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December, 2019

Sl.No	Date	Subject	Commission’s Decision
1	December 5, 2019	Non-compliance securities law against AB & Co. Ltd.	Click to View
2	December 5, 2019	Non-compliance securities law against AB Securities Ltd.	Click to View
3	December 5, 2019	Order against Al-Haj Textile Mills Ltd.	Click to View
4	December 5, 2019	Order against ANF Management Co. Ltd.	Click to View
5	December 23, 2019	Non-compliance securities law against Banco Securities Ltd.	Click to View
6	December 10, 2019	Non-compliance securities law against BDBL Securities Ltd.	Click to View
7	December 9, 2019	Non-compliance securities law against Crest Securities Ltd.	Click to View
8	December 9, 2019	Non-compliance securities law against ETBL Securities & Exchange Ltd.	Click to View
9	December 9, 2019	Non-compliance securities law against Global Securities Ltd.	Click to View
10	December 9, 2019	Non-compliance securities law against M. Zubair Securities Ltd.	Click to View
11	December 5, 2019	Non-compliance securities law against National Life Insurance Co. Ltd.	Click to View
12	December 9, 2019	Non-compliance securities law against North West Securities Ltd.	Click to View
13	December 5, 2019	Non-compliance securities law against Quayum Securities Ltd.	Click to View
14	December 5, 2019	Non-compliance securities law against Sinha Securities Ltd.	Click to View
15	December 5, 2019	Non-compliance securities law against UGC Securities Ltd.	Click to View
16	December 23, 2019	Non-compliance securities law against Unicap Securities ltd.	Click to View

November, 2019

Sl.No	Date	Subject	Commission’s Decision
17	November 5, 2019	Non-compliance securities law against Ahmed Securities Services Service Ltd.	Click to View
18	November 11, 2019	Non-compliance securities law against Base Capital Ltd.	Click to View
19	November 17, 2019	Non-compliance securities law against DBL Securities Ltd.	Click to View
20	November 14, 2019	Non-compliance securities law against Green Deltas Securities Ltd.	Click to View
21	November 5, 2019	Non-compliance securities law against Hamid Fabrics Ltd.	Click to View
22	November 6, 2019	Non-compliance securities law against Howlader Equity Service Ltd.	Click to View
23	November 11, 2019	Non-compliance securities law against Imtiyaz Husain Securities Ltd.	Click to View
24	November 17, 2019	Non-compliance securities law against Indicate Securities & Consultant Ltd.	Click to View
25	November 5, 2019	Non-compliance securities law against Md. Sahidullah Securities Ltd.	Click to View
26	November 17, 2019	Non-compliance securities law against Nur-E-Alam Siddique & Company Ltd.	Click to View
27	November 24, 2019	Non-compliance securities law against Pubali Bank Securities Ltd	Click to View
28	November 5, 2019	Non-compliance securities law against SCL Securities Ltd.	Click to View
29	November 17, 2019	Non-compliance securities law against Secure Capital Ltd.	Click to View
30	November 17, 2019	Non-compliance securities law against Ten Stars (Pvt) Ltd.	Click to View
31	November 17, 2019	Order against Generation Next Fashions Ltd.584	Click to View
32	November 17, 2019	Order against Generation Next Fashions Ltd.585	Click to View
33	November 17, 2019	Order against Generation Next Fashions Ltd.586	Click to View
34	November 17, 2019	Order against Generation Next Fashions Ltd.587	Click to View
35	November 17, 2019	Order against Generation Next Fashions Ltd.588	Click to View
36	November 17, 2019	Order against Generation Next Fashions Ltd.589	Click to View
37	November 17, 2019	Order against Generation Next Fashions Ltd.591	Click to View

October, 2019

Sl.No	Date	Subject	Commission’s Decision
38	October 17, 2019	Order against Adil Securities Ltd.	Click to View
39	October 15, 2019	Non-compliance securities law against Beach Hatchery Ltd.	Click to View
40	October 7, 2019	Non-compliance securities law against Dragon Sweater & Spinning Ltd.	Click to View
41	October 7, 2019	Non-compliance securities law against DSFM Securities Ltd.	Click to View
42	October 7, 2019	Non-compliance securities law against DSFM Securities Ltd.539	Click to View
43	October 24, 2019	Non-compliance securities law against EC Securities Ltd.	Click to View
44	October 13, 2019	Non-compliance securities law against Fareast Stocks & Bond Ltd.	Click to View
45	October 15, 2019	Non-compliance securities law against Hefazatur Rahman & Co. Ltd.	Click to View
46	October 15, 2019	Non-compliance securities law against Hefazatur Rahman & Co. Ltd.543	Click to View
47	October 7, 2019	Non-compliance securities law against Jesco Capital Management Ltd.	Click to View
48	October 20, 2019	Non-compliance securities law against Md. Fakhrul Islam Securities Ltd.	Click to View
49	October 22, 2019	Non-compliance securities law against MTB Capital Ltd.	Click to View
50	October 14, 2019	Non-compliance securities law against MTB Securities Ltd.	Click to View
51	October 20, 2019	Order against People's leasing and financial services ltd.	Click to View
52	October 15, 2019	Non-compliance securities law against S.R. Capital Ltd.	Click to View
53	October 14, 2019	Non-compliance securities law against Shakil Rizvi Stock Ltd.	Click to View
54	October 21, 2019	Non-compliance securities law against Union Insurance Co. Ltd.	Click to View
55	October 20, 2019	Non-compliance securities law against United Enterprises & Co. Ltd.	Click to View

September, 2019

Sl.No	Date	Subject	Commission’s Decision
56	September 23, 2019	Non-compliance securities law against A. K. Khan Securities Ltd._	Click to View
57	September 23, 2019	Non-compliance securities law against Al-Haj Securities & Stocks Ltd._474	Click to View
58	September 23, 2019	Non-compliance securities law against Al-Haj Securities & Stocks Ltd._475	Click to View
59	September 23, 2019	Non-compliance securities law against ARC Securities Ltd.476	Click to View
60	September 23, 2019	Non-compliance securities law against ARC Securities Ltd.477	Click to View
61	September 8, 2019	Non-compliance securities law against Chittagong Capital Ltd._433	Click to View
62	September 8, 2019	Non-compliance securities law against Chittagong Shares & Securities Ltd._435	Click to View
63	September 8, 2019	Non-compliance securities law against Dayton Holdings Ltd._434	Click to View
64	September 23, 2019	Non-compliance securities law against Firstlead Securities Ltd._468	Click to View
65	September 23, 2019	Non-compliance securities law against Firstlead Securities Ltd._469	Click to View
66	September 22, 2019	Non-compliance securities law against Fu-Wang Foods Ltd._454	Click to View
67	September 22, 2019	Non-compliance securities law against Fu-Wang Foods Ltd._463	Click to View
68	September 23, 2019	Non-compliance securities law against Greenland Equities Ltd	Click to View
69	September 30, 2019	Non-compliance securities law against Hedayetullah Securities Ltd.	Click to View
70	September 30, 2019	Non-compliance securities law against Hedayetullah Securities Ltd.521	Click to View
71	September 29, 2019	Non-compliance securities law against Hsfazatur Rahman & Company Ltd.	Click to View
72	September 8, 2019	Non-compliance securities law against Island Securities Ltd._431	Click to View
73	September 8, 2019	Non-compliance securities law against Island Securities Ltd._432	Click to View
74	September 23, 2019	Non-compliance securities law against JIC Securities Ltd._470	Click to View
75	September 23, 2019	Non-compliance securities law against JIC Securities Ltd._471	Click to View
76	September 17, 2019	Non-compliance securities law against Mona Garments Ltd.	Click to View
77	September 23, 2019	Non-compliance securities law against Multi Securities & Service Ltd.	Click to View
78	September 23, 2019	Non-compliance securities law against Multi Securities & Service Ltd.478	Click to View
79	September 23, 2019	Non-compliance securities law against Multi Securities & Service Ltd.479	Click to View
80	September 26, 2019	Non-compliance securities law against NLI Securities Ltd.	Click to View
81	September 29, 2019	Non-compliance securities law against Nouvelle Securities Ltd.	Click to View
82	September 17, 2019	Non-compliance securities law against Parkway Securities Ltd.	Click to View
83	September 17, 2019	Non-compliance securities law against Quayum Securities Ltd.	Click to View
84	September 30, 2019	Non-compliance securities law against Rasti Securities Consultant Ltd.	Click to View
85	September 30, 2019	Non-compliance securities law against Salta Capital Ltd.	Click to View
86	September 30, 2019	Non-compliance securities law against T. K. Shares & Securities Ltd.	Click to View
87	September 23, 2019	Non-compliance securities law against UCM Capital Management Ltd.472	Click to View
88	September 23, 2019	Non-compliance securities law against UCM Capital Management Ltd.473	Click to View

August, 2019

Sl.No	Date	Subject	Commission’s Decision
89	August 20, 2019	Non-compliance securities law against AA Securities Ltd.401	Click to View
90	August 20, 2019	Non-compliance securities law against AA Securities Ltd.402	Click to View
91	August 20, 2019	Non-compliance securities law against Far East Shares & Securities Ltd.403	Click to View
92	August 20, 2019	Non-compliance securities law against Harpoon Securities Ltd.404	Click to View
93	August 19, 2019	Non-compliance securities law against ICB Capital Management Ltd.399	Click to View
94	August 19, 2019	Non-compliance securities law against ICB Securities Trading Company Ltd.398	Click to View
95	August 20, 2019	Non-compliance securities law against Kishwar Securities Investment Ltd.400	Click to View
96	August 29, 2019	Non-compliance securities law against Meenhar Securities Ltd.421	Click to View
97	August 29, 2019	Non-compliance securities law against Progati Insurance Ltd.426	Click to View
98	August 22, 2019	Non-compliance securities law against Prudential Securities Ltd.410	Click to View
99	August 22, 2019	Non-compliance securities law against R N Trading Ltd.407	Click to View
100	August 22, 2019	Non-compliance securities law against R N Trading Ltd.408	Click to View
101	August 29, 2019	Non-compliance securities law against Raja Securities Ltd.424	Click to View
102	August 29, 2019	Non-compliance securities law against Sheltech Brokerage Ltd.423	Click to View
103	August 22, 2019	Non-compliance securities law against Square Securities Management Ltd.411	Click to View
104	August 22, 2019	Non-compliance securities law against Tamha Securities Ltd.409	Click to View

July, 2019

Sl.No	Date	Subject	Commission’s Decision
105	July 3, 2019	Non-compliance securities law against Akij Securities Ltd.	Click to View
106	July 30, 2019	Non-compliance securities law against ALOCO Securities Ltd.	Click to View
107	July 30, 2019	Non-compliance securities law against Dayton Holdings Ltd.	Click to View
108	July 30, 2019	Non-compliance securities law against Eastern Capital Ltd.	Click to View
109	July 3, 2019	Non-compliance securities law against Erena Securities Ltd.	Click to View
110	July 3, 2019	Non-compliance securities law against First Capital Securities Ltd.	Click to View
111	July 3, 2019	Non-compliance securities law against Green Delta Securities Ltd.	Click to View
112	July 3, 2019	Non-compliance securities law against IDLC Securities Ltd.	Click to View
113	July 24, 2019	Non-compliance securities law against NBL Securities Ltd.	Click to View
114	July 15, 2019	Non-compliance securities law against NCCB Securities & Financial Services Ltd.	Click to View
115	July 18, 2019	Non-compliance securities law against Peace Securities Ltd.	Click to View
116	July 3, 2019	Non-compliance securities law against Raja Securities Ltd.	Click to View
117	July 15, 2019	Non-compliance securities law against Transcon Securities Ltd.	Click to View

June, 2019

Sl.No	Date	Subject	Commission’s Decision
118	June 12, 2019	Non-compliance securities law against Bank Asia Securities Ltd.	Click to View
119	June 20, 2019	Non-compliance securities law against Eastern Sheres & Securities Ltd.	Click to View
120	June 12, 2019	Non-compliance securities law against Ershad Securities Ltd.	Click to View
121	June 12, 2019	Non-compliance securities law against FBL Securities Ltd.	Click to View
122	June 20, 2019	Non-compliance securities law against Prime Islami Securities Ltd.	Click to View

May, 2019

Sl.No	Date	Subject	Commission’s Decision
123	May 21, 2019	Non-compliance securities law against Ali Securities Ltd.259	Click to View
124	May 28, 2019	Non-compliance securities law against IDLC Securities Ltd.277	Click to View
125	May 15, 2019	Non-compliance securities law against Imam Button Ltd.256	Click to View
126	May 15, 2019	Non-compliance securities law against Malek Siddiqui Wali.257	Click to View
127	May 7, 2019	Non-compliance securities law against Mr. Kanutosh Majumder.251	Click to View
128	May 8, 2019	Non-compliance securities law against Nizam Shares & Securities Ltd.253	Click to View
129	May 7, 2019	Non-compliance securities law against Uniroyal Securities Ltd.252	Click to View

April, 2019

Sl.No	Date	Subject	Commission’s Decision
130	April 2, 2019	Non-compliance securities law against Bangladesh Commerce Bank Ltd.	Click to View
131	April 2, 2019	Non-compliance securities law against Commerce Bank Securities and Investment Ltd.	Click to View
132	April 21, 2019	Non-compliance securities law against Hallmark Securities Ltd.232.	Click to View
133	April 17, 2019	Non-compliance securities law against Inter Continental Securities Ltd.	Click to View
134	April 21, 2019	Non-compliance securities law against Lotus Shares & Securities Ltd.222	Click to View
135	April 21, 2019	Non-compliance securities law against Lotus Shares & Securities Ltd.233	Click to View
136	April 2, 2019	Non-compliance securities law against Padma Can & Closures Ltd. Unit-2.	Click to View
137	April 4, 2019	Non-compliance securities law against Prime Bank Securities Ltd.213.	Click to View
138	April 21, 2019	Non-compliance securities law against S.N. Securities Ltd.	Click to View
139	April 24, 2019	Non-compliance securities law against Shurwid Industries Ltd.234	Click to View
140	April 24, 2019	Non-compliance securities law against Shurwid Industries Ltd.235	Click to View
141	April 2, 2019	Non-compliance securities law against Yeakut Jahan. 208	Click to View
142	April 1, 2019	Order against Bangladesh Commerce Bank Limited.183	Click to View
143	April 2, 2019	Order against Bangladesh Commerce Bank Limited.185	Click to View
144	April 2, 2019	Order against Commerce Bank Securities and Investment Ltd.187	Click to View
145	April 2, 2019	Order against Commerce Bank Securities and Investment Ltd.189	Click to View
146	April 2, 2019	Order against Commerce Bank Securities and Investment Ltd.191	Click to View
147	April 2, 2019	Order against Commerce Bank Securities and Investment Ltd.193	Click to View
148	April 2, 2019	Order against Commerce Bank Securities and Investment Ltd.195	Click to View
149	April 2, 2019	Order against Commerce Bank Securities and Investment Ltd.197	Click to View
150	April 2, 2019	Order against Commerce Bank Securities and Investment Ltd.199	Click to View
151	April 2, 2019	Order against Commerce Bank Securities and Investment Ltd.201	Click to View
152	April 2, 2019	Order against Commerce Bank Securities and Investment Ltd.203	Click to View

March, 2019

Sl.No	Date	Subject	Commission’s Decision
153	March 27, 2019	Non-compliance securities law against Synthia Securities Ltd.166	Click to View
154	March 14, 2019	Non-compliance securities law against Cordial Securities Ltd.124	Click to View
155	March 10, 2019	Non-compliance securities law against R N I Securities Ltd.104	Click to View
156	March 10, 2019	Non-compliance securities law against SAAD Securities Ltd.103	Click to View
157	March 24, 2019	Non-compliance securities law against K.H.B Securities Ltd.139	Click to View
158	March 24, 2019	Non-compliance securities law against K-Securities and Consultants Ltd.138	Click to View
159	March 19, 2019	Non-compliance securities law against Eastland Insurance Company Ltd.137	Click to View
160	March 27, 2019	Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.175	Click to View
161	March 27, 2019	Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.174	Click to View
162	March 27, 2019	Non-compliance securities law against R. N. Trading Ltd.173	Click to View
163	March 27, 2019	Non-compliance securities law against Popular Life Insurance Company Ltd.172	Click to View
164	March 27, 2019	Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.171	Click to View
165	March 27, 2019	Non-compliance securities law against Monno Jute Stafflers Ltd.170	Click to View
166	March 27, 2019	Non-compliance securities law against Popular Life Insurance Company Ltd.169	Click to View
167	March 27, 2019	Non-compliance securities law against R. N. Trading Ltd.168	Click to View
168	March 27, 2019	Non-compliance securities law against Al-Muntaha Trading Co. Ltd.167	Click to View
169	March 27, 2019	Non-compliance securities law against R. N. Trading Ltd.165	Click to View
170	March 27, 2019	Non-compliance securities law against Stylecraft Ltd.164	Click to View
171	March 27, 2019	Non-compliance securities law against Monno Ceramic Industries Ltd.163	Click to View
172	March 27, 2019	Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.162	Click to View
173	March 27, 2019	Non-compliance securities law against Monno Ceramic Industries Ltd.161	Click to View
174	March 27, 2019	Non-compliance securities law against Bulbul Securities Ltd.160	Click to View
175	March 27, 2019	Non-compliance securities law against Al-Muntaha Trading Co. Ltd.159	Click to View
176	March 27, 2019	Non-compliance securities law against Al-Muntaha Trading Co. Ltd.158	Click to View
177	March 27, 2019	Non-compliance securities law against Popular Life Insurance Company Ltd.157	Click to View
178	March 7, 2019	Non-compliance securities law against Reliance Securities Consultant Ltd.104	Click to View
179	March 5, 2019	Non-compliance securities law against Commerce Bank Securities and Investment Ltd.93	Click to View
180	March 11, 2019	Order against AIBL Capital Market Services Ltd.107	Click to View
181	March 27, 2019	Order against Akij Securities Ltd.153	Click to View
182	March 27, 2019	Order against Al-Muntaha Trading Co.Ltd.147	Click to View
183	March 14, 2019	Order against Commerce Bank Securities and Investment Ltd.116	Click to View
184	March 14, 2019	Order against Commerce Bank Securities and Investment Ltd.117	Click to View
185	March 14, 2019	Order against Commerce Bank Securities and Investment Ltd.118	Click to View
186	March 18, 2019	Order against Emerald Oil Industries Ltd.129	Click to View
187	March 18, 2019	Order against Emerald Oil Industries Ltd.130	Click to View
188	March 18, 2019	Order against Emerald Oil Industries Ltd_131	Click to View
189	March 27, 2019	Order against Globe Securities Ltd_151	Click to View
190	March 27, 2019	Order against lankabangla securities ltd.155	Click to View
191	March 14, 2019	Order against Mr. Mainul Haq Khan and his Associates.123	Click to View
192	March 27, 2019	Order against Popular Life Insurance Co. Ltd_145	Click to View
193	March 27, 2019	Order against Popular Life Insurance_149	Click to View
194	March 11, 2019	Order against Prime Bank Investment Ltd.109	Click to View
195	March 11, 2019	Order against Prime Islami Securities Ltd.105	Click to View
196	March 18, 2019	Order against Purabi General Insurance Company Ltd.127	Click to View
197	March 10, 2019	Order against Saad Secirities Limited.111	Click to View
198	March 10, 2019	Order against Salta Capital Ltd.113	Click to View
199	March 27, 2019	Order against Stylecraft Ltd_143	Click to View

February, 2019

Sl.No	Date	Subject	Commission’s Decision
200	February 5, 2019	Non-compliance securities law against BD Sunlife Securities Ltd.	Click to View
201	February 4, 2019	Non-compliance securities law against Be Rich Ltd.	Click to View
202	February 26, 2019	Non-compliance securities law against Beximco Securities Ltd.	Click to View
203	February 5, 2019	Non-compliance securities law against BRAC EPL Stock Brokerage Ltd.	Click to View
204	February 11, 2019	Non-compliance securities law against Central Pharmaceuticals Ltd.	Click to View
205	February 5, 2019	Non-compliance securities law against City Brokerage Ltd.	Click to View
206	February 12, 2019	Non-compliance securities law against Conmark Limited	Click to View
207	February 11, 2019	Non-compliance securities law against Harun Securities Ltd.	Click to View
208	February 26, 2019	Non-compliance securities law against Prilink Securities Ltd.	Click to View
209	February 20, 2019	Non-compliance securities law against Purabi Securities Ltd.	Click to View
210	February 13, 2019	Non-compliance securities law against Quasem Drycells Ltd.	Click to View
211	February 13, 2019	Non-compliance securities law against Shahed Securities Ltd.	Click to View
212	February 12, 2019	Non-compliance securities law against Subvalley Securities Ltd.	Click to View
213	February 26, 2019	Non-compliance securities law against Transcon Securities Ltd.	Click to View
214	February 5, 2019	Non-compliance securities law against Treasure Securities Ltd.	Click to View
215	February 11, 2019	Non-compliance securities law against Western Marine Shipyard Ltd.	Click to View

January, 2019

Sl.No	Date	Subject	Commission’s Decision
216	January 17, 2019	Non-compliance securities law against A. B. Ispahani Securities Ltd	Click to View
217	January 14, 2019	Non-compliance securities law against AD Holdings Ltd.	Click to View
218	January 14, 2019	Non-compliance securities law against Al-Muntaha Trading Co. Ltd.	Click to View
219	January 14, 2019	Non-compliance securities law against DMR Securities Services Ltd.	Click to View
220	January 3, 2019	Non-compliance securities law against Globe Securities Ltd.	Click to View
221	January 17, 2019	Non-compliance securities law against Meenher Securities Ltd.	Click to View
222	January 3, 2019	Order against Pacific Denims Limited.	Click to View
223	January 20, 2019	Non-compliance securities law against Prime Financial Consultants & Equities Ltd.	Click to View
224	January 14, 2019	Non-compliance securities law against S. B. Securities Ltd.	Click to View
225	January 16, 2019	Non-compliance securities law against Safko Spinning Mills Ltd.	Click to View
226	January 13, 2019	Non-compliance securities law against Sheltech Brokerage Ltd.	Click to View

December, 2018

Sl.No	Date	Subject	Commission’s Decision
227	December 11, 2018	Non-compliance securities law against A. K. Khan Securities Ltd.	Click to View
228	December 27, 2018	Order against Ali Securities Co. Ltd.	Click to View
229	December 18, 2018	Non-compliance securities law against Alif Manufacturing Company Ltd.	Click to View
230	December 11, 2018	Non-compliance securities law against Anwar galvaniging Ltd.	Click to View
231	December 2, 2018	Non-compliance securities law against Bangladesh Monospool Paper Manufacturing Company Ltd.	Click to View
232	December 5, 2018	Non-compliance securities law against BD Sunlife Securities Ltd.	Click to View
233	December 2, 2018	Non-compliance securities law against Be Rich Ltd.	Click to View
234	December 13, 2018	Order against Central Pharmaneticals Ltd.	Click to View
235	December 2, 2018	Non-compliance securities law against Century Securities Ltd.	Click to View
236	December 2, 2018	Non-compliance securities law against Commarce Bank Securities and Invesment Limited._527	Click to View
237	December 11, 2018	Non-compliance securities law against Commarce Bank Securities and Invesment Limited_544	Click to View
238	December 5, 2018	Non-compliance securities law against DMR Securities Services Ltd.	Click to View
239	December 2, 2018	Non-compliance securities law against Dragon Sweater & Spinning Ltd.	Click to View
240	December 17, 2018	Non-compliance securities law against Dynamic Securities Consultans Ltd.	Click to View
241	December 23, 2018	Non-compliance securities law against IIDFC Securities Ltd.	Click to View
242	December 24, 2018	Non-compliance securities law against Joytun Securities Int'L.Ltd._576	Click to View
243	December 24, 2018	Non-compliance securities law against Joytun Securities Int'L.Ltd.577	Click to View
244	December 3, 2018	Non-compliance securities law against Khurshid Securities Ltd._529	Click to View
245	December 5, 2018	Non-compliance securities law against Khurshid Securities Ltd_534	Click to View
246	December 27, 2018	Non-compliance securities law against K-Securities and Concultants Ltd.	Click to View
247	December 11, 2018	Non-compliance securities law against Latif Securities Ltd.	Click to View
248	December 2, 2018	Non-compliance securities law against Meghna Life Insurance Co. Ltd.	Click to View
249	December 20, 2018	Non-compliance securities law against Mika Securities Ltd.	Click to View
250	December 4, 2018	Non-compliance securities law against Multi Securities & Services Ltd.	Click to View
251	December 5, 2018	Non-compliance securities law against Premier Bank Securities Limited.	Click to View
252	December 11, 2018	Non-compliance securities law against Rahima Food Corporation Ltd._550	Click to View
253	December 11, 2018	Non-compliance securities law against Rapid Securities Ltd.	Click to View
254	December 5, 2018	Non-compliance securities law against Rose Securities Limited.	Click to View
255	December 27, 2018	Non-compliance securities law against Shahjalal Islami Bank Securities Ltd.	Click to View
256	December 23, 2018	Non-compliance securities law against Sharp Securities Ltd.	Click to View
257	December 11, 2018	Non-compliance securities law against Sheltech Brokerage Ltd.	Click to View
258	December 17, 2018	Non-compliance securities law against Sinha Securities Ltd.	Click to View
259	December 2, 2018	Non-compliance securities law against Sonali Aansh Industries Ltd.	Click to View

November, 2018

Sl.No	Date	Subject	Commission’s Decision
260	November 25, 2018	Non-compliance securities law against A. M Securities and Financial Service Ltd.	Click to View
261	November 19, 2018	Non-compliance securities law against Azam Securities Ltd.	Click to View
262	November 25, 2018	Non-compliance securities law against Confidance Cement Ltd.	Click to View
263	November 4, 2018	Non-compliance securities law against E-Securities Ltd.	Click to View
264	November 19, 2018	Non-compliance securities law against Habibur Rahman Securities Ltd.	Click to View
265	November 19, 2018	Non-compliance securities law against Hazrat Amanat Shah Securities Ltd.	Click to View
266	November 15, 2018	Non-compliance securities law against ICB Securities Trading Company Ltd.	Click to View
267	November 25, 2018	Non-compliance securities law against JMI Syringes & Medical Devices Ltd.	Click to View
268	November 27, 2018	Non-compliance securities law against Kazi Equities Ltd.	Click to View
269	November 19, 2018	Non-compliance securities law against Kazi Firoz Rashid Securities Ltd.	Click to View
270	November 27, 2018	Penalty against M. Securities Ltd.	Click to View
271	November 14, 2018	Non-compliance securities law against Md. Fakrul Islam Securities Ltd.	Click to View
272	November 25, 2018	Non-compliance securities law against Miracale Industries Ltd.	Click to View
273	November 25, 2018	Non-compliance securities law against Monno Ceramic Industries Ltd.	Click to View
274	November 25, 2018	Non-compliance securities law against Monno Jute Stafflers Ltd.	Click to View
275	November 25, 2018	Non-compliance securities law against Prime Textile Spinning Mills Ltd.	Click to View
276	November 14, 2018	Non-compliance securities law against Remons Investment & Securities Ltd.	Click to View
277	November 1, 2018	Order against Salta Capital Ltd.	Click to View
278	November 29, 2018	Non-compliance securities law against Shah Mohammad Sagir & Co. Ltd.	Click to View
279	November 4, 2018	Non-compliance securities law against Unicap Securities Ltd.	Click to View
280	November 28, 2018	Non-compliance securities law against Uttara Finance and Investment Ltd.	Click to View

October , 2018

Sl.No	Date	Subject	Commission’s Decision
281	October 25, 2018	Non-compliance securities law against AIBL Capital MArket Services Ltd.	Click to View
282	October 21, 2018	Non-compliance securities law against City Brokerage Ltd.	Click to View
283	October 21, 2018	Non-compliance securities law against EBL Securities Ltd.	Click to View
284	October 21, 2018	Non-compliance securities law against Expo Traders Ltd.	Click to View
285	October 24, 2018	Non-compliance securities law against Kabir Securities Ltd.	Click to View
286	October 28, 2018	Non-compliance securities law against Kabir Securities ltd.	Click to View
287	October 21, 2018	Non-compliance securities law against M- Securities Ltd.	Click to View
288	October 21, 2018	Non-compliance securities law against Modern Securities Ltd.	Click to View
289	October 25, 2018	Non-compliance securities law against Nur-E-Alam Siddique & Company Ltd.	Click to View
290	October 23, 2018	Non-compliance securities law against Rashid Investment Services Ltd.	Click to View
291	October 24, 2018	Non-compliance securities law against S & H Equities Ltd.	Click to View

September, 2018

Sl.No	Date	Subject	Commission’s Decision
292	September 11, 2018	Non-compliance securities law against Bangladesh Steel Re-roiling Mills Ltd.	Click to View
293	September 20, 2018	Non-compliance securities law against Be Rich Ltd.	Click to View
294	September 24, 2018	Non-compliance securities law against Beacon Pharamaceticals ltd.	Click to View
295	September 9, 2018	Order against Bengal Fine Ceramics ltd.	Click to View
296	September 24, 2018	Non-compliance securities law against CAPM Company ltd.	Click to View
297	September 24, 2018	Non-compliance securities law against Deshbandhu Polymer Ltd.	Click to View
298	September 11, 2018	Order against Dorin Power Genaration & Systems Ltd.	Click to View
299	September 9, 2018	Order against Dynamic Securities Consultants Ltd.	Click to View
300	September 24, 2018	Non-compliance securities law against Generation Next Fashions Ltd.	Click to View
301	September 6, 2018	Order against ICB Capital Management Ltd.	Click to View
302	September 11, 2018	Non-compliance securities law against Ifad Group	Click to View
303	September 10, 2018	Order against Keya Cosmetics Ltd.	Click to View
304	September 11, 2018	Non-compliance securities law against Aibl Capital Market Service Ltd.	Click to View
305	September 24, 2018	Non-compliance securities law against Meghna Condensed Milk Ltd.	Click to View
306	September 24, 2018	Non-compliance securities law against Meghna Pet Industries Ltd.	Click to View
307	September 11, 2018	Non-compliance securities law against Mirpur Securities Ltd.	Click to View
308	September 11, 2018	Non-compliance securities law against Bank Asia Securities Ltd.	Click to View
309	September 11, 2018	Non-compliance securities law against Dhaka Bank Securities Ltd.	Click to View
310	September 11, 2018	Non-compliance securities law against AB Investment Ltd.	Click to View
311	September 11, 2018	Non-compliance securities law against MTB Securities Ltd.	Click to View
312	September 24, 2018	Non-compliance securities law against Nurani Dyeing & Sweater Ltd.	Click to View
313	September 24, 2018	Non-compliance securities law against Pacific Denims ltd.	Click to View
314	September 11, 2018	Non-compliance securities law against Prime Islami Securities Ltd.	Click to View
315	September 24, 2018	Non-compliance securities law against Rahima Food Corporation Ltd.	Click to View
316	September 24, 2018	Non-compliance securities law against Shafiq Mizan Rahman & Augustine(Chartered Accountants)	Click to View
317	September 13, 2018	Non-compliance securities law against United Airways (BD)Ltd.	Click to View

August, 2018

Sl.No	Date	Subject	Commission’s Decision
318	August 28, 2018	Non-compliance securities law against AB & Company Ltd.	Click to View
319	August 12, 2018	Non-compliance securities law against Alliance Securities & Management Ltd.314	Click to View
320	August 28, 2018	Non-compliance securities law against Alliance Securities & Management Ltd.318	Click to View
321	August 28, 2018	Non-compliance securities law against Delta Spinners Ltd.	Click to View
322	August 30, 2018	Non-compliance securities law against International Leasing Securities Ltd.	Click to View
323	August 28, 2018	Non-compliance securities law against Padma Islami Life Insurance Ltd.	Click to View
324	August 5, 2018	Order against Saad Securities Ltd.	Click to View
325	August 28, 2018	Non-compliance securities law against Unique Share Management Ltd.	Click to View
326	August 28, 2018	Non-compliance securities law against Western Marine Shipyard Ltd.	Click to View

July, 2018

Sl.No	Date	Subject	Commission’s Decision
327	July 11, 2018	Non-compliance securities law against Amara Netwarks Limited.	Click to View
328	July 31, 2018	Non-compliance securities law against AIBL Capital Ltd.	Click to View
329	July 11, 2018	Non-compliance securities law against Alif Manufacturing Company Ltd.	Click to View
330	July 11, 2018	Non-compliance securities law against Bank Asia Ltd.	Click to View
331	July 11, 2018	Non-compliance securities law against Daika Limited.	Click to View
332	July 11, 2018	Non-compliance securities law against Dhagon Sweater and Spinning Ltd.	Click to View
333	July 25, 2018	Non-compliance securities law against Dhanmondi Securities Ltd.	Click to View
334	July 11, 2018	Non-compliance securities law against Familytex(BD) Limited	Click to View
335	July 11, 2018	Non-compliance securities law against FAR Chemical Industries Ltd.	Click to View
336	July 11, 2018	Non-compliance securities law against Hakkani Pulp & Paper Mills Ltd.	Click to View
337	July 11, 2018	Non-compliance securities law against Keya Cosmetics Ltd.	Click to View
338	July 11, 2018	Non-compliance securities law against Malsons Spinning Mills Ltd.	Click to View
339	July 31, 2018	Non-compliance securities law against PFI Securities Ltd.	Click to View
340	July 11, 2018	Non-compliance securities law against Progati Life Insurance Ltd.	Click to View
341	July 11, 2018	Non-compliance securities law against Rose Securities Ltd.	Click to View
342	July 11, 2018	Non-compliance securities law against Royel Green Securities Ltd.	Click to View
343	July 11, 2018	Non-compliance securities law against S. Alam Cold Rolled Steels Ltd.	Click to View
344	July 31, 2018	Non-compliance securities law against Salta Capital Ltd.	Click to View
345	July 11, 2018	Non-compliance securities law against Shahjalal Islami Bank Ltd.	Click to View
346	July 11, 2018	Non-compliance securities law against Shurwid Industries Ltd.	Click to View
347	July 11, 2018	Non-compliance securities law against Sonali Aansh Industris Ltd.	Click to View
348	July 11, 2018	Non-compliance securities law against Stylecraft Ltd.	Click to View
349	July 10, 2018	Non-compliance securities law against Trustee Securities Ltd.	Click to View
350	July 11, 2018	Non-compliance securities law against United Airways(BD) Ltd.	Click to View

June, 2018

Sl.No	Date	Subject	Commission’s Decision
351	June 5, 2018	Order against Md. Abdullah Siddique (Insvestor)	Click to View
352	June 5, 2018	Order against Md. Moazzem Hossain Shikder (Insvestor)	Click to View

May, 2018

Sl.No	Date	Subject	Commission’s Decision
353	May 27, 2018	Non-compliance securities law against Baraka Power Ltd.	Click to View
354	May 27, 2018	Non-compliance securities law against Doreen power Generation and systems ltd.	Click to View
355	May 27, 2018	Non-compliance securities law against Agriculture Marketing Co. Ltd.	Click to View
356	May 27, 2018	Non-compliance securities law against AFC Capital Ltd.(Issue Manager)	Click to View
357	May 27, 2018	Non-compliance securities law against Khan brothers PP woven Bag Industries Ltd.	Click to View
358	May 27, 2018	Non-compliance securities law against Mahfel Huq & Co.	Click to View
359	May 27, 2018	Non-compliance securities law against Daffodil Computers Ltd.	Click to View
360	May 27, 2018	Non-compliance securities law against Intech Online Ltd.	Click to View
361	May 27, 2018	Non-compliance securities law against Legacy Footear Ltd.	Click to View
362	May 13, 2018	Non-compliance securities law against Subvalley Securities	Click to View
363	May 27, 2018	Non-compliance securities law against BMSL Investment Ltd.	Click to View
364	May 21, 2018	Order against Bangladesh Autocars Ltd.	Click to View

April,2018

Sl.No	Date	Subject	Commission’s Decision
365	April 12, 2018	Penalty order against Mercantile Bank Ltd.	Click to View
366	April 11, 2018	Non-compliance securities law against Syed Mohammed Abdul Mannan	Click to View
367	April 18, 2018	Penalty order against ANF Managment Company Ltd.	Click to View
368	April 1, 2018	Order against WATA Chamicals Ltd.	Click to View

March, 2018

Sl.No	Date	Subject	Commission’s Decision
369	March 29, 2018	Non-compliance of securities laws: Warring against WATA Chemicales Ltd.	Click to View
370	March 21, 2018	Penalty Order: Non-compliance of securities laws against Director of Pubali Bank Ltd.	Click to View
371	March 21, 2018	Non-compliance of securities law against The Dacca Dyeing & Manufacturing Company Ltd.	Click to View
372	March 21, 2018	Non-compliance of securities laws against BMSL Investment Ltd.	Click to View
373	March 21, 2018	Non-complaince of securities Laws against Citizen Securities and Investment Ltd.	Click to View
374	March 19, 2018	Non-compliance of securities laws against Grameen Capital Management Ltd.	Click to View
375	March 15, 2018	Order against Wifang Securities Ltd.	Click to View
376	March 15, 2018	Order against Habibur Rahman Securities Ltd.	Click to View
377	March 15, 2018	Order against First Capital Securities Ltd.	Click to View
378	March 15, 2018	Order against Stock & Bond Ltd.	Click to View
379	March 14, 2018	Non-compliance of securities laws-Warning aganist ICB Securities Tranding Company Ltd.	Click to View
380	March 14, 2018	Non-compliance of securities laws-Warning against Habibur Rahman Securities Ltd.	Click to View
381	March 14, 2018	Non-compliance of securities laws-Warning aganist Shanta Securities Ltd.	Click to View
382	March 14, 2018	Non-compliance of securities laws-Warning against M-Securities Ltd.	Click to View
383	March 14, 2018	Non-compliance of securities laws-Warning against Synthia Securities Ltd.	Click to View
384	March 14, 2018	Non-compliance of securities laws-Warning against Stock & Bonds Ltd.	Click to View
385	March 14, 2018	Non-compliance of securities laws-Warning against Khurshid Securities Ltd.	Click to View
386	March 14, 2018	Non-compliance of securities laws-Warning against Asia Securities Ltd.	Click to View
387	March 13, 2018	Non-compliance of securities related laws-Warning against Total Communication Ltd.	Click to View
388	March 13, 2018	Non-compliance of securities related laws-Warning against Globe Securities Ltd.	Click to View

February, 2018

Sl.No	Date	Subject	Commission’s Decision
389	February 1, 2018	Non-compliance of securities related laws-against Cosmopolitan Finance Ltd.	Click to View
390	February 25, 2018	Order against Dragon Sweater & Spinning Ltd	Click to View
391	February 19, 2018	Order against Yeakub Ali Khandaker	Click to View
392	February 19, 2018	Order against Salta Capital Ltd.	Click to View
393	February 19, 2018	Order against United Airways (BD) Ltd.	Click to View
394	February 18, 2018	Order against Mr. A. K. M. Shaheed Reza	Click to View
395	February 13, 2018	Order against Hedayetullah Securities Ltd.	Click to View
396	February 13, 2018	Order against Dynamic Securities Consultants Ltd.	Click to View
397	February 7, 2018	Non-compliance of securities related laws-against Hedayetullah Securities Ltd.	Click to View
398	February 6, 2018	Order against HAC Securities Ltd.	Click to View

January, 2018

Sl.No	Date	Subject	Commission’s Decision
399	January 1, 2018	Non-compliance of securities related laws-against Aamra Technologies Ltd.	Click to View
400	January 1, 2018	Non-compliance of securities related laws Talllu Spinning Mils Ltd.	Click to View
401	January 1, 2018	Non-compliance of securities related laws against City Brokerage Ltd.	Click to View
402	January 1, 2018	Non-compliance of securities related laws against Sharp Securities Ltd.	Click to View
403	January 1, 2018	Non-compliance of securities related laws against Rapiad Securities Ltd. Limited, D M R Securities Services Ltd, AB Securities Ltd, Salta Capital Ltd.	Click to View
404	January 9, 2018	Order against AFN Management Co Ltd.	Click to View
405	January 9, 2018	Order against Mirror Finalcial Management Ltd.	Click to View
406	January 9, 2018	Order against Saad Securities Ltd.	Click to View
407	January 11, 2018	Non-compliance of securities related laws against United Airways (BD) Ltd.	Click to View
408	January 16, 2018	Order against Sohel Securities Ltd.	Click to View
409	January 22, 2018	Penalty Order against Azam Securities Ltd.	Click to View
410	January 29, 2018	Order against M-Securities Ltd.	Click to View
411	January 29, 2018	Order against M-Securities Ltd.	Click to View
412	January 29, 2018	Order against M-Securities Ltd.	Click to View
413	January 25, 2018	Order against M-Securities Ltd.	Click to View
414	January 30, 2018	Order against P.F.I Securities Ltd.	Click to View

December, 2017

Sl.No	Date	Subject	Commission’s Decision
415	December 17, 2017	Non-compliance of securities related laws against Bangas Limited.	Click to View
416	December 17, 2017	Non-compliance of securities related laws Mithun Knitting and Dyeing Limited.	Click to View
417	December 17, 2017	Non-compliance of securities related laws against Keya Cosmetics Limited.	Click to View
418	December 17, 2017	Non-compliance of securities related laws against Mr. Ak. M. Shamsuddin.	Click to View
419	December 17, 2017	Non-compliance of securities related laws against Razzak Securities Limited.	Click to View
420	December 17, 2017	Non-compliance of securities related laws against Al-haj Md. Khabiruddin Molla.	Click to View
421	December 17, 2017	Non-compliance of securities related laws against Mr. Mohammad Waziullah.	Click to View
422	December 18, 2017	Order against Khurshid Securities Limited.	Click to View
423	December 18, 2017	Order against S.B. Securities Limited.	Click to View
424	December 20, 2017	Non-compliance of securities related laws against Delta Life Insurance Co. Ltd.	Click to View
425	December 20, 2017	Non-compliance of securities related laws against BRAC EPL Stock Brokerage Ltd.	Click to View
426	December 24, 2017	Non-compliance of securities related laws against Tamha Securities Limited.	Click to View
427	December 24, 2017	Non-compliance of securities related laws against IDLC Securities Limited	Click to View
428	December 24, 2017	Order against Globe Securities Limited.	Click to View
429	December 31, 2017	Non-compliance of securities related laws against Zaheen Spinning Limited.	Click to View

November, 2017

Sl.No	Date	Subject	Commission’s Decision
430	November 8, 2017	Non-compliance of securities related laws against Be Rich Limited.	Click to View
431	November 9, 2017	Non-compliance of securities related laws against Dhaka Securities Limited.	Click to View
432	November 14, 2017	Non-compliance of securities related laws against Ahmed Zaker & Co.	Click to View
433	November 14, 2017	Non-compliance of securities related laws against Mahfel Huq & Co.	Click to View
434	November 14, 2017	Non-compliance of securities related laws against Fortune Shoes Limited.	Click to View
435	November 20, 2017	Order against Md. Fakhrul Islam Securities Limited.	Click to View
436	November 20, 2017	Order against ACE Capital Management Service Limited.	Click to View
437	November 20, 2017	Order against Saya Securities Limited.	Click to View
438	November 20, 2017	Order against Dhaka Fisheries Limited.	Click to View
439	November 26, 2017	Non-compliance of securities related laws against Salta Capital Ltd, Crest Securities Ltd and ACE Capital Management Service Ltd.	Click to View
440	November 26, 2017	Non-compliance of securities related laws against Lankabangla Securities Ltd, Sheltech Brokerage Ltd, Beximco Securities Ltd, HAC Securities Ltd, Globe Securities Ltd, EBL Securities Ltd and Hasan Securities Ltd.	Click to View
441	November 26, 2017	Non-compliance of securities related laws against Shahed Securities Limited.	Click to View
442	November 27, 2017	Order against Indicate Securities Consultants Limited.	Click to View
443	November 28, 2017	Review application against Prime Islami Securities Limited.	Click to View

October, 2017

Sl.No	Date	Subject	Commission’s Decision
444	October 3, 2017	Non-compliance of securities related laws against United Airways (BD) Limited.	Click to View
445	October 22, 2017	Non-compliance of securities related laws against M. Securities Limited.	Click to View
446	October 23, 2017	Non-compliance of securities related laws against Ifad Autos Limited.	Click to View
447	October 23, 2017	Penalty Order against Holy City Securities Limited.	Click to View
448	October 23, 2017	Non-compliance of securities related laws against Green Care Agro Ltd.	Click to View
449	October 25, 2017	Order against Alltex Industries Limited.	Click to View
450	October 30, 2017	Order against Azam Securities Limited.	Click to View

September, 2017

Sl.No	Date	Subject	Commission’s Decision
451	September 10, 2017	Non-compliance of securities related laws against Total Communication Limited.	Click to View
452	September 18, 2017	Order against Harun Securities Limited.	Click to View
453	September 20, 2017	Order against Raspit Data Management & Telecommunication Limited.	Click to View
454	September 20, 2017	Order against Fu-wang Foods Limited.	Click to View
455	September 20, 2017	Order against Bengal Fine Ceramics Limited.	Click to View
456	September 20, 2017	Order against Prime Textile Spinning Mills Limited.	Click to View
457	September 21, 2017	Non-compliance of securities related laws against Republic Insurance Co. Ltd.	Click to View

August, 2017

Sl.No	Date	Subject	Commission’s Decision
458	August 7, 2017	Non-compliance of securities related laws against First Securities Services Limited.	Click to View
459	August 7, 2017	Order against Metalex Corporation Limited.	Click to View
460	August 8, 2017	Order against Mita Textiles Limited.	Click to View
461	August 8, 2017	Order against Khaza Mosaic Tiles and Stone Industries Limited.	Click to View
462	August 13, 2017	Order against Prime Islami Securities Limited.	Click to View
463	August 13, 2017	Order against Prime Islami Securities Limited.	Click to View

July ,2017

Sl.No	Date	Subject	Commission’s Decision
464	July 3, 2017	Warning: Non-compliance of securities related laws against M & Z Securities Limited.	Click to View
465	July 4, 2017	Non-compliance of securities related laws against Bangladesh Development Bank Limited.	Click to View
466	July 18, 2017	Order against Rose Heaven Ball Pen Limited.	Click to View
467	July 18, 2017	Order against Amam Sea Food Industries Limited.	Click to View
468	July 18, 2017	Order against Bionic Seafood Exports Limited.	Click to View
469	July 31, 2017	Order against Raspit Inc. (BD) Limited.	Click to View

June, 2017

Sl.No	Date	Subject	Commission’s Decision
470	June 1, 2017	Order against Wifang Securities Limited.	Click to View
471	June 7, 2017	Review application against CEO of Prime Islami Securities Limited.	Click to View
472	June 7, 2017	Warning: Non-compliance of securities related laws against Prime Bank Securities Limited.	Click to View
473	June 7, 2017	Warning: Non-compliance of securities related laws against B & B Enterprise.	Click to View
474	June 15, 2017	Warning: Non-compliance of securities related laws against Prudential Securities Limited.	Click to View
475	June 15, 2017	Warning: Non-compliance of securities related laws against NCCB Securities & Financial Services Limited.	Click to View
476	June 20, 2017	Order against Chic Tex Limited	Click to View

May, 2017

Sl.No	Date	Subject	Commission’s Decision
477	May 3, 2017	Warning: Non-compliance of securities related laws against Associated Capital Securities Limited.	Click to View

April, 2017

Sl.No	Date	Subject	Commission’s Decision
478	April 5, 2017	Warning: Non-compliance of securities related laws against Super Shares & Securities Limited.	Click to View
479	April 5, 2017	Order against Libra Infusions Limited.	Click to View
480	April 11, 2017	Warning: Non-compliance of securities related laws against Prilink Securities Limited.	Click to View
481	April 11, 2017	Warning: Non-compliance of securities related laws against Star Share Bazer Limited.	Click to View
482	April 12, 2017	Warning: Non-compliance of securities related laws against Remons Investment and Securities Limited.	Click to View
483	April 12, 2017	Warning: Non-compliance of securities related laws against Thea Securities Limited.	Click to View
484	April 12, 2017	Warning: Non-compliance of securities related laws against Bank Asia Securities Limited.	Click to View
485	April 12, 2017	Warning: Non-compliance of securities related laws against MAM Securities Limited.	Click to View
486	April 12, 2017	Warning: Non-compliance of securities related laws against SAR Securities Limited.	Click to View
487	April 12, 2017	Warning: Non-compliance of securities related laws against Mercantile Bank Securities Limited.	Click to View
488	April 12, 2017	Warning: Non-compliance of securities related laws against Royal Capital Limited.	Click to View
489	April 13, 2017	Warning: Non-compliance of securities related laws against Nexus Securities Limited.	Click to View
490	April 13, 2017	Warning: Non-compliance of securities related laws against LankaBangla Securities Limited.	Click to View
491	April 13, 2017	Warning: Non-compliance of securities related laws against ICB Securities Trading Company Limited.	Click to View
492	April 13, 2017	Warning: Non-compliance of securities related laws against AIBL Capital Market Services Limited.	Click to View
493	April 13, 2017	Warning: Non-compliance of securities related laws against Shahed Securities Limited.	Click to View
494	April 13, 2017	Warning: Non-compliance of securities related laws against Salta Capital Limited.	Click to View
495	April 13, 2017	Warning: Non-compliance of securities related laws against Al-Haj Securities & Stocks Limited.	Click to View
496	April 17, 2017	Rejection of Prayer for the waiver of penalty against Salta Capital Limited.	Click to View
497	April 18, 2017	Warning: Non-compliance of securities related laws against Khurshid Securities Limited.	Click to View
498	April 19, 2017	Warning: Non-compliance of securities related laws against Bengal Fine Ceramics Limited.	Click to View
499	April 19, 2017	Warning: Non-compliance of securities related laws against CVO Petrochemical Refinery Limited.	Click to View
500	April 26, 2017	Warning: Non-compliance of securities related laws against Chittagong Stock Exchange Limited.	Click to View
501	April 26, 2017	Warning: Non-compliance of securities related laws against Dhaka Stock Exchange Limited.	Click to View
502	April 26, 2017	Warning: Non-compliance of securities related laws against Summit Power Limited.	Click to View

March, 2017

Sl.No	Date	Subject	Commission’s Decision
503	March 1, 2017	Order against Alliance Securities & Management Limited.	Click to View
504	March 8, 2017	Order against Associated Capital Securities Limited.	Click to View
505	March 19, 2017	Warning: Non-compliance of securities related laws against Shahiq Securities Limited.	Click to View
506	March 19, 2017	Warning: Non-compliance of securities related laws against Imtiyaz Hussain Securities Limited.	Click to View
507	March 19, 2017	Warning: Non-compliance of securities related laws against Shandhani Life Insurance Company Limited.	Click to View
508	March 19, 2017	Warning: Non-compliance of securities related laws against Samorita Hospital Limited.	Click to View
509	March 19, 2017	Warning: Non-compliance of securities related laws against International Leasing Securities Limited.	Click to View
510	March 19, 2017	Warning: Non-compliance of securities related laws against Olympic Industries Limited.	Click to View
511	March 19, 2017	Warning: Non-compliance of securities related laws against EC Securities Limited.	Click to View
512	March 19, 2017	Warning: Non-compliance of securities related laws against Oimex Electrode Limited.	Click to View
513	March 19, 2017	Warning: Non-compliance of securities related laws against MTB Capital Limited.	Click to View
514	March 22, 2017	Warning: Non-compliance of securities related laws against Holy City Securities Limited.	Click to View
515	March 28, 2017	Order against Mirror Financial Management Limited.	Click to View

