf Textile Mills Limited.	Click to View
2639	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Mr. M. Ataullah, Sponsor of Ashraf Textile Mills Limited.	Click to View
2640	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Ms. Salima Begum, Sponsor of Ashraf Textile Mills Limited.	Click to View
2641	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Mr. Haider Ali Mirdha, Sponsor of Ashraf Textile Mills Limited.	Click to View
2642	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Mr. Asgar Ali Mirdha, Sponsor of Ashraf Textile Mills Limited.	Click to View
2643	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Mr. Asgar Ali Mirdha, Sponsor of Ashraf Textile Mills Limited.	Click to View
2644	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Ms. Ferdousi Begum, Sponsor of Ashraf Textile Mills Limited.
2645	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Ms. Rabeya Akhter, Sponsor of Ashraf Textile Mills Limited.	Click to View
2646	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Ms. Umme Homaira, Sponsor of Ashraf Textile Mills Limited.	Click to View
2647	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by theSponsor/Director without prior notification) by Mr. Shafiul Alam, Sponsor of Ashraf Textile Mills Limited.	Click to View
2648	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Ms. Hamida Begum, Sponsor of Ashraf Textile Mills Limited.	Click to View
2649	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Ms. Sabrina Akhter, Sponsor of Ashraf Textile Mills Limited	Click to View
2650	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25^th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Mr. Al-Haj Mohd. Salah Uddin Ahmed, Sponsor of Ashraf Textile Mills Limited.	Click to View

June, 2003

Sl.No	Date	Subject	Commission’s Decision
2651	June 7, 2003	Request to allow two months to comply with Commission’s directive (to deliver shares and to make due payments) dated 24 May 2003 by Dhaka Stock Exchange dealer Syed Tawfiq Hossain Ali & Co. (DSE Member No. 49).	Click to View
2652	June 18, 2003	Complaints against past & present Management of German Bangla J. V. Food Ltd. for misusing IPO fund.	Click to View

May 2003

Sl.No	Date	Subject	Commission’s Decision
2653	May 12, 2003	Non payment of client’s money and non delivery of share by Dhaka Stock Exchange dealer Syed Tawfiq Hossain Ali and Company (DSE Member No. 49)	Click to View
2654	May 24, 2003	Violation of Commission’s Notification No. SEC/SRMI/2000-953/1950 dated 24 October 2000 and gezetted on 07/11/2000 and Notification No.GmBwm/ GmAviGgAvBwW/2000-985/2248/cÖ-02/1 ZvwiL 19 wW‡m¤^i 2000Bs gezetted on 25/02/2001 (non-disclosure of price sensitive information) by Padma Cement Ltd	Click to View
2655	May 24, 2003	Violation of rule 11 of the Securities and Exchange Commission (Stock Dealer, Stock Broker & Authorized Representative) Rule, 2000 (violation of code of conduct) by Dhaka Stock Exchange dealer Maitrayee Biswas & Co. (DSE Member No. 14)	Click to View
2656	May 24, 2003	Complaints from the customer for non delivery of shares and non payment of money by Dhaka Stock Exchange dealer Syed Tawfiq Hossain Ali & Co. (DSE Member No. 49).	Click to View

