Enforcement Actions
Enforcement Actions
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 11, 2026 | Order against MD. DELWAR HOSSAIN |
|
| 2 | October 11, 2026 | Order against Md. Sholayman |
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| 3 | October 11, 2026 | Non-Compliance securities law against Mrs. Nazma Begum |
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| 4 | October 08, 2026 | Non-Compliance securities law against ZHUANG LIFENG |
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| 5 | October 05, 2026 | Non-Compliance securities law against S. M. Imran Azad (BOID-1201820076139451) |
|
| 6 | October 05, 2026 | Order against Md. Abu Taher Shikder, UMMA SALMA NIPA, SM. SHAHED SHAKIL |
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| 7 | October 04, 2026 | Order against Bangladesh Race Management PCL |
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| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 30, 2026 | Non-Compliance securities law against Rsn Investments, Fahd Alam, Tahmina Alam, Farnaz Shereen, Taslima Choudhury Kona, Kaiyum Khan, Razzak Shikder, Mohammad Abur Kayes Jahadi, Syed Sadeque Md. Ali, Syed Waseque Md.Ali, Asma Ali, Syeda Samira Sadeque, Nadvie Ahmed |
|
| 2 | September 16, 2026 | Non-Compliance securities law against Sikder Insurance Company Limited |
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| 3 | September 16, 2026 | Order against Nasim Sikder, Mamtazul Haque Sikder, Lisa Fatema Haque Sikder, Mohtasim Billah Khan, Monica Sikder Khan, Jonas Sikder Khan, Salah Uddin Khan, Jeffrey Khan Sikder, Mandy Khan Sikder, Sk.Abdur Rafique, Abdur Razzak -Sikder Insurance Company Limited |
|
| 4 | September 07, 2026 | Order against Engr. Muhammad Shamsul Islam, Mr. Abul Kalam Bhyian, Mr. Sujit Saha, Engr.Mohammad Rafiqul Islam. Mr.Rakibul Islam, Mr.Md. Zillur Rahman, Md. Jamir Hosen Chowdhury Domiange Steel Building Systems Limited |
|
| 5 | September 07, 2026 | Order against Shafiul Islam, Khaleda Islam, Sajedul Islam, Farhana Islam, Saiful Islam, Sahadat Hossain Miah, Rahant Mahmud - Aftab Automobiles Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 27, 2026 | Order against Alliance Capital Asset Management.(AMC) |
|
| 2 | August 24, 2026 | Order against Mr. Mohammad Arif Hossain |
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| 3 | August 24, 2026 | Order against Ms. Taslima Kanon, Mr. Md. Masud Rana |
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| 4 | August 24, 2026 | Order against Mr. Abu Sadat Md. Faisal, Ms. Adiba Azad |
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| 5 | August 20, 2026 | Non-Compliance securities law against Premier Leasing Securities Broking Limited, Engr. A.Z.M. Akramul Haw, Shajnush Ahmed. |
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| 6 | August 20, 2026 | Non-Compliance securities law against Investment Promotion Services Limited Mostaque Ahmed Sadeque |
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| 7 | August 20, 2026 | Non-Compliance securities law against Dragon Securites Ltd, Mr. Md. Mahbubul Haque Kabir, Md. Ahsaunl Islam |
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| 8 | August 18, 2026 | Non-Compliance securities law against Md. Sahidullah Securities Ltd (TREC no. DSE 091), Md. Jamal Uddin Khan, Sawgat Ul Alam |
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| 9 | August 18, 2026 | Non-Compliance securities law against Ali Securities Co. Ltd, Mamun Akber, Md. Abdul Halim |
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| 10 | August 18, 2026 | Non-Compliance securities law against Snigdha Equities Ltd (TREC no. DES 256) , Aminul Islam, Mr. Sarwar Morshed |
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| 11 | August 18, 2026 | Non-Compliance securities law against Sharp Securities Limited, Sayed Golam Mustafa, Muhammad Azizul Bari, Saiful Chowdhury |
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| 12 | August 18, 2026 | Non-Compliance securities law against RAK Capital Ltd, S.M. Meharuzzaman, Syed Moinul Hossain |
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| 13 | August 13, 2026 | Non-Compliance securities law against LankaBangla Securities PLC |
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| 14 | August 13, 2026 | Order against Regent Textile Mills Limited Md. Yakub Ali, Md. Yasin Ali, Tanvir Habib, Mashruf Habib, Salman Habib. |
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| 15 | August 10, 2026 | Order against Emran Builders and Const. Ltd, Mr. Md. Sha Emran Hossain |
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| 16 | August 10, 2026 | Order against Mr. Abu Sadat Md Sayem, Ms.Deba Sadat, AGRO ACRES, HORIZON HARVEST |
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| 17 | August 10, 2026 | Order against Mr. Hadayetul Hoque |
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| 18 | August 10, 2026 | Order against Md. Polash Mia, Progressive Hatchery |
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| 19 | August 10, 2026 | Order against Managing Director Haji Ahmad Brothers Securities Limited |
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| 20 | August 04, 2026 | Order against Ambia Enterprise, Md. Shafiqur Rahman, Mohammand Shamsul Alam, Arbim Techo Ltd, Bikash Chandra Sarker, Moahammad Shah Alam Minto, Ms. Sultana Parvin, Ms.Amian Begum, Ms.Dipika Saha, Md.Mamun, Mohammad Abdul Latif, Ms.Farhana Akter |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 30, 2026 | Order against Mr. Khairul Bashar Abu Taher Mohammed |
|
| 2 | July 23, 2026 | Non-Compliance securities law against RAK Ceramics Limited, Board of Directors, Mr. Abdullah Massad, Mr. S.A.K. Ekramuzzaman, Pramod Kumar Chand, Mr. Wassim Moukahhal, Mr.Mohd Shafiul, Company Secretary, CFO |
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| 3 | July 19, 2026 | Order against F. A. TRADING CORPORATION |
|
| 4 | July 05, 2026 | Order against Tapan Kumar Sarker, Company Secretory, Md. Azizul Zabbar Chief Financial Officer, Jarin Kabir Khan, Director, Hazrat Ali, Directory, Md Ruhul Kabir Khan, Director, Tofayel Kabir Khan, Managing Director, Mohammed Enamul Khabir Khan, Chairman , Khan Brothers PP Woven Bag Industries Limited. |
|
| 5 | July 05, 2026 | Non-Compliance securities law against A N F Management Company Limited, Fazle Rahman Chowdhury, Samsul Haque |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 17, 2026 | Order against Md. Nazmul Hossain, Company Sectetory, Riaz Uddin Bhuiya, Former Company Secretory, Jamil Ahmed Chowdhury, Former Chief Financial Officer, Roksana Rahman, Managing Director, Md. Khosrul Islam, Former Directory, Robiul Islam, Director, Md. Amanur Rahman, Director, Mizanur Rahman, Chairman, Fortune Shoes Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 21, 2026 | Order against Vanguard Asset Management Limited |
|
| 2 | May 21, 2026 | Order against Investment Corporation of Bangladesh |
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| 3 | May 12, 2026 | Order against Island Securities Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 30, 2026 | Order against Mr.Md. Sahiduzzaman-Officer ,Mr.Abdul Ahad Sheikh-Officer ,Mr.Md.Rafiqul Islam-Compliance Officer,Mr. Mohammed Rahmat Pasha-Managing Director & CEO,UCB Stock Brokerage Limited. |
|
| 2 | April 29, 2026 | Non-Compliance securities law against Bangladesh General Insurance Co. Ltd (BGICL). |
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| 3 | April 29, 2026 | Non-Compliance securities law against Investment Corporation of Bangladesh(Trustee). |
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| 4 | April 23, 2026 | Order regarding ineligibility of Shiraz Khan Basak & Co., Chartered Accountants for enlistment in the Panel of Auditors of BSEC for the next 03 (three) years |
|
| 5 | April 23, 2026 | Order regarding ineligibility of Ata Khan & Co., Chartered Accountants for enlistment in the Panel of Auditors of BSEC for the next 03 (three) years |
|
| 6 | April 23, 2026 | Order regarding delisting of Mahfel Huq & Co., Chartered Accountants from the Panel of Auditors of BSEC |
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| 7 | April 23, 2026 | Order regarding delisting of Mahfel Huq & Co., Chartered Accountants from the Panel of Auditors of BSEC |
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| 8 | April 21, 2026 | Order against NBL Securities Limited |
|
| 9 | April 21, 2026 | Order against Mr. Ahmed Iftekhar Shaheed |
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| 10 | April 21, 2026 | Non-Compliance securities law against NBL Securites Limited, Ms. Farzana Ferdausi |
|
| 11 | April 21, 2026 | Order against Ms. Farzana Ferdausi |
|
| 12 | April 21, 2026 | Order against Mr.Zobayed Al-Mamun Hasan |
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| 13 | April 16, 2026 | Order against Mr.Mohammad Gulam Mustafa Managing Director,Gibson Secuities Limited |
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| 14 | April 15, 2026 | Order against Mr.S.M Amzad Hossain,chairman,Mr.Khan Habibur Rahman,Director,Ms. Sufian khatun,Managing Director,Mr.Md. Ezaz Uddin,CFO,Mr.Milon Khan-Company Secretory. |
|
| 15 | April 09, 2026 | Order against Bangaldesh Race Management PLC |
|
| 16 | April 08, 2026 | Non-Compliance securities law against lanka Bangla Securities PLC |
|
| 17 | April 07, 2026 | Non-Compliance securities law against EBL Securities Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 29, 2026 | Non-Compliance securities law against Parom Securities Limited |
|
| 2 | March 25, 2026 | Non-Compliance securities law against Board of Directors, CEO & Managing Director Bangladesh Race Management PLC |
|
| 3 | March 15, 2026 | Order against Board of Directors Rupali Insurance Limited |
|
| 4 | March 08, 2026 | Order against Navana CNG Limited,Board of Director,Mr.Shafiul Islam,Mrs.Khaleda Islam,Mr.Safiul Islam,Mr. Sajedul Islam,Ms.Farhana Isalm.pdf |
|
| 5 | March 05, 2026 | Order against Managing Director Index Agro Industries Limited,Cheif Financial Officer,Company Secretory |
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| 6 | March 05, 2026 | Order against Prudential Capital Limited,Mr.Md. rezaul Islam,Mr.AY Zobaer |
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| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 15, 2026 | Non-Compliance securities law against Bank Asia Securities Limited |
|
| 2 | February 15, 2026 | Non-Compliance securities law against BDBL Investment Services Ltd,Mr.Shaikh Sharafat Islam,Mr.Md.Shahabuddin,Mr,Md.Monwar Hossain |
|
| 3 | February 08, 2026 | Non-Compliance securities law against MONSUBAH FAHOM & AL-HASHIM MD.MAHFUZUL ASHRAF,MUHAMMAD HARUN-OR-RASHID& SHABINA SHARMIN,CHOU.NASER AHMED NUR FAHAD |
|
| 4 | February 08, 2026 | Non-Compliance securities law against MTB Securities Ltd,Mr.Md.Nazrul Islam Mazumder,Mr. Lutfur Rahman Diwani,Md.Rashidul Islam |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 29, 2026 | Order against Umma Salma Nipa |
|
| 2 | January 29, 2026 | Order against Md.Anwer Parvez Khan,Md.Sanowar Khan and Md. Anwer Parvez Khan |
|
| 3 | January 29, 2026 | Order against The City Bnak Ltd. |
|
| 4 | January 29, 2026 | Order against Md.Sanowar Khan,Md.Sanowar Khan and Anwer Paevez Khan |
|
| 5 | January 29, 2026 | Order against Mst.Asmaul Husna |
|
| 6 | January 29, 2026 | Order against Md.Abu Taher Shikder |
|
| 7 | January 29, 2026 | Order against Md.Biplob Sheikh |
|
| 8 | January 25, 2026 | Order against Mr.Md.Salauddin Haider |
|
| 9 | January 25, 2026 | Order against Mr.Avijit Das |
|
| 10 | January 25, 2026 | Order against SSS Holdings Limited |
|
| 11 | January 25, 2026 | Order against Md.Anwer Parvez Khan |
|
| 12 | January 25, 2026 | Order against Mst.Asmaul Husna |
|
| 13 | January 25, 2026 | Order against Md.Sanowar Khan |
|
| 14 | January 25, 2026 | Order against The City Bank Limited |
|
| 15 | January 21, 2026 | Order against Md.Biplob Sheikh |
|
| 16 | January 21, 2026 | Order against Md.Abu Taher Shikder |
|
| 17 | January 21, 2026 | Order against Md.Sanowar Khan,Md.sanowar Khan and Md.Anwer parvez Khan |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 23, 2025 | Non-Compliance securities law against Vanguard Asset managment Company Limited |
|
| 2 | December 17, 2025 | Order against National Credit Rating Limited |
|
| 3 | December 17, 2025 | Order against ARGUS Credit Rating Sevices limited |
|
| 4 | December 01, 2025 | Order against Mr.Mohammad kamrul Hasan |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 19, 2025 | Non-Compliance securities law against Benemoy Securities Limited,Mr.Md. Khurshid Alam,Mr.Subrata Roy |
|
| 2 | November 19, 2025 | Non-Compliance securities law against Prudential Capital Limited,A.Y. Zobayer,Md. Ashaduzzaman |
|
| 3 | November 19, 2025 | Order against Quest Asia Overseas,Anichul Islam,Nahar-E Jannat |
|
| 4 | November 17, 2025 | Non-Compliance securities law against City Brokerage Limited |
|
| 5 | November 16, 2025 | Non-Compliance securities law against Mr.A.K.M Monir Hossain, Ms. Lutfun Nahar |
|
| 6 | November 16, 2025 | Non-Compliance securities law against Concord Entertainment CO.LTD, Mr. Monir Ul Alam Bhuiyan |
|
| 7 | November 16, 2025 | Non-Compliance securities law against Ms. Mahfuza Haque Powshe , MS Haque Fisherise |
|
| 8 | November 16, 2025 | Non-Compliance securities law against Mr. Mohammed Abubakar Siddique , Mr. Saifullah Mahmud , Jannat Traders |
|
| 9 | November 16, 2025 | Order against Mr. Shah Alam Sarwar |
|
| 10 | November 11, 2025 | Non-Compliance securities law against Commerce Bank Securities And Investment Ltd |
|
| 11 | November 11, 2025 | Non-Compliance securities law against Generation Next Fashion Limited |
|
| 12 | November 06, 2025 | Order against ISLAM ENTERPRISE |
|
| 13 | November 06, 2025 | Order against RAIYAN TRADING |
|
| 14 | November 06, 2025 | Order against FARUQUE ENTERPRISE |
|
| 15 | November 03, 2025 | Order against Mr.Raquib Md Fakhrul,Mr.Amal Krishna Saha,Mohammad Nakibul islam,Mr.Ezaz- |
|
| 16 | November 03, 2025 | Order against Mr.Amal Krishna Saha |
|
| 17 | November 02, 2025 | Order against Mr. Raquib Md Fakhrul |
|
| 18 | November 02, 2025 | Order against Mr.Mohammad Nakibul Islam |
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| 19 | November 02, 2025 | Order against Mr.Ezaz |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 29, 2025 | Order against Mr.Ezaz |
|
| 2 | October 29, 2025 | Order against Mr.Mohammad Nakibul Islam |
|
| 3 | October 29, 2025 | Order against Mr.Amal Krishna Saha |
|
| 4 | October 29, 2025 | Order against Mr.Raquib Md Fakhrul |
|
| 5 | October 28, 2025 | Order against Mr.Raquib Md Fakhrul,Mr Amal Krishna Saha,Mohammad Nakibul Islam,Mr.Ezaz |
|
| 6 | October 28, 2025 | Non-Compliance securities law against NBL Securities LImited,Mr. Zobayed Al-mamun Hasan,Ms.Farzana Ferdausi,Mr.Kazi Mehedi Arafat,Mr,Hadisur Rahman,Mr.Md,Shshadat Hossain |
|
| 7 | October 28, 2025 | Non-Compliance securities law against 3i Asset Managment Company Limited (AMC) |
|
| 8 | October 28, 2025 | Non-Compliance securities law against Mr.Abul Hashem Bhuiyan FCA, Enrollment No. 1072 |
|
| 9 | October 28, 2025 | Non-Compliance securities law against Salta Capital Limited (DSE TREC # 095) |
|
| 10 | October 28, 2025 | Non-Compliance securities law against BMSL Investment Limited(MB) |
|
| 11 | October 28, 2025 | Order against Mr. Raquib Md. Fakhrul, Mr. Amal krishna Saha, Mohammad Nakibul Isalm, Mr. Ezaz |
|
| 12 | October 27, 2025 | Order against Genex Infosys Limited-Mr.Price Mojumder,Vice Chairman |
|
| 13 | October 27, 2025 | Order against Genex Infrastructure Limited |
|
| 14 | October 23, 2025 | Order against Professor Shibli Rubayat UI Islam |
|
| 15 | October 23, 2025 | Order against Mr.Reaz Islam |
|
| 16 | October 23, 2025 | Order against Brigadier General Sharif Ahsan (Retd.) |
|
| 17 | October 23, 2025 | Order against Mr. Rezaur Rahman Sohag |
|
| 18 | October 23, 2025 | Order against Bangladesh General Insurance Company Limited (BGIC) |
|
| 19 | October 23, 2025 | Order against Mr. Reaz Islam, Mr. GerorgeM Stock III, Mr. Rezaur Rahman Sohag |
|
| 20 | October 23, 2025 | Order against Mr. Reaz Islam, Mr. Rezaur Rahman Sohag, Brigadier General Sharif Ahsan (Retd.), Ms. Medina Ali, Mr. Syed Kamrul Hoda, Mr. Md. Omar Soeb Chowdhury |
|
| 21 | October 23, 2025 | Order against Mr. Reaz Islam (Quest BDC Limited) |
|
| 22 | October 23, 2025 | Order against Professor Shibli Rubayet Ul Islam (Quest BDC Limited) |
|
| 23 | October 20, 2025 | Order against Mr. Sheikh Farook Ahmad |
|
| 24 | October 20, 2025 | Order against Mr. Mohammad kamrul Hasan |
|
| 25 | October 16, 2025 | Non-Compliance securities law against Md. Fakhrul Islam Securities Limited(DSE TREC # 090) |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 29, 2025 | Order against S. M. Motharul Janan |
|
| 2 | September 29, 2025 | Order against Md. Saif Ullah |
|
| 3 | September 29, 2025 | Order against Md. A.G Mahmud & S.M. Motaharul Janan |
|
| 4 | September 28, 2025 | Order against ACACIA SRIM Ltd. |
|
| 5 | September 21, 2025 | Order against Mr. Kazi Mahiuddin Ahmed |
|
| 6 | September 21, 2025 | Order against Mst. Mahamuda Akter |
|
| 7 | September 21, 2025 | Order against Ms. Maliha Tarannmu Shifa |
|
| 8 | September 21, 2025 | Order against Ms. Arifa Begum Lucky |
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| 9 | September 21, 2025 | Order against Mr. Md. Belal Hossain |
|
| 10 | September 21, 2025 | Order against Ms. Nurunnesa Saki |
|
| 11 | September 21, 2025 | Order against Mr. A.K.M. Khalilur Rahman |
|
| 12 | September 21, 2025 | Order against Mr. Md. Abdul Quddus Amin |
|
| 13 | September 21, 2025 | Order against Ms. Taslima Begum and Md. Sajib Hossain |
|
| 14 | September 21, 2025 | Order against Mr. Md. Sharif |
|
| 15 | September 21, 2025 | Order against Mr. Md. Suleaman |
|
| 16 | September 21, 2025 | Order against Mr. Md. Suleaman |
|
| 17 | September 21, 2025 | Order against Mr. Md. Sajib Hossain |
|
| 18 | September 04, 2025 | Non-Compliance securities law against Mr. Sudhangshu Shekhar Biswas |
|
| 19 | September 04, 2025 | Non-Compliance securities law against Mr. Quamrun Naher Ahmed |
|
| 20 | September 04, 2025 | Non-Compliance securities law against Mr. Md. Zafar Iqbal, nde |
|
| 21 | September 04, 2025 | Non-Compliance securities law against Mr. Md. Golam Mostofa |
|
| 22 | September 04, 2025 | Non-Compliance securities law against Mr. A. R. M. Nazmus Sakib |
|
| 23 | September 04, 2025 | Non-Compliance securities law against IFIC Bank Ltd. |
|
| 24 | September 03, 2025 | Order against Dr. Sheikh Shamsuddin Ahmed (PNG Order - IFIC Guaranteed Sreepur Township Green Zero Coupon Bond) |
|
| 25 | September 03, 2025 | Order against Professor Shibli Rubayet Ul Islam (PNG Order - IFIC Guaranteed Sreepur Township Green Zero Coupon Bond) |
|
| 26 | September 03, 2025 | Order against Mr. Imran Ahmed (Prohibitory Order - IFIC Guaranteed Sreepur Township Green Zero Coupon Bond) |
|
| 27 | September 03, 2025 | Order against Emerging Credit Rating Limited (Monetary Order - IFIC Guaranteed Sreepur Township Green Zero Coupon Bond) |
|
| 28 | September 03, 2025 | Order against Mr. Ahmed Shayan Fazlur Rahman (PNG Order - IFIC Guaranteed Sreepur Township Green Zero Coupon Bond) |
|
| 29 | September 03, 2025 | Order against Mr. Ahmed Shayan Fazlur Rahman (Monetary Order - IFIC Guaranteed Sreepur Township Green Zero Coupon Bond) |
|
| 30 | September 03, 2025 | Order against Mr. Salman F. Rahman (PNG Order - IFIC Guaranteed Sreepur Township Green Zero Coupon Bond) |
|
| 31 | September 03, 2025 | Order against Mr. Salman F. Rahman (Monetary Order-IFIC Guaranteed Sreepur Township Green Zero Coupon Bond) |
|
| 32 | September 03, 2025 | Order against Dr. Sheikh Shamsuddin Ahmed (PNG - BEXIMCO GREEN-SUKUK AL ISTISNA'A) |
|
| 33 | September 03, 2025 | Order against Professor Shibli Rubayet Ul Islam (PNG - BEXIMCO GREEN-SUKUK AL ISTISNA'A) |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 18, 2025 | Non-Compliance securities law against National Bank Limited(Issuer),Board of Directors,Managing Director,Company Secretary |
|
| 2 | August 18, 2025 | Non-Compliance securities law against Conmark Limited.Mr.Md. Shams Eskander,Mr.Mohammad Shamsul Arafin |
|
| 3 | August 14, 2025 | Non-Compliance securities law against City Bank Capital Resources Limited |
|
| 4 | August 14, 2025 | Non-Compliance securities law against SK Trims&Industries Limited,Board of Directors,Managing Director,Chief Financial Officer,Company Secretary |
|
| 5 | August 06, 2025 | Order against Mr.Ronald Micky Gomes.Chief Financial Officer |
|
| 6 | August 06, 2025 | Order against Mr.Md.Monoowar Hossain,Head of Legal and Compliance & Member |
|
| 7 | August 06, 2025 | Order against Mr.George Stock,CPA |
|
| 8 | August 06, 2025 | Order against Mr.Reaz Islam Director,Chief Executive officer |
|
| 9 | August 06, 2025 | Order against LR Global Bangladesh Asset Management Comapny Limited |
|
| 10 | August 06, 2025 | Order against Bangladesh General Insurance Company Limited(Trustee) |
|
| 11 | August 06, 2025 | Order against Vanguard Asset Management Limited(Assst Manager) |
|
| 12 | August 06, 2025 | Non-Compliance securities law against ETBL Securities & Exchanage Ltd,Mr.Rezwan-Ur-Rahman,Mr..Taufique Kamal Khan CEO,Mr.A.K.Mohin Uddin |
|
| 13 | August 04, 2025 | Non-Compliance securities law against A.M. Securities and Financial Services Limited (DES TREC#205),Mr.ASM Mianuddin Monem,Managing Director |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 13, 2025 | Non-Compliance securities law against M.J. Abedin & Co. |
|
| 2 | July 13, 2025 | Non-Compliance securities law against Beximoco Pharmaceuticals Limited |
|
| 3 | July 13, 2025 | Non-Compliance securities law against M. J. Abedin & Co. |
|
| 4 | July 13, 2025 | Non-Compliance securities law against Bangladesh Export Emport Company Limited(Beximco) |
|
| 5 | July 03, 2025 | Order against Mr.Asif Islam Khan |
|
| 6 | July 03, 2025 | Order against Mr.Md.Mazbahuddin |
|
| 7 | July 03, 2025 | Order against Ms.Akhter Jahan khan |
|
| 8 | July 03, 2025 | Order against Mr.Md.Mizanur Rahman Khan |
|
| 9 | July 03, 2025 | Order against Dhanmondi Securities Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 29, 2025 | Non-Compliance securities law against DMR Securities Limited,Ms.Maitrayee Biswas,Mr.Shantonu Saha,Mr.Suvrodev Saha |