February, 2017

Sl.No	Date	Subject	Commission’s Decision
516	February 28, 2017	Warning: Non-compliance of securities related laws against R. N. Spinning Mills Limited.	Click to View
517	February 28, 2017	Warning: Non-compliance of securities related laws against Mr. Narayan Chandra paul.	Click to View
518	February 28, 2017	Warning: Non-compliance of securities related laws against Mr. A.S.M. Monirul Islam	Click to View

January, 2017

Sl.No	Date	Subject	Commission’s Decision
519	January 1, 2017	Warning: Non-compliance of securities related laws against Holy City Securities Limited.	Click to View
520	January 1, 2017	Warning: Non-compliance of securities related laws against Lanka Bangla Securities Limited.	Click to View
521	January 2, 2017	Order against Super Shares & Securities Limited.	Click to View
522	January 16, 2017	Warning: Non-compliance of securities related laws against Malek Siddiqui Wali, Chartered Accounts.	Click to View
523	January 16, 2017	Warning: Non-compliance of securities related laws against Safko Spinning Mills Limited.	Click to View
524	January 16, 2017	Warning: Non-compliance of securities related laws against Dynamic Securities Consultants Limited.	Click to View
525	January 16, 2017	Warning: Non-compliance of securities related laws against EBL Securities Limited.	Click to View
526	January 16, 2017	Warning: Non-compliance of securities related laws against Midway Securities Limited.	Click to View
527	January 16, 2017	Warning: Non-compliance of securities related laws against Times Securities Limited.	Click to View
528	January 16, 2017	Warning: Non-compliance of securities related laws against Saad Securities Limited.	Click to View
529	January 18, 2017	Warning: Non-compliance of securities related laws against Family Tex (BD) Limited.	Click to View
530	January 18, 2017	Warning: Non-compliance of securities related laws against SCL Securities Limited.	Click to View
531	January 18, 2017	Warning: Non-compliance of securities related laws against MTB Securities Limited.	Click to View
532	January 18, 2017	Warning: Non-compliance of securities related laws against One Securities Limited.	Click to View
533	January 18, 2017	Warning: Non-compliance of securities related laws against NBL Securities Limited.	Click to View
534	January 18, 2017	Warning: Non-compliance of securities related laws against BD finance Securities Limited.	Click to View

December, 2016

Sl.No	Date	Subject	Commission’s Decision
535	December 1, 2016	Order against CMSL Securities Limited.	Click to View
536	December 1, 2016	Order against Salta Capital Limited.	Click to View
537	December 4, 2016	Rejection of the prayer for waiver of penalty against Prime Islami Securities Limited (CEO).	Click to View
538	December 6, 2016	Warning: Non-compliance of securities related laws against S.R Capital Limited.	Click to View
539	December 6, 2016	Warning: Non-compliance of securities related laws against S.R Capital Limited (Director).	Click to View
540	December 6, 2016	Warning: Non-compliance of securities related laws against Ettihad Securities Limited.	Click to View
541	December 6, 2016	Warning: Non-compliance of securities related laws against Western Security Investment Management Limited.	Click to View
542	December 19, 2016	Order against HAC Securities Limited.	Click to View
543	December 19, 2016	Warning: Non-compliance of securities related laws against Lanka Bangla Securities Limited.	Click to View
544	December 19, 2016	Warning: Non-compliance of securities related laws against KDS Garment Industries Limited.	Click to View
545	December 19, 2016	Warning: Non-compliance of securities related laws against IDLC Securities Limited.	Click to View
546	December 19, 2016	Warning: Non-compliance of securities related laws against Globe Securities Limited.	Click to View

November, 2016

Sl.No	Date	Subject	Commission’s Decision
547	November 6, 2016	Warning: Non-compliance of securities related laws against ACI Formulation Limited.	Click to View
548	November 6, 2016	Warning: Non-compliance of securities related laws against ACI Limited.	Click to View
549	November 14, 2016	Warning: Non-compliance of securities related laws against Regent Spinning Mills Limited.	Click to View
550	November 28, 2016	Warning: Non-compliance of securities related laws against BRB Securities Limited.	Click to View
551	November 28, 2016	Warning: Non-compliance of securities related laws against Shahed Securities Limited.	Click to View
552	November 28, 2016	Warning: Non-compliance of securities related laws against Al-Muntaha Trading Co. Limited.	Click to View
553	November 28, 2016	Warning: Non-compliance of securities related laws against Fareast Finance & Investment Limited.	Click to View
554	November 28, 2016	Warning: Non-compliance of securities related laws against Green Delta Securities Limited.	Click to View
555	November 28, 2016	Warning: Non-compliance of securities related laws against Arena Securities Limited.	Click to View
556	November 28, 2016	Warning: Non-compliance of securities related laws against Haji Ahmed Brothers Securities Limited.	Click to View
557	November 28, 2016	Warning: Non-compliance of securities related laws against Saiham Cotton Mills Limited.	Click to View
558	November 28, 2016	Warning: Non-compliance of securities related laws against M/S Rahman Mustafiz Haq &Co.	Click to View
559	October 28, 2016	Warning: Non-compliance of securities related laws against Tosrifa Industries Limited.	Click to View
560	November 28, 2016	Warning: Non-compliance of securities related laws against Central Pharmaceuticals Limited.	Click to View
561	November 28, 2016	Warning: Non-compliance of securities related laws against M/s Haque Shah Alam Mansur &Co.	Click to View
562	November 30, 2016	Warning: Non-compliance of securities related laws against The Dacca Dyeing & Manufacturing Co. Ltd. (Issuer)	Click to View
563	November 30, 2016	Warning: Non-compliance of securities related laws against M/s Shafiq Mizan Rahman & Augustine.	Click to View
564	November 30, 2016	Warning: Non-compliance of securities related laws against Shurwid Industries Limited.	Click to View
565	November 30, 2016	Warning: Non-compliance of securities related laws against M/s Rahman Mostafa Alam & Co.	Click to View

October, 2016

Sl.No	Date	Subject	Commission’s Decision
566	October 6, 2016	Warning: Non-compliance of securities related laws against BD Finance Securities Limited.	Click to View
567	October 6, 2016	Warning: Non-compliance of securities related laws against CVO Petrochemical Refinaery Limited.	Click to View
568	October 6, 2016	Warning: Non-compliance of securities related laws against Pragati Life Insurance Co. Ltd.	Click to View
569	October 17, 2016	Order against Sinha Securities Limited.	Click to View

September, 2016

Sl.No	Date	Subject	Commission’s Decision
570	September 7, 2016	Warning: Non-compliance of securities related laws against Imtiyaz Husain Securities Limited.	Click to View
571	September 7, 2016	Warning: Non-compliance of securities related laws against Shahed Securities Limited.	Click to View
572	September 7, 2016	Warning: Non-compliance of securities related laws against Al-Muntaha Trading Co. Limited.	Click to View
573	September 7, 2016	Warning: Non-compliance of securities related laws against Times Securities Limited.	Click to View
574	September 7, 2016	Warning: Non-compliance of securities related laws against First Capital Securities Limited.	Click to View
575	September 7, 2016	Warning: Non-compliance of securities related laws against Times Securities Limited (Dr. Md. Amzad Hossain Fakir).	Click to View
576	September 7, 2016	Warning: Non-compliance of securities related laws against EBL Securities Limited & EBL Investments Limited.	Click to View
577	September 7, 2016	Warning: Non-compliance of securities related laws against International Leasing Securities Limited.	Click to View
578	September 7, 2016	Warning: Non-compliance of securities related laws against MTB Securities Limited.	Click to View
579	September 7, 2016	Warning: Non-compliance of securities related laws against Premier Bank Securities Limited.	Click to View
580	December 7, 2016	Warning: Non-compliance of securities related laws against Royal Capital Limited.	Click to View
581	September 21, 2016	Warning: Non-compliance of securities related laws against ICB Asset Management Company Limited.	Click to View
582	September 21, 2016	Warning: Non-compliance of securities related laws against Popular Life Insurance Company Limited.	Click to View
583	September 25, 2016	Rejection of the prayer for waiver of penalty against Ashraf Textile Mills Limited.	Click to View
584	September 25, 2016	Penalty Order against Matin Spinning Mills Limited.	Click to View

August, 2016

Sl.No	Date	Subject	Commission’s Decision
585	August 1, 2016	Order against Chick Text Limited.	Click to View
586	August 1, 2016	Order against Raspite Ink (BD) Limited.	Click to View
587	August 2, 2016	Order against Metalex Corporation Limited.	Click to View
588	August 2, 2016	Order against Mita Textiles Limited.	Click to View
589	August 8, 2016	Warning: Non-compliance of securities related laws against Raj Lanka Power Company Limited.	Click to View
590	August 22, 2016	Warning: Non-compliance of securities related laws against Organic Health Care Limited.	Click to View
591	August 31, 2016	Warning: Non-compliance of securities related laws against Fareast Finance & Investment Limited.	Click to View
592	August 31, 2016	Warning: Non-compliance of securities related laws against National Bank Limited.	Click to View
593	August 31, 2016	Warning: Non-compliance of securities related laws against Tallu Spinning Mills Limited.	Click to View
594	August 31, 2016	Warning: Non-compliance of securities related laws against Zahintex Industries Limited.	Click to View
595	August 31, 2016	Warning: Non-compliance of securities related laws against Fine Foods Limited.	Click to View
596	August 31, 2016	Warning: Non-compliance of securities related laws against Dhaka Stock Exchange Limited.	Click to View
597	August 31, 2016	Warning: Non-compliance of securities related laws against Shurwid Industries Limited.	Click to View
598	August 31, 2016	Warning: Non-compliance of securities related laws against Sonali Paper & Boards Mills Limited.	Click to View

July, 2016

Sl.No	Date	Subject	Commission’s Decision
599	July 12, 2016	Rejection of the prayer for waiver of penalty against AIBL Capital Market Services Limited.	Click to View
600	July 12, 2016	Penalty Order against PFI Securities Limited.	Click to View
601	July 12, 2016	Penalty Order against Mr. Golam Mahiuddin.	Click to View
602	July 12, 2016	Penalty Order against Mr. Feroz Alam, MD, Petromax Refinery Ltd.	Click to View
603	July 12, 2016	Penalty Order against Mr. Faridul Alam, Director, Petromax Refinery Ltd.	Click to View
604	July 12, 2016	Penalty Order against Mr. A. K. M. Badiul Alam, Director, Petromax Refinery Ltd.	Click to View
605	July 12, 2016	Penalty Order against Mr. Rezakul Haider, Chairman, Petromax Refinery Ltd.	Click to View
606	July 12, 2016	Penalty Order against Mr. Anis Salahuddin Ahmad, Director, Petromax Refinery Ltd.	Click to View
607	July 12, 2016	Penalty Order against Mr. Md. Shamsuzzaman, Director, Petromax Refinery Ltd.	Click to View
608	July 12, 2016	Penalty Order against Prime Islami Securities Ltd.	Click to View
609	July 13, 2016	Warning: Non-compliance of securities related laws against Singer Bangladesh Limited.	Click to View
610	July 12, 2016	Order against Prime Islami Securities Ltd.	Click to View
611	July 19, 2016	Warning: Non-compliance of securities related laws against Aziz Pipes Ltd. (Issuer)	Click to View
612	July 19, 2016	Warning: Non-compliance of securities related laws against Far East Knitting and Dyeing Industries Limited (Issuer).	Click to View
613	July 21, 2016	Warning: Non-compliance of securities related laws against Glaxo Smith Kline Bangladesh Limited (Issuer).	Click to View
614	July 21, 2016	Warning: Non-compliance of securities related laws against MABS & Partners.	Click to View
615	July 28, 2016	Order against Tulip Dairy and Food Products Ltd.	Click to View
616	July 28, 2016	Order against Rose Heaven Ball Pen Ltd.	Click to View
617	July 28, 2016	Order against Bangladesh Electricity Meter Company Ltd.	Click to View
618	July 28, 2016	Order against Raspit Data Management and Telecommunication Ltd.	Click to View
619	July 28, 2016	Order against Meghna Srimp Culture Ltd.	Click to View

June, 2016

Sl.No	Date	Subject	Commission’s Decision
620	June 5, 2016	Rejection of the prayer for waiver of penalty against Appollo Ispat Complex Limited.	Click to View
621	June 8, 2016	Warning: Non-compliance of securities related laws against Sandhani Life Insurance Co. Limited.	Click to View
622	June 14, 2016	Warning: Non-compliance of securities related laws against AB Investment Limited.	Click to View
623	June 14, 2016	Warning: Non-compliance of securities related laws against NBL Securities Limited.	Click to View
624	June 15, 2016	Penalty Order against Phoenix Insurance Co. Limited.	Click to View
625	June 19, 2016	Order against S.R. Capital Limited.	Click to View
626	June 19, 2016	Order against S. R. Capital Limited.	Click to View
627	June 23, 2016	Warning: Non-compliance of securities related laws against Best Electronics Limited.	Click to View

May, 2016

Sl.No	Date	Subject	Commission’s Decision
628	May 8, 2016	Warning: Non-compliance of securities related laws against MTB Capital Limited.	Click to View
629	May 25, 2016	Warning: Non-compliance of securities related laws against NCCB Securities & Financial Services Limited.	Click to View
630	May 25, 2016	Penalty Order against Alltex Industries Limited.	Click to View

April, 2016

Sl.No	Date	Subject	Commission’s Decision
631	April 4, 2016	Order against Beach Hatchery Limited.	Click to View
632	April 4, 2016	Order against Excelsior Shoes Limited.	Click to View
633	April 12, 2016	Warning: Non-compliance of securities related laws against Reliance Brokerage Service Limited.	Click to View
634	April 17, 2016	Warning: Non-compliance of securities related laws against Crest Securities Limited.	Click to View
635	April 17, 2016	Warning: Non-compliance of securities related laws against Green Delta Securities Limited.	Click to View
636	April 17, 2016	Order against M. Hossain Garments Washing and Dyeing Limited.	Click to View
637	April 19, 2016	Order against Phoenix Insurance Company Limited.	Click to View
638	April 19, 2016	Warning: Non-compliance of securities related laws against S. R Capital Limited.	Click to View
639	April 28, 2016	Order against Matin Spinning Mills Limited.	Click to View

March, 2016

Sl.No	Date	Subject	Commission’s Decision
640	March 22, 2016	Order against Khaza Mosaic Tiles & Stone Industries Limited.	Click to View
641	March 28, 2016	Warning: Non-compliance of securities related laws against AM Securities & Financial Services Limited.	Click to View
642	March 28, 2016	Order against Aman Sea Food Industries Limited.	Click to View
643	March 28, 2016	Warning: Non-compliance of securities related laws against ARC Securities Limited.	Click to View
644	March 28, 2016	Warning: Non-compliance of securities related laws against Indicate Securities Consultants Limited.	Click to View
645	March 28, 2016	Order against Jago Corporation Limited.	Click to View
646	March 28, 2016	Warning: Non-compliance of securities related laws against Shah Mohammad Sagir & Co. Ltd.	Click to View
647	March 28, 2016	Warning: Non-compliance of securities related laws against Times Securities Limited.	Click to View
648	March 29, 2016	Order against Dhaka Fisheries Limited.	Click to View
649	March 29, 2016	Order against Hill Plantation Limited.	Click to View
650	March 30, 2016	Order against Quasem Textile Mills Limited.	Click to View
651	March 30, 2016	Order against Saleh Carpet Mills Limited.	Click to View
652	March 31, 2016	Order against Quasem Silk Mills Limited.	Click to View

February, 2016

Sl.No	Date	Subject	Commission’s Decision
653	February 2, 2016	Order against CVO-Petrochemical Refinery Limited.	Click to View
654	February 10, 2016	Order against Saad Securities Limited.	Click to View
655	February 11, 2016	Order against Shyamol Equity Management Limited.	Click to View
656	February 22, 2016	Warning: Non-compliance of securities related laws against City Brokerage Limited.	Click to View
657	February 22, 2016	Warning: Non-compliance of securities related laws against Jahan Securities Limited.	Click to View
658	February 22, 2016	Warning: Non-compliance of securities related laws against Mercantile Bank Securities Limited.	Click to View
659	February 22, 2016	Warning: Non-compliance of securities related laws against Square Securities Management Limited.	Click to View

January, 2016

Sl.No	Date	Subject	Commission’s Decision
660	January 3, 2016	Order against Be Rich Limited.	Click to View
661	January 3, 2016	Rejection of the prayer for full waiver of fine against Tamijuddin Textile Mills Limited.	Click to View
662	January 4, 2016	Order against Apollo Ispat Complex Limited.	Click to View
663	January 10, 2016	Warning: Non-compliance of securities related laws against Mirpur Securities Limited.	Click to View
664	January 10, 2016	Warning: Non-compliance of securities related laws against United Airways (BD) Limited.	Click to View
665	January 13, 2016	Warning: Non-compliance of securities related laws against Arena Securities Limited.	Click to View
666	January 13, 2016	Warning: Non-compliance of securities related laws against Rapid Securities Limited.	Click to View
667	January 17, 2016	Warning: Non-compliance of securities related laws against Trustee Securities Limited.	Click to View
668	January 17, 2016	Warning: Non-compliance of securities related laws against Fareast Finance Capital Investment Limited.	Click to View
669	January 17, 2016	Warning: Non-compliance of securities related laws against Prime Islami Securities Limited.	Click to View
670	January 17, 2016	Warning: Non-compliance of securities related laws against Savar Refactories Limited.	Click to View
671	January 17, 2016	Warning: Non-compliance of securities related laws against Total Communication Limited.	Click to View
672	January 17, 2016	Warning: Non-compliance of securities related laws against Transcon Securities Limited.	Click to View
673	January 18, 2016	Warning: Non-compliance of securities related laws against Howladar Yunus & Co.	Click to View
674	January 18, 2016	Warning: Non-compliance of securities related laws against IDLC Investments Limited.	Click to View
675	January 18, 2016	Warning: Non-compliance of securities related laws against Paramount Textile Limited.	Click to View
676	January 18, 2016	Warning: Non-compliance of securities related laws against Standard Bank Limited.	Click to View
677	January 19, 2016	Rejection of the prayer for waiver of penalty against Azam Securities Limited.	Click to View
678	January 19, 2016	Rejection of the prayer for waiver of penalty against The Dacca Dyeing & Manufacturing Co. Ltd.	Click to View
679	January 19, 2016	Order against NCCB Securities and Financial Services Limited.	Click to View
680	January 20, 2016	Order against Adil Securities Limited	Click to View

December, 2015

Sl.No	Date	Subject	Commission’s Decision
681	December 3, 2015	Order against Ashraf Textile Mills Limited.	Click to View
682	December 7, 2015	Warning: Non-compliance of securities related laws against Hallmark Securities Limited.	Click to View
683	December 10, 2015	Non-compliance of securities related laws against Keya Cosmetics Limited (Issuer).	Click to View

November, 2015

Sl.No	Date	Subject	Commission’s Decision
684	November 2, 2015	Order against Progressive Life Insurance Limited.	Click to View
685	November 3, 2015	Warning: Non-compliance of securities related laws against Social Islami Bank Limited.	Click to View
686	November 3, 2015	Warning: Non-compliance of securities related laws against Merchant Securities Limited.	Click to View
687	November 8, 2015	Reject of the prayer for waiver of penalty against Joytun Securities International Limited.	Click to View
688	November 22, 2015	Non-compliance of securities related laws against City Brokerage limited.	Click to View
689	November 25, 2015	Penalty Order against Tamijuddin Textile Mills Limited.	Click to View
690	November 26, 2015	Non-compliance of securities related laws against Peoples Leasing & Finance Limited.	Click to View
691	November 30, 2015	Order against Sonali Aansh Industries Limited.	Click to View

October, 2015

Sl.No	Date	Subject	Commission’s Decision
692	October 1, 2015	Warning: Non-compliance of securities related laws against Midas Financing Ltd.	Click to View
693	October 4, 2015	Order against Chic Tex Limited.	Click to View
694	October 7, 2015	Rejection of appeal: Non-compliance of securities laws against First Securities Services Ltd.	Click to View
695	October 8, 2015	Warning: Non-compliance of securities related laws against Desh General Insurance Company Ltd.	Click to View
696	October 8, 2015	Warning: Non-compliance of securities related laws against Sonargaon Textiles Ltd. (issuer)	Click to View
697	October 8, 2015	Non-compliance of securities laws against Titas Gas Transmission & Distribution co. Ltd. (issuer)	Click to View
698	October 13, 2015	Warning: Non-compliance of securities related laws against T.K.Shares & Securities Ltd.	Click to View
699	October 19, 2015	Order against Alltex Industries Limited.	Click to View
700	October 19, 2015	Order against Alpha Securities Limited.	Click to View
701	October 19, 2015	Order against Globe Industries Limited.	Click to View
702	October 19, 2015	Order against Island Securities Limited.	Click to View
703	October 19, 2015	Order against Western Security Investment Management Ltd.	Click to View
704	October 25, 2015	Warning: Non-compliance of securities related laws against Anwar Securities Ltd.	Click to View
705	October 25, 2015	Warning: Non-compliance of securities related laws against Sohel Securities Ltd.	Click to View
706	October 28, 2015	Order against The Dhaka Dying & Manufacturing Co. Ltd.	Click to View

September, 2015

Sl.No	Date	Subject	Commission’s Decision
707	September 20, 2015	Non-compliance of securities related laws against Bangladesh Shipping Corporation.	Click to View
708	September 20, 2015	Warning: Non-compliance of securities related laws against PFI Securities Ltd.	Click to View
709	September 20, 2015	Warning: Non-compliance of securities laws against Premier Leasing Securities Ltd.	Click to View
710	September 20, 2015	Penalty order against Shahjibazar Power Co. Ltd.	Click to View
711	September 20, 2015	Order against Tamiz Uddin Textile Mills Ltd.	Click to View
712	September 20, 2015	Warning: Non-compliance of securities laws against Vision Capital Management Ltd.	Click to View

August, 2015

Sl.No	Date	Subject	Commission’s Decision
713	August 3, 2015	Non-compliance of securities related laws against Muntaha Shares & Capital Ltd.	Click to View
714	August 20, 2015	Warning: Non-compliance of securities related laws against Kabir Securities Ltd.	Click to View
715	August 20, 2015	Warning: Non-compliance of securities laws against Midas Financing Ltd.	Click to View
716	August 23, 2015	Warning: Non-compliance of securities laws against Unicap Investments Ltd.	Click to View

July, 2015

Sl.No	Date	Subject	Commission’s Decision
717	July 1, 2015	Penalty Order against GQ ball Pen Industries Ltd.	Click to View
718	July 1, 2015	Warning: Non-compliance of securities laws against Wata Chemicals Ltd.	Click to View
719	July 7, 2015	Penalty Order against Shahjibazar Power Co. Ltd.	Click to View
720	July 9, 2015	Warning: Non-compliance of securities laws in connection with capital raising against Kormop Company Ltd.	Click to View
721	July 12, 2015	Non-compliance of securities related laws against AIBL Capital Market Services Ltd. and City Brokerage Ltd.	Click to View
722	July 12, 2015	Non-compliance of securities related laws against City Brokerage Ltd. and Unicap Investment Ltd.	Click to View
723	July 12, 2015	Non-compliance of securities related laws against City Brokerage Ltd.	Click to View
724	July 12, 2015	Warning: Non-compliance of securities laws against PFI Securities Ltd.	Click to View
725	July 12, 2015	Non-compliance of securities related laws against Shahed Securities Ltd.	Click to View
726	July 12, 2015	Non-compliance of securities related laws against Sharp Securities Ltd. and AB Bank Investment Ltd.	Click to View
727	July 13, 2015	Order against AIBL Capital Market Services Ltd.	Click to View
728	July 13, 2015	Order against BLI Capital Ltd.	Click to View
729	July 13, 2015	Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/219]	Click to View
730	July 13, 2015	Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/220]	Click to View
731	July 13, 2015	Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/221]	Click to View
732	July 13, 2015	Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/222]	Click to View
733	July 13, 2015	Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/223]	Click to View
734	July 13, 2015	Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/224]	Click to View
735	July 13, 2015	Order against PFI Securities Ltd.	Click to View
736	July 13, 2015	Order against Prime Finance Capital Management Ltd.	Click to View
737	July 13, 2015	Order against Prime Islami Securities Ltd.	Click to View
738	July 13, 2015	Order against Shahjibazar Power Company Ltd. [Issue No.-BSEC/Enforcement/2201/2014/228]	Click to View
739	July 13, 2015	Order against Shahjibazar Power Company Ltd. [Issue No.-BSEC/Enforcement/2201/2014/229]	Click to View
740	July 13, 2015	Order against Shahjibazar Power Company Ltd. [Issue No.-BSEC/Enforcement/2201/2014/230]	Click to View
741	July 13, 2015	Order against Sharp Securities Ltd.	Click to View
742	July 16, 2015	Extension of Time to Deposit against Shahjibazar Power Company Ltd.	Click to View
743	July 23, 2015	Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/2065/2014/37 dated February 01, 2015 in connection with non- Non-compliance of securities law against EBL Securities Ltd.	Click to View
744	July 28, 2015	Penalty Order against Hoda Vasi Chowdhury & Co., Chartered Accounts	Click to View
745	July 29, 2015	Non-compliance of securities laws in connection with capital raising against AA Rashayan Shilpa Ltd.	Click to View

June, 2015

Sl.No	Date	Subject	Commission’s Decision
746	June 23, 2015	Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/1184/2013/223 dated May 06, 2014 in connection with non- Non-compliance of securities law against Gateway Equity Resources Limited.	Click to View
747	June 23, 2015	Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/2061/2014/85 dated March 02, 2015 in connection with non- Non-compliance of securities law against Joytun Securities International Limited.	Click to View
748	June 23, 2015	Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/1095/2013/259 dated June 03, 2014 in connection with non- Non-compliance of securities law against Eastern Shares & Securities Limited.	Click to View
749	June 23, 2015	Name Change of a Full Service Depository Participant Registration Certificate of Central Depository Bangladesh Limited.	Click to View
750	June 28, 2015	Directive Order against Argon Denims Limited.	Click to View
751	June 28, 2015	Order against Shahjibazar Power Co. Limited	Click to View

May, 2015

Sl.No	Date	Subject	Commission’s Decision
752	May 19, 2015	Warning: Non-compliance of securities laws against Brac EPL Stock Brokerage Limited.	Click to View
753	May 19, 2015	Warning: Non-compliance of securities laws against Fareast Stocks & Bonds Limited.	Click to View
754	May 19, 2015	Warning: Non-compliance of securities laws against Greenland Equities Limited.	Click to View
755	May 19, 2015	Warning: Non-compliance of securities laws against Trustee Securities Limited.	Click to View
756	May 25, 2015	Rejection of the prayer for waiver of penalty against Fines Foods Limited.	Click to View
757	May 25, 2015	Warning: Non-compliance of securities laws against MAH Securities Limited.	Click to View
758	May 25, 2015	Non-compliance of securities related laws: Disposal of the alleged matter against Times Securities Limited.	Click to View

April, 2015

Sl.No	Date	Subject	Commission’s Decision
759	April 20, 2015	Warning: Non-compliance of securities laws against Khan Brothers PP Woven Bag Industries Limited.	Click to View
760	April 20, 2015	Warning: Non-compliance of securities laws against Miracle Industries Limited.	Click to View
761	April 20, 2015	Warning: Non-compliance of securities laws against S. Alam Cold Rolled Steels Limited.	Click to View
762	April 20, 2015	Warning: Non-compliance of securities laws against The Dacca Dyeing & Manufacturing Co. Limited.	Click to View
763	April 30, 2015	Order against Fareast Stocks & Bonds Limited.	Click to View

March, 2015

Sl.No	Date	Subject	Commission’s Decision
764	March 2, 2015	Warning: Non-compliance of securities related laws against Skys Securities Limited.	Click to View
765	March 11, 2015	Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/2014/2041/593 dated August 31, 2014 in connection with non- Non-compliance of securities law against Harun Securities Limited.	Click to View
766	March 12, 2015	Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/1062/2012/85 dated February 02, 2014 in connection with non- Non-compliance of securities law against Reliance Brokerage Services Limited.	Click to View
767	March 18, 2015	Order against Joytun Securities International Limited.	Click to View
768	March 19, 2015	Order against Bangladesh General Insurance Company Limited.	Click to View
769	March 19, 2015	Order against LR Global Asset Management Company Limited.	Click to View
770	March 19, 2015	Order against Hoda Vasi Chowdhury & Co.	Click to View
771	March 19, 2015	Non-compliance of securities related laws: Disposal of the alleged matter against Pubali Bank Securities Limited.	Click to View
772	March 19, 2015	Non-compliance of securities related laws: Disposal of the alleged matter against Renwick, Jajneswar & Co (BD) Limited.	Click to View
773	March 19, 2015	Warning: Non-compliance of securities laws against Standard Chartered Bank.	Click to View
774	March 22, 2015	Warning: Non-compliance of securities laws against Golden Son Limited.	Click to View
775	March 23, 2015	Show cause cum notice for hearing: In connection with the non-submission of audited financial statements for the year ended on June 30, 2014 against Bangladesh Shipping Corporation.	Click to View

February, 2015

Sl.No	Date	Subject	Commission’s Decision
776	February 22, 2015	Order against South Asia Securities Limited.	Click to View
777	February 19, 2015	Penalty Order: Non-compliance of securities related laws in connection with capital raising against AA Rashayan Shilpa Limited.	Click to View
778	February 19, 2015	Order against United Financial Trading Company Limited.	Click to View
779	February 17, 2015	Warning: Non-compliance of securities laws against Dhaka Electric Supply Company Limited.	Click to View
780	February 1, 2015	Directive against Salvo Chemical Industries Limited.	Click to View
781	February 1, 2015	Order against Hillcity Securities Limited.	Click to View
782	February 1, 2015	Order against EBL Securities Limited.	Click to View

January, 2015

Sl.No	Date	Subject	Commission’s Decision
783	January 29, 2015	Order against Minher Securities Limited.	Click to View
784	January 28, 2015	Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/2075/2014/620 dated September 29, 2014 in connection with non- Non-compliance of securities law against Akij Securities Limited.	Click to View
785	January 28, 2015	Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/2014/2036/618 dated September 29, 2014 in connection with non- Non-compliance of securities law against AB Securities Limited.	Click to View
786	January 20, 2015	Penalty Order: non-compliance of securities related laws in connection with capital raising against MP Spinning Mills Limited.	Click to View
787	January 20, 2015	Penalty Order: non-compliance of securities related laws in connection with capital raising against First Securities Services Limited.	Click to View
788	January 18, 2015	Warning: Non-compliance of securities laws against Skys Securities Limited.	Click to View
789	January 18, 2015	Warning: Show cause cum notice for hearing: Non-compliance of securities related laws against Janata Capital and Investment Limited.	Click to View
790	January 18, 2015	Warning: Show cause cum notice for hearing: Non-compliance of securities related laws against ICB Securities Trading Company Limited.	Click to View
791	January 13, 2015	Warning: Non-compliance of securities related laws against Race Management Pvt. Co. Ltd.	Click to View
792	January 7, 2015	Warning: Non-compliance of securities laws against Brac EPL Investment Limited.	Click to View
793	January 7, 2015	Show cause cum notice for hearing: Non-compliance of securities related laws: Disposal of the alleged matter against DBL Securities Limited.	Click to View
794	January 5, 2015	Warning: Non-compliance with securities related laws in connection with the utilization of IPO fund against Saiham Cotton Mills Limited.	Click to View

December, 2014

Sl.No	Date	Subject	Commission’s Decision
795	December 31, 2014	Penalty Order: Non compliance of Securities laws in connection with false declaration in the IPO prospectus against FAR Chemical Industries Limited	Click to View
796	December 31, 2014	Penalty Order: Non-compliance of Regulation 4(1) of Dhaka Stock Exchange (Short-Sale) Regulations, 2006 against Island Securities Limited	Click to View
797	December 31, 2014	Penalty Order: Non-compliance of Regulation 4(1) of Chittagong Stock Exchange (Short-Sale) Regulations, 2005 against S.R Capital Limited	Click to View
798	December 31, 2014	Penalty Order: Non compliance of Securities laws in connection with false declaration in the IPO prospectus of FAR Chemical Industries Limited against First Securities Services Limited	Click to View
799	December 23, 2014	Order against Fine Foods Limited	Click to View
800	December 22, 2014	Order against Salvo Chemical Industries Limited	Click to View
801	December 22, 2014	Order against Shahjibazar Power Company Limited	Click to View
802	December 9, 2014	Order against Argon Denims Limited	Click to View
803	December 9, 2014	Warning: Non-compliance of securities related laws in connection with capital raising against Silco Pharmaceuticals Limited	Click to View
804	December 9, 2014	Warning: Non-compliance of securities related laws in connection with capital raising against Pran Dairy Limited	Click to View

November, 2014

Sl.No	Date	Subject	Commission’s Decision
805	November 5, 2014	Penalty Order : Non-compliance of Securities related Laws agains United Power Generation & Distribution Company Limited	Click to View
806	November 5, 2014	Penalty Order : Non-compliance of Securities related Laws against Lanka Bangla Investments Limited	Click to View
807	November 5, 2014	Warning: Non-compliance of securities laws against Hoda Vasi Chowdhury & Co	Click to View
808	November 10, 2014	Penalty Order : Non-compliance of Securities related Laws against Heritage Capital Management Ltd	Click to View
809	November 10, 2014	Penalty Order : Non-compliance of Securities related Laws against First Securities Services Limited	Click to View
810	November 10, 2014	Penalty Order : Non-compliance of Securities related Laws against Kazi Saifur Rahman	Click to View
811	November 10, 2014	Warning: Non-compliance of securities laws against Nurun Nahar Begum	Click to View
812	November 10, 2014	Warning: Non-compliance of securities laws against Sohel Securities Limited	Click to View
813	November 10, 2014	Warning: Non-compliance of securities laws against Bangladesh Shilpa Bank.	Click to View
814	November 10, 2014	Warning: Non-compliance of securities laws against Hosne Ara Khanam	Click to View
815	November 10, 2014	Warning: Non-compliance of securities laws against Mr. Md. Shohel Rana	Click to View
816	November 10, 2014	Warning: Non-compliance of securities laws against Mr. Md. Akram Uddin Chowdhury	Click to View
817	November 10, 2014	Warning: Non-compliance of securities laws against Mr. Md. Ruhul Amin	Click to View
818	November 16, 2014	Warning: Non-compliance of securities laws against SES Company Limited	Click to View
819	November 17, 2014	Warning: Non-compliance of securities laws against PHP Stocks & Securities Limited	Click to View
820	November 18, 2014	Warning: Non-compliance of securities laws against Sharp Securities Limited	Click to View

October, 2014

Sl.No	Date	Subject	Commission’s Decision
821	October 20, 2014	Penalty Order : Non-compliance of Securities related Laws against Phoenix Securities Limited	Click to View
822	October 26, 2014	Penalty Order : Non-compliance of Securities related Laws against Apex Investment Limited	Click to View
823	October 28, 2014	Warning: Non-compliance of securities laws against Muntaha shares & Capital Ltd.	Click to View

September, 2014

Sl.No	Date	Subject	Commission’s Decision
824	September 1, 2014	Penelty Order : Non-compliance of Securities related Laws against Harun Securities Limited	Click to View
825	September 4, 2014	Warning: Non-compliance of Sections 17(e) (ii)(iii) of the Securities and Exchange Ordinance, 1969. aganist IBBL Employees Provident Fund	Click to View
826	September 4, 2014	Warning: Non-compliance of Sections 17(e) (ii) (iii) of the Securities and Exchange Ordinance, 1969.against Islami Bank Securities Limited	Click to View
827	September 10, 2014	Penelty Order : Non-compliance of Securities related Laws against Dragon Sweater and Spinning Limited	Click to View
828	September 10, 2014	Penelty Order : Non-compliance of Securities related Laws against First Securities Services Limited	Click to View
829	September 25, 2014	Waiver of additional fine and charges imposed on Directors of CVO Petrochemical Refinery Limited	Click to View
830	September 29, 2014	Penelty Order : Non-compliance of Securities related Laws against AB Securities Limited	Click to View
831	September 29, 2014	Penelty Order : Non-compliance of Securities related Laws against Akij Securities Limited	Click to View

August, 2014

Sl.No	Date	Subject	Commission’s Decision
832	August 5, 2014	Warning: Non-compliance of Securities Laws.	Click to View
833	August 5, 2014	Warning: Non-compliance of securities related laws.	Click to View
834	August 18, 2014	Penelty Order : Non-compliance of Securities related Laws against Jalalabad Securities Ltd.	Click to View
835	August 24, 2014	Non-compliance of securities laws.-Warning.	Click to View
836	August 24, 2014	Non-compliance of securities laws.-Warning.	Click to View
837	August 24, 2014	Non-compliance of securities laws.-Warning.	Click to View
838	August 24, 2014	Non-compliance of securities laws.-Warning.	Click to View
839	August 24, 2014	Non-compliance of securities laws.-Warning.	Click to View
840	August 24, 2014	Non-compliance of securities laws.-Warning.	Click to View
841	August 24, 2014	Non-compliance of securities laws.-Warning.	Click to View
842	August 24, 2014	Non-compliance of securities laws.-Warning.	Click to View
843	August 24, 2014	Non-compliance of securities laws.-Warning.	Click to View
844	August 24, 2014	Non-compliance of securities laws.-Warning.	Click to View
845	August 24, 2014	Non-compliance of securities laws.-Warning.	Click to View
846	August 24, 2014	Non-compliance of securities laws.-Warning.	Click to View
847	August 25, 2014	Non-compliance of securities laws.-Warning.	Click to View
848	August 25, 2014	Non-compliance of securities laws.-Warning.	Click to View
849	August 25, 2014	Non-compliance of securities laws.-Warning.	Click to View
850	August 31, 2014	Penelty Order : Non-compliance of Securities related Laws against Mr Neamul Kabir	Click to View
851	August 31, 2014	Penelty Order : Non-compliance of Securities related Laws against Be Rich Ltd	Click to View

July, 2014

Sl.No	Date	Subject	Commission’s Decision
852	July 20, 2014	Penalty Order: Non compliance of Securities Law by submitting fake land documents relating to IPO.	Click to View
853	July 20, 2014	Penalty Order: Non compliance of Securities Law by submitting fake land documents relating to IPO.	Click to View
854	July 20, 2014	Penalty Order: Non compliance of Securities Law by submitting fake land documents relating to IPO.	Click to View
855	July 20, 2014	Review: Non-compliance of Circular no. SEC/Section/CMRRCD/2001-43/89 dated 11/02/2009, আচরন বিধি নং ১ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, স্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ Rule 3(7) of Margin Rules, 1999.	Click to View
856	July 14, 2014	Non-compliance of securities laws.-Warning.	Click to View
857	July 9, 2014	Non-compliance of securities laws.-Warning.	Click to View
858	July 9, 2014	Non-compliance of securities laws.-Warning.	Click to View

June, 2014

Sl.No	Date	Subject	Commission’s Decision
859	June 3, 2014	Penalty Order : Non-compliance of Securities related Laws against Eastern Shares and Securities Ltd.	Click to View
860	June 3, 2014	Penalty Order : Non-compliance of Securities related Laws against Sylhet Metro city Securities Ltd.	Click to View
861	June 4, 2014	Non-compliance of securities related laws. WARNING. Agrani Bank Limited	Click to View
862	June 11, 2014	Penalty Order : Non-compliance of Securities related Laws against G Q Ball Pen Industries Ltd.	Click to View
863	June 11, 2014	Non-compliance of securities laws: In connection with the non-submission of half yearly financial statements for the half year ended on December 31, 2011: Warning. GMG Industrial Corporation Ltd	Click to View
864	June 16, 2014	Show cause cum hearing notice: Non-compliance with securities related laws in connection with the audited financial statements for the year ended on June 30, 2013: Warning.Bangas Ltd	Click to View

May, 2014

Sl.No	Date	Subject	Commission’s Decision
865	May 4, 2014	Delayed submission of the Capital & Shareholding Position for the month of September 2013 & October 2013.WARNING	Click to View
866	May 4, 2014	Non-compliance of securities related laws. WARNING	Click to View
867	May 4, 2014	Reject of the prayer for waiver of penalty	Click to View
868	May 6, 2014	Penelty Order : Non-compliance of Securities related Laws against Gatewey Ewuity Resources Ltd	Click to View
869	May 8, 2014	Reject of the prayer for waiver of penalty	Click to View
870	May 8, 2014	Reject of the prayer for waiver of penalty	Click to View
871	May 14, 2014	Penelty Order : Non-compliance of Securities related Laws against Transcon Securities Limited	Click to View
872	May 18, 2014	Penelty Order : Non-compliance of Securities related Laws against NBL Securities Ltd	Click to View
873	May 18, 2014	Penelty Order : Non-compliance of Securities related Laws against Khurshid Securities Limited	Click to View
874	May 28, 2014	Reject of prayer for waiver of penalty.	Click to View

April, 2014

Sl.No	Date	Subject	Commission’s Decision
875	April 1, 2014	Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on December 31, 2013: Warning.	Click to View
876	April 6, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
877	April 6, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
878	April 6, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
879	April 13, 2014	Petition rejection: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of CVO Petrochemical Refinery Ltd	Click to View
880	April 13, 2014	Review petition rejection: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of CVO Petrochemical Refinery Ltd	Click to View
881	April 13, 2014	Review petition rejection: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of CVO Petrochemical Refinery Ltd	Click to View
882	April 15, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
883	April 15, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
884	April 15, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
885	April 17, 2014	Review: Violation of wewa 4 (1) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা ১৯৯৫ in connection with trading in shares of Fine Foods Limited.	Click to View
886	April 17, 2014	Review: Violation of wewa 4 (1) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা ১৯৯৫ in connection with trading in shares of Fine Foods Limited.	Click to View
887	April 17, 2014	Review: Violation of wewa 4 (1) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা ১৯৯৫ in connection with trading in shares of Fine Foods Limited.	Click to View
888	April 21, 2014	Penalty Order: Non-compliance of Section 17 (e) (ii) (iii) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of RAHIMTEX, BANGAS, MITHUNKNIT and RENATA	Click to View
889	April 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
890	April 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
891	April 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
892	April 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
893	April 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
894	April 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
895	April 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
896	April 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
897	April 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
898	April 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011. WARNING	Click to View
899	April 30, 2014	Reject of prayer for waiver of penalty	Click to View
900	April 30, 2014	Reject of prayer for waiver of penalty	Click to View
901	April 30, 2014	Penalty Order: Non-compliance of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ (দ্বিতীয় তফসিল) এর বিধি ৮ in connection with trading in shares of PF1STMF.	Click to View
902	April 30, 2014	Penalty Order: Non-compliance of Section 17 (e) (ii) (v) of Securities and Exchange Ordinance, 1969 in connection with share trading of PF1STMF	Click to View
903	April 30, 2014	Penalty Order: Non-compliance of Section 17 (e) (ii) (v) of Securities and Exchange Ordinance, 1969 in connection with share trading of RECKITTBEN	Click to View
904	April 30, 2014	Penalty Order: Non-compliance of Commission’s সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ (দ্বিতীয় তফসিল) এর আচরণ বিধি ১, ২(২), ৬, ৮ in connection with trading in shares of PF1STMF	Click to View
905	April 30, 2014	Penalty Order: Non compliance of Directive No. SEC/CMRRCD/2009-193/93 dated January 10, 2011 in connection with trading in shares of PF1STMF	Click to View
906	April 30, 2014	Penalty Order: Non-compliance of Section 17 (e) (iii) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of PF1STMF	Click to View

March, 2014

Sl.No	Date	Subject	Commission’s Decision
907	March 4, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter.	Click to View
908	March 5, 2014	Penelty Order : Non-compliance of Securities related Laws against Be Rich	Click to View
909	March 10, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter.	Click to View
910	March 10, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter.	Click to View
911	March 13, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter.	Click to View
912	March 13, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter.	Click to View
913	March 13, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter.	Click to View
914	March 13, 2014	Non-compliance of securities related laws. WARNING	Click to View
915	March 18, 2014	Non-compliance of securities laws: In connection with the delayed submission of third quarter (Q3) financial statements for the quarter ended on September 30, 2013: Warning.	Click to View
916	March 18, 2014	Non-compliance of the BSEC Circular No. SEC/CMRRCD/2001-50/121/Admin/ dated December 20, 2011: Disposal of the alleged matter.	Click to View
917	March 23, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter	Click to View
918	March 23, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter.	Click to View
919	March 23, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter	Click to View
920	March 23, 2014	Non-compliance of securities laws: Warning.	Click to View
921	March 23, 2014	Non-compliance of securities laws: Warning.	Click to View
922	March 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter.	Click to View
923	March 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter.	Click to View
924	March 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter.	Click to View
925	March 27, 2014	Non-compliance of the SEC Notification No.SEC/ CMRRCD/2009-193/119/Admin/34 dated November 22, 2011: Disposal of the alleged matter.	Click to View

February, 2014

Sl.No	Date	Subject	Commission’s Decision
926	February 2, 2014	Penelty Order : Non-compliance of Securities related Laws against Reliance Brokerage Services Ltd	Click to View
927	February 2, 2014	Penelty Order : Non-compliance of Securities related Laws against Azam Securities Limited	Click to View
928	February 6, 2014	Reject of the prayer for waiving penalty . PHP Stock and Securities Limited.	Click to View
929	February 20, 2014	Warning: Non-compliance of securities laws: IIDFC Securities Limited.	Click to View
930	February 24, 2014	Penelty Order : Non-compliance of Securities related Laws against Barakatullah Electro Dynamics Ltd.	Click to View

January, 2014

Sl.No	Date	Subject	Commission’s Decision
931	January 1, 2014	Penalty Order : Non-compliance of Securities related Laws against R. N Trading Limited.	Click to View
932	January 9, 2014	Warning: Non-compliance of আচরণ বিধি নং ১ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ in connection with trading in shares of JMI Syringes & Medical Devices Ltd.	Click to View
933	January 9, 2014	Disposal: Non-compliance of আচরণ বিধি নং ১ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ in connection with trading in shares of JMI Syringes & Medical Devices Ltd.	Click to View
934	January 9, 2014	Disposal: Non-compliance of আচরণ বিধি নং ১ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ in connection with trading in shares of JMI Syringes & Medical Devices Ltd.	Click to View
935	January 9, 2014	Disposal: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd	Click to View
936	January 9, 2014	Disposal: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd	Click to View
937	January 9, 2014	Disposal: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd	Click to View
938	January 9, 2014	Disposal: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd	Click to View
939	January 9, 2014	Disposal: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd	Click to View
940	January 9, 2014	Warning: Non-compliance of Section 17 (e) (iii) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd	Click to View
941	January 9, 2014	Warning: Non-compliance of Section 17 (e) (iii) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd	Click to View
942	January 9, 2014	Warning: Non-compliance of Section 17 (e) (iii) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd	Click to View
943	January 9, 2014	Disposal: Non-compliance of Section 17 (e) (iii) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd	Click to View
944	January 9, 2014	Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of JMI Syringes & Medical Devices Ltd	Click to View
945	January 23, 2014	Penalty Order : Non-compliance of Securities related Laws against DMR Securities Serveces Limited.	Click to View
946	January 23, 2014	Penalty Order : Non-compliance of Securities related Laws against DMR Securities Serveces Limited.	Click to View
947	January 23, 2014	Penalty Order : Non-compliance of Securities related Laws against Pioneer Shares & Securities Limited.	Click to View
948	January 23, 2014	Penalty Order : Non-compliance of Securities related Laws against Jalalabad Securities Limited.	Click to View
949	January 23, 2014	Penalty Order : Non-compliance of Securities related Laws against Tamha Securities Limited.	Click to View
950	January 23, 2014	Penalty Order : Non-compliance of Securities related Laws against DMR Securities Serveces Limited.	Click to View
951	January 30, 2014	Penalty Order: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of CVO Petrochemical Refinery Ltd.	Click to View
952	January 30, 2014	Penalty Order: Non compliance of Section 17 (e)(v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of CVO Petrochemical Refinery Ltd.	Click to View
953	January 30, 2014	Penalty Order: Non compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of CVO Petrochemical Refinery Ltd.	Click to View

December, 2013

Sl.No	Date	Subject	Commission’s Decision
954	December 1, 2013	Penelty Order : Non-compliance of Securities related Laws against Sylnet Securities Limited	Click to View
955	December 2, 2013	Reject of prayer for penalty waiver: Non-compliance of আচরনবিধি ১, ২(২) of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০, Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and regulation 4 of the Dhaka Stock Exchange (Short Sale) Regulation, 2006 in connection with unusual trading in shares of Quasem Drycells Limited	Click to View
956	December 2, 2013	Rejection of review petition: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited	Click to View
957	December 2, 2013	Rejection of review petition: 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited	Click to View
958	December 2, 2013	Rejection of Review Petition: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited	Click to View
959	December 3, 2013	Reject of prayer for penalty waiver: Non-compliance of Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 in connection with unusual trading in shares of “BDAUTOCA”.	Click to View
960	December 3, 2013	Reject of prayer: Non-compliance of SEC/CMRRCD/2001-43/42 dated June 15, 2010 in connection with unusual trading in shares of “BDAUTOCA”.	Click to View
961	December 8, 2013	Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on June 30, 2013: Warning.. Social Islami Bank Limited	Click to View
962	December 17, 2013	Non-compliance of securities laws: In connection with the delayed submission of audited financial statements for the year ended on June 30, 2013: Warning.Eastern Cables Ltd,	Click to View
963	December 17, 2013	Non-compliance of securities laws: In connection with the delayed submission of audited financial statements for the year ended on June 30, 2013: Warning.Atlas Bangladesh Ltd	Click to View
964	December 17, 2013	Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on September 30, 2013. Warning.Ashraf Textile Mills Ltd	Click to View
965	December 23, 2013	Non-compliance of securities laws: In connection with the delayed submission of audited financial statements for the year ended on June 30, 2013: Warning.. Monno Ceramic Industries Ltd	Click to View
966	December 23, 2013	Non-compliance of securities laws: In connection with the delayed submission of audited financial statements for the year ended on June 30, 2013: Warning.Bengal Fine Ceramics Ltd	Click to View
967	December 31, 2013	Non-compliance of securities laws: Warning. Mika Securities Ltd	Click to View
968	December 31, 2013	Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on September 30, 2013. Warning.Yusuf Flour Mills Limited	Click to View

November, 2013

Sl.No	Date	Subject	Commission’s Decision
969	November 5, 2013	Penelty Order : Non-compliance of Securities related Laws against Hillcity Securities Limited	Click to View
970	November 5, 2013	Penelty Order : Non-compliance of Securities related Laws against Premier LP Gas Limited.	Click to View

October, 2013

Sl.No	Date	Subject	Commission’s Decision
971	October 7, 2013	Penelty Order : Non-compliance of Securities related Laws against PHP Stocks & Securities Limited	Click to View
972	October 7, 2013	Penelty Order : Non-compliance of Securities related Laws against PFI Securities Ltd.	Click to View
973	October 7, 2013	Penelty Order : Non-compliance of Securities related Laws against DBL Securities Ltd.	Click to View
974	October 24, 2013	Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on June 30, 2013: Warning.Argon Denims Limited	Click to View
975	October 24, 2013	Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on June 30, 2013: Warning .Fareast Islami Life Insurance Co. Ltd	Click to View