April 2003

Sl.No	Date	Subject
2657	April 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25^th March 2001, Gazetted on 16^th April 2001 (not submitting report of intention to buy shares of Highspeed) by Mr. K.M. Mahmudur Rahman, Managing Director Highspeed Shipbuilding & Heavy Engineering Co. Ltd. Letter issued with warning to comply with all securities laws in future.
2658	April 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25^th March 2001, Gazetted on 16^th April 2001 (not submitting report of intention to by shares of Samorita Hospital) by Sondhani Credit Co-operative Society Ltd.. Letter issued with warning to comply with all securities laws in future.
2659	April 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25^th March 2001, Gazetted on 16^th April 2001 (not submitting report of intention to by shares of Niloy Cement Industries Ltd.) by Mr. Abdul Matlub Ahmed, Managing Director Niloy Cement Industries Ltd. Letter issued with warning to comply with all securities laws in future.
2660	April 23, 2004	Violation of rule 4 and 8 of the Securities and Exchange Rules, 1987 (submitting sell offers of ten clients using same client code) by Dhaka Stock Exchange dealer Globe Securities Ltd. (DSE Member No. 189). Letter issued with warning to comply with all securities laws in future.
2661	April 27, 2003	Violation of rule 12, Sub-rule (3A), Sub-rule 4, Sub-rule 6 of the Securities and Exchange Rules, 1987 (not submitting financial statement for 30^th June 2001 in time) by Tamijuddin Textile Mills Ltd. Letter issued with warning to comply with all securities laws in future.
2662	April 28, 2003	Appeal against Commission’s order dated 17^th June, 2002 imposing penalty of Taka 2.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after 60 days) on Mr. Md. Nurul Alam, Ex Director, J. H. Chemical Industries Ltd. Appeal allowed and penalty withdrawn.
2663	April 28, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/1950 dated 24^th October, 2000, Gazetted on 7^th November, 2000 and Notification No, SEC/SRMID/2000-985/2248/Pro-02/1 dated 19^th December 2000, Gazetted on 25^th February 2001 (non disclosure of price sensitive information) by Apex Tannery Limited. Penalty of Taka 1.00 lac imposed on Mr. A. K. M. Rahmatullah, Managing Director of Apex Tannery Ltd.

February 2003

Sl.No

Date

Subject

Commission’s Decision

2664

February 26, 2003

Violation of rule 16 of the Securities and Exchange Commission (Stock Dealer/Stock Broker & Authorized Representative) Rules, 2000 (for non co-operation with Commission’s officer during inspection) by Dhaka Stock Exchange dealer Dhaka Bank Limited (DSE Member No. 193)

Letter issued with warning to comply with all securities laws in future.

2665

February 26, 2003

Violation of rule 12, sub-rule 3 of the Securities and Exchange Rules, 1987 (for appointing Company’s auditor as Company’s valuer and financial advisor) by Chittagong Cement Clinker Grinding Co. Ltd.

Letter issued with warning to comply with all securities laws in future.

January 2003

Sl.No	Date	Subject
2666	January 5, 2003	Appeal against Commission’s order dated 23/10/2002 imposing panalty of Taka 5.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after 15 days) on Mr. Md. Shariful Islam, Managing Director of Meghna Shrimp Culture Ltd. for non payment of declared dividend. Appeal rejected
2667	January 6, 2003	Violation of license condition No. 11 (for non participation of trading activities during 2001) by Chittagong Stock Exchange dealer Estern Insurance Co. Ltd. (CSE Member No. 098). Letter issued with warning to comply with all securities laws in future.
2668	January 8, 2003	Violation of rule 13 of the Securities and Exchange Rules, 1987 (for delayed submission of Half Yearly Accounts) by M. Hossain Garments Washing & Dyeing Ltd. Letter issued with warning to comply with all securities laws in future.
2669	January 8, 2008	Violation of condition (c) of the Commission’s order No. SEC/CFD –71/2001/Admin/02/05 dated 3^rd January 2002 (for non submission of audio visual tape of AGM to the Commission) by Arbee Textiles Ltd. Letter issued with warning to comply with all securities laws in future.
2670	January 8, 2008	Violation of condition (b) of the Commission’s order No. SEC/ SRMID/2000-953/Admin/02/04 dated 10^th October 2002 (appointment of same Auditor for more then three years) by Saleh Carpet Mills Ltd. Letter issued with warning to comply with all securities laws in future.
2671	January 29, 2003	Violation of license condition No. 11 (for non participation of trading activities during 2001) by Chittagong Stock Exchange dealer Trendset Securities Ltd. (CSE Member No. 77) Letter issued with warning to comply with all securities laws in future.
2672	January 29, 2003	Violation of license condition No. 11 (for non participation of trading activities during 2001) by Chittagong Stock Exchange dealer Legend Capital Management Ltd. (CSE Member No.109) Letter issued with warning to comply with all securities laws in future.