|
| 2 | June 26, 2025 | Non-Compliance securities law against Mr.Kabirul Islam Dhanmondi Securities Limited,Alauddin Ahmed Sr.Executive,Mohammad Zakir Hossain,Md.Robiul Islam,Md.Shahid Uzzaman |
|
| 3 | June 16, 2025 | Non-Compliance securities law against Gateway Equity Resources Limited.Mr.Md.Rezaul karim,Mr.A.F.M Nasim Reza |
|
| 4 | June 03, 2025 | Non-Compliance securities law against NCCB securites & Financial services Limited |
|
| 5 | June 03, 2025 | Non-Compliance securities law against United Securities Limited,Mr. Md. Mahfuzur Rahman |
|
| 6 | June 03, 2025 | Non-Compliance securities law against AB & Co.Ltd,Mohiuddin Mohammad Alamgir |
|
| 7 | June 03, 2025 | Non-Compliance securities law against Mika securites Limited,Mr.A.A Moniruzzaman,Mr.Md. Showkat Akbar,Md.Taheruzzaman |
|
| 8 | June 03, 2025 | Non-Compliance securities law against A.M. Securities and Financial Services Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 27, 2025 | Non-Compliance securities law against IIDEC Securities Limited, Mr. Md. Nazmul Hasan Chowdhury, Mr. Maruf Hossain Khan |
|
| 2 | May 17, 2025 | Order against Emperor Securities & Wealth Management Ltd. |
|
| 3 | May 17, 2025 | Order against Ms. Moniza Chowdhury |
|
| 4 | May 17, 2025 | Non-Compliance securities law against CWT Asset Management Company Limited, Board of Directors, Chief Excutives Officer |
|
| 5 | May 17, 2025 | Non-Compliance securities law against MTB Securities Ltd, Mr. Md. Nazrul Islam Mazumder, Mr. Lutfur Rahman Diwani, Mr. Md. Shakhawat Hossain |
|
| 6 | May 17, 2025 | Non-Compliance securities law against DSFM Securities Ltd, Mr. Md. Rafiqul Bari, Mr. Ajmal Rimel, Mr. Saad Ahmed, Mr. Md. Monjurul Bari |
|
| 7 | May 14, 2025 | Non-Compliance securities law against Delta Life Insurance Company Limited |
|
| 8 | May 14, 2025 | Non-Compliance securities law against Delta Life Insurance Company Limited Managing Diretors |
|
| 9 | May 14, 2025 | Non-Compliance securities law against Asset & Investment Management Services of Bangladesh Limited |
|
| 10 | May 08, 2025 | Order against Abul Kalam Matber |
|
| 11 | May 08, 2025 | Order against Eshall Communication Limited |
|
| 12 | May 08, 2025 | Order against Humayan Kabir |
|
| 13 | May 08, 2025 | Order against Kazi Sadia Hasan and Md.Abul khayer |
|
| 14 | May 08, 2025 | Order against Konika Afroze |
|
| 15 | May 08, 2025 | Order against Lava Electrodes Industries LTD. |
|
| 16 | May 08, 2025 | Order against Md. Abul Khayer and Kazi Sadia Hasan |
|
| 17 | May 08, 2025 | Order against Md. Asfaquzzaman and Mst. Shahara Jaman |
|
| 18 | May 08, 2025 | Order against Md. Zahead Kamal |
|
| 19 | May 08, 2025 | Order against Monarach Express LTD. |
|
| 20 | May 08, 2025 | Order against Shakib Al Hasan and Shirin Aktar |
|
| 21 | May 08, 2025 | Order against Monarach Mart Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 30, 2025 | Order against Shahjahan Securities Limited |
|
| 2 | April 28, 2025 | Order against Dynasty Securities Ltd. |
|
| 3 | April 24, 2025 | Non-Compliance securities law against Nurjahan Securities Limited |
|
| 4 | April 23, 2025 | Non-Compliance securities law against Howlader Securities Limited (TREC no.CSE-075 ) |
|
| 5 | April 22, 2025 | Order against Monarch Holdings Ltd. |
|
| 6 | April 22, 2025 | Order against Mr. Abu Sadat Md.Faisal |
|
| 7 | April 22, 2025 | Order against Mukta Fisheries |
|
| 8 | April 22, 2025 | Order against Sarker Agro Farm |
|
| 9 | April 22, 2025 | Order against Sabbir Store |
|
| 10 | April 22, 2025 | Order against Amanat Agro Fisheries |
|
| 11 | April 22, 2025 | Order against Hasan Nursery |
|
| 12 | April 22, 2025 | Order against Ridoy Poultry firm |
|
| 13 | April 22, 2025 | Order against Mr. Abu Nayeem |
|
| 14 | April 22, 2025 | Order against Mr. Kamrul Hasan Md.Iqban Goni |
|
| 15 | April 22, 2025 | Order against Shatrong Agro Fisheries Ltd. |
|
| 16 | April 22, 2025 | Order against Venus Builders Ltd. |
|
| 17 | April 22, 2025 | Order against UDC Construction Ltd. |
|
| 18 | April 22, 2025 | Order against Mr. Md. Kalam Hossain |
|
| 19 | April 22, 2025 | Order against Mr. Javed A Matin |
|
| 20 | April 22, 2025 | Order against Mr. Shakib Al Hasan |
|
| 21 | April 22, 2025 | Order against Softvation Ltd. |
|
| 22 | April 22, 2025 | Order against Monarch Hotel & Resort Ltd.(611) |
|
| 23 | April 22, 2025 | Order against DIT Co-operative Ltd.(607) |
|
| 24 | April 22, 2025 | Order against Mr. Kazi Farid Hasan |
|
| 25 | April 22, 2025 | Order against Ms. Konika Afroze |
|
| 26 | April 22, 2025 | Order against Mr. Mohammad Basher |
|
| 27 | April 22, 2025 | Order against Mr. Sajed Matber |
|
| 28 | April 22, 2025 | Order against Ms. Kazi Sadia Hasan |
|
| 29 | April 22, 2025 | Order against Mr. Abul Kalam Matber |
|
| 30 | April 22, 2025 | Order against Mr. Md. Abul Khayer |
|
| 31 | April 20, 2025 | Non-Compliance securities law against Khan Wahab Shafique Rahman & CO |
|
| 32 | April 20, 2025 | Non-Compliance securities law against National Bank Limited,Borad of Directors,Manging Directors,Company Secretary,Chief Financial Officer |
|
| 33 | April 20, 2025 | Non-Compliance securities law against National Bank Limited,Borad of Directors,Manging Directors,Company Secretary,Chief Financial Officer |
|
| 34 | April 20, 2025 | Non-Compliance securities law against Alif Industries Limited,Board of Directors,Managing Directors,Company Securities |
|
| 35 | April 16, 2025 | Non-Compliance securities law against Taufika Foods and Lovello Ice-Cream Plc |
|
| 36 | April 16, 2025 | Non-Compliance securities law against Fames & R Chartered Accountants |
|
| 37 | April 15, 2025 | Non-Compliance securities law against Eastern Bank Limited |
|
| 38 | April 15, 2025 | Order against Mr. Md. Sohel Alam |
|
| 39 | April 15, 2025 | Order against Mrs. Fatema Sohel |
|
| 40 | April 15, 2025 | Order against Mr. Mohammad Ebadul Karim |
|
| 41 | April 15, 2025 | Order against Mr. Ulfat Karim |
|
| 42 | April 15, 2025 | Order against Mrs. Risana Karim |
|
| 43 | April 15, 2025 | Order against Mr. Md. Lutfur Rahman |
|
| 44 | April 15, 2025 | Order against Mrs. Ferdoushi Begum |
|
| 45 | April 15, 2025 | Order against Mr. Md. Sayadur Rahman |
|
| 46 | April 15, 2025 | Order against Mr. Md. Sazidul Hasan |
|
| 47 | April 15, 2025 | Order against Mrs. Nurjahan Begum |
|
| 48 | April 13, 2025 | Non-Compliance securities law against ICB Capital Management Limited, Mrs. Mazedha Khatun, Mr. Ashit Kumar Charavorty, Mr. Sharif Mohammad Kibria, Mr. Sachindra Nath Bagchi |
|
| 49 | April 13, 2025 | Non-Compliance securities law against Strategic Finace Limited, Bord of Directors, Mr. Md. Kabir Sadeeq, Mr. Ajoy kumar Saha |
|
| 50 | April 10, 2025 | Non-Compliance securities law against LanakaBangla Securirties Limited, Mr. Mohammed Nasir Uddin Chowdhury, Mr. Khandoker Saffat Reza, Mr. Raihan Ahmed, Mr. Md.Shahiidul Islam |
|
| 51 | April 10, 2025 | Non-Compliance securities law against LankaBangla Securities Limited, Mr. Mohammed Nasir Uddin Chowdhury, Mr. Khandoker Saffat Reza, Mr. Rihan ahmed, Mr. Mohib Ullah |
|
| 52 | April 10, 2025 | Non-Compliance securities law against LankaBangla Securities Limited, Mr. Md.Abu Taher, Mr. Md.Kamruzzaman |
|
| 53 | April 10, 2025 | Order against D I T Co-Operative Ltd. |
|
| 54 | April 10, 2025 | Order against Shikhito Bekar Kendriyo Soncho |
|
| 55 | April 10, 2025 | Order against Md. Jashim Uddin |
|
| 56 | April 09, 2025 | Order against Softavin Ltd. |
|
| 57 | April 09, 2025 | Order against Mr.Shakib Al Hasan |
|
| 58 | April 09, 2025 | Order against Monarch Hotel & Resorts Ltd. |
|
| 59 | April 09, 2025 | Order against Monarch Holdings Ltd. |
|
| 60 | April 09, 2025 | Order against Mr. Mohammad Basher |
|
| 61 | April 09, 2025 | Order against Mr. Sajed Madbar |
|
| 62 | April 09, 2025 | Order against Ms. Konika Afroz |
|
| 63 | April 09, 2025 | Order against Mr.Kazi Fuhad Hasan(505) |
|
| 64 | April 09, 2025 | Order against Mr. Kazi Farid Hasan |
|
| 65 | April 09, 2025 | Order against D I T Co-OPerative Ltd.(501) |
|
| 66 | April 09, 2025 | Order against Mr. Abul Kalam Matber |
|
| 67 | April 09, 2025 | Order against Mrs. Kazi Sadia Hasan |
|
| 68 | April 09, 2025 | Order against Mr.Md. Abul Khayer |
|
| 69 | April 08, 2025 | Order against Mr. Azad Gazi |
|
| 70 | April 08, 2025 | Order against Mr. Jamal Hossain |
|
| 71 | April 08, 2025 | Order against Mr. Md. Abu Yousuf |
|
| 72 | April 08, 2025 | Order against Mr. Md. Imam Hossain |
|
| 73 | April 08, 2025 | Order against Mr. Md. Jashim Mizi |
|
| 74 | April 08, 2025 | Order against Mr. Md. Khokon Mia |
|
| 75 | April 08, 2025 | Order against Mr. Md. Mahfuzur Rahman |
|
| 76 | April 08, 2025 | Order against Mr. Md. Salim |
|
| 77 | April 08, 2025 | Order against Mr. Md. Serajul Islam |
|
| 78 | April 08, 2025 | Order against Mr. Md. Mohar ali |
|
| 79 | April 08, 2025 | Order against Mr. Md. Rahim Badsha |
|
| 80 | April 08, 2025 | Order against Mr. Parvej Hossain |
|
| 81 | April 08, 2025 | Order against Mr. Sakhawat Hossen |
|
| 82 | April 08, 2025 | Order against Mr. Shahabul Ahmed |
|
| 83 | April 08, 2025 | Order against Mr. Shahdat Hossain |
|
| 84 | April 08, 2025 | Order against Mrs. Kazi Sadia Hasan |
|
| 85 | April 08, 2025 | Order against D I T Co-Operative Ltd. |
|
| 86 | April 08, 2025 | Order against Mr. Md. Abul Khayer |
|
| 87 | April 06, 2025 | Non-Compliance securities law against Sinha Securities Limited(DSE TREC No.067) |
|
| 88 | April 06, 2025 | Order against Shikhito Bekar Kendriyo Sonchol & R.S.S.L |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 27, 2025 | Order against Chandra Shikhito Bekar Jubo Bss Ltd. |
|
| 2 | March 27, 2025 | Order against Chandara Shikhito Bekar J.B.C.S |
|
| 3 | March 27, 2025 | Order against Shikkhito Bekar Kendrio Sanchoy O Rindan SS Ltd. |
|
| 4 | March 27, 2025 | Order against SBCL Housing Ltd. |
|
| 5 | March 27, 2025 | Order against SB Amader Ponno Amader Bazar Ltd. |
|
| 6 | March 27, 2025 | Order against J.S Enterprise |
|
| 7 | March 27, 2025 | Order against Md. Jashim Udddin |
|
| 8 | March 27, 2025 | Order against Gridakalindia Shikkhitha Bekar Sonchoy O Rindan Somobay Somite Ltd. |
|
| 9 | March 27, 2025 | Order against Faridgonj Shikkhita Bekar Sonchoy O Rindan Somobay Somity Ltd. |
|
| 10 | March 27, 2025 | Order against Nayahat Shikkhito Bekar Sonchoy & Rindan SS Ltd. |
|
| 11 | March 27, 2025 | Order against Wireless Bazar Shikito Bekar Sonchoy O Rindan SS |
|
| 12 | March 27, 2025 | Order against Patwary Bazar Shikhito Bekar Soncoy Rindan Somobay |
|
| 13 | March 27, 2025 | Order against Patwary Bazar Shikhito Bekar SORSS Ltd. |
|
| 14 | March 27, 2025 | Order against Kachua Shikito Bekar Soncoy & Rindan Samaby Smaity |
|
| 15 | March 27, 2025 | Order against Mr. Debarata Sarkar |
|
| 16 | March 27, 2025 | Order against Shahrasti Shikhit Bekar S R S.S Ltd. |
|
| 17 | March 27, 2025 | Order against Chadpur Shikhito Bekar Sonchoy O Rindan S.S Ltd. |
|
| 18 | March 27, 2025 | Order against Chandpur ShikkitoBakar Soncoy & Rindan Somobay Somity Ltd. |
|
| 19 | March 27, 2025 | Order against Mr. Md. Shajalal Al-Safi |
|
| 20 | March 27, 2025 | Order against Mohamaya Shikhito Bekar Sonchoy O Rindan S.S Ltd. |
|
| 21 | March 27, 2025 | Order against Mohamaya Shikkhit Baker Soncoy & Rindan Somobay |
|
| 22 | March 27, 2025 | Order against Md.Masudur Rahman Sheikh |
|
| 23 | March 27, 2025 | Order against Bagra Shikhito Bekar Sonchoy O Rindan SS Ltd. |
|
| 24 | March 27, 2025 | Order against Shikkito Bekar Sanchoy & Rindan Shomobay |
|
| 25 | March 27, 2025 | Order against Toramnshirt Shikito Bekar sochoy & Ridan Samity Ltd. |
|
| 26 | March 19, 2025 | Order against Md.Sohel Alam |
|
| 27 | March 19, 2025 | Order against Beacon Medicare Ltd.(386) |
|
| 28 | March 19, 2025 | Order against Beacon Medicare Ltd.Employees CPF(384) |
|
| 29 | March 19, 2025 | Order against Beacon Developments Limited(382) |
|
| 30 | March 19, 2025 | Order against Ms. Risana Karim |
|
| 31 | March 19, 2025 | Order against Mr.Mohammad Ebadul Karim(378) |
|
| 32 | March 19, 2025 | Order against Mr.Md. Akter Hosen |
|
| 33 | March 19, 2025 | Order against Mr. Md. Azad Hossain patwary |
|
| 34 | March 19, 2025 | Order against Mr. Md. Nasir Uddin Akond |
|
| 35 | March 19, 2025 | Order against Mr. Md. Mijanur Rahman |
|
| 36 | March 19, 2025 | Order against Beacon Developments Limited |
|
| 37 | March 19, 2025 | Order against Beacon Medicare Ltd. Employees CPF |
|
| 38 | March 19, 2025 | Order against Beacon Medicare Ltd. |
|
| 39 | March 19, 2025 | Order against Mr. Ulfat Karim |
|
| 40 | March 19, 2025 | Order against Ms. Risana Karim |
|
| 41 | March 19, 2025 | Order against Mr. Mohammad Ebadul Karim |
|
| 42 | March 04, 2025 | Non-Compliance securities law against Mr. Rezzaul Hasan Bhuiyan |
|
| 43 | March 04, 2025 | Non-Compliance securities law against NLI Securities Limited, Mr. Mohd Shaahed Imran, Md.Shafiqul Islam, Mohd. Shaahed Imran |
|
| 44 | March 04, 2025 | Non-Compliance securities law against Sohel Securities Ltd., Mr.Md. Shajahan, Mr. Saiful Islam |
|
| 45 | March 04, 2025 | Non-Compliance securities law against International Securities Company Limited, Mr.Foyez Hasan Ferdous, Mr.Ranodhir Sutradhur |
|
| 46 | March 04, 2025 | Non-Compliance securities law against BD Sunlife Securities Ltd, Mr. Rahat Maleque |
|
| 47 | March 04, 2025 | Non-Compliance securities law against BD Sunlife Securities Ltd., Mr. H.N Mahbubur Rahman Patwary |
|
| 48 | March 04, 2025 | Non-Compliance securities law against Emperor Securities & Wealth Managment Ltd., Mohammad Nawaz, Sayed Saiful Isalm |
|
| 49 | March 04, 2025 | Non-Compliance securities law against Padma Bank Securities Limited, Mr. Md. Rabiul Hasan, Mr. Riaduzzaman Ridoy, Mr. Iqbal Hossain |
|
| 50 | March 04, 2025 | Non-Compliance securities law against Joytun Securities Intl. Limited, Mr. Md.Rakibul Islam, Mr. Md.Jillur Rahman |
|
| 51 | March 04, 2025 | Non-Compliance securities law against Fortune Securities (Pvt)Ltd., Mr. Ashek Ahmed Adel, Ms. Mazada Akter Katun |
|
| 52 | March 04, 2025 | Non-Compliance securities law against City Brokeragr Limited, Mr. Mishbah uddin Affan Yusuf, Mr. Md Rashidul Haque Chowdhury, Mr. Md Mutahar Hossen |
|
| 53 | March 04, 2025 | Non-Compliance securities law against City Brokerage Limited, Mr. Misbah Uddin Affan Yusuf, Mr. Md. Ala uddin Patwary, Mr. Md. Mutahar Hossen, Mrs. Aysha Akter |
|
| 54 | March 04, 2025 | Non-Compliance securities law against Mr. Md. Sajib Hossain |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 27, 2025 | Non-Compliance securities law against Sinha Securirties limited, Mr. Reza-ur-Rahman Sinha, Mr. Mohammad Mahabubul Alam, Mr. K.M Nasir Uddin, Mr. Md. Tawhedur Rahman(335) |
|
| 2 | February 27, 2025 | Non-Compliance securities law against Sinha Securities Limited, Mr. Reza-Ur-Rahman Sinha, Mr. Mohammad Mahabubul Alam, Mr. K.M Nasir Uddin |
|
| 3 | February 27, 2025 | Non-Compliance securities law against Mona Financial Consultancy & Securities ltd., Mrs. Ariya Islam, Mr. Engr. Ahmed Abdur Razzak |
|
| 4 | February 26, 2025 | Non-Compliance securities law against HDFC Securities Limited |
|
| 5 | February 26, 2025 | Non-Compliance securities law against Sinha Securities Limited, Mr. Reza-ur-Rahman Sinha, Mr. Md. Mahbub Alam |
|
| 6 | February 18, 2025 | Non-Compliance securities law against NCCB Securities & Financial Services Ltd. Mr. Ahsanul Arefin, Mr, Monzurul Alam |
|
| 7 | February 17, 2025 | Non-Compliance securities law against Bali Securities Limited (Present Name Skyline Securities Ltd.) |
|
| 8 | February 13, 2025 | Non-Compliance securities law against DSFM Securities Ltd., Mr. Md.Rafiqul Bari, Mr. Poritosh Kumar Saha |
|
| 9 | February 13, 2025 | Non-Compliance securities law against G M F Securities Ltd, Mr. Md. Zulfiquar Ali and Mr. Ahmed Ali Siddiky, Mr. D.M. Raihan and Ms. Rabeya |
|
| 10 | February 12, 2025 | Non-Compliance securities law against Mona Financial Consultancy & Securities Limited,Mrs. Ariya Islam,Mr,Md, Moynal Haque |
|
| 11 | February 11, 2025 | Non-Compliance securities law against Mr. Kazi Firoz Rashid, Md. Shafi Hossain |
|
| 12 | February 11, 2025 | Non-Compliance securities law against Azam Securities Limited, Mr. Ahmed Kabir Majumder, Mr. A T M Golam Rabbani |
|
| 13 | February 11, 2025 | Non-Compliance securities law against Kazi Firoz Rashid Securities Ltd, Mr. Nannu Biswas |
|
| 14 | February 11, 2025 | Non-Compliance securities law against Dhanmondi Securities Limited, Akhter Jahan Khan, Mr. Md. Mizanur Rahman khan, Mr. Md. Mazbahuddin & Ms Jesmin Begum, Mr. Asif Islam Khan |
|
| 15 | February 11, 2025 | Non-Compliance securities law against Dayton Holdings Limited, Mr. M Amanullah, Mr. Md. Wazihuddin, Mr. Aminur Rahman Chowdhury, Mr. rajeeb Ahmed |
|
| 16 | February 11, 2025 | Non-Compliance securities law against Holy City Securities Limited, Mr. Md. Jamal Chowdhury Joy, Mr. Khabir Khan |
|
| 17 | February 06, 2025 | Order against Ms. Konika Afroz |
|
| 18 | February 06, 2025 | Order against Mrs. Kazi Sadia Hasan |
|
| 19 | February 06, 2025 | Order against D I T Co-Operative Ltd. |
|
| 20 | February 06, 2025 | Order against Mr. Abul Kalam Mathber |
|
| 21 | February 06, 2025 | Order against Mr. Md. Abul Khayer |
|
| 22 | February 06, 2025 | Order against Ms. Sultan Parvin |
|
| 23 | February 06, 2025 | Order against Ms. Sajiya Jasmin |
|
| 24 | February 06, 2025 | Order against Mr. Mohammmad Jahangir Alam |
|
| 25 | February 06, 2025 | Order against A A A Agro Enterprise |
|
| 26 | February 06, 2025 | Order against Arbim Techo Ltd. |
|
| 27 | February 06, 2025 | Order against Mr. Mohammad Shamsul Alam |
|
| 28 | February 06, 2025 | Non-Compliance securities law against Aloco securities Ltd,Md.Nurul Alam,Md. Zakaria Mahmud |
|
| 29 | February 06, 2025 | Non-Compliance securities law against First Capital Securities Ltd,Mr Kausar Al Mamun,Mr.Md.Arifur Rahman,Mr.Syed Md.Iftakher Emon |
|
| 30 | February 03, 2025 | Non-Compliance securities law against Hazrat Amanat Sha Securities Limited,Mr.Abul Hasnat,Mohammad Shofiul Azam,Mr. H M Mahamudul Hoque |
|
| 31 | February 03, 2025 | Non-Compliance securities law against Sheltech Brokerage Limited, Mr.Md. Jashim Uddin Mahmud |
|
| 32 | February 03, 2025 | Non-Compliance securities law against Sheltech Brokerage Limited,Mr.Tanvir Ahmed,Mr.Md.Meshbah Uddin Khan,Mr.Syed Nazmur Reza,Ms.Habiba Ferdous Bintu |
|
| 33 | February 03, 2025 | Non-Compliance securities law against UCB Stock Brokerage Limited,Mr. Mohammad Rahmat Pasha,Mr.Md. Rafiqul Islam,Mr.Md. Kaisarul Amin,Mr.Monir Hossain |
|
| 34 | February 03, 2025 | Non-Compliance securities law against Globe Investment and Fintech Company Limited,Mr.Aziziur Rahman,Md.Mosharrof Hossain,Mr.Sohel Pervez |
|
| 35 | February 02, 2025 | Order against Mr. Md. Farid Ahmed |
|
| 36 | February 02, 2025 | Order against Mr. Kazi Fuhad Hasan |
|
| 37 | February 02, 2025 | Order against Mr. Kazi Farid Hasan |
|
| 38 | February 02, 2025 | Order against Mrs. Konika Afroz |
|
| 39 | February 02, 2025 | Order against Mrs. Kazi Sadia Hasan |
|
| 40 | February 02, 2025 | Order against Mr. Abul Kalam Mathber |
|
| 41 | February 02, 2025 | Order against Mr. Md. Abul Khayer |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 30, 2025 | Order against Mr. Mohammad Ekhlasur Rahman |
|
| 2 | January 30, 2025 | Order against Beacon Medicare Ltd. |
|
| 3 | January 30, 2025 | Order against Beacon Pharmaecuicals Ltd. |
|
| 4 | January 30, 2025 | Order against Beacon pharmaceutices Ltd.EGF |
|
| 5 | January 30, 2025 | Order against Beacon Pharmaceutical Ltd-EPE |
|
| 6 | January 30, 2025 | Order against Md. Sohel Alam |
|
| 7 | January 30, 2025 | Order against Mohammad Ebadul Karim |
|
| 8 | January 30, 2025 | Order against Mrs. Nurunnahar Karim |
|
| 9 | January 30, 2025 | Order against Mrs.Risana Karim |
|
| 10 | January 28, 2025 | Order against Peace Securities Limited |
|
| 11 | January 28, 2025 | Non-Compliance securities law against Alhaj Securities & Stocks Limited,Alhaj Md. Jubaier Hossain,Md. Jubayer Ahamed |
|
| 12 | January 28, 2025 | Non-Compliance securities law against Malek Siddiqui Wali |
|
| 13 | January 27, 2025 | Non-Compliance securities law against Joytun securities Intl.Limited.Mr. Md. Rakibul Islam,Mr.Md. Jillur Rahman |
|
| 14 | January 27, 2025 | Non-Compliance securities law against Ershad Securities Limited,Mr.Md. Ershadul Haque, Mr. Abu Sayed Md. Mahidur Rahman,Mr. Md. Suzad Ali |
|
| 15 | January 27, 2025 | Non-Compliance securities law against HAC Securities Limited |
|
| 16 | January 27, 2025 | Non-Compliance securities law against Sinha Securities Limited,Mr. Mohammad Mahaubul Alam,Mr. Reza-Ur- Rahman Sinha,Mr.Md. Nur Islam |
|
| 17 | January 23, 2025 | Non-Compliance securities law against NRBC Bank Securitied Limited |
|
| 18 | January 19, 2025 | Non-Compliance securities law against Shakil Rizvi Stock Limited |
|
| 19 | January 19, 2025 | Non-Compliance securities law against JKC Securities Limited |
|
| 20 | January 19, 2025 | Non-Compliance securities law against Kazi Equities Limited |
|
| 21 | January 19, 2025 | Non-Compliance securities law against HAC Securities Limited |
|
| 22 | January 19, 2025 | Non-Compliance securities law against Sterling Stocks and Securities Ltd. |
|
| 23 | January 19, 2025 | Non-Compliance securities law against Joytun Securities Intl. Limited |
|
| 24 | January 19, 2025 | Non-Compliance securities law against Hazrat Amanat Shah Securities Ltd. |
|
| 25 | January 19, 2025 | Non-Compliance securities law against Al-Muntaha Trading Co. Limited |
|
| 26 | January 19, 2025 | Non-Compliance securities law against Anchor Securities Limited |
|
| 27 | January 19, 2025 | Non-Compliance securities law against Dragon Sweater & Spinning Mills Limited |
|
| 28 | January 19, 2025 | Non-Compliance securities law against Unity Shares Trade Ltd. |
|
| 29 | January 19, 2025 | Non-Compliance securities law against Quayum Securities Ltd,Mr.Md. Abdul Bari Palash,Mr.Mohammed Ullah |
|
| 30 | January 19, 2025 | Non-Compliance securities law against Sheltech Brokerage Limited,Md. Meshbah Uddin Khan,Md.Abu Meraz Ali Ahammed |
|
| 31 | January 19, 2025 | Non-Compliance securities law against Imtiyaz Husain Securities Ltd,Mr. Moshen Khaja Ahmed,Ms. Arifin Hossain Akhi |
|
| 32 | January 19, 2025 | Non-Compliance securities law against Md. Fakhrul Islam Securities Ltd,Mr.Qamrul Islam,Md. Tarequr Rahman |