September, 2013

Sl.No	Date	Subject	Commission’s Decision
976	September 1, 2013	Tamha Securities Ltd.Waiver of penalty imposed penal orders No. SEC/Enforcement/405/2006/368 to 371 all dated 20 June, 2013. Warning.	Click to View
977	September 1, 2013	BDBL Securities Limited. Warning: Non-compliance of আচরনবিধি ২(২) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ (দ্বিতীয় তফসিল) , and প্রবিধি ৩২ (৫) of ডিপোজিটরি (ব্যবহারিক) প্রবিধানমালা, ২০০৩.	Click to View
978	September 1, 2013	Shyamol Equity Management Ltd. Warning: Non-compliance of আচরনবিধি ২(২) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ (দ্বিতীয় তফসিল) , Regulation 4(1) of Dhaka Stock Exchange (Short-Sale) Regulations, 2006.	Click to View
979	September 1, 2013	Hedayetullah Securities Limited. Warning: Non-compliance of আচরনবিধি ২(২) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ (দ্বিতীয় তফসিল) .	Click to View
980	September 1, 2013	ICB Securities Trading Company Limited. Warning: Non-compliance of আচরনবিধি ২(২) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ (দ্বিতীয় তফসিল) .	Click to View
981	September 4, 2013	City Brokerage Limited. Non-compliance of securities related laws. WARNING	Click to View
982	September 16, 2013	Tamijuddin Textile Mills Limited. Waiver of penalty imposed penal orders No. SEC/Enforcement/405/2006/368 to 371 all dated 20 June, 2013.	Click to View
983	September 16, 2013	Bashundhara Textiles Mills Limited. Non-compliance of securities related laws: Disposal of the alleged matter.	Click to View
984	September 16, 2013	Prudential Capital Limited. Non-compliance of securities related laws. WARNING	Click to View
985	September 30, 2013	Penelty Order : Non-compliance of Securities related Laws against Slata Capital Limited.	Click to View

August, 2013

Sl.No	Date	Subject	Commission’s Decision
986	August 13, 2013	Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on March 31, 2013. Warning. Against Beach Hatchery ltd	Click to View
987	August 13, 2013	Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on March 31, 2013. Warning.against Golden Son Limited	Click to View
988	August 13, 2013	Non-compliance of the SEC Notification No.SEC/CMRRCD/ 2009-193/50/Admin/02-24 dated July 14, 2010. WARNING against BRAC Bank Ltd.	Click to View
989	August 13, 2013	Non-compliance of conditions imposed under 2CC of Securities and Exchange Ordinance, 1969 in the Commission’s consent letter No. SEC/CI/CPLC-229/2010/859 dated December 05, 2011. WARNING against Information Technology Consultants Limited.	Click to View
990	August 20, 2013	Penelty Order : Non-compliance of Securities related Laws against Jalalabad Securities Ltd.	Click to View
991	August 25, 2013	Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of BEACHHATCH. Against Mr. Asif Sadeque	Click to View
992	August 25, 2013	Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of BEACONPHAR against Mr. Fokhrul Islam Chowdhury	Click to View
993	August 29, 2013	Non-compliance of securities related laws. WARNING against BRB Securities Limited	Click to View
994	August 29, 2013	Penelty Order : Non-compliance of Securities related Laws against Kishor das.	Click to View
995	August 29, 2013	Penelty Order : Non-compliance of Securities related Laws against Abdur Razak.	Click to View
996	August 29, 2013	Penelty Order : Non-compliance of Securities related Laws against Asraful Alam.	Click to View

July, 2013

Sl.No	Date	Subject	Commission’s Decision
997	July 7, 2013	Non-compliance of conditions imposed under 2CC of Securities and Exchange Ordinance, 1969 in the Commission’s consent letter No. SEC/CI/CPLC-308/2011/802 dated November 13, 2011. WARNING Against IEL Consortium & Associates Limited	Click to View
998	July 16, 2013	Penelty Order : Non-compliance of Securities related Laws against Shamim Ara.	Click to View
999	July 16, 2013	Penelty Order : Non-compliance of Securities related Laws against M.A Maliq.	Click to View
1000	July 16, 2013	Penelty Order : Non-compliance of Securities related Laws against Shyamol Equity Management Ltd.	Click to View
1001	July 18, 2013	Non-compliance with securities related laws in connection with the delayed submission of first Quarter financial statements for the quarter ended on March 31,2013 : Warning. BD Thai Aluminium Ltd	Click to View
1002	July 18, 2013	Non-compliance with securities related laws in connection with the delayed submission of first Quarter financial statements for the quarter ended on March 31, 2013 : Warning. National Tea Company Ltd	Click to View
1003	July 21, 2013	Rejection of Review petition: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and rule 3 (1) and 3 (2) of the Margin Rules 1999 in connection with trading in shares of Paramount Insurance Company Limited. against Mona Financial Consultancy and Securities Limited	Click to View
1004	July 21, 2013	Rejection of Review Petition: Non-compliance of the Rule 3 (2) of the Margin Rules 1999 and Clause (d) of sub-rule (12) of rule 3 of the margin rules, 1999 as per SEC Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with trading in shares of Safko Spinning Mills Limited. against Mirpur Securities Limited	Click to View
1005	July 21, 2013	Warning: Non-compliance of the Rule 3 (2) of the Margin Rules 1999 and Clause (d) of sub-rule (12) of rule 3 of the margin rules, 1999 as per SEC Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 and SEC Directive No. SEC/CMRRCD/2009-193/63 against Mona Financial Consultancy and Securities Limited	Click to View
1006	July 21, 2013	Rejection of review petition: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited against Mr. Abu Sadat Md.Sayem	Click to View
1007	July 21, 2013	Rejection of review petition: 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited.against Mr.Abdul Mobin Molla	Click to View
1008	July 21, 2013	Rejection of Review Petition: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited against Dream Holdings Limited,	Click to View
1009	July 21, 2013	Rejection of Review Petition: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited against Mrs.Mahmuda Yasmin	Click to View
1010	July 23, 2013	Penelty Order : Non-compliance of Securities related Laws against Ananta Properties Limited	Click to View
1011	July 23, 2013	Penelty Order : Non-compliance of Securities related Laws against ACNABIN, Chartered Accountants	Click to View
1012	July 24, 2013	Non-compliance with securities related laws in connection with the delayed submission of first Quarter financial statements for the quarter ended on March 31, 2013 : Warning. Orion Pharma Ltd	Click to View
1013	July 24, 2013	Penelty Order : Non-compliance of Securities related Laws against M.A Maleq.	Click to View
1014	July 24, 2013	Penelty Order : Non-compliance of Securities related Laws against A.K.M.Kamal uddin.	Click to View
1015	July 25, 2013	Penelty Order : Non-compliance of Securities related Laws against Salta Capital Ltd.	Click to View
1016	July 24, 2013	Non-compliance with securities related laws in connection with the audited financial statements for the year ended on June 30, 2012 : Warning. Alltex Industries Ltd	Click to View
1017	July 31, 2013	Waiver of penalty imposed pinal orders No. SEC/Enforcement/194/2003/256 to 262 all dated 23 February, 2010 of Tulip Dairy & Food Ltd.	Click to View

June, 2013

Sl.No	Date	Subject	Commission’s Decision
1018	June 6, 2013	Penelty Order : Non-compliance of Securities related Laws against Phoenix Securities Limited.	Click to View
1019	June 10, 2013	Waiver of additional fine and charges imopsed on Directors of Sajib Knitwear and Garments Limited.	Click to View
1020	June 13, 2013	Violation of Section 2c of the Securities and Exchange Ordinance, 1969 of Barakatullah Electro Dynamics Ltd.	Click to View
1021	June 17, 2013	Penelty Order : Non-compliance of Securities related Laws against Lanka Bangla Investment Limited.	Click to View
1022	June 17, 2013	Penelty Order : Non-compliance of Securities related Laws against Midas Financing Limited.	Click to View
1023	June 19, 2013	Non-compliance of Securities Laws; In connection with the delayed submission of third quarter Financial Statements.Against Allhaj Textile Mills Ltd.	Click to View
1024	June 20, 2013	Penelty Order : Non-compliance of Securities related Laws against Mohasin Ahmed.	Click to View
1025	June 24, 2013	Penelty Order : Non-compliance of Securities related Laws against Samim Ara Begum.	Click to View
1026	June 24, 2013	Penelty Order : Non-compliance of Securities related Laws against Anworul Basir Khan.	Click to View

May, 2013

Sl.No	Date	Subject	Commission’s Decision
1027	May 2, 2013	Penelty Order : Non-compliance of Securities related Laws against Reliance Brokerage Services Ltd.	Click to View
1028	May 2, 2013	Penelty Order : Non-compliance of Securities related Laws against Globe Securities Limited.	Click to View
1029	May 22, 2013	Rejection of Review petition: Non-compliance of SEC’s Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Alltex Industries Limited	Click to View
1030	May 22, 2013	Rejection of Review petition: Non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission’s Directive No. SEC/CMRRCD/ 2001-43/169 dated October 01, 2009 in connection with trading in shares of Anwar Galvanizing Limited	Click to View
1031	May 28, 2013	Penal Order: Non-compliance of section 18 of Securities and Exchange Ordinance, 1969 (XVII of 1969).	Click to View
1032	May 28, 2013	Penelty Order : Non-compliance of Securities related Laws against Island Securities Limited.	Click to View
1033	May 30, 2013	Review reject: Non-compliance of SEC/CMRRCD/2001-43/42 dated June 15, 2010 in connection with unusual trading in shares of “BDAUTOCA”.	Click to View
1034	May 30, 2013	Review reject: Non-compliance of Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 in connection with unusual trading in shares of “BDAUTOCA”.	Click to View
1035	May 30, 2013	Review: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Legacy Footwear Limited	Click to View
1036	May 30, 2013	Review: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Legacy Footwear Limited	Click to View
1037	May 30, 2013	Non-compliance of Section 18 of Securities and Exchange Ordinance, 1969. Against Legacy Footwear Ltd.	Click to View
1038	May 30, 2013	Review Reject: Non-compliance of Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and Rule 16 (a) of the Securities and Exchange Commission Ordinance, 1969 in connection with unusual trading in shares of Quasem Drycells Limited	Click to View
1039	May 30, 2013	Review Reject: Non-compliance of আচরনবিধি ১, ২(২) of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০, Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and regulation 4 of the Dhaka Stock Exchange (Short Sale) Regulation, 2006 in connection with unusual trading in shares of Quasem Drycells Limited	Click to View
1040	May 30, 2013	Review Reject: Non-compliance of আচরনবিধি ১, ২(২) of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ and Rule 16 (a) of the Securities and Exchange Commission Ordinance, 1969 in connection with unusual trading in shares of Quasem Drycells Limited.	Click to View
1041	May 30, 2013	Review reject: Non-compliance of বিধি ১১ , আচরনবিধি ১, ৬ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০, regulation 4 of the Dhaka Stock Exchange (Short Sale) Regulation, 2006 in connection with unusual trading in shares of Beach Hatchery Limited	Click to View
1042	May 30, 2013	Penalty Order: Non compliance of Notification SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14,2010 and বিধি ৪(২) of the সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যাবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with share sale.	Click to View

April, 2013

Sl.No	Date	Subject	Commission’s Decision
1043	April 4, 2013	Warning: Non-compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with non submission of sale declaration.. Md Abdul Hannan.	Click to View
1044	April 7, 2013	Penelty Order : Non-compliance of Securities related Laws against Mercantile Bank Securities Ltd.	Click to View
1045	April 9, 2013	Disposal: Non-compliance of Section 17 (e)(ii) and 17(e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of One Bank Limited. Md A.K.M Arifur Rahman.	Click to View
1046	April 9, 2013	Disposal: Non-compliance of Rule 3 (6) of Margin Rules, 1999 by executing force sale.	Click to View
1047	April 18, 2013	Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on March 31, 2012. Warning.Jago corporation Ltd.	Click to View
1048	April 18, 2013	Rejection of Review petition: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 in connection with trading in shares of Paramount and Global Insurance Limited	Click to View
1049	April 18, 2013	Rejection of Review petition: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited	Click to View
1050	April 18, 2013	Rejection of Review petition: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited.	Click to View
1051	April 18, 2013	Rejection of Review petition: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited.	Click to View
1052	April 18, 2013	Rejection of Review petition: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited	Click to View
1053	April 18, 2013	Rejection of Review petition: : Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited	Click to View
1054	April 22, 2013	Non-compliance of securities laws: In connection with the delayed submission of Audited Financial Statements for the year ended on June 30, 2012: Warning.	Click to View
1055	April 22, 2013	Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on December 31, 2012: Warning.	Click to View
1056	April 23, 2013	Warning: Non-compliance of SEC Order No. SEC/CMRRCD/2000-985/248/Admin/02/1 dated Dec19,2000. UCBL.	Click to View
1057	April 23, 2013	Penelty Order : Non-compliance of Securities related Laws against Saif Powertec Limited.	Click to View
1058	April 23, 2013	Penelty Order : Non-compliance of Securities related Laws against S.F. Ahmed & Co.	Click to View
1059	April 23, 2013	Penelty Order : Non-compliance of Securities related Laws against ICB Capital Management Limited.	Click to View

March, 2013

Sl.No	Date	Subject	Commission’s Decision
1060	March 7, 2013	Non-compliance of Securities related Laws against IFIC BANK LTD.	Click to View
1061	March 7, 2013	Non-compliance of Securities related Laws : Warning . Md Ariful Haque Mallick.	Click to View
1062	March 7, 2013	Penelty Order for Violation of আচরণবিধি ১ and ৬ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০. Mr S M Faruque	Click to View
1063	March 12, 2013	Penelty Order for Violation of Securities related Laws against Salta Capital Limited.	Click to View
1064	March 12, 2013	Penelty Order for Violation of Securities related Laws in connection with unusual trading in shares of BDAUTOCA"against SINHA Securities Limited.	Click to View
1065	March 12, 2013	Penelty Order for Violation of Securities related Laws in connection with unusual trading in shares of BDAUTOCA"against M.Securities Limited.	Click to View
1066	March 12, 2013	Penelty Order for Violation of Securities related Laws in connection with unusual trading in shares of BDAUTOCA"against ICB Securities trading Company Limited.	Click to View
1067	March 12, 2013	Penelty Order : Non-compliance of Securities related Laws against Western Securities Investment Management Ltd.	Click to View
1068	March 12, 2013	Penelty Order : Non-compliance of Securities related Laws against Mirpur ScuritiesLtd.	Click to View
1069	March 12, 2013	Penelty Order : Non-compliance of Securities related Laws against Mona Financial Consultancy and Scurities Ltd.	Click to View
1070	March 12, 2013	Penelty Order : Non-compliance of Securities related Laws against Be Rich Limited.	Click to View
1071	March 12, 2013	Penelty Order : Non-compliance of Securities related Laws against SIBL Securities Limited.	Click to View
1072	March 12, 2013	Penelty Order : Non-compliance of Securities related Laws against HAC Securities Limited.	Click to View
1073	March 12, 2015	Penelty Order : Non-compliance of Securities related Laws against Al-Muntaha Trading Co. Limited.	Click to View
1074	March 12, 2013	Penelty Order : Non-compliance of Securities related Laws connection with unusual trading in shares of Beach Hatchery Limited"against Sylhet Metro City Securities Limited.	Click to View
1075	March 12, 2013	Penelty Order : Non-compliance of Securities related Laws connection with unusual trading in shares of Quasem Erycells Limited"against Shyamol Equtiy Management Limited.	Click to View
1076	March 12, 2013	Penelty Order : Non-compliance of Securities related Laws connection with unusual trading in shares of Quasem Erycells Limited"against Oshadi Securities Limited.	Click to View
1077	March 12, 2013	Penelty Order : Non-compliance of Securities related Laws connection with unusual trading in shares of Quasem Erycells Limited"against Sinha Securities Limited.	Click to View
1078	March 12, 2015	Penelty Order : Non-compliance of Securities related Laws connection with unusual trading in shares of Quasem Erycells Limited"against Global Securities Limited.	Click to View
1079	March 14, 2013	Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Paramount Insurance Company Limited. against Md Mahbubur Rahman.	Click to View
1080	March 14, 2013	Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Paramount Insurance Company Limited. against Md Razzaqul Haider Bhuiyan.	Click to View
1081	March 14, 2013	Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Paramount Insurance Company Limited against Md Habibur Rahman.	Click to View
1082	March 14, 2013	Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Paramount Insurance Company Limited against Ms Nusrat Jahan.	Click to View
1083	March 14, 2013	Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Paramount Insurance Company Limited against Uttara Finance and Investment Limited.	Click to View
1084	March 14, 2013	Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of GQBALPEN against Md Abdul Khayer.	Click to View
1085	March 14, 2013	Order. Mr Md Abdur Razzak. Raspit Indk (bd)Ltd	Click to View
1086	March 28, 2013	Payment of Penalty on the installment basis Ms.Shipra Paul	Click to View
1087	March 28, 2013	Payment of Penalty on the installment basis Ms.Sheuli Saha	Click to View
1088	March 28, 2013	Payment of Penalty on the installment basis Mr. Joydeb Kumar Saha	Click to View

February, 2013

Sl.No	Date	Subject	Commission’s Decision
1089	February 4, 2013	Non-compliance of Securities related Laws against Aamra Technologies Limited.	Click to View
1090	February 7, 2013	Warnivg: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of Dutchbangla. Md Shahadat Hossain	Click to View
1091	February 7, 2013	Warning: Non-compliance of আচরণবিধি ৭ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০. Hac Securities Limited.	Click to View
1092	February 14, 2013	Warning: violation of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন(সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা ১৯৯৫.মোহাম্মদ আকবর হোসেন	Click to View
1093	February 14, 2013	Warning: violation of বিধি ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন(সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা ১৯৯৫. এ এন্ড এ ইনভেষ্টমেন্ট লিঃ	Click to View
1094	February 26, 2013	Non-compliance of securities laws: in connection with the delayed submission of first quarter(Q1) financial statements Agni Systems Limited:Warning	Click to View
1095	February 27, 2013	Penelty Order for Violation of Securities related Laws Mona Financial Consultancy and Securities Limited.	Click to View
1096	February 27, 2013	Penelty Order for Violation of Securities related Laws against Fidelity Assets and Securities Company Limited.	Click to View
1097	February 27, 2013	Penelty Order for Violation of Securities related Laws against Globe Securities Limited.	Click to View
1098	February 27, 2013	Penelty Order for Violation of Securities related Laws against Shyamol Equity Management Limited.	Click to View
1099	February 27, 2013	Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of All Tex Industries Limited. Md Nizam Uddin.	Click to View
1100	February 28, 2013	Penelty Order for Violation of Securities related Laws against Mercantile Bank Securities Limited.	Click to View

January, 2013

Sl.No	Date	Subject	Commission’s Decision
1101	January 17, 2013	Disposal of Review Petition in connection with the non-submission of third quarter (Q3) financial statements for the quarter ended on March 31, 2011. Warning.	Click to View
1102	January 22, 2013	Penalty Order: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited.	Click to View
1103	January 22, 2013	Penalty Order: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited.	Click to View
1104	January 22, 2013	Penalty Order: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 in connection with trading in shares of Paramount and Global Insurance Limited.	Click to View
1105	January 22, 2013	Penalty Order: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited.	Click to View
1106	January 22, 2013	Penalty Order: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010 and SEC/CMRRCD/2009-193/63 dated September 06, 2010 in connection with trading in shares of Quasem Drycells Limited.	Click to View
1107	January 21, 2013	Penalty Order for Violation of Securities related Laws against Raspit Data Management Ltd	Click to View
1108	January 27, 2013	Penalty Order for Violation of Securities related Laws against International Leasing Securities Ltd.	Click to View
1109	January 27, 2013	Penalty Order for Violation of Securities related Laws against R.N Spinning Mills Ltd	Click to View
1110	January 27, 2013	Penalty Order for Violation of Securities related Laws against Md. Abdul Kadir Faruq.	Click to View
1111	January 27, 2013	Penalty Order for Violation of Securities related Laws against Kim jong suk.	Click to View
1112	January 27, 2013	Penalty Order for Violation of Securities related Laws against Mrs Shirin Faruq.	Click to View
1113	January 27, 2013	Penalty Order: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited	Click to View
1114	January 27, 2013	Penalty Order: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited	Click to View
1115	January 27, 2013	Penalty Order: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited	Click to View
1116	January 27, 2013	Penalty Order: Non-compliance of Section 17 (e) (ii) and 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of FU-WANG Foods Limited	Click to View
1117	January 27, 2013	Penalty Order: Non-compliance of আচরণবিধি ৮ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ in connection with trading in shares of Libra Infusion Limited.	Click to View
1118	January 27, 2013	Warning: Non-compliance of Section 17 (e) (ii) and 17 (e) (iv) of Securities and Exchange Ordinance, 1969 in connection with trading in shares of Libra Infusion Limited.	Click to View
1119	January 27, 2013	Penalty Order : Non-compliance of section 4(1) of Dhaka Stock Exchange (Short-Sale) Regulations,2006 and আচরনবিধি ৬ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ in connection with unusual trading in shares of listed securities by PHP Stocks & Securities Limited.	Click to View
1120	January 27, 2013	Penalty Order: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of R.N Spinning Mills Limited	Click to View
1121	January 27, 2013	Penalty Order: Non-compliance of Section 18 of Securities and Exchange Ordinance, 1969.	Click to View
1122	January 27, 2013	Penalty Order: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Legacy Footwear Limited	Click to View
1123	January 27, 2013	Penalty Order: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Legacy Footwear Limited	Click to View
1124	January 28, 2013	Alleged non-compliance with the securities related laws in connection with the submission of un-audited 4th quarter financial statements:Warning	Click to View
1125	January 27, 2013	Penalty Order for Violation of Securities related Laws against Mita Textiles Mills Ltd.	Click to View
1126	January 27, 2013	Penalty Order for Violation of Securities related Laws against Khaza Mosaic Tiles & Stone Ind.Ltd	Click to View
1127	January 28, 2013	Penalty Order for Violation of Securities related Laws against Pharmaco International Ltd.	Click to View
1128	January 30, 2013	Penalty Order for Violation of Securities related Laws against Sajib Knitware & Garments Ltd.	Click to View
1129	January 31, 2013	Penalty Order for Violation of Securities related Laws against Bangla Process Ind.Ltd.	Click to View
1130	January 31, 2013	Penalty Order for Violation of Securities related Laws against Rose Heaven Bell Pen Ltd.	Click to View
1131	January 31, 2013	Penalty Order for Violation of Securities related Laws against M.Hossain Garments Ltd.	Click to View
1132	January 31, 2013	Penalty Order for Violation of Securities related Laws against Perfume Chemical Industries Ltd.	Click to View
1133	January 31, 2013	Penalty Order for Violation of Securities related Laws against Fahad Industries Ltd.	Click to View
1134	January 31, 2013	Penalty Order for Violation of Securities related Laws against Amam Se Food Ind.Ltd.	Click to View

December, 2012

Sl.No	Date	Subject	Commission’s Decision
1135	December 24, 2012	Review: Violation of বিধি ৩(১) and বিধি ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫	Click to View
1136	December 24, 2012	Review: Violation of বিধি ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with trading in shares of Fine Foods Limited.	Click to View
1137	December 24, 2012	Review: Violation of বিধি ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ and section 17 (e) of the Securities and Exchange Ordinance, 1969 (XVII of 1969) in connection with trading in shares of Fine Foods Limited.	Click to View
1138	December 24, 2012	Review: Violation of বিধি ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with trading in shares of Fine Foods Limited.	Click to View
1139	December 24, 2012	Review: Violation of বিধি ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with trading in shares of Fine Foods Limited.	Click to View
1140	December 24, 2012	Review: Violation of বিধি ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫	Click to View
1141	December 26, 2012	Penalty Order for Violation of Securities related laws against Mohammad Quddus & Co.	Click to View

November, 2012

Sl.No	Date	Subject	Commission’s Decision
1142	November 15, 2012	WARNING: Non-compliance of আচরনবিধি ১, ২(১), ২(২) ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1143	November 15, 2012	WARNING: Non-compliance of আচরনবিধি ১, ২(১), ২(২) ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1144	November 15, 2012	WARNING: Non-compliance of আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1145	November 15, 2012	WARNING: Non-compliance of আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View

October, 2012

Sl.No	Date	Subject	Commission’s Decision
1146	October 10, 2012	Penalty Order for Violation of Securities related laws against Metalex Corporation Limited.	Click to View
1147	October 16, 2012	Disposal: Non compliance of Notification No. SEC/SRMID/2000-953/313/Admin-06 dated March 25, 2001 in connection with non completion of sale as per declaration.	Click to View
1148	October 16, 2012	Payment of Penalty on the installment basis.	Click to View

July, 2012

Sl.No	Date	Subject	Commission’s Decision
1149	July 9, 2012	Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on December 31, 2011: Warning.	Click to View
1150	July 9, 2012	Disposal of review petition against SEC Orders No. SEC/Enforcement/689/2008/ 467-470 all dated 29^th June, 2009, No.SEC/Enforcement/689/2008/156-159 all dated 26^th January, 2010, No.SEC/Enforcement/689/ 2008/478-481 all dated 31^st May, 2010, No. SEC/ Enforcement/160/2003/566-569 all dated 19^th July, 2009 and No. SEC/Enforcement/160/ 2003/69-72 all dated 5^th January, 2010.	Click to View
1151	July 31, 2012	Penalty Order for Violation of Securities related laws against Eastern Cables Limited.	Click to View
1152	July 31, 2012	Penalty Order for Violation of Securities related laws against Maq Enterprise Limited.	Click to View

June, 2012

Sl.No	Date	Subject	Commission’s Decision
1153	June 10, 2012	Penalty Order for Violation of Securities related laws against Metalex Corporation Limited.	Click to View
1154	June 10, 2012	Penalty Order for Violation of Securities related laws against Mita Textiles Limited.	Click to View
1155	June 10, 2012	Penalty Order for Violation of Securities related laws against Raspit Data Management and Telecommunications Limited.	Click to View
1156	June 10, 2012	Penalty Order for Violation of Securities related laws against Fahad Industries Limited.	Click to View
1157	June 10, 2012	Penalty Order for Violation of Securities related laws against Pharmaco International Limited.	Click to View
1158	June 10, 2012	Penalty Order for Violation of Securities related laws against M Hossain Garments washing and dying Limited.	Click to View
1159	June 10, 2012	Penalty Order for Violation of Securities related laws against Chictex Limited.	Click to View
1160	June 10, 2012	Non-compliance with the securities related laws in connection with the audited financial statements for the year ended on June 30, 2011: Warning	Click to View
1161	June 10, 2012	Penalty Order for Violation of Securities related laws against Sajib Knitwear and Garments Limited.	Click to View
1162	June 10, 2012	Penalty Order for Violation of Securities related laws against Bangladesh Shipping Corporation.	Click to View
1163	June 10, 2012	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on September 30, 2011: Warning	Click to View
1164	June 10, 2012	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on June 30, 2011: Warning	Click to View
1165	June 10, 2012	Reduction of Penalty	Click to View
1166	June 10, 2012	Payment of Penalty amount on installment basis	Click to View
1167	June 12, 2012	Reduction of Penalty	Click to View
1168	June 12, 2012	Non compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with declaration of sale of shares of Social Islami Bank Limited	Click to View
1169	June 14, 2012	Penalty Order for Violation of Securities related laws against Apollo Ispat Complex Limited	Click to View
1170	June 14, 2012	Penalty Order for Violation of Securities related laws against ICB Capital Management Limited	Click to View
1171	June 14, 2012	Penalty Order for Violation of Securities related laws against Zoha Zaman Kabir Rashid and Co.	Click to View
1172	June 14, 2012	Penalty Order for Violation of Securities related laws against Masih Muhith Haque and Co.	Click to View
1173	June 17, 2012	Warning: Non compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection of shares sale by the placement holder of Grameen Phone Limited	Click to View
1174	June 17, 2012	Warning: Non-compliance of 5(1) of Margin Rules, 1999	Click to View
1175	June 27, 2012	Penalty Order for Violation of Securities related laws against NBL Securities Limited	Click to View
1176	June 28, 2012	Penalty Order for Violation of Securities related laws against Bangla Process Industries Limited	Click to View

May, 2012

Sl.No	Date	Subject	Commission’s Decision
1177	May 9, 2012	Disposal f review petition against SEC Orders No. SEC/Enforcement/447/ 2006/664-670 all dated September 29, 2011.	Click to View
1178	May 17, 2012	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on June 30, 2011: Warning.	Click to View
1179	May 17, 2012	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on June 30, 2011: Warning.	Click to View
1180	May 21, 2012	Rejection of Review Petition: Violations of বিধি ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা ১৯৯৫ in connection with trading in shares of BIFCL.	Click to View
1181	May 22, 2012	WARNING: Non-compliance of ৭ of দ্বিতীয় তফসিল and বিধি ১১ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1182	May 28, 2012	Penalty Order for Violation of Securities related laws against Aman Sea Food Industries Limited.	Click to View
1183	May 28, 2012	Penalty Order for Violation of Securities related laws against Rose Haven Ball Pen Limited.	Click to View
1184	May 28, 2012	Waiver of penalty imposed upon the individual director in connection with the non-submission of the half yearly financial statements for the period ended of December 31,2010 against penal Orders No. SEC/Enforcement/ 749/2009/758-762 all dated December 05, 2011.	Click to View

April, 2012

Sl.No	Date	Subject	Commission’s Decision
1185	April 3, 2012	Warning: Non-compliance of আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1186	April 3, 2012	Warning: Non-compliance of আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1187	April 3, 2012	Warning: Non-compliance of আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1188	April 10, 2012	Rejection of review petition: Non-compliance of Commission's Directive No. SEC/CMRRCD/2001-43/43 dated June 15, 2010 in connection with unusual trading in shares of Eastern Housing Limited.	Click to View
1189	April 10, 2012	Rejection of review petition: Non-compliance of Commission's Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010, Directive No. SEC/CMRRCD/2009-193/63 dated September 06, 2010 and Regulation 4(1) of Chittagong Stock Exchange (Short-Sale) Regulations, 2005 in connection with unusual trading in shares of Eastern Housing Limited.	Click to View
1190	April 10, 2012	Rejection of second review petition no. NIL. dated December 15, 2011	Click to View
1191	April 10, 2012	Rejection of second review petition no. NIL. dated January 03, 2012	Click to View
1192	April 10, 2012	WARNING: Non-compliance of Rule 18(9) of Securities and Exchange Commission (Public Issue) Rules, 2006 in respect of IPO proposal of Modern Poly Industries Limited.	Click to View
1193	April 10, 2012	Reduction of penalty: Non-compliance of Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with trading in shares of Ocean Container Limited.	Click to View
1194	April 10, 2012	Reduction of penalty: Non-compliance of condition no. 7 under Part-B of SEC's letter No. SEC/CI/IPO-113/09-414 dated March 28, 2010.	Click to View
1195	April 12, 2012	Penal Order: Non-compliance of regulation 4(1) of the Chittagong Stock Exchange (Short-Sale) Regulations, 2005.	Click to View
1196	April 12, 2012	Penal Order: Non-compliance of regulation 4(1) of the Chittagong Stock Exchange (Short-Sale) Regulations, 2005	Click to View
1197	April 12, 2012	Rejection of Review Petition: Non -compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ, আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল and বিধি-১১ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1198	April 12, 2012	Penal Order: Violation of বিধি-১১ and দ্বিতীয় তফসিলে বর্ণিত স্টক ডিলার, স্টক ব্রোকার ও অনুমোদিত প্রতিনিধিদের আচরণ বিধি ১ and ৬ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1199	April 12, 2012	PENAL ORDER: Non-compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with non compliance of sale as per declaration.	Click to View
1200	April 15, 2012	Penal Order: Violation of বিধি-৩(১) and বিধি-৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with trading in shares of Fine Foods Limited.	Click to View
1201	April 15, 2012	Penal Order: Violation of বিধি-৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with trading in shares of Fine Foods Limited.	Click to View
1202	April 15, 2012	Penal Order: Violation of বিধি-৩(১) and বিধি-৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫	Click to View
1203	April 15, 2012	Penal Order: Violation of বিধি-৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫	Click to View
1204	April 15, 2012	Penal Order: Violation of বিধি-৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with trading in shares of Fine Foods Limited.	Click to View
1205	April 15, 2012	Penal Order: Violation of বিধি-৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫	Click to View
1206	April 15, 2012	WARNING: violation of section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited.	Click to View
1207	April 15, 2012	WARNING: violation of section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited.	Click to View
1208	April 15, 2012	WARNING: violation of section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited.	Click to View
1209	April 15, 2012	WARNING: violation of section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited.	Click to View
1210	April 15, 2012	WARNING: violation of section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited.	Click to View
1211	April 15, 2012	WARNING: violation of section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited.	Click to View
1212	April 15, 2012	WARNING: Non-compliance of the SEC's Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Fine Foods Limited.	Click to View
1213	April 15, 2012	WARNING: Non-compliance of the SEC's Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Fine Foods Limited.	Click to View
1214	April 15, 2012	WARNING: Non-compliance of the SEC's Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Fine Foods Limited.	Click to View
1215	April 15, 2012	WARNING: Non-compliance of the SEC's Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Fine Foods Limited.	Click to View
1216	April 15, 2012	WARNING: Non-compliance of the SEC's Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Fine Foods Limited.	Click to View
1217	April 15, 2012	Disposal: Violation of বিধিধ ৪(১) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ and section 17 (e) (v) of the Securities and Exchange Ordinance, 1969 (XVII) of 1969) in connection with trading in shares of Fine Foods Limited.	Click to View
1218	April 22, 2012	Penalty Order for Violation of Securities related laws against Rose Haven Ball Pen Limited.	Click to View
1219	April 22, 2012	Penalty Order for Violation of Securities related laws against Mona Food Industries Limited.	Click to View
1220	April 22, 2012	Penalty Order for Violation of Securities related laws against Aman Sea Food Industries Limited.	Click to View
1221	April 22, 2012	Penalty Order for Violation of Securities related laws against Raspit Inc. (BD) Limited.	Click to View
1222	April 22, 2012	Penalty Order for Violation of Securities related laws against Fahad Industries Limited.	Click to View
1223	April 22, 2012	Penalty Order for Violation of Securities related laws against Khaza Mosaic Tiles and Stone Industries Ltd.	Click to View
1224	April 24, 2012	Penalty Order for Violation of Securities related laws against Dhaka fisheries Limited.	Click to View
1225	April 25, 2012	PENAL ORDER: Non-compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with declaration of sale of shares of Social Islami Bank Limited.	Click to View
1226	April 25, 2012	PENAL ORDER: Non-compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with declaration of sale of shares of Social Islami Bank Limited.	Click to View
1227	April 25, 2012	PENAL ORDER: Non-compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with declaration of sale of shares of Social Islami Bank Limited.	Click to View
1228	April 25, 2012	PENAL ORDER: Non-compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with declaration of sale of shares of Social Islami Bank Limited.	Click to View
1229	April 25, 2012	Penal Order: Non-compliance of clause 1 of SEC's Notification No. SEC/CMRRCD/2008-183/Admin/03/34 dated September 27, 2009 in connection with conducting board meeting during the trading hours.	Click to View
1230	April 25, 2012	Penal Order: Non-compliance of clause 1 of SEC's Notification No. SEC/CMRRCD/2008-183/Admin/03/34 dated September 27, 2009.	Click to View

March, 2012

Sl.No	Date	Subject	Commission’s Decision
1231	March 4, 2012	Penalty Order for Violation of Securities related laws against Maq Enterprise Limited.	Click to View
1232	March 12, 2012	Warning: Non-compliance of Rule 3(1) and 3(2) of the Margin Rules, in connection with trading in shares of National Tea Company Ltd.	Click to View
1233	March 12, 2012	WARNING: Violation of বিধি ৪(২) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা ১৯৯৫ and Notification No. SEC/CMRRCD/2009- 193/49 Admin/03-48 dated February 26, 2012 submitted to the Commission.	Click to View
1234	March 12, 2012	WARNING: Non-compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ and আচরনবিধি ১, ২ ও ৭ ড়ভ দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1235	March 12, 2012	WARNING: Non compliance of Notification No. SEC/CMRRCD/2009- 193/49 Admin/03-48 dated July 14, 2010 in connection with declaration of share sale by the placement holder of Grameen Phone Limited (GP).	Click to View
1236	March 15, 2012	Penalty Order for Violation of Securities related laws against Maq Enterprise Limited.	Click to View
1237	March 19, 2012	Reduction of penalty: Non-compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ and আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1238	March 19, 2012	Reduction of penalty: Non-compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ and আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1239	March 19, 2012	Reduction of penalty: Non-compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ and আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1240	March 19, 2012	Reduction of penalty: Non-compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ and আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1241	March 19, 2012	WARNING: Non-compliance of Commission’s Order No. এসইসি/এসআরএমআইডি/২০০০-১৮৫/২২৪৮/প্র-০২/১ তারিখ ১৯ ডিসেম্বর, ২০০০ইং Gazetted on February 25, 2001 in connection with price sensitive information.	Click to View
1242	March 29, 2012	WARNING: Non compliance of Notification No. SEC/CMRRCD/2009- 193/49 Admin/03-48 dated July 14, 2010 in connection with non compliance of sale as per declaration.	Click to View

February, 2012

Sl.No	Date	Subject	Commission’s Decision
1243	February 12, 2012	Non-compliance of securities laws.-Warning.	Click to View
1244	February 15, 2012	Waiver of penalty against penal Orders No. SEC/Enforcement/ 303/2005/ 584 dated September 18, 2011	Click to View
1245	February 15, 2012	Non-compliance of securities laws: In connection with the delayed submission of third quarter (Q3) financial statements for the quarter ended on September 30, 2011. Warning.	Click to View
1246	February 15, 2012	Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on September 30, 2011. Warning.	Click to View
1247	February 15, 2012	Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on September 30, 2011. Warning.	Click to View
1248	February 23, 2012	Non-compliance of securities laws: In connection with the delayed submission of third quarter (Q3) financial statements for the quarter ended on September 30, 2011. Warning.	Click to View
1249	February 29, 2012	Non-compliance of securities laws: In connection with the delayed submission of first quarter (Q1) financial statements for the quarter ended on September 30, 2011. Warning.	Click to View

January, 2012

Sl.No	Date	Subject	Commission’s Decision
1250	January 8, 2012	Penalty Order for Violation of Securities related laws against Rangamati Food Products Limited.	Click to View
1251	January 10, 2012	WARNING: Non compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14,2010 in connection with declaration of shares sale.	Click to View
1252	January 10, 2012	WARNING: Non compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with non submission of buy confirmation report within stipulated time.	Click to View
1253	January 10, 2012	WARNING: Non compliance of Notification No. SEC/CMRRCD/2000-313/Admin/06 dated March 25,2001 in connection with non submission of sale confirmation report.	Click to View
1254	January 10, 2012	Disposal: Non compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14,2010 in connection with non Completion of sale as per declaration.	Click to View
1255	January 10, 2012	WARNING: Non compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14,2010 in connection with non submission of sale confirmation report.	Click to View
1256	January 24, 2012	Disposal of review petition against Penal Orders in connection with the audited financial statements of Chittatong Vegetable Oil Industries Limited for the year ended on June 30, 2010.	Click to View
1257	January 30, 2012	Non-compliance of securities laws: -Warning.	Click to View

December, 2011

Sl.No	Date	Subject	Commission’s Decision
1258	December 1, 2011	Disposal: Non-compliance of regulation 4 of the Dhaka Stock Exchange (Short Sale) Regulations, 2006.	Click to View
1259	December 1, 2011	WARNING: Non-compliance of আচরনবিধি ২(১), ২(২) ও ৭ of দ্বিতয়ি তফসিল of সিকিউিরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1260	December 1, 2011	WARNING: Non-compliance of আচরনবিধি ২(১), ২(২) ও ৭ of দ্বিতয়ি তফসিল of সিকিউিরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1261	December 1, 2011	WARNING: Non-compliance of আচরনবিধি ২(১), ২(২) ও ৭ of দ্বিতয়ি তফসিল of সিকিউিরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1262	December 1, 2011	WARNING: Non-compliance of আচরনবিধি ২(১), ২(২) ও ৭ of দ্বিতয়ি তফসিল of সিকিউিরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০.	Click to View
1263	December 1, 2011	Reduction of Penalty.	Click to View
1264	December 1, 2011	Rejection of review petition.	Click to View
1265	December 1, 2011	Rejection of review petition.	Click to View
1266	December 1, 2011	Disposal: Violation of বিধি ৩(১), সিকিউিরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধর্কণ) বিধিমালা, ১৯৯৫ in connection with shares of Chittagong Vegetable Oil Industries Limited	Click to View
1267	December 5, 2011	Penalty Order for Violation of Securities related laws against Dhaka Fishers Limited.	Click to View
1268	December 5, 2011	Penalty Order for Violation of Securities related laws against GMG Industrial Corporation Limited.	Click to View
1269	December 5, 2011	Penalty Order for Violation of Securities related laws against Pharmaco International Limited.	Click to View
1270	December 5, 2011	Penalty Order for Violation of Securities related laws against Raspit Data Management and Telecommunications Limited.	Click to View
1271	December 5, 2011	Penalty Order for Violation of Securities related laws against M. Hossain Garments Washing and Dyeing Limited.	Click to View
1272	December 8, 2011	Rejection of review petition against Commission’s order No. SEC/Enforcement/840/2010/305 date June 14, 2011.	Click to View
1273	December 8, 2011	WARNING: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Sonargaon Textiles Limited.	Click to View
1274	December 8, 2011	WARNING: Non-compliance of SEC’s Directive No. SEC/CMRRCD/2001-43/47 dated July 08.2010, in connection with unusual trading in shares of Sonargaon Textiles Limited.	Click to View
1275	December 8, 2011	WARNING: Non-compliance of SEC’s Directive No. SEC/CMRRCD/2001-43/48 dated July 08.2010, in connection with unusual trading in shares of Sonargaon Textiles Limited.	Click to View
1276	December 8, 2011	WARNING: Non-compliance of SEC’s Directive No. SEC/CMRRCD/2001-43/48 dated July 08.2010, in connection with unusual trading in shares of Sonargaon Textiles Limited.	Click to View
1277	December 8, 2011	WARNING: Non-compliance of ডপজিটরি (ব্যবহারিক) প্রবিধানমালা, ২০০৩ এর তফসিল-৫ এ বর্ণিত ডিপজিটরির অংশগ্রহণকারীর ক্ষেত্রে আচরনবিধি-১, ২(১) এবং SEC’s Directive No. SEC/CMRRCD/2001-43/47 dated July 08.2010, in connection with unusual trading in shares of Sonargaon Textiles Limited.	Click to View
1278	December 8, 2011	Reduction of Penalty.	Click to View
1279	December 8, 2011	Reduction of Penalty.	Click to View
1280	December 8, 2011	Rejection of review petition against Commission’s penal order No. SEC/Enforcement/908/2011/569/ dated September 06, 2011.	Click to View
1281	December 8, 2011	Rejection of review petition against Commission’s penal order No. SEC/Enforcement/908/2011/571/ dated September 06, 2011.	Click to View
1282	December 8, 2011	WARNING: Non-compliance of the Rules 8(1) of Securities and Exchange Rules, 1987, সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ এর দ্বিতীয় তফসিলে বর্ণিত স্টক ডিলার ও স্টক ব্রোকার ও অনুমোদিত প্রতিনিধিদের আচরন বিধি, ষ্টক ডিলার/ষ্টক ব্রোকার/অনুমোদিত প্রতিনিধি এর নিবন্ধন সনদের শর্তাবলী নং-৭ in connection with unusual trading in shares of Sonargaon Textiles Limited.	Click to View
1283	December 8, 2011	Reduction of Penalty.	Click to View
1284	December 8, 2011	Reduction of Penalty.	Click to View
1285	December 8, 2011	Reduction of Penalty.	Click to View
1286	December 19, 2011	Disposal of review petition against SEC Order No. SEC/Enforcement/300/2005/821-823 all dated November 02, 2009	Click to View
1287	December 19, 2011	Waiver of penalty imposed upon the individual director in connection with the non submission of the half yearly financial statements for the period ended on December 31, 2010, against penal Order No. SEC/Enforcement/751/2009/545-553 all dated September 06, 2011: Warning.	Click to View
1288	December 19, 2011	Penalty Order for Violation of Securities related laws against Raspit Inc. (BD) Limited.	Click to View
1289	December 19, 2011	Penalty Order for Violation of Securities related laws against Rose Heaven Ball Pen Limited.	Click to View
1290	December 19, 2011	Penalty Order for Violation of Securities related laws against Metalex Corporation Limited.	Click to View
1291	December 19, 2011	Penalty Order for Violation of Securities related laws against Raspit Inc. (BD) Limited.	Click to View
1292	December 20, 2011	Penalty Order for Violation of Securities related laws against Chictex Limited.	Click to View
1293	December 21, 2011	Disposal of review petition against SEC Order No. SEC/Enforcement/447/2006/664-670 all dated September 29, 2011	Click to View
1294	December 21, 2011	Penalty Order for Violation of Securities related laws against Chictex Limited.	Click to View
1295	December 21, 2011	Penalty Order for Violation of Securities related laws against Raspit Inc. (BD) Limited.	Click to View
1296	December 22, 2011	Non-compliance with the securities related laws in connection with non-submission of audited financial statement for the year ended on June 30, 2010: Warning.	Click to View
1297	December 22, 2011	Non-compliance with the securities related laws in connection with non-submission of audited financial statement for the year ended on June 30, 2010: Warning.	Click to View
1298	December 27, 2011	Penalty Order for Violation of Securities related laws against PHP Stock and Securities Limited.	Click to View
1299	December 28, 2011	Waiver of penalty imposed upon the individual director in connection with the non-submission of the half yearly financial statements for the period ended on December 31, 2010, against penal Orders No. SEC/Enforcement/752/2009/534-341 all dated August 24, 2011: Warning.	Click to View
1300	December 28, 2011	Penalty Order for Violation of Securities related laws against Raspit Data Management and Telecommunications Limited.	Click to View
1301	December 28, 2011	Penal Order: In connection with non-submission of audited financial statements for the year ended on December 31, 2009.	Click to View
1302	December 28, 2011	Penal Order: Non-compliance of Commission’s Directive No. SEC/CMRRCD/2011-43/43 dated June 15, 2010 in connection with unusual trading in shares of Eastern Housing Limited.	Click to View
1303	December 28, 2011	Penal Order: Non-compliance of Commission’s Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010, Directive No. SEC/CMRRCD/ 2009/193/63 dated September 06, 2010 and Regulation 4(1) of Chittagong Stock Exchange (short-Sale) Regulations, 2005 in connection with unusual trading in shares of Eastern Housing Limited.	Click to View
1304	December 28, 2011	Penal Order: Non-compliance of Section 17(e)(iii)(v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Eastern Housing Limited.	Click to View
1305	December 29, 2011	Non-compliance with the securities related laws in connection with non-submission of audited financial statements for the year ended on June 30, 2010: Warning.	Click to View

November, 2011

Sl.No	Date	Subject	Commission’s Decision
1306	November 13, 2011	Penalty Order for Violation of Securities related laws against Island Securities Limited.	Click to View
1307	November 13, 2011	Non-compliance of Securities related laws: Disposal of the alleged matter.	Click to View
1308	November 13, 2011	Non-compliance with securities laws-Warning.	Click to View
1309	November 14, 2011	Disposal of review petition against Penalty Order in connection retention of auditor for a consecutive period exceeding three years.	Click to View

October, 2011

Sl.No	Date	Subject	Commission’s Decision
1310	October 2, 2011	Penalty Order for Violation of Securities related laws against Aloco Securities Limited.	Click to View
1311	October 2, 2011	Penalty Order for Violation of Securities related laws against K H B Securities Limited.	Click to View
1312	October 2, 2011	Non-compliance of securities laws: In connection with the delayed submission of third quarter (Q3) financial statements for the quarter ended on March 31, 2011. Warning.	Click to View
1313	October 2, 2011	Non-compliance of securities laws: In connection with the delayed submission of third quarter (Q3) financial statements for the quarter ended on March 31, 2011. Warning.	Click to View
1314	October 3, 2011	Disposal of review petition against Penalty Order: In connection with auditor’s qualifications and Commission’s observations on the audited financial statements for the year ended on June 30, 2009	Click to View
1315	October 4, 2011	Non-compliance of securities laws: In connection with the delayed submission of third quarter (Q3) financial statements for the quarter ended on March 31, 2011. Warning.	Click to View
1316	October 11, 2011	Penalty Order for Violation of Securities related laws against Dhaka Fisheries Limited.	Click to View
1317	October 12, 2011	Penalty Order for Violation of Securities related laws against Bengal Fine Ceramics Limited.	Click to View

September, 2011

Sl.No	Date	Subject	Commission’s Decision
1318	September 6, 2011	Penalty Order for Violation of Securities related laws against Mehgna Petroleum Limited.	Click to View
1319	September 6, 2011	Penal Order: Non-compliance of the Commission’s Order no. SEC/SRMID/94-231/1638 dated January 30, 2008 and further Order No. SEC/SRMID/94-231/1640 dated January 31, 2008, clause (d) of sub-rule (12) of rule 3 of the Margin Rules, 1999 as per Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009, Directive No. SEC/CMRRECD/2001-43/31 dated March 23, 2010 in connection with unusual trading in shares of Safko Spinning Mills Limited	Click to View
1320	September 6, 2011	Penal Order: Non-compliance of the Commission’s Order no. SEC/SRMID/94-231/1638 dated January 30, 2008 and further Order No. SEC/SRMID/94-231/1640 dated January 31, 2008, clause (d) of sub-rule (12) of rule 3 of the Margin Rules, 1999 as per Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009, in connection with unusual trading in shares of Safko Spinning Mills Limited	Click to View
1321	September 6, 2011	Penal Order: Non-compliance of securities laws in connection with unusual trading in shares of Safko Spinning Mills Limited	Click to View
1322	September 6, 2011	Penal Order: Non-compliance of the Commission’s Order no. SEC/SRMID/94-231/1638 dated January 30, 2008 and further Order No. SEC/SRMID/94-231/1640 dated January 31, 2008, in connection with unusual trading in shares of ICB Islamic Bank Limited	Click to View
1323	September 6, 2011	Penal Order: Non-compliance of the Commission’s Order no. SEC/SRMID/94-231/1638 dated January 30, 2008 and further Order No. SEC/SRMID/94-231/1640 dated January 31, 2008, in connection with unusual trading in shares of ICB Islamic Bank Limited	Click to View
1324	September 6, 2011	Penal Order: Non-compliance of the Commission’s Order no. SEC/SRMID/94-231/1638 dated January 30, 2008 and further Order No. SEC/SRMID/94-231/1640 dated January 31, 2008, in connection with unusual trading in shares of ICB Islamic Bank Limited	Click to View
1325	September 6, 2011	Penal Order: Non-compliance of the Commission’s Order no. SEC/SRMID/94-231/1638 dated January 30, 2008 and further Order No. SEC/SRMID/94-231/1640 dated January 31, 2008, in connection with unusual trading in shares of ICB Islamic Bank Limited	Click to View
1326	September 6, 2011	PENAL ORDER: Violation of Section 17 (a) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Beach Hatchery Limited.	Click to View
1327	September 6, 2011	PENAL ORDER: Violation of Section 17 (a) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Beach Hatchery Limited.	Click to View
1328	September 6, 2011	Non-compliance of securities laws: In connection with the delayed submission of third quarter (Q3) financial statements for the quarter ended on March 31, 2011. Warning.	Click to View
1329	September 13, 2011	Non-compliance with securities related laws in connection with third quarter (Q3) financial statements for the third quarter ended on September, 2010: Warning	Click to View
1330	September 13, 2011	Non-compliance with securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on December 31, 2010: Warning	Click to View
1331	September 15, 2011	PENAL ORDER: Regarding Violation of Securities related laws.	Click to View
1332	September 16, 2011	WARNING: Non-compliance of the Rule 8(1) of Securities and Exchange Rules, 1987 in connection with unusual trading in shares of Beach Hatchery Limited.	Click to View
1333	September 16, 2011	WARNING: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Beach Hatchery Limited.	Click to View
1334	September 16, 2011	WARNING: Non-compliance of the SEC’s Directive No. SEC/ CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Beach Hatchery Limited.	Click to View
1335	September 16, 2011	WARNING: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Beach Hatchery Limited.	Click to View
1336	September 16, 2011	WARNING: Non-compliance of the SEC’s Directive No. SEC/CMRRCD/2001-43/47 dated July 08, 2010 and Commission’s letter No. SEC/SRMID/94-231/472 dated February 13, 205, in connection with unusual trading in shares of Beach Hatchery Limited.	Click to View
1337	September 18, 2011	Non-compliance of securities laws: In connection with the delayed submission of third quarter (Q3) financial statements for the quarter ended on March 31, 2011: Warning	Click to View
1338	September 18, 2011	Penalty Order for Violation of Securities related laws against Mona Food Industry Limited.	Click to View
1339	September 18, 2011	Penalty Order for Violation of Securities related laws against Khaza Mosaic Tiles and Stone Industries Limited.	Click to View
1340	September 18, 2011	Penalty Order for Violation of Securities related laws against Fahad Industries Limited.	Click to View
1341	September 18, 2011	Penalty Order for Violation of Securities related laws against Sajib Knitwear and Garments Limited.	Click to View
1342	September 20, 2011	PENAL ORDER: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Aftab Automobiles Limited.	Click to View
1343	September 20, 2011	Penal Order: Non-compliance of the SEC’s Directive No. SEC/ CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Aftab Automobiles Limited.	Click to View
1344	September 20, 2011	Penal Order: Non-compliance of the SEC’s Directive No. SEC/ CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Aftab Automobiles Limited.	Click to View
1345	September 20, 2011	Penal Order: Non-compliance of the SEC’s Directive No. SEC/ CMRRCD/2001-43/47 dated July 08, 2010, in connection with unusual trading in shares of Aftab Automobiles Limited.	Click to View
1346	September 20, 2011	Non-compliance of securities laws: Warning.	Click to View
1347	September 21, 2011	Penalty Order for Violation of Securities related laws against Aman Sea Food Industries Limited.	Click to View
1348	September 21, 2011	Penalty Order for Violation of Securities related laws against Bangla Process Industries Limited.	Click to View
1349	September 21, 2011	WARNING: Non-compliance of Section 17 (e)(iii) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Aftab Automobiles Limited.	Click to View
1350	September 21, 2011	WARNING: Non-compliance of the Commission’s Directive No. SEC/ CMRRCD/2001-43/48 dated July 08, 2010, in connection with unusual trading in shares of Aftab Automobiles Limited.	Click to View
1351	September 25, 2011	Penalty Order for Violation of Securities related laws against Chittagong Vegetable Oil Industries Limited.	Click to View
1352	September 25, 2011	PENAL ORDER: Non-compliance of Rule 18(9) of Securities and Exchange Commission (Public Issue) Rules, 2006 in respect of IPO proposal of Modern Poly Industries Limited.	Click to View
1353	September 26, 2011	Penalty Order for Violation of Securities related laws against Alhaj Textile Mills Limited.	Click to View
1354	September 29, 2011	Penalty Order for Violation of Securities related laws against Azadi Printers Limited.	Click to View