December 2002

Sl.No

Date

Subject

Commission’s Decision

2673

December 23, 2002

Violation of Regulation 13 of the Settlement of Stock Exchange Regulations of Chittagong Stock Exchange Limited by National Securities and Consultants Limited (CSE Member No.057)

Letter issued with warning to comply with all securities laws in future.

November 2002

Sl.No

Date

Subject

Commission’s Decision

2674

November 16, 2002

Violation of license condition no.11 by Chittagong Stock Exchange dealer T K Shares and Securities Limited (CSE Member No. 69)

Letter issued with warning to comply with all securities laws in future.

2675

November 21, 2002

Violation of regulation 17 of Dhaka Stock Exchange Automated Trading Regulations, 1999 by Dhaka Stock Exchange dealer Mona Financial Consultancy and Securities Limited (DSE Member No. 164)

Letter issued with warning to comply with all securities laws in future.

2676

November 21, 2002

Revision petition under section 26 of the Securities and Exchange Ordinance, 1969 against Commission’s order dated 14/07/2002 imposing penalty of Taka 10.00 lacs on Dhaka Stock Exchange dealer Khurshid Alam & Company (DSE Member No. 167).

October 2002

Sl.No	Date	Subject
2677	October 10, 2002	Violation of Securities and Exchange Rules, 1987 by Dhaka Stock Exchange dealer Doha Securities (DSE Member No. 127)
2678	October 23, 2002	Appeal against Commission’s order dated 19/09/2002 imposing, penalty of Taka 5.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after 15 days) on Mrs. Kanchan Kejriwal, Director of Doel Group for non payment of undistributed dividend and due principal and interest of debenture by Bangladesh Dyeing and Finishing Industries Ltd., Bangladesh Zipper Industries Ltd., Bangladesh Chemical Industries Ltd. and Bangladesh Luggage Industries Ltd.
2679	October 23, 2002	Appeal against Commission’s order dated 19/09/2002 imposing, penalty of Taka 5.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after 15 days) on Mrs. Kanchan Devi Kejriwal, Director of Doel Group for non payment of undistributed dividend and due principal and interest of debenture by Bangladesh Dyeing and Finishing Industries Ltd., Bangladesh Zipper Industries Ltd., Bangladesh Chemical Industries Ltd. and Bangladesh Luggage Industries Ltd.
2680	October 23, 2002	Appeal against Commission’s order dated 19/09/2002 imposing, penalty of Taka 5.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after 15 days) on Mrs. Vagabati Devi Kejriwal, Director of Doel Group for non payment of undistributed dividend and due principal and interest of debenture by Bangladesh Dyeing and Finishing Industries Ltd., Bangladesh Zipper Industries Ltd., Bangladesh Chemical Industries Ltd. and Bangladesh Luggage Industries Ltd.
2681	October 23, 2002	Appeal against Commission’s order dated 19/09/2002 imposing, penalty of Taka 5.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after 15 days) on Mr. Uttam Kejriwal, Director of Doel Group for non payment of undistributed dividend and due principal and interest of debenture by Bangladesh Dyeing and Finishing Industries Ltd., Bangladesh Zipper Industries Ltd., Bangladesh Chemical Industries Ltd. and Bangladesh Luggage Industries Ltd.
2682	October 23, 2002	Appeal against Commission’s order dated 19/09/2002 imposing, penalty of Taka 15.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after 15 days) on Mr. Ashok Kejriwal, Director of Doel Group for non payment of undistributed dividend and due principal and interest of debenture by Bangladesh Dyeing and Finishing Industries Ltd., Bangladesh Zipper Industries Ltd., Bangladesh Chemical Industries Ltd. and Bangladesh Luggage Industries Ltd.
2683	October 23, 2002	Appeal against Commission’s order dated 19/09/2002 imposing, penalty of Taka 5.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after 15 days) on Mr. D.N. Kejriwal, Managing Director of Doel Group for non payment of undistributed dividend and due principal and interest of debenture by Bangladesh Dyeing and Finishing Industries Ltd., Bangladesh Zipper Industries Ltd., Bangladesh Chemical Industries Ltd. and Bangladesh Luggage Industries Ltd.