|
| 33 | January 19, 2025 | Non-Compliance securities law against Oshadhi Securities Limited,Mr.Md. Aminul Islam,Rashedul Islam Chowshury |
|
| 34 | January 19, 2025 | Non-Compliance securities law against UniCap Securities Limited,Mr.Wali UI Islam,Mr. Mohammad Shahriar Azad Bhuiyan,Mr.Mohammad Shamsur Rahman,Mr. Tawsif Newaz |
|
| 35 | January 19, 2025 | Non-Compliance securities law against Island Sequrities Limited,Mr. Mohammad Shaheen,Ms.Momo Ghosh |
|
| 36 | January 19, 2025 | Non-Compliance securities law against ICB Securities Trading Company Limited,Mr.Md. Mofizur Rahman,Mr.Supriya Saha,Mr. Mohammad Sarwer Alam,Mr.Mohammad Aman Uddin |
|
| 37 | January 19, 2025 | Non-Compliance securities law against Anwar Securities Ltd,Mr.Nurul Absar,Mr.Md.Rasel Rony |
|
| 38 | January 19, 2025 | Non-Compliance securities law against Md.Mizanur Rahman,Rokshana Rahman,Md. Amanur Rahman |
|
| 39 | January 19, 2025 | Non-Compliance securities law against Afsana Jabin,Osman Khadem,Sigma Technologies Ltd. |
|
| 40 | January 19, 2025 | Non-Compliance securities law against CMSL Securities Limited,Mr. Anwar Hossain,Mr.Nur Nabi_19.01.2025.pdf |
|
| 41 | January 16, 2025 | Non-Compliance securities law against Kabir SecuritiesLtd,Mr.Anowar Shadat,Mr. Ziaul Alam,Mr. Alauddin Bhuiyan |
|
| 42 | January 14, 2025 | Non-Compliance securities law against GPH Ispat Limited |
|
| 43 | January 14, 2025 | Non-Compliance securities law against WinsFin Ltd,Mr.Md. Ali Haidar Rashid,Mr.Md.Shaheen Manamud |
|
| 44 | January 14, 2025 | Non-Compliance securities law against Rahman Mosotafa Alam & Co. |
|
| 45 | January 14, 2025 | Non-Compliance securities law against Hussain Farhad & Co. |
|
| 46 | January 14, 2025 | Non-Compliance securities law against Mr.Zubair Securities Limited,Mr. Makin Zubair,Mr.Md. Mostofa Zubair,Mr.Md. Rezaul Karim |
|
| 47 | January 14, 2025 | Non-Compliance securities law against Md. Fakhrul Islam Securities Limited,Mr. Md. Fakhrul Islam,Mr.Qamrul Islam,Mr.A.K.M. Mujibul Haq |
|
| 48 | January 14, 2025 | Non-Compliance securities law against Green Dental Securities Limited,Mr.Wafi Shafique Menhaz,Mr. Liakat Hossain |
|
| 49 | January 13, 2025 | Non-Compliance securities law against National Asset Managment Limited |
|
| 50 | January 13, 2025 | Non-Compliance securities law against Quayum Securities Limited,Mr.Nayeem Md. Quayum,Ms.Nur-E-Nadiya,Mr.Ashikuzzaman,Mr.Md.Amzad Hossain |
|
| 51 | January 12, 2025 | Non-Compliance securities law against Investment Promotion Services Limited,Mr.Mostaque Ahmed Sadeque,Sk Ruhul Kabir |
|
| 52 | January 12, 2025 | Non-Compliance securities law against Beximco Securities Limited,Mr. Sharif Md. Kaiser Hamid,Mr.Mir Saydur Rahman |
|
| 53 | January 09, 2025 | Non-Compliance securities law against NBL Securities Limited,Mr. Zobayed Al-Mamun Hasan,Mr.Md.Fazle Rabbi,Mr.Md. Sayed Iqbal,Mr.Md.Belal Hossain,Mr.Sakib Uddin Ahmed |
|
| 54 | January 09, 2025 | Non-Compliance securities law against Island Securities Limited,Mohammad Shahenn,Ms. Momo Ghosh |
|
| 55 | January 09, 2025 | Non-Compliance securities law against Sinnha Securities Limited,Mr.Reza -Ur - Rahman Sinha,Mr.Mohammad Mahabubul Alam,Mr.K.M. Nasir Uddin,Mr.Md. Khurshaduzzaman |
|
| 56 | January 09, 2025 | Non-Compliance securities law against A N F Managment Company Limited,Mr. Shamsul Huda,Md. Fazle Rahman Chowdhury,Mr. Samsul Haque, Mr. Mohammad Ziaul Haque |
|
| 57 | January 09, 2025 | Non-Compliance securities law against Ahmed Iqbal Hasan Sequrites Ltd.,Mr, Ahmed Iqbal Hasan,Mr. Khondaker Tariqul Islam,Mr. Imran Shawon |
|
| 58 | January 07, 2025 | Non-Compliance securities law against Harpoon Securities Limited,Mr. Muhammad Anwarul Haque,Mr.Md. Rezaul Amin |
|
| 59 | January 06, 2025 | Non-Compliance securities law against Anwer Khan Modern Securities Ltd,Mr.Md. Masudul Alam,Mr.Md. Rayhan Sarder,Mr.Abdur Rahim |
|
| 60 | January 02, 2025 | Order against Mr.Abul Kalam Matber |
|
| 61 | January 02, 2025 | Order against D I T Co-Operative Ltd. |
|
| 62 | January 02, 2025 | Order against Mr.Kazi Fuhad Hasan |
|
| 63 | January 02, 2025 | Order against Ms.Kazi Sadia Hasan |
|
| 64 | January 02, 2025 | Order against Ms.Konika Afroze |
|
| 65 | January 02, 2025 | Order against Mr.Md.Abul Khayer |
|
| 66 | January 02, 2025 | Order against Mr.Mohammad Basher |
|
| 67 | January 02, 2025 | Order against Mr. Sajed Madbar |
|
| 68 | January 02, 2025 | Order against Mr.Sajed Madbar |
|
| 69 | January 02, 2025 | Order against Monarch Holdings Limited |
|
| 70 | January 02, 2025 | Order against Mr.Mohammad Basher |
|
| 71 | January 02, 2025 | Order against Mrs. Aleya Begum |
|
| 72 | January 02, 2025 | Order against D I T Co-Operative Ltd. |
|
| 73 | January 02, 2025 | Order against Mrs. konika Afroze |
|
| 74 | January 02, 2025 | Order against Mrs. Kazi Sadia Hasan |
|
| 75 | January 02, 2025 | Order against Mr.Abul Kalam Matber |
|
| 76 | January 02, 2025 | Order against Mr.Md.Abul Khayer |
|
| 77 | January 02, 2025 | Order against Nabil Naba Foods Limited |
|
| 78 | January 02, 2025 | Order against Nabil Feed Mills Limited |
|
| 79 | January 02, 2025 | Order against Md.Aminul Isalm |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 30, 2024 | Order against Mr.Dewan Salehin Mahmud |
|
| 2 | December 30, 2024 | Order against Ms.Mahufuza Akhter |
|
| 3 | December 30, 2024 | Order against ANWAR GALVANIZING LIMITED |
|
| 4 | December 30, 2024 | Order against Mr.Abu Sadat Md.Sayem(1184) |
|
| 5 | December 30, 2024 | Order against Ms.Anika Farheen |
|
| 6 | December 30, 2024 | Order against Ms.Afra Chowdhury |
|
| 7 | December 30, 2024 | Order against Mr.Maher Sekander(1178) |
|
| 8 | December 30, 2024 | Order against Mr.Sameer Sekander (1176) |
|
| 9 | December 30, 2024 | Order against City General Insurance Co. Ltd. |
|
| 10 | December 30, 2024 | Order against Mr.Abdul Mobin Mollah |
|
| 11 | December 30, 2024 | Order against Mr. Abdul Mobin Mollah |
|
| 12 | December 30, 2024 | Order against Mr.Abu Sadat Md.Sayem |
|
| 13 | December 30, 2024 | Order against Mr.Maher Sekander |
|
| 14 | December 30, 2024 | Order against Mr.Sameer Sekander |
|
| 15 | December 30, 2024 | Non-Compliance securities law against Jesco Capital Managment Ltd. |
|
| 16 | December 29, 2024 | Order against Monarch Holdings Limited |
|
| 17 | December 29, 2024 | Order against ANW Securities Ltd. |
|
| 18 | December 23, 2024 | Non-Compliance securities law against NLI Securities Limited,Mr Mohd.Shaahed Imran,Mr Md.Safiqul Islam,Mr. Md. Khorshed Alam |
|
| 19 | December 23, 2024 | Non-Compliance securities law against Sharp Securities Limited,Mr.Akhtaruzzamanm,Muhammad Azizul Bari |
|
| 20 | December 22, 2024 | Non-Compliance securities law against Milkan Securities Limited,Mr.A.A. Moniruzzaman,Mr.Md. Showkat Akbar,Mr.Md.Fazlur Rahman |
|
| 21 | December 22, 2024 | Non-Compliance securities law against First Capital Securities Ltd.,Mr. Kausar Al Mamun |
|
| 22 | December 22, 2024 | Non-Compliance securities law against Ershad Securities Limited,Mr. Mohammad Kamruzzaman,Mr.Abu Sayed Md.Mahidur Rahman |
|
| 23 | December 22, 2024 | Non-Compliance securities law against Dragon Securities Limited,Mr.Md.Mahbubul Haque Kabir,Mr.Md.Ahasanul Islam |
|
| 24 | December 22, 2024 | Non-Compliance securities law against Total Communication Limited,Mr.Kazi Zunnun Boshre,Mr.Md.Gausal Azam,Mr.Md.Adul Kadir |
|
| 25 | December 22, 2024 | Non-Compliance securities law against Bail Securities Limited,Ms.Tahmina Sharmin,Ms.Farhana Chowdhury |
|
| 26 | December 22, 2024 | Non-Compliance securities law against Elegant Stock & Securities Limited,Mr.Gazi Mohammad Tarek,Mr. Md. Shakhawat Hossain |
|
| 27 | December 11, 2024 | Order against Mr.Alamgir Kabir (Client of BLI Securities Ltd.) |
|
| 28 | December 11, 2024 | Order against Tushar LK Mia(Client of BLI Securities Ltd.) |
|
| 29 | December 11, 2024 | Order against Prof.Suraiya Begum, Sponsoner Director, bay Leasing & Investment Limited |
|
| 30 | December 11, 2024 | Order against Southeast Bank capital Services Limited |
|
| 31 | December 11, 2024 | Non-Compliance securities law against Bay Leasing & Investment Limited,Board of Directors,Managing Director,Company Secretary |
|
| 32 | December 10, 2024 | Non-Compliance securities law against Zenith Investment Limited,Mr.Shaikh Kamruzzaman |
|
| 33 | December 09, 2024 | Order against Modern Securities Limited |
|
| 34 | December 09, 2024 | Order against Anwar Secuirities Limited |
|
| 35 | December 09, 2024 | Non-Compliance securities law against Mr.Golam Rabbani Hamidi(Modern Securities Limited) |
|
| 36 | December 09, 2024 | Non-Compliance securities law against Mr.Md.Azam Khan,Ratan Kumar Das,(Anwar Securities Limited) |
|
| 37 | December 08, 2024 | Non-Compliance securities law against Fortune Securities (Pvt)Ltd.,Mr.Mohammad Ashraful Alam,Mr.Md. Hasan Ahmed Imon |
|
| 38 | December 08, 2024 | Non-Compliance securities law against Asia Securities Limited,Mr.Masudur Rahman,Mr.Anupam Banik |
|
| 39 | December 08, 2024 | Non-Compliance securities law against Popular Equities Ltd,Moklesur Rahman Sarker,Md.Fazle Reza Rizvi |
|
| 40 | December 08, 2024 | Non-Compliance securities law against M. Zubair Securites Ltd,Mr. Syed Abu Reza Abdullah,Makin Zubair,Mr.Rezaul Karim |
|
| 41 | December 08, 2024 | Non-Compliance securities law against ARC Securites Limited,Abu Ashker Obaida Khan,Dipak Kumar Ghosh |
|
| 42 | December 01, 2024 | Non-Compliance securities law against Sonali Securites Limited,Mr.Imranur Rahman Khan |
|
| 43 | December 01, 2024 | Non-Compliance securities law against Salta Capital Limited,Mr.Mohammed Rezaul Karim,CEO,Mr.Mohammed Rezaul Karim,CO,Mr.Md.Abdul Matin,Accounts In-charge |
|
| 44 | December 01, 2024 | Non-Compliance securities law against Bank Asia Securites Limited ,Mr.Sumon Das,CEO,Mr.Mohammad Rezaul Karim Chowdhury,SEO&Compliance Officer,Mr.Md.Nahid Raza,FAVP |
|
| 45 | December 01, 2024 | Non-Compliance securities law against Bangladesh Industrial Fin.Co.Ltd.,Board of Directors,Managing Director,Company Secretary |
|
| 46 | December 01, 2024 | Non-Compliance securities law against Imam Button Industries Ltd.,Board of Directors,Managing Director,Company Secretary |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 27, 2024 | Order against Md. Saif Ullah |
|
| 2 | November 27, 2024 | Order against Md.A.G.Mahmud |
|
| 3 | November 27, 2024 | Non-Compliance securities law against City Bank Capital Resources Limited,S.M.Motaharul Janan |
|
| 4 | November 27, 2024 | Non-Compliance securities law against City Bank Capital Resources Limited,Jannatul Mawa |
|
| 5 | November 27, 2024 | Non-Compliance securities law against City Bank Capital Resources Limited,Mst Ayesha Akhtar |
|
| 6 | November 27, 2024 | Non-Compliance securities law against MAH Securities Limited,Mr.Mohammad Ashraf Uddin Ahmed,Mr.Md.najmul Hasan,Mr.Md.Shamsul Alam Bhuiyan |
|
| 7 | November 27, 2024 | Non-Compliance securities law against Popular Life Securities Limited,Mr.Parimal Kumar Das,Mr.Md.Emdadul Islam |
|
| 8 | November 27, 2024 | Non-Compliance securities law against Federal Securities and Investment Limited,Mr.Md.Wahiullah Shahid,Mr.Md.Mozaffor Ahmed |
|
| 9 | November 27, 2024 | Non-Compliance securities law against Kazi Firoz Rashid Securities Limited,Mr.Kazi Showed Rashid,Mr.Md.Shafi Hossain,Ms.Nadia Nasrin |
|
| 10 | November 26, 2024 | Order against Krishibid Feed Limited |
|
| 11 | November 26, 2024 | Order against Pacific Denims Limited |
|
| 12 | November 26, 2024 | Order against Associated Oxygen Limited |
|
| 13 | November 26, 2024 | Order against Krishibid Seed Limited |
|
| 14 | November 26, 2024 | Order against Lub-rref(BD) Ltd. |
|
| 15 | November 26, 2024 | Order against Mamun Agro Products Limited |
|
| 16 | November 26, 2024 | Order against Safko Spinning Mills Limited |
|
| 17 | November 26, 2024 | Order against Oryza Agro Industries Limited |
|
| 18 | November 26, 2024 | Order against BD Paints Limited |
|
| 19 | November 26, 2024 | Non-Compliance securities law against Md.Sahidullah Securities Ltd,Md.Jamal Uddin Khan,Mr.sawgat UI Alam |
|
| 20 | November 26, 2024 | Non-Compliance securities law against Rak Capital Ltd,Mr.S.M. Meharuzzaman,Mr.Syed Moinul Hossain |
|
| 21 | November 26, 2024 | Non-Compliance securities law against Ali Securities Co.Ltd,Mr.Mamun Akbar,Mr.Md.Abdul Halim |
|
| 22 | November 26, 2024 | Non-Compliance securities law against Sharp Securities Limited,Syed Golam Mustafa,Muhammad Azizul Bari,Saiful Chowdhury |
|
| 23 | November 21, 2024 | Order against Prudential Capital Limited |
|
| 24 | November 21, 2024 | Order against NLI Securites Limited |
|
| 25 | November 21, 2024 | Non-Compliance securities law against Prudential Capital Limited,Mr.A.Y. Zobayer,Md.Ashaduzzaman |
|
| 26 | November 21, 2024 | Non-Compliance securities law against Nli Securities Limited,Mr.Md.Safiul Isalm,Mr.Khorshed Alam |
|
| 27 | November 21, 2024 | Non-Compliance securities law against HAC Securities Limited,Mr,Liaque Ali Chowdhury,Mr.Sabbir Mashar,Mr.Anup Kumar Dey |
|
| 28 | November 17, 2024 | Non-Compliance securities law against Krishibid Feed Limited,Board of Directors,Managing Director,Company Secretary,Chief Financial Officer |
|
| 29 | November 17, 2024 | Non-Compliance securities law against Rahman Equity Management Ltd,Mr.Md. Janibul Islam,Ms.Monisha Rani Saha |
|
| 30 | November 17, 2024 | Non-Compliance securities law against Prudential Capital Market,Mr.Md.Rezaul Islam,Mr.A Y Zoybayer,Mr.Md.Ashaduzzaman |
|
| 31 | November 17, 2024 | Non-Compliance securities law against Haji Ahmad Brothers Securities Limited,Mr.Md.Nurul Alam,Mr.Amal Krishna Saha,Mr.Md.Saiful Islam |
|
| 32 | November 17, 2024 | Non-Compliance securities law against Arena Securities Limited,Mr.Md.Al Tamas,Mr.Md.Jamil Mashrur,Mr.Md.Payer Hossain |
|
| 33 | November 14, 2024 | Order against Mr.Wajhi Ahmed |
|
| 34 | November 14, 2024 | Order against Mr.Md.Tazul Islam |
|
| 35 | November 14, 2024 | Order against Mr.Mohammad Towhidul Islam |
|
| 36 | November 14, 2024 | Order against Mr.khandaker Sagir Ahmed |
|
| 37 | November 14, 2024 | Order against Ms.Faria Binta Alam |
|
| 38 | November 14, 2024 | Order against Mr.Asif Iqbal Chowdhury |
|
| 39 | November 13, 2024 | Order against Ms.Kazi Rina Alam |
|
| 40 | November 10, 2024 | Order against Tradenext International Limited(902) |
|
| 41 | November 10, 2024 | Order against Ms.Marjana Rahman(900) |
|
| 42 | November 10, 2024 | Order against Jupitar Business Limited(898) |
|
| 43 | November 10, 2024 | Order against Apollo Trading Limited(896) |
|
| 44 | November 10, 2024 | Order against Mr.Momtazur Rahman(894) |
|
| 45 | November 10, 2024 | Order against Mr.Mosfequr Rahman(892) |
|
| 46 | November 10, 2024 | Order against Crescent Limited(890) |
|
| 47 | November 10, 2024 | Order against Mr.Abdur Rouf(888) |
|
| 48 | November 10, 2024 | Non-Compliance securities law against SIBL Securities Limited,Mr.Walid Mahmud Sobhani,Mr.Sheikh Md.Nahid |
|
| 49 | November 06, 2024 | Non-Compliance securities law against Asia Securities Limited,Mr.Abu Sadiq |
|
| 50 | November 04, 2024 | Order against Crescent Limited |
|
| 51 | November 04, 2024 | Order against Mr.Abdur Rouf |
|
| 52 | November 04, 2024 | Order against Art International Limited |
|
| 53 | November 04, 2024 | Order against Apollo Trading Limited |
|
| 54 | November 04, 2024 | Order against Jupitar Business Limited |
|
| 55 | November 04, 2024 | Order against Mr.Momtazur Rahman |
|
| 56 | November 04, 2024 | Order against Mr.Mosfequr Rahman |
|
| 57 | November 04, 2024 | Order against Tradenext International Limited |
|
| 58 | November 04, 2024 | Order against Ms.Marjana Rahman |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 24, 2024 | Non-Compliance securities law against Dominage Steel Building Systems Limited,Board of Director,Managing Director,Company Secretary |
|
| 2 | October 24, 2024 | Non-Compliance securities law against Cordial Securites Limited |
|
| 3 | October 24, 2024 | Non-Compliance securities law against Mr.Sheikh Kamruzzaman |
|
| 4 | October 24, 2024 | Non-Compliance securities law against Abeer Trade Impex |
|
| 5 | October 22, 2024 | Order against Ms.Roksana Amzad and her associate |
|
| 6 | October 16, 2024 | Non-Compliance securities law against Mika Securites Limited,Mr.Md. Shafiul Islam |
|
| 7 | October 16, 2024 | Non-Compliance securities law against Habibur Rahman Securites Ltd. |
|
| 8 | October 16, 2024 | Non-Compliance securities law against Akij Capital Management Limited,Mr.Md.Mamon Ali Shah |
|
| 9 | October 16, 2024 | Non-Compliance securities law against Total Communication Limited,Mr.Md. Anisul Islam |
|
| 10 | October 16, 2024 | Non-Compliance securities law against Md.Mohammad Abdul Hai |
|
| 11 | October 16, 2024 | Non-Compliance securities law against International Leasing Securities Limited,Mr.Md.Jahangir Kabir,Mr.Nuzrul Islam,Mr.Md.rafiqul Islam,Mr.Md.Shamsu Zaman |
|
| 12 | October 16, 2024 | Non-Compliance securities law against Mr.Md.Mostafizur Rahman |
|
| 13 | October 16, 2024 | Non-Compliance securities law against First Securites Limited ,Mr.Kauser Al Mamun,Mr.Md.Arifur Rahman,Mr.syed Iftakher Emon,Mr.Ashake-E-Khoda,Mr.Almas Hossain |
|
| 14 | October 15, 2024 | Non-Compliance securities law against EBL Securites Limited,Mr.golam Mostofa,Mr.Mohammad Alauddin |
|
| 15 | October 15, 2024 | Non-Compliance securities law against Vanguard Asset Management Company Limited,Mr.Waqar Ahmed Chowdhury,Mr.Sanjib Kumar Roy |
|
| 16 | October 09, 2024 | Non-Compliance securities law against Rashid Investment Services Limited,Mr.Md.Rashid,Mr.Mohammad talha Bin Moshen,Mr.Md.Asadur Rahman,Mr.Md.Shafi Hossain,Mr.Mahi Uddin |
|
| 17 | October 09, 2024 | Non-Compliance securities law against Salta Capital Limited , Mr.Abu Sayed Md.Shahidullah,Mr,Mohammed Rezaul Karim,Mr.Mohammed Omar Sharif |
|
| 18 | October 08, 2024 | Order against Md.Zahed kamal |
|
| 19 | October 08, 2024 | Order against Monarch Mart Ltd. |
|
| 20 | October 08, 2024 | Order against Lava Electrodes Indutries Ltd. |
|
| 21 | October 08, 2024 | Order against Eshaal Communication Ltd. |
|
| 22 | October 08, 2024 | Order against Mr.shakib Al Hasan & Shirin Akter |
|
| 23 | October 08, 2024 | Order against Mr. Abul Kalam Matber |
|
| 24 | October 08, 2024 | Order against Mr.Md. Abul Khayer & Kazi Sadia Hasan |
|
| 25 | October 08, 2024 | Non-Compliance securities law against Md.Fakhrul Islam Securites Limited,Mr.Md.Fakhrul Islam,Mr. Shahedul Islam,Mr.Khairul Hussain,Mr.Md.Abul Hsanath |
|
| 26 | October 08, 2024 | Non-Compliance securities law against M-Securites Limited,Mr, Kazi Alamgir,Mr.Md. Tawhid Hossen,CEO |
|
| 27 | October 08, 2024 | Non-Compliance securities law against First Capital Securites Limited,(Managing Director CEO Alleged Person ) |
|
| 28 | October 02, 2024 | Order against Ms.Akikunnaher |
|
| 29 | October 02, 2024 | Order against Benju Khaddo Vander (Khairul Hsan Bwnzu) |
|
| 30 | October 02, 2024 | Order against Mr.Md. Mahmudul Hasan |
|
| 31 | October 02, 2024 | Order against Ms.Lutfunnahar Begum |
|
| 32 | October 02, 2024 | Order against Mr.M Loutful Goni Titu |
|
| 33 | October 02, 2024 | Order against City Bank Capital Resources Limited |
|
| 34 | October 02, 2024 | Order against Mr.Md. Asfaquzzaman |
|
| 35 | October 02, 2024 | Order against Mst.Shahara Jaman |
|
| 36 | October 02, 2024 | Non-Compliance securities law against NLI Securites Limited, Mr.Mohd. Shaahed Imran,Mr.Md.Safiqul Islam,Mr.Md.Babar Atik |
|
| 37 | October 02, 2024 | Non-Compliance securities law against Tristar Securites Ltd.,Mr.Md. Zillur Rahman Mridha,Ms.Farzana Azad,Ms.Fatema Tuj Johora |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 18, 2024 | Non-Compliance securities law against FINTRA. Securities Limited, Mr. Ajit Kumar Banik, Mohammad Nazrul Islam,Md. Minhajur Rahman |
|
| 2 | September 18, 2024 | Non-Compliance securities law against Federal Securites and Investment Limited, Md. Wahiullah Shahid, Mr. Md. Sharifur Rahman |
|
| 3 | September 18, 2024 | Non-Compliance securities law against Total Communication Limited, Md. Mainul Kader, Mr. Kazi Zunnun Boshre,Mr. Md. Gausul Azam,Mr. Md. Mayen Kurishy |
|
| 4 | September 17, 2024 | Non-Compliance securities law against Federal Insurance Company Limited,Board of Directors,Managing Director,Chief Financial Officer,Company Secretary |
|
| 5 | September 17, 2024 | Non-Compliance securities law against Quayum Securities Limited, Ms. Nur-E-Nadiya,Mr. Nayeem Md. Quayum,Mr. Rakesh kumar Deb |
|
| 6 | September 11, 2024 | Non-Compliance securities law against United Securities Limited, Mohammad Khairul Anam Chowdhury, Md. Mahfuzur Rahman, Md. Enamul haque |
|
| 7 | September 10, 2024 | Order against NRBC Bank Securites Limited |
|
| 8 | September 10, 2024 | Non-Compliance securities law against Aries Securities Ltd., Masudul Haque, Rashed Ahmed, Saqib Qamar_(704) |
|
| 9 | September 10, 2024 | Non-Compliance securities law against Conmark Limited, Mohammad Shamsul Arafin, Md. Abul Bashar |
|
| 10 | September 10, 2024 | Non-Compliance securities law against BRB Securities Limited, Md. Mostafizur Rahman |
|
| 11 | September 09, 2024 | Non-Compliance securities law against Arena Securites Ltd., Md. Al Tamas |
|
| 12 | September 09, 2024 | Non-Compliance securities law against Shanta Securities Limited, Mr. Quazi Asaduzzaman,Mr. S.M Habibur Rahman,Mr. Md. Aminul Islam,Mrs. Sharmin Morshed |
|
| 13 | September 09, 2024 | Non-Compliance securities law against SIBL SecuritiesLimited, Mr. Walid Mahmud Sobhani,Ms. Asma-Ul-Hosna,Mr. Md. Fakhruddin Mobarak Shah |
|
| 14 | September 02, 2024 | Non-Compliance securities law against SIM Capital Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 13, 2024 | Non-Compliance securities law against Prilink Securities Limited |
|
| 2 | August 12, 2024 | Non-Compliance securities law against Prudential Securities Limited |
|
| 3 | August 12, 2024 | Non-Compliance securities law against BRAC EPL Stock Brokerage Limited |
|
| 4 | August 12, 2024 | Non-Compliance securities law against Md.Fakhurl Islam Securities Limited |
|
| 5 | August 12, 2024 | Non-Compliance securities law against Internatioanl Leasing Securities Limited |
|
| 6 | August 12, 2024 | Non-Compliance securities law against Sinha Securities Limited |
|
| 7 | August 12, 2024 | Non-Compliance securities law against Islami Insurance Bangladesh Limited |