August, 2011

Sl.No	Date	Subject	Commission’s Decision
1355	August 2, 2011	সিকিউরিটিজ সংক্রান্ত আইন ও উহার বিধি-বিধান পরিপালনের ব্যর্থতার জন্য ডান্ডি ডাইং লিমিটেড এর উপর জরিমানা ধার্যের ‘‘আদেশ”	Click to View
1356	August 10, 2011	WARNING: Non-compliance of the SEC's Directive No. SEC/CMRRCD/2001-43/42 dated June 15, 2010, in connection with unusual trading in shares of Pharma Aids Limited.	Click to View
1357	August 10, 2011	WARNING: Violation of উপ-বিধি (২) ড়ভ বিধি (৪) of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with unusual trading in shares of Pharma Aids Limited.	Click to View
1358	August 11, 2011	Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on December 31, 2010: Warning	Click to View
1359	August 16, 2011	PENAL ORDER: Violation of বিধি ৪(১) ড়ভ সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা, ১৯৯৫ in connection with unusual trading in shares of BIFCL.	Click to View
1360	August 16, 2011	PENAL ORDER: Non-compliance of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009, in connection with unusual trading in shares of Dhaka Fisheries Limited.	Click to View
1361	August 16, 2011	Penal Order: Non-compliance of condition No. 4 of SEC's approval letter No. SEC/CI/RI.43/2010/223 dated July 20, 2010 for issuance of Rights Shares.	Click to View
1362	August 16, 2011	PENAL ORDER: Non-compliance of the SEC's Order No. SEC/CRMID/94-231/1640 dated January 31, 2008, in connection with trading in shares of Z Category Company.	Click to View
1363	August 16, 2011	PENAL ORDER: Non-compliance of শর্ত নং-২ ড়ভ স্টক ব্রোকার নিবন্ধন সনদ and আচরনবিধি ১, ২ ও ৭ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০	Click to View
1364	August 16, 2011	PENAL ORDER: Non-compliance of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009.	Click to View
1365	August 16, 2011	PENAL ORDER: Non-compliance of Margin Rules, 1999 and Securities and Exchange Commission's Letter No. SEC/CRMID/94-231/472 dated February 13, 2005	Click to View
1366	August 16, 2011	PENAL ORDER: Non-compliance of শর্ত নং-২ ড়ভ স্টক ব্রোকার নিবন্ধন সনদ, আচরনবিধি ১, ২ ও ৭ ড়ভ দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০	Click to View
1367	August 16, 2011	PENAL ORDER: Non-compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ, আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল and বিধি ১১ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০	Click to View
1368	August 16, 2011	PENAL ORDER: Non-compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ, আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল and বিধি ১১ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০	Click to View
1369	August 16, 2011	PENAL ORDER: Non-compliance of the Commission's Order No. এসইসি/এসআরএমআইডি/২০০০-৯৮৫/২২৪৮/প্র-০২/১ তারিখ ১৯ ডিসেম্বর, ২০০০ইং Gazetted on Februay 25, 2001.	Click to View
1370	August 16, 2011	Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on March 31, 2011: Warning	Click to View
1371	August 16, 2011	Non-compliance of securities laws: Warning	Click to View
1372	August 16, 2011	Non-compliance of securities laws: Warning	Click to View
1373	August 18, 2011	Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on March 31, 2011: Warning	Click to View
1374	August 21, 2011	PENAL ORDER: Non-compliance of শর্ত নং-২ of স্টক ব্রোকার নিবন্ধন সনদ, আচরনবিধি ১, ২ ও ৭ of দ্বিতীয় তফসিল of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০	Click to View
1375	August 24, 2011	সিকিউরিটিজ সংক্রান্ত আইন ও উহার বিধি-বিধান পরিপালনের ব্যর্থতার জন্য যমুনা অয়েল কোম্পানী লিমিটেড এর চেয়ারম্যান এবং অন্যান্য পরিচালক এর উপর জরিমানা ধার্যের ‘‘আদেশ”	Click to View

July, 2011

Sl.No	Date	Subject	Commission’s Decision
1376	July 3, 2011	Withdrawal of certificate case against token payment as penalty on concerned of Directors of Sajib Knitwear and Garments Ltd.	Click to View
1377	July 19, 2011	সিকিউরিটিজ সংক্রান্ত আইন ও উহার বিধি-বিধান পরিপালনের ব্যর্থতার জন্য আলহাজ টেক্সটাইল মিলস লিমিটেড এর ব্যবস্থাপনা পরিচালক ও অন্যান্য পরিচালকদের জরিমানা ধার্যের ‘‘আদেশ”	Click to View
1378	July 26, 2011	Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years: Warning	Click to View
1379	July 26, 2011	Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years: Warning	Click to View
1380	July 31, 2011	Non-compliance of securities laws.-Warning

June, 2011

Sl.No	Date	Subject	Commission’s Decision
1381	June 14, 2011	Penal Order for Non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Aramit Cement Ltd.	Click to View
1382	June 14, 2011	Penal Order for non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Apex weaving and finishing mills ltd. and delta life insurance company ltd.
1383	June 14, 2011	Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/1641 dated January 31, 2008 and Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Gulf foods ltd.	Click to View
1384	June 14, 2011	Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 in connection with unusual trading in shares of Gulf foods ltd.
1385	June 14, 2011	Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 in connection with unusual trading in shares of Gulf foods ltd.
1386	June 14, 2011	Penal Order for non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Gulf foods ltd.
1387	June 14, 2011	Penal Order for non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Gulf foods ltd.
1388	June 14, 2011	Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 and Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Alpha tobacco manufacturing company ltd.
1389	June 14, 2011	Penal Order for non-compliance of the SEC's Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Alpha tobacco manufacturing company ltd.
1390	June 14, 2011	Penal Order for non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Alpha tobacco manufacturing company ltd.
1391	June 14, 2011	Penal Order for non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Alpha tobacco manufacturing company ltd.	Click to View
1392	June 14, 2011	Penal Order for non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Alpha tobacco manufacturing company ltd.
1393	June 14, 2011	Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 and SEC's Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Dhaka Fisheries Ltd. and Guld foods ltd.
1394	June 14, 2011	Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 in connection with unusual trading in shares of Dhaka Fisheries Ltd.
1395	June 14, 2011	Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 and Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Dhaka Fisheries ltd and Gulf foods ltd.
1396	June 14, 2011	Penal Order for non-compliance of the SEC's Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Dhaka Fisheries Ltd.
1397	June 14, 2011	Penal Order for non-compliance of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Dhaka Fisheries Ltd.
1398	June 14, 2011	Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 in connection with unusual trading in shares of CMC kamal textile mills ltd.
1399	June 14, 2011	Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 and Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of CMC kamal textile mills ltd.
1400	June 14, 2011	Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 in connection with unusual trading in shares of CMC kamal textile mills ltd.	Click to View
1401	June 14, 2011	Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 and Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Chittagong vegetable oil industries ltd. and Alpha tobacco manufacturing company ltd.
1402	June 14, 2011	Penal Order for non-compliance of the SEC's Order No. SEC/SRMID/94-231/ 1641dated January 31, 2008 in connection with unusual trading in shares of Chittagong vegetable oil industries ltd.	Click to View
1403	June 26, 2011	Penal Order for non-compliance of the SEC's Directive No. SEC/CMRRCD/2009-193/63 dated September06, 2010 in connection with trading in shares of United Airways (Bangladesh) ltd.	Click to View
1404	June 27, 2011	Penal Order for violating বিধি ৪ of সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (সুবিধাভোগী ব্যবসা নিষিদ্ধকরণ) বিধিমালা ১৯৯৫.	Click to View
1405	June 27, 2011	Penal Order: Non-compliance of the SEC's Order No. SEC/SRMID/94-231/1640 dated Januraly 31, 2008 in connection with trading in shares of Chittagong vegetable oil industries ltd.	Click to View
1406	June 27, 2011	Penal Order: Non-compliance of the SEC's Order No. SEC/SRMID/94-231/1640 dated Januraly 31, 2008 and sub rule (1) of Rule 3 of Margin Rules, 1999 in connection with unusual trading in shares of Chittagong vegetable oil industries ltd.
1407	June 27, 2011	Penal Order: Non-compliance of Regulation 4(1) of Dhaka Stock Exchange (Short-Sale) Regulations, 2006 and Regulation 13 of Dhaka Stock Exchange Transaction Regulations, in connection with unusual trading in shares of Chittagong vegetable oil industries ltd.
1408	June 27, 2011	Penal Order: Non-compliance of Regulation 4(1) of Dhaka Stock Exchange (Short-Sale) Regulations, 2006 and Regulation 13 of Dhaka Stock Exchange Transaction Regulations, in connection with unusual trading in shares of Chittagong vegetable oil industries ltd.
1409	June 27, 2011	Penal Order: Non-compliance of clause (d) of sub-rule (12) of rule 3 of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 and SEC's Order No. SEC/SRMID/94-232/1640 dated January 31, 2008 in connection with unusual trading in shares of Chittagong vegetable oil industries ltd.	Click to View
1410	June 27, 2011	Penal Order: Non-compliance of clause (d) of sub-rule (12) of rule 3 of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 and SEC's Order No. SEC/SRMID/94-232/1640 dated January 31, 2008 in connection with unusual trading in shares of Chittagong vegetable oil industries ltd.	Click to View
1411	June 27, 2011	Penal Order: Non-compliance of clause (d) of sub-rule (12) of rule 3 of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Chittagong vegetable oil industries ltd.	Click to View
1412	June 27, 2011	Show-cause cum hearing notice: Non-compliance of clause (d) of sub-rule (12) of rule 3 of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 in connection with unusual trading in shares of Chittagong vegetable oil industries ltd.	Click to View
1413	June 27, 2011	Penal Order: Non-compliance of clause (d) of sub-rule (12) of rule 3 of the Margin Rules, 1999 as per Clause 1 of the Commission's Directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009 and in connection with unusual trading in shares of Chittagong vegetable oil industries ltd.	Click to View
1414	June 28, 2011	Penal Order: In connection with the matter of non submission of the Capital & Shareholding Position for the month of February 2010, March 2010 and April 2010.

April, 2011

Sl.No	Date	Subject	Commission’s Decision
1415	April 4, 2011	Order to Modern Fiber Industry Ltd. Order No-sec/enforcement/866/2011/200	Click to View
1416	April 13, 2011	Warning: Non-compliance with securities related laws to Credit Rating Agency of Bangladesh Limited (CRAB)	Click to View
1417	April 27, 2011	Your letter dated March 21, 2011 against Commission’s penalty Order to Bali Securities Limited.	Click to View
1418	April 28, 2011	Order to Cordial Securities Ltd. Order No SEC/Enforcement/905/2011/265	Click to View
1419	April 28, 2011	Order to Arafat Securities Ltd. Order No: SEC/Enforcement/829/2010/269	Click to View
1420	April 28, 2011	Order to Arafat Securities Ltd. Order No: SEC/Enforcement/829/2010/267	Click to View

March, 2011

Sl.No	Date	Subject	Commission’s Decision
1421	March 3, 2011	Warning: Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years to Hakkani Pulp & Paper Mills Ltd.	Click to View
1422	March 23, 2011	Warning: Non-compliance with the securities related laws in connection with audited financial statements for the year ended on June 30, 2009 to Sonali Aansh Industries ltd.	Click to View
1423	March 31, 2011	Your letter dated Feb 24, 2011 against Commission's penalty Order No. SEC/Enforcement/660/2008/87 dated Feb 10, 2011 to Western Securities Investment Management Ltd
1424	March 31, 2011	Disposal of review against Penalty Order: in connection with Repeat Public Offerings (RPO) of Golden Son Ltd. to ICB Capital Management Ltd	Click to View

February, 2011

Sl.No	Date	Subject	Commission’s Decision
1425	February 7, 2011	Order to Bangladesh Electricity Meter Company Ltd. Order no-SEC/ENFORCEMENT/52/2001/66-68.	Click to View
1426	February 8, 2011	Disposal of review against Penalty Order: in connection with Repeat Public offerings (RPO) of Golden Son Ltd to ICB Capital Management Ltd.	Click to View
1427	February 9, 2011	Order to Bionic See Food Export Ltd. Order No: SEC/ENFORCEMENT/641/2007/80 TO SEC/ENFORCEMENT/641/2007/83	Click to View
1428	February 10, 2011	Order to MAH Securities Ltd. Order No: SEC/ENFORCEMENT/804/2010/89	Click to View
1429	February 10, 2011	Order to SAAD Securities Ltd. Order No: SEC/ENFORCEMENT/787/2009/91	Click to View
1430	February 10, 2011	Order to Western Securities Investment Management Ltd. Order No: SEC/ENFORCEMENT/660/2008/87	Click to View
1431	February 24, 2011	Warning. Non-compliance with securities laws in connection with retention of auditor for a consecutive period exceeding three years to Anlima Yarn Dyeing Ltd	Click to View
1432	February 27, 2011	Order to Modern Industry Ltd. Order No: SEC/ENFORCEMENT/790/2009/112 TO SEC/ENFORCEMENT/790/2009/114	Click to View
1433	February 28, 2011	Warning. Non-compliance with securities related laws in connection with audited financial statements for the year ended on Sep 30, 2009 to Quasem Silk Mills Ltd.	Click to View
1434	February 28, 2011	Warning. Non-compliance with securities related laws in connection with audited financial statements for the year ended on Sep 30, 2009 to Quasem Textile Mills Ltd.	Click to View
1435	February 28, 2011	Order to ASENZ Securities Ltd. Order No: SEC/ENFORCEMENT/860/2011/128	Click to View
1436	February 28, 2011	Order to M Securities Ltd. Order No: SEC/ENFORCEMENT/588/2007/122	Click to View
1437	February 28, 2011	Order to BALI Securities Ltd. Order No: SEC/ENFORCEMENT/861/2011/126	Click to View

January, 2011

Sl.No	Date	Subject	Commission’s Decision
1438	January 2, 2011	Waiver of penalty imposed penal Orders No. SEC/Enforcement/194/2003/549 to 555 all dated 28 June 2010 to Tulip dairy & Food Products Ltd	Click to View
1439	January 12, 2011	Disposal of review petition against SEC Orders No. SEC/Enforcement/432/2006/653-659 all dated August 23, 2010 to Sajib knitwear and Garments Ltd	Click to View
1440	January 12, 2011	Order to Salah Carpet Mills Ltd. Order No-SEC/Enforcement/722/2008/18-21	Click to View
1441	January 16, 2011	Disposal of review petition against SEC Orders No. SEC/Enforcement/721/2008/707 dated October 04, 2010 to National Credit and Commerce Bank Ltd.	Click to View
1442	January 16, 2011	Warning: Non-compliance of securities laws for MAH Securities ltd	Click to View
1443	January 17, 2011	Warning: Non-compliance with securities related laws in connection with Issue of Capital by C.P. Bangladesh Co. Ltd	Click to View
1444	January 23, 2011	Warning: Non-compliance with securities related laws in connection with audited financial statement for the year ended on Dec 31, 2008 & 2009 to Phoenix Insurance Com Ltd. (Issuer)	Click to View
1445	January 26, 2011	Warning: Non-compliance of securities laws to Anam Capital ltd	Click to View
1446	January 30, 2011	Disposal of review petition against SEC Orders No. SEC/Enforcement/160/2003/ 69-72 all dated January 5, 2010 to Sreepur Textile Mills Limited	Click to View
1447	January 31, 2011	Warning: Non-compliance with securities related laws in connection with audited financial statement for the year ended on Dec 31, 2008 & 2009 to Peoples Leasing and financial Services Ltd. (Issuer)

December, 2010

Sl.No	Date	Subject	Commission’s Decision
1448	December 5, 2010	Warning: alleged non compliance with securities related laws in connection with the audited financial statements for the year ended on June 30, 2009 to Sonali Paper & Board Mills Ltd	Click to View
1449	December 7, 2010	Order to Saad Securities Ltd. Order no sec/enforcement/787/2009/819	Click to View
1450	December 8, 2010	Warning: non compliance of securities laws in connection with the delayed submission of half yearly financial statements for the half year ended on June 30, 2010 to Wata Chemicals Ltd	Click to View
1451	December 15, 2010	Warning: non compliance of securities laws to BRAC EPL Stock Brokerage Ltd.	Click to View
1452	December 19, 2010	Warning: non compliance of securities laws to Alliance Securities & Management Ltd.	Click to View
1453	December 19, 2010	Warning: non compliance of securities laws to Alliance Securities & Management Ltd.	Click to View
1454	December 19, 2010	Review of imposed penalty against SEC penalty Orders No. SEC/Enforcement/197/2003/584-589 all dated July 15, 2010 to Maq Enterprise Ltd.	Click to View
1455	December 21, 2010	Warning: non compliance of securities laws to Apex Investments Ltd.	Click to View
1456	December 21, 2010	Warning: Show cause cum hearing notice: non compliance of securities related laws in connection with issue of Capital by Sea Tex Ltd	Click to View
1457	December 23, 2010	Disposal of review petition against Penal Orders in connection with auditor's qualifications on the audited financial statements of Alpha Tobacco Mfg. Ltd for the year ended on Sep-30, 2006 & sep 30, 2008	Click to View
1458	December 23, 2010	Warning: non compliance of securities laws to Sharp Securities Ltd.	Click to View
1459	December 23, 2010	Disposal of review petition against SEC Orders No. SEC/Enforcement/194/2003/ 256-262 all dated February 23, 2010 to Tulip Dairy & Food Products Ltd.	Click to View

November, 2010

Sl.No	Date	Subject	Commission’s Decision
1460	November 7, 2010	Disposal of review appeal against Penalty Order: In connection with repeat Public Offerings (RPO) of Golden Son Ltd to ICB Capital Management Ltd (issuer)	Click to View
1461	November 7, 2010	Disposal of review petition against Penal Orders In connection with the audited financial Statement for the year ended on June 30, 2003 to Fine Foods Ltd.	Click to View
1462	November 7, 2010	Disposal of review petition against Penal Orders In connection with repeat Public Offerings (RPO) of Golden Son Ltd	Click to View
1463	November 9, 2010	Order to Ammam Sec Food Industry Ltd. Order No: SEC/ENFORCEMENT/567/2007/787.	Click to View
1464	November 14, 2010	WARNING: Non-Compliance with securities related laws in connection with the audited financial statements for the year ended on Dec-31, 2009 to Lexco Ltd (issuer)	Click to View
1465	November 21, 2010	Disposal of review petition against Penal Orders In connection with the audited financial Statement for the year ended on June 30, 2006 & 2007 with a token fine to Ashraf Textile Mills Ltd	Click to View
1466	November 23, 2010	WARNING: Alleged Non-Compliance with securities related laws in connection with the audited financial statements of Sonali Paper & Board Mills Ltd for the year ended on June-30, 2009 to M/s. Chowdhury Bhattacharjee & Co.	Click to View

October, 2010

Sl.No	Date	Subject	Commission’s Decision
1467	October 3, 2010	Disposal of review petition against penalty order: In connection with the audited financial statements for the year ended on June 30, 2003 of Fine Foods Ltd	Click to View
1468	October 4, 2010	Order to Golden Son Ltd. Order No: SEC/ENFORCEMENT/805/2010/710	Click to View
1469	October 4, 2010	Order to National Credit & Commerce Bank Ltd. Order No: SEC/ENFORCEMENT/721/2008/707	Click to View
1470	October 7, 2010	Review of imposed penalty against SEC penalty Orders No. SEC/Enforcement/602/2007/25-30 all dated January 03, 2010 for Wata Chemicals Ltd.	Click to View
1471	October 11, 2010	Warning: For violation of rule 13 of the Securities and Exchange Rules, 1987 for Arbee Textiles Ltd	Click to View
1472	October 11, 2010	Disposal of the alleged matter: Non-compliance of securities laws: in connection with Non-dissemination of price sensitive information and non submission of half yearly financial statements for the half ended on June 30, 2009 for German Bangla J.V.Food Ltd	Click to View
1473	October 21, 2010	Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Yaakub Ali Khandaker	Click to View
1474	October 21, 2010	Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Tariqal Islam Bhuiyan	Click to View
1475	October 21, 2010	Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Tayeb Ali Khan	Click to View
1476	October 21, 2010	Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Kair Uddin Ahmed	Click to View
1477	October 21, 2010	Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Kazi Zunnun Boshre	Click to View
1478	October 21, 2010	Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Shafiul Islam Bipul	Click to View
1479	October 21, 2010	Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Syed Siraj Ud Dawla	Click to View
1480	October 21, 2010	Warning: non compliance of securities laws to IIDFC capital Ltd	Click to View
1481	October 21, 2010	Warning: non compliance of securities laws to Pioneer Insurance Co. Ltd	Click to View
1482	October 21, 2010	Warning: non compliance of securities laws in connection with the matter of non-compliance of conditions imposed 2CC of Securities And Exchange Ordinance, 1969 in the Commission's consent letter No. SEC/CI/CPLC (Pvt)-186/2009-262 dated November 25, 2009 to Ever Smart Bangladesh Ltd.	Click to View
1483	October 24, 2010	Disposal of the alleged matter: Non-compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Kabir Uddin Ahmed	Click to View
1484	October 25, 2010	Warning: non compliance with the securities related laws in connection with audited financial statements of Anwar Galvanaizing Ltd for the year ended on June 30,2009 to M/S Rahman Mustafiz Haq & Co	Click to View
1485	October 27, 2010	Order to PFI Securities Ltd. Order No: SEC/ENFORCEMENT/GP/2010/835/773	Click to View

September, 2010

Sl.No	Date	Subject	Commission’s Decision
1486	September 6, 2010	Disposal of review petition against penalty order: In connection with auditor's observations on the audited financial statements of Niloy Cement Industries Ltd for the year ended on June 30, 2007	Click to View
1487	September 6, 2010	Disposal of review petition against penalty order: for non-compliance with securities related laws In connection with execution of trade to Chittagong Stock Exchange Ltd (CSE)	Click to View
1488	September 6, 2010	Disposal of review petition against penalty order: for non-compliance with securities related laws In connection with execution of trade and calculating of index to Dhaka Stock Exchange (DSE)	Click to View
1489	September 6, 2010	IFIC Bank Ltd (DSE Member No. 192): non-compliance of securities related laws: disposal of the alleged matter.	Click to View
1490	September 13, 2010	Disposal of review petition against penalty order: In connection with auditor's observations on the audited financial statements of Sreepur Textile Mills Ltd. for the year ended on December 31, 2007	Click to View
1491	September 14, 2010	Disposal of review petition against penalty order: In connection with auditor's observations on the audited financial statements of Petro Synthetic Products Ltd for the year ended on December 31, 2007	Click to View
1492	September 14, 2010	Order to Anawar Gealvanizing Ltd. Order No: SEC/ENFORCEMENT/726/2008/688	Click to View
1493	September 19, 2010	Disposal of review petition against penalty order: In connection with auditor's observations on the audited financial statements of Niloy Cement Industries Ltd for the year ended on June 30, 2007	Click to View
1494	September 20, 2010	Waiver of penalty imposed videpenal orders No. SEC/Enforcement/779/2009/63-67 dated January 05, 2010 to rahman Chemicals Ltd	Click to View
1495	September 21, 2010	Disposal of review petition against SEC Orders No. SEC/Enforcement/52/2001/911 dated December 10, 2009 to Bangladesh Electricity Meter Com. Ltd	Click to View
1496	September 21, 2010	Order to Salah Carpets mills Ltd. Order No: SEC/ENFORCEMENT/277 /2008/696-699	Click to View

August, 2010

Sl.No	Date	Subject	Commission’s Decision
1497	August 2, 2010	Disposal of review petition against penalty order: In connection with audited financial statements for the year ended on December 31, 2007 & December 31, 2008 for Bangladesh Leaf Tobacco Co. Ltd	Click to View
1498	August 2, 2010	Warning: non-compliance with securities related laws in connection with price sensitive information to Himadri Ltd.	Click to View
1499	August 2, 2010	Disposal of review petition against penalty order In connection with auditor’s observations on the audited financial statements of Sreepur Textile Mills Ltd (Issuer) for the year ended on December 31, 2008	Click to View
1500	August 8, 2010	Order to Metalex Corporation Ltd. Order no: SEC/ENFORCEMENT/139/2002/633-637	Click to View
1501	August 9, 2010	Your letter dated July 14, 2010 against Commission’s penalty Order No. SEC/Enforcement/829/2010/563 dated June 30, 2010 to Arafat Securities Ltd	Click to View
1502	August 12, 2010	Order to Khaja Mojaiek Tiles and Stone Industry Ltd. Order No: SEC/ENFORCEMENT/723/2008/641-644.	Click to View
1503	August 23, 2010	Order to Sajib NetWare and Garments Ltd. Order No: SEC/ENFORCEMENT/432/2006/653-659	Click to View
1504	August 23, 2010	non-compliance of securities laws: in connection with Non-submission of audited financial statements for the year ended on Dec 31, 2008 to German Bangla J.V.Food Ltd.	Click to View
1505	August 25, 2010	Disposal of review petition against penalty order In connection with auditor’s observations on the audited financial statements of Sreepur Textile Mills Ltd (Issuer) for the year ended on December 31, 2008	Click to View
1506	August 29, 2010	Warning : non-compliance of securities laws in connection with delayed furnishing of the audited financial statements for the year ended on June 30, 2009 to Perfume Chemical Industry Ltd.	Click to View

July, 2010

Sl.No	Date	Subject	Commission’s Decision
1507	July 1, 2010	Warning to concern of Non-compliance with securities related laws in connection with issue of right share to Beach Hatchery Ltd.	Click to View
1508	June 4, 2010	Order to Trusty Association Company Ltd. Order No SEC/Enforcement/804/2010/568	Click to View
1509	July 7, 2010	Disposal of review petition against penalty order: in connection with auditor’s observations on the audited financial statements of Petro Systhetic Products Ltd for the year ended on Dec 31, 2008	Click to View
1510	July 8, 2010	Disposal of review petition against penalty order: in connection with auditor’s observations on the audited financial statements of Sreepur Textile Mills Ltd for the year ended on Dec 31, 2008	Click to View
1511	July 8, 2010	Warning to concern of Non-compliance with securities related laws in connection with dissemination of price sensitive information regarding un-audited (fourth quarter) financial statement of GrameenPhone ltd for the year ended on Dec 31, 2009
1512	July 8, 2010	Non-compliance with securities related laws in connection with dissemination of price sensitive information regarding un-audited (fourth quarter) financial statement of GrameenPhone ltd for the year ended on Dec 31, 2009
1513	July 12, 2010	Waiver of penalty imposed penal Orders No.SEC/Enforcement/751/2009/285 to 291 all dated 24 Feb 2010 to Meghna Petroleum Ltd	Click to View
1514	July 12, 2010	Order to Farmaco International Ltd. Order no SEC/Enforcement/86/2002/576-580.	Click to View
1515	July 15, 2010	Disposal of review petition against penalty order: in connection with audited financial statements for the year ended on Dec 31, 2006 to Maq Paper Industries Ltd	Click to View
1516	July 15, 2010	Order to Mac Enterprises Ltd. Order No SEC/ENFORCEMENT /197/2003/584-589	Click to View
1517	July 18, 2010	Warning to concern of Non-compliance of securities laws in connection with the matter of non-submission of the capital & shareholding position for the month of FEB 2010, March 2010 and April 2010 to Pharma Aids Limited	Click to View
1518	July 22, 2010	Order to Dhaka Stock Exchange Ltd. Order No SEC/ENFORCEMENT/826/2010/602	Click to View
1519	July 22, 2010	Order to Chittagong Stock Exchange Ltd. Order No SEC/ENFORCEMENT/826/2010/603	Click to View
1520	July 25, 2010	Order to Fahad Industry Ltd. Order No SEC/ENFORCEMENT/748/2009/593-598	Click to View
1521	July 26, 2010	Disposal of review petition against penalty order: in connection with commission’s observations on the audited financial statements for the year ended on Sept 30, 2008 for alpha Tobacco Mfg Ltd	Click to View
1522	July 26, 2010	Order to Arafath Securities Ltd. Order No SEC/ENFORCEMENT/824/2010/609	Click to View
1523	July 27, 2010	Disposal of review petition against penalty order: in connection with auditor’s qualification on the audited financial statements of Beach Hatchery Ltd for the year ended on Dec 31, 2007	Click to View

June, 2010

Sl.No	Date	Subject	Commission’s Decision
1524	June 1, 2010	Show cause cum notice for hearing: Non-compliance of securities related laws for Trendset Securities Ltd.	Click to View
1525	June 2, 2010	Show cause cum notice for hearing: Non-compliance of securities related laws for haji Ahmad Brothers Securities Ltd.	Click to View
1526	June 2, 2010	Show cause cum notice for hearing: Non-compliance of securities related laws for The Premier Bank Ltd.	Click to View
1527	June 3, 2010	Show cause cum notice for hearing: Non-compliance of securities related laws: Disposal of the alleged matter (Lanka Bangla Securities Ltd.)	Click to View
1528	June 3, 2010	Show cause cum notice for hearing: Non-compliance of securities related laws: Disposal of the alleged matter (The City Bank Ltd)	Click to View
1529	June 6, 2010	Order to Salah Carpet Mills Ltd. Order No. SEC/Enforcement/722/2008/488-491.	Click to View
1530	June 7, 2010	Order to Mr. Yakub ali Khondokar. Order no. SEC/Enforcement/808/2010/.
1531	June 7, 2010	Order to Raspita data Management & telecommunication ltd. Order no. SEC/Enforcement/408/2006/496.	Click to View
1532	June 8, 2010	Warning to Concern of Jamuna Oil Company Ltd due to Non-submission of audited financial statements for the year ended on June 30, 2009 against penal Orders No SEC/Enforcement/752/2009/275-283 all dated February 24, 2010	Click to View
1533	June 9, 2010	Order to Kaya Cosmetics ltd. Order no. SEC/Enforcement/754/2009/500-506.	Click to View
1534	June 14, 2010	Non-compliance of securities related laws. Disposal of alleged matter of Trendset Securities Ltd. CSE Membership No 077 (Broker)	Click to View
1535	June 14, 2010	Warning to Concern of Non-compliance of securities laws, Regarding enquiry on shares trading of Meghna PET Industries Ltd vide Comm ission’s Order No. SEC/Surveillance/2009-0561/182 dated Dec 03, 2009 to Azam Securities Ltd.	Click to View
1536	June 14, 2010	Warning to Concern of Non-compliance of securities laws, Regarding enquiry on shares trading of Al-Amin Chemicals Ltd vide Commission’s Order No. SEC/Surveillance/2009-0561/182 dated Dec 03, 2009 to JKC Securities Ltd.	Click to View
1537	June 14, 2010	Order to Chictex Ltd. Order no. SEC/Enforcement/37/2001/514-517.	Click to View
1538	June 15, 2010	Warning to concern of Non-compliance of securities laws, Regarding enquiry on shares trading of ICBIBANK to Haji Ahmad Brothers Securities Ltd.	Click to View
1539	June 17, 2010	Order to M Hossin Garments washing & Dying Ltd. Order no. SEC/Enforcement/218/2004/527-529.	Click to View
1540	June 17, 2010	Order to Raspita Ink (BD) Ltd. Order no. SEC/Enforcement/218/2004/523-525.	Click to View
1541	June 17, 2010	Disposal of review petition against SEC Penalty Orders In connection with auditor’s qualifications and Commission’s observations on the audited financial statements of Ashraf Textile Mills Ltd. (Issuer) for the year ended on June 30, 2006	Click to View
1542	June 20, 2010	Show cause cum notice for hearing: Non-compliance of securities related laws in connection with audited financial statements of Anwar Galvanizing Ltd (issuer) for the year ended on June 30, 2009 to M/s. Rahman Mustafiz haq & Co	Click to View
1543	June 21, 2010	Order to Lanka Bangla Finance (Merchant Banker). Order no. SEC/Enforcement/758/2009/534	Click to View
1544	June 21, 2010	Disposal of review petition against Penalty Orders In connection with auditor’s qualifications and Commission’s observations on the audited financial statements of Bangladesh Leaf Tobacco Co. Ltd (Issuer) for the year ended on Dec 31, 2007 & Dec 31 2008
1545	June 23, 2010	Warning to Concern of H.R. Textile Mills Ltd Alleged Non-compliance with the securities related laws in connection with the information regarding EPS for the year ended on Sep 30, 2009	Click to View
1546	June 23, 2010	Warning to concern of Non-compliance of securities laws, Regarding enquiry on shares trading of Grameen Phone Ltd to The Premier Bank Ltd.	Click to View
1547	June 24, 2010	Warning to concern of Non-compliance of securities laws, In connection with the delayed submission of half yearly financial statements for the half year on Dec 31, 2009 to Meghna Petroleum Ltd.	Click to View
1548	June 28, 2010	Disposal of review petition against Penalty Orders In connection with Commission’s observations on the audited financial statements of Prime Textile Spinning Mills Ltd (Issuer) for the year ended on June 30, 2007	Click to View
1549	June 29, 2010	Warning to concern of Non-compliance of securities laws, Regarding enquiry on shares trading of Grameen Phone Ltd to The Lanka Bangla Finance Ltd.	Click to View
1550	June 29, 2010	Order to Rose Haven Ball pen Ltd. Order no. SEC/Enforcement/298/2005/542-547	Click to View
1551	June 29, 2010	Order to Tulip Dairy & Food Products Ltd. Order no. SEC/Enforcement/194/2003/549-555	Click to View
1552	June 29, 2010	Order to Padda Printers & color Ltd. Order no. SEC/Enforcement/740/2008/557 to SEC/Enforcement/740/2008/561	Click to View
1553	June 30, 2010	Order to Arafat Securities Ltd. Order no. SEC/Enforcement/829/2010/563
1554	June 30, 2010	Order to MAH Securities Ltd. Order no. SEC/Enforcement/804/2010/568

May, 2010

Sl.No	Date	Subject	Commission’s Decision
1555	May 4, 2010	Warning to Concern of PFI Securities Ltd due to Non-compliance of SEC Directive No. SEC/CMRRCD/2001-43/15 dated February 03, 2010, under the margin ruals, 1999	Click to View
1556	May 5, 2010	Reschedule of hearing to Khaza Mosaic Tiles & stone Industries Ltd. In connection with non-submission of half yearly financial statement for the period ended on Dec 31, 2009	Click to View
1557	May 9, 2010	Warning to Concern of Power Grid Company Of Bangladesh Ltd due to Non-compliance with the securities laws in connection with auditor's qualifications on the audited financial statement for the year ended on June 30, 2009	Click to View
1558	May 10, 2010	Warning to Concern of Bangas Ltd due to Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years	Click to View
1559	May 10, 2010	Warning to Concern of Tallu Spinning Mills Ltd due to Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years	Click to View
1560	May 10, 2010	Warning to Concern of Metro Spinning Ltd due to Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years	Click to View
1561	May 10, 2010	Warning to Concern of Mithun knitting and Dyeing (CEPZ) Ltd due to Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years	Click to View
1562	May 10, 2010	Show cause cum hearing notice: To JKC Securities Ltd. due to Non-compliance with securities related laws regarding enquiry report conducted by SEC vide Commission's Order No. SEC/Surveillance/2009-0561/182 dated Dec 03, 2009	Click to View
1563	May 10, 2010	Show cause cum notice for hearing: To Arafat Securities Ltd. Due to Non-compliance of securities related laws regarding enquiry report conducted by SEC vide Commission's Order No. SEC/Surveillance/2009-0561/182 dated Dec 03, 2009	Click to View
1564	May 10, 2010	Show cause cum notice for hearing: To Azam Securities Ltd. Due to Non-compliance of securities related laws regarding enquiry report conducted by SEC vide Commission's Order No. SEC/Surveillance/2009-0561/182 dated Dec 03, 2009	Click to View
1565	May 13, 2010	Warning to Concern of Eagle Star Textile Mills Ltd due to Non-compliance of securities laws in connection with non-submission of half yearly financial statement for the half year ended on Dec 31, 2009	Click to View
1566	May 17, 2010	Warning to Concern of Alpha Tobacco Ltd due to Non-compliance of SEC Notification No. SEC/CMRRCD/2009-193/Admin/ 03, 31 dated June 01,1999	Click to View
1567	May 17, 2010	Warning to Concern of Grameenphone Ltd due to Non-compliance with securities related laws in connection with the un-audited (forth quarter) financial statements for the year ended on Dec 31, 2009	Click to View
1568	May 20, 2010	Warning to Concern of Perfume Chemical Industry Ltd due to Non-compliance of securities laws in connection with non-submission of capital shareholding position for the month of December 2009 and January 2010	Click to View
1569	May 20, 2010	Order to Rashpita data management & telecommunication Ltd. Order No. SEC/Enforcement/371/2005/448-449	Click to View
1570	May 26, 2010	Show cause cum notice for hearing: Non-compliance of securities related laws to Lanka Bangle Finance Ltd.	Click to View
1571	May 30, 2010	Show-cause cum notice for hearing: to Ever Smart Bangladesh Ltd. In connection with the matter of non-compliance of conditions imposed under 2CC of Securities & Exchange Ordinance, 1969 in the Commission's consent letter No. SEC/CI/CPLC (pvt.)-186/2009-262 dated November 25,2009	Click to View
1572	May 30, 2010	Show cause cum hearing notice: To Beach Hatchery Ltd. In connection with Non-compliance with securities related laws in connection with issue of right share	Click to View
1573	May 31, 2010	Order to Patro Synthetic Products Ltd. Order No. SEC/Enforcement/738/2008/467 to SEC/Enforcement/738/2008/471	Click to View
1574	May 31, 2010	Order to Bionic See Food Export Ltd. Order No. SEC/Enforcement/641/2007/473 to SEC/Enforcement/641/2007/476	Click to View
1575	May 31, 2010	Order to Sreepur Textile Mills Ltd. Order No. SEC/Enforcement/689/2008/478 to SEC/Enforcement/689/2008/481	Click to View

April, 2010

Sl.No	Date	Subject	Commission’s Decision
1576	April 20, 2010	Warning to concerned of Thea Securities Ltd due to non-compliance of regulations 4(1) of the “Dhaka Stock Exchange (Short Sale) Regulations, 2006	Click to View
1577	April 20, 2010	Warning to concerned of Kazi Shoeb Rashid Capital Ltd due to non-compliance of regulations 4(1) of the “Dhaka Stock Exchange (Short Sale) Regulations, 2006	Click to View
1578	April 20, 2010	Warning to concerned of Hedayetullah Securities Ltd due to non-compliance of regulations 4(1) of the “Dhaka Stock Exchange (Short Sale) Regulations, 2006	Click to View
1579	April 20, 2010	Warning to concerned of Securities Broking & Management Services Ltd due to non-compliance of regulations 4(1) of the “Dhaka Stock Exchange (Short Sale) Regulations, 2006	Click to View
1580	April 20, 2010	Warning to concerned of Shyamol Equity Management Ltd due to non-compliance of rule 3(2) of Margin Rules, 1999 and regulations 4(1) of the “Dhaka Stock Exchange (Short Sale) Regulations, 2006	Click to View
1581	April 20, 2010	Warning to concerned of Al-Muntaha Trading Co. Ltd due to non-compliance of rule 3(2) of Margin Rules, 1999 and regulations 4(1) of the “Dhaka Stock Exchange (Short Sale) Regulations, 2006	Click to View
1582	April 20, 2010	Warning to concerned of Sharp Securities Ltd due to non-compliance of regulations 4(1) of the “Dhaka Stock Exchange (Short Sale) Regulations, 2006	Click to View
1583	April 20, 2010	Review of imposed penalty against SEC penalty Orders No.SEC/Enforcement/723/2004/218-221 all dated February 23, 2010 in connection with the non-submission of audited financial statements for the year ended on June 30, 2009 (Khaza Mosaic Tiles & Stone Industries Ltd)	Click to View
1584	April 21, 2010	Ordered to concerned of Bangladesh Zipper industry Ltd.	Click to View
1585	April 22, 2010	Show-cause cum hearing notice: Non-compliance of the SEC Notification No. SEC / CMRRCD / 2009-193 / Admin / 03-31 dated June 01, 2009 (Alpha Tobacco Ltd)	Click to View
1586	April 22, 2010	Show-cause cum hearing notice: Non-compliance of securities related laws (Arafat Securities Ltd)	Click to View
1587	April 22, 2010	Order to Bangladesh Luggage Industry Ltd	Click to View
1588	April 25, 2010	Order to Bangladesh Leaf Tobacco Co. Ltd	Click to View
1589	April 27, 2010	Order to M/s Mowla Mohammad & Co	Click to View
1590	April 29, 2010	Warning to concerned of Progressive Life Insurance Co. Ltd due to non-compliance of securities laws: Non-Compliance of SEC Notification No. SEC / SRMID / 2000-953 / 313 Admin-06 dated 25.03.2001	Click to View

March, 2010

Sl.No	Date	Subject	Commission’s Decision
1591	March 25, 2010	Warning to concerned of Jamuna Oil Company Ltd due to non-compliance of securities related laws in connection with auditor’s qualifications and Commission’s observations on audited financial statements for the year ended on June 30, 2008
1592	March 31, 2010	Order to concerned of Perfume Chemicals Industries Ltd

February, 2010

Sl.No	Date	Subject
1593	February 4, 2010	Show-cause cum hearing notice : Non-compliance of the SEC Notification No.SEC/CMRRCD/2001-26/332 dated July 11,2004. Regarding sale of Sponsors/Directors Shares : Disposal of the alleged matter.(Maksons Spinning Mills)
1594	February 9, 2010	Warning : Non-compliance of securities laws : Regarding inspection.(Rapid Securities Ltd.)
1595	February 9, 2010	Warning : Non-compliance of securities laws : Regarding inspection.(Rapid Securities Ltd.)
1596	February 9, 2010	Warning : Non-compliance of securities laws : Regarding inspection.(Salta Capital Ltd.)
1597	February 10, 2010	Warning : Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years i.e for the year ended March 31,2005 to March 31,2009(Stylcraft Limited)
1598	February 10, 2010	Warning : Non-compliance with the securities related laws in connection with audited financial statements of Dhaka Electric Supply Company Limited (Issuer) for the year ended on June 30,2008 (M/S A.Quasem & Co)
1599	February 10, 2010	Warning : Non-compliance with the securities related laws in connection with audited financial statements for the year ended on June 30,2008 (Dhaka Electric Supply Company Limited)
1600	February 11, 2010	Your letter dated January 25,2010 against Commission’s penalty Order No.SEC/Enforcement /725/2009/109 dated January 17, 2010 (Arafat Securities Limited)
1601	February 11, 2010	Your letter dated January 25,2010 against Commission’s penalty Order No.SEC/Enforcement /725/2009/109 dated January 17, 2010 (Mr.Mojibur Rahman Sheikh- Arafat Securities Limited)
1602	February 11, 2010	Your letter dated January 25,2010 against Commission’s penalty Order No.SEC/Enforcement /725/2009/109 dated January 17, 2010 (Mr.Md.Abdullah- Arafat Securities Limited)
1603	February 15, 2010	Dissposal of review petition aganst Penal Order : In connection with auditor’s qualifications on the audited financial statements for the year ended on September 30,2006 (Alpha Tobacco Mfg.Ltd.-Issuer)
1604	February 15, 2010	Dissposal of review petition aganst Penal Order : In connection with auditor’s qualifications and Commission’s observations on the audited financial statements for the year ended on December 31,2006(Sreepur Textile Mills Ltd-Issuer)
1605	February 15, 2010	Dissposal of review petition aganst Penalty Order : In connection with auditor’s qualifications and Commission’s observations on the audited financial statements of Ashraf Textile Mills ltd.(Issuer) for the year ended on June 30,2006(Mr.Kamal Uddin Ahmed,Mr.Mahmud Ali Mridha,Mr.Abdur Rauf,Mr.Md.Ibrahim,Mrs.Selima Begum,Mr.Aziz Ahmed)
1606	February 15, 2010	Dissposal of review petition aganst Penalty Order : In connection with auditor’s qualifications and Commission’s observations on the audited financial statements of Ashraf Textile Mills ltd.(Issuer) for the year ended on June 30,2006(Mr.Khairuzzaman,Mr.A.B.M.Shahnewaz,Md.Mainul Haque,Mr.A.K.M.Badruddoza)
1607	February 15, 2010	Dissposal of review petition aganst Penalty Order : In connection with auditor’s qualifications and Commission’s observations on the audited financial statements of Ashraf Textile Mills ltd.(Issuer) for the year ended on June 30,2006(Mr.Faikuzzaman,Mr.A.B.M.Shahnewaz,Mr.Mainul Haque)
1608	February 15, 2010	Dissposal of review petition aganst Penalty Order : In connection with auditor’s qualifications and Commission’s observations on the audited financial statements of Ashraf Textile Mills ltd.(Issuer) for the year ended on June 30,2006(Ref No.SEC/Enforcement/708/2008/180)
1609	February 15, 2010	Disposal of review petition against Penal Order : In connection with non-compliances based on the inspection Report(M.Securities ltd)
1610	February 16, 2010	Disposal of review petition against SEC penalty Orders regarding non-holding of Annual General Meeting for the year 2008(Quasem Silk Mills Ltd)
1611	February 16, 2010	Review of imposed penalty against SEC penalty Orders regarding non-submission of audited financial statements for the year ended on June 27,2007 (Maq Enterprise Limited)
1612	February 16, 2010	Disposal of review petition against SEC penalty Orders regarding non-holding of Annual General Meeting for the year 2008 (Quasem Textile Mills Limited)
1613	February 17, 2010	Warning : In connection with the non-compliance of the section 40 of depository regulation 2003 (Meghna Petrolium Limited)
1614	February 17, 2010	Order : Sonali Ansh Industries
1615	February 18, 2010	Mr.Md.Abdullah – Your letter dated February 16, 2010 against Commission’s penalty Order No.SEC/Enforcement/725/2009/109 dated January 17,2010(Arafat Securities Ltd.)
1616	February 18, 2010	Mr.Md.Abdullah – Your letter dated February 16,2010 against Commission’s penalty order No.SEC/Enforcement/725/2009/110 dated January 17,2010(Arafat Securities Ltd.)
1617	February 18, 2010	Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30, 2008 (Meghna Condensed Milk Industries ltd.)
1618	February 18, 2010	Warning : Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years (Meghna Shrimp Culture Limited)
1619	February 23, 2010	Warning : Non-compliance of securities laws : Regarding Inspection (Mr.Abdur Rahim)
1620	February 23, 2010	Warning : Non-compliance of securities laws : Regarding Inspection {Major (Rtd.) Didar Atwar Hossain}
1621	February 23, 2010	Warning : Non-compliance of securities laws : Regarding Inspection (DMR Securities Ltd.)
1622	February 23, 2010	Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30, 2008 (Meghna Petroleum Limited
1623	February 23, 2010	Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31, 2008 {Modern Industries (Bangladesh) Limited}
1624	February 23, 2010	Warning : Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years (Sonar Bangla Insurance Limited)
1625	February 23, 2010	Disposal : Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31, 2008 (Lexco Limited )
1626	February 23, 2010	Warning : Non-compliance with securities related laws in connection with audited financial statements of Bangladesh Zipper Industries Limited for the year ended on June 30, 2006 (M/s Marhk & Co)
1627	February 22, 2010	Order : Metalex Corporation
1628	February 22, 2010	Order : Fahad Industries Limited
1629	February 23, 2010	Order : Pharmaco International Limited
1630	February 23, 2010	Order : Chictex Limited
1631	February 23, 2010	Order : Rose Heaven Ballpen Limited
1632	February 23, 2010	Order : Khawja Mosaic Tiles and Stone Industries Limited
1633	February 24, 2010	Order : Raspit Data Management and Telecommunications Limited
1634	February 24, 2010	Order : Tulip Dairy and Food Products Limited
1635	February 24, 2010	Order : Raspit Inc (BD) Limited
1636	February 24, 2010	Order : M.Hossain Garments Washing and Dying Limited
1637	February 24, 2010	Order : Jamuna Oil Company Limited
1638	February 25, 2010	Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31, 2008 (Global Insurance Limited)
1639	February 25, 2010	Order : Sajib Knitware and Garments Limited
1640	February 25, 2010	Order : Meghna Petroleum Limited
1641	February 28, 2010	Application for waiver of penalty imposed vide penal Orders No.SEC/Enforcement/52/2001/897-899 all dated December 10, 2009(Bangladesh Electricity Meter Company Limited)
1642	February 28, 2010	Application for waiver of penalty imposed vide penal Orders No.SEC/Enforcement/52/2001/901-903 all dated December 10, 2009(Bangladesh Electricity Meter Company Limited)
1643	February 28, 2010	Application for waiver of penalty imposed vide penal Orders No.SEC/Enforcement/42/2001/544-549 all dated December 10, 2009(Excelsior Shoes Limited)
1644	February 28, 2010	Application for waiver of penalty imposed vide penal Orders No.SEC/Enforcement/52/2001/909-911 all dated December 10, 2009(Bangladesh Electricity Meter Company Limited)