2684	October 23, 2002	Non payment of due principal and interest of debenture of Bangladesh Welding Electrodes Ltd.
2685	October 23, 2002	Non payment of due principal and interest of debenture of Bangladesh Welding Electrodes Ltd.
2686	October 23, 2002	Non payment of due principal and interest of debenture of Bangladesh Welding Electrodes Ltd.
2687	October 23, 2002	Non payment of due principal and interest of debenture of Bangladesh Welding Electrodes Ltd.
2688	October 23, 2002	Non payment of declared dividend of 2001 by Meghna Shrimp Culture Ltd.
2689	October 23, 2002	Non-cooperation by Dhaka Vegetable Oil Industries Ltd. with Commission appointed auditor to audit the company’s financial statement of 1999-2000.
2690	October 23, 2002	Non-cooperation by Dhaka Vegetable Oil Industries Ltd. with Commission appointed auditor to audit the company’s financial statement of 1999-2000.
2691	October 23, 2002	Non-cooperation by Dhaka Vegetable Oil Industries Ltd. with Commission appointed auditor to audit the company’s financial statement of 1999-2000.
2692	October 23, 2002	Non-cooperation by Dhaka Vegetable Oil Industries Ltd. with Commission appointed auditor to audit the company’s financial statement of 1999-2000.
2693	October 23, 2002	Non submission of audited financial statements to the Commission for the year 2000 & 2001 by Pharmaco International Ltd.
2694	October 23, 2002	Non submission of audited financial statements to the Commission for the year 2000 & 2001 by Pharmaco International Ltd.
2695	October 23, 2002	Non submission of audited financial statements to the Commission for the year 2000 & 2001 by Pharmaco International Ltd. Commission’s Decision Penalty of Taka 1.00 lac on Mrs. Rukhsana Sultana, Director, if the company fails to submit audited financial statements to the Commission within next 30 days from the order dated 23/10/2002.
2696	October 23, 2002	Non submission of audited financial statements to the Commission for the year 2000 & 2001 by Pharmaco International Ltd. Penalty of Taka 1.00 lac on Mrs. Rashida Matin, Director, if the company fails to submit audited financial statements to the Commission within next 30 days from the order dated 23/10/2002. An additional penalty of Taka 10,000 per day will be imposed if the default continues after 30 days.
2697	October 23, 2002	Non holding of annual general meeting for 2001 by Orion Infusion Ltd. Penalty of Taka 15.00 lacs on Mr. Md. Obaidul Karim, Chairman & Managing Director, if the company fails to hold its annual general meeting within next 30 days from the order dated 23/10/2002. An additional penalty of Taka 10,000 per day will be imposed if the default continues after 30 days.
2698	October 23, 2002	Non holding of annual general meeting for 2001 by Orion Infusion Ltd. Penalty of Taka 3.00 lacs on Mrs. Arzuda Karim, Director, if the company fails to hold its annual general meeting within next 30 days from the order dated 23/10/2002. An additional penalty of Taka 10,000 per day will be imposed if the default continues after 30 days.
2699	October 23, 2002	Non holding of annual general meeting for 2001 by Orion Infusion Ltd. Penalty of Taka 3.00 lacs on Mr. Salman O. Karim, Director, if the company fails to hold its annual general meeting within next 30 days from the order dated 23/10/2002. An additional penalty of Taka 10,000 per day will be imposed if the default continues after 30 days.
2700	October 23, 2002	Non holding of annual general meeting for 2001 by Orion Infusion Ltd. Penalty of Taka 3.00 lacs on Mrs. Zarin Karim, Director, if the company fails to hold its annual general meeting within next 30 days from the order dated 23/10/2002. An additional penalty of Taka 10,000 per day will be imposed if the default continues after 30 days.

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