|
| 8 | August 11, 2024 | Non-Compliance securities law against NCCB Securities & Financial Services Ltd. |
|
| 9 | August 11, 2024 | Non-Compliance securities law against Standard Ceramic Industries Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 31, 2024 | Non-Compliance securities law against Delta Capital Ltd. |
|
| 2 | July 31, 2024 | Non-Compliance securities law against Dhaka Bank Securities Ltd. |
|
| 3 | July 31, 2024 | Non-Compliance securities law against Razzak Securities Ltd. |
|
| 4 | July 31, 2024 | Non-Compliance securities law against Remons Investment and Securities Ltd. |
|
| 5 | July 28, 2024 | Non-Compliance securities law against Island Securities Ltd. (Mohammad Shaheen Chowdhury, Momo Ghos) |
|
| 6 | July 28, 2024 | Non-Compliance securities law against Island Securities Ltd. (Mohammad Mohiuddin,FCMA,Md.NakeemUddin Nishad,Mr.ANM Nazmul Huda,Mr. Mahnud Hossan) |
|
| 7 | July 24, 2024 | Non-Compliance securities law against Harun Securities Ltd.(Mr.Harunur Rashid,Ms.Zebunnessa Harun,Mr.Golam Kabir,Mr. Mohammad Fazlul Karim) |
|
| 8 | July 24, 2024 | Non-Compliance securities law against Samata Leather Complex Ltd. |
|
| 9 | July 24, 2024 | Non-Compliance securities law against Fu-Wang Ceramic Industries Ltd. |
|
| 10 | July 24, 2024 | Non-Compliance securities law against Confidence Cement Ltd. |
|
| 11 | July 24, 2024 | Non-Compliance securities law against Meghna Cement Mills Cement |
|
| 12 | July 24, 2024 | Non-Compliance securities law against GSP Finance Company (Bangladesh) Limited |
|
| 13 | July 24, 2024 | Non-Compliance securities law against FAS Finance & Investment Limited |
|
| 14 | July 24, 2024 | Non-Compliance securities law against Legacy Footware Limited |
|
| 15 | July 24, 2024 | Non-Compliance securities law against Aramit Cement Limited,Board of Directors,Managing Director,Chief Financial officer(CFO),Company Secretary |
|
| 16 | July 24, 2024 | Non-Compliance securities law against Globe Securities Limited,Mr.Azizur Rahman,Mr. Sheikh Mohammad Arif |
|
| 17 | July 18, 2024 | Non-Compliance securities law against MAH Securities Limited,Mr.Mohammad Ashfaque Uddin Ahmed,Mr.Md. Anowar Hossain,Mr. Md. Rakib Khan |
|
| 18 | July 11, 2024 | Order against Snigdha Equities Ltd. |
|
| 19 | July 11, 2024 | Non-Compliance securities law against Azam Securities Ltd. (Mr.Ahmed Kabir Majumder ,A.T.M Golam Rabbani,Mr.Mohammad Nizam Uddin,Mr.S.M Akteruzzaman, Mr. Mohammad Jahangir Alam) |
|
| 20 | July 11, 2024 | Non-Compliance securities law against Mohammad Talha & Co. Limited |
|
| 21 | July 11, 2024 | Non-Compliance securities law against Mr.Sarwar Morshed(Snigdha Equities Ltd.) |
|
| 22 | July 11, 2024 | Non-Compliance securities law against Royal Capital Ltd.,Mr. M. Munir Ahmed,Mr.Md. Sahanur Islam,Ms.Jamila Ahsan,Mr.Md.Akhteruzzaman |
|
| 23 | July 11, 2024 | Non-Compliance securities law against Global Securities Ltd.Mr.Richard D' Rozairo,Mr.Farid Ahmed,Mr.Md. Faizul Bashar,Mr.Mohammad Shahidul Islam |
|
| 24 | July 11, 2024 | Non-Compliance securities law against Dayton Holdings Limited, Mr.Mohammad Amanullah,Mrs. Tazneen Aman,Mr.Ashraf Uddin Ahmed,Mr.Md. Reaz Uddin |
|
| 25 | July 08, 2024 | Non-Compliance securities law against UCB Stock Brokerage Limited,Mr.Mohammad Rahmat Pasha,Mr.Md.Rafiul Islam,Mr.Taufiq Hasan Khan,Mr. Shakh Riad Adnan |
|
| 26 | July 08, 2024 | Non-Compliance securities law against Hedayetullah Securities Limited,Mr.Mahmudul Haque,Mr.Biplob Chandra Mondol |
|
| 27 | July 08, 2024 | Non-Compliance securities law against UniCap Securities Limited,Mr.Shahriar Azad,Mr. Shihab Mahmud |
|
| 28 | July 03, 2024 | Non-Compliance securities law against Must Communication |
|
| 29 | July 03, 2024 | Non-Compliance securities law against Ms.Luna Siddique |
|
| 30 | July 01, 2024 | Non-Compliance securities law against A N F Managment Company Limited,Mr.Md. Fazle Rahman Chowdhury |
|
| 31 | July 01, 2024 | Non-Compliance securities law against A N F Managment Company Limited,Mr.Shamsul Huda,Md. Fazle Rahman Chowdhury,Mr. Ajit Kumar Banik |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 30, 2024 | Order against Munir Traders |
|
| 2 | June 30, 2024 | Order against M.S Ovi Bricks |
|
| 3 | June 30, 2024 | Order against Mr. Rafiqul Bari, M.S A R Traders |
|
| 4 | June 26, 2024 | Order against Mr. Md. Abdul Quader |
|
| 5 | June 26, 2024 | Non-Compliance securities law against Popular Life Insurance Co. Ltd. |
|
| 6 | June 26, 2024 | Non-Compliance securities law against Mostafa Helal Kabir |
|
| 7 | June 11, 2024 | Non-Compliance securities law against Investasia Capital & Asset Management Limited |
|
| 8 | June 09, 2024 | Order against Ms. Nuzhat Nahar Trisha |
|
| 9 | June 05, 2024 | Non-Compliance securities law against CMSL Securities Limited |
|
| 10 | June 05, 2024 | Non-Compliance securities law against Dhaka Bank Securities Limited |
|
| 11 | June 03, 2024 | Non-Compliance securities law against Moshihor Securities Limited |
|
| 12 | June 03, 2024 | Non-Compliance securities law against Mika Securities Limited |
|
| 13 | June 03, 2024 | Non-Compliance securities law against Al-Haja Jahanara Securities Limited |
|
| 14 | June 02, 2024 | Non-Compliance securities law against BDV Asset Management Company, Mr. Shawkat Hossain(Ex-MD), Mr. Abed Ahmed(Ex-MD), Mr. Rayhan(MD & CEO), Mr. Nazrul(Ex-CO), Mr. Imran(CO) |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 29, 2024 | Order against Mr. Md. Saif Ullah |
|
| 2 | May 29, 2024 | Order against Mr. Md. A. G. Mahmud and S. M. Motaharul Janan |
|
| 3 | May 29, 2024 | Order against Mrs. Hasina Akter |
|
| 4 | May 29, 2024 | Order against Hillcity Securities Ltd. |
|
| 5 | May 29, 2024 | Non-Compliance securities law against Toufika Foods and Lovello Ice-cream PLC |
|
| 6 | May 29, 2024 | Non-Compliance securities law against Mr. Iqbal Hossain |
|
| 7 | May 28, 2024 | Non-Compliance securities law against Dynamic Securities Consultans Ltd. |
|
| 8 | May 28, 2024 | Non-Compliance securities law against Meghna Life Securities and Investment Ltd. |
|
| 9 | May 23, 2024 | Non-Compliance securities law against Premier Leasing Securities Broking Ltd. |
|
| 10 | May 23, 2024 | Non-Compliance securities law against Gateway Equity Resources Ltd. |
|
| 11 | May 16, 2024 | Non-Compliance securities law against Annesha Securities and Asset Management Ltd. |
|
| 12 | May 14, 2024 | Non-Compliance securities law against Beximco Securities Ltd. |
|
| 13 | May 14, 2024 | Non-Compliance securities law against Shahjalal Islami Bank Securities Ltd. |
|
| 14 | May 14, 2024 | Non-Compliance securities law against Mr. Md. Rezaur Rahaman, Mr. Shah Md. Zamiur Rahman |
|
| 15 | May 13, 2024 | Non-Compliance securities law against SIBL Securities Ltd.(459) |
|
| 16 | May 13, 2024 | Non-Compliance securities law against SIBL Securities Ltd. |
|
| 17 | May 12, 2024 | Order against Gateway Equity Resources Ltd. |
|
| 18 | May 08, 2024 | Non-Compliance securities law against Tech Cloud Ltd,Mr. Sheikh Jafar Tarique |
|
| 19 | May 08, 2024 | Non-Compliance securities law against Ms. Santa Barua, Mr. Nirod Barua |
|
| 20 | May 08, 2024 | Non-Compliance securities law against Mr. Rezaur Rahman(449) |
|
| 21 | May 08, 2024 | Non-Compliance securities law against Mr. Rezaur Rahman, Mr. Md. Salahuddin Kawser |
|
| 22 | May 08, 2024 | Non-Compliance securities law against Mrs. Noshin Nawary, Mr. Md. MIzanur Rahman |
|
| 23 | May 08, 2024 | Non-Compliance securities law against Ms. Omme Hani, Mr. Nuzrul Islam Bhuiya |
|
| 24 | May 08, 2024 | Non-Compliance securities law against Mr. Sumon Khan, Mr. Milon Khan |
|
| 25 | May 08, 2024 | Non-Compliance securities law against Monarch Mart Ltd, Eshaal Communication Ltd. |
|
| 26 | May 08, 2024 | Non-Compliance securities law against Monarch Holdings Ltd., Monarch Express Ltd. |
|
| 27 | May 08, 2024 | Non-Compliance securities law against Mr. Md. Mazharul Islam Chowdhury |
|
| 28 | May 08, 2024 | Non-Compliance securities law against Mr. Md. Abul Khayer, Monarch Electronics Ltd.(440) |
|
| 29 | May 08, 2024 | Non-Compliance securities law against Mr. Md. Abul Khayer, Lava Electrodes Industries Ltd.(439) |
|
| 30 | May 08, 2024 | Non-Compliance securities law against Mr. Md. Abul Khayer, Mr. Kazi Fuad Hasan |
|
| 31 | May 08, 2024 | Non-Compliance securities law against Mr. Md. Anisur Rahman |
|
| 32 | May 08, 2024 | Non-Compliance securities law against Ms. Konika Afroze, Mr. Kazi Fuad Hasan |
|
| 33 | May 08, 2024 | Non-Compliance securities law against Ms. Kazi Sadia Hasan, Monarch Mart Ltd. |
|
| 34 | May 08, 2024 | Non-Compliance securities law against Mr. Kazi Sadia Hasan, Eshaal Communication Ltd. |
|
| 35 | May 08, 2024 | Non-Compliance securities law against Eshaal Communication Ltd., Mr. Konika Afroze |
|
| 36 | May 08, 2024 | Non-Compliance securities law against D I T Co-Operative Ltd., Monarch Mart Ltd.(432) |
|
| 37 | May 08, 2024 | Non-Compliance securities law against D I T Co-Operative Ltd., Lava Electrodes Industries |
|
| 38 | May 08, 2024 | Non-Compliance securities law against CAPM Company Ltd., Tanzina Zerin |
|
| 39 | May 07, 2024 | Order against Mr. Md. Rafiqul Haque, Mithun Knitting & Dyeing Ltd. |
|
| 40 | May 07, 2024 | Order against Mr. Md. Mahbub-Ul Haque, Mithun Knitting & Dyeing Ltd. |
|
| 41 | May 07, 2024 | Order against Mr. Md. Atiqul Haque, Mithun Knitting & Dyeing Ltd. |
|
| 42 | May 07, 2024 | Order against Ms. Rabeya Khatun, Mithun Knitting & Dyeing Ltd. |
|
| 43 | May 07, 2024 | Non-Compliance securities law against Salam Apparel Ltd. |
|
| 44 | May 07, 2024 | Non-Compliance securities law against Mamun Salam |
|
| 45 | May 05, 2024 | Non-Compliance securities law against ASENZ Securities Ltd. |
|
| 46 | May 05, 2024 | Non-Compliance securities law against Rapid Securities Ltd. |
|
| 47 | May 05, 2024 | Non-Compliance securities law against Sinha Securities Ltd. |
|
| 48 | May 05, 2024 | Non-Compliance securities law against Multi Securities & Services Ltd. |
|
| 49 | May 05, 2024 | Non-Compliance securities law against E - Securities Ltd. |
|
| 50 | May 05, 2024 | Non-Compliance securities law against Jamal Ahmed Securities Ltd. |
|
| 51 | May 05, 2024 | Non-Compliance securities law against R. N. Trading Ltd. |
|
| 52 | May 05, 2024 | Non-Compliance securities law against NCCB Securities & Financial Services Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 29, 2024 | Order against Mr. Chowdhury Khaled Saifullah, Grameen Capitel Management Limited |
|
| 2 | April 29, 2024 | Non-Compliance securities law against Grameen Capital Management Limited,381 |
|
| 3 | April 29, 2024 | Non-Compliance securities law against Grameen Capital Management Limited |
|
| 4 | April 16, 2024 | Non-Compliance securities law against Sheltech Brokerage Limited |
|
| 5 | April 08, 2024 | Non-Compliance securities law against Simtex Industries Limited |
|
| 6 | April 03, 2024 | Non-Compliance securities law against Habibur Rahman Securities Limited |
|
| 7 | April 03, 2024 | Non-Compliance securities law against Lanka Bangla Securities Limited |
|
| 8 | April 02, 2024 | Order against Md. A. G. Mahmud, City Bank Capital Resources Limited |
|
| 9 | April 02, 2024 | Order against Md. Saif Ullah, City Bank Capital Resources Limited |
|
| 10 | April 01, 2024 | Order against Azad Hossain Patwary |
|
| 11 | April 01, 2024 | Non-Compliance securities law against Ms. Badrun Nesa and associates |
|
| 12 | April 01, 2024 | Non-Compliance securities law against Mr. Md. Akter Hosen |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 24, 2024 | Non-Compliance securities law against Priling Securities Limited |
|
| 2 | March 21, 2024 | Order against Mr. Md. Abul Khayer and his associates |
|
| 3 | March 21, 2024 | Non-Compliance securities law against Hazrat Amanat Shah Securities Limited |
|
| 4 | March 21, 2024 | Non-Compliance securities law against Fortune Securities (PVL) Limited |
|
| 5 | March 21, 2024 | Non-Compliance securities law against Premier Leasing Securities Broking Limited |
|
| 6 | March 21, 2024 | Non-Compliance securities law against Joytun Securities Limited |
|
| 7 | March 21, 2024 | Non-Compliance securities law against Md. Abul Khayer,Vertex Stock and Securities Ltd. |
|
| 8 | March 21, 2024 | Non-Compliance securities law against Vertex Stock and Securities Ltd. |
|
| 9 | March 21, 2024 | Non-Compliance securities law against Md. Shahidul Islam Khan |
|
| 10 | March 20, 2024 | Non-Compliance securities law against Desh General Insurance Company Limited |
|
| 11 | March 20, 2024 | Non-Compliance securities law against Be Rich Limited |
|
| 12 | March 17, 2024 | Non-Compliance securities law against Modern Equity Limited |
|
| 13 | March 14, 2024 | Non-Compliance securities law against Mr. Md. Abul Khayer |
|
| 14 | March 14, 2024 | Non-Compliance securities law against Jupitar Business Ltd. |
|
| 15 | March 14, 2024 | Non-Compliance securities law against Tradenext International Ltd. |
|
| 16 | March 14, 2024 | Non-Compliance securities law against Apollo Trading Limited |
|
| 17 | March 14, 2024 | Non-Compliance securities law against Mr. Marjana Rahman |
|
| 18 | March 14, 2024 | Non-Compliance securities law against Md. Sultan Mahmud |
|
| 19 | March 14, 2024 | Non-Compliance securities law against Mr. Md. Nuro Nabi |
|
| 20 | March 14, 2024 | Non-Compliance securities law against Islami Bank Bangladesh Limited |
|
| 21 | March 14, 2024 | Non-Compliance securities law against Mr. Abdul Matin Miazi |
|
| 22 | March 14, 2024 | Non-Compliance securities law against Pragati Life Insurance Limited |
|
| 23 | March 13, 2024 | Non-Compliance securities law against LankaBangla Securities Limited |
|
| 24 | March 13, 2024 | Non-Compliance securities law against Mr. Dewan Salehin Mahmud |
|
| 25 | March 12, 2024 | Non-Compliance securities law against Thea Securities Limited |
|
| 26 | March 11, 2024 | Non-Compliance securities law against Ms. Rifat Ara Papri |
|
| 27 | March 11, 2024 | Non-Compliance securities law against Tahmina Akter Runa, Md. Showkat Ali, MS Showkat Enterprise |
|
| 28 | March 11, 2024 | Non-Compliance securities law against Mr. Kawshar Hamid, M/S Nuha Traders And Hardware |
|
| 29 | March 11, 2024 | Non-Compliance securities law against Innova Securities Limited |
|
| 30 | March 06, 2024 | Non-Compliance securities law against S & H Equities Limited (DSE TREC No.002) |
|
| 31 | March 06, 2024 | Non-Compliance securities law against Globe Securities Limited |
|
| 32 | March 05, 2024 | Non-Compliance securities law against Md. Mamunur Rashid_Treasure Securities Limited |
|
| 33 | March 05, 2024 | Non-Compliance securities law against Mr. Mostofa Mahhub Ullah_Treasure Securities Limited |
|
| 34 | March 05, 2024 | Non-Compliance securities law against Treasure Securities Limited (DSE TREC # 221) |
|
| 35 | March 05, 2024 | Non-Compliance securities law against Celestial Securities Limited (DSE TREC # 279) |
|
| 36 | March 04, 2024 | Non-Compliance securities law against Uttara Finance and Investment Limited_207 |
|
| 37 | March 04, 2024 | Non-Compliance securities law against Uttara Finance and Investment Limited |
|
| 38 | March 04, 2024 | Non-Compliance securities law against BlueChip Securities Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 28, 2024 | Non-Compliance securities law against Non-Compliance securities law against |
|
| 2 | February 28, 2024 | Non-Compliance securities law against Md. Fakhrul Islam Securities Limited |
|
| 3 | February 28, 2024 | Non-Compliance securities law against PHP Stock & Securities Limited |
|
| 4 | February 18, 2024 | Non-Compliance securities law against Relief Exchange Limited |
|
| 5 | February 18, 2024 | Non-Compliance securities law against Innova Securities Ltd. |
|
| 6 | February 14, 2024 | Non-Compliance securities law against Ahmed Zaker & Co. Chartered Accounts |
|
| 7 | February 14, 2024 | Non-Compliance securities law against Md. Shafiqul FCA, Partner Shafiq Basak & Co. Chartered Accounts |
|
| 8 | February 14, 2024 | Non-Compliance securities law against Bengal Biscuits Limited |
|
| 9 | February 13, 2024 | Non-Compliance securities law against KDS Shares and Securities Limited |
|
| 10 | February 13, 2024 | Non-Compliance securities law against Sonali Securities Limited |
|
| 11 | February 11, 2024 | Non-Compliance securities law against Chittagong Stock Exchange PLC |
|
| 12 | February 11, 2024 | Non-Compliance securities law against Mercantile Bank Securities Limited |
|
| 13 | February 11, 2024 | Non-Compliance securities law against Md. Shafiquar Rahman Former AR of Mercantile Bank Securities Limited |
|
| 14 | February 08, 2024 | Non-Compliance securities law against ICB Securities Trading Company Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 31, 2024 | Order against Kattali Textile Limited |
|
| 2 | January 31, 2024 | Order against Shurwid Industries Limited |
|
| 3 | January 31, 2024 | Non-Compliance securities law against Elegant Stock & Securities Limited |
|
| 4 | January 31, 2024 | Non-Compliance securities law against Agrani Insurance Securities Limited |
|
| 5 | January 31, 2024 | Non-Compliance securities law against ETBL Securities & Exchange Limited |
|
| 6 | January 31, 2024 | Non-Compliance securities law against Al Haramain Securities Limited |
|
| 7 | January 31, 2024 | Non-Compliance securities law against Sohel Securities Limited |
|
| 8 | January 31, 2024 | Non-Compliance securities law against Al-Muntaha Trading Company |
|
| 9 | January 31, 2024 | Non-Compliance securities law against Pasha Capital Limited |
|
| 10 | January 31, 2024 | Non-Compliance securities law against Uniroyal Securities Limited |
|
| 11 | January 31, 2024 | Non-Compliance securities law against Mir Securities Limited |
|
| 12 | January 31, 2024 | Non-Compliance securities law against NLI Securities Limited |
|
| 13 | January 31, 2024 | Non-Compliance securities law against Al Haja Jahanara Securities Limited |
|
| 14 | January 31, 2024 | Non-Compliance securities law against SBC Securities & Investment Limited |
|
| 15 | January 31, 2024 | Non-Compliance securities law against BD Sunlife Securities Limited |
|
| 16 | January 31, 2024 | Non-Compliance securities law against A N F Management Company Limited |
|
| 17 | January 31, 2024 | Non-Compliance securities law against Premier Bank Securities Limited |
|
| 18 | January 31, 2024 | Non-Compliance securities law against Globe Securities Ltd |
|
| 19 | January 31, 2024 | Non-Compliance securities law against DESA Securities Limited |
|
| 20 | January 31, 2024 | Non-Compliance securities law against Merchant Securities Limited |
|
| 21 | January 31, 2024 | Non-Compliance securities law against Associated Capital Securities Limited |
|
| 22 | January 31, 2024 | Non-Compliance securities law against Surma Securities Holding Company Limited |
|
| 23 | January 31, 2024 | Non-Compliance securities law against Salta Securities Limited |
|
| 24 | January 31, 2024 | Non-Compliance securities law against Midway Securities Limited |
|
| 25 | January 31, 2024 | Non-Compliance securities law against Meghna Life Securities and Investment Ltd. |
|
| 26 | January 31, 2024 | Non-Compliance securities law against Joytun Securities International Limited |
|
| 27 | January 31, 2024 | Non-Compliance securities law against Anwer Securities Limited |
|
| 28 | January 31, 2024 | Non-Compliance securities law against LankaBangla Securities Limited |
|
| 29 | January 31, 2024 | Non-Compliance securities law against CAL Securities Limited |
|
| 30 | January 31, 2024 | Non-Compliance securities law against Popular Life Securities Limited |
|
| 31 | January 31, 2024 | Non-Compliance securities law against Mohammadi Stock Market Limited |
|
| 32 | January 31, 2024 | Non-Compliance securities law against Anchor Securities Limited |
|
| 33 | January 31, 2024 | Non-Compliance securities law against Phoenix Securities Limited |
|
| 34 | January 31, 2024 | Non-Compliance securities law against Multi Securities & Servicess Limited |
|
| 35 | January 31, 2024 | Non-Compliance securities law against Conmark Limited |
|
| 36 | January 31, 2024 | Non-Compliance securities law against Mika Securities Limited |
|
| 37 | January 31, 2024 | Non-Compliance securities law against Rasti Securities & Consultants Limited |
|
| 38 | January 31, 2024 | Non-Compliance securities law against Razzak Securities Limited |
|
| 39 | January 31, 2024 | Non-Compliance securities law against Celestial Securities Limited |
|
| 40 | January 31, 2024 | Non-Compliance securities law against Latif Securities Limited |
|
| 41 | January 31, 2024 | Non-Compliance securities law against Royal Green Securities Limited |
|
| 42 | January 31, 2024 | Non-Compliance securities law against SCL Securities Limited |
|
| 43 | January 31, 2024 | Non-Compliance securities law against Sheba Capital Limited |
|
| 44 | January 31, 2024 | Non-Compliance securities law against Gateway Equity Resourcess Limited |
|
| 45 | January 31, 2024 | Non-Compliance securities law against Synthia Securities Limited |
|
| 46 | January 31, 2024 | Non-Compliance securities law against Prudential Capital Limited |
|
| 47 | January 31, 2024 | Non-Compliance securities law against Md. Fakhrul Islam Securities Limited |
|
| 48 | January 31, 2024 | Non-Compliance securities law against Remons Investment and Securities Limited |
|
| 49 | January 31, 2024 | Non-Compliance securities law against M-Securities Limited |
|
| 50 | January 31, 2024 | Non-Compliance securities law against United Securities Limited |
|
| 51 | January 31, 2024 | Non-Compliance securities law against Be Rich Limited |
|
| 52 | January 31, 2024 | Non-Compliance securities law against Wifang Securities Limited |
|
| 53 | January 31, 2024 | Non-Compliance securities law against UniCap Securities Limited |
|
| 54 | January 31, 2024 | Non-Compliance securities law against Adil Securities Limited |
|
| 55 | January 31, 2024 | Non-Compliance securities law against Thea Securities Limited |
|
| 56 | January 31, 2024 | Non-Compliance securities law against Beximco Securities Limited |
|
| 57 | January 31, 2024 | Non-Compliance securities law against Sharp Securities Limited |
|
| 58 | January 31, 2024 | Non-Compliance securities law against Salam & Company Limited |
|
| 59 | January 31, 2024 | Non-Compliance securities law against Azam Securities Limited |
|