January, 2010

Sl.No	Date	Subject	Commission’s Decision
1645	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Arafat Securities Limited )	Click to View
1646	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Expo Traders Ltd. Depository Participants )	Click to View
1647	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Al Muntaha Trading Co.Ltd .Depository Participants )	Click to View
1648	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Salta Capital Ltd. Depository Participants )	Click to View
1649	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee (Stock & Bond Ltd. Depository Participants)	Click to View
1650	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee (Anchor Securities Ltd. Depository Participants )	Click to View
1651	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee (Dawn Securities Ltd. Depository Participants)	Click to View
1652	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( M.Securities Limited. Depository Participants )	Click to View
1653	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee (ALOCO Securities Ltd. Depository Participants)	Click to View
1654	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee (Island Securities Ltd. Depository Participants)	Click to View
1655	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee (SAAD Securities Ltd. Depository Participants)	Click to View
1656	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee (Trendset Securities Ltd. Depository Participants )	Click to View
1657	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee (Shahiq Securities Ltd. Depository Participants)	Click to View
1658	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Sinha Securities Ltd. Depository Participants)	Click to View
1659	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee (Rashid Investment Ltd. Depository Prticipants)	Click to View
1660	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( South Asia Securities Ltd. Depository Participants )	Click to View
1661	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee ( Shyamol Equity management Ltd. Depository Participants )	Click to View
1662	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee (Be Rich Limited )	Click to View
1663	January 3, 2010	Warning : Non-compliance of securities laws : Regarding delayed payments of BO A/C Maintenance Fee (AB & Co. Ltd. (Depository Participants)	Click to View
1664	January 4, 2010	Order : Wata Chemicals Limited	Click to View
1665	January 4, 2010	Order : Raspit Data management and Telecommunication Ltd.
1666	January 4, 2010	Order : Saleh Carpet Mills Ltd.	Click to View
1667	January 4, 2010	Order : Raspit Ink (DB) Ltd.
1668	January 4, 2010	Order : Chictex ltd.	Click to View
1669	January 5, 2010	Order : Sajib Knit ware and Garments Ltd.	Click to View
1670	January 5, 2010	Order : Pharmaco International Ltd.	Click to View
1671	January 5, 2010	Order : Quasem Silk Mills Ltd.	Click to View
1672	January 5, 2010	Order : Quasem Textile Mills Ltd.	Click to View
1673	January 5, 2010	Order : Rahman Chemical Ltd.	Click to View
1674	January 5, 2010	Order : Sripur Textile Mills Ltd.	Click to View
1675	January 5, 2010	Order : Metalex Corporation Ltd.	Click to View
1676	January 10, 2010	Warning : Non-compliance of securities Laws ( Al-Haj Securities Ltd.)	Click to View
1677	January 10, 2010	Warning : Show cause cum hearing notice : Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30,2008.(Ashraf Textile Mills Ltd.)	Click to View
1678	January 10, 2010	Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007. ( Janata Insurance Co.Ltd.)	Click to View
1679	January 10, 2010	Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2008.(Bangladesh Thai Aluminium ltd. - Issuer)	Click to View
1680	January 10, 2010	Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2008. (Modern Industries (Bangladesh) Ltd.- Issuer)	Click to View
1681	January 10, 2010	Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007.. (Progati Life Insurance Ltd.-Issuer)	Click to View
1682	January 11, 2010	Warning : Non-compliance of securities laws : in connection with delayed furnishing of the audited financial statements for the year ended on June 30,2009.(Mona Food Industry Ltd.)
1683	January 11, 2010	Non-compliance of securities laws : Non-holding of Annual General Meeting (AGM) in the year 2007,Disposal of the alleged matter. (Exelsior Shoes Ltd.)
1684	January 11, 2010	Warning : Non-compliance of securities laws : in connection with delayed furnishing of the audited financial statements for the year ended on June 30,2009.(Bangla Process Ltd.)
1685	January 11, 2010	Warning : Non-compliance of securities laws : in connection with delayed furnishing of the audited financial statements for the year ended on June30, 2009. (Bengal Fine Ceramics Ltd.)
1686	January 11, 2010	Warning : Non-compliance of securities laws : in connection with delayed furnishing of the audited financial statements for the year ended on June30, 2009. (Eastern Cables Ltd.)
1687	January 11, 2010	Warning : Non-compliance of securities laws : in connection with delayed furnishing of the audited financial statements for the year ended on June30, 2009. (Aman Sea Food Industries Ltd.)
1688	January 18, 2010	Warning : Non-compliance of securities laws : in connection with delayed furnishing of the audited financial statements for the year ended on June30, 2009. (Maq Enterprises Ltd.)
1689	January 19, 2010	Warning : Non-compliance of securities laws : in connection with delayed furnishing of the audited financial statements for the year ended on June30, 2009. (Bangladesh Shipping Corporation ltd.)
1690	January 20, 2010	Non-compliance of securities laws : In connection with delaed furnishing of the audited financial statements for the year ended on June 30, 2009. Disposal of the alleged matter. ( Bangladesh Monospool Paper Manufacturing Co. Ltd. )
1691	January 10, 2010	Warning : Non-compliance of securities laws regarding enquiry (Banco Securities Ltd.)	Click to View
1692	January 18, 2010	Order : Arafat Securities , Mr.Mujibur Rahman Sheikh (AR), Mr.Mohammad Abdullah (CEO)	Click to View
1693	January 18, 2010	Order : Saad Securities Ltd
1694	January 25, 2010	Order : Niloy Cement Industries Ltd	Click to View
1695	January 26, 2010	Order : Alfa Tobacco Manufacturing Ltd	Click to View
1696	January 26, 2010	Warning : Non-compliance of securities laws regarding enquiry. Ref No.SEC/Enforcement/802/2009/121(Shahjalal Islami Bank Ltd.(DSE Member No.233)
1697	January 26, 2010	Warning : Non-compliance of securities laws regarding enquiry. Ref No.SEC/Enforcement/803/2009/123(Shahjalal Islami Bank Ltd.(DSE Member No.233)
1698	January 26, 2010	Warning : Non-compliance of securities Laws : Regarding inspection (Shyamol Equity Management Ltd.)
1699	January 26, 2010	Warning : Non-compliance of securities Laws : Regarding inspection (Dhanmondi Securities Ltd.)
1700	January 26, 2010	Order : Bionic Seafood Export Ltd.
1701	January 26, 2010	Order : Beach Hatchery Ltd.	Click to View
1702	January 26, 2010	Order : Sreepur Textile Mills Ltd.	Click to View
1703	January 31, 2010	Warning : Non-compoliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years (Meghna Life Insurance Co.Ltd.)	Click to View
1704	January 31, 2010	Warning : Non-compoliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years (Federal Insurance Co.Ltd.)	Click to View

December, 2009

Sl.No	Date	Subject	Commission’s Decision
1705	December 7, 2009	Application for waiver of penalty imposed vide penal Orders No.SEC/Enforcement/303/2005/672-675 dated August 26,2009(Mona Food Industry Ltd.)
1706	December 7, 2009	Application for waiver of penalty imposed vide penal Orders No.SEC/Enforcement/186/2003/773-777 dated October14,2009(Maq Paper Industries Ltd)
1707	December 7, 2009	Application for waiver of penalty imposed vide penal Orders No.SEC/Enforcement/186/2003/795-796 dated October21,2009(Mona Food Industries Ltd. Mr.Ali Zaman & Mr.Fazlul Kabir)
1708	December 10, 2009	Order : Bangladesh Electricity Meter Company limited
1709	December 14, 2009	Order : Wata Chemicals Limited
1710	December 23, 2009	Review of imposed penalty against SEC penalty Orders regarding non-holding of Annual General Meeting for the year 2008(Quasem Textile Mills Ltd)
1711	December 27, 2009	Warning : Non-compliance of securities laws: Regarding inspection vide Commission Order no.SEC/Surveillance/2003-0559/145 dated 27th september 2009 regarding shares trading of Meghna Condensed Milk Limited.	Click to View
1712	December 27, 2009	Warning : Non-compliance of securities laws : Regarding Enquiry Order No.SEC/Surveillance/2003-0046 dated September 27, 2009.(Akij Securities)	Click to View
1713	December 27, 2009	Warning : Non-compliance of securities laws : Regarding violation of Notification No.SEC/SRMID/2000-953/Admin-06 dated March 25, 2001 by not selling 45000 shares of Sonar Bangla Insurance Co.Limited within the stipulated time.	Click to View
1714	December 27, 2009	Warning : Non-compliance of securities laws : Regarding sell of 45000 shares of Sonar bangla Insurance Co. Limited hold by Mr.Md.Motaleb Hossain (Sponsor Director) within the stipulated time.	Click to View
1715	December 29, 2009	Order : Managing Director - Uttara Bank Limited.
1716	December 31, 2009	Warning : Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30,2008.-Meghna PET Industries Ltd.
1717	December 31, 2009	Disposal : Non-compliance with the securities related laws in connection audited financial statements of Progress Life Insurance Company Limited (Issuer) for the year ended on December 31,2007
1718	December 31, 2009	Warning : Non-compliance with securities related laws in connection with audited financial statements of Bionic Seafood Exports Ltd (Issuer) for the year ended on December 31,2007
1719	December 31, 2009	Warning : Non-compliance with securities related laws in connection with audited financial statements of United Insurance Company Ltd. (Issuer) for the year ended on December 31,2007
1720	December 31, 2009	Disposal : Non-compliance with securities related laws in connection with audited financial statements of Quasem Silk Mills Limited (Issuer) for the year ended on December 30,2008
1721	December 31, 2009	Warning : Non-compliance with securities related laws in connection with audited financial statements of Alfa Tobacco Mfg Ltd. (Issuer) for the year ended on December 30,2008
1722	December 31, 2009	Order : Rose Heaven Ball pen Ltd

November, 2009

Sl.No	Date	Subject	Commission’s Decision
1723	November 1, 2009	Order to Perto Synthetic Products Limited	Click to View
1724	November 1, 2009	Order to Al-Muntaha Trading Co.Ltd
1725	November 3, 2009	Order to Arafat securities Limited
1726	November 3, 2009	Order to Quashem Textile Mills Limited	Click to View
1727	November 3, 2009	Order to Quashem Silk Mills Limited	Click to View
1728	November 15, 2009	Warning to Alhaja Jahanara Securities Limited for Non-compliance of securities Laws : Regarding violation of securities law regarding short sale trading of shares in connection with the enquiry of Beach Hatchery Ltd
1729	November 15, 2009	Warning to Shyamol Equity Management Limited for Non-compliance of securities Laws : Regarding violation of securities law regarding short sale trading of shares in connection with the enquiry of Beach Hatchery Ltd
1730	November 15, 2009	Warning to Shahed Securities Limited for Non-compliance of securities Laws : Regarding violation of securities law regarding short sale trading of shares in connection with the enquiry of Beach Hatchery Ltd
1731	November 15, 2009	Warning to SYLNET Securities Limited for Non-compliance of securities Laws : Regarding violation of securities law regarding short sale trading of shares in connection with the enquiry of Beach Hatchery Ltd
1732	November 18, 2009	Disposal-Rahman Chemicals Limited : Non-compliance of securities laws in connection with the holding of AGM in the year 2008
1733	November 25, 2009	Order: Prime Textile Spinning Mills Limited	Click to View
1734	November 25, 2009	Order : Bangladesh Dyeing and Finishing Industries Ltd	Click to View
1735	November 26, 2009	Order : Dandy Dyeing Limited.	Click to View

October, 2009

Sl.No	Date	Subject	Commission’s Decision
1736	October 12, 2009	Warning to Central Insurance Company Ltd. (Issuer) for :- Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007.	Click to View
1737	October 12, 2009	Warning to Prime Insurance Company Limited. (Issuer) for :- Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007.	Click to View
1738	October 12, 2009	Warning to Phoenix Insurance Company Ltd. (Issuer) for :-Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007.	Click to View
1739	October 12, 2009	Warning to Karnaphuli Insurance Company Ltd. (Issuer) for :- Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007.	Click to View
1740	October 12, 2009	Warning to Agrani Insurance Company Ltd. (Issuer) for :- Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007.	Click to View
1741	October 12, 2009	Warning to Global Insurance Ltd. (Issuer) for :- Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007.	Click to View
1742	October 12, 2009	Warning to Mona Food Industry Limited for :- Waiver of penalty imposed upon the individual directors in connection with the non-submission of half year period ended on December 31,2008against penal Order No.SEC/Enforcement/303/2005/535-538 all dated July 14,2009.	Click to View
1743	October 15, 2009	Order to Mak paper Industries.	Click to View
1744	October 15, 2009	Order to Dandy Dying Limited.	Click to View
1745	October 19, 2009	Order to Arafat Securities Limited.
1746	October 22, 2009	Order to Mona Food Industries Ltd.	Click to View
1747	October 22, 2009	Warning to Peoples Investment Limited for :- Non-compliance of securities laws: Regarding violation of securities law regarding inspection vide Commission Order No.SEC/Surveillance/2004-0577/56 dated May 19, 2009
1748	October 22, 2009	Order to Mr.Ali Zaman & Mr.M.M.Fazlul Kabir .C/O, Mona Food Industries Ltd.	Click to View
1749	October 25, 2009	Warning to Paper Processing and Packaging Limited for :- Non-compliance of securities laws: In connection with non-disseminating the price sensitive information regarding shifting of factory and rental agreement.
1750	October 25, 2009	Warning to Shahiq Securities Limited for :- Non-compliance of securities laws: Regarding violation of securities law regarding trading of shares of Dandy Dyeing Limited.
1751	October 25, 2009	Warning to SES Company Limited for :- Non-comlpiance of security laws: Regarding violation of securities law regarding inspection vide Commission Order No. SEC/SRI/CSE-MEM/36 dated July 26,2009.
1752	October 29, 2009	Application for waiver of penalty imposed vide penal Order No.SEC/Enforcement/665/2008/141-145 Dated February 09,2009.(Arbee Textile Limited)	Click to View
1753	October 29, 2009	Application for waiver of penalty imposed vide penal Order No.SEC/Enforcement/665/2008/141-145 Dated February 09,2009. (Maq Enterprise Limited Limited)

September, 2009

Sl.No	Date	Subject	Commission’s Decision
1754	September 16, 2009	Warning to concerned of Eminent Securities Ltd. for non-compliance with securities related laws in connection with inspection vide Commission Order No. SEC/SRI/INS/DSE-MEM/14 dated June 23, 2009	Click to View
1755	September 27, 2009	Review of imposed penalty against concerned of Maq Enterprise Ltd due to non-submission of audited financial statements for the year ended on June 30, 2007	Click to View
1756	September 30, 2009	Order to concerned of Maq Enterprise Ltd	Click to View

August, 2009

Sl.No	Date	Subject	Commission’s Decision
1757	August 11, 2009	Warning to concerns of United Insurance Company Ltd. for non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2008.	Click to View
1758	August 11, 2009	Warning to concerns of Fine Foods Limited for non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30, 2008.	Click to View
1759	August 16, 2009	Warning to M/s Zahir Ahmed & Co. C.A firm, for non-compliance of securities related laws in connection with audited financial statements of Prime Textile Spinning Mills Ltd. (Issuer) for the year ended on June 30, 2007.	Click to View
1760	August 18, 2009	Order to concerns of Bangladesh Monospool Paper Manufacturing Co.Ltd. - Waiver of penalty imposed vide penal Orders No.SEC/Enforcement/698/2008/309-313/ dated April 23 ,2009.	Click to View
1761	August 23, 2009	Order to concerns of Bangladesh Chemical Industries Limited.	Click to View
1762	August 23, 2009	Order to concerns of Bangladesh Zipper Industries Limited.	Click to View
1763	August 23, 2009	Order to concerns of Bangladesh Luggage Industries Limited.	Click to View
1764	August 24, 2009	Order to concerns of Saleh Carpet Mills Limited.	Click to View
1765	August 25, 2009	Order to concerns of Sonali Aansh Industries Limited.	Click to View
1766	August 27, 2009	Order to concerns of Mona Food Industry Limited.	Click to View
1767	August 31, 2009	Order to concerns of M.Hossain Garments Washing and Dying Ltd.	Click to View

July, 2009

Sl.No	Date	Subject	Commission’s Decision
1768	July 1, 2009	Order to concerns of Bangladesh Dyeing and Finishing Industries Ltd	Click to View
1769	July 5, 2009	Appeal against SEC penalty Order No.SEC/Enforcement/728/2008/118 dated February 8,2009.
1770	July 5, 2009	Review on appeal application of Mr.Belayet Hossain(authorized representative) submitted on 06/05/2009	Click to View
1771	July 5, 2009	Review on appeal of Prime Finance & Investment Ltd against SEC penalty Order No.SEC/Enforcement/728/2008/118 dated February 08,2009
1772	July 5, 2009	Review on appeal of Prime Securities and Financial Services Ltd on cancellation of registration certificate.	Click to View
1773	July 5, 2009	Disposal of review petition of Legacy Footwear Ltd against penalty order: non-compliance with securities related laws in connection with the audited financial statement for the year ended on December 31,2005.	Click to View
1774	July 8, 2009	Order to concerns of Alpha Tobacco Manufacturing Ltd	Click to View
1775	July 8, 2009	Order to concerns of Bionic Seafood Exports Ltd	Click to View
1776	July 8, 2009	Order to concerns of M. Securities Ltd	Click to View
1777	July 8, 2009	Warning to concerns of Quasem Textile Mills Ltd for non-compliance of securities laws in connection with the matter of non-compliance of SEC Directive dated January 19,2009 in connection with the Corporate Governance Guidelines	Click to View
1778	July 12, 2012	Order to concerns of Khaza Mosaic Tiles and Stone Industries Ltd	Click to View
1779	July 14, 2009	Order to concerns of Excelsior Shoes Ltd	Click to View
1780	July 14, 2009	Warning to concerns of Meghna Condensed Milk Ltd non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30,2007: Warning.	Click to View
1781	July 14, 2009	Warning to concerns of M/S Mahfel Huq & Co. for non-compliance with securities related laws in connection with audited financial statements of Bangladesh Dyeing and Finishing Industries Ltd(Issuer) for the year ended on June 30, 2007.	Click to View
1782	July 15, 2009	Order to concerns of Mona Food Industries Ltd	Click to View
1783	July 15, 2009	Warning to concerns of Meghna PET Industries Ltd(Issuer) for non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30,2007: Warning.	Click to View
1784	July 15, 2009	Warning to concerns of M/S Habib Sarwar & Co for non-compliance with securities related laws in connection with audited financial statements of Meghna PET Industries Ltd for the year ended on June 30,2007: Warning.
1785	July 15, 2009	Warning to concerns of Aman Sea Food Industries Ltd(Issuer) for non-compliance with the securities related laws in connection with audited financial statement of Aman Sea Food Industries Limited (Issuer) for the year ended on June 30, 2008.	Click to View
1786	July 15, 2009	Warning to concerns of M/S Ahmed Zakir & Co for non-compliance with the securities related laws in connection with audited financial statement of Aman Sea Food Industries Limited (Issuer) for the year ended on June 30,2008	Click to View
1787	July 15, 2009	Order to concerns of M Hossain Garments Washing & Dyeing Ltd	Click to View
1788	July 16, 2009	Non-compliance of securities laws : In connection with trading of shares of City General Insurance Co.Limited: Warning.	Click to View
1789	July 16, 2009	Warning to concerns Akila Khatun(Client code # 28063) for non-compliance of securities laws iIn connection with trading of shares of City General Insurance Co. Limited.	Click to View
1790	July 16, 2009	Warning to concerns of M/S K.M. Alam &Co. for non-compliance of securities laws in connection with audited financial statements of Bionic Seafood Exports Ltd for the year ended on December 31, 2006.
1791	July 16, 2009	Warning to concerns of Tulip Dairy and Food Products Ltd for non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30,2007.	Click to View
1792	July 16, 2009	Warning to concerns of Mir Mamunur Rahim(Client code no: 34009) for non-compliance of securities laws in connection with trading of shares of City General Insurance Co.Limited.	Click to View
1793	July 16, 2009	Order to concerns of Excelsior Shoes Ltd	Click to View
1794	July 19, 2009	Order to concerns of Saleh Carpet Mills Ltd	Click to View
1795	July 20, 2009	Warning to concerns of Phoenix Leather Complex Ltd for non-compliance of securities laws in connection with the matter of non-compliance of SEC Directive dated January 19,2009 in connection with the Corporate Governance Guidelines.	Click to View
1796	July 21, 2009	Order to concerns of Rose Heaven Ballpen Ltd	Click to View
1797	July 27, 2009	Non-compliance with securities related laws in connection with sale of share without any declaration by Petrobangla, the corporate sponsor/director of Tital Gas Transmission and Distribution Company Ltd.	Click to View
1798	July 27, 2009	Warning to concerns of Sonali Paper and Board Mills Ltd for non-compliance with securities related laws in connection with non-disseminating the price sensitive information regarding BMRE of your company.	Click to View

June, 2009

Sl.No	Date	Subject	Commission’s Decision
1799	June 3, 2009	Warning to concerns of Meghna Petrolium Ltd for non-compliance of securities laws in connection with delayed submission of audited financial statements for the year ended on June 30, 2008.	Click to View
1800	June 21, 2009	Warning to concerns of Meghna Petrolium Ltd for non-compliance of securities laws in connection with delayed furnishing of the half yearly financial statements for the year ended on December 31, 2008.	Click to View
1801	June 23, 2009	Disposal of review petition of Bangladesh Dyeing and Finishing Industries Ltd against penalty order for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006.	Click to View
1802	June 23, 2009	Warning to concerns of Globe Securities Ltd for non-compliance of securities laws.	Click to View
1803	June 25, 2009	Waiver of penalty imposed on concerns of Investment Corporation of Bangladesh vide penal order No.SEC/Enforcement/371/2005/232 dated March 04, 2009
1804	June 29, 2009	Order to concerns of Sripur Textile Mills Ltd	Click to View
1805	June 29, 2009	Order to concerns of Bangladesh Dyeing and Finishing Industries Ltd.

May, 2009

Sl.No	Date	Subject	Commission’s Decision
1806	May 12, 2009	Warning to concerns of Mita Textiles Ltd for non-compliance of securities laws in connection with delayed furnishing of the half yearly financial statements for the year ended on December 31, 2008.	Click to View
1807	May 12, 2009	Warning to concerns of Mita Textiles Ltd for non-compliance of securities laws in connection with delayed furnishing of the audited financial statements for the year ended on December 31, 2008.	Click to View
1808	May 17, 2009	Warning to concerns of Bangladesh shipping Corporation Ltd for non-compliance of securities laws in connection with delayed furnishing of the audited financial statements for the year ended on June 30, 2008.	Click to View
1809	May 18, 2009	Warning to concerns of Jamuna Oil Company Ltd for non-compliance of securities laws in connection with delayed furnishing of the audited financial statements for the year ended on June 30, 2008.	Click to View
1810	May 20, 2009	Warning to concerns of Arbee Tetiles Ltd for non-compliance of securities laws in connection with the delayed submission of half yearly financial statements for the half year ended on June 30, 2008.	Click to View
1811	May 21, 2009	Warning to concerns of Quasem Silk Mills Ltd for non-compliance of securities laws in connection with non-furnishing of the audited financial statements for the year ended on September 30, 2007.	Click to View
1812	May 21, 2009	Warning to concerns of Quasem TextileMills Ltd for non-compliance of securities laws in connection with non-furnishing of the audited financial statements for the year ended on September 30, 2007.	Click to View
1813	May 21, 2009	Warning to concerns of Perfume Chemical Industries Ltd for non-compliance of securities laws in connection with delayed furnishing of half yearly financial statements for the half year ended on December 31, 2008.	Click to View
1814	May 21, 2009	Warning to concerns of Perfume Chemical Industries Ltd for non-compliance of securities laws in connection with delayed furnishing of the audited financial statements for the year ended on June 30, 2008.	Click to View
1815	May 24, 2009	Warning to concerns of Aziz Pipes Ltd(Issuer) for non-compliance of securities laws in connection with the audited financial statements for the year ended on December 31, 2007.	Click to View
1816	May 24, 2009	Warning to concerns of Dhaka Bank Ltd for non-compliance of securities laws in connection with non-submission of deficiency letter related to Repeat Public Offer of subordinate convertible bonds of Dhaka Bank Ltd.	Click to View
1817	May 26, 2009	Warning to concerns of Fareast Islami Life Insuranec Co. Ltd for non-compliance of securities laws in connection with price sensitive information regarding increase of authorized and paid-up capital.	Click to View

April, 2009

Sl.No	Date	Subject	Commission’s Decision
1818	April 8, 2009	Order to concerns of Raspit Data Management and Telecommunications Ltd	Click to View
1819	April 8, 2009	Order to concerns of Raspit Inc(BD) Ltd	Click to View
1820	April 15, 2009	Warning to concerns of Usmania Glass Sheet Factory Ltd(Issuer) for non-compliance of securities laws in connection with retention of auditor for a consecutive period exceeding three years i.e. for the year ended on June30, 2008.	Click to View
1821	April 15, 2009	Warning to concerns of Padma Printers and Color Ltd for non-compliance of securities laws in connection with audited financial statements for the year ended on June 30, 2007.	Click to View
1822	April 15, 2009	Warning to concerns of Bangladesh Thai Aluminium Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2007.	Click to View
1823	April 16, 2009	Waiver of penalty imposed against Summit Power Ltd through SEC penal order No.SEC/Enforcement/699/2008/71 dated January 20, 2009.	Click to View
1824	April 21, 2009	Order to concerns of Khaza Mosaic Tiles and Stone Industries Ltd.	Click to View
1825	April 23, 2009	Waiver of penalty on Mr. Abdul Mannan, Shareholder, Fareast Islami Life Insurance Company Ltd.	Click to View
1826	April 26, 2009	Order to concerns of Bangladesh Monospool Paper Manufacturing Company Ltd.	Click to View
1827	April 26, 2009	Order to concerns of Bangladesh Zipper Industries Ltd.	Click to View
1828	April 26, 2009	Order to concerns of Bangladesh Luggage Industries Ltd.	Click to View
1829	April 28, 2009	Order to Mr. Belayet Hossain, Authorized Representative, CSE.	Click to View
1830	April 28, 2009	Order to concerns of Bangladesh Dyeing and Finishing Industries Ltd.	Click to View

March, 2009

Sl.No	Date	Subject	Commission’s Decision
1831	March 4, 2009	Disposal of review petition of M/s Marhk & Co, Chartered Accountants, against penalty order	Click to View
1832	March 4, 2009	Disposal of review petition of Maq Paper Industries Ltd(Issuer) against penalty order	Click to View
1833	March 4, 2009	Order to concerns of Wata Chemicals Ltd	Click to View
1834	March 8, 2009	Order to concerns of Rose Heaven Ball Pen Ltd	Click to View
1835	March 8, 2009	Order to concerns of Shajib Neatware & Garments Ltd	Click to View
1836	March 8, 2009	Order to concerns of Chictext Ltd	Click to View
1837	March 8, 2009	Order to concerns of Chictext Ltd
1838	March 24, 2008	Warning to M/s Syful Shamsul Alam & Co, Chartered Accountants for alleged non-compliance with securities related laws	Click to View
1839	March 24, 2009	Warning to People's Leasing and Financial Services Ltd(Issuer) for alleged non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31, 2007	Click to View

February, 2009

Sl.No	Date	Subject	Commission’s Decision
1840	February 4, 2009	Warning to concerns of Fareast Islami Life Insurance Company Ltd(Issuer) for non-compliance of securities related laws.	Click to View
1841	February 9, 2009	Order to concerns of Raspit Data Management and Telecommunication Ltd (order no. sec/enforcement/698/2008/171-172) related to price sensitive information involving business with M/s Pull World	Click to View
1842	February 9, 2009	Order to concerns of Raspit Inc(BD) Ltd (order no. sec/enforcement/698/2008/174-176) related to price sensitive information regarding sale of its factory by Janata Bank, Pubna Branch	Click to View
1843	February 9, 2009	Order to concerns of Chictex Ltd (order no. sec/enforcement/698/2008/178-181) related to price sensitive information regarding sale of its factory by IFIC Bank for loan adjustment	Click to View
1844	February 9, 2009	Order to concerns of Rose Heaven Ballpen Ltd	Click to View
1845	February 9, 2009	Order to concerns of Maq Enterprises Ltd	Click to View
1846	February 9, 2009	Order to concerns of Metalex Corporation Ltd	Click to View
1847	February 9, 2009	Order to concerns of Raspit Inc(BD) Ltd(Order no. sec/enforcement/665/2008/132-134)	Click to View
1848	February 9, 2009	Order to concerns of Chictex Ltd(Order no. sec/enforcement/665/2008/136-139)	Click to View
1849	February 9, 2009	Order to concerns of Arbi Textiles Ltd	Click to View
1850	February 9, 2009	Order to concerns of Raspit Data Management & Telecommunications Ltd(sec/enforcement/665/2008/129-130)	Click to View
1851	February 9, 2009	Order to concerns of Saleh Carpet Mills Ltd	Click to View
1852	February 9, 2009	Order to concerns of Fareast Islami Life Insurance Company Ltd and related shareholders	Click to View
1853	February 18, 2009	Related to petition for payment of remaining penalty through installments by directors of Tamizuddin textile Mills Ltd	Click to View
1854	February 18, 2009	Warning to concerns of Key & Keu(Bangladesh) Ltd(Issuer) for alleged non-compliance of securities related laws in connection with audited financial statements for the year ended on December 31, 2007	Click to View
1855	February 23, 2009	Warning to concerns of vanguard Shares & securities Ltd due to non-compliance of securities laws concerning share trading	Click to View
1856	February 23, 2009	Related to review of cancellation of merchant banker license of First Securities Services Ltd	Click to View
1857	February 24, 2009	Order to Pangaea Partners(Bangladesh) Ltd- cancellation of its merchant banker license	Click to View
1858	February 24, 2009	Order to Prime Securities and Financial Services Ltd- cancellation of its merchant banker license	Click to View

January, 2009

Sl.No	Date	Subject	Commission’s Decision
1859	January 5, 2009	Letter related to cancellation of registration of First Securities Services Limited(Merchant Banker)	Click to View
1860	January 6, 2009	Waiver of additional penalty on concerns of Lexco Limited	Click to View
1861	January 6, 2009	Disposal of review petition of concerns of Maq Paper Industries Ltd(Issuer) against penalty orders	Click to View
1862	January 6, 2009	Disposal of review petition of concerns of Popular Life Insurance Company Limited against penalty orders	Click to View
1863	January 12, 2009	Disposal of review petition of M/s Marhk & Co., Charterd Accountant, against penalty order	Click to View
1864	January 13, 2009	Warning to concerns of Mercantile Insurance Company Limited for non-compliance of securities related laws in connection with submission of audio visual recording of AGM held on June 29, 2006	Click to View
1865	January 13, 2009	Waiver of imposed penalty on Mr. Kalimullah and Mr. A.k Chakraborty (IDB nominating director) of Sonali Paper and Board Mills Ltd	Click to View
1866	January 13, 2009	Waiver of imposed penalty and withdrawal of certificate cases against concern of Raspit data management and telecommunication Ltd	Click to View
1867	January 13, 2009	Waiver of imposed penalty against SEC penal order to concern of Excelsior Shoes Ltd	Click to View
1868	January 13, 2009	Waiver of imposed penalty in connection with non-submission of audited financial statement on concerns of Khaza Mosaic Tiles & Stone Industries Ltd for the year ended on June 30, 2007	Click to View
1869	January 13, 2009	Waiver of imposed penalty in connection with non-compliance of BAS-34 regarding half yearly financial statements on concerns of Khaza Mosaic Tiles & Stone Industries Ltd for the half-year ended on December 31, 2006	Click to View
1870	January 13, 2009	Upholding the imposed penalty on concerns of Bangladesh Hotels Ltd for non-submission of audited financial statements for the year ended on December 31, 2007 against review petition	Click to View
1871	January 13, 2009	Upholding the imposed penalty on concerns of Tamizuddin Textile Mills Ltd for non-submission of audited financial statements for the year ended on June 30, 2007 against review petition	Click to View
1872	January 14, 2009	Order to concerns of Shajib Neatware and Garments Ltd	Click to View
1873	January 14, 2009	Order to concerns of Pharmaco International Ltd	Click to View
1874	January 19, 2009	Directive to concerns of Dynamic Textile Industries Ltd	Click to View
1875	January 19, 2009	Directive to concerns of Quasem Silk Mills Ltd	Click to View
1876	January 19, 2009	Directive to concerns of Quasem Textile Mills Ltd	Click to View
1877	January 19, 2009	Directive to concerns of Phoenix Leather Complex Ltd	Click to View
1878	January 19, 2009	Directive to concerns of M. Hossain Garments Washing & Dyeing Ltd	Click to View
1879	January 18, 2009	Order to to concerns of Maq Enterprise Ltd	Click to View
1880	January 25, 2009	Order to concerns of Saleh Carpet Mills Ltd	Click to View
1881	January 25, 2009	Order to concerns of Raspit data management and telecommunications Ltd	Click to View
1882	January 27, 2009	Warning to concerns of Mona Food Industry Limited for non-compliance of securities related laws in connection with price sensitive information regarding renting factory to Tonny Food	Click to View
1883	January 27, 2009	Directive to concerns of Pragati Insurance Ltd(trustee), National Credit and Commerce Bank Ltd(Co-trustee), Bangladesh Luggage Industries Ltd	Click to View
1884	January 27, 2009	Warning to concerns of Islami Bank Bangladesh Ltd(Issuer) for non-compliance of securities related laws in connection with audited financial statements for the year ended on December 31, 2007	Click to View
1885	January 27, 2009	Warning to M/s Howladar Yunus & Co., and M/s Aziz Halim Khair Choudhury, Chartard Accountants for non-compliance of securities related laws in connection with audited financial statements Islami Bank Bangladesh Ltd for the year ended on December 31, 2007	Click to View

December, 2008

Sl.No	Date	Subject	Commission’s Decision
1886	December 1, 2008	Order to Salam & Company Limited, DSE Member-190	Click to View
1887	December 1, 2008	Order to Hedayet Ullah Securities Limited, DSE Member-140	Click to View
1888	December 1, 2008	Order to M.H Chowdhury Securities Limited, DSE member-156	Click to View
1889	December 1, 2008	Warning to concerns of M/s. M.J Abedin & Co, Chartered Accountants in connection with audited financial statements of Beximco Pharmaceuticals Ltd for the year ended on December 31, 2005 & 20006.	Click to View
1890	December 1, 2008	Warning to concerns of Beximco Pharmaceuticals Limited(Issuer) in connection with audited financial statements for the year ended on December 31, 2005 & 20006.	Click to View
1891	December 23, 2008	Warning to concerns of Usmania Glass Sheet Factory Limited(Issuer) in connection with non-compliance of securities related laws regarding pretension of auditor for a consecutive period exceeding three years..	Click to View
1892	December 28, 2008	Warning to concerns of M/s. M. Ahmed & Co, Chartered Accountants in connection with audited financial statements of Pharmaco International Limited(Issuer) for the year ended on June 30, 20007.	Click to View
1893	December 28, 2008	Warning to concerns of Salta Capital Ltd, DSE Member-95 in connection with non-compliance of securities related laws.	Click to View
1894	December 28, 2008	Warning to concerns of Al- Muntaha Trading Company Limited, DSE Member-49 in connection with non-compliance of securities related laws.	Click to View

November, 2008

Sl.No	Date	Subject	Commission’s Decision
1895	November 2, 2008	Warning to concerns of H.R Textile Mills Ltd(Issuer) in connection with audited financial statements for the year ended on September 30, 2007	Click to View
1896	November 2, 2008	Warning to concerns of Anwar Galvanizing Limited (Issuer) in connection with audited financial statements for the year ended on June 30, 2007	Click to View
1897	November 2, 2008	Warning to M/s Habib Sarwar & Co, Charted Accountants for non-compliance of securities related laws in connection with audited financial statements of Dandy Dyeing Limited(Issuer) for the year ended on December 31, 2007	Click to View
1898	November 3, 2008	Warning to concerns of Peoples Leasing and Financial Services Ltd in connection with calculation of EPS in the half yearly financial statements for the half year ended on June 30, 2008.	Click to View
1899	November 3, 2008	Warning to concerns of Modern Dyeing and Screen Printing Ltd in connection with audited financial statements for the year ended on June 30, 2007.	Click to View
1900	November 3, 2008	Warning to concerns of Padma Printers and Color Ltd in connection with submission of half yearly financial statements for the half year ended on June 30, 2007.	Click to View
1901	November 3, 2008	Warning to concerns of Karnafully Insurance Company Ltd in connection with submission of half yearly financial statements for the half year ended on June 30, 2007.	Click to View
1902	November 25, 2008	Warning to concerns of Rupali Insurance Company Ltd(Issuer) in connection with audited statements for the year ended on December 31, 2006.	Click to View
1903	November 27, 2008	Penalty to concerns of Fareast Islami Life Insurance Company Limited(Issuer).	Click to View
1904	November 30, 2008	Penalty to concerns of Popular Life Insurance Company Limited(Issuer).	Click to View

October, 2008

Sl.No	Date	Subject	Commission’s Decision
1905	October 5, 2008	Order to Managing Director of Apex Adelchi Footware Limited, Order to concerns of S.N.M Securities Limited, and Order to Mr. Nurul Islam, Shareholder, Apex Adelchi Footware Limited	Click to View
1906	October 5, 2008	Warning to concerns of Bangladesh Welding and Electrodes Limited for non-compliance of securities laws in connection with non-submission of half yearly financial statements for the half year ended on June 30, 2008.	Click to View
1907	October 5, 2008	Warning to concerns of Bangladesh Welding and Electrodes Limited in connection with delayed submission of audited financial statements for the year ended on December 31, 2007	Click to View
1908	October 5, 2008	Order to Directors of Rupali Insurance Company Limited	Click to View
1909	October 5, 2008	Directive to Rupali Insurance Company Limited	Click to View
1910	October 5, 2008	Order to concerns of Fine Foods Limited	Click to View
1911	October 6, 2008	Order to concerns of Mac Paper Industries Limited	Click to View
1912	October 6, 2008	Waiver of penalty imposed penal orders No,SEC/Enforcement/404/2006/996 to 1010 all dated 17 September 2006 to ICB Islamic Bank Limited (former Oriental Bank Limited)	Click to View
1913	October 6, 2008	Warning to concerns of National Credit & Commerce Bank Limited in connection with Annual Report 2007.	Click to View
1914	October 6, 2008	Warning to concerns of Eastern Insurance Company Limited in connection with audited financial statements for the year ended on December 31, 2007	Click to View
1915	October 6, 2008	Warning to M/s A. Qasem & Co, Charted Accountants for non-compliance of securities related laws in connection with audited financial statements of Eastern Insurance Company Limited for the year ended on December 31, 2007	Click to View
1916	October 12, 2008	About waiver of penalty on concerns of Advanced Chemical Industries Limited	Click to View
1917	October 12, 2008	Warning to concerns of Hefazatur Rahman & Co Limited in connection with non-compliance of securities laws.	Click to View
1918	October 12, 2008	Warning to concerns of Golden Sons Limited(Issuer) for alleged non-compliance of securities laws in connection with utilization of IPO fund.	Click to View
1919	October 12, 2008	Warning to concerns of GMG Industrial Corporation Limited (Issuer) in connection with audited financial statements for the year ended on June 31, 2007	Click to View
1920	October 12, 2008	Warning to M/s A. Matin & Co, Charted Accountants for non-compliance of securities related laws in connection with audited financial statements of GMG Industrial Corporation Limited for the year ended on June 30, 2007	Click to View
1921	October 12, 2008	Warning to CEO, DSE Limited in connection with non-compliance of securities laws relating to enquiry on activities of DSE regarding approval for gift of securities.	Click to View
1922	October 13, 2008	Order to Shyamol Equity Management Limited(Stock Dealer/DP)	Click to View
1923	October 14, 2008	Warning to concerns of International Securities Co. Limited (CSE Membership 096) for alleged non-compliance of securities laws.	Click to View
1924	October 14, 2008	Warning to concerns of SR Capital Limited (CSE Membership 038) for alleged non-compliance of securities laws.	Click to View
1925	October 14, 2008	Warning to concerns of Hillcity Securities Limited (CSE Membership 037) for alleged non-compliance of securities laws.	Click to View
1926	October 14, 2008	Warning to concerns of Bangladesh Electricity Meter Company Limited (Issuer) in connection with non-compliance of securities laws relating to non-submission of half yearly financial statements for the half year ended on June 30, 2008	Click to View
1927	October 23, 2008	Order to First Securities Services Limited(Merchant Banker)	Click to View
1928	October 23, 2008	Order to Raspit Securities and Management Limited(Merchant Banker)	Click to View
1929	October 29, 2008	To CEO, CSE to take steps on securities laws violations.	Click to View
1930	October 29, 2008	Correction of order on Bangladesh Luggage Industries limited	Click to View

September, 2008

Sl.No	Date	Subject	Commission’s Decision
1931	September 3, 2008	Warning to concerns of Rupali Bank Limited(Issuer)i for non-compliance of securities laws.	Click to View
1932	September 3, 2008	Warning to concerns of Al-Muntaha Trading Co.Limited(Stock Broker) for non-compliance of securities laws.	Click to View
1933	September 4, 2008	Warning to concerns of Anwar Securities Limited(DP-92)i for non-compliance of securities laws.	Click to View
1934	September 4, 2008	Warning to concerns of Total Communication Limited(DP-187) for non-compliance of securities laws.	Click to View
1935	September 4, 2008	Warning to concerns of SES Company Limited(DP-34) for non-compliance of securities laws.	Click to View
1936	September 4, 2008	Warning to concerns of LankaBangla Securities Limited(DP-50) for non-compliance of securities laws.	Click to View
1937	September 4, 2008	Warning to concerns of Tariq Ibrahim & Co.(DP-90) for non-compliance of securities laws.	Click to View
1938	September 7, 2008	Order to concerns of Excelsior Shoes Limited	Click to View
1939	September 7, 2008	Order to concerns of M/s Mark & Co. CA Firm	Click to View
1940	September 7, 2008	Warning to concerns of Jago Corporation Limited for non-compliance of securities laws in connection with delayed submission of annual report for the year, 2007.	Click to View
1941	September 8, 2008	Warning to concerns of Golden Sons Limited for non-compliance of securities laws in connection with non-submission of half yearly financial statements for the half year ended on June 30, 2008.	Click to View
1942	September 9, 2008	Warning to concerns of Delta Brac Housing Finance Corporation Limited in connection with non-compliance of securities laws.	Click to View
1943	September 11, 2008	Warning to concerns of Pubali Bank Limited in connection with non-compliance of securities laws relating to fixing AGM date, time and venue, declaring dividend in the same board meeting.	Click to View
1944	September 11, 2008	Warning to concerns of Shyampur Sugar Mill Limited in connection with non-compliance of securities laws relating to audited financial statements for the year ended on June 30, 2006	Click to View
1945	September 11, 2008	Warning to concerns of Shyampur Sugar Mill Limited in connection with non-compliance of securities laws relating to half yearly financial statements for the half year ended on December 31, 2006	Click to View
1946	September 11, 2008	Order to concerns of Khaza Mosaic Tiles and Stone Industries Limited(sec/enforcement/169/2003/1215)	Click to View
1947	September 11, 2008	Order to concerns of Khaza Mosaic Tiles and Stone Industries Limited(sec/enforcement/169/2003/1207)	Click to View
1948	September 15, 2008	Waiver of penalty on concerns of Fareast Islami Life Insurance Company Limited(Issuer)	Click to View
1949	September 15, 2008	Order to concerns of Fareast Islami Life Insurance Company Limited(Issuer)	Click to View
1950	September 16, 2008	Warning to concerns of M/s A. Wahab & Co. C.A Firm in connection with non-compliance of securities laws relating to audited financial statements of Pragati Insurance Limited for the year ended on December 31, 2007	Click to View
1951	September 16, 2008	Warning to concerns of Pragati Insurance Limited(Issuer) in connection with non-compliance of securities laws relating to audited financial statements for the year ended on December 31, 2007	Click to View
1952	September 22, 2008	Warning to concerns of Popular Life Insurance Company Limited in connection with non-compliance of securities laws	Click to View
1953	September 22, 2008	Order to concerns of Bangladesh Hotels Limited	Click to View
1954	September 24, 2008	Order to concerns of Popular Life Insurance Company Limited	Click to View
1955	September 24, 2008	Order to concerns of Tamizuddin Textile Mills Limited	Click to View

August, 2008

Sl.No	Date	Subject	Commission’s Decision
1956	August 11, 2008	Warning to concerns of Purabi for non-compliance of securities laws in connection with furnishing of the audited financial statements for the year ended on December 31, 2006.	Click to View
1957	August 14, 2008	Waiver of penalty on Ms Hosne Ara Aziz, Sponsor of The City bank Limited	Click to View
1958	August 14, 2008	Waiver of penalty on Mr. Shabib Uddin, Shareholder Director of Merchantile Insurance Company Limited(Issuer)	Click to View
1959	August 13, 2008	Warning to concerns of Reliance Insurance Limited(Issuer) for non-compliance of securities laws in connection with furnishing of the audited financial statements for the year ended on December 31, 2007.	Click to View
1960	August 13, 2008	Warning to concerns of M/s. Chowdhury Hossain Rashid & Co. Charterd Accountants for non-compliance of securities laws in connection with audited financial statements of Reliance Insurance Limited for the year ended on December 31, 2006.	Click to View
1961	August 13, 2008	Warning to concerns of Agrani Insurance Limited(Issuer) for non-compliance of securities laws in connection with furnishing of the audited financial statements for the year ended on December 31, 2006.	Click to View
1962	August 19, 2008	Warning to concerns of CMC-Kamal Textile Mills Limited in connection with delayed submission of audited financial statements for the year ended on December 31, 2007.	Click to View
1963	August 19, 2008	Warning to concerns of Janata Insurance Company Limited in connection with delayed submission of audited financial statements for the year ended on December 31, 2007.
1964	August 20, 2008	Warning to concerns of ACNABIB Charterd Accountants for non-compliance of securities laws in connection with audited financial statements of AL-Amin Chemical Industries Limited for the year ended on December 31, 2006.	Click to View
1965	August 20, 2008	Order to directors of One Bank Limited	Click to View
1966	August 25, 2008	Warning to concerns of Meghna Cement Mills Limited(Issuer) for non-compliance of securities laws in connection with furnishing of the audited financial statements for the year ended on December 31, 2006.
1967	August 25, 2008	Warning to concerns of M/s. Syful Shamsul Alam & Co. Charterd Accountants for non-compliance of securities laws in connection with audited financial statements of Meghna Cement Mills Limited for the year ended on December 31, 2006.	Click to View
1968	August 21, 2008	Warning to concerns of Janata Insurance Company Limited in connection with submission of half yearly financial statements for the half year ended on December 31, 2007.	Click to View

July, 2008

Sl.No	Date	Subject	Commission’s Decision
1969	July 1, 2008	Warning to concerns of Sreepur Textile Mills Ltd for non-compliance of securities laws in connection with furnishing of the audited financial statements for the year ended on December 31, 2007 within time.	Click to View
1970	July 1, 2008	Disposal of of alleged non-compliance of securities laws against Lexco Ltd in connection with non-submission of the audited financial statements for the year ended on December 31, 2007	Click to View
1971	July 8, 2008	Warning to concerns of Bionic Sea Food Exports Ltd for non-furnishing of clarification/explanation regarding audited financial statements for the year ended on December 31, 2005 and half-yearly financial statements for the half-year ended on June 30, 2006.	Click to View
1972	July 28, 2008	Order to concerns of Joytun Securities International Ltd	Click to View
1973	July 30, 2008	Directive to concerns of Bangladesh Dyeing and Finishing Industries Ltd	Click to View
1974	July 30, 2008	Order to concerns of Bangladesh Dyeing and Finishing Industries Ltd	Click to View

June, 2008

Sl.No	Date	Subject	Commission’s Decision
1975	June 3, 2008	Warning to concerns of Holy City Securities Ltd for non-compliance of securities laws.	Click to View
1976	June 11, 2008	Warning to concerns of daffodil Computers Ltd(Issuer) for non-compliance of securities laws in connection with retention of auditor for a consecutive period exceeding three years.	Click to View
1977	June 11, 2008	Related to application for waiver of penalty by Country Stock (Bangladesh) Ltd	Click to View
1978	June 11, 2008	Related to application for waiver of penalty by ARC Securities Ltd	Click to View
1979	June 12, 2008	Warning to concerns of M/S K.M. Alam & Co., Chartered accountant, for non-compliance of securities laws in connection with audited financial statements of Bionic Sea Food Exports Ltd (Issuer) for the year ended on December 31, 2006.	Click to View
1980	June 12, 2008	Warning to concerns of Beximco Fisheries Ltd (Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006	Click to View
1981	June 12, 2008	Warning to concerns of M/s M.J. Abedin & Co., Chartered Accountants, for non-compliance of securities laws in connection with audited financial statements of Beximco Fisheries Ltd (issuer) for the year ended on December 31, 2006.	Click to View
1982	June 12, 2008	Warning to concerns of M/s G. Kibria & Co, Chartered Accountants for non-compliance of securities laws in connection with audited financial statements of Legacy Footwear Ltd(Issuer) for the year ended on December 31, 2006.	Click to View
1983	June 12, 2008	Warning to concerns of M/s Basu Banarjee Nath & Co, Chartered Accountants for non-compliance of securities laws in connection with audited financial statements of Power Grid Company of Bangladesh Ltd for the year ended on Juner 30, 2005. and June 30, 2006.	Click to View
1984	June 12, 2008	Warning to concerns of Legacy Footwear Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006.	Click to View
1985	June 16, 2008	Warning to concerns of Mona Food Industries Ltd(Issuer) for non-furnishing of clarification/explanation regarding audited financial statements for the year ended on June 30, 2006.	Click to View
1986	June 18, 2008	Warning to concerns of Dynamic Textile Industries Ltd(Issuer) for non-compliance of securities laws in connection with submission of half yearly financial statements for the half year ended on March 31, 2008.	Click to View
1987	June 18, 2008	Warning to concerns of Quasem Textile Mills Ltd(Issuer) for non-compliance of securities laws in connection with submission of half yearly financial statements for the half year ended on March 31, 2008.	Click to View
1988	June 18, 2008	Warning to concerns of Quasem Silk Mills Ltd(Issuer) for non-compliance of securities laws in connection with submission of half yearly financial statements for the half year ended on March 31, 2008.	Click to View
1989	June 22, 2008	Warning to concerns of IDLC Finance Ltd for non-compliance of securities laws in connection with activities of merchant banker and portfolio manager.	Click to View
1990	June 22, 2008	Warning to concerns of AB Bank Ltd for non-compliance of securities laws in connection with activities of merchant banker and portfolio manager.	Click to View
1991	June 22, 2008	Warning to concerns of Prime Finance and Investment Ltd for non-compliance of securities laws in connection with activities of merchant banker and portfolio manager.	Click to View
1992	June 22, 2008	Warning to concerns of Prime Bank Ltd for non-compliance of securities laws in connection with activities of merchant banker and portfolio manager.	Click to View
1993	June 22, 2008	Warning to concerns of Lanka Bangla Finance Ltd for non-compliance of securities laws in connection with activities of merchant banker and portfolio manager.	Click to View
1994	June 22, 2008	Order to concerns of Raspit Inc(BD) Ltd	Click to View
1995	June 22, 2008	Order to concerns of Chictex Ltd	Click to View
1996	June 22, 2008	Order to concerns of Raspit Data Management and Telecommunication Ltd	Click to View
1997	June 23, 2008	Warning to concerns of IDLC Finance Ltd for non-compliance of securities laws.	Click to View
1998	June 23, 2008	Warning to concerns of Salta Capital Ltd for non-compliance of securities laws.	Click to View
1999	June 23, 2008	Warning to Mrs. Kawsar Jahan Farida Begum, Sponsor Director of Sandhani Life Insurance Co. Ltd for non-compliance of securities laws.
2000	June 24, 2008	Warning to concerns of Power Grid Company Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on June 30, 2005 as well as Information documents published for offloading/direct listing of shares.	Click to View
2001	June 24, 2008	Order to Mr. Mohammad Shahib Uddin, Shareholder Director of Mercantile Insurance Company Ltd	Click to View
2002	June 24, 2008	Order to Mrs Hosne Ara Aziz, Sponsor of The City Bank Ltd	Click to View
2003	June 26, 2008	Order to concerns of Saleh Carpet Mills Ltd	Click to View
2004	June 26, 2008	Order to concerns of Rose Heaven Ballpen Ltd	Click to View

May, 2008

Sl.No	Date	Subject	Commission’s Decision
2005	May 18, 2008	Warning to concerns of People's Insurance Company Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006.	Click to View
2006	May 20, 2008	Warning to concerns of Rupali Bank Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006.	Click to View
2007	May 20, 2008	Warning to concerns of Sonali Paper & Board Mills Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on June30, 2006.	Click to View
2008	June 20, 2008	Order to Dr. Ashraf Salehin, Capital Bangladesh	Click to View
2009	May 21, 2008	Warning to concerns of Bangladesh Leaf Tobacco Co. Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006.	Click to View
2010	May 21, 2008	Warning to concerns of The City Bank Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006 and Annual Report-2006	Click to View
2011	May 25, 2008	Warning to concerns of Prime Insurance Company Ltd (Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006.	Click to View
2012	May 28, 2008	Warning to concerns of M/S Howladar Yunus & Co Chartered Accountants for non-compliance of securities laws in connection with audited financial statements of Janata Insurance Co. Ltd(Issuer) for the year ended on December 31, 2006.	Click to View
2013	May 28, 2008	Warning to concerns of Lexico Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006.	Click to View
2014	May 28, 2008	Warning to concerns of Dynamic Textile Industries Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on September 30, 2006.	Click to View

April, 2008

Sl.No	Date	Subject	Commission’s Decision
2015	April 8, 2008	Order to concerns of AB Bank Foundation Stock Broker) imposing penalty	Click to View
2016	April 8, 2008	Order to concerns of Hazi Ahammad Brothers securities Ltd(Stock broker) imposing penalty	Click to View
2017	April 8, 2008	Order to concerns of Popular Equities Ltd(Stock Broker) imposing penalty	Click to View
2018	April 8, 2008	Order to concerns of ARC Securities Ltd (Stock Broker) imposing penalty	Click to View
2019	April 8, 2008	Order to concerns of Country Stock(Bangladesh) Ltd ( Stock Broker) imposing penalty	Click to View
2020	April 8, 2008	Order to concerns of L.R.K Securities Ltd( Stock Broker) imposing penalty	Click to View
2021	April 7, 2008	Order to concerns of R.N.I Securities Ltd (Stock Broker) imposing penalty	Click to View
2022	April 23, 2008	Warning to concerns of IFIC Bank Ltd(Issuer)
2023	April 23, 2008	Penalty Order to concerns of Gachihata Acuaculture Farms Ltd(Issuer)	Click to View
2024	April 23, 2007	Penalty Order to concerns of Dynamic Textile Industries Ltd(Issuer)	Click to View
2025	April 28, 2008	Penalty Order to concerns of Rose Heaven BallPen Ltd
2026	April 28, 2008	Penalty Order to concerns of Shampur Sugar Mills Ltd	Click to View
2027	April 28, 2008	Penalty Order to concerns of Shampur Sugar Mills Ltd	Click to View
2028	April 30, 2008	Waiver of penalty and warning to concerns of Wata Chemicals Ltd(Issuer)	Click to View

March, 2008

Sl.No	Date	Subject	Commission’s Decision
2029	March 3, 2008	Warning to concerns of Mona Food Industries Ltd for non-compliance of securities laws in connection with delay in furnishing audited financial statements for the year ended on June 30, 2007	Click to View
2030	March 3, 2008	Warning to concerns of Rupali Bank Ltd for non-compliance of securities laws in connection with fixing AGM date, time and venue and declaring dividend in the board of directors meeting	Click to View
2031	March 3, 2008	Warning to concerns of Dynamic Textile Industries Ltd for non-compliance of securities laws in connection with submission of half yearly financial statements for the half year ended on March 31, 2007	Click to View
2032	March 3, 2008	Warning to concerns of Eastern Cables Ltd for non-compliance of securities laws in connection with delay in furnishing audited financial statements for the year ended on June 30, 2007	Click to View
2033	March 3, 2008	Order to concerns of M. Hossain Gaerments Washing and Dying Ltd	Click to View
2034	March 3, 2008	Order to concerns of Raspit Inc(BD) Ltd	Click to View
2035	March 3, 2008	Order to concerns of Mercantile Bank Ltd
2036	March 3, 2008	Order to concerns of Advanced Chemical Industries Ltd
2037	March 4, 2008	Order to concerns of Raspit Data Management and Telecommunication Ltd	Click to View
2038	March 4, 2008	Order to concerns of Chictex Ltd	Click to View
2039	March 25, 2008	Warning to concerns of Western Security Investment Management Ltd for non-compliance of securities laws	Click to View
2040	March 25, 2008	Waiver of penalty to concerns of Fareast Islami Life Insurance Company Ltd	Click to View
2041	March 27, 2008	Order to concerns of Pharmaco International Ltd	Click to View
2042	March 31, 2008	Order to concerns of Fareast Islami Life Insuranec Company Ltd	Click to View

February, 2008

Sl.No	Date	Subject	Commission’s Decision
2043	February 5, 2008	Disposal of the proceedings to concerns of Wonderland Toys Ltd	Click to View
2044	February 5, 2008	Waver of penalty imposed to concerns of Sreepur Textile Mills Ltd	Click to View
2045	February 10, 2008	Con-compliance of securities laws: warning to Bangladesh shipping Corporation Ltd	Click to View
2046	February 17, 2008	Order to AB Bank Ltd(Merchant Banker) about penalty of Tk 10 crore	Click to View
2047	February 18, 2008	Order - to concerns of Fareast Islami Life Insurance Company Ltd	Click to View

January, 2008

Sl.No	Date	Subject	Commission’s Decision
2048	January 7, 2008	Alleged non-compliance with securities related laws in connection with the Exclusive Partnership Agreement of Information Services Network Ltd: Warning - to concerns of Information Services Network Ltd (SEC/Enforcement/622/2007/22)
2049	January 8, 2008	Order - to concerns of Globe Securities Ltd Stock Dealer/DP DSE M#189 (SEC/Enforcement/616/2007/30)	Click to View
2050	January 21, 2008	Non-compliance of securities laws: In connection with half yearly financial statements for the half year ended on December 31 2006:Warning - to concerns of Perfume Chemical Industries Limited (SEC/Enforcement/217/2004/47)	Click to View
2051	January 22, 2008	Non-compliance of securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on June 30 2007 : Warning - to concerns of Ashraf Textile Mills Limited (SEC/Enforcement/145/2002/52)	Click to View
2052	January 22, 2008	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on June 30 2007 : Warning - to concerns of Power Grid Company of Bangladesh Limited (SEC/Enforcement/654/2007/51)	Click to View
2053	January 23, 2008	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on June 30 2007: Warning - to concerns of Eastern Lubricants Blenders Limited (SEC/Enforcement/407/2006/55)	Click to View
2054	January 23, 2008	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on June 30 2007: Warning - to concerns of Padma Oil Company Limited (SEC/Enforcement/407/2006/56)	Click to View
2055	January 23, 2008	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Fareast Islami Life Insurance Company Limited (SEC/Enforcement/601/2007/57)	Click to View
2056	January 24, 2008	Waiver of imposed penalty - to concern of Mrs Dina Ahsan Director Wata Chemicals Ltd (SEC/Enforcement/626/2007/59)	Click to View
2057	January 24, 2008	Waiver of imposed penalty - to concern of Mr Md Khalilur Rahman Chowdhury Director Wata Chemicals Ltd (SEC/Enforcement/626/2007/60)	Click to View
2058	January 30, 2008	Warning regarding Depositing of client shares against member's margin to Exchange DP (SEC/Enforcement/652/2007/64-77)	Click to View
2059	January 31, 2008	Warning regarding Depositing of client shares against member's margin to Exchange DP (SEC/Enforcement/652/2007/82-142)	Click to View

December, 2007

Sl.No	Date	Subject	Commission’s Decision
2060	December 9, 2007	Alleged non-compliance with securities related laws in connection with the audited financial statements for the year ended on December 31 2006:Warning - to concerns of Himadri Limited (SEC/Enforcement/617/2007/1200)	Click to View
2061	December 17, 2007	Waiver of additional penalty and withdraw certificate cases against Commission's penalty Orders - to concerns of Sreepur Textile Mills Limited (SEC/Enforcement/160/2003/1201)	Click to View
2062	December 17, 2007	Non-compliance of securities law: In connection with the delayed submission of half yearly financial statements for the half year ended on June 30 2007:Warning - to concerns of The Oriental Bank Limited (SEC/Enforcement/254/2004/1202)	Click to View
2063	December 17, 2007	Non-compliance of securities law: In connection with the delayed submission of half yearly financial statements for the half year ended on June 30 2007:Warning - to concerns of Arbee Textile Mills Limited (SEC/Enforcement/491/2005/1203)	Click to View
2064	December 17, 2007	Non-compliance of securities law: In connection with the submission of half yearly financial statements for the half year ended on June 30 2007:Warning - to concerns of Progressive Life Insurance Co Limited (SEC/Enforcement/629/2007/1204)	Click to View
2065	December 17, 2007	Non-compliance of securities law: In connection with the submission of half yearly financial statements for the half year ended on June 30 2007:Warning - to concerns of Paper Processing and Packaging Limited (SEC/Enforcement/628/2007/1205)	Click to View
2066	December 17, 2007	Non-compliance of securities law: Warning - to concerns of Holy City Securities Ltd Stock Broker CSE Member # 093 (SEC/Enforcement/618/2007/1206)	Click to View
2067	December 17, 2007	Regarding Holy City Securities Ltd (Stock Broker) Member No 093: Warning - to concerns of Chittagong Stock Exchange Ltd (SEC/Enforcement/618/2007/1207)	Click to View
2068	December 18, 2007	Order - to concerns of Saleh Carpet Mills Ltd (SEC/Enforcement/607/2007/1212-1215)	Click to View
2069	December 18, 2007	Alleged non-compliance with securities related laws in connection with the half-yearly financial statements for the period ended on December 31 2006: Warning - to concerns of Meghna Condensed Milk Industries Ltd	Click to View
2070	December 18, 2007	Order - to concerns of Wata Chemicals Ltd (SEC/Enforcement/626/2007/1232-1238)	Click to View
2071	December 18, 2007	Order - to concerns of Saleh Carpet Mills Ltd (SEC/Enforcement/39/2001/1243-1246)	Click to View
2072	December 31, 2007	Order - to concerns of Fine Foods Ltd (SEC/Enforcement/335/2005/1259-1265)	Click to View

November, 2007

Sl.No	Date	Subject	Commission’s Decision
2073	November 4, 2007	Directive - to concerns of Tripti Industries Limited	Click to View
2074	November 27, 2007	Non-compliance of securities laws concerning share trading: Warning - to concerns of M Securities Ltd Stock Broker DSE Member # 44	Click to View

October, 2007

Sl.No	Date	Subject	Commission’s Decision
2075	October 7, 2007	Payment of penalty through installments: In connection with share trading of Therapeutics (Bangladesh) Limited - to concerns of Ibrahim Securities Ltd	Click to View
2076	October 7, 2007	Penalty Order: In connection with audited financial statements of Chittagong Vegetable Oil Industries Ltd for the years ended on June 30, 2003 and June 30 2004 - to concerns of Sarwar Salamat & Co CA	Click to View
2077	October 8, 2007	Waiver of penalty imposed vide penal Orders No SEC/Enforcement/299/2005/418-420 Dated April 23 2007- to concerns of Quasem Textile Mills Limited	Click to View
2078	October 8, 2007	Waiver of penalty imposed vide penal Orders No SEC/Enforcement/300/2005/424-426 Dated April 23 2007- to concerns of Quasem Silk Mills Limited	Click to View
2079	October 8, 2007	Payment of penalty through installments: In connection with SEC penal orders all dated July 16 2007 regarding submission of incomplete audio-visual recording of proceedings of AGM held on December 24 2006 - to concerns of Wonderland Toys Ltd	Click to View
2080	October 8, 2007	Non-compliance of securities laws in connection with retention of auditor for a consecutive period exceeding three years: Warning - to concerns of JMI Bangla Co Limited	Click to View
2081	October 8, 2007	Non-compliance of securities laws concerning price sensitive information: Warning - to concerns of Al-Arafah Islami Bank Limited	Click to View
2082	October 9, 2007	Order - to concerns of Bangladesh Chemical Industries Limited
2083	October 11, 2007	Order - to concerns of Raspit Data Management & Telecommunications Limited ((SEC/Enforcement/594/2007/1124-1126))	Click to View
2084	October 11, 2007	Order - to concerns of Raspit Inc (BD) Ltd (SEC/Enforcement/593/2007/1130-1132)	Click to View
2085	October 24, 2007	Order - to concerns of Legacy Footwear Limited
2086	October 28, 2007	Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2006 - to concerns of Bangladesh Dyeing & Finishing Industries Limited	Click to View
2087	October 28, 2007	Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2006 - to concerns of Bangladesh Chemical Industries Limited	Click to View
2088	October 28, 2007	Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2006 - to concerns of Bangladesh Zipper Industries Limited	Click to View
2089	October 28, 2007	Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2006 - to concerns of Bangladesh Luggage Industries Limited	Click to View

September, 2007

Sl.No	Date	Subject	Commission’s Decision
2090	September 3, 2007	Waiver of imposed penalty: In connection with non-disseminating price sensitive information regarding sale of fixed assets- to concerns of Quasem Silk Mills Limited	Click to View
2091	September 3, 2007	Waiver of imposed penalty: In connection with the submission of incomplete audio-visual recording of proceedings of AGM held on December 24, 2006 - to concerns of Wondeland Toys Limited	Click to View
2092	September 3, 2007	Order - to concerns of Bangladesh Chemical Industries Limited	Click to View
2093	September 3, 2007	Order - to concerns of Bangladesh Dyeing & Finishing Industries Limited	Click to View
2094	September 6, 2007	Waiver of imposed penalty: In connection with share trading of Therapeutics (Bangladesh) Ltd - to concerns of Ibrahim Securities Limited (DSE Member No 33)	Click to View
2095	September 6, 2007	Order - to concerns of Gachihata Aqua Culture Farms Limited	Click to View
2096	September 6, 2007	Order - to concerns of Meghna Condensed Milk Industries Limited	Click to View
2097	September 6, 2007	Order - to concerns of Meghna PET Industries Limited	Click to View
2098	September 6, 2007	Alleged non-compliance with securities related laws in connection with the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Al-Arafah Islami Bank Limited	Click to View
2099	September 9, 2007	Order - to concerns of Bangladesh Luggage Industries Limited	Click to View
2100	September 10, 2007	Order - to concerns of Bangladesh Zipper Industries Limited	Click to View
2101	September 18, 2007	Alleged non-compliance with securities related laws in connection with the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Export Import Bank of Bangladesh Limited	Click to View
2102	September 30, 2007	Non-compliance with securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Meghna Cement Mills Limited	Click to View
2103	September 30, 2007	Non-compliance with securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Legacy Footwear Limited	Click to View
2104	September 30, 2007	Non-compliance with securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Ambee Pharmaceuticals Limited	Click to View
2105	September 30, 2007	Non-compliance with securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Pragati Life Insurance Co Limited	Click to View

August, 2007

Sl.No	Date	Subject	Commission’s Decision
2106	August 5, 2007	Non-compliance of securities laws: In connection with the delayed submission of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Meghna Shrimp Culture Limited	Click to View
2107	August 5, 2007	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Federal Insurance Co Limited	Click to View
2108	August 5, 2007	Non-compliance of securities laws: In connection with the delayed submission of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Petro Synthetic Products Limited	Click to View
2109	August 5, 2007	Non-compliance of securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Bangladesh Hotels Ltd	Click to View
2110	August 5, 2007	Non-compliance of securities laws: In connection with the delayed submission of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of CMC-Kamal Textile Mills Limited	Click to View
2111	August 5, 2007	Non-compliance of securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Prime Insurance Company Limited	Click to View
2112	August 8, 2007	Waiver of imposed penalty: In connection with the half yearly financial statement for the half year ended on 31 December 2005 - to concerns of Bangladesh Luggage Industries Limited	Click to View
2113	August 9, 2007	Waiver of imposed penalty: In connection with statutory audit report of Rose Heaven Ball Pen Limited for the year ended on June 30 2004 - to concerns of M/s M N Islam & Company Chartered Accountants	Click to View
2114	August 9, 2007	Waiver of imposed penalty: In connection with statutory audit report for the year ended on June 30 2006 - to concerns of Niloy Cement Industries Limited	Click to View
2115	August 9, 2007	Waiver of imposed penalty: In connection with the insider trading of Jamuna Bank Limited's shares - to concern of Al-Haj Nur Mohammad	Click to View
2116	August 9, 2007	Non-compliance of securities laws: In connection with the delayed submission of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Sonar Bangla Insurance Limited	Click to View
2117	August 9, 2007	Non-compliance of securities laws: In connection with the delayed furnishing of the audited financial statements for the year ended on December 31 2006: Warning - to concerns of Bangladesh Electricity Meter Company Limited	Click to View
2118	August 13, 2007	Payment of penalty through installments: In connection with statutory audit report for the year ended on December 31 2005 - to concern of Mr Harun-or-Rashid Managing Director Lexco Limited	Click to View
2119	August 13, 2007	Payment of penalty through installments: In connection with statutory audit report for the year ended on December 31 2005 - to concern of Mr Al-Haj Abdul Mateen Director Lexco Limited	Click to View
2120	August 13, 2007	Payment of penalty through installments: In connection with statutory audit report for the year ended on December 31 2005 - to concern of Mr Hamiduddin Ahmed Director & Mr Mostapha Shah Ali Newaz Director Lexco Limited	Click to View
2121	August 13, 2007	Payment of penalty through installments: In connection with statutory audit report for the year ended on December 31 2005 - to concern of Mr Mostapha Shah Ali Newaz Director Lexco Limited	Click to View
2122	August 15, 2007	Order - to concerns of M/s Sarwar salamot & Co Chartered Accountants	Click to View
2123	August 16, 2007	Alleged non-compliance with securities related laws in connection with the revised half-yearly financial statements for the period ended on December 31 2006: Warning - to concerns of Amam Sea Food Industries Limited	Click to View
2124	August 22, 2007	Non-compliance with the securities related laws in connection with the audited financial statements for the year ended on December 31 2006: Directive - to concerns of National Credit & Commerce Bank Limited

July, 2007

Sl.No	Date	Subject	Commission’s Decision
2125	July 1, 2007	Non-compliance of securities law in connection with shares in clearing account on record date: Warning - to concerns of Western Securities Investment Management Limited	Click to View
2126	July 1, 2007	Non-compliance of securities law in connection with shares in clearing account on record date: Warning - to concerns of Chowdhury Securities & Services Limited	Click to View
2127	July 2, 2007	Directive - to oncerns of Sreepur Textile Mills Limited	Click to View
2128	July 11, 2007	Non-compliance of securities related laws in connection with the submission of the half yearly financial statements for the period ended on June 30 2006 : Warning - to concerns of Arbee Textiles Limited	Click to View
2129	July 5, 2007	Alleged non-compliance of securities law in connection with the non-declaration of trading in Jamuna Bank Ltd's shares: Warning - to concern of Alhajj Nur Mohammad	Click to View
2130	July 5, 2007	Alleged non-compliance of securities law in connection with the non-declaration of trading in Jamuna Bank Ltd's shares: Warning - to concern of Ms Tasnim Akter Chowdhury	Click to View
2131	July 5, 2007	Alleged non-compliance of securities law in connection with the IPO of Jamuna Bank Ltd: Warning - to concerns of ICB Capital Management Ltd	Click to View
2132	July 5, 2007	Alleged non-compliance of securities law in connection with the IPO of Jamuna Bank Ltd: Warning - to concerns of AAA Consultant & Financial Advisors Merchant Banker-Issue Manager	Click to View
2133	July 5, 2007	Alleged non-compliance of securities law in connection with the IPO: Warning - to concerns of Jamuna Bank Limited	Click to View
2134	July 8, 2007	Waiver of imposed penalty: In connection with statutory audit report for the year ended on June 30 2006 - to concerns of Sajib Knitwear and Garments Limited	Click to View
2135	July 9, 2007	Non-compliance of securities related laws in connection with the submission of the half yearly financial statements for the period ended on December 31 2006 : Warning - to concerns of Sonali Ansh Limited	Click to View
2136	July 10, 2007	Order - to concerns of Rose Heaven Ball Pen Limited	Click to View
2137	July 11, 2007	Order - to concerns of Chictex Limited	Click to View
2138	July 11, 2007	Order - to concerns of Quashem Silk Mills Limited	Click to View
2139	July 15, 2007	Alleged non-compliance with securities related laws in connection with the revised half-yearly financial statements for the period ended on December 31 2006: Warning - to concerns of Rangamati Food Products Limited	Click to View
2140	July 16, 2007	Order - to concerns of Wonderland Toys Limited	Click to View
2141	July 18, 2007	Non-compliance of securities laws: In connection with the delayed furnishing of the audited financial statements for the years ended on June 30 2005 and June 30 2006: Warning - to concerns of Perfume Chemical Industries Limited (SEC/Enforcement/217/2004/885)
2142	July 18, 2007	Non-compliance of securities laws in connection with the delayed furnishing of half yearly financial statements for the half year ended on December 31 2006: Warning - to concerns of Perfume Chemical Industries Limited (SEC/Enforcement/217/2004/886)
2143	July 26, 2007	Alleged non-compliance of securities law in connection with the non-declaration of trading in Jamuna Bank Ltd's shares: Warning - to concern of Mrs Hasina Gazi 4 Siddheswari Lane Dhaka-1000	Click to View
2144	July 26, 2007	Alleged non-compliance of securities law in connection with the non-declaration of trading in Jamuna Bank Ltd's shares: Warning - to concern of Mr Gazi Golam Ashria 4 Siddheswari Lane Dhaka-1000	Click to View
2145	July 26, 2007	Alleged non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2006: Warning - to concerns of Bengal Fine Ceramics Limited	Click to View
2146	July 26, 2007	Alleged non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31 2006: Warning - to concerns of Pubali Bank Limited Limited	Click to View
2147	July 26, 2007	Order - concerns of Saleh Carpet Mills Limited	Click to View
2148	July 26, 2007	Order - concerns of Raspit Inc (BD) Limited
2149	July 26, 2007	Order - concerns of Chittagong Vegetable Oil Limited	Click to View
2150	July 26, 2007	Order - concerns of Ibrahim Securities Limited DSE M# 33	Click to View

June, 2007

Sl.No	Date	Subject	Commission’s Decision
2151	June 3, 2016	Alleged non-compliance with securities related laws in connection with the audited financial statements for the year ended on December 31 2005: Warning - to concerns of Bangladesh Services Limited	Click to View
2152	June 3, 2007	Non-compliance of securities laws: In connection with submission of audio-visual recording of proceedings of 33rd AGM held on December 19 2006 : Warning - to concerns of Bangladesh Services Limited	Click to View
2153	June 11, 2007	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on December 31 2005 : Warning - to concerns of Bangladesh Electricity Meter Company Limited	Click to View
2154	June 11, 2007	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on June 30 2006 : Warning - to concerns of Bangla Process Industries Limited	Click to View
2155	June 11, 2007	Non-compliance of securities law concerning payment of declared dividend : Warning - to concerns of Anlima Yarn Dyeing Limited	Click to View
2156	June 17, 2007	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on September 30 2006 : Warning - to concerns of Excelsior shoes Limited	Click to View
2157	June 17, 2007	Non-compliance of securities laws: In connection with delayed furnishing of the audited financial statements for the year ended on December 31 2005 : Warning - to concerns of Legacy Footwear Limited	Click to View
2158	June 17, 2007	Non-compliance of securities related laws in connection with the submission of the half yearly financial statements for the period ended on December 31 2006 : Warning - to concerns of Rahim Textile Mills Limited	Click to View
2159	June 21, 2007	Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2006 - to concerns of Sreepur Textile Mills Limited	Click to View
2160	June 24, 2007	Order - to concern of Ms Nasrin Akter Chowdhury	Click to View
2161	June 24, 2007	Order - to concern of Ms Tasnim Akter Chowdhury	Click to View
2162	June 24, 2007	Order - to concern of Alhajj Nur Mohammad	Click to View
2163	June 24, 2007	Order - to concerns of Dhaka Insurance Limited	Click to View
2164	June 24, 2007	Order - to concerns of Standard Group Limited	Click to View
2165	June 24, 2007	Order - to concerns of Standard Stitches Limited	Click to View
2166	June 24, 2007	Order - to concerns of Amotex Limited	Click to View
2167	June 24, 2007	Waiver of imposed penalty: In connection with statutory audit report for the year ended on December 31 2005 - to concerns of Lexco Ltd	Click to View

May 2007

Sl.No	Date	Subject	Commission’s Decision
2168	March 5, 2007	Order - to concern of Mr Alhajj Mainuddin Managing Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/439)	Click to View
2169	March 5, 2007	Order - to concern of Mr Md Salauddin Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/440)	Click to View
2170	March 5, 2007	Order - to concern of Mr Md Mesbauddin Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/441)	Click to View
2171	March 5, 2007	Order - to concern of Mr Alhajj Md Zaman Uddin Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/442)	Click to View
2172	March 5, 2007	Order - to concern of Mr Alhajj Mainuddin Managing Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/447)	Click to View
2173	March 5, 2007	Order - to concern of Mr Md Salauddin Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/448)	Click to View
2174	March 5, 2007	Order - to concern of Mr Md Mesbauddin Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/449)	Click to View
2175	March 5, 2007	Order - to concern of Mr Alhajj Md Zaman Uddin Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/450)	Click to View
2176	July 5, 2007	Commission's Enquiry Order#SEC/SRMID/99-689/1052 dated 06 March 07 on the company for unusual trading of shares and request for a personal hearing of all the Directors of the company before awarding judgment : Time Prayer - to concern of Chairperson Bangladesh Welding Electrodes Ltd	Click to View
2177	September 5, 2007	Non-compliance with securities related laws in connection with share trading of Zeal Bangla Sugar Mills Ltd: Warning - to concerns of National Credit and Commerce Bank Ltd (DSE Membership no 61) Stock-dealer	Click to View
2178	May 17, 2007	Alleged non-compliance with securities law in connection with IPO application of Export Import Bank of Bangladesh Limited (Issuer): Letter of caution - to concerns of AAA Consultants & Financial Advisers	Click to View
2179	May 17, 2007	Alleged non-compliance with the securities law in connection with IPO application: Letter of caution - to concerns of Export Import Bank of Bangladesh Limited	Click to View
2180	May 17, 2007	Order - to concern of Mr ABM Kamal Uddin Khan Chairman/Director M Hossain Garments Washing & Dyeing Limited	Click to View
2181	May 17, 2007	Order - to concern of Mrs Yasmin Kamal Director M Hossain Garments Washing & Dyeing Limited	Click to View
2182	May 17, 2007	Order - to concern of Mr Minhaz Bin Kamal Director M Hossain Garments Washing & Dyeing Limited	Click to View
2183	May 17, 2007	Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2006: Warning - to concerns of? Anwar Galvanizing Limited	Click to View
2184	May 20, 2007	Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2006: Warning - to concerns of? Anwar Galvanizing Limited	Click to View
2185	May 20, 2007	Order - to concern of Mr Alhaj Abdul Motin Director Lexco Limited	Click to View
2186	May 20, 2007	Order - to concern of Mr Hamiduddin Ahmed Director Lexco Limited	Click to View
2187	May 20, 2007	Order - to concern of Mr Mustafa Shah Ali Newaz Director Lexco Limited	Click to View
2188	May 20, 2007	Order - to concern of Mr Udoy Kumar Bhakto Director Lexco Limited	Click to View
2189	May 20, 2007	Order - to concern of Mr Fazlur Rahman Director Lexco Limited	Click to View
2190	May 20, 2007	Order - to concern of Mr Md Shahjahan Managing Director Sajib Knitwear & Garments Limited	Click to View
2191	May 20, 2007	Order - to concern of Ms Selina Afroz Director Sajib Knitwear & Garments Limited	Click to View
2192	May 20, 2007	Order - to concern of Ms Shafia Khatun Director Sajib Knitwear & Garments Limited	Click to View
2193	May 20, 2007	Order - to concern of Mr Md Shakhawat Hossain (Sajib) Director Sajib Knitwear & Garments Limited
2194	May 20, 2007	Order - to concern of Mr Abdul Matlub Ahmad Managing Director Niloy Cement Industries Limited	Click to View
2195	May 20, 2007	Order - to concern of Mr Humayun Kabir Khondaker Director Niloy Cement Industries Limited	Click to View
2196	May 21, 2007	Order - to concern of Ms Selina Ahmah Director Niloy Cement Industries Limited
2197	May 21, 2007	Order - to concern of Mr Abdul Musabbir Ahmad Director Niloy Cement Industries Limited
2198	May 21, 2007	Order - to concern of Mr Md Anwar Hossain Director Niloy Cement Industries Limited
2199	May 21, 2007	Order - to concern of Mr Md Altaf Hossain Director Niloy Cement Industries Limited	Click to View
2200	May 21, 2007	Order - to concern of Mr S A Quashem Director Niloy Cement Industries Limited	Click to View
2201	May 22, 2007	Order - to concern of Mr Md Abdur Razzak Chairman/Managing Director Raspit Data Management & Telecomunication Limited (SEC/Enforcement/408/2006/532)	Click to View
2202	May 22, 2007	Order - to concern of Mr Md Ashraful Alom Director Raspit Data Management & Telecomunication Limited (SEC/Enforcement/408/2006/533)	Click to View
2203	May 22, 2007	Order - to concern of Left. Colonel (Retd) Mr Sirajul Islam BP (Bar) Director Raspit Data Management & Telecomunication Limited (SEC/Enforcement/408/2006/534)	Click to View
2204	May 22, 2007	Order - to concern of Mr Md Abdur Razzak Chairman/Managing Director Raspit Data Management & Telecomunication Limited (SEC/Enforcement/408/2006/538)	Click to View
2205	May 22, 2007	Order - to concern of Left. Colonel (Retd) Mr Sirajul Islam BP (Bar) Director Raspit Data Management & Telecomunication Limited (SEC/Enforcement/408/2006/540)	Click to View
2206	May 22, 2007	Order - to concern of Mr Md Ashraful Alom Director Raspit Data Management & Telecomunication Limited (SEC/Enforcement/408/2006/539)	Click to View
2207	May 22, 2007	Order - to concern of Ms Dilara Begum Chairperson/Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/547)	Click to View
2208	May 22, 2007	Order - to concern of Ms Shamim Ara Begum Managing Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/546)	Click to View
2209	May 22, 2007	Order - to concern of Mr Rezaul Karim Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/545)	Click to View
2210	May 22, 2007	Order - to concern of Mr Badrul Haque Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/544)	Click to View
2211	May 22, 2007	Order - to concern of Ms Dilara Begum Chairperson/Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/555)	Click to View
2212	May 22, 2007	Order - to concern of Ms Shamim Ara Begum Managing Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/554)	Click to View
2213	May 22, 2007	Order - to concern of Mr Rezaul Karim Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/553)	Click to View
2214	May 22, 2007	Order - to concern of Mr Badrul Haque Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/552)	Click to View
2215	May 22, 2007	Waiver of imposed penalty: Non-compliance of securities law in connection with payment of audit fee to the SEC appointed auditors - to concerns of Bangladesh Chemical Industries Limited	Click to View
2216	May 22, 2007	Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2006: Warning - to concerns of Bangladesh Monospool Paper Manufacturing Co Limited	Click to View
2217	May 24, 2007	Waiver of imposed penalty: In connection with the non-submission of audited financial statements for the year ended on June 30 2005 - to concerns of Sonali Paper & Board Mills Limited (SEC/Enforcement/145/2002/563)	Click to View
2218	May 24, 2007	Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2005 - to concerns of Sonali Paper & Board Mills Limited (SEC/Enforcement/145/2002/564)	Click to View
2219	May 24, 2007	Order - to concern of Mr Dewkinandan Kejriwal Managing Director Bangladesh Luggage Industries Limited	Click to View
2220	May 24, 2007	Order - to concern of Ms Kanchan Kejriwal Director Bangladesh Luggage Industries Limited	Click to View
2221	May 24, 2007	Order - to concern of Ms Kanchan Devi Kejriwal Director Bangladesh Luggage Industries Limited	Click to View
2222	May 24, 2007	Order - to concern of Ms Vogoboti Kejriwal Director Bangladesh Luggage Industries Limited	Click to View
2223	May 24, 2007	Order - to concern of Mr Uttom Kejriwal Director Bangladesh Luggage Industries Limited	Click to View
2224	May 24, 2007	Order - to concern of Mr Ashok Kejriwal Director Bangladesh Luggage Industries Limited	Click to View
2225	May 27, 2007	Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on June 30 2006 within time: Warning - to concerns of Mona Food Industries Limited	Click to View
2226	May 27, 2007	Non-compliance of securities laws in connection with the submission of half yearly financial statements for the half year ended on December 31 2006 within time: Warning - to concerns of Rose Heaven Ball Pen Limited	Click to View
2227	May 28, 2007	Order - to concern of Ms Dilara Begum Chairperson/Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/591)	Click to View
2228	May 28, 2007	Order - to concern of Ms Shamim Ara Begum Managing Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/592)	Click to View
2229	May 28, 2007	Order - to concern of Mr Rezaul Karim Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/593)	Click to View
2230	May 28, 2007	Order - to concern of Mr Badrul Haque Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/594)	Click to View
2231	May 28, 2007	Order - to concern of Mr Aminur Rasul Managing Director/Director Chictex Limited (SEC/Enforcement/37/2001/599)	Click to View
2232	May 28, 2007	Order - to concern of Mr Jamal Uddin Ahmed Chairman/Director Chictex Limited (SEC/Enforcement/37/2001/600)	Click to View
2233	May 28, 2007	Order - to concern of Mr Md Masukur Rasul Director Chictex Limited (SEC/Enforcement/37/2001/601)	Click to View
2234	May 28, 2007	Order - to concern of Mr Iftekhar Mahmud Director Chictex Limited (SEC/Enforcement/37/2001/602)	Click to View
2235	May 28, 2007	Order - to concern of Mr Aminur Rasul Managing Director/Director Chictex Limited (SEC/Enforcement/37/2001/607)	Click to View
2236	May 28, 2007	Order - to concern of Mr Jamal Uddin Ahmed Chairman/Director Chictex Limited (SEC/Enforcement/37/2001/608)	Click to View
2237	May 28, 2007	Order - to concern of Mr Md Masukur Rasul Director Chictex Limited (SEC/Enforcement/37/2001/609)	Click to View
2238	May 28, 2007	Order - to concern of Mr Iftekhar Mahmud Director Chictex Limited (SEC/Enforcement/37/2001/610)	Click to View
2239	May 28, 2007	Order - to concern of Mr Aminur Rasul Managing Director/Director Chictex Limited (SEC/Enforcement/37/2001/615)	Click to View
2240	May 28, 2007	Order - to concern of Mr Jamal Uddin Ahmed Chairman/Director Chictex Limited (SEC/Enforcement/37/2001/616)	Click to View
2241	May 28, 2007	Order - to concern of Mr Md Masukur Rasul Director Chictex Limited (SEC/Enforcement/37/2001/617)	Click to View
2242	May 28, 2007	Order - to concern of Mr Iftekhar Mahmud Director Chictex Limited (SEC/Enforcement/37/2001/618)	Click to View
2243	May 28, 2007	Non-compliance of securities laws in connection with the submission of half yearly financial statements for the half year ended on December 31 2006 within time: Warning - to concerns of Bangladesh Luggage Industries Limited	Click to View
2244	May 28, 2007	Non-compliance of securities laws in connection with the submission of half yearly financial statements for the half year ended on December 31 2006 within time: Warning - to concerns of Sonali Paper & Board Mills Limited	Click to View

April 2007

Sl.No	Date	Subject	Commission’s Decision
2245	April 23, 2007	Order - to concern of Mrs Selina Begum Director Quasem Silk Mills Limited
2246	April 23, 2007	Order - to concern of Mrs Khadiza Shamim Director Quasem Silk Mills Limited
2247	April 23, 2007	Order - to concern of Mr A K M Maidul Islam Chairman/Managing Director Quasem Silk Mills Limited
2248	April 23, 2007	Order - to concern of Mrs Selina Begum Director Quasem Textile Mills Limited
2249	April 23, 2007	Order - to concern of Mrs Khadiza Shamim Director Quasem Textile Mills Limited
2250	April 23, 2007	Order - to concern of Mr A K M Maidul Islam Chairman/Managing Director Quasem Textile Mills Limited
2251	April 23, 2007	Order - to concern of Mr Shafiqur Rahman Director Sreepur Textile Mills Limited	Click to View
2252	April 23, 2007	Order - to concern of Mr C H Mahtab Uddin Director Sreepur Textile Mills Limited	Click to View
2253	April 23, 2007	Order - to concern of Mr A R Malik Director Sreepur Textile Mills Limited
2254	April 23, 2007	Order - to concern of Mr A Ahmed Yousuf Chairman & Managing Director Sreepur Textile Mills Limited
2255	April 23, 2007	Order - to concern of Mr Prof Dr Nurul Haque Director Sreepur Textile Mills Limited	Click to View
2256	April 23, 2007	Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2006 : Warning - to concerns of Jute Spinners Limited	Click to View
2257	April 17, 2007	Alleged non-compliance of securities laws in connection with delayed submission of audited financial statements for the year ended on June 30 2006: Disposal - to concerns of Sonali Ansh Industries Limited?	Click to View
2258	April 17, 2007	Non-compliance of securities laws: In connection with upward revaluation of fixed assets creating reserve without clearance from the Commission in the audited financial statements for the year ended on December 31 2005: Caution - to concerns of Southeast Bank Limited	Click to View
2259	November 30, -0001	Non-compliance of securities law: In connection with delayed submission of audited financial statements for the year ended on June 30 2006: Caution - to concerns of Bangladesh Shipping Corporation (SEC/Enforcement/148/2002/395)	Click to View
2260	April 17, 2007	Alleged non-compliance of securities laws in connection with delayed submission of half yearly financial statements for the year ended on December 31 2005: Disposal - to concerns of Bangladesh Shipping Corporation (SEC/Enforcement/148/2002/394)	Click to View
2261	April 17, 2007	Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2005 & June 30 2006: Warning - to concerns of Meghna Pet Industries Limited	Click to View
2262	April 15, 2007	Your petition for payment of remaining penalty through installments - to concern of Mrs Afia Banu Director Rupan Oil & Feeds Limited
2263	April 15, 2007	Waiver of penalty imposed upon the individual directors in connection with the non-submission of audited financial statements for the year ended on June 30 2006 against penal Orders No. SEC/Enforcement/86/2002/263-67 all dated March 01 2007: Warning - to concerns of Pharmaco International Limited	Click to View
2264	October 4, 2007	Waiver of penalty - to concerns of Bangladesh Dyeing & Finishing Industries Limited	Click to View
2265	October 4, 2007	Waiver of penalty - to concerns of Bangladesh Zipper Industries Limited	Click to View
2266	September 4, 2007	Show-cause cum hearing : In connection with the matter of non-payment of declared divodend to a shareholder within the stipulated time- Warning - to concerns of Quasem Drycells Limited	Click to View
2267	September 4, 2007	Non-compliance of securities laws: In connection with furnishing of the audited financial statements for the year ended on June 30 2006 within time: Warning - to concerns of Amam Sea Food Limited	Click to View
2268	August 4, 2007	Non-compliance with the securities related laws in connection with non-payment of interest and principal against debenture: Warning - to concerns of Bangladesh Welding Electrodes Limited	Click to View
2269	April 4, 2007	Non-compliance of securities laws: In connection with audited financial statements for the years ended on June 30 2005 and June 30 2006: Warning - to concerns of Chittagong Oil Industries Limited	Click to View
2270	April 4, 2007	Non-compliance of securities laws: In connection with the delayed payment of declared dividend to Delta Life Insurance Company Limited - Warning - to concerns Bangladesh Dyeing & Finishing Industries Limited (SEC/Enforcement/210/2004/351)	Click to View
2271	April 4, 2007	Non-compliance of securities laws: In connection with the delayed payment of declared dividend to Delta Life Insurance Company Limited - Warning - to concerns Bangladesh Chemical Industries Limited (SEC/Enforcement/212/2004/350)	Click to View
2272	April 4, 2007	Non-compliance of securities laws: In connection with the delayed payment of declared dividend to Delta Life Insurance Company Limited - Warning - to concerns Bangladesh Luggage Industries Limited (SEC/Enforcement/182/2003/349)	Click to View
2273	April 4, 2007	Non-compliance of securities laws: In connection with furnishing of the audited financial statements for the year ended on June 30 2006 within time: - Warning - to concerns of Padma Oil Company Limited	Click to View
2274	April 4, 2007	Non-compliance of securities laws: In connection with furnishing of the audited financial statements for the year ended on June 30 2006 within time: - Warning - to concerns of Eastern Lubricants Blenders Limited	Click to View
2275	April 4, 2007	Non-compliance of securities laws: In connection with the audited financial statements for the year ended on December 31 2005 - Warning - to concerns of Central Insurance Company Limited	Click to View
2276	April 4, 2007	Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on June 30 2006 within time: - Warning - to concerns of Eastern Cables Limited	Click to View
2277	April 4, 2007	Non-compliance of the SEC Notification: In connection with the audited financial statements for the year ended on June 30 2006 - Warning - to concerns of Hakkani Pulp & Paper Mills Limited	Click to View
2278	April 4, 2007	Non-compliance of securities laws: In connection with disseminating AGM date time and venue in-spite of declared dividend in the board of directors meeting held on November 12 2006 - Warning - to concerns Pharma Aids Limited	Click to View
2279	April 4, 2007	Non-compliance of securities laws: In connection with the delayed payment of declared dividend to Delta Life Insurance Company Limited - Warning - to concerns Bangladesh Zipper Industries Limited (SEC/Enforcement/209/2004/349)	Click to View

March, 2007

Sl.No	Date	Subject	Commission’s Decision
2280	March 1, 2007	Your appeal for waiver of imposed penalty: In connection with the non-payment dividend to a shareholder and non-submission of report on dividend - to concerns of Fine Foods Limited	Click to View
2281	March 1, 2007	Order - to concern of Mr AKMA Motin Managing Director Pharmaco International Limited	Click to View
2282	March 5, 2007	Order - to concern of Mr Dewkinandan Kejriwal Managing Director BD Dyeing & Finishing Industries Limited	Click to View
2283	March 5, 2007	Order - to concern of Mrs Kanchan Kejriwal Director BD Dyeing & Finishing Industries Limited	Click to View
2284	March 5, 2007	Order - to concern of Mrs Kanchan Devi Kejriwal Director BD Dyeing & Finishing Industries Limited	Click to View
2285	March 5, 2007	Order - to concern of Mrs Vogoboti Kejriwal Director BD Dyeing & Finishing Industries Limited	Click to View
2286	March 5, 2007	Order - to concern of Mr Uttom Kejriwal Director BD Dyeing & Finishing Industries Limited	Click to View
2287	March 5, 2007	Order - to concern of Mr Ashok Kejriwal Director BD Dyeing & Finishing Industries Limited	Click to View
2288	March 15, 2007	Order - to concern of Mr Md Abdur Razzak Chairman/Director Raspit Inc BD Limited	Click to View
2289	March 15, 2007	Order - to concern of Mr Md Habibul Alom Managing Director Raspit Inc BD Limited	Click to View
2290	March 15, 2007	Order - to concern of Mr Md Ashraful Alom Director Raspit Inc BD Limited	Click to View
2291	March 29, 2007	Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2005 and June 30 2006: Warning - to concerns of Anwar Galvanizing Limited	Click to View
2292	March 29, 2007	Order - to concern of Mr Md Nurul Islam FCA Partner M/s M N Islam & Company Chartered Accountants (SEC/Enforcement/333/2005/323)	Click to View
2293	March 29, 2007	Order - to concern of Mrs Nasima Ahmed Director Rose Heaven Ball Pen Ltd (SEC/Enforcement/333/2005/326)	Click to View
2294	March 1, 2007	Order - to concern of Mrs Rashida Motin Director Pharmaco International Limited
2295	March 1, 2007	Order - to concern of Mr Zomiruddin Director Pharmaco International Limited
2296	March 1, 2007	Order - to concern of Mr AKMA Batin Director Pharmaco International Limited
2297	March 1, 2007	Order - to concern of Mr AKMA Basit Director Pharmaco International Limited
2298	March 29, 2007	Order - to concern of Mr Nazrul Islam FCA Partner M/s M N Islam & Company Chartered Accountants (SEC/Enforcement/333/2005/324)
2299	March 29, 2007	Order - to concern of Mr Shafiqur Rahman Chowdhury Managing Director Rose Heaven Ball Pen Ltd (SEC/Enforcement/333/2005/325)
2300	March 29, 2007	Order - to concern of Mrs Maksuda Khatun Director Rose Heaven Ball Pen Ltd (SEC/Enforcement/333/2005/327)
2301	March 29, 2007	Order - to concern of Mr Motiur Rahman Chowdhury Director Rose Heaven Ball Pen Ltd (SEC/Enforcement/333/2005/328)
2302	March 29, 2007	Order - to concern of Mrs Shafina Rahman Rupa Director Rose Heaven Ball Pen Ltd (SEC/Enforcement/333/2005/329)
2303	March 29, 2007	Order - to concern of Mr Md Mushfiqur Rahman Chowdhury Director Rose Heaven Ball Pen Ltd (SEC/Enforcement/333/2005/330)

February, 2007

Sl.No	Date	Subject	Commission’s Decision
2304	February 1, 2007	Non-compliance of securities law: In connection with statutory audit report of Himadri Limited for the year ended on December 31 2005: Warning - to concerns of Himadri Limited	Click to View
2305	February 1, 2007	Non-compliance of securities laws in connection with trading of Eagle Star Textile Mills Ltd Share: Warning - to concerns of South Asia Securities Limited (Stock Broker) CSE Member # 04	Click to View
2306	February 1, 2007	Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/651 dated June 15 2006 - to concern of Mrs Nasima Ahmed Director M/s Rose Heaven Ball Pen Industries Ltd	Click to View
2307	February 4, 2007	Non-compliance of securities laws concerning price sensitive information: Warning - to concerns of Libra Infusions Limited	Click to View
2308	February 4, 2007	Non-compliance of securities laws concerning Financial Statements for the half-year ended on June 30 2006 - Warning - to concerns of Nitol Insurance Company Limited	Click to View
2309	February 4, 2007	Non-compliance of securities laws in connection with the submission of revised half-yearly financial statements for the period ended on March 2006 : Warning - to concerns of Dynamic Textile Industries Limited	Click to View
2310	February 4, 2007	Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on December 28 2006 - Warning - to concerns of Modern Cement Limited	Click to View
2311	February 4, 2007	Non-compliance of securities laws: In connection with disseminating the price sensitive information in the news papers - Warning - to concerns of Phoenix Leather Complex Limited	Click to View
2312	February 4, 2007	Non-compliance of securities laws: In connection with the submission of revised half-yearly financial statements for the half-year ended on June 30 2006 - Warning - to concerns of Popular Life Insurance Co Limited	Click to View
2313	February 4, 2007	Disposal of the alleged matter-In connection with non-submission of audio-visual recording of proceedings of AGM held on June 10 2006 - to concerns of Renata Limited	Click to View
2314	February 1, 2007	Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/655 dated June 15 2006 - to concern of Md Musfiqur Rahman Chowdhury Director M/s Rose Heaven Ball Pen Industries Ltd
2315	February 1, 2007	Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/654 dated June 15 2006 - to concern of Mrs Safina Rahman Rupa Director M/s Rose Heaven Ball Pen Industries Ltd
2316	February 1, 2007	Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/653 dated June 15 2006 - to concern of Md Matiar Rahman Chowdhury Director M/s Rose Heaven Ball Pen Industries Ltd
2317	February 1, 2007	Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/652 dated June 15 2006 - to concern of Mrs Maksuda Khatun Director M/s Rose Heaven Ball Pen Industries Ltd
2318	February 1, 2007	Payment of penalty by installments Ref Order no SEC/Enforcement/163/2003/650 dated June 15 2006 - to concern of Md Shafiur Rahman Chowdhury Director M/s Rose Heaven Ball Pen Industries Ltd

January, 2007

Sl.No	Date	Subject	Commission’s Decision
2319	January 18, 2007	Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of September 2005 within time: Warning - to concerns of Daffodil Computers Limited	Click to View
2320	January 18, 2007	Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of September 2005 within time: Warning - to concerns of Chic Tex Limited	Click to View
2321	January 18, 2007	Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of September 2005 within time: Warning - to concerns of Eagle Star Textile Mills Limited	Click to View
2322	January 18, 2007	Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of September 2005 within time: Warning - to concerns of Fine Foods Limited	Click to View
2323	January 18, 2007	Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of September 2005 to December 2005 within time: Warning - to concerns of Mona Food Industry Limited	Click to View
2324	January 18, 2007	Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of September 2005 to December 2005 within time: Warning - to concerns of Pharmaco International Limited	Click to View
2325	January 18, 2007	Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of October 2005 within time: Warning - to concerns of Popular Life Insurance Company Limited	Click to View
2326	January 18, 2007	Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of September 2005 within time: Warning - to concerns of Rose Heaven Ball Pen Limited	Click to View
2327	January 18, 2007	Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of February 2006 within time: Warning - to concerns of Sreepur Textile Mills Limited	Click to View
2328	January 18, 2007	Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of September 2005 within time: Warning - to concerns of The Engineers Limited	Click to View
2329	January 18, 2007	Non-compliance securities laws in connection with non-submission of capital & shareholding position for the month of February 2006 within time: Warning - to concerns of Amam Sea Food Industries Limited	Click to View