| 60 | January 31, 2024 | Non-Compliance securities law against Rose Securities Limited |
|
| 61 | January 31, 2024 | Non-Compliance securities law against Subvalley Securities Ltd. |
|
| 62 | January 31, 2024 | Non-Compliance securities law against Apex Investments Limited |
|
| 63 | January 31, 2024 | Non-Compliance securities law against Asia Securities Limited |
|
| 64 | January 31, 2024 | Non-Compliance securities law against Kattali Textile Limited |
|
| 65 | January 30, 2024 | Non-Compliance securities law against Abacus Securities Limited |
|
| 66 | January 30, 2024 | Non-Compliance securities law against T. K. Shares & Securities Ltd. |
|
| 67 | January 24, 2024 | Non-Compliance securities law against First Capital Securities Limited |
|
| 68 | January 21, 2024 | Non-Compliance securities law against Libra Infusions Ltd. |
|
| 69 | January 18, 2024 | Non-Compliance securities law against Al-Muntaha Trading Co.Ltd. |
|
| 70 | January 18, 2024 | Non-Compliance securities law against Shuktara Printers Limited |
|
| 71 | January 04, 2024 | Non-Compliance securities law against Kazi Firoz Rashid Securities Ltd. |
|
| 72 | January 04, 2024 | Non-Compliance securities law against Md. Fakhrul Islam Securities Limited |
|
| 73 | January 04, 2024 | Non-Compliance securities law against Quayum Securities Limited |
|
| 74 | January 04, 2024 | Non-Compliance securities law against Hedayetullah Securities Limited |
|
| 75 | January 04, 2024 | Non-Compliance securities law against Prilink Securities Limited |
|
| 76 | January 04, 2024 | Non-Compliance securities law against Prime Islami Securities Ltd. |
|
| 77 | January 04, 2024 | Non-Compliance securities law against Premier Leasing Securities Broking Ltd. |
|
| 78 | January 02, 2024 | Non-Compliance securities law against Asia Securities Ltd. |
|
| 79 | January 02, 2024 | Non-Compliance securities law against E-Securities Limited |
|
| 80 | January 01, 2024 | Non-Compliance securities law against CVO Petrochemical Refinery Ltd. |
|
| 81 | January 01, 2024 | Non-Compliance securities law against SAS Corporation |
|
| 82 | January 01, 2024 | Non-Compliance securities law against Shamsul Alam Shamim |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 28, 2023 | Non-Compliance securities law against Tung Hai Knitting & Dyeing Ltd. |
|
| 2 | December 27, 2023 | Non-Compliance securities law against Shanta Securities Limited |
|
| 3 | December 27, 2023 | Non-Compliance securities law against Mr. Md. Abul Khayer, Mr. Kazi Farid Hasan, Mr. Abul Kalam Matber, Mr. Kazi Faud Hasan |
|
| 4 | December 26, 2023 | Non-Compliance securities law against WingsFin Limited_1125 |
|
| 5 | December 26, 2023 | Non-Compliance securities law against WingsFin Limited_1124 |
|
| 6 | December 26, 2023 | Non-Compliance securities law against WingsFin Limited_1123 |
|
| 7 | December 26, 2023 | Non-Compliance securities law against WingsFin Limited |
|
| 8 | December 24, 2023 | Non-Compliance securities law against Rashid Investment Services Limited_Rashid Investment Services Limited_1116 |
|
| 9 | December 24, 2023 | Non-Compliance securities law against Rashid Investment Services Limited_1115 |
|
| 10 | December 24, 2023 | Non-Compliance securities law against Rashid Investment Services Limited_1114 |
|
| 11 | December 24, 2023 | Non-Compliance securities law against Rashid Investment Services Limited |
|
| 12 | December 24, 2023 | Non-Compliance securities law against Confidence Cement Limited (Issuer) |
|
| 13 | December 17, 2023 | Non-Compliance securities law against Stock and Bond Limited |
|
| 14 | December 17, 2023 | Non-Compliance securities law against Toyo Knitex (CEPZ)Limited |
|
| 15 | December 14, 2023 | Non-Compliance securities law against Phoenix Securities Limited |
|
| 16 | December 14, 2023 | Non-Compliance securities law against Buriganga Equity Management Ltd. |
|
| 17 | December 14, 2023 | Non-Compliance securities law against Asset & Investment Management Services Bangladesh Ltd. |
|
| 18 | December 14, 2023 | Non-Compliance securities law against Eastern Capital Ltd. |
|
| 19 | December 14, 2023 | Non-Compliance securities law against Akij Capital Management Limited |
|
| 20 | December 14, 2023 | Non-Compliance securities law against D. N. Securities Limited |
|
| 21 | December 14, 2023 | Non-Compliance securities law against Mohammad Khairul Anam Chowdhury, United Securities Ltd. |
|
| 22 | December 14, 2023 | Non-Compliance securities law against Md. Enamul Haque, United Securities Limited |
|
| 23 | December 14, 2023 | Non-Compliance securities law against United Securities Limited |
|
| 24 | December 13, 2023 | Order against Agrani Insurance Company Limited |
|
| 25 | December 13, 2023 | Non-Compliance securities law against Agrani Insurance Company Limited |
|
| 26 | December 11, 2023 | Non-Compliance securities law against Ms. Nasima Akter Lata, Mr. Gulam Mustafa |
|
| 27 | December 07, 2023 | Non-Compliance securities law against Fu-Wang Ceramic Industriies Limited (Issuer) |
|
| 28 | December 07, 2023 | Non-Compliance securities law against Paper Processing and Packaging Limited(Issuer) |
|
| 29 | December 07, 2023 | Non-Compliance securities law against National Feed Mill Limited (Issuer) |
|
| 30 | December 07, 2023 | Non-Compliance securities law against Mr. Md. Abul Khayer and His associates |
|
| 31 | December 07, 2023 | Non-Compliance securities law against GBB Power Limited(Issuer) |
|
| 32 | December 07, 2023 | Non-Compliance securities law against Mr. Al-Hashim Md. Mahfuzul Ashraf |
|
| 33 | December 07, 2023 | Non-Compliance securities law against Md. Bipul Mia |
|
| 34 | December 07, 2023 | Non-Compliance securities law against Ms. Fatema Sohel. Mr. Md. Sohel |
|
| 35 | December 07, 2023 | Non-Compliance securities law against Beacon Pharmaceuticals Ltd.(Issuer) |
|
| 36 | December 07, 2023 | Non-Compliance securities law against Mrs. Shahanara Sultana |
|
| 37 | December 07, 2023 | Non-Compliance securities law against Anwar Galvanizing Ltd.(IIssuer) |
|
| 38 | December 06, 2023 | Order against Holy City Securities Limited |
|
| 39 | December 05, 2023 | Order against Mr. Md. Nasir Sikder, Emerald Oil Industries Ltd. |
|
| 40 | December 05, 2023 | Non-Compliance securities law against UCB Stock Brokerage Ltd. |
|
| 41 | December 05, 2023 | Non-Compliance securities law against Mr. Anirban Das Gupta |
|
| 42 | December 03, 2023 | Non-Compliance securities law against Mr. Redwan Ahmed |
|
| 43 | December 03, 2023 | Non-Compliance securities law against Mr. Abdus Samad |
|
| 44 | December 03, 2023 | Non-Compliance securities law against Mr. Md. Abdul Mannan |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 28, 2023 | Non-Compliance securities law against Ibrahim Securities Ltd.(DSE TREC # 033) |
|
| 2 | November 28, 2023 | Non-Compliance securities law against Trustee Securities Ltd.(DSE TREC# 162) |
|
| 3 | November 27, 2023 | Non-Compliance securities law against Wifang Securities Ltd.(TREC#210) |
|
| 4 | November 26, 2023 | Non-Compliance securities law against Sheba Capital Limited(TREC#151) |
|
| 5 | November 26, 2023 | Non-Compliance securities law against Rose Securities Limited |
|
| 6 | November 26, 2023 | Non-Compliance securities law against Sheltech Brokerage Limited(TRAEC#120) |
|
| 7 | November 22, 2023 | Non-Compliance securities law against Shyamol Equity Management Limited |
|
| 8 | November 22, 2023 | Non-Compliance securities law against Trust Bank Investment Limited_ |
|
| 9 | November 22, 2023 | Non-Compliance securities law against Prilink Securities Limited |
|
| 10 | November 22, 2023 | Non-Compliance securities law against M-Securities Limited |
|
| 11 | November 16, 2023 | Non-Compliance securities law against Dynamic Securities Cosultants Limited |
|
| 12 | November 16, 2023 | Non-Compliance securities law against Prime Islami Securities Ltd. |
|
| 13 | November 16, 2023 | Non-Compliance securities law against Eastern Lubricants Blenders Ltd.(Issuer) |
|
| 14 | November 16, 2023 | Non-Compliance securities law against Safiq Basak & Co. |
|
| 15 | November 15, 2023 | Non-Compliance securities law against Popular Life Insurance Co, Ltd. |
|
| 16 | November 09, 2023 | Non-Compliance securities law against Md. Hossain |
|
| 17 | November 07, 2023 | Non-Compliance securities law against Trust Bank Securities Ltd. |
|
| 18 | November 07, 2023 | Non-Compliance securities law against Mercantile Bank Securities Ltd. |
|
| 19 | November 07, 2023 | Non-Compliance securities law against Ms. Maisha Chowdhury |
|
| 20 | November 07, 2023 | Non-Compliance securities law against Ms. Morium Chowdhury |
|
| 21 | November 07, 2023 | Non-Compliance securities law against Ms. Rafia Chowdhury |
|
| 22 | November 07, 2023 | Non-Compliance securities law against Ms. Farzana Akter |
|
| 23 | November 07, 2023 | Non-Compliance securities law against Mr. Rafiqul Islam Chowdhuey |
|
| 24 | November 07, 2023 | Non-Compliance securities law against Esquire Knit Composite Ltd. |
|
| 25 | November 02, 2023 | Order Against Biplob Holdings Limited |
|
| 26 | November 01, 2023 | Non-Compliance securities law against Bluechip Securities Ltd. |
|
| 27 | November 01, 2023 | Non-Compliance securities law against Estern Capital Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 30, 2023 | Non-Compliance securities law against Mirpur Securities Ltd. |
|
| 2 | October 29, 2023 | Non-Compliance securities law against AB & Co. Ltd. |
|
| 3 | October 29, 2023 | Non-Compliance securities law against Island Securities Ltd. |
|
| 4 | October 23, 2023 | Non-Compliance securities law against Mohammad Ata Karim & Co.(Chartered Accountants) |
|
| 5 | October 23, 2023 | Order Against Shahjalal Equity Management Ltd.(Issue Manager) |
|
| 6 | October 23, 2023 | Order Against Asiatic Laboratories Limited_809 |
|
| 7 | October 23, 2023 | Order Against Asiatic Laboratories Limited_808 |
|
| 8 | October 23, 2023 | Order Against Asiatic Laboratories Limited_807 |
|
| 9 | October 23, 2023 | Order Against Asiatic Laboratories Limited_806 |
|
| 10 | October 23, 2023 | Order Against Asiatic Laboratories Limited_805 |
|
| 11 | October 23, 2023 | Order Against Asiatic Laboratories Limited_804 |
|
| 12 | October 23, 2023 | Order Against Asiatic Laboratories Limited |
|
| 13 | October 22, 2023 | Non-Compliance securities law against WingsFin Ltd. |
|
| 14 | October 22, 2023 | Non-Compliance securities law against Bangladesh Finance Securities Limited |
|
| 15 | October 22, 2023 | Non-Compliance securities law against Mr. Abu Sadat Md. Faisal |
|
| 16 | October 16, 2023 | Order Against Rock Asset Management Ltd. |
|
| 17 | October 15, 2023 | Non-Compliance securities law against M/s Ashraf Uddin & Co.(Chartered Accountants) |
|
| 18 | October 10, 2023 | Non-Compliance securities law against Paramount Textile Ltd. |
|
| 19 | October 10, 2023 | Non-Compliance securities law against Paramount Insurance Company Limited |
|
| 20 | October 10, 2023 | Order against Intech Limited |
|
| 21 | October 09, 2023 | Non-Compliance securities law against NLI Securities Limited |
|
| 22 | October 08, 2023 | Non-Compliance securities law agains Sonali Securities Limited |
|
| 23 | October 08, 2023 | Non-Compliance securities law against Tarin Akter Tithi & S.M. Zabed Iqba |
|
| 24 | October 08, 2023 | Non-Compliance securities law against Times Securities Ltd. |
|
| 25 | October 08, 2023 | Non-Compliance securities law against First Capital Securities Ltd._762 |
|
| 26 | October 08, 2023 | Non-Compliance securities law against Vertex Stock & Securities Ltd |
|
| 27 | October 08, 2023 | Non-Compliance securities law against First Capital Securities Ltd.760 |
|
| 28 | October 08, 2023 | Non-Compliance securities law against First Capital Securities Ltd._759 |
|
| 29 | October 08, 2023 | Non-Compliance securities law against First Capital Securities Ltd. |
|
| 30 | October 05, 2023 | Non-Compliance securities law against Shakil Rizvi Stock Ltd. |
|
| 31 | October 03, 2023 | Non-Compliance securities law against Kazi Equities Ltd. |
|
| 32 | October 03, 2023 | Non-Compliance securities law against Dhaka Bank Securities Ltd. |
|
| 33 | October 01, 2023 | Order Against Meghna Pet Industries Ltd.748 |
|
| 34 | October 01, 2023 | Order Against Meghna Pet Industries Ltd.747 |
|
| 35 | October 01, 2023 | Order against Meghna Pet Industries Ltd.746 |
|
| 36 | October 01, 2023 | Order Against Meghna Pet Industries Ltd.745 |
|
| 37 | October 01, 2023 | Order Against Meghna Pet Industries Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 27, 2023 | Non-Compliance securities law against Premier Cement Mills PLC(Issuer) |
|
| 2 | September 24, 2023 | Order against Mr. Md. Abul Kashem Bhuiyan |
|
| 3 | September 24, 2023 | Order against Ms. Shahanara Akhter Chowdhury |
|
| 4 | September 24, 2023 | Order against KTS Fashions |
|
| 5 | September 24, 2023 | Order against Mr. Shifat Mahmood Abdullah |
|
| 6 | September 24, 2023 | Order against Mr. Md. Rubel Hossain Sajib |
|
| 7 | September 24, 2023 | Order against Mr. Md. Kabirul Islam |
|
| 8 | September 24, 2023 | Order against Dhanmondi Securities Limited |
|
| 9 | September 20, 2023 | Non-Compliance securities law against Apex Investments Ltd. |
|
| 10 | September 18, 2023 | Non-Compliance securities law against Rapid Securities Ltd. |
|
| 11 | September 18, 2023 | Order against Meghna Condensed Milk Industries Limited |
|
| 12 | September 17, 2023 | Non-Compliance securities law against Saiful Islam, S A Fisherise |
|
| 13 | September 17, 2023 | Non-Compliance securities law against Ms. Rawshan Ara Hossain and Mr. Md. Mohin Uddin |
|
| 14 | September 17, 2023 | Non-Compliance securities law against Capitec PPF SUF,Capitee-lbbl Shariah Unit Fund, Capitee Pluf |
|
| 15 | September 17, 2023 | Non-Compliance securities law against Ms. Julia Hye, Mr. Mohsin Ahmed |
|
| 16 | September 14, 2023 | Non-Compliance securities law against Mr. Mir Saydur Rahman |
|
| 17 | September 14, 2023 | Non-Compliance securities law against Mr. K. M. Sharif Ahmed |
|
| 18 | September 14, 2023 | Non-Compliance securities law against Mr. Mostafa Zamanul Bahar |
|
| 19 | September 14, 2023 | Non-Compliance securities law against Beximco Securities Ltd. |
|
| 20 | September 14, 2023 | Order against Appollo Ispat Complex Limited |
|
| 21 | September 14, 2023 | Order against Banco Securities Limited |
|
| 22 | September 12, 2023 | Non-Compliance securities law against Globe Securities Ltd. |
|
| 23 | September 10, 2023 | Non-Compliance securities law against Intech Limited |
|
| 24 | September 10, 2023 | Non-Compliance securities law against Venus Builders Ltd. |
|
| 25 | September 10, 2023 | Non-Compliance securities law against Mr. Muhammad Ahasun Uddin |
|
| 26 | September 10, 2023 | Non-Compliance securities law against Mr. Md. Kalam Hossain |
|
| 27 | September 10, 2023 | Non-Compliance securities law against Mr. Kawsar Ahmed Rony |
|
| 28 | September 10, 2023 | Non-Compliance securities law against Mr. Mahmudul Ahsan Bhuiyan |
|
| 29 | September 10, 2023 | Non-Compliance securities law against Mr. Md. Abul Hasem Raihan |
|
| 30 | September 10, 2023 | Non-Compliance securities law against Mr. Hadayetul Hoque |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 27, 2023 | Order against Sinha Securities Ltd. |
|
| 2 | August 23, 2023 | Non-Compliance securities law against Ms. Nasima Akter Lata |
|
| 3 | August 20, 2023 | Non-Compliance securities law against Mr. Navy Barun |
|
| 4 | August 20, 2023 | Non-Compliance securities law against Mr. A.S.M Hasib Hasan |
|
| 5 | August 17, 2023 | Non-Compliance securities law against Mr. Md. Mizan |
|
| 6 | August 13, 2023 | Non-Compliance securities law against Mr. Gulam Mustafa |
|
| 7 | August 10, 2023 | Order against Toya Spinning Mills Ltd. |
|
| 8 | August 10, 2023 | Order against Toya Knitex(CEPZ) Ltd. |
|
| 9 | August 09, 2023 | Non-Compliance securities law against Mr. Wahaidul Islam |
|
| 10 | August 08, 2023 | Non-Compliance securities law against Mr. S.M Shamim Ahmed |
|
| 11 | August 08, 2023 | Non-Compliance securities law against Mr. Iqbal Hossain |
|
| 12 | August 08, 2023 | Non-Compliance securities law against Mr. Anupam Banik |
|
| 13 | August 08, 2023 | Non-Compliance securities law against Mr. Iftekhar Ahmed Khan |
|
| 14 | August 08, 2023 | Non-Compliance securities law against Mr. Masudur Rahman |
|
| 15 | August 08, 2023 | Non-Compliance securities law against Asia Securities Ltd. (TREC No. DSE 088) |
|
| 16 | August 07, 2023 | Order against EBL Securities Ltd. |
|
| 17 | August 04, 2023 | Non-Compliance securities law against Mr. Md. Tafiqul Hassan |
|
| 18 | August 03, 2023 | Non-Compliance securities law against Gemini Sea Food Ltd. {Issuer} |
|
| 19 | August 03, 2023 | Non-Compliance securities law against Mrs. Soma Nag |
|
| 20 | August 03, 2023 | Non-Compliance securities law against Mr. Ashim Kumar Nag |
|
| 21 | August 03, 2023 | Non-Compliance securities law against Mr. Shankar Kumar Roy |
|
| 22 | August 03, 2023 | Non-Compliance securities law against Mr. Chowdhury Md. Md Nurul Azam |
|
| 23 | August 03, 2023 | Non-Compliance securities law against A N I TRADING & CO. |
|
| 24 | August 03, 2023 | Non-Compliance securities law against UDC Construction Ltd. |
|
| 25 | August 03, 2023 | Non-Compliance securities law against Mr. Imtiaz Ahmed |
|
| 26 | August 01, 2023 | Order against Bangladesh Development Bank Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 25, 2023 | Non-Compliance securities law against Pioneer Shares & Securities Ltd. |
|
| 2 | July 11, 2023 | Non-Compliance securities law against Md. Tawhid Hossen |
|
| 3 | July 11, 2023 | Non-Compliance securities law against M-Securities Limited |
|
| 4 | July 11, 2023 | Non-Compliance securities law against Kamal Uddin |
|
| 5 | July 11, 2023 | Non-Compliance securities law against Supriya Saha |
|
| 6 | July 11, 2023 | Non-Compliance securities law against Md. Mofizur Rahman |
|
| 7 | July 11, 2023 | Non-Compliance securities law against ICB Securities Trading Company Limited |
|
| 8 | July 11, 2023 | Non-Compliance securities law against Shayka Sarmin Chowdhury |
|
| 9 | July 11, 2023 | Non-Compliance securities law against Mohammad Imran Hossain Shoel |
|
| 10 | July 11, 2023 | Non-Compliance securities law against Salauddin Haider |
|
| 11 | July 11, 2023 | Non-Compliance securities law against Trustee Securities Limited |
|
| 12 | July 11, 2023 | Non-Compliance securities law against Safiqul Islam |
|
| 13 | July 11, 2023 | Non-Compliance securities law against Aman Uddin Ahmed |
|
| 14 | July 09, 2023 | Non-Compliance securities law against Sonar Bangla Capital Management Ltd. |
|
| 15 | July 05, 2023 | Non-Compliance securities law against Preminer Leasing Securities Ltd. |
|
| 16 | July 05, 2023 | Non-Compliance securities law against UniCap Securities Ltd. |
|
| 17 | July 05, 2023 | Non-Compliance securities law against Saya Securities Ltd. |
|
| 18 | July 04, 2023 | Non-Compliance securities law against Mr. Kazi Md Fazlur Karim |
|
| 19 | July 04, 2023 | Non-compliance securities law against Mr. Mabiur Rahman Sarker (Mabin) |
|
| 20 | July 04, 2023 | Non-compliance securities law against Ms. Faujia Yesmin |
|
| 21 | July 04, 2023 | Non-compliance securities law against Popular Life Insurance Co. Ltd. |
|
| 22 | July 04, 2023 | Non-compliance securities law against Mr. Mostofa Helal Kabir |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 26, 2023 | Non-compliance securities law against Galaxy Capital Ltd. |
|
| 2 | June 25, 2023 | Non-compliance securities law against Md. Abdul Quddus Amin |
|
| 3 | June 25, 2023 | Non-compliance securities law against Md. Suleaman |
|
| 4 | June 25, 2023 | Non-compliance securities law against Md. Sajib Hossain |
|
| 5 | June 25, 2023 | Non-compliance securities law against Md. Shahjalal Dalim |
|
| 6 | June 25, 2023 | Non-compliance securities law against Arifa Begum Lucky |
|
| 7 | June 25, 2023 | Non-compliance securities law against Cogent Bangladesh Ltd. |
|
| 8 | June 25, 2023 | Non-compliance securities law against Md. Mohibullah Kabir |
|
| 9 | June 25, 2023 | Non-compliance securities law against Nurunnesa Saki |
|
| 10 | June 25, 2023 | Non-compliance securities law against Adams Securities Ltd. |
|
| 11 | June 22, 2023 | Non-compliance securities law against CMSL Securities Ltd. |
|
| 12 | June 21, 2023 | Non-compliance securities law against NLI Securities Ltd. |
|
| 13 | June 15, 2023 | Non-compliance securities law against LankaBangla Securities Ltd. |
|
| 14 | June 14, 2023 | Non-compliance securities law against Mr. K. M. Afjanur Rahman |
|
| 15 | June 14, 2023 | Non-compliance securities law against Mr. Md. Habibur Rahman Khan |
|
| 16 | June 14, 2023 | Non-compliance securities law against Mr. Zahir Uddin Md. Babur |
|
| 17 | June 14, 2023 | Non-compliance securities law against Rapid Securities Ltd. |
|
| 18 | June 14, 2023 | Non-compliance securities law against Momi Ghosh |
|
| 19 | June 14, 2023 | Non-compliance securities law against Mohammed Shaheen |
|
| 20 | June 14, 2023 | Non-compliance securities law against Mohammed Mohiuddin |
|
| 21 | June 14, 2023 | Non-compliance securities law against Island Securities Ltd. |
|
| 22 | June 13, 2023 | Non-compliance securities law against Md. Salauddin Haider |
|
| 23 | June 01, 2023 | Non-compliance securities law against Mr. Mustafizur Rahman |
|
| 24 | June 01, 2023 | Non-compliance securities law against Md. Sajid Rahman |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 18, 2023 | Non-compliance securities law against Stock & Bonds Ltd. (DSE TREC# 199) |
|
| 2 | May 18, 2023 | Non-compliance securities law against Shah Mohammad Sagir & Co. Ltd. |
|
| 3 | May 18, 2023 | Non-compliance securities law against DMR Securities Services Ltd. |
|
| 4 | May 18, 2023 | Non-compliance securities law against BD Finance Securities Ltd.(DSE TREC # 030) |
|
| 5 | May 17, 2023 | Non-compliance securities law against Sonar Bangla Capital Management Ltd. |
|
| 6 | May 16, 2023 | Non-compliance securities law against UniCap Securities Ltd. |
|
| 7 | May 16, 2023 | Non-compliance securities law against Purabi Securities Ltd. |
|
| 8 | May 16, 2023 | Non-compliance securities law against Dhaka Bank Securities Ltd. |
|
| 9 | May 16, 2023 | Non-compliance securities law against Md. Hasibul Hasan |
|
| 10 | May 16, 2023 | Non-compliance securities law against Rapid Securities Ltd. |
|