December, 2006

Sl.No	Date	Subject	Commission’s Decision
2330	December 6, 2006	Non-compliance of securities law concerning retention of auditor for a consecutive period exceeding three years: Caution - to concerns of Monno Jute Stafllers Limited	Click to View
2331	December 19, 2006	Order - to concern of Mr Dewki Nandan Kejriwal MD BD Chemical Industries Ltd	Click to View
2332	December 19, 2006	Order - to concern of Mrs Kachan Kejriwal Director BD Chemical Industries Ltd	Click to View
2333	December 19, 2006	Order - to concern of Mrs Kanchan Debi Kejriwal Director BD Chemical Industries Ltd	Click to View
2334	December 19, 2006	Order - to concern of Mrs Vagoboti Kejriwal Director BD Chemical Industries Ltd	Click to View
2335	December 19, 2006	Order - to concern of Mr Uttaom Kejriwal Director BD Chemical Industries Ltd	Click to View
2336	December 19, 2006	Order - to concern of Mr Ashok Kejriwal Director BD Chemical Industries Ltd	Click to View
2337	December 19, 2006	Order - to concern of Mr Dewki Nandan Kejriwal MD BD Dyeing & Finishing Industries Ltd	Click to View
2338	December 19, 2006	Order - to concern of Mrs Kachan Kejriwal Director BD Dyeing & Industries Ltd	Click to View
2339	December 19, 2006	Order - to concern of Mrs Kanchan Debi Kejriwal Director BD Dyeing & Industries Ltd	Click to View
2340	December 19, 2006	Order - to concern of Mrs Vagoboti Kejriwal Director BD Dyeing & Industries Ltd	Click to View
2341	December 19, 2006	Order - to concern of Mr Uttaom Kejriwal Director BD Dyeing & Industries Ltd	Click to View
2342	December 19, 2006	Order - to concern of Mr Ashok Kejriwal Director BD Dyeing & Industries Ltd	Click to View
2343	December 19, 2006	Order - to concern of Mr Dewki Nandan Kejriwal MD BD Zipper Finishing Industries Ltd	Click to View
2344	December 19, 2006	Order - to concern of Mrs Kachan Kejriwal Director BD Zipper Industries Ltd	Click to View
2345	December 19, 2006	Order - to concern of Mrs Kanchan Debi Kejriwal Director BD Zipper Industries Ltd	Click to View
2346	December 19, 2006	Order - to concern of Mrs Vagoboti Kejriwal Director BD Zipper Industries Ltd	Click to View
2347	December 19, 2006	Order - to concern of Mr Uttaom Kejriwal Director BD Zipper Industries Ltd	Click to View
2348	December 19, 2006	Order - to concern of Mr Ashok Kejriwal Director BD Zipper Industries Ltd	Click to View

November, 2006

Sl.No	Date	Subject	Commission’s Decision
2349	November 1, 2006	Regarding application of penalty- to concern of Md Shahidullah (Shyamol) & Co (Stock Dealer) DSE M-03	Click to View
2350	November 2, 2006	Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on December 22 2005 - Warning- to concerns of Fu-Wang Ceramic Industries Limited	Click to View
2351	November 2, 2006	Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on December 22 2005 - Warning- to concerns of Fu-Wang Foods Limited	Click to View
2352	November 2, 2006	Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on September 6 2005 - Warning- to concerns of Maq Paper Industries Limited	Click to View
2353	November 28, 2006	Non-compliance of securities laws: In connection with the payment of declared dividend to BSRS within the time - Warning - to concerns of Bengal Fine Ceramics Limited	Click to View
2354	November 28, 2006	Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on December 31 2005 within time: Warning - concerns of Bangladesh Hotels Ltd	Click to View
2355	November 29, 2006	Waiver of penalty imposed vide penal Orders No-SEC/Enforcement/299/2005/575-577 dated 31 May 2006 and withdrawal of the certificate case - to concerns of Quasem Textile Mills Limited	Click to View
2356	November 29, 2006	Waiver of penalty imposed vide penal Orders No-SEC/Enforcement/299/2005/579-581 dated 31 May 2006 and withdrawal of the certificate case - to concerns of Quasem Silk Mills Limited	Click to View
2357	November 30, 2006	Non-compliance of securities laws: In connection with the submission of revised half yearly financial statements for the half year ended on March 31 2006: Warning - to concerns Dynamic Textile Industries Limited	Click to View

October, 2006

Sl.No	Date	Subject	Commission’s Decision
2358	October 3, 2006	Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2005:Warning - to concerns of Mita Textiles Limited	Click to View
2359	October 3, 2006	Non-compliance with the provision of the Securities and Exchange Rules 1987 and the Securities and Exchange Ordinance 1969 concerning audited financial statements for the year ended on March 31 2000:Disposal of the alleged matters - to concerns of Olympic Industries Limited	Click to View
2360	October 3, 2006	Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2005:Warning - to concerns of Eagle Star Textiles Mills Limited	Click to View
2361	October 5, 2006	Order - to concern of Mr M A Salam Chairperson/Director Paragon Leather & Footwear Industries Limited	Click to View
2362	October 5, 2006	Order - to concern of Mr A K Azad Director Paragon Leather & Footwear Industries Limited	Click to View
2363	October 5, 2006	Order - to concern of Mr Stephen Fanky Director Paragon Leather & Footwear Industries Limited	Click to View
2364	October 5, 2006	Order - to concern of Mrs Mariom Khatun Director Paragon Leather & Footwear Industries Limited	Click to View
2365	October 5, 2006	Order - to concern of Mrs Hamida Salam Director Paragon Leather & Footwear Industries Limited	Click to View
2366	October 5, 2006	Order - to concern of Mrs Ummay Kulsum Director Paragon Leather & Footwear Industries Limited	Click to View
2367	October 5, 2006	Order - to concern of Mrs Nasima Akter Director (Rupali Bank Nominated) Paragon Leather & Footwear Industries Limited	Click to View
2368	October 8, 2006	Payment of penalty by instalments - to concern of Giausuddin Ahmed & Co (DSE Membership # 186)	Click to View
2369	October 8, 2006	Non-compliance with the provisions of the Securities and Exchange Rules 1987 and the Securities and Exchange Ordinance 1969 concerning audited financial statements for the year ended on June 30 2000: Disposal of the alleged matters - to concern of Managing Director Bengal Biscuits Limited	Click to View
2370	October 8, 2006	Non-compliance with the provisions of securities related laws in connection with audited financial statements for the year ended on December 31 2005:Disposal - to concerns of Beach Hatchery Limited	Click to View
2371	October 8, 2006	Non-compliance with securities related laws: Warning - to concern of Mr Mujibur Rahman Sponsor/Director Midas Financing Limited	Click to View
2372	October 8, 2006	Your appeal for waiver of imposed penalty: In connection with the non-submission of audited financial statements for the year ended on June 30 2005 - to concerns of Pharmaco International Limited	Click to View
2373	October 8, 2006	Non-compliance of securities laws: In connection with the dissemenating price sensitive information regarding AGM held on December 26 2005 : Warning - to concerns of Mona Food Industries Limited	Click to View
2374	October 8, 2006	Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on July 28 2005 : Warning - to concerns of Padma Printers Limited	Click to View
2375	October 8, 2006	Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on June 15 2005 : Warning - to concerns of Gachihata Aquaculture Farms Limited	Click to View
2376	October 10, 2006	Order - to concern of Mr Shamsul Alam Shamim Chairman/Director Chittagong Vegetable Oil Industries Ltd	Click to View
2377	October 10, 2006	Order - to concern of Mr AHM Habibullah Managing Director Chittagong Vegetable Oil Industries Ltd	Click to View
2378	October 10, 2006	Order - to concern of Mr Md Nurul Alam Director Chittagong Vegetable Oil Industries Ltd	Click to View
2379	October 10, 2006	Order - to concern of Mr Md Amin Director Chittagong Vegetable Oil Industries Ltd	Click to View
2380	October 10, 2006	Order - to concern of Mr Md Imranul Haque Director Chittagong Vegetable Oil Industries Ltd	Click to View
2381	October 10, 2006	Order - to concern of Mr Md Mohsin Saki Director Chittagong Vegetable Oil Industries Ltd	Click to View
2382	October 10, 2006	Order - to concern of Mr Kaikobad Ahmed Director Chittagong Vegetable Oil Industries Ltd	Click to View
2383	October 10, 2006	Order - to concern of Mr Mainuddin Khan Badol Director Chittagong Vegetable Oil Industries Ltd	Click to View
2384	October 11, 2006	Non-compliance of securities laws concerning price sensitive information: Warning - to concerns of Delta Life Insurance Co Limited	Click to View
2385	October 11, 2006	Non-compliance of securities laws: Warning - to concerns of BLI Securities Ltd Stock Dealer (DSE Member No 175)	Click to View
2386	October 11, 2006	Waiver of penalty imposed upon the individual directors in connection with non-holding of AGM in the year 2003 against penal Order No SEC/Enforcement/142/2002/526 dated 22 September 2005 and withdraw the certificate case against the Commission's vide Order No SEC/Enforcement/142/2002/218 dated May 29 2004 - to concerns A B Biscuit Ltd	Click to View
2387	October 11, 2006	Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2005:Warning - to concerns of Bengal Fine Ceramics Limited	Click to View
2388	October 15, 2006	Non-compliance with securities related laws: In connection with the shares of IDLC at CSE: Warning - to concern of CMSL Securities Limited (DSE & CSE Stock Dealer)	Click to View
2389	October 16, 2006	Directive - to concerns of Khaza Mosaic Tiles & Stone Industries Limited	Click to View
2390	October 16, 2006	Non-compliance with securities related laws: Warning - to concerns of Equity Resources Limited (DSE Membership No 030) Attention: Managing Director/Chief Executive Officer	Click to View
2391	October 16, 2006	Non-compliance with securities related laws in connection with unreliable half yearly financial statements for the period ended on December 31 2004: Warning - to concerns of Al-Amin Chemical Industries Limited	Click to View
2392	October 18, 2006	In connection with audited financial statements for the year ended on December 31 2004: Disposal - to concerns of Aziz Pipes Limited	Click to View
2393	October 19, 2006	Non-compliance with securities related laws in respect of trading of share of Lafarge Surma Cement Limited:Warning - to concern of Managing Director Salta Capital Limited (DSE Member # 030)	Click to View
2394	October 19, 2006	Non-compliance with securities related laws in respect of trading of share of Lafarge Surma Cement Limited: Warning - to concern of Managing Director Island Securities Limited (DSE Member # 005)	Click to View
2395	October 19, 2006	Non-compliance of securities law concerning payment of declared dividend: Warning - to Concerns Social Investment Bank Limited	Click to View
2396	October 31, 2006	Non-compliance with securities laws in connection with raising of paid up capital: Warning - to Concerns Lotus-Kamal Spinning Mills Limited	Click to View
2397	October 15, 2006	Non-compliance with securities related laws: In connection with the shares of IDLC at CSE: Warning - to concern of Capital Market Services Limited (Merchant Banker)
2398	October 19, 2006	Non-compliance with securities related laws in respect of trading of share of Lafarge Surma Cement Limited:Warning - to concern of Managing Director Salta Capital Limited (DSE Member # 030)

September, 2006

Sl.No	Date	Subject	Commission’s Decision
2399	September 5, 2006	Application for review of penalty imposed vide Commission's Order No SEC/Enforcement/440/2006/807-813 dated July 17 2006 - to concerns of Modern Cement Limited	Click to View
2400	September 6, 2006	Revised Order - to concerns of Giasuddin Ahmed & Co	Click to View
2401	September 6, 2006	Revised Order - to concerns of PFI Securities Limited	Click to View
2402	September 7, 2006	Non-compliance with securities laws in connection with the half yearly financial statements for the period ended on February 28, 2006: Warning - to concerns of The Engineers limited	Click to View
2403	September 7, 2006	Order - to concerns of Latif Securities Ltd (Stock Dealer) DSE Member # 80	Click to View
2404	September 7, 2006	Order - to concerns of Equity Valuation Research and Distribution Ltd (Merchant Banker/Issue Manager)	Click to View
2405	September 11, 2006	Non-compliance of Securities law concerning retention of auditor for a consecutive period exceeding three years: Post-facto approval with warning - to concerns of Bangladeh Hotels Limited	Click to View
2406	September 11, 2006	Non-compliance of Securities law concerning retention of auditor for a consecutive period exceeding three years: warning - to concerns of Bangladeh Leaf Tobacco Co Limited	Click to View
2407	September 11, 2006	Non-compliance of Securities law concerning retention of auditor for a consecutive period exceeding three years: Post-facto approval with warning - to concerns of Ambee Pharmaceuticals Limited	Click to View
2408	September 11, 2006	Non-compliance of Securities law concerning retention of auditor for a consecutive period exceeding three years: Warning - to concerns of GMG Industrial Corporation Limited	Click to View
2409	September 11, 2006	Non-compliance of Securities law concerning retention of auditor for a consecutive period exceeding three years: Warning - to concerns of Megna Pet Industries Limited	Click to View
2410	September 11, 2006	Non-compliance of Securities laws in connection with raising of paid up capital: Warning - to concerns of Nor-Pearl Knitwear Ltd	Click to View
2411	September 14, 2006	Order - to concerns of Md Shahidullah (Shyamol) & Co (DSE Member # 3)	Click to View
2412	September 17, 2006	Order - to concern of Mr Masum Ahmed Chowdhury Former Chairman/Director The Oriental Bank Limited	Click to View
2413	September 17, 2006	Order - to concern of Mr Rezaul Karim Former Vice Chairman/Director The Oriental Bank Limited	Click to View
2414	September 17, 2006	Order - to concern of Mr C M Koyes Sami Former Managing Director The Oriental Bank Limited	Click to View
2415	September 17, 2006	Order - to concern of Mr Salman Karim Former Director The Oriental Bank Limited	Click to View
2416	September 17, 2006	Order - to concern of Mr Mehedi Hasan Former Director The Oriental Bank Limited	Click to View
2417	September 17, 2006	Order - to concern of Brigadiar General Md Zakir Hossain PSC(Retd) Former Director The Oriental Bank Limited	Click to View
2418	September 17, 2006	Order - to concern of Mr Nesar uddin Mohammed Oliullah Former Director The Oriental Bank Limited	Click to View
2419	September 17, 2006	Order - to concern of Mr Shahedul Islam Former Director The Oriental Bank Limited	Click to View
2420	September 17, 2006	Order - to concern of Mr Niaz Ahmad Former Director The Oriental Bank Limited	Click to View
2421	September 17, 2006	Order - to concern of Mr Patinson Tempol Former Director The Oriental Bank Limited	Click to View
2422	September 17, 2006	Order - to concern of Mr Peter U Chun Ku Former Director The Oriental Bank Limited	Click to View
2423	September 17, 2006	Order - to concern of Mr Alamgir Kabir Samad Company Secretary The Oriental Bank Limited	Click to View
2424	September 18, 2006	Order - to concern of Mr ABM Kamal Uddin Khan Chairman/Director M Hossain Garments Washing & Dyeing Limited	Click to View
2425	September 18, 2006	Order - to concern of Mrs Yasmin Kamal Director M Hossain Garments Washing & Dyeing Limited	Click to View
2426	September 18, 2006	Order - to concern of Mr Minhaz Bin Kamal Khan Director M Hossain Garments Washing & Dyeing Limited	Click to View
2427	September 19, 2006	Order - to concern of Mrs Dilara Begum Chairperson/Director Saleh Carpet Mills Limited	Click to View
2428	September 19, 2006	Order - to concern of Mrs Shamim Ara Begum Managing Director Saleh Carpet Mills Limited	Click to View
2429	September 19, 2006	Order - to concern of Mr Rezaul Karim Director Saleh Carpet Mills Limited	Click to View
2430	September 19, 2006	Order - to concern of Mr Badrul Haq Director Saleh Carpet Mills Limited	Click to View
2431	September 20, 2006	Order - to concern of Mr Md Iftekharuzzaman Chairman/Director Fine Foods Limited	Click to View
2432	September 20, 2006	Order - to concern of Mr Md Shaheen Quoreshi Managing Director Fine Foods Limited	Click to View
2433	September 20, 2006	Order - to concern of Mr Md Humayun Kabir Director Fine Foods Limited	Click to View
2434	September 20, 2006	Order - to concern of Mr Md Hussain Babu Director Fine Foods Limited	Click to View
2435	September 20, 2006	Order - to concern of Mr Md Mosarrof Hossain Director Fine Foods Limited	Click to View
2436	September 20, 2006	Order - to concern of Mr Md Iqbal Ahmed Director Fine Foods Limited	Click to View
2437	September 20, 2006	Order - to concern of Mrs Hasna Amin Director Fine Foods Limited	Click to View
2438	September 24, 2006	Non-compliance of securities related laws in connection with raising of capital without prior consent of the Commission: Warning - to concerns of Popular Pharmaceuticals Limited	Click to View
2439	September 25, 2006	Order - to concern of Mr Shamsul Alam Shamim Director Chittagong Vegetable Oil Industries Limited	Click to View
2440	September 25, 2006	Order - to concern of Mr Md Nurul Alam Director Chittagong Vegetable Oil Industries Limited	Click to View
2441	September 25, 2006	Order - to concern of Mr Md Amin Director Chittagong Vegetable Oil Industries Limited	Click to View
2442	September 25, 2006	Order - to concern of Mr Md Mohsin Saki Director Chittagong Vegetable Oil Industries Limited	Click to View
2443	September 27, 2006	Order - to concern of Major Mohammed Akhtaruzzaman (Retd) Managing Director Gauchihata Aquaculture Farms Limited	Click to View
2444	September 27, 2006	Order - to concern of Mrs Salma Zaman Director Gauchihata Aquaculture Farms Limited	Click to View
2445	September 27, 2006	Order - to concern of Mr Md Shahriar Zaman Director Gauchihata Aquaculture Farms Limited	Click to View
2446	September 27, 2006	Order - to concern of Mr Md Sabbir Zaman Director Gauchihata Aquaculture Farms Limited	Click to View
2447	September 17, 2006	Order - to concern of Mr Mujibur Rahman Milon Former Director The Oriental Bank Limited
2448	September 17, 2006	Order - to concern of Mr B M M Mozharul Haque NDC Former Director The Oriental Bank Limited
2449	September 17, 2006	Order - to concern of Mr Azian Bin Hajj Ujir Former Director The Oriental Bank Limited
2450	September 25, 2006	Order - to concern of Mr Md Emranul Haq Director Chittagong Vegetable Oil Industries Limited
2451	September 25, 2006	Order - to concern of Mr A H M Habib Ullah Managing Director Chittagong Vegetable Oil Industries Limited

August, 2006

Sl.No	Date	Subject	Commission’s Decision
2452	August 1, 2006	Non-compliance of securities law in connection with the submission of half yearly financial statements for the half year ended on December 31, 2005 within time: Warning - to concerns of Imam Button Industries Limited	Click to View
2453	August 1, 2006	Non-compliance of securities laws: In connection with the Furnishing of the audited financial statements for the year ended on December 31, 2005 within time: Warning - to concerns of German Bangla J.V Food Limited	Click to View
2454	August 1, 2006	Non-compliance with securities laws: In connection with the Furnishing of the audited financial statements for the year ended on December 31, 2005 within time: Warning - to concerns of Arbee Textiles Limited	Click to View
2455	August 1, 2006	Non-compliance with securities laws: In connection with the Furnishing of the audited financial statements for the year ended on December 31, 2005 within time: Warning - to concerns of Lexco Limited	Click to View
2456	August 1, 2006	Non-compliance of securities laws: In connection with the submission of audio-visual recording of AGM held on September 9, 2005- Warning to concerns of Maq Enterprises Limited	Click to View
2457	August 1, 2006	Non-compliance of securities laws: In connection with the submission of revised half yearly financial statements for the half year ended on December 31, 2005 within stipulated time - Warning - to concerns of Niloy Cement Industries Limited	Click to View
2458	August 1, 2006	Non-compliance of securities laws: In connection with the submission of revised half yearly financial statements for the half year ended on December 31, 2005 within stipulated time - Warning - to concerns of Bd.Com Online Limited	Click to View
2459	August 1, 2006	Non-compliance of securities laws: In connection with the submission of revised half yearly financial statements for the half year ended on December 31, 2005 within stipulated time - Warning - to concerns of Miracle Industries Limited (SEC/Enforcement/471/2006/860)	Click to View
2460	August 1, 2006	Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on December 14, 2005- Warning - to concerns of Miracle Industries Limited (SEC/Enforcement/471/2006/861)	Click to View
2461	August 1, 2006	Application for waiver of penalty imposed vide Commission's Order No. SEC/Enforcement/163/2003/656, dated June 15, 2006- to concern of Md. Atiqur Rahman Chowdhury	Click to View
2462	August 1, 2006	Payment of penalty by instalments -to concern of Md. Shafiqur Rahman Chowdhury, Chairman & Managing Director, M/s Rose Heaven Ball Pen Industries Limited (SEC/Enforcement/163/2005/863)	Click to View
2463	August 1, 2006	Payment of penalty by instalments -to concern of Mrs. Nasima Ahmed, Director, M/s Rose Heaven Ball Pen Industries Limited (SEC/Enforcement/163/2005/864)	Click to View
2464	August 1, 2006	Payment of penalty by instalments -to concern of Mrs. Maksuda Khatun, Director, M/s Rose Heaven Ball Pen Industries Limited (SEC/Enforcement/163/2005/865)	Click to View
2465	August 1, 2006	Payment of penalty by instalments -to concern of Md. Matiur Rahman Chowdhury, Director, M/s Rose Heaven Ball Pen Industries Limited (SEC/Enforcement/163/2005/866)	Click to View
2466	August 1, 2006	Payment of penalty by instalments -to concern of Mrs. Safina Rahman Rupa, Director, M/s Rose Heaven Ball Pen Industries Limited (SEC/Enforcement/163/2005/867)	Click to View
2467	August 1, 2006	Payment of penalty by instalments -to concern of Md. Musfiqur Rahman Chowdhury, Director, M/s Rose Heaven Ball Pen Industries Limited (SEC/Enforcement/163/2005/868)	Click to View
2468	August 3, 2006	Non-compliance of securities law in connection with non-submission of half yearly financial statements for the half year ended on December 31, 2005 within time-Warning - to concerns of Pharmaco International Limited	Click to View
2469	August 3, 2006	Non-compliance of securities laws: In connection with the submission of revised half yearly financial statements for the half year ended on December 31, 2005 within stipulated time - Warning - to concerns of Daffodil Computers Limited	Click to View
2470	August 3, 2006	Non-compliance of securities laws: In connection with the submission of half yearly financial statements for the half year ended on March 31, 2006 within stipulated time - Warning - to concerns of Excelsior Shoes Limited	Click to View
2471	August 3, 2006	Non-compliance of securities laws: In connection with the submission of half yearly financial statements for the half year ended on December 31, 2005 within stipulated time - Warning - to concerns of Tamijuddin Textiles Mills Limited	Click to View
2472	August 3, 2006	Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on December 31, 2005 within time: Warning - to concerns of Sreepur Textile Limited	Click to View
2473	August 3, 2006	Non-compliance of securities laws: In connection with the submission of half yearly financial statements for the half year ended on December 31, 2005 within stipulated time - Warning - to concerns of Amam Sea Food Limited (SEC/Enforcement/428/2006/888)	Click to View
2474	August 3, 2006	Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on December 28, 2005- Warning - to concerns of Amam Sea Food Limited (SEC/Enforcement/428/2006/889)	Click to View
2475	August 6, 2006	Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on December 31, 2005 within time: Warning - to concerns of Meghna Life Insurance Co. Limited	Click to View
2476	August 8, 2006	Non-compliance of securities law concerning retention of auditor for a consecutive period exceeding three years-Post-facto approval with warning - to concerns of Miracle Industries Limited (SEC/Enforcement/458/2006/896)	Click to View
2477	August 10, 2006	Order - to concerns of Pharmaco International Limited	Click to View
2478	August 13, 2006	Non-compliance of securities laws: In connection with the submission of audio-visual recording of AGM held on December 27, 2005 - Warning - to concerns of Anlima Yarn Dyeing Limited	Click to View
2479	August 13, 2006	Non-compliance of securities laws in connection with the submission of half yearly financial statements for the half year ended on December 31, 2005 within time: Warning - to concerns of Rose Heaven Ball Pen Limited	Click to View
2480	August 15, 2006	Non-compliance with securities related laws: In connection with notification concerning adoption of audited financial statements for the year 2003: Disposal - to concerns of Mercantile Bank Limited	Click to View
2481	August 15, 2006	Non-compliance with securities related laws: In connection with purchase of Mercantile Bank Limited's shares for Mr. Amanullah: Disposal - to concerns of SCL Securities Limited (DSE Member # 121) Attention: The Managing Director	Click to View
2482	August 15, 2006	Non-compliance with securities related laws: In connection with purchase of Mercantile Bank Limited's shares for Mr. Amanullah: Warning - to concerns of ARC Securities Limited (DSE Member # 100) Attention: The Managing Director	Click to View
2483	August 15, 2006	Non-compliance with securities related laws: In connection with declaration for purchase of Mercantile Bank Limited's shares: Warning - to concern of Mr. Jamsed Reza Khan, Director, Mercantile Bank Limited	Click to View
2484	August 15, 2006	Non-compliance with securities related laws: In connection with purchase of Mercantile Bank Limited's shares for Mr. Jamsed Reza Khan: Warning - to concerns of Nouvelle Securities Limited (DSE stock-dealer) Attention: The Managing Director	Click to View
2485	August 17, 2006	Non-compliance with securities related laws in connection with the financial statements for the year ended on December 31, 2004: Warning with direction for rectification- to concerns of Rahman Chemicals Limited	Click to View
2486	August 27, 2006	Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31, 2004: Disposal - to concerns of Legacy Footwear Limited	Click to View
2487	August 27, 2006	Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31, 2004 and 2005: Warning - to concerns of Janata Insurance Co Limited	Click to View
2488	August 27, 2006	Non-compliance with securities laws in connection with issue of bonus share: Warning - to concerns of GSP Financing Company Limited	Click to View

July, 2006

Sl.No	Date	Subject	Commission’s Decision
2489	July 4, 2006	Non-compliance of securities laws concerning price sensitive information - Warning - to concerns of Bengal Fine Ceramics Ltd	Click to View
2490	July 4, 2006	Non-compliance with securities laws concerning effecting transfer of shares outside stock exchange without prior permission : Warning - to concerns of Sonali Paper & Board Mills Ltd (SEC/Enforcement/435/2006/748)	Click to View
2491	July 4, 2006	Non-compliance with securities laws concerning declaring transfer of holdings- Warning - to concerns of Sonali Paper & Board Mills Ltd (SEC/Enforcement/435/2006/749)	Click to View
2492	July 4, 2006	Application for review of Commission's Order No. SEC/Enforcement/392/2005/53 & SEC/Enforcement/392/2005/54 both dated January 16, 2006 to concerns of M. Abdul Rashid & Co. (DSE Member No. 35)	Click to View
2493	July 9, 2006	Non-compliance of securities laws concerning keeping shares in clearing account on record date - Warning to concern of Proprietor, Mirza Aboo Mohsin & Co. (DP No.138)	Click to View
2494	July 9, 2006	Non-compliance of securities law concerning retention of auditor for a consecutive period exceeding three years - Warning - to concerns of Bengal Fine Ceramic Ltd	Click to View
2495	July 9, 2006	Non-compliance of securities law concerning retention of auditor for a consecutive period exceeding three years - Warning - to concerns of Eastern Housing Ltd	Click to View
2496	July 13, 2006	Non-compliance of securities law in connection with submission of half yearly financial statements for the half year ended on March 31, 2006 within time : Warning - to concerns of Dynamic Textile Industries Ltd (SEC/Enforcement/413/2006/799)	Click to View
2497	July 13, 2006	Non-compliance of securities law in connection with the submission of half yearly financial statements for the year ended on December 31, 2005 within time - Warning - to concerns of Mona Food Industry Ltd	Click to View
2498	July 13, 2006	Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on December 31, 2005 within time : Warning - to concerns of Meghna Shrimp Culture Ltd	Click to View
2499	July 13, 2006	Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on September 30, 2005 within time : Warning - to concerns of Dynamic Textile Industries Ltd ((SEC/Enforcement/413/2006/803))	Click to View
2500	July 16, 2006	Non-compliance of securities laws: In connection with submission of audio-visual recording 7th AGM held on December 14, 2005 - Warning- to concerns of Bangladesh Welding Electrodes Ltd	Click to View
2501	July 16, 2006	Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on December 20, 2005 - Warning- to concerns of Bd.Com Online Ltd	Click to View
2502	July 16, 2006	Non-compliance of securities laws: In connection with submission of audio-visual recording of 41st AGM held on December 15, 2005 - Warning- to concerns of Bangladesh Hotels Ltd	Click to View
2503	July 17, 2006	Order - to concerns of Modern Cement Ltd	Click to View
2504	July 17, 2006	Order - to concerns of P.F.I Securities Ltd	Click to View
2505	July 18, 2006	Non-compliance of securities law concerning re-scheduling of payment of principal and interest to institutional debenture holders of Beximco Synthetics Ltd : Caution -to concerns of Beximco Synthetics Ltd & Investment Corporation of Bangladesh	Click to View
2506	July 18, 2006	Non-compliance of securities law concerning re-scheduling of payment of principal and interest to institutional debenture holders of Beximco Denims Ltd : Caution -to concerns of Beximco Denims Ltd & Investment Corporation of Bangladesh	Click to View
2507	July 18, 2006	Non-compliance of securities law concerning re-scheduling of payment of principal and interest to institutional debenture holders of Beximco Textile Mills Ltd : Caution -to concerns of Beximco Textile Mills Ltd & Investment Corporation of Bangladesh	Click to View
2508	July 18, 2006	Order - to concerns of Giasuddin Ahmed & Co.	Click to View

June, 2006

Sl.No	Date	Subject	Commission’s Decision
2509	June 5, 2006	Non-compliance of securuties laws - Warning - to concerns of Stylecraft Ltd	Click to View
2510	June 5, 2006	Non-compliance of securuties laws - Warning - to concerns of J.K. Fabrics Ltd	Click to View
2511	June 5, 2006	Non-compliance of securuties laws - Warning - to concerns of Modern Cement Ltd	Click to View
2512	June 5, 2006	Order - to concerns of Saleh Carpet Mills Ltd	Click to View
2513	June 6, 2006	Non-compliance with securities related laws: Warning to concerns of Rangpur Foundry Ltd	Click to View
2514	June 6, 2006	Non-compliance of securities laws: In connection with the submission of audio-visual recording of AGM held on December 11, 2005 - Warning - to concerns of Gemini Sea Food Ltd	Click to View
2515	June 6, 2006	Non-compliance of securities laws: In connection with non-furnishing of the audited financial statements for the year ended on June 30, 2005 within time: Warning - to concerns of Rose Heaven Ball Pen Ltd	Click to View
2516	June 7, 2006	Non-compliance of securities laws: In connection with the submission of audio-visual recording of AGM held on December 29, 2005 - Warning - to concerns of Gulf Foods Ltd	Click to View
2517	June 7, 2006	Non-compliance of securities laws: In connection with the submission of audio-visual recording of AGM held on December 27, 2005 - Warning - to concerns of Bangas Ltd	Click to View
2518	June 7, 2006	Non-compliance of securities laws: In connection with the submission of audio-visual recording of AGM held on December 20, 2005 - Warning - to concerns of Rangamati Food Products Ltd	Click to View
2519	June 13, 2006	Non-compliance with securities laws: Warning- to Managing Director of Mercantile Securities Ltd	Click to View
2520	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of August 2005 within time: Warning- to concerns of Purabi General Insurance Co Ltd	Click to View
2521	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of August 2005 within time: Warning- to concerns of Prime Insurance Co Ltd	Click to View
2522	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of August 2005 within time: Warning- to concerns of Pioneer Insurance Company Ltd	Click to View
2523	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of August 2005 within time: Warning- to concerns of National Tea Company Ltd	Click to View
2524	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of August 2005 within time: Warning- to concerns of Eagle Star Textile Mills Ltd	Click to View
2525	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of August 2005 within time: Warning- to concerns of Atlas Bangladesh Ltd	Click to View
2526	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to March 2005 & July 2005 within time: Warning- to concerns of Jago Corporation Ltd	Click to View
2527	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to March 2005 & July to August 2005 within time: Warning- to concerns of Chic Tex Ltd	Click to View
2528	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of July 2005 within time: Warning- to concerns of Therapeutics Bangladesh Ltd	Click to View
2529	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of August 2005 within time: Warning- to concerns of Padma Printers & Colour Ltd	Click to View
2530	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of July 2005 within time: Warning- to concerns of Northern Jute Mfg Co Ltd	Click to View
2531	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of July 2005 within time: Warning- to concerns of Dulamia Cotton Mills Ltd	Click to View
2532	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of July 2005 within time: Warning- to concerns of Aftab Automobiles Ltd	Click to View
2533	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Wata Chemicals Ltd	Click to View
2534	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Stylecraft Ltd	Click to View
2535	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Sonali Paper and Board Mills Ltd	Click to View
2536	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Sonali Ansh Industries Ltd	Click to View
2537	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Metalex Corporation Ltd	Click to View
2538	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of German Bangla J.V. Food Ltd	Click to View
2539	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Dynamic Textile Industries Ltd	Click to View
2540	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Confidence Cement Ltd	Click to View
2541	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Azadi Printers Ltd	Click to View
2542	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position from September 2004 to August 2005 within time: Warning- to concerns of Amam Sea Food Ltd	Click to View
2543	June 20, 2006	Non-compliance of securities laws: In connection with the Furnishing of the audited financial statements for the year ended on June 30, 2005 within time: Warning - to concerns of Mona Food Industry Ltd	Click to View
2544	June 20, 2006	Non-compliance of securities laws in connection with the holding of AGM in the year 2005-Warning - to concerns of Ashraf Textile Mills Ltd	Click to View
2545	June 21, 2006	Non-compliance of securities laws- In connection with the disseminating price sensitive information regarding AGM held on December 26, 2005 - Warning - to concerns of Fine Foods Ltd	Click to View
2546	June 22, 2006	Non-compliance of securities laws- In connection with the submission of audio/visual recording of AGM held on December 28, 2005 - Warning - to concerns of Alhaj Textile Mills Ltd	Click to View
2547	June 22, 2006	Non-compliance of securities laws- In connection with the payment of declared dividend in 2002 of a shareholder Mr. Abdur Razzak -Warning - to concerns of Meghna Shrimp Culture Ltd	Click to View
2548	June 22, 2006	Non-compliance of securities laws- In connection with the submission of audio/visual recording of AGM held on December 12, 2005 - Warning - to concerns of Azadi Printers Ltd	Click to View
2549	June 22, 2006	Non-compliance of securities laws- In connection with furnishing of the audited financial statements for the year ended on September 30, 2005 within time - Warning to concerns of Excelsior Shoes Ltd	Click to View
2550	June 28, 2006	Non-compliance of securities laws concerning keeping shares in clearing account on record date - Warning - to concerns of Amin Securities & Consultants Ltd (DP No 118)	Click to View
2551	June 28, 2006	Non-compliance of Securities laws concerning keeping shares in clearing account on record date - Warning - to concerns of Md Fakrul Islam & Co (DP No 158)	Click to View
2552	June 28, 2006	Non-compliance of Securities laws concerning keeping shares in clearing account on record date - Warning - to concerns of Equity Resources Ltd (DP No 40)	Click to View
2553	June 28, 2006	Non-compliance of Securities laws concerning keeping shares in clearing account on record date - Warning - to concerns of Shamsul Huda & Co (DP No 115)	Click to View
2554	June 28, 2006	Non-compliance of Securities laws concerning keeping shares in clearing account on record date - Warning - to concerns of Brotherhood Securities Ltd (DP No 183)	Click to View
2555	June 28, 2006	Non-compliance of Securities laws concerning keeping shares in clearing account on record date - Warning - to concerns of Razzak Securities Ltd (DP No 31)	Click to View
2556	June 29, 2006	Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on December 31, 2005 within time: Warning - to concerns of Bangladesh Leaf Tobacco Co Ltd	Click to View
2557	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of July 2005 within time: Warning- to concerns of Tamizjuddin Textile Mills Ltd
2558	June 14, 2006	Non-compliance of securities laws in connection with submission of capital & shareholding position for the month of July 2005 within time: Warning- to concerns of Standard Ceramic Industries Ltd
2559	June 21, 2006	Non-compliance of securities laws regarding execution of sale order of shares - Warning - to concerns of Engr. M.A. Rashid, Director, Peoples Insurance Co Ltd

May, 2006

Sl.No	Date	Subject	Commission’s Decision
2560	May 3, 2006	Response to appeal for waiver of imposed penalty due to non-holding of AGM in the year 2005- to concerns of Chicktex Ltd	Click to View
2561	May 3, 2006	Response to appeal for waiver of imposed penalty due to non-submission of audited financial statements for the year ended on June 30, 2005- to concerns of Chicktex Ltd	Click to View
2562	May 7, 2006	Non-cooperation with the enquiry committee of Securities and Exchange Commission: Disposal of the matter with emprimand- attention to Mr. A.K Poddar, Director, Prime Finance and Investment Ltd & PFI Securities Ltd	Click to View
2563	May 7, 2006	Non-compliance with securities related laws: Warning to S.N.M. Securities Ltd(DSE Membership No-07)	Click to View
2564	May 7, 2006	Non-compliance with securities related laws: Warning to concerns of Tripti Industries Ltd	Click to View
2565	May 9, 2006	Non-compliance with securities related laws: Warning to Kazi Mohidur Rab, Authorized Representative, Hazi Mohammad Ali & Co, DSE Membership-30	Click to View
2566	May 9, 2006	Non-compliance with securities related laws: Warning to Md. Rafiuddin Khandkar, Authorized Representative, Hazi Mohammad Ali & Co, DSE Membership-30	Click to View
2567	May 10, 2006	Non-compliance with securities related laws: Warning- attention to MD ,ARC Securities Ltd, DSE Membership-100.	Click to View
2568	May 15, 2006	Non-compliance with securities related laws: Warning -attention to MD/CEO , JIC Securities Ltd, CSE Membership-30	Click to View
2569	May 15, 2006	Non-compliance with securities related laws: Warning- attention to MD/CEO, National Securities and Consultants Ltd, CSE Membership-57.	Click to View
2570	May 15, 2006	Non-compliance with securities related laws: Warning- attention to MD, Kabir Ahmed & Co, DSE Membership-68.	Click to View
2571	May 15, 2006	Non-compliance with securities related laws: Warning- attention to MD/CEO , D.N. Securities Ltd, CSE Membership-89.	Click to View
2572	May 22, 2006	Response to appeal for waiver of imposed penalty due to non-submission of half yearly financial statements for the year ended on December 31, 2005- to concerns of Sonali Paper and Board Mills Ltd	Click to View
2573	May 22, 2006	Response to appeal for waiver of imposed penalty due to non-submission of audited financial statements for the year ended on June 30, 2005- to concerns of Sonali Paper and Board Mills Ltd	Click to View
2574	May 22, 2006	Response to appeal for waiver of imposed penalty due to non-holding of AGM in the year 2005- to concerns of Sonali Paper and Board Mills Ltd	Click to View
2575	May 22, 2006	Response to appeal for waiver of imposed penalty due to non-holding of AGM in the year 2003- to concerns of Eagle Box & Cartoon Mfg. Co. Ltd.	Click to View
2576	May 23, 2006	Waiver of penalty- Mr. Khurshed Hossain, Director, Meghna Condensed Milk Industries Ltd.	Click to View
2577	May 23, 2006	Waiver of penalty- Mr. Md. Nazmul Salehin, Director, Meghna Condensed Milk Industries Ltd.	Click to View
2578	May 23, 2006	About waiver of penalty- concerns of Meghna Condensed Milk Industries Ltd.	Click to View
2579	May 23, 2006	Waiver of penalty- MD and Company Secretary, Meghna Shrimp Culture Ltd.	Click to View
2580	May 25, 2006	Order to concerns of Saleh Carpet Mills Ltd	Click to View
2581	May 28, 2006	Non-compliance of securities laws- Warning to concerns of Syed Mahbub Murshed & Co., DP-75	Click to View
2582	May 28, 2006	Non-compliance of securities laws- Warning to concerns of Md. Shahidullah & Co., DP-142	Click to View
2583	May 28, 2006	Non-compliance of securities laws- Warning to concerns of ALOCO, DP-133	Click to View
2584	May 28, 2006	Non-compliance of securities laws- Warning to concerns of Joytun Securities International, DP-145	Click to View
2585	May 28, 2006	Non-compliance of securities laws- Warning to concerns of CMSL Securities Ltd, DP-35	Click to View
2586	May 28, 2006	Non-compliance of securities laws- Warning to concerns of Sylnet Securities Ltd, CSE Member-33	Click to View
2587	May 28, 2006	Non-compliance of securities laws- Warning to concerns of ZATL Securities Ltd, CSE Member-45	Click to View
2588	May 28, 2006	Non-compliance of securities laws- Warning to concerns of ICB Securitie Trading Co. Ltd, DP-15(SEc/Enforcement/383/2005/549)	Click to View
2589	May 28, 2006	Non-compliance of securities laws- Warning to concerns of ICB Securitie Trading Co. Ltd, DP-15(SEc/Enforcement/383/2005/553)	Click to View
2590	May 28, 2006	Non-compliance of securities laws- Warning to concerns of Brotherhood Securities Ltd, DP-183	Click to View
2591	May 28, 2006	Non-compliance of securities laws- Warning to concerns of Moshihor Rahman, DP-32	Click to View
2592	May 28, 2006	Non-compliance of securities laws- Warning to concerns of Imtiaz Hossain & Co. DP-03	Click to View
2593	May 28, 2006	Non-compliance of securities laws- Warning to concerns of SNM Securities Ltd, DP-68	Click to View
2594	May 28, 2006	Non-compliance of securities laws- Warning to concerns of Gateway Equity Resources Ltd. DP-104	Click to View
2595	May 28, 2006	Non-compliance of securities laws- Warning to concerns of Premium Securities Ltd. DP-175	Click to View
2596	May 28, 2006	Non-compliance of securities laws- Warning to concerns of South Asia Securities Ltd. DP-106	Click to View
2597	May 28, 2006	Non-compliance of securities laws- Warning to concerns of Eagle Star Textile Mills Ltd	Click to View
2598	May 29, 2006	Non-compliance of securities laws- in connection with submission of audio/visual recording of AGMs held on Dec 26, 2005- Warning to concerns of Sonali Aansh Industries Ltd.	Click to View
2599	May 29, 2006	Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 8, 2005- Warning to concerns of Apex Weaving and Finishing Mills Ltd.	Click to View
2600	May 29, 2006	Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 29, 2005- Warning to concerns of Delta Spinners Ltd	Click to View
2601	May 29, 2006	Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 27, 2005- Warning to concerns of Tallu Spinning Mills Ltd.	Click to View
2602	May 30, 2006	Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 31, 2005-Warning to concerns of Bangladesh Electricity Meter Company Ltd.	Click to View
2603	May 30, 2006	Response to appeal for waiver of imposed penalty to concerns of Bangladesh Zipper Industries Ltd.	Click to View
2604	May 30, 2006	Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 26, 2005- Warning to concerns of Yusuf Flour Mills Ltd.	Click to View
2605	May 30, 2006	Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 22, 2005- Warning to concerns of Sajib Knitwear and Garments Industries Ltd.	Click to View
2606	May 30, 2006	Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 27, 2005- Warning to concerns of Al-Amin Chemical Industries Ltd.	Click to View
2607	May 30, 2006	Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 27, 2005- Warning to concerns of Mithun Knitting & Dyeing Ltd.	Click to View

April, 2006

Sl.No	Date	Subject	Commission’s Decision
2608	April 2, 2006	Non-compliance of securities laws in connection with non-submission of half yearly financial statements for the year ended June 30, 2005 within time: Warning to concerns of Bangladesh Thai Aluminum Ltd	Click to View
2609	April 2, 2006	Non-compliance of securities laws in connection with non-submission of audio/visual recording of AGMs in the years 2001,2002,2003 and 2004- Warning to concerns of Eagle Star Textiles Mills Ltd	Click to View
2610	April 3, 2006	Non-compliance of securities laws- Warning to concerns of Eastern Housing Ltd(Issuer)	Click to View
2611	April 9, 2006	Non-compliance of securities laws-In connection with non-holding of AGM in the year 2003 within time-disposal of alleged matter- to concerns of Sreepur Textile Mills Ltd	Click to View
2612	April 9, 2006	Non-compliance with the provisions of Securities and Exchange Rules 1987 and the Securities and Exchange ordinance, 1969: Warning to concerns of Sreepur Textile Mills Ltd(Issuer)	Click to View
2613	April 9, 2006	Non-compliance of securities laws-Warning to MD, Tamijuddin Textile Mills Ltd(Issuer)	Click to View
2614	April 9, 2006	Response to Appeal for revision of directive sent by Mr. Amanullah, Director, Mercantile Bank Ltd	Click to View
2615	April 10, 2006	Waiver from alleged charge to concern of Raspit Securities and Management Ltd(Merchant Banker)	Click to View
2616	April 10, 2006	Non-compliance of securities laws: Warning to concerns of concern of L.R.K. Securities Ltd(Stock Dealer)	Click to View
2617	April 12, 2006	Order to concerns of Meghna Condensed Milk Industries Ltd	Click to View
2618	April 12, 2006	Order to concerns of Sonali Paper and Board Mills Ltd	Click to View
2619	April 26, 2006	Non-compliance of securities laws-warning to concerns of Mercantile Bank Ltd	Click to View
2620	April 26, 2006	Non-compliance of securities laws in connection with non-submission of half yearly financial statements for the year ended December 31, 2005 within time: Warning to concerns of Bangla Process Industries Ltd	Click to View
2621	April 3, 2006	Non-compliance of securities laws- Warning to concerns of Lanka Bangla Securities Ltd(Stock Dealer)
2622	April 9, 2006	Letter to concerns of M. Hossain Garments Washing and Dyeing Ltd about appel for waiver of imposed penalty

March, 2006

Sl.No	Date	Subject	Commission’s Decision
2623	March 8, 2006	Directive to concerns of One Bank Limited and CDBL	Click to View
2624	March 8, 2006	Directive to concerns of Wonderland Toys Limited	Click to View
2625	March 8, 2006	Non-compliance with the provisions of securities laws- Caution to concerns of Mutual Trust Bank Limited(SEC/Enforcement/341/2005/226)	Click to View
2626	March 8, 2006	Non-compliance with the provisions of securities laws- Caution to concern of Mutual Trust Bank Limited(SEC/Enforcement/341/2005/227)	Click to View
2627	March 8, 2006	Non-compliance with the provisions of securities laws- Caution to concern of Mutual Trust Bank Limited(SEC/Enforcement/341/2005/228)	Click to View
2628	March 8, 2006	Non-compliance with the provisions of securities laws- Caution to concern of Mutual Trust Bank Limited(SEC/Enforcement/341/2005/229)	Click to View
2629	March 9, 2006	Directive to concerns of Mercantile Bank Limited and CDBL	Click to View
2630	March 14, 2006	Order to concerns of Country Stock(Bangladesh) Ltd(DSE Member No. 099) and DSE	Click to View
2631	March 14, 2006	Order to concerns of Salam and Company Ltd (DSE Member No. 190) and DSE	Click to View
2632	March 14, 2006	Letter of exemption of penalty and warning to Managing Director, Directors and Company Secretary of Social Investment Bank Ltd	Click to View
2633	March 29, 2006	Non-compliance of securities laws in connection with non-submission of audited financial statements for the year ended June 30, 2005 within time: Warning to concerns of Meghna Condensed Milk Industries Ltd	Click to View
2634	March 29, 2006	Non-compliance of securities laws in connection with non-submission of audited financial statements for the year ended June 30, 2005 within time: Warning to concerns of Meghna PET Industries Ltd	Click to View
2635	March 29, 2006	Non-compliance of securities laws-In connection with non-furnishing of the audited financial statements for the year ended on June 30, 2005 within time: Warning to concerns of Eastern Lubricants Blenders Ltd	Click to View
2636	March 29, 2006	Non-compliance of securities laws-In connection with non-holding of AGM in the years 2002 and 2003: Warning to concerns of Tulip Dairy & Food Products Ltd	Click to View
2637	March 29, 2006	Non-compliance of securities laws-warning to M/s Md. Shadullah & Co. DP Participant No. 142, DSE Member No. 91	Click to View
2638	March 29, 2006	Non-compliance of securities laws-warning to concerns of Bangladesh General Insurance Company Ltd	Click to View
2639	March 29, 2006	Non-compliance of securities laws-warning to concerns of Bangladesh Autocars Ltd	Click to View
2640	March 29, 2006	Non-compliance of securities laws-warning to concerns of Karnaphuli Insurance Company Ltd	Click to View
2641	March 30, 2006	Non-compliance of securities laws-warning to Salam & Company Ltd (DSE Member No. 190)	Click to View
2642	March 30, 2006	Non-compliance of securities laws-warning to MD of Al-Amin Chemical Industries Ltd(Issuer)	Click to View
2643	March 30, 2006	Non-compliance of securities laws-warning to MD of Beach Hatchery Ltd (Issuer)	Click to View
2644	March 30, 2006	Non-compliance of securities laws-warning to concerns of Himadri Ltd (Issuer)	Click to View
2645	March 29, 2006	Non-compliance of securities laws-warning to Excelsior Shoes Ltd(Issuer)
2646	March 29, 2006	Non-compliance of securities laws-warning to concerns of Chittagong Vegetable Oil Industries Ltd(Issuer)
2647	March 30, 2006	Non-compliance of securities laws-warning to Arc Securities Ltd (DSE Member No. 100)
2648	March 30, 2006	Non-compliance of securities laws-warning to Premium Securities Ltd(DSE Member No. 181)

February, 2006

Sl.No	Date	Subject	Commission’s Decision
2649	February 2, 2006	Order to Managing Director, all Directors and Company Secretary of Social Investment Bank Ltd.	Click to View
2650	February 9, 2006	Order to concerns of Bangladesh Zipper Industries Ltd.	Click to View
2651	February 14, 2006	Non-compliance of securities law in connection with non-submission of half yearly financial statements for the half year ended on December 31, 2004 within time: Warning to Concerns of Pharmaco International Ltd.	Click to View
2652	February 19, 2006	Order to Managing Director, all Directors and Company Secretary of M. Hossain Garments Washing and Dyeing Ltd.	Click to View
2653	February 19, 2006	Order to M. Shamsur Rahman & Co., DP Participant.	Click to View
2654	February 20, 2006	Order to Square Securities and Management Ltd.	Click to View
2655	February 22, 2006	Order to concerns of Dynamic Textile Industries Ltd.	Click to View
2656	February 23, 2006	Order to concerns of Meghna Shrimp Culture Ltd.	Click to View
2657	February 28, 2006	Order to all directors including managing director of Chictex Ltd. Ref. No. SEC/Enforcement/37/2001/210	Click to View
2658	February 28, 2006	Order to all directors including managing director of Chictex Ltd. Ref. No. SEC/Enforcement/37/2001/215	Click to View
2659	February 28, 2006	Order to all directors including managing director (except selected BSRS director) of Saleh Carpet Mills Ltd. Ref. No. SEC/Enforcement/39/2001/202	Click to View
2660	February 28, 2006	Order to all directors including managing director (except selected BSRS director) of Saleh Carpet Mills Ltd. Ref. No. SEC/Enforcement/39/2001/205	Click to View

January, 2006

Sl.No	Date	Subject	Commission’s Decision
2661	January 3, 2006	Directive to Eagle Box & Carton Manufacturing Ltd Ref: No SEC/Enforcement/215/2004/10	Click to View
2662	January 3, 2006	Directive to Eagle Box & Carton Manufacturing Ltd Ref: No SEC/Enforcement/215/2004/111	Click to View
2663	January 5, 2006	Order to Meghna Shrimp Culture Ltd Ref: No SEC/Enforcement/114/2002/16	Click to View
2664	January 16, 2006	Order to M/s M. Abdul Rashid & Co. (DSE Member No. 35) Ref: No SEC/Enforcement/392/2005/53	Click to View
2665	January 16, 2006	Order to M/s M. Abdul Rashid & Co. (DSE Member No. 35) Ref: No SEC/Enforcement/392/2005/54	Click to View
2666	January 23, 2006	Letter to Registrar of Joint Stock Companies and Farms about dismissal of companies for violating company law 1994	Click to View