| 11 | May 16, 2023 | Non-compliance securities law against Joytun Securities International Ltd. |
|
| 12 | May 15, 2023 | Non-compliance securities law against Wifang Securities Ltd. |
|
| 13 | May 15, 2023 | Non-compliance securities law against Mr. Gulam Mustafa |
|
| 14 | May 15, 2023 | Non-compliance securities law against Mrs. Nasima Akter Lata |
|
| 15 | May 14, 2023 | Non-compliance securities law against Prudential Capital Ltd. |
|
| 16 | May 10, 2023 | Non-compliance securities law against Md. Mehedi Hasan Chowdhury |
|
| 17 | May 10, 2023 | Non-compliance securities law against Md. Nurul Anwar Chowdhury |
|
| 18 | May 09, 2023 | Non-compliance securities law against Ahsan Ul Mahmud |
|
| 19 | May 09, 2023 | Non-compliance securities law against Kamrun Naher |
|
| 20 | May 09, 2023 | Non-compliance securities law against Nurer Hawa Chowdhury |
|
| 21 | May 09, 2023 | Non-compliance securities law against Md. Sharif Uddin Chowdhury |
|
| 22 | May 09, 2023 | Non-compliance securities law against Zobayer Mohsin Kabir |
|
| 23 | May 09, 2023 | Non-compliance securities law against Shah Imran Chowdhury |
|
| 24 | May 09, 2023 | Non-compliance securities law against Md. Nazmul Hasan Chowdhury |
|
| 25 | May 09, 2023 | Non-compliance securities law against Khodeza Begum |
|
| 26 | May 09, 2023 | Non-compliance securities law against Md. Golam Kibria |
|
| 27 | May 09, 2023 | Non-compliance securities law against Md. Amzad Hossain Fakir |
|
| 28 | May 09, 2023 | Non-compliance securities law against Rajesh Saha |
|
| 29 | May 09, 2023 | Non-compliance securities law against Popy Rani Saha |
|
| 30 | May 09, 2023 | Non-compliance securities law against Securities Ltd. |
|
| 31 | May 09, 2023 | Non-compliance securities law against Lanka Bangla Securities Ltd. |
|
| 32 | May 09, 2023 | Non-compliance securities law against UCB Capital Management Ltd. |
|
| 33 | May 09, 2023 | Non-compliance securities law against Sabbir Ahmed Siddiqui |
|
| 34 | May 09, 2023 | Non-compliance securities law against Mst. Shama Rabbani |
|
| 35 | May 09, 2023 | Non-compliance securities law against Taslima Begum |
|
| 36 | May 09, 2023 | Non-compliance securities law against The Lawyers and Jurists |
|
| 37 | May 09, 2023 | Non-compliance securities law against Mahabub Alam |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 12, 2023 | Non-compliance securities law against EMES Securities Ltd |
|
| 2 | April 10, 2023 | Non-compliance securities law against Premier Bank Securities Ltd. |
|
| 3 | April 09, 2023 | Non-compliance securities law against M. Securities Ltd. |
|
| 4 | April 09, 2023 | Non-compliance securities law against Abdul Quaium (Premier Bank Securities Ltd.) |
|
| 5 | April 09, 2023 | Non-compliance securities law against Md. Azimul Islam (Premier Bank Securities Ltd.) |
|
| 6 | April 09, 2023 | Non-compliance securities law against Jahan Securities Ltd. |
|
| 7 | April 09, 2023 | Non-compliance securities law against Mona Financial Consultancy & Securities Ltd. |
|
| 8 | April 09, 2023 | Non-compliance securities law against ETBL Securities & Exchange Ltd |
|
| 9 | April 09, 2023 | Non-compliance securities law against Anisul Islam Mahmud (First Capital Securities Ltd. |
|
| 10 | April 09, 2023 | Non-compliance securities law against Shasha Garments Ltd. |
|
| 11 | April 09, 2023 | Non-compliance securities law against ABDUL MOBIN MOLLAH (SIBL Securities Ltd.) |
|
| 12 | April 09, 2023 | Non-compliance securities law against Abu Sadat Md. Sayem (Sheltech Brokerage Ltd. |
|
| 13 | April 09, 2023 | Non-compliance securities law against Mr. Salim Rahman (United Securities Ltd.) |
|
| 14 | April 04, 2023 | Non-compliance securities law against Mohammar Arifur Rahman (Sheltech Brokerage Ltd.) |
|
| 15 | April 04, 2023 | Non-compliance securities law against Shahanara Begum (Shanata Securities Ltd.) |
|
| 16 | April 04, 2023 | Non-compliance securities law against Md. Mahabubur Rahman (Dhaka Bank Securities Ltd.) |
|
| 17 | April 04, 2023 | Non-compliance securities law against Farhana Abedin (UCB Capital Management Ltd.) |
|
| 18 | April 04, 2023 | Non-compliance securities law against Estern Bank Limited (EBL securities Ltd.) |
|
| 19 | April 04, 2023 | Non-compliance securities law against EBL Securities Ltd. |
|
| 20 | April 04, 2023 | Non-compliance securities law against Md. Lutfur Rahman (EBL Securities Ltd.) |
|
| 21 | April 04, 2023 | Non-compliance securities law against Ferdoushi Begum (EBL Securities Ltd.) |
|
| 22 | April 04, 2023 | Non-compliance securities law against Md. Sayadur Rahman (UCB Stock Brokerage Ltd.) |
|
| 23 | April 03, 2023 | Non-compliance securities law against Sheltech Brokerage Ltd. |
|
| 24 | April 03, 2023 | Non-compliance securities law against Fortune Securities (PVT) Ltd. |
|
| 25 | April 03, 2023 | Non-compliance securities law against Paramount Spinning Ltd. |
|
| 26 | April 02, 2023 | Non-compliance securities law against Paramount Holdings Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 27, 2023 | Non-compliance securities law against K-Securities & Consultants Ltd. |
|
| 2 | March 20, 2023 | Non-compliance securities law against Sylnet Securities Ltd. |
|
| 3 | March 19, 2023 | Non-compliance securities law against Bluechip Securities Ltd |
|
| 4 | March 15, 2023 | Non-compliance securities law against SK Md. Mostafa Kamal (NRBC Bank Securities Ltd.) |
|
| 5 | March 15, 2023 | Non-compliance securities law against NRBC Bank Securities Ltd. |
|
| 6 | March 13, 2023 | Non-compliance securities law against Royal Capital Ltd |
|
| 7 | March 13, 2023 | Non-compliance securities law against Adams Securities Ltd. |
|
| 8 | March 06, 2023 | Non-compliance securities law against Farzana Naheed (Premier Bank Securities Ltd.) |
|
| 9 | March 06, 2023 | Non-compliance securities law against Tanzina Naheed (Premier Bank Securities Ltd.) |
|
| 10 | March 06, 2023 | Non-compliance securities law against Naheed Shabnam (Premier Bank Securities Ltd.) |
|
| 11 | March 05, 2023 | Non-compliance securities law against Federal Securities and Investment Ltd. |
|
| 12 | March 01, 2023 | Non-compliance securities law against Adil Securities Ltd. |
|
| 13 | March 01, 2023 | Non-compliance securities law against Shyamol Equity Management Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 28, 2023 | Non-compliance securities law against Newline Clothing Ltd. |
|
| 2 | February 14, 2023 | Non-compliance securities law against Information Services Network Ltd._215_ |
|
| 3 | February 14, 2023 | Non-compliance securities law against Zinnia Nasreen Huque (Information Services Network Ltd) |
|
| 4 | February 14, 2023 | Non-compliance securities law against Information Services Network Ltd. |
|
| 5 | February 14, 2023 | Non-compliance securities law against Mrs. Fatima Huq (Information Services Network Ltd.) |
|
| 6 | February 08, 2023 | Non-compliance securities law against Libra Infusion Ltd. |
|
| 7 | February 08, 2023 | Non-compliance securities law against Prof. Dr. AKM Aminul Haque |
|
| 8 | February 06, 2023 | Non-compliance securities law against Salta Capital Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 30, 2023 | Non-compliance securities law against Al-Arafah Islami Bank Ltd. |
|
| 2 | January 30, 2023 | Non-compliance securities law against Md. Nasim Uddin |
|
| 3 | January 30, 2023 | Non-compliance securities law against AIBL Employee Gratuity Fund |
|
| 4 | January 30, 2023 | Non-compliance securities law against AIBL Folio new |
|
| 5 | January 29, 2023 | Order against Ms. Evana Fahmida Mohammad(Appollo Ispat Complex Limited) |
|
| 6 | January 29, 2023 | Order against Ms. Roxshana Begum(Appollo Ispat Complex Limited) |
|
| 7 | January 29, 2023 | Order against Mr M. A. Majid(Appollo Ispat Complex Limited) |
|
| 8 | January 29, 2023 | Order against Mr.Md Rafique(Appollo Ispat Complex Limited) |
|
| 9 | January 29, 2023 | Non-compliance securities law against Libra Infusions Ltd. |
|
| 10 | January 28, 2023 | Order against Mrs. Kazi Sadia Hasan |
|
| 11 | January 28, 2023 | Order against DIT Co-operative Ltd. |
|
| 12 | January 28, 2023 | Order against Md. A. G. Mahmud |
|
| 13 | January 28, 2023 | Order against Md. Saif Ullah |
|
| 14 | January 26, 2023 | Non-compliance securities law against Agramit Limited |
|
| 15 | January 25, 2023 | Non-compliance securities law against Md. Saif Ullah |
|
| 16 | January 25, 2023 | Non-compliance securities law against Janasheba Foundation |
|
| 17 | January 25, 2023 | Non-compliance securities law against Bangabandhu Memorial Hospital |
|
| 18 | January 25, 2023 | Non-compliance securities law against Dr. Md. Fazle Manzur |
|
| 19 | January 25, 2023 | Non-compliance securities law against Mr. ASM Saimur Rahman Sikder |
|
| 20 | January 25, 2023 | Non-compliance securities law against Mr. Md. Salauddin Haider & Associate |
|
| 21 | January 25, 2023 | Non-compliance securities law against Premier Bank Securities Ltd. |
|
| 22 | January 25, 2023 | Non-compliance securities law against Authorized Representative of NLI Securities Ltd. |
|
| 23 | January 25, 2023 | Non-compliance securities law against Humayun Bokhteyar and his Associates |
|
| 24 | January 24, 2023 | Non-compliance securities law against Dr. Md. Abu Syed Tito(Prilink Securities Ltd.) |
|
| 25 | January 24, 2023 | Non-compliance securities law against Dr. Md. Zahirul Islam(Prilink Securities Ltd. |
|
| 26 | January 24, 2023 | Non-compliance securities law against Golam Mostafa(Prilink Securities Ltd.) |
|
| 27 | January 24, 2023 | Non-compliance securities law against Ifad Multi Products Ltd. |
|
| 28 | January 24, 2023 | Non-compliance securities law against Iftekhar Ahmed Tipu(City Brokerage Ltd.) |
|
| 29 | January 24, 2023 | Non-compliance securities law against Kazi Abdul Hasib(Bank Asia Securities Ltd.) |
|
| 30 | January 24, 2023 | Non-compliance securities law against JMI Syringes and Medical Devices Ltd. |
|
| 31 | January 24, 2023 | Non-compliance securities law against Nilufar Ahmed(City Brokerage Ltd.) |
|
| 32 | January 24, 2023 | Non-compliance securities law against Prilink Securities Ltd. Strategic Investment |
|
| 33 | January 24, 2023 | Non-compliance securities law against Prilink Securities Ltd. |
|
| 34 | January 24, 2023 | Non-compliance securities law against Rahima Khatun(Prilink Securities Ltd.) |
|
| 35 | January 24, 2023 | Non-compliance securities law against Romesha Khatun(Prilink Securities Ltd.) |
|
| 36 | January 24, 2023 | Non-compliance securities law against Mr. Sakhawat Pervez(Prilink Securities Ltd.) |
|
| 37 | January 24, 2023 | Non-compliance securities law against Mr. Tanveer Ahmed(City Brokerage Ltd.) |
|
| 38 | January 24, 2023 | Non-compliance securities law against Mr. Tashfeen Ahmed(City Brokerage Ltd.) |
|
| 39 | January 24, 2023 | Non-compliance securities law against Mr. Taskeen Ahmed(LankaBangla Securities Ltd.) |
|
| 40 | January 22, 2023 | Non-compliance securities law against Ms. Kazi Sadia Hasan |
|
| 41 | January 22, 2023 | Non-compliance securities law against Mr. Md. Tarek Aziz Mazumder |
|
| 42 | January 22, 2023 | Non-compliance securities law against Md. Abul Khayer(149) |
|
| 43 | January 22, 2023 | Non-compliance securities law against Md. Abul Khayer(148) |
|
| 44 | January 22, 2023 | Non-compliance securities law against Md. Abul Khayer |
|
| 45 | January 22, 2023 | Non-compliance securities law against CWT Asset Management Company Ltd. |
|
| 46 | January 22, 2023 | Non-compliance securities law against Ifad Enterprises Ltd. |
|
| 47 | January 20, 2023 | Non-compliance securities law against Al-haj Securities & Stocks Ltd. |
|
| 48 | January 19, 2023 | Non-compliance securities law against Mostafa Helal Kabir(UCB Stock Brokerage Ltd.) |
|
| 49 | January 19, 2023 | Non-compliance securities law against M-S Junny Munni Paribahan |
|
| 50 | January 19, 2023 | Non-compliance securities law against Popular Life Insurance Co. Ltd. |
|
| 51 | January 19, 2023 | Non-compliance securities law against Saburo Indigo Ltd. |
|
| 52 | January 19, 2023 | Non-compliance securities law against Shams Mahmud |
|
| 53 | January 19, 2023 | Non-compliance securities law against Shasha Garments Ltd. |
|
| 54 | January 19, 2023 | Non-compliance securities law against MAH Securities Ltd.(129) |
|
| 55 | January 19, 2023 | Non-compliance securities law against Khwaja Equity Service Ltd. |
|
| 56 | January 19, 2023 | Non-compliance securities law against Dynamic Securities Consultants Ltd.(126) |
|
| 57 | January 19, 2023 | Non-compliance securities law against ASENZ Securities Ltd. |
|
| 58 | January 19, 2023 | Non-compliance securities law against Habibur Rahman Securities Ltd. |
|
| 59 | January 19, 2023 | Non-compliance securities law against Fareast Islami Securities Ltd. |
|
| 60 | January 19, 2023 | Non-compliance securities law against Shahed Securities Ltd. |
|
| 61 | January 19, 2023 | Non-compliance securities law against BLI Securities Ltd. |
|
| 62 | January 19, 2023 | Non-compliance securities law against Times Securities Ltd. |
|
| 63 | January 19, 2023 | Non-compliance securities law against PFI Securities Ltd. |
|
| 64 | January 19, 2023 | Non-compliance securities law against SCL Securities Ltd. |
|
| 65 | January 19, 2023 | Non-compliance securities law against NBL Securities Ltd. |
|
| 66 | January 19, 2023 | Non-compliance securities law against International Leasing Securities Ltd. |
|
| 67 | January 19, 2023 | Non-compliance securities law against Vision Capital Management Ltd. |
|
| 68 | January 19, 2023 | Non-compliance securities law against Daulatunnessa Equities Ltd. |
|
| 69 | January 19, 2023 | Non-compliance securities law against Dynamic Securities Consultants Ltd. |
|
| 70 | January 19, 2023 | Non-compliance securities law against R N I Securities Ltd. |
|
| 71 | January 19, 2023 | Non-compliance securities law against Royal Capital Ltd. |
|
| 72 | January 19, 2023 | Non-compliance securities law against PFI Securities Ltd.(145) |
|
| 73 | January 19, 2023 | Non-compliance securities law against Camellia Duncan Foundation |
|
| 74 | January 19, 2023 | Non-compliance securities law against Pasha Capital Ltd |
|
| 75 | January 19, 2023 | Non-compliance securities law against Prudential Securities Ltd.(142) |
|
| 76 | January 19, 2023 | Non-compliance securities law against Prudential Securities Ltd. |
|
| 77 | January 19, 2023 | Non-compliance securities law against Mr. Ahmed Iftekharul Islam(EBL Securities Ltd.) |
|
| 78 | January 19, 2023 | Non-compliance securities law against Mr. Anisul Islam Mahmud(Citizen Securities & Investment Ltd.) |
|
| 79 | January 19, 2023 | Non-compliance securities law against Md. Rafiq Uddin(Royal Capital Ltd.) |
|
| 80 | January 19, 2023 | Non-compliance securities law against Salauddin Haider(NLI Securities Ltd.) |
|
| 81 | January 19, 2023 | Non-compliance securities law against Al-Muntaha Trading Co. Ltd. |
|
| 82 | January 19, 2023 | Non-compliance securities law against MAH Securities Ltd. |
|
| 83 | January 19, 2023 | Non-compliance securities law against Wifang Securities Ltd. |
|
| 84 | January 19, 2023 | Non-compliance securities law against Samata Leather Complex Ltd. |
|
| 85 | January 19, 2023 | Non-compliance securities law against Ms. Nassarrat Rahman (BLI Securities Ltd.) |
|
| 86 | January 19, 2023 | Non-compliance securities law against Al-Muntaha Trading Co. |
|
| 87 | January 19, 2023 | Non-compliance securities law against Md. Fakhrul Islam Securities Ltd. |
|
| 88 | January 19, 2023 | Non-compliance securities law against UGC Securities Ltd. |
|
| 89 | January 19, 2023 | Non-compliance securities law against Shah Mohammas Sagir & Co. Ltd. |
|
| 90 | January 19, 2023 | Non-compliance securities law against BRB Securities Ltd |
|
| 91 | January 19, 2023 | Non-compliance securities law against Anchor Securities Ltd. |
|
| 92 | January 18, 2023 | Non-compliance securities law against TSI Securities Ltd. |
|
| 93 | January 18, 2023 | Non-compliance securities law against Oasis Turner Limited |
|
| 94 | January 18, 2023 | Non-compliance securities law against Rashid Investment Services Ltd |
|
| 95 | January 08, 2023 | Order against Mr. Md. Mizanur Rahman |
|
| 96 | January 08, 2023 | Non-compliance securities law against Mohammad Akramul Haque(Vision Capital Management Ltd.) |
|
| 97 | January 05, 2023 | Non-compliance securities law against Adil Securities Limited |
|
| 98 | January 04, 2023 | Non-compliance securities law against Global Securities Ltd. |
|
| 99 | January 04, 2023 | Non-compliance securities law against M_S Karib Traders |
|
| 100 | January 03, 2023 | Non-compliance securities law against M_S Quaium & Sons |
|
| 101 | January 03, 2023 | Non-compliance securities law against MD. ASRAFUL ISLAM |
|
| 102 | January 03, 2023 | Non-compliance securities law against Commerce Bank Securities and Investment Ltd. |
|
| 103 | January 03, 2023 | Non-compliance securities law against Morium Nessa |
|
| 104 | January 01, 2023 | Non-compliance securities law against Alltex Industries Ltd.(Company Secretary) |
|
| 105 | January 01, 2023 | Non-compliance securities law against Western Securities Investment Management Ltd. |
|
| 106 | January 01, 2023 | Non-compliance securities law against Mr. Mohammed Moazzem Hossain(City Bank Capital Resources Ltd.) |
|
| 107 | January 01, 2023 | Non-compliance securities law against Mr. Nazmul Islam(City Bank Capital Resources Ltd.) |
|
| 108 | January 01, 2023 | Non-compliance securities law against Mr. Mohammad Ariful Islam(Rashal) (City Bank Capital Resources Ltd.) |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 29, 2022 | Non-compliance securities law against Shyamol Equity Management Ltd.(1687) |
|
| 2 | December 29, 2022 | Non-compliance securities law against Mr. Mozaharul Haque Shahid(Shyamol Equity Management Ltd.) |
|
| 3 | December 28, 2022 | Non-compliance securities law against Sterling Stocks and Securities Ltd. |
|
| 4 | December 28, 2022 | Non-compliance securities law against Premier Bank Securities Ltd. |
|
| 5 | December 28, 2022 | Non-compliance securities law against NBL Securities Ltd.(1695) |
|
| 6 | December 28, 2022 | Non-compliance securities law against Mr. Mujibbur Rahman(EBL Securities Ltd.) |
|
| 7 | December 28, 2022 | Non-compliance securities law against Green Delta Securities Ltd. |
|
| 8 | December 28, 2022 | Non-compliance securities law against G M F Securities Ltd. |
|
| 9 | December 28, 2022 | Non-compliance securities law against Mr. Md. Amzad Hossain Fakir(BD Sunlife Securities Ltd.) |
|
| 10 | December 28, 2022 | Non-compliance securities law against M/S. A R Trading(BD Sunlife Securities Ltd.) |
|
| 11 | December 28, 2022 | Non-compliance securities law against Md. Amzad Hossan Fakir & Roksana Amzad(BD Sunlife Securities Ltd.) |
|
| 12 | December 28, 2022 | Non-compliance securities law against Md. Akib Amzad(BD Sunlife Securities Ltd.) |
|
| 13 | December 28, 2022 | Non-compliance securities law against EBL Securities Ltd. |
|
| 14 | December 28, 2022 | Non-compliance securities law against Abdul Quaium and Associates(Commerce Bank Securities and Investment Ltd.) |
|
| 15 | December 28, 2022 | Non-compliance securities law against Mohammad Abdul Hai(UCB Stock Brokerage Ltd.) |
|
| 16 | December 28, 2022 | Non-compliance securities law against Harpoon Securities Ltd. |
|
| 17 | December 28, 2022 | Non-compliance securities law against Fareast Islami Life ICL EPF TB |
|
| 18 | December 28, 2022 | Non-compliance securities law against Wifang Securities Ltd. |
|
| 19 | December 28, 2022 | Non-compliance securities law against Mr. Tariq Ibrahim & Kajol Ibrahim(Ibrahim Securities Ltd.) |
|
| 20 | December 28, 2022 | Non-compliance securities law against Mr. Md. Saidur Rahman(International Leasing Securities Ltd.) |
|
| 21 | December 28, 2022 | Non-compliance securities law against Mr. Jasim Uddin(MSA Spinning Ltd.) |
|
| 22 | December 28, 2022 | Non-compliance securities law against Ms. Chandana Liouni Das |
|
| 23 | December 28, 2022 | Non-compliance securities law against Mr. James Martin Das |
|
| 24 | December 28, 2022 | Non-compliance securities law against Mr. Golam Kabir(SIBL Securities Ltd.) |
|
| 25 | December 28, 2022 | Non-compliance securities law against Mr. Atiqueur Rahman Mullick(SIBL Securities Ltd.) |
|
| 26 | December 28, 2022 | Non-compliance securities law against Md. Mizanur Rahman(Elegent Stock & Securities Ltd.) |
|
| 27 | December 28, 2022 | Non-compliance securities law against A.B.M. Abdul Hye(Elegent Stock & Securities Ltd.) |
|
| 28 | December 26, 2022 | Non-compliance securities law against Mr. Abdul Quader(Nouvelle Securities Ltd.) |
|
| 29 | December 26, 2022 | Non-compliance securities law against NBL Securities Ltd. |
|
| 30 | December 26, 2022 | Non-compliance securities law against AHC Securities Ltd. |
|
| 31 | December 21, 2022 | Non-compliance securities law against Mahedi Hasan(Square Securities Management Ltd.) |
|
| 32 | December 21, 2022 | Non-compliance securities law against Mahdi Amin(BD Finance Securities Ltd.) |
|
| 33 | December 14, 2022 | Order against Shatrong Agro Fisheries Ltd.(EBL Securities Ltd.) |
|
| 34 | December 14, 2022 | Order against Md. Louthful Goni Tito(Multi Securities & Services Ltd.) |
|
| 35 | December 14, 2022 | Non-compliance securities law against Shammi Neawaz.(Multi Securities & Services Ltd.) |
|
| 36 | December 12, 2022 | Non-compliance securities law against Arena Securities Ltd. |
|
| 37 | December 07, 2022 | Non-compliance securities law against Premier Bank Securities Ltd. |
|
| 38 | December 07, 2022 | Non-compliance securities law against Eminent Securities Ltd. |
|
| 39 | December 07, 2022 | Non-compliance securities law against Hasan Securities Ltd. |
|
| 40 | December 07, 2022 | Non-compliance securities law against Bank Asia Securities Ltd. |
|
| 41 | December 07, 2022 | Non-compliance securities law against Ace Capital Management Service Ltd. |
|
| 42 | December 04, 2022 | Non-compliance securities law against Mohammadi Stock Market Ltd. |
|
| 43 | December 01, 2022 | Non-compliance securities law against UGC Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 29, 2022 | Non-compliance securities law against Wifang Securities Ltd. |
|
| 2 | November 29, 2022 | Non-compliance securities law against International Leasing Securities Ltd. |
|
| 3 | November 29, 2022 | Non-compliance securities law against Pubali Bank Securities Ltd. |
|
| 4 | November 29, 2022 | Non-compliance securities law against Reliance Brokerage Services Ltd.(AVIVA Equity Management Ltd.) |
|
| 5 | November 29, 2022 | Non-compliance securities law against AB Investment Ltd. |
|
| 6 | November 28, 2022 | Non-compliance securities law against NRBC Bank Securities Ltd.(1547) |
|
| 7 | November 28, 2022 | Non-compliance securities law against NRBC Bank Securities Ltd.(1546) |
|
| 8 | November 28, 2022 | Non-compliance securities law against NRBC Bank Securities Ltd. |
|
| 9 | November 28, 2022 | Non-compliance securities law against G.M. Akther Hussain(1544) |
|
| 10 | November 28, 2022 | Non-compliance securities law against G.M. Akther Hussain(1543) |
|
| 11 | November 28, 2022 | Non-compliance securities law against G.M. Akther Hussain(1542) |
|
| 12 | November 27, 2022 | Non-compliance securities law against Eastern Capital Ltd. |
|
| 13 | November 27, 2022 | Non-compliance securities law against Sheltech Brokerage Ltd. |
|
| 14 | November 27, 2022 | Non-compliance securities law against IBSL Stock Dealer Account |
|
| 15 | November 22, 2022 | Order against Md. Jashim Uddin |
|
| 16 | November 22, 2022 | Non-compliance securities law against Star Sharebazar Ltd. |
|
| 17 | November 20, 2022 | Non-compliance securities law against Investment Corporation of Bangladesh(ICB)(1507) |
|
| 18 | November 20, 2022 | Non-compliance securities law against Investment Corporation of Bangladesh(ICB) |
|
| 19 | November 17, 2022 | Non-compliance securities law against Apex Investments Ltd. |
|
| 20 | November 16, 2022 | Order against Kazi Amdadul Hoque |
|
| 21 | November 16, 2022 | Order against Hosne Ara Begum |
|
| 22 | November 16, 2022 | Order against Md. Abdus Sultan |
|
| 23 | November 16, 2022 | Order against Shahida Arabi |
|
| 24 | November 16, 2022 | Order against Md. Saiful Islam Helaly |
|
| 25 | November 16, 2022 | Order against Mohammad Hamdul Islam |
|
| 26 | November 16, 2022 | Non-compliance securities law against Mr. Sayed Shahinur Rahman(Shahin) |
|
| 27 | November 16, 2022 | Non-compliance securities law against Rifat Trade International |
|
| 28 | November 16, 2022 | Non-compliance securities law against New Blue Bird International |
|
| 29 | November 16, 2022 | Non-compliance securities law against M S Hassan Brothers |
|
| 30 | November 16, 2022 | Non-compliance securities law against Mr. Mohanmmad rafiqul Islam Miah |
|
| 31 | November 16, 2022 | Non-compliance securities law against Mr. Md. Altamasul Islam Rasel |
|
| 32 | November 16, 2022 | Non-compliance securities law against Mr. MD Abu Naser Sarker |
|
| 33 | November 16, 2022 | Non-compliance securities law against Mr. Md. Abid Hossain Khan |
|
| 34 | November 16, 2022 | Non-compliance securities law against Mr. Majedul Islam |
|
| 35 | November 16, 2022 | Non-compliance securities law against Mr. Biddhut Ranjan shaha |
|
| 36 | November 16, 2022 | Non-compliance securities law against Mrs. Ayesha Sarker |
|
| 37 | November 16, 2022 | Non-compliance securities law against Anannya Traders |
|
| 38 | November 16, 2022 | Non-compliance securities law against Anannya Printers |
|
| 39 | November 16, 2022 | Non-compliance securities law against Mr. A.K.M. Mizanur Rahman Services Ltd. |
|
| 40 | November 14, 2022 | Non-compliance securities law against Commerce Bank Securities and Investment Ltd.(1467) |
|
| 41 | November 14, 2022 | Non-compliance securities law against Commerce Bank Securities and Investment Ltd. |
|
| 42 | November 14, 2022 | Non-compliance securities law against Khwaja Equity Services Ltd.(1465) |
|
| 43 | November 14, 2022 | Non-compliance securities law against Khwaja Equity Services Ltd. |
|
| 44 | November 14, 2022 | Non-compliance securities law against Saad Securities Ltd.(1463) |
|
| 45 | November 14, 2022 | Non-compliance securities law against Saad Securities Ltd. |
|
| 46 | November 14, 2022 | Non-compliance securities law against Green Delta Securities Ltd. |
|
| 47 | November 14, 2022 | Non-compliance securities law against ARC Securities Ltd.(1460) |
|
| 48 | November 14, 2022 | Non-compliance securities law against ARC Securities Ltd. |
|
| 49 | November 14, 2022 | Non-compliance securities law against Investment Promotion Service Ltd. |
|
| 50 | November 06, 2022 | Order against Alif Assets Management Company Ltd. |
|
| 51 | November 06, 2022 | Non-compliance securities law against Md. Shaidullah Securities Ltd. |
|
| 52 | November 02, 2022 | Non-compliance securities law against Vantage Securities Ltd. |
|
| 53 | November 01, 2022 | Non-compliance securities law against Ten Stars (Pvt.) Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 31, 2022 | Non-compliance securities law against Paramount Textile Ltd. |
|
| 2 | October 31, 2022 | Non-compliance securities law against Paramount Insurance Company Ltd. |
|
| 3 | October 31, 2022 | Non-compliance securities law against MTB Securities Ltd. |
|
| 4 | October 30, 2022 | Order against Mr. Md. Abul Khayer and his Associates |
|
| 5 | October 30, 2022 | Non-compliance securities law against S.M. Fazlul Haque |
|
| 6 | October 30, 2022 | Non-compliance securities law against Mr. Nani Gopal Das(Authorized representative of Mercantile Bank Securities Limited) |
|
| 7 | October 30, 2022 | Non-compliance securities law against Mercantile Bank Securities Ltd. |
|
| 8 | October 30, 2022 | Non-compliance securities law against Bank Asia Securities Ltd. |
|
| 9 | October 30, 2022 | Non-compliance securities law against Sharp Securities Ltd. |
|
| 10 | October 30, 2022 | Non-compliance securities law against Rose Securities Ltd. |
|
| 11 | October 30, 2022 | Non-compliance securities law against Al-Muntaha Trading Co. Ltd.(1412) |
|
| 12 | October 30, 2022 | Non-compliance securities law against Commerce Bank Securities and Investment Ltd. |
|
| 13 | October 30, 2022 | Non-compliance securities law against Royal Capital Ltd. |
|
| 14 | October 20, 2022 | Non-compliance securities law against Aloco Securities Ltd. |
|
| 15 | October 20, 2022 | Non-compliance securities law against AB & Co.Ltd. |
|
| 16 | October 20, 2022 | Non-compliance securities law against UCB Stock Brokerage Ltd. |
|
| 17 | October 20, 2022 | Non-compliance securities law against IDLC Securities Ltd. |
|
| 18 | October 20, 2022 | Non-compliance securities law against Ibrahim Securities Ltd. |
|
| 19 | October 20, 2022 | Non-compliance securities law against Globe Securities Ltd.(1354) |
|
| 20 | October 20, 2022 | Non-compliance securities law against EBL Securities Ltd. |
|
| 21 | October 20, 2022 | Non-compliance securities law against Arena Securities Ltd. |
|
| 22 | October 20, 2022 | Non-compliance securities law against Anwar Securities Ltd. |
|
| 23 | October 20, 2022 | Non-compliance securities law against Al-Muntaha Trading Co. Ltd. |
|
| 24 | October 20, 2022 | Non-compliance securities law against Akij Capital Management Ltd. |
|
| 25 | October 20, 2022 | Non-compliance securities law against A.B. Ispahani Securities Ltd. |
|
| 26 | October 20, 2022 | Non-compliance securities law against Eminent Securities Ltd. |
|
| 27 | October 19, 2022 | Non-compliance securities law against Globe Securities Ltd. |
|
| 28 | October 18, 2022 | Order against Mohammad Jahidul Abedin |
|
| 29 | October 18, 2022 | Order against Md. Saif Ullah(1339) |
|
| 30 | October 18, 2022 | Order against Md. A. G. Mahmud |
|
| 31 | October 18, 2022 | Order against S. M. Motaharul Jannan |
|
| 32 | October 18, 2022 | Non-compliance securities law against Times Securities Ltd. |
|
| 33 | October 16, 2022 | Order against Md. Nasar Uddin |
|
| 34 | October 16, 2022 | Order against Sharmin Akter Lovely |
|
| 35 | October 16, 2022 | Non-compliance securities law against Shahjalal Islami Bank Securities Ltd. |
|
| 36 | October 16, 2022 | Non-compliance securities law against Labeeb Enterprise |
|
| 37 | October 13, 2022 | Order against Mr. Md. Jashim Uddin |
|
| 38 | October 13, 2022 | Order against Oshadhi Securities Ltd. |
|
| 39 | October 12, 2022 | Non-compliance securities law against Nizam's Shares and Securities Ltd. |
|
| 40 | October 04, 2022 | Non-compliance securities law against United Financial Trading Co. Ltd. |
|
| 41 | October 04, 2022 | Non-compliance securities law against UniCap Securities Ltd. |
|
| 42 | October 04, 2022 | Non-compliance securities law against Mona Financial Consultancy & Securities Ltd. |
|
| 43 | October 04, 2022 | Non-compliance securities law against Jahan Securities Ltd. |
|
| 44 | October 03, 2022 | Order against Md. Saif Ullah |
|
| 45 | October 03, 2022 | Non-compliance securities law against Oshadhi Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 29, 2022 | Non-compliance securities law against AB Securities Ltd. |
|
| 2 | September 29, 2022 | Non-compliance securities law against United Financial Trading Ltd. |
|
| 3 | September 29, 2022 | Non-compliance securities law against BD Sunlife Securities Ltd. |
|
| 4 | September 29, 2022 | Non-compliance securities law against Commerce Bank Securities and Investments Ltd. |
|
| 5 | September 29, 2022 | Non-compliance securities law against BDBL Investment Securities Ltd. |
|
| 6 | September 29, 2022 | Non-compliance securities law against SIBL Securities Ltd. |
|
| 7 | September 29, 2022 | Non-compliance securities law against A N F Management Company Ltd. |
|
| 8 | September 29, 2022 | Non-compliance securities law against SKYS Securities Ltd. |
|
| 9 | September 29, 2022 | Non-compliance securities law against Jesco Capital Management Ltd. |
|
| 10 | September 29, 2022 | Non-compliance securities law against Smart Share and Securities Ltd. |
|
| 11 | September 27, 2022 | Non-compliance securities law against Shah Mohammad Sagir & Co. Ltd. |
|
| 12 | September 27, 2022 | Non-compliance securities law against Paramount Textile Ltd. |
|
| 13 | September 27, 2022 | Non-compliance securities law against Shahjalal Islami Bank Securities Ltd. |
|
| 14 | September 26, 2022 | Non-compliance securities law against Lotus Shares & Securities Ltd. |
|
| 15 | September 26, 2022 | Non-compliance securities law against Mr. Kabir Uddin (City Brokerage Limited) |
|
| 16 | September 26, 2022 | Non-compliance securities law against United Financial Trading Co. Ltd. |
|
| 17 | September 26, 2022 | Non-compliance securities law against A.L. Securities Ltd. |
|
| 18 | September 26, 2022 | Non-compliance securities law against Ms. Sanjida Rahman(LankaBangla Securities Ltd.) |
|
| 19 | September 25, 2022 | Non-compliance securities law against Unique Insecticides Ltd. |
|
| 20 | September 25, 2022 | Non-compliance securities law against Unique Plastic Industries Ltd. |
|
| 21 | September 25, 2022 | Non-compliance securities law against Mrs. Maksuda Hossain |
|
| 22 | September 25, 2022 | Non-compliance securities law against Md. Jubair Hossain |
|
| 23 | September 22, 2022 | Non-compliance securities law against Md. Sajjadur Rahman Bhuiyan |
|
| 24 | September 22, 2022 | Non-compliance securities law against NBL Securities Ltd. |
|
| 25 | September 21, 2022 | Non-compliance securities law against Sheltech Brokerage Ltd. |
|
| 26 | September 20, 2022 | Order against Mr. Md. A. G. Mahmud |
|
| 27 | September 20, 2022 | Order against Md. Saif Ullah |
|
| 28 | September 20, 2022 | Order against Mr. Md. Jashim Uddin |
|
| 29 | September 19, 2022 | Order against Swadesh Investment Management Ltd. |
|
| 30 | September 19, 2022 | Non-compliance securities law against DMR Securities Services Ltd. |
|
| 31 | September 19, 2022 | Non-compliance securities law against SIBL Securities Ltd. |
|
| 32 | September 18, 2022 | Order against Bloominance Asset Management Company Ltd. |
|
| 33 | September 18, 2022 | Non-compliance securities law against Harun_Securities Ltd. |
|
| 34 | September 13, 2022 | Non-compliance securities law against Mr. Harun-Or-Rashid (Sponsor of Standard Bank Ltd.) |
|
| 35 | September 13, 2022 | Non-compliance securities law against Standard Bank Securities Ltd. |
|
| 36 | September 11, 2022 | Non-compliance securities law against Indicate Securities Ltd. |
|
| 37 | September 11, 2022 | Non-compliance securities law against PLFS Investments Ltd. |
|
| 38 | September 11, 2022 | Non-compliance securities law against Swadesh Investment Management Ltd. |
|
| 39 | September 11, 2022 | Non-compliance securities law against AIBL Capital Management Ltd. |
|
| 40 | September 11, 2022 | Non-compliance securities law against Imperial Capital Ltd. |
|
| 41 | September 11, 2022 | Non-compliance securities law against ACE Capital Management Services Ltd. |
|
| 42 | September 11, 2022 | Non-compliance securities law against Shahjalal Equity Management Ltd. |
|
| 43 | September 11, 2022 | Non-compliance securities law against NRB Equity Management Ltd. |
|
| 44 | September 05, 2022 | Non-compliance securities law against Farest Stocks & Bonds Ltd. |
|
| 45 | September 05, 2022 | Non-compliance securities law against Island Securities Ltd. |
|
| 46 | September 05, 2022 | Non-compliance securities law against Stock & bond Ltd. |
|
| 47 | September 05, 2022 | Non-compliance securities law against MTB Securities Ltd. |
|
| 48 | September 05, 2022 | Non-compliance securities law against Apar Aminul |
|
| 49 | September 05, 2022 | Non-compliance securities law against Pramith Aminul Parosh |
|
| 50 | September 04, 2022 | Order against Banco Finance & Investment Ltd. |
|
| 51 | September 04, 2022 | Non-compliance securities law against Mohammad Ata Karim & Co. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 31, 2022 | Non-compliance securities law against EMES Securities Ltd. |
|
| 2 | August 31, 2022 | Non-compliance securities law against Shyamol Equity Management Ltd.(1170) |
|
| 3 | August 31, 2022 | Non-compliance securities law against Shyamol Equity Management Ltd. |
|
| 4 | August 29, 2022 | Non-compliance securities law against Uniroyal Securities Ltd. |
|
| 5 | August 29, 2022 | Non-compliance securities law against NLI Securities Ltd. |
|
| 6 | August 29, 2022 | Non-compliance securities law against LankaBangla Securities Ltd. |
|
| 7 | August 29, 2022 | Non-compliance securities law against Vertex Stock & Securities Ltd. |
|
| 8 | August 29, 2022 | Non-compliance securities law against UCB Stock Brokerage Ltd. |
|
| 9 | August 29, 2022 | Non-compliance securities law against Bank Asia Securities Ltd. |
|
| 10 | August 29, 2022 | Non-compliance securities law against United Financial Trading Company Ltd. |
|
| 11 | August 28, 2022 | Non-compliance securities law against Fareast Stock & Bond Ltd. |
|
| 12 | August 28, 2022 | Non-compliance securities law against Chittagong Shares & Securities Ltd. |
|
| 13 | August 28, 2022 | Non-compliance securities law against B & B Enterprise Ltd. |
|
| 14 | August 24, 2022 | Non-compliance securities law against EBL Securities Ltd. |
|
| 15 | August 24, 2022 | Non-compliance securities law against Bank Asia Securities Ltd.(1135) |
|
| 16 | August 24, 2022 | Non-compliance securities law against BD Sunlife Securities Ltd. |
|
| 17 | August 24, 2022 | Non-compliance securities law against Phoenix Securities Ltd. |
|
| 18 | August 24, 2022 | Non-compliance securities law against Dhanmondi Securities Ltd. |
|
| 19 | August 23, 2022 | Non-compliance securities law against Mona Financial Consultancy and Securities Ltd. |
|
| 20 | August 23, 2022 | Non-compliance securities law against Eminent Securities Ltd. |
|
| 21 | August 22, 2022 | Non-compliance securities law against Hazrat Amanat Shah Securities Ltd. |
|
| 22 | August 22, 2022 | Non-compliance securities law against Azam Securities Ltd. |
|
| 23 | August 22, 2022 | Non-compliance securities law against AD Holdings & Securities Ltd. |
|
| 24 | August 22, 2022 | Non-compliance securities law against Sinha Securities Ltd. |
|
| 25 | August 22, 2022 | Non-compliance securities law against Imtiyaz Husain Securities Ltd. |
|
| 26 | August 22, 2022 | Non-compliance securities law against Indicate Securities Consultants Ltd. |
|
| 27 | August 16, 2022 | Non-compliance securities law against International Securities Company Ltd. |
|
| 28 | August 16, 2022 | Non-compliance securities law against Subvalley Securities Ltd. |
|
| 29 | August 16, 2022 | Non-compliance securities law against Salta Capital Ltd. |
|
| 30 | August 08, 2022 | Non-compliance securities law against Hedayetullah Securities Ltd. |
|
| 31 | August 04, 2022 | Non-compliance securities law against Akij Capital Management Ltd. |
|
| 32 | August 02, 2022 | Order against D I T Co-Operative Ltd. and Associates |
|
| 33 | August 02, 2022 | Order against Mr. Abul Kalam Matbar and his Associates |
|
| 34 | August 02, 2022 | Non-compliance securities law against M-Securities Ltd. |
|
| 35 | August 02, 2022 | Non-compliance securities law against Ershad Securities Ltd. |
|
| 36 | August 02, 2022 | Non-compliance securities law against Razzak Securities Ltd. |
|
| 37 | August 02, 2022 | Non-compliance securities law against HAC Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 31, 2022 | Non-compliance securities law against IDLC Investments Limited-Omnibus |
|
| 2 | July 31, 2022 | Non-compliance securities law against Anirban Das Gupta |
|
| 3 | July 31, 2022 | Non-compliance securities law against Uniroyal Securities Ltd. |
|
| 4 | July 27, 2022 | Order against Familytex BD Ltd. |
|
| 5 | July 24, 2022 | Non-compliance securities law against EBL Investments Ltd. |
|
| 6 | July 24, 2022 | Non-compliance securities law against LankaBangla Securities Ltd. |
|
| 7 | July 24, 2022 | Non-compliance securities law against Sterling Stocks and Securities Ltd. |
|
| 8 | July 24, 2022 | Non-compliance securities law against Mrs. Rashada Akter Maya |
|
| 9 | July 24, 2022 | Non-compliance securities law against Mr. Sayed Sirajud Dawla |
|
| 10 | July 07, 2022 | Non-compliance securities law against United Securities Ltd. |
|
| 11 | July 07, 2022 | Non-compliance securities law against Nabiul Karim Securities Ltd. |
|
| 12 | July 06, 2022 | Order against Konika Afroze and Associates |
|
| 13 | July 06, 2022 | Order against Abul Kalam Matber and his Associates |
|
| 14 | July 06, 2022 | Non-compliance securities law against NRB Commercial Bank Ltd. and Its Associates |
|
| 15 | July 06, 2022 | Non-compliance securities law against A.Wahab & Co. |
|
| 16 | July 06, 2022 | Non-compliance securities law against Wahab & Co. |
|
| 17 | July 04, 2022 | Non-compliance securities law against Mika Securities Ltd. |
|
| 18 | July 04, 2022 | Non-compliance securities law against Mr. Md. Saif Ullah |
|
| 19 | July 04, 2022 | Non-compliance securities law against Bishwajit Das |
|
| 20 | July 04, 2022 | Non-compliance securities law against Mr. Md. Shahabul Alam |
|
| 21 | July 04, 2022 | Non-compliance securities law against Sheikh Mohammad Ghulam Quibria |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 29, 2022 | Non-compliance securities law against Mr. Monjur Md Saiful Azam |
|
| 2 | June 29, 2022 | Non-compliance securities law against Mirror Financial Management Securities Ltd. |
|
| 3 | June 29, 2022 | Non-compliance securities law against Aries Securities Ltd. |
|
| 4 | June 29, 2022 | Non-compliance securities law against K.H.B. Securities Ltd. |
|
| 5 | June 29, 2022 | Non-compliance securities law against SCL Securities Ltd. |
|
| 6 | June 26, 2022 | Non-compliance securities law against Mr. Gulam Mustafa |
|
| 7 | June 22, 2022 | Order against Prime Islami Securities Ltd. |
|
| 8 | June 22, 2022 | Order against Primie Islami Life Insurance Ltd. |
|
| 9 | June 22, 2022 | Order against R.N. Spining Mills Ltd(916). |
|
| 10 | June 22, 2022 | Order against R.N. Spining Mills Ltd(910). |
|
| 11 | June 22, 2022 | Non-compliance securities law against Green Delta Securities Ltd. |
|
| 12 | June 22, 2022 | Non-compliance securities law against M. Zubair Securities Ltd. |
|
| 13 | June 22, 2022 | Non-compliance securities law against Globe Securities Ltd. |
|
| 14 | June 21, 2022 | Non-compliance securities law against Rupali Bank Securities Ltd. |
|
| 15 | June 21, 2022 | Non-compliance securities law against R. N. Trading Ltd. |
|
| 16 | June 20, 2022 | Order against CEO Prime Islalmi Securities Ltd. |
|
| 17 | June 20, 2022 | Order against Mrs Kazi Sadia Hasan & Associates(891) |
|
| 18 | June 20, 2022 | Order against Desh Ideal Trust Co-Operative Ltd. |
|
| 19 | June 20, 2022 | Order against Mrs. Kazi Sadia Hasan & Associates(887) |
|
| 20 | June 20, 2022 | Order against Mr. Md. Khurshid Alam, CEO of EC Securities Ltd. |
|
| 21 | June 20, 2022 | Order against EC Securities Ltd. |
|
| 22 | June 19, 2022 | Non-compliance securities law against Treasure Securities Ltd. |
|
| 23 | June 19, 2022 | Non-compliance securities law against Treasure Securities Ltd. |
|
| 24 | June 16, 2022 | Non-compliance securities law against Cosmopolitan Equities Ltd. |
|
| 25 | June 16, 2022 | Non-compliance securities law against Commerce Bank Securities and Investment Ltd. |
|
| 26 | June 15, 2022 | Non-compliance securities law against S & H Equities Ltd. |
|
| 27 | June 15, 2022 | Non-compliance securities law against Elegant Stock & Securities Ltd. |
|
| 28 | June 15, 2022 | Non-compliance securities law against Wifang Securities Ltd. |
|
| 29 | June 15, 2022 | Non-compliance securities law against Mr. Akram Hossain Md. Feroz |
|
| 30 | June 08, 2022 | Non-compliance securities law against Premier Group of Company & Its Chairman |
|
| 31 | June 05, 2022 | Non-compliance securities law against Shohrab Securities & Trade Ltd. |
|
| 32 | June 02, 2022 | Non-compliance securities law against Modern Securities Ltd. |
|
| 33 | June 02, 2022 | Non-compliance securities law against Fareast Stocks & Bonds Ltd(831). |
|
| 34 | June 02, 2022 | Non-compliance securities law against Lanka Bangla Securities Ltd. |
|
| 35 | June 02, 2022 | Non-compliance securities law against Joytun Securities International Ltd. |
|
| 36 | June 02, 2022 | Non-compliance securities law against Prudential Securities Ltd. |
|
| 37 | June 01, 2022 | Non-compliance securities law against Brac EPL Stock Brokerage Ltd. |
|
| 38 | June 01, 2022 | Non-compliance securities law against Fareast Stocks & Bonds Ltd(847). |
|
| 39 | June 01, 2022 | Non-compliance securities law against Fareast Stocks & Bonds Ltd(845). |
|
| 40 | June 01, 2022 | Non-compliance securities law against Prudential Capital Ltd. |
|