December, 2005

Sl.No	Date	Subject	Commission’s Decision
2667	December 7, 2005	Non-compliance of securities laws- warning to concerns of Modern Industries Ltd	Click to View
2668	December 7, 2005	Non-compliance of securities laws- warning to concerns of Eagle Star Textile Mills Ltd	Click to View
2669	December 7, 2005	Non-compliance of securities laws in connection with non-submission of half yearly statements for the half year ended on June 30, 2005 within time: - Warning to concerns of Bangladesh Hotels Ltd	Click to View
2670	December 12, 2005	Non-compliance of securities laws- warning to concerns of Pharmaco International Ltd	Click to View
2671	December 12, 2005	Non-compliance of securities laws- warning to concerns of Meghna Shrimp Culture Ltd	Click to View
2672	December 14, 2005	Non-compliance of securities laws- warning to M/s Haji Mohammad Ali & Co, DSE Membership No-30	Click to View
2673	December 14, 2005	Non-compliance of securities laws- warning to Mr. Asaduzzaman, Director, Uttara Bank Ltd	Click to View
2674	December 15, 2005	Non-compliance of securities laws in connection with non-furnishing of audited financial statements for the year ended on December 31, 2004 within time: - Warning to concerns of Bangladesh Thai Aluminium Ltd	Click to View
2675	December 18, 2005	Order to concerns of J.H. Chemicals Ltd	Click to View
2676	December 19, 2005	Non-compliance of securities laws- warning to concerns of Giasuddinn Ahmed & Co., Depository Participant(DP), DSE Member No-186	Click to View
2677	December 19, 2005	Non-compliance of securities laws- warning to concerns of Dynamic Securities Consultants Ltd., Depository Participant(DP), DSE Member No-126	Click to View
2678	December 19, 2005	Non-compliance of securities laws- warning to concerns of Kazi Feroz Rashid & Co., Depository Participant(DP), DSE Member No-29	Click to View
2679	December 19, 2005	Non-compliance of securities laws- warning to concerns of PFI Securities Ltd., Depository Participant(DP), DSE Member No-79 & CSE Member No-95	Click to View
2680	December 19, 2005	Non-compliance of securities laws- warning to concerns of Saad Securities Ltd., Depository Participant(DP), DSE Member No-118	Click to View
2681	December 19, 2005	Non-compliance of securities laws- warning to concerns of LRK Securities Ltd, Depository Participant(DP), DSE Member No-26	Click to View
2682	December 19, 2005	Non-compliance of securities laws- warning to concerns of AB & CO., Depository Participant(DP), DSE Member No-43	Click to View
2683	December 19, 2005	Non-compliance of securities laws- warning to concerns of Jobair & Co.., Depository Participant(DP), DSE Member No-93	Click to View
2684	December 19, 2005	Non-compliance of securities laws- warning to concerns of Jamal Ahmed & Co., Depository Participant(DP), DSE Member No-97	Click to View
2685	December 19, 2005	Non-compliance of securities laws- warning to concerns of N R Islam & Co., Depository Participant(DP), DSE Member No-128	Click to View
2686	December 19, 2005	Non-compliance of securities laws- warning to concerns of Arafat Securities., Depository Participant(DP), DSE Member No-94	Click to View
2687	December 19, 2005	Non-compliance of securities laws- warning to concerns of Shamsul Huda & Co.., Depository Participant(DP), DSE Member No-117	Click to View
2688	December 19, 2005	Non-compliance of securities laws- warning to concerns of Western Securities Investment Management Ltd., Depository Participant(DP), CSE Member No-120	Click to View
2689	December 19, 2005	Non-compliance of securities laws- warning to concerns of SNM Securities Ltd., Depository Participant(DP), DSE Member No-07	Click to View
2690	December 19, 2005	Non-compliance of securities laws- warning to concerns of Kazi Feroz Rashid & Co.., Depository Participant(DP), DSE Member No-29	Click to View
2691	December 19, 2005	Non-compliance of securities laws- warning to concerns of Hedayetullah securities Ltd., Depository Participant(DP), DSE Member No-140	Click to View
2692	December 19, 2005	Non-compliance of securities laws- warning to concerns of Chittagong Ltd., Depository Participant(DP)	Click to View
2693	December 29, 2005	Directive to concern of United Commercial Bank Ltd(Ref SEC/Enforcement/108/2002/705)	Click to View
2694	December 29, 2005	Directive to concern of United Commercial Bank Ltd (Ref SEC/Enforcement/108/2002/706)	Click to View

November, 2005

Sl.No	Date	Subject	Commission’s Decision
2695	November 28, 2005	Waiver of penalty imposed upon the individual directors in connection with the non-holding of AGM in the years 2001, 2002 and 2003 against penal order No. SEC/Enforcement/191/2003/246 dated 23/25 May 2005-Warning of Dhaka Vegetable Oil Industries Ltd	Click to View
2696	November 28, 2005	Your request letter dated 26/9/2005 for waiver of penalty imposed upon the individual directors in connection with non-submission of audited financial statement for the year ended on 30/6/2004 against Commission’s penal Order No.SEC/Enforcement/169/2003/473 dated 11/9/2005 to concerns of Khaza Mosaic Tiles and Stone Industries Limited	Click to View

October, 2005

Sl.No	Date	Subject	Commission’s Decision
2697	October 9, 2005	Directive to concerns of Metalex Corporation Ltd	Click to View
2698	October 12, 2005	Order to concerns of Karim Pipe Mills Ltd (Ref: sec/Enforcement/141/2002/561)	Click to View
2699	October 12, 2005	Order to concerns of Dynamic Textile Industries Ltd	Click to View
2700	October 20, 2005	Directive to concerns of Farhad Securities Ltd	Click to View
2701	October 20, 2005	Order to concerns of Capital Market Services Ltd (Merchant Bank)	Click to View
2702	October 23, 2005	Order to concerns of Md. Ali Hossen and Co.	Click to View
2703	October 24, 2005	Non-compliance of securities related laws - Warning to A. B. Ispahani & Co (DSE Membership No. 001).	Click to View
2704	October 24, 2005	Order to concerns of M. Securities Ltd	Click to View
2705	October 6, 2005	Non-compliance of securities related laws in connection with furnishing of the audited financial statements for year ended on June 30, 2001, 2002, 2003 and 2004- warning to concerns of Tulip Dairy and Food products Ltd
2706	October 12, 2005	Order to concerns of Karim Pipe Mills Ltd (Ref: sec/Enforcement/141/2002/563)
2707	October 18, 2005	Non-compliance of securities related laws in connection with holding of AGMs in the year 2003 and 2004 - Warning to Eagle Star Textile Mills Ltd
2708	October 24, 2005	Non-compliance of securities related laws in connection with holding of AGMs in the year 2003 - Warning to Maq Enterprises Ltd

September, 2005

Sl.No	Date	Subject	Commission’s Decision
2709	September 4, 2005	Directive to concerns of M/s Khaza Mosaic Tiles & Stone Industries Ltd	Click to View
2710	September 4, 2005	Directive to concerns of M/s Meghna Vegetable Oil Industries Ltd	Click to View
2711	September 4, 2005	Directive to concerns of M/s GEM Knitwear and Fabrics Ltd	Click to View
2712	September 4, 2005	Directive to concerns of M/s United Commercial Bank Ltd	Click to View
2713	September 4, 2005	Directive to concerns of M/s J.H. Chemical Industries Ltd	Click to View
2714	September 4, 2005	Directive to concerns of M/s Saleh Carpet Mills Ltd	Click to View
2715	September 4, 2005	Directive to concerns of M/s Rupan Oil & Feeds Ltd	Click to View
2716	September 4, 2005	Directive to concerns of M/s AB Biscuit Co. Ltd	Click to View
2717	September 4, 2005	Directive to concerns of M/s Raspit Inc.(Bangladesh) Ltd	Click to View
2718	September 11, 2005	Order to concerns of Khaza Mosaic Tiles and Stone Industries Ltd	Click to View
2719	September 11, 2005	Order to concerns of J.H. Chemical Industries Ltd	Click to View
2720	September 15, 2005	Non-compliance of securities laws in connection with furnishing of half yearly financial statements for half years ended December 31, 2004 - Warning to the concerns of M. Hossain Garments Washing & Dyeing Ltd (SEC/Enforcement/223/2004/498)	Click to View
2721	September 22, 2005	Order to concerns of AB Biscuit Company Ltd	Click to View
2722	September 3, 2005	Non-compliance of securities Laws: Warning to Md. Shohrawardi, Sponsor/Director of Alhaj Taxtile Mills Ltd, 19 Dilkusha C/A, Dhaka-1000
2723	September 28, 2005	Non-compliance of securities laws in connection with holding of AGM in the year 2003- Warning to the concerns of Meghna Shrimp Culture Ltd (SEC/Enforcement/196/2003/549)

August, 2005

Sl.No	Date	Subject	Commission’s Decision
2724	August 23, 2005	Order to concerns of Rupan Oil and Feeds Ltd (SEC/Enforcement/71/2001/428)	Click to View
2725	August 23, 2005	Order to concerns of Rupan Oil and Feeds Ltd (SEC/Enforcement/71/2001/430)	Click to View
2726	August 28, 2005	Non-compliance of securities Laws in connection with holding of AGM in the year 2003-Warning to concerns of Pharmaco International Ltd (SEC/Enforcement/86/2002/438)	Click to View
2727	August 29, 2005	Delayed payment of dividend: Warning to concerns of Rose Heaven Ball Pen Ltd (SEC/Enforcement/232/2004/442	Click to View
2728	August 31, 2005	Non-compliance of securities law in connection with holding of AGM in the year 2003-Warning to concerns of Bangladesh Chemical Industries Ltd (SEC/Enforcement/212/2004/451)	Click to View
2729	August 31, 2005	Retension of statutory auditor for the year 2004: Warning to concerns of Peoples Insurance company Ltd (SEC/Enforcement/331/2005/447)	Click to View
2730	August 31, 2005	Non-compliance of securities laws in connection with furnishing of half yearly financial statements for half years ended December 31, 2003 and 2004- Warning to concerns of Bangladesh Chemical Industries Ltd (SEC/Enforcement/212/2004/449)	Click to View
2731	August 31, 2005	Non-compliance of securities laws in connection with furnishing of audited financial statements for year ended June 30, 2004- Warning to concerns of Bangladesh Chemical Industries Ltd (SEC/Enforcement/212/2004/450)	Click to View

July, 2005

Sl.No	Date	Subject	Commission’s Decision
2732	July 5, 2005	Non-compliance of securities laws in connection with holding of AGM in the years 2000, 2001,2002, and 2003-WARNING to Bangladesh Shipping Corporation	Click to View
2733	July 5, 2005	Non-compliance of securities laws in connection with holding of AGM in the years 2004 -WARNING to Quasem Textile Mills Ltd	Click to View
2734	July 10, 2005	Order to EXIM Bank of Bangladesh Ltd, Syed Mohammad Anowar Hossain and Syed Md Anowar Hossen of “Bastobaion” Green Taj Centre, 3^rd floor, , H-81, R-8/A, Dhanmondi, Dhaka	Click to View
2735	July 11, 2005	Non-compliance of securities laws in connection with holding of AGM in the years 2004 -WARNING to Quasem Silk Mills Ltd	Click to View
2736	July 13, 2005	Order to Saleh Carpet Mills Ltd	Click to View
2737	July 17, 2005	Non-compliance of securities laws in connection with submission of half yearly financial statements for the half year ended on Dec 31, 2003-Warning to Meghna Pet Industries Ltd	Click to View
2738	July 17, 2005	Non-compliance of securities laws in connection with holding of AGM in the years 2001- 2003 -WARNING to Meghna Pet Industries Ltd	Click to View
2739	July 17, 2005	Non-compliance of securities laws in connection with holding of AGM in the year 2003 -WARNING to Chic Tex Ltd	Click to View
2740	July 17, 2005	Non-compliance of securities laws in connection with holding of AGM in the year 2003 -WARNING to Bangladesh Electricity Meter Company Ltd	Click to View
2741	July 17, 2005	Non-compliance of securities laws in connection with submission of FS for the year ended June 30, 2003 -WARNING to Perfume Chemical Industries Ltd	Click to View
2742	July 17, 2005	Non-compliance of securities laws in connection with holding of AGM in the year 2003 -WARNING to Perfume Chemicals Industries Ltd	Click to View
2743	July 23, 2005	Non-compliance of securities laws in connection with holding of AGM in the years 2001- 2003 -WARNING to Meghna Condensed Milk Industries Ltd	Click to View
2744	July 23, 2005	Non-compliance of securities laws in connection with submission of FS for the year ended Dec 31, 2003 -WARNING to Meghna Condensed Milk Industries Ltd	Click to View
2745	July 27, 2005	Order to Karim Pipe Mills Ltd	Click to View
2746	July 30, 2005	Non-compliance of securities laws in connection with submission of audited FS for the year ended June 30, 2004 -WARNING to Fine Foods Ltd	Click to View
2747	July 30, 2005	Non-compliance of securities laws in connection with submission of audited FS for the year ended Dec 31, 2004 -WARNING to Federal Insurance Co. Ltd	Click to View
2748	July 30, 2005	Non-compliance of securities laws in connection with submission of audited FS for the year ended June 30, 2004 -WARNING to Sonali Paper & Board Mills Ltd	Click to View
2749	July 30, 2005	Non-compliance of securities laws in connection with holding of AGM in the year 2003 -WARNING to Gachihata Aquaculture Farms Ltd	Click to View
2750	July 30, 2005	Non-compliance of securities laws in connection with holding of AGM in the year 2003 -WARNING to Excelsior Skoes Ltd	Click to View
2751	July 11, 2005	Non-compliance of securities laws-Warning to Country Stock (Bangladesh) Ltd
2752	July 13, 2005	Non-compliance of securities laws-Warning to Jahangir Kabir Chowdhury & Co.( Stock Dealer), DSE

June, 2005

Sl.No	Date	Subject	Commission’s Decision
2753	June 1, 2005	Non-compliance of Securities Laws- WARNING to Bangladesh Luggage Industries Ltd (Non-submission of FS for year ended June 30, 2003)	Click to View
2754	June 1, 2005	Non-compliance of Securities Laws- WARNING to Bangladesh Luggage Industries Ltd (Non-submission of FS for year ended Dec 31, 2003	Click to View
2755	June 1, 2005	Non-compliance of Securities Laws- WARNING to Bangladesh Luggage Industries Ltd (Non-holding of AGM for 2003)	Click to View
2756	June 25, 2005	Order to Dhaka Bank Ltd (DSC & CSE Stock Dealer)	Click to View
2757	June 30, 2005	Non-compliance of Securities Laws- WARNING to Chittagong Vegetable Oil Industries (Non-submission of FS for year ended June 30, 2004)	Click to View
2758	June 30, 2005	Non-compliance of Securities Laws- WARNING to Bangladesh Dyeing and Finishing Industries Ltd (Non-holding of AGM for 2003)	Click to View
2759	June 30, 2005	Non-compliance of Securities Laws- WARNING to Bangladesh Dyeing and Finishing Industries Ltd for non-submission of FS for the year ended Dec 31, 2003)	Click to View
2760	June 30, 2005	Non-compliance of Securities Laws- WARNING to Mona Food Industries Ltd (Non-holding of AGM for 2004)	Click to View
2761	June 26, 2005	Contravention of Commission’s Order No. এসইসি/এসআরএমআইডি/২০০০-৯৮৫/২২৪৮/প্র-০২/১ তারিখঃ ১৯ ডিসেম্বর, ২০০০ ইং, gazetted on 25.02.2001- WARNING to Karnafuli Insurance Ltd	Click to View
2762	June 30, 2005	Exemption from penalty imposed upon the BSRS nominee director Saleh Carpet Mills Ltd for non-holding of AGM in the year 2003
2763	June 30, 2005	Exemption from penalty imposed upon the BSRS nominee director Saleh Carpet Mills Ltd for non-submission of FS for the year ended Dec 31, 2003

May, 2005

Sl.No	Date	Subject	Commission’s Decision
2764	May 4, 2005	Order to Ashraf Textile Mills Ltd	Click to View
2765	May 15, 2005	Order to Mona Food Industries Ltd	Click to View
2766	May 15, 2005	Order to Eagle Box Carton and Manufacturing Ltd	Click to View
2767	May 23, 2005	Non-compliance of Securities Laws- WARNING ZEM Knitwear Fabrics Co. Ltd	Click to View
2768	May 23, 2005	Order to Dhaka Vegetable Oil Industries Ltd	Click to View
2769	May 26, 2005	Order to Saleh Carpet Mills Ltd.	Click to View
2770	May 28, 2005	Order to Eagle Box Carton and Manufacturing Ltd	Click to View

April, 2005

Sl.No	Date	Subject	Commission’s Decision
2771	April 5, 2005	Non-compliance of Securities Laws-WARNING to Prime Insurance Company Ltd.	Click to View
2772	April 5, 2005	Non-compliance of Securities Laws-WARNING to Texpic Industries Ltd	Click to View
2773	April 5, 2005	Non-compliance of Securities Laws-WARNING to Excelsior Shoes Ltd	Click to View
2774	April 5, 2005	Order to Saleh Carpet Mills Ltd.	Click to View
2775	April 10, 2005	Show Cause to Meghna Shrimp Culture Ltd relating to penalty	Click to View
2776	April 12, 2005	Order to Mr. A.R. Khan, Bangladesh Welding Electrodes Ltd	Click to View
2777	April 12, 2005	Order to Mr. Aminur Reza Khan, Bangladesh Welding Electrodes Ltd	Click to View
2778	April 12, 2005	Order to Mrs. Hosneara Khan, Bangladesh Welding Electrodes Ltd	Click to View
2779	April 12, 2005	Order to Mr. S.M. Nurul Islam, Bangladesh Welding Electrodes Ltd	Click to View
2780	April 26, 2005	Order to Saleh Carpet Mills Ltd.	Click to View

March, 2005

Sl.No	Date	Subject	Commission’s Decision
2781	March 16, 2005	SHOW CAUSE to Wata Chemicals Ltd due to non-compliance of the commission’s Directive (Non-holding of AGM for 2004)	Click to View
2782	March 16, 2005	SHOW CAUSE to Quasem Textile Mills Ltd due to non-compliance of the commission’s Directive (Non-holding of AGM for 2004)	Click to View
2783	March 16, 2005	SHOW CAUSE to Quasem Silk Mills Ltd due to non-compliance of the commission’s Directive (Non-holding of AGM for 2004)	Click to View
2784	March 16, 2005	SHOW CAUSE to Mona Food Industries Ltd due to non-compliance of the commission’s Directive (Non-holding of AGM for 2004)	Click to View
2785	March 16, 2005	SHOW CAUSE to Mita Textiles Ltd due to non-compliance of the commission’s Directive (Non-holding of AGM for 2004)	Click to View
2786	March 19, 2005	Non-compliance of Securities Laws-(cancellation of irrevocable declaration for buy of shares)- WARNING to Mr. Jhahedul Alam, Sponsor of Standard Bank Ltd	Click to View
2787	March 19, 2005	Non-compliance of Securities Laws-(cancellation of irrevocable buy orders)- WARNING to Mr. Md. Shahedul Alam, Sponsor of Standard Bank Ltd	Click to View
2788	March 20, 2005	Commission’s Directive to Rose Heaven Ball Pen Ltd for non-holding of AGM in 2004	Click to View
2789	March 21, 2005	Non-compliance of Securities Laws- -(cancellation of irrevocable declaration for sel of shares) -WARNING to Mr. Md. Shah Alam, Director, Prime Insurance Company Ltd.	Click to View
2790	March 21, 2005	Non-compliance with the Depositories Act, 1999, and the Central Depository Bangladesh Ltd By Law 9.1.6- WARNING to Quasem Drycells	Click to View
2791	March 28, 2005	Order to Md. Shahidullah & Co(DSE member-3)	Click to View
2792	March 31, 2005	Order to Raspit Inc(BD) Ltd related to AGM	Click to View
2793	March 31, 2005	Order to Raspit Inc(BD) Ltd related to half yearly FS	Click to View
2794	March 31, 2005	Order to Pharmaco International Ltd	Click to View
2795	March 31, 2005	Order to BD Dyeing and Finishing Industries Ltd related to AGM	Click to View
2796	March 31, 2005	Order to BD Dyeing and Finishing Industries Ltd related to FS	Click to View
2797	March 31, 2005	Order to J.H. Chemical Industries Ltd	Click to View

February, 2005

Sl.No	Date	Subject	Commission’s Decision
2798	February 26, 2005	Non-compliance of securities laws (Price sensitive information and change of record date)- WARNING to Green Delta Insurance Company Limited	Click to View

January, 2005

Sl.No	Date	Subject	Commission’s Decision
2799	January 3, 2005	Non-compliance of securities laws (change of book closure date)- WARNING to MIDAS Financing Limited	Click to View
2800	January 16, 2005	Contravention/violation of provision of the Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25^th March 2001, Gazetted on 16^th April, 2001-Warning	Click to View

November, 2004

Sl.No	Date	Subject	Commission’s Decision
2801	November 10, 2004	Order to Meghna Condensed Milk Ltd	Click to View
2802	November 10, 2004	Order to Meghna Pet Industries Ltd	Click to View

September, 2004

Sl.No	Date	Subject	Commission’s Decision
2803	September 9, 2004	SHOW CAUSE in connection with the matter of non-compliance of the Commission’s Directive No. SEC/Enforcement/248/2004/311 (submission of the audited financial statements for the year(s) 1999 and 2000)	Click to View
2804	September 19, 2004	SHOW CAUSE in connection with the matter of non-compliance of the Commission’s Directive No.SEC/Enforcement/248/2004/309 (submission of the audited financial statements for the year(s) 1999 and 2000) to Dhaka Vegitable Industries Ltd	Click to View
2805	September 19, 2004	SHOW CAUSE in connection with the matter of non-compliance of the Commission’s Directive No.SEC/Enforcement/248/2004/305 (submission of the audited financial statements for the year(s) 2002 and 2003) to Orion Infusion Ltd	Click to View
2806	September 19, 2004	SHOW CAUSE in connection with the matter of non-compliance of the Commission’s Directive No.SEC/Enforcement/248/2004/311 (submission of the audited financial statements for the year(s) 2002 and 2003) to Sonali Paper and board Mills Ltd	Click to View
2807	September 22, 2004	Order to L.R.K Securities Ltd	Click to View

August, 2004

Sl.No	Date	Subject	Commission’s Decision
2808	August 3, 2004	Directive for Non-compliance of securities laws – WARNING to Mr. Perwaizuddin Director , Mr. Mahtabuddin, Director Perfume Chemical Industries Limited	Click to View
2809	August 3, 2004	Directive for Submission of audited financial statements for the years ended December 31, 2001 and 2002 to Maq Paper Industries Limited	Click to View
2810	August 22, 2004	Directive to The City Bank Limited for furnishing of audited financial statements of 2002-2003 to Stock Exchanges	Click to View
2811	August 22, 2004	Directive to United Commercial Bank Limited for furnishing of audited financial statements of 1997-2003 to the Stock Exchanges	Click to View
2812	August 22, 2004	Directive to Saleh Carpet Mills Ltd. for furnishing of audited financial statements of 2002 to the Stock Exchanges	Click to View
2813	August 22, 2004	Directive to Orion Infusion Limited. for furnishing of audited financial statements of 2002 to the Stock Exchanges	Click to View
2814	August 22, 2004	Directive to Bangladesh Services Ltd. for furnishing of audited financial statements of 2000-2002 to the Stock Exchanges	Click to View
2815	August 22, 2004	Directive to Dhaka Vegetable Oil Industries Ltd. for furnishing of audited financial statements of 1999-2000 to the Stock Exchanges	Click to View
2816	August 22, 2004	Directive to Sonali Paper & Board Mills Ltd. for furnishing of audited financial statements of 1999-2000 to the Stock Exchanges	Click to View
2817	August 22, 2004	Directive to Pubali Bank Limited. for furnishing of audited financial statements of 2002-2003 to the Stock Exchanges	Click to View
2818	August 22, 2004	Directive to Bangladesh Electricity Meter Company Limited for furnishing of audited financial statements of 2002-2003 to the Stock Exchanges	Click to View
2819	August 22, 2004	Directive to Sreepur Textile Mills Limited. for furnishing of audited financial statements of 2002-2003 to the Stock Exchanges	Click to View
2820	August 22, 2004	Directive to Eagle Box & Carton Mfg. Co. Ltd. for furnishing of audited financial statements of 2002-2003 to the Stock Exchanges	Click to View
2821	August 22, 2004	Directive to Texpick Industries Ltd. for furnishing of audited financial statements of 2000-2003 to the Stock Exchanges	Click to View
2822	August 22, 2004	Directive to Meghna Vegetable Oil Industries Ltd. for furnishing of audited financial statements of 2000-01, 2001-02 and 2002-03 to the Stock Exchanges	Click to View
2823	August 25, 2004	Directive to Dynamic Textile Industries Limited in order to take necessary measures for rectification in annual report and in financial statements	Click to View

July, 2004

Sl.No	Date	Subject	Commission’s Decision
2824	July 14, 2004	Failure to pay off the dividend declared by Anlima Yarn Dyeing Limited within 60 days of declaration in terms of the erstwhile CCI’s Notification No. SRO. 385-Law/91 dated 15^th December 1991, being the order made under section 2G of the Securities and Exchange Ordinance, 1969.	Click to View
2825	July 14, 2004	Failure to pay off the dividend declared by Bangas Limited within 60 days of declaration in terms of the erstwhile CCI’s Notification No. SRO. 385-Law/91 dated 15^th December 1991, being the order made under section 2G of the Securities and Exchange Ordinance, 1969.	Click to View
2826	July 14, 2004	Failure to pay off the dividend declared by Tallu Spinning Mills Limited within 60 days of declaration in terms of the erstwhile CCI’s Notification No. SRO. 385-Law/91 dated 15^th December 1991, being the order made under section 2G of the Securities and Exchange Ordinance, 1969.	Click to View
2827	July 14, 2004	Failure to pay off the dividend declared by Mithun Knitting & Dyeing (CEPZ) Limited within 60 days of declaration in terms of the erstwhile CCI’s Notification No. SRO. 385-Law/91 dated 15^th December 1991, being the order made under section 2G of the Securities and Exchange Ordinance, 1969.	Click to View

June, 2004

Sl.No	Date	Subject	Commission’s Decision
2828	June 17, 2004	Failure to pay off the dividend declared by Central Insurance Company Limited within 60 days of declaration in terms of the erstwhile CCI’s Notification No. SRO. 385-Law/91 dated 15^th December 1991, being the order made under section 2G of the Securities and Exchange Ordinance, 1969.	Click to View
2829	June 26, 2004	Non payment of client’s money and non delivery of share by Dhaka Stock Exchange dealer Syed Tawfiq Hossain Ali and Company (DSE Member No. 49)	Click to View

May, 2004

Sl.No	Date	Subject	Commission’s Decision
2830	May 2, 2004	Non holding of annual general meeting by Karim Pipe Mills Ltd.	Click to View
2831	May 23, 2004	Appeal against Commission’s order dated 22/03/2004 imposing panalty of Taka 1.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after the date of the order) on Mr. Khan Mohammad Iqbal, Chairman & Managing Director of Sonali Paper & Board Mills Ltd. for non holding of annual general meeting.	Click to View
2832	May 24, 2004	Alleged trading of Uttara Bank shares by one of the directors of the bank through M/s. Haji Mohammad Ali & Co., DSE membership No. 165 without depositing money etc.	Click to View
2833	May 29, 2004	Non holding of annual general meeting by A. B. Biscuit Company Limited.	Click to View

April, 2004

Sl.No	Date	Subject	Commission’s Decision
2834	April 13, 2004	Monthly Report of April 2004	Click to View

March, 2004

Sl.No	Date	Subject	Commission’s Decision
2835	March 22, 2004	Non holding of annual general meeting by Paragon Leather & Footwear Industries Ltd.	Click to View
2836	March 22, 2004	Non holding of annual general meeting by Sonali Paper & Board Mills Ltd.	Click to View

February, 2004

Sl.No	Date	Subject	Commission’s Decision
2837	February 18, 2004	Alleged contravention of the provisions of regulation 13 of the Settlement of Stock Exchange Transactions Regulations, 1998 of Dhaka Stock Exchange Limited, rule 4 and rule 8 of the Securities and Exchange Rules, 1987, rule 3 (2) of the Margin Rules, 1999, আচরণ বিধি ২ (১) ও ৭ [সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুেমাদিত প্রতিনিধি) বিধিমালা, ২০০০ এর দ্বিতীয় তফসিল এ বিধতৃ ষ্টক ডিলার, ষ্টক ব্রোকারদের আচরণ বিধি] of the সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (স্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিত প্রতিনিধি) বিধিমালা, ২০০০ by Vanik Bangladesh Securities Ltd., [DSE Member No. 132].	Click to View

January, 2004

Sl.No	Date	Subject	Commission’s Decision
2838	January 1, 2004	Review petition against Commission’s order No. SEC/Enforcement/187/2003-233 dated 20 November 2003 canceling registration certificate of Merchant Bank Prime Securities and Financial Services Limited.	Click to View
2839	January 1, 2004	Non holding of annual general meeting by Rupan Oil & Feeds Ltd.	Click to View
2840	January 22, 2004	Violation of rule 12, Sub-rule (3A), rule 13 of the Securities and Exchange Rules, 1987 (not submitting financial statement for 2000-2001 and half-yearly financial statements for the half-year ended 31 December 2001) by Mona Food Industries Ltd.	Click to View

November, 2003

Sl.No	Date	Subject	Commission’s Decision
2841	November 20, 2003	Non-payment of yearly fee by Merchant Bank Prime Securities and Financial Services Limited.	Click to View

October, 2003

Sl.No	Date	Subject	Commission’s Decision
2842	October 26, 2003	Failure to comply with the condition of the prospectus regarding payment of 15% dividend to the preference shareholders as well as the provision of securities laws regarding payment of dividend by Beach Hatchery Ltd.	Click to View
2843	October 26, 2003	Contravention of the provision of wewa 10 (1) and (2) and wewa 33(1) (O) of the বিধি ৩৩(১) (ঙ) ড় of the সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (মার্চেন্ট ব্যাংকার ও পোর্টফোলিও ম্যানেজমেন্ট) বিধিমালা, ১৯৯৬ [failure to deposit annual fees in due time] as well as failure to comply with the condition 2, 8 and 13 of the Commission’s letter নিবন্ধন- ১.০৮৮/৯৯-৫২৯ তারিখ ৩১/৮/১৯৯৯ by Merchant Banker Mercantile Securities Ltd.	Click to View
2844	October 26, 2003	Contravention of the provisions of rule 4, sub-rule 1; rule 8, sub-rules, clause (cc) and (CCC) of Securities and Exchange Rules, 1987 and regulation 13 of Settlement of Stock Exchange Transactions Regulation, 1998 by stock dealer Surma Securities Holding Co. Ltd. (DSE Member No. 111).	Click to View
2845	October 28, 2003	It appears from the Commission’s appointed auditor’s [auditor appointed by the Commission under rule 12, sub-rule 3, as amended, of the Securities and Exchange Rules, 1987, to re-audit the financial statements of Bangladesh Dyeing & Finishing Industries Ltd. for the year ending on 31 December 2001] report that the issuer, among others, failed to keep proper books of accounts as per law, preserve appropriate and documentary evidence in support of transactions etc.	Click to View
2846	October 28, 2003	It appears from the Commission’s appointed auditor’s [auditor appointed by the Commission under rule 12, sub-rule 3, as amended, of the Securities and Exchange Rules, 1987, to re-audit the financial statements of Bangladesh Zipper Industries Ltd. for the year ending on 30 June 2001] report, among others, that the issuer - (i) did not maintain proper books of accounts required to reflect its state of affairs and to substantiate its expenditures; (ii) did not produce sufficient and appropriate audit evidence to the auditor for audit; (iii) has suffered huge financial loss due to unexplained bank transactions with its sister concerns and huge quantity of sales to sister concerns etc.	Click to View
2847	October 28, 2003	Alleged contravention of the condition (a) of the Commission’s Notification No. SEC/SRMI/2000-953/1950 dated 24^th October 2000, gazette on 7^th November 2000.	Click to View

September, 2003

Sl.No	Date	Subject	Commission’s Decision
2848	September 1, 2003	Non-rectification of books of accounts of 1998-99 in line with audit report submitted by SEC appointed auditor by M. Hossain Garments Washing and Dying Ltd.	Click to View
2849	September 17, 2003	Violation of Commission’s order No. SEC/Sec-7/99-140 dated 28 April 1999 (non-transfer of lodged share within stipulated time) by United Commercial Bank Ltd.	Click to View
2850	September 17, 2003	Violation of wewa 13 (4) of the সিকিউরিটিজ ও এক্সচেঞ্জ কমিশন (ষ্টক ডিলার, ষ্টক ব্রোকার ও অনুমোদিতি প্রতিনিধি) বিধিমালা, 2000 & condition 10 of the Stock Dealer Registration Certificate (non submission of financial statement) and Section 6(3) of the Securities and Exchange Ordinance, 1969 (Non-response to commission letter) by Chittagong Stock Exchange broker/dealer Raja Securities Ltd. (CSE Member No. 074).	Click to View
2851	September 17, 2003	Violation of Commission’s Notification No. SEC/SRMID/ 2000-953/313/Admin-06 dated 25 March 2001 and gazetted on 16 April 2001 (non-submission of written report of buy/sell of share) by Director/Sponsor Mr. Siraj Uddin Haider of Usmania Glass sheet Factory Ltd.	Click to View
2852	September 17, 2003	Violation of Commission’s Notification No. SEC/SRMID/ 2000-953/313/Admin-06 dated 25 March 2001 and gazetted on 16 April 2001 (non-submission of written report of buy/sell of share) by Director/Sponsor Mr. Mohammad Sadek of Usmania Glass sheet Factory Ltd.	Click to View
2853	September 17, 2003	Violation of Commission’s Notification No. SEC/SRMID/ 2000-953/313/Admin-06 dated 25 March 2001 and gazetted on 16 April 2001 (non-submission of written report of buy/sell of share) by Director/Sponsor Mr. M. R. Raskin of Usmania Glass sheet Factory Ltd.	Click to View

August, 2003

Sl.No	Date	Subject	Commission’s Decision
2854	August 4, 2013	Non co-operation with SEC appointed auditor by Bangladesh Luggage Industries Ltd.	Click to View
2855	August 4, 2013	Non-payment of audit bill by M. Hossain Garments Washing and Dying Ltd.	Click to View
2856	August 17, 2013	Violation of license condition No. 11 (for non participation of trading activities during 2001-2002) by Chittagong Stock Exchange broker Unity Shares Trade Ltd. (CSE Member No. 77).	Click to View

July, 2003

Sl.No	Date	Subject	Commission’s Decision
2857	July 1, 2003	Non payment of declared dividend of 2001-2002 by Gachihata Acquaculture Farms Limited within stipulated time.	Click to View
2858	July 1, 2003	Non payment of declared dividend of 2001-2002 by Raspit Data Management & Telecommunication Limited within stipulated time.
2859	July 1, 2003	Appeal against Commission’s order No. SEC/Enforcement/158/2003-75 dated 28 April 2003 (for non-disclosure of Price Sensitive information) imposing Taka one lac penalty on Mr. Md. Rahmatullah, Managing Director of Apex Tannery Ltd.	Click to View
2860	July 3, 2003	Appeal against Commission’s order No. SEC/Enforcement/158/2003-75 dated 28 April 2003 (for non-disclosure of Price Sensitive information) imposing Taka one lac penalty on Mr. Md. Rahmatullah, Managing Director of Apex Tannery Ltd.	Click to View
2861	July 22, 2003	Sale of bonus share of shareholder by Pubali Bank Ltd. violating advise of SEC.	Click to View
2862	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Mr. Ekram Ali Mirdha, Sponsor of Ashraf Textile Mills Limited.	Click to View
2863	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Ms. Rahat Saleha, Sponsor of Ashraf Textile Mills Limited.	Click to View
2864	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Ms. Shamsun Nessa Begum, Sponsor of Ashraf Textile Mills Limited.	Click to View
2865	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Mr. M. Ataullah, Sponsor of Ashraf Textile Mills Limited.	Click to View
2866	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Ms. Salima Begum, Sponsor of Ashraf Textile Mills Limited.	Click to View
2867	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Mr. Haider Ali Mirdha, Sponsor of Ashraf Textile Mills Limited.	Click to View
2868	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Mr. Asgar Ali Mirdha, Sponsor of Ashraf Textile Mills Limited.	Click to View
2869	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Mr. Asgar Ali Mirdha, Sponsor of Ashraf Textile Mills Limited.	Click to View
2870	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Ms. Ferdousi Begum, Sponsor of Ashraf Textile Mills Limited.
2871	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Ms. Rabeya Akhter, Sponsor of Ashraf Textile Mills Limited.	Click to View
2872	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Ms. Umme Homaira, Sponsor of Ashraf Textile Mills Limited.	Click to View
2873	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by theSponsor/Director without prior notification) by Mr. Shafiul Alam, Sponsor of Ashraf Textile Mills Limited.	Click to View
2874	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Ms. Hamida Begum, Sponsor of Ashraf Textile Mills Limited.	Click to View
2875	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Ms. Sabrina Akhter, Sponsor of Ashraf Textile Mills Limited	Click to View
2876	July 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25^th March 2001 and gazetted on 16 April 2001 (buy/sell of securities by the Sponsor/Director without prior notification) by Mr. Al-Haj Mohd. Salah Uddin Ahmed, Sponsor of Ashraf Textile Mills Limited.	Click to View

June, 2003

Sl.No	Date	Subject	Commission’s Decision
2877	June 7, 2003	Request to allow two months to comply with Commission’s directive (to deliver shares and to make due payments) dated 24 May 2003 by Dhaka Stock Exchange dealer Syed Tawfiq Hossain Ali & Co. (DSE Member No. 49).	Click to View
2878	June 18, 2003	Complaints against past & present Management of German Bangla J. V. Food Ltd. for misusing IPO fund.	Click to View

May 2003

Sl.No	Date	Subject	Commission’s Decision
2879	May 12, 2003	Non payment of client’s money and non delivery of share by Dhaka Stock Exchange dealer Syed Tawfiq Hossain Ali and Company (DSE Member No. 49)	Click to View
2880	May 24, 2003	Violation of Commission’s Notification No. SEC/SRMI/2000-953/1950 dated 24 October 2000 and gezetted on 07/11/2000 and Notification No.GmBwm/ GmAviGgAvBwW/2000-985/2248/cÖ-02/1 ZvwiL 19 wW‡m¤^i 2000Bs gezetted on 25/02/2001 (non-disclosure of price sensitive information) by Padma Cement Ltd	Click to View
2881	May 24, 2003	Violation of rule 11 of the Securities and Exchange Commission (Stock Dealer, Stock Broker & Authorized Representative) Rule, 2000 (violation of code of conduct) by Dhaka Stock Exchange dealer Maitrayee Biswas & Co. (DSE Member No. 14)	Click to View
2882	May 24, 2003	Complaints from the customer for non delivery of shares and non payment of money by Dhaka Stock Exchange dealer Syed Tawfiq Hossain Ali & Co. (DSE Member No. 49).	Click to View

April 2003

Sl.No	Date	Subject
2883	April 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25^th March 2001, Gazetted on 16^th April 2001 (not submitting report of intention to buy shares of Highspeed) by Mr. K.M. Mahmudur Rahman, Managing Director Highspeed Shipbuilding & Heavy Engineering Co. Ltd. Letter issued with warning to comply with all securities laws in future.
2884	April 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25^th March 2001, Gazetted on 16^th April 2001 (not submitting report of intention to by shares of Samorita Hospital) by Sondhani Credit Co-operative Society Ltd.. Letter issued with warning to comply with all securities laws in future.
2885	April 23, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/313/Admin-06 dated 25^th March 2001, Gazetted on 16^th April 2001 (not submitting report of intention to by shares of Niloy Cement Industries Ltd.) by Mr. Abdul Matlub Ahmed, Managing Director Niloy Cement Industries Ltd. Letter issued with warning to comply with all securities laws in future.
2886	April 23, 2004	Violation of rule 4 and 8 of the Securities and Exchange Rules, 1987 (submitting sell offers of ten clients using same client code) by Dhaka Stock Exchange dealer Globe Securities Ltd. (DSE Member No. 189). Letter issued with warning to comply with all securities laws in future.
2887	April 27, 2003	Violation of rule 12, Sub-rule (3A), Sub-rule 4, Sub-rule 6 of the Securities and Exchange Rules, 1987 (not submitting financial statement for 30^th June 2001 in time) by Tamijuddin Textile Mills Ltd. Letter issued with warning to comply with all securities laws in future.
2888	April 28, 2003	Appeal against Commission’s order dated 17^th June, 2002 imposing penalty of Taka 2.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after 60 days) on Mr. Md. Nurul Alam, Ex Director, J. H. Chemical Industries Ltd. Appeal allowed and penalty withdrawn.
2889	April 28, 2003	Violation of Commission’s Notification No. SEC/SRMID/2000-953/1950 dated 24^th October, 2000, Gazetted on 7^th November, 2000 and Notification No, SEC/SRMID/2000-985/2248/Pro-02/1 dated 19^th December 2000, Gazetted on 25^th February 2001 (non disclosure of price sensitive information) by Apex Tannery Limited. Penalty of Taka 1.00 lac imposed on Mr. A. K. M. Rahmatullah, Managing Director of Apex Tannery Ltd.

February 2003

Sl.No

Date

Subject

Commission’s Decision

2890

February 26, 2003

Violation of rule 16 of the Securities and Exchange Commission (Stock Dealer/Stock Broker & Authorized Representative) Rules, 2000 (for non co-operation with Commission’s officer during inspection) by Dhaka Stock Exchange dealer Dhaka Bank Limited (DSE Member No. 193)

Letter issued with warning to comply with all securities laws in future.

2891

February 26, 2003

Violation of rule 12, sub-rule 3 of the Securities and Exchange Rules, 1987 (for appointing Company’s auditor as Company’s valuer and financial advisor) by Chittagong Cement Clinker Grinding Co. Ltd.

Letter issued with warning to comply with all securities laws in future.

January 2003

Sl.No	Date	Subject
2892	January 5, 2003	Appeal against Commission’s order dated 23/10/2002 imposing panalty of Taka 5.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after 15 days) on Mr. Md. Shariful Islam, Managing Director of Meghna Shrimp Culture Ltd. for non payment of declared dividend. Appeal rejected
2893	January 6, 2003	Violation of license condition No. 11 (for non participation of trading activities during 2001) by Chittagong Stock Exchange dealer Estern Insurance Co. Ltd. (CSE Member No. 098). Letter issued with warning to comply with all securities laws in future.
2894	January 8, 2003	Violation of rule 13 of the Securities and Exchange Rules, 1987 (for delayed submission of Half Yearly Accounts) by M. Hossain Garments Washing & Dyeing Ltd. Letter issued with warning to comply with all securities laws in future.
2895	January 8, 2008	Violation of condition (c) of the Commission’s order No. SEC/CFD –71/2001/Admin/02/05 dated 3^rd January 2002 (for non submission of audio visual tape of AGM to the Commission) by Arbee Textiles Ltd. Letter issued with warning to comply with all securities laws in future.
2896	January 8, 2008	Violation of condition (b) of the Commission’s order No. SEC/ SRMID/2000-953/Admin/02/04 dated 10^th October 2002 (appointment of same Auditor for more then three years) by Saleh Carpet Mills Ltd. Letter issued with warning to comply with all securities laws in future.
2897	January 29, 2003	Violation of license condition No. 11 (for non participation of trading activities during 2001) by Chittagong Stock Exchange dealer Trendset Securities Ltd. (CSE Member No. 77) Letter issued with warning to comply with all securities laws in future.
2898	January 29, 2003	Violation of license condition No. 11 (for non participation of trading activities during 2001) by Chittagong Stock Exchange dealer Legend Capital Management Ltd. (CSE Member No.109) Letter issued with warning to comply with all securities laws in future.

December 2002

Sl.No

Date

Subject

Commission’s Decision

2899

December 23, 2002

Violation of Regulation 13 of the Settlement of Stock Exchange Regulations of Chittagong Stock Exchange Limited by National Securities and Consultants Limited (CSE Member No.057)

Letter issued with warning to comply with all securities laws in future.

November 2002

Sl.No

Date

Subject

Commission’s Decision

2900

November 16, 2002

Violation of license condition no.11 by Chittagong Stock Exchange dealer T K Shares and Securities Limited (CSE Member No. 69)

Letter issued with warning to comply with all securities laws in future.

2901

November 21, 2002

Violation of regulation 17 of Dhaka Stock Exchange Automated Trading Regulations, 1999 by Dhaka Stock Exchange dealer Mona Financial Consultancy and Securities Limited (DSE Member No. 164)

Letter issued with warning to comply with all securities laws in future.

2902

November 21, 2002

Revision petition under section 26 of the Securities and Exchange Ordinance, 1969 against Commission’s order dated 14/07/2002 imposing penalty of Taka 10.00 lacs on Dhaka Stock Exchange dealer Khurshid Alam & Company (DSE Member No. 167).

October 2002

Sl.No	Date	Subject
2903	October 10, 2002	Violation of Securities and Exchange Rules, 1987 by Dhaka Stock Exchange dealer Doha Securities (DSE Member No. 127)
2904	October 23, 2002	Appeal against Commission’s order dated 19/09/2002 imposing, penalty of Taka 5.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after 15 days) on Mrs. Kanchan Kejriwal, Director of Doel Group for non payment of undistributed dividend and due principal and interest of debenture by Bangladesh Dyeing and Finishing Industries Ltd., Bangladesh Zipper Industries Ltd., Bangladesh Chemical Industries Ltd. and Bangladesh Luggage Industries Ltd.
2905	October 23, 2002	Appeal against Commission’s order dated 19/09/2002 imposing, penalty of Taka 5.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after 15 days) on Mrs. Kanchan Devi Kejriwal, Director of Doel Group for non payment of undistributed dividend and due principal and interest of debenture by Bangladesh Dyeing and Finishing Industries Ltd., Bangladesh Zipper Industries Ltd., Bangladesh Chemical Industries Ltd. and Bangladesh Luggage Industries Ltd.
2906	October 23, 2002	Appeal against Commission’s order dated 19/09/2002 imposing, penalty of Taka 5.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after 15 days) on Mrs. Vagabati Devi Kejriwal, Director of Doel Group for non payment of undistributed dividend and due principal and interest of debenture by Bangladesh Dyeing and Finishing Industries Ltd., Bangladesh Zipper Industries Ltd., Bangladesh Chemical Industries Ltd. and Bangladesh Luggage Industries Ltd.
2907	October 23, 2002	Appeal against Commission’s order dated 19/09/2002 imposing, penalty of Taka 5.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after 15 days) on Mr. Uttam Kejriwal, Director of Doel Group for non payment of undistributed dividend and due principal and interest of debenture by Bangladesh Dyeing and Finishing Industries Ltd., Bangladesh Zipper Industries Ltd., Bangladesh Chemical Industries Ltd. and Bangladesh Luggage Industries Ltd.
2908	October 23, 2002	Appeal against Commission’s order dated 19/09/2002 imposing, penalty of Taka 15.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after 15 days) on Mr. Ashok Kejriwal, Director of Doel Group for non payment of undistributed dividend and due principal and interest of debenture by Bangladesh Dyeing and Finishing Industries Ltd., Bangladesh Zipper Industries Ltd., Bangladesh Chemical Industries Ltd. and Bangladesh Luggage Industries Ltd.
2909	October 23, 2002	Appeal against Commission’s order dated 19/09/2002 imposing, penalty of Taka 5.00 lacs (and also additional penalty of Taka 10,000 per day if default continuous after 15 days) on Mr. D.N. Kejriwal, Managing Director of Doel Group for non payment of undistributed dividend and due principal and interest of debenture by Bangladesh Dyeing and Finishing Industries Ltd., Bangladesh Zipper Industries Ltd., Bangladesh Chemical Industries Ltd. and Bangladesh Luggage Industries Ltd.
2910	October 23, 2002	Non payment of due principal and interest of debenture of Bangladesh Welding Electrodes Ltd.
2911	October 23, 2002	Non payment of due principal and interest of debenture of Bangladesh Welding Electrodes Ltd.
2912	October 23, 2002	Non payment of due principal and interest of debenture of Bangladesh Welding Electrodes Ltd.
2913	October 23, 2002	Non payment of due principal and interest of debenture of Bangladesh Welding Electrodes Ltd.
2914	October 23, 2002	Non payment of declared dividend of 2001 by Meghna Shrimp Culture Ltd.
2915	October 23, 2002	Non-cooperation by Dhaka Vegetable Oil Industries Ltd. with Commission appointed auditor to audit the company’s financial statement of 1999-2000.
2916	October 23, 2002	Non-cooperation by Dhaka Vegetable Oil Industries Ltd. with Commission appointed auditor to audit the company’s financial statement of 1999-2000.
2917	October 23, 2002	Non-cooperation by Dhaka Vegetable Oil Industries Ltd. with Commission appointed auditor to audit the company’s financial statement of 1999-2000.
2918	October 23, 2002	Non-cooperation by Dhaka Vegetable Oil Industries Ltd. with Commission appointed auditor to audit the company’s financial statement of 1999-2000.
2919	October 23, 2002	Non submission of audited financial statements to the Commission for the year 2000 & 2001 by Pharmaco International Ltd.
2920	October 23, 2002	Non submission of audited financial statements to the Commission for the year 2000 & 2001 by Pharmaco International Ltd.
2921	October 23, 2002	Non submission of audited financial statements to the Commission for the year 2000 & 2001 by Pharmaco International Ltd. Commission’s Decision Penalty of Taka 1.00 lac on Mrs. Rukhsana Sultana, Director, if the company fails to submit audited financial statements to the Commission within next 30 days from the order dated 23/10/2002.
2922	October 23, 2002	Non submission of audited financial statements to the Commission for the year 2000 & 2001 by Pharmaco International Ltd. Penalty of Taka 1.00 lac on Mrs. Rashida Matin, Director, if the company fails to submit audited financial statements to the Commission within next 30 days from the order dated 23/10/2002. An additional penalty of Taka 10,000 per day will be imposed if the default continues after 30 days.
2923	October 23, 2002	Non holding of annual general meeting for 2001 by Orion Infusion Ltd. Penalty of Taka 15.00 lacs on Mr. Md. Obaidul Karim, Chairman & Managing Director, if the company fails to hold its annual general meeting within next 30 days from the order dated 23/10/2002. An additional penalty of Taka 10,000 per day will be imposed if the default continues after 30 days.
2924	October 23, 2002	Non holding of annual general meeting for 2001 by Orion Infusion Ltd. Penalty of Taka 3.00 lacs on Mrs. Arzuda Karim, Director, if the company fails to hold its annual general meeting within next 30 days from the order dated 23/10/2002. An additional penalty of Taka 10,000 per day will be imposed if the default continues after 30 days.
2925	October 23, 2002	Non holding of annual general meeting for 2001 by Orion Infusion Ltd. Penalty of Taka 3.00 lacs on Mr. Salman O. Karim, Director, if the company fails to hold its annual general meeting within next 30 days from the order dated 23/10/2002. An additional penalty of Taka 10,000 per day will be imposed if the default continues after 30 days.
2926	October 23, 2002	Non holding of annual general meeting for 2001 by Orion Infusion Ltd. Penalty of Taka 3.00 lacs on Mrs. Zarin Karim, Director, if the company fails to hold its annual general meeting within next 30 days from the order dated 23/10/2002. An additional penalty of Taka 10,000 per day will be imposed if the default continues after 30 days.

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