| 41 | June 01, 2022 | Non-compliance securities law against First Capital Securities Ltd. |
|
| 42 | June 01, 2022 | Non-compliance securities law against Mona Financial Consultancy & Securities Ltd. |
|
| 43 | June 01, 2022 | Non-compliance securities law against British Bengal Securities Ltd. |
|
| 44 | June 01, 2022 | Non-compliance securities law against Century Securities Ltd. |
|
| 45 | June 01, 2022 | Non-compliance securities law against Hillcity Securities Ltd. |
|
| 46 | June 01, 2022 | Non-compliance securities law against Remons Investment & Securities Ltd. |
|
| 47 | June 01, 2022 | Non-compliance securities law against Reliance Securities Consultant Ltd. |
|
| 48 | June 01, 2022 | Non-compliance securities law against Square Securities Management Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 30, 2022 | Non-compliance securities law against Alamgir Hossain |
|
| 2 | May 30, 2022 | Non-compliance securities law against Doreen Capital Management Ltd. |
|
| 3 | May 30, 2022 | Non-compliance securities law against Md. Mizanur Rahman & his associates |
|
| 4 | May 29, 2022 | Non-compliance securities law against Ahmed Iqbal Hasan Securities Ltd. |
|
| 5 | May 29, 2022 | Non-compliance securities law against IFIC Securities Ltd. |
|
| 6 | May 29, 2022 | Non-compliance securities law against Beximco Securities Ltd. |
|
| 7 | May 29, 2022 | Non-compliance securities law against Western Securities Investment Management Ltd. |
|
| 8 | May 29, 2022 | Non-compliance securities law against Md. Tuhel Ahmed Chowdhury |
|
| 9 | May 29, 2022 | Non-compliance securities law against Md. Khamrul Islam Chowdhury |
|
| 10 | May 29, 2022 | Non-compliance securities law against Md. Mahmud Elahi |
|
| 11 | May 29, 2022 | Non-compliance securities law against LankaBangla Securities Ltd. |
|
| 12 | May 29, 2022 | Non-compliance securities law against Times Securities Ltd. |
|
| 13 | May 29, 2022 | Non-compliance securities law against Trustee Securities Ltd. |
|
| 14 | May 26, 2022 | Non-compliance securities law against Shyamol Equity Management Ltd. |
|
| 15 | May 26, 2022 | Non-compliance securities law against Commerce Bank Securities & Investment Ltd. |
|
| 16 | May 26, 2022 | Non-compliance securities law against Chittagong Shares & Securities Ltd. |
|
| 17 | May 25, 2022 | Non-compliance securities law against Globe Securities Ltd. |
|
| 18 | May 25, 2022 | Non-compliance securities law against Transcom Securities Ltd. |
|
| 19 | May 25, 2022 | Non-compliance securities law against MTB Securities Ltd. |
|
| 20 | May 25, 2022 | Non-compliance securities law against Mr. Shamsul Alam Shamim & his associates |
|
| 21 | May 25, 2022 | Non-compliance securities law against SAR Securities Ltd. |
|
| 22 | May 24, 2022 | Non-compliance securities law against Shahidul Hoque Sikder Securities Exchange Ltd. |
|
| 23 | May 24, 2022 | Non-compliance securities law against NCCB Securities & Financial Services Ltd. |
|
| 24 | May 24, 2022 | Non-compliance securities law against Salta Capital Ltd. |
|
| 25 | May 24, 2022 | Non-compliance securities law against Investment Corporation of Bangaldesh |
|
| 26 | May 24, 2022 | Non-compliance securities law against Island Securities Ltd. |
|
| 27 | May 23, 2022 | Non-compliance securities law against Dragon Securities Ltd. |
|
| 28 | May 22, 2022 | Non-compliance securities law against Megacity Securities Ltd. |
|
| 29 | May 19, 2022 | Order against Mr. ATM Mahbubul Alam |
|
| 30 | May 19, 2022 | Order against Mr. Md Shahidul Alam |
|
| 31 | May 19, 2022 | Order against Mr. Mosleh Uddin Ahmed |
|
| 32 | May 19, 2022 | Order against Mr. Md Ashiqur Rahman |
|
| 33 | May 19, 2022 | Order against Mr. Md. Arifur Rahman |
|
| 34 | May 19, 2022 | Order against Mr. Samsul Alam |
|
| 35 | May 19, 2022 | Order against Mr. Mirza Aminul Islam Beg |
|
| 36 | May 18, 2022 | Order against Mrs. Maksuda Ahmed |
|
| 37 | May 18, 2022 | Order against Mrs. Farida Hossen |
|
| 38 | May 18, 2022 | Order against Mr. Rejaur Rahman |
|
| 39 | May 18, 2022 | Non-compliance securities law against AIBL Capital Market Services Ltd. |
|
| 40 | May 18, 2022 | Non-compliance securities law against Al-Arafah Islami Bank Folio |
|
| 41 | May 11, 2022 | Non-compliance securities law against Kattali Textile Ltd. |
|
| 42 | May 11, 2022 | Non-compliance securities law against ATA Khan & Co. |
|
| 43 | May 11, 2022 | Non-compliance securities law against Md. Toriqul Islam |
|
| 44 | May 11, 2022 | Non-compliance securities law against Md. Toufiqul Islam |
|
| 45 | May 11, 2022 | Non-compliance securities law against Md. Rafiqul Islam |
|
| 46 | May 11, 2022 | Non-compliance securities law against Md. Shofiqul Islam |
|
| 47 | May 10, 2022 | Non-compliance securities law against Lanka Bangla Securities Ltd. |
|
| 48 | May 10, 2022 | Non-compliance securities law against Md. Sahidullah Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 28, 2022 | Non-compliance securities law against Prime Bank Securities Ltd. |
|
| 2 | April 27, 2022 | Non-compliance securities law against ASENZ Securities Ltd. |
|
| 3 | April 26, 2022 | Non-compliance securities law against Hedayetullah Securities Ltd._672 |
|
| 4 | April 25, 2022 | Non-compliance securities law against Mutual Trust Bank Ltd. |
|
| 5 | April 25, 2022 | Non-compliance securities law against MTB Securities Ltd. |
|
| 6 | April 25, 2022 | Non-compliance securities law against ARC Securities Ltd. |
|
| 7 | April 25, 2022 | Non-compliance securities law against Mona Financial Consultancy & Securities Ltd. |
|
| 8 | April 25, 2022 | Non-compliance securities law against SIBL Securities Ltd. |
|
| 9 | April 25, 2022 | Non-compliance securities law against Jamal Ahmed Securities Ltd. |
|
| 10 | April 25, 2022 | Non-compliance securities law against Mohammed Hasan |
|
| 11 | April 24, 2022 | Non-compliance securities law against Md. Fakhrul Islam Securities Ltd. |
|
| 12 | April 20, 2022 | Non-compliance securities law against Times Securities Ltd._629 |
|
| 13 | April 20, 2022 | Non-compliance securities law against GMF Securities Ltd. |
|
| 14 | April 20, 2022 | Non-compliance securities law against Prudential Securities Ltd. |
|
| 15 | April 20, 2022 | Non-compliance securities law against ETBL Securities & Exchange Ltd. |
|
| 16 | April 20, 2022 | Non-compliance securities law against M & Z Securities Ltd. |
|
| 17 | April 20, 2022 | Non-compliance securities law against Gateway Equity Resorces Ltd. |
|
| 18 | April 20, 2022 | Non-compliance securities law against Globe Securities Ltd. |
|
| 19 | April 20, 2022 | Non-compliance securities law against International leasing Securities Ltd. |
|
| 20 | April 19, 2022 | Order against Wifang Securities Ltd. |
|
| 21 | April 19, 2022 | Non-compliance securities law against LankaBangla Securities Ltd. |
|
| 22 | April 19, 2022 | Non-compliance securities law against AB & Co. Ltd. |
|
| 23 | April 19, 2022 | Non-compliance securities law against Pioneer Shares & Securities Ltd. |
|
| 24 | April 18, 2022 | Order against Shyamol Equity Management Ltd. |
|
| 25 | April 18, 2022 | Non-compliance securities law against Mrs. Mursheda mahbub |
|
| 26 | April 18, 2022 | Non-compliance securities law against Mr. Md. Himel Talukder |
|
| 27 | April 18, 2022 | Non-compliance securities law against Mrs. Jotsna Parveen |
|
| 28 | April 17, 2022 | Non-compliance securities law against Hedyatullah Securities Ltd. |
|
| 29 | April 17, 2022 | Non-compliance securities law against UniCap investment Ltd. |
|
| 30 | April 17, 2022 | Non-compliance securities law against K.M. Hasan & Co. |
|
| 31 | April 17, 2022 | Non-compliance securities law against Kazi Firoz Rashid Securities Ltd. |
|
| 32 | April 13, 2022 | Non-compliance securities law against Al Haja jahanara Securities Ltd. |
|
| 33 | April 13, 2022 | Non-compliance securities law against Prilink Securities Ltd. |
|
| 34 | April 13, 2022 | Non-compliance securities law against AM Securities & Financial Services Ltd. |
|
| 35 | April 13, 2022 | Non-compliance securities law against Mika Securities Ltd. |
|
| 36 | April 13, 2022 | Non-compliance securities law against Jumuna Bank Capital Management Ltd. |
|
| 37 | April 13, 2022 | Non-compliance securities law against Pubali Bank Securities Ltd. |
|
| 38 | April 12, 2022 | Order against Ms. Mehenaz Bin Tazia |
|
| 39 | April 12, 2022 | Order against Abdul Quaium and His Associates |
|
| 40 | April 12, 2022 | Non-compliance securities law against Premier Bank Securities Ltd. |
|
| 41 | April 11, 2022 | Non-compliance securities law against Western Securities Investment Management Ltd. |
|
| 42 | April 11, 2022 | Non-compliance securities law against Adams Securities Ltd. |
|
| 43 | April 10, 2022 | Non-compliance securities law against A N F Management Company Ltd._570 |
|
| 44 | April 07, 2022 | Non-compliance securities law against IFIC Securities Ltd. |
|
| 45 | April 07, 2022 | Non-compliance securities law against Md. Abul Khayer & His Associates. |
|
| 46 | April 07, 2022 | Non-compliance securities law against NRBC Bank Securities Ltd. |
|
| 47 | April 07, 2022 | Non-compliance securities law against Synthia Securities Ltd. |
|
| 48 | April 06, 2022 | Non-compliance securities law against Anchor Securities Ltd. |
|
| 49 | April 06, 2022 | Non-compliance securities law against Haji Ahmed Brothers Securities Ltd. |
|
| 50 | April 06, 2022 | Non-compliance securities law against A N F Management Company Ltd. |
|
| 51 | April 06, 2022 | Non-compliance securities law against Eminent Securities Ltd. |
|
| 52 | April 06, 2022 | Non-compliance securities law against EBL Securities Ltd. |
|
| 53 | April 06, 2022 | Non-compliance securities law against Times Securities Ltd._553 |
|
| 54 | April 06, 2022 | Non-compliance securities law against Global Securities Ltd. |
|
| 55 | April 06, 2022 | Non-compliance securities law against Rahima Food Corporation Ltd. |
|
| 56 | April 05, 2022 | Non-compliance securities law against IDLC Securities Ltd. |
|
| 57 | April 05, 2022 | Non-compliance securities law against Vanguard Shares & Securities Ltd. |
|
| 58 | April 05, 2022 | Non-compliance securities law against A.K. KHAN Securities Ltd. |
|
| 59 | April 05, 2022 | Non-compliance securities law against IIDFC Capital Ltd. |
|
| 60 | April 03, 2022 | Non-compliance securities law against Be Rich Ltd. |
|
| 61 | April 03, 2022 | Non-compliance securities law against Khwaja Equity Services Ltd. |
|
| 62 | April 03, 2022 | Non-compliance securities law against Khwaja Equity Services Ltd. |
|
| 63 | April 03, 2022 | Non-compliance securities law against B & B Enterprise Ltd. |
|
| 64 | April 03, 2022 | Non-compliance securities law against Stock and Bond Ltd. |
|
| 65 | April 03, 2022 | Non-compliance securities law against Arena Securities Ltd. |
|
| 66 | April 03, 2022 | Non-compliance securities law against Sinha Securities Ltd. |
|
| 67 | April 03, 2022 | Non-compliance securities law against Saad Securities Ltd. |
|
| 68 | April 03, 2022 | Non-compliance securities law against Padma Bank Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 31, 2022 | Non-compliance securities law against United Financial Trading Company Ltd. |
|
| 2 | March 31, 2022 | Non-compliance securities law against Kabir Securities Ltd. |
|
| 3 | March 31, 2022 | Non-compliance securities law against Kabir Securities Ltd. |
|
| 4 | March 31, 2022 | Non-compliance securities law against Md Lutfor Rahman |
|
| 5 | March 31, 2022 | Non-compliance securities law against Md Emarat Hossain |
|
| 6 | March 31, 2022 | Non-compliance securities law against Royal Green Securities Ltd. |
|
| 7 | March 30, 2022 | Non-compliance securities law against Conmark Ltd(526). |
|
| 8 | March 30, 2022 | Non-compliance securities law against Mr. Md Samsul Alam |
|
| 9 | March 30, 2022 | Non-compliance securities law against Mr. Mostafa Karim |
|
| 10 | March 30, 2022 | Non-compliance securities law against Mr. Md Zakir Hossain |
|
| 11 | March 30, 2022 | Non-compliance securities law against Prudential Holdings Ltd. |
|
| 12 | March 30, 2022 | Non-compliance securities law against Imtiyaz Hussain Securities Ltd. |
|
| 13 | March 30, 2022 | Non-compliance securities law against Transcom Securities Ltd. |
|
| 14 | March 30, 2022 | Non-compliance securities law against Stock & Bond Ltd. |
|
| 15 | March 30, 2022 | Non-compliance securities law against Harpoon Securities Ltd. |
|
| 16 | March 30, 2022 | Non-compliance securities law against Bank Asia Securities Ltd. |
|
| 17 | March 30, 2022 | Non-compliance securities law against Nexus Securities Ltd(516). |
|
| 18 | March 29, 2022 | Non-compliance securities law against Conmark Ltd. |
|
| 19 | March 29, 2022 | Non-compliance securities law against Vertex Stock & Securities Ltd. |
|
| 20 | March 29, 2022 | Non-compliance securities law against Mercantile Bank Securities Ltd. |
|
| 21 | March 29, 2022 | Non-compliance securities law against Shikder Abu Hena Benozir Ahmed |
|
| 22 | March 29, 2022 | Non-compliance securities law against Premier Bank Securities Ltd. |
|
| 23 | March 29, 2022 | Non-compliance securities law against Md. Shahjahan miah |
|
| 24 | March 28, 2022 | Non-compliance securities law against Nexus Securities Ltd(511). |
|
| 25 | March 28, 2022 | Non-compliance securities law against Premier Leasing Securities Broking Ltd. |
|
| 26 | March 28, 2022 | Non-compliance securities law against IIDFC Securities Ltd. |
|
| 27 | March 28, 2022 | Non-compliance securities law against Mondol Securities Ltd. |
|
| 28 | March 28, 2022 | Non-compliance securities law against Prudential Capital Ltd. |
|
| 29 | March 28, 2022 | Non-compliance securities law against Hefazatur Rahman & Co. Ltd. |
|
| 30 | March 28, 2022 | Non-compliance securities law against United Financial Trading Company Ltd. |
|
| 31 | March 28, 2022 | Non-compliance securities law against LankaBangla Securities Ltd. |
|
| 32 | March 28, 2022 | Non-compliance securities law against Hazrat Shahjalal Industrial City Ltd. |
|
| 33 | March 28, 2022 | Non-compliance securities law against BRAC EPL Stock Brokerage Ltd. |
|
| 34 | March 28, 2022 | Non-compliance securities law against Eminent Securities Ltd. |
|
| 35 | March 27, 2022 | Order against Active Fine Chemicals Ltd. |
|
| 36 | March 23, 2022 | Non-compliance securities law against IIDFC Securities Ltd. |
|
| 37 | March 23, 2022 | Non-compliance securities law against Meenhar Securities Ltd. |
|
| 38 | March 23, 2022 | Non-compliance securities law against BRB Securities Ltd. |
|
| 39 | March 23, 2022 | Non-compliance securities law against Unicap Securities Ltd. |
|
| 40 | March 22, 2022 | Non-compliance securities law against Uniroyal Securities Ltd. |
|
| 41 | March 21, 2022 | Non-compliance securities law against Asia Insurance Ltd. |
|
| 42 | March 21, 2022 | Non-compliance securities law against EBL Securities Ltd. |
|
| 43 | March 21, 2022 | Non-compliance securities law against Premier Bank Securities Ltd. |
|
| 44 | March 21, 2022 | Non-compliance securities law against UCB Stock Brokerage Ltd. |
|
| 45 | March 20, 2022 | Non-compliance securities law against Sohel Securities Ltd. |
|
| 46 | March 20, 2022 | Non-compliance securities law against Sylnet Securities Ltd. |
|
| 47 | March 20, 2022 | Non-compliance securities law against Vanguard Shares & Securities Ltd. |
|
| 48 | March 16, 2022 | Non-compliance securities law against Hillcity Securities Ltd. |
|
| 49 | March 16, 2022 | Non-compliance securities law against S. R. Capital Ltd. |
|
| 50 | March 16, 2022 | Non-compliance securities law against Uttara Exchange & Securities Ltd. |
|
| 51 | March 16, 2022 | Non-compliance securities law against Jesco Capital Management Ltd. |
|
| 52 | March 15, 2022 | Non-compliance securities law against Rasti Securities Consultancy Ltd. |
|
| 53 | March 15, 2022 | Non-compliance securities law against Saad Securities Ltd. |
|
| 54 | March 15, 2022 | Non-compliance securities law against Green Delta Securities Ltd. |
|
| 55 | March 15, 2022 | Non-compliance securities law against Sinha Securities Ltd. |
|
| 56 | March 15, 2022 | Non-compliance securities law against Shah Mohammad Sagir & Co. Ltd. |
|
| 57 | March 15, 2022 | Non-compliance securities law against Pubali Bank Securities Ltd. |
|
| 58 | March 15, 2022 | Non-compliance securities law against NCCB Securities & Financial Services Ltd. |
|
| 59 | March 15, 2022 | Non-compliance securities law against LankaBangla Securities Ltd. |
|
| 60 | March 15, 2022 | Non-compliance securities law against Commerce Bank Securities and investment Ltd. |
|
| 61 | March 14, 2022 | Non-compliance securities law against BDV Asset Mannagement Company Ltd. |
|
| 62 | March 10, 2022 | Non-compliance securities law against Western Securities Investment Management Ltd. |
|
| 63 | March 09, 2022 | Non-compliance securities law against Prime Bank Securities Ltd. |
|
| 64 | March 09, 2022 | Non-compliance securities law against IFIC Securities Ltd. |
|
| 65 | March 09, 2022 | Non-compliance securities law against BLI Securities Ltd. |
|
| 66 | March 08, 2022 | Non-compliance securities law against Multi Securities & Services Ltd. |
|
| 67 | March 08, 2022 | Non-compliance securities law against Unique Share Management Ltd. |
|
| 68 | March 08, 2022 | Non-compliance securities law against Azam Securities Ltd. |
|
| 69 | March 07, 2022 | Non-compliance securities law against T. A. Khan Securities Co. Ltd. |
|
| 70 | March 07, 2022 | Non-compliance securities law against Wifang Securities Ltd. |
|
| 71 | March 07, 2022 | Non-compliance securities law against United Mymensingh Power Ltd. |
|
| 72 | March 07, 2022 | Non-compliance securities law against United Power Generation & Distribution Company Ltd(UPGDCL) |
|
| 73 | March 07, 2022 | Non-compliance securities law against Md Ebadat Hossain Bhuiyan, FCA |
|
| 74 | March 07, 2022 | Non-compliance securities law against Mr. Syed Mahmudul Haque |
|
| 75 | March 07, 2022 | Non-compliance securities law against Rajdhani Construction & Eng. |
|
| 76 | March 07, 2022 | Non-compliance securities law against Zaman & sons |
|
| 77 | March 03, 2022 | Non-compliance securities law against United Financial Trading Co. Ltd. |
|
| 78 | March 03, 2022 | Non-compliance securities law against Commercial Bank of Ceylon PLC |
|
| 79 | March 02, 2022 | Non-compliance securities law against Skys Securities Ltd(392). |
|
| 80 | March 02, 2022 | Non-compliance securities law against PFI Securities Ltd. |
|
| 81 | March 01, 2022 | Non-compliance securities law against Chittagong Capital Ltd. |
|
| 82 | March 01, 2022 | Non-compliance securities law against Abel Ahmed |
|
| 83 | March 01, 2022 | Non-compliance securities law against UCB Stock Brokerage Ltd. |
|
| 84 | March 01, 2022 | Non-compliance securities law against Sharp Securities Ltd. |
|
| 85 | March 01, 2022 | Non-compliance securities law against Skys Securities Ltd(391). |
|
| 86 | March 01, 2022 | Non-compliance securities law against Skys Securities Ltd(390). |
|
| 87 | March 01, 2022 | Non-compliance securities law against ICB Securities Trading Company Ltd. |
|
| 88 | March 01, 2022 | Non-compliance securities law against Greenland Equities Ltd. |
|
| 89 | March 01, 2022 | Non-compliance securities law against M Securities Ltd. |
|
| 90 | March 01, 2022 | Non-compliance securities law against Times Securities Ltd. |
|
| 91 | March 01, 2022 | Non-compliance securities law against Shahed Securities Ltd. |
|
| 92 | March 01, 2022 | Non-compliance securities law against Mrs. Nasima Akter Lata and associates |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 24, 2022 | Non-compliance securities law against Investment Promotion Services Ltd. |
|
| 2 | February 23, 2022 | Non-compliance securities law against Mr. Mostafa Helal Kabir. |
|
| 3 | February 23, 2022 | Non-compliance securities law against Mr. Kazi Md. Shahadat Hossain. |
|
| 4 | February 23, 2022 | Non-compliance securities law against Unique Share Management Ltd. |
|
| 5 | February 23, 2022 | Non-compliance securities law against Mr. Md. Arif Billah (Prime Islami Securities Ltd.) |
|
| 6 | February 23, 2022 | Non-compliance securities law against Mr. Md. Arif Billah and Associates |
|
| 7 | February 23, 2022 | Non-compliance securities law against Shahed Securities Ltd. |
|
| 8 | February 23, 2022 | Non-compliance securities law against Premier Bank Securities Ltd. |
|
| 9 | February 23, 2022 | Order against Mr. Md. Mohibullah Kabir (Meghna Bank Securities Ltd.) |
|
| 10 | February 23, 2022 | Non-compliance securities law against Times Securities Ltd. |
|
| 11 | February 23, 2022 | Non-compliance securities law against Island Securities Ltd. |
|
| 12 | February 23, 2022 | Non-compliance securities law against M. Zubair Securities Ltd. |
|
| 13 | February 23, 2022 | Non-compliance securities law against Shyamol Equity Management Ltd. |
|
| 14 | February 23, 2022 | Non-compliance securities law against Pubali Bank Securities Ltd. |
|
| 15 | February 23, 2022 | Non-compliance securities law against HAC Securities Ltd. |
|
| 16 | February 23, 2022 | Non-compliance securities law against Multi Securities Ltd. |
|
| 17 | February 23, 2022 | Non-compliance securities law against Sinha Securities Ltd. |
|
| 18 | February 23, 2022 | Non-compliance securities law against Oshadhi Securities Ltd. |
|
| 19 | February 23, 2022 | Non-compliance securities law against Habibur Rahman Securities Ltd. |
|
| 20 | February 23, 2022 | Non-compliance securities law against Hassan Shares & Securities Ltd. |
|
| 21 | February 22, 2022 | Order against Md. Abdul Kader faruk and Associates |
|
| 22 | February 17, 2022 | Non-compliance securities law against PFI Securities Limited(326). |
|
| 23 | February 17, 2022 | Non-compliance securities law against PFI Securities Limited. |
|
| 24 | February 17, 2022 | Non-compliance securities law against BRAC EPL Stock Brokarage Ltd. |
|
| 25 | February 16, 2022 | Non-compliance securities law against Mika Securities Limited |
|
| 26 | February 16, 2022 | Non-compliance securities law against Shahed Securities Limited. |
|
| 27 | February 16, 2022 | Non-compliance securities law against NCCB Securities & Financial Services Ltd. |
|
| 28 | February 14, 2022 | Non-compliance securities law against Haji Ahmed Brothers Securities Ltd. |
|
| 29 | February 14, 2022 | Non-compliance securities law against BDBL Securities Ltd. |
|
| 30 | February 14, 2022 | Non-compliance securities law against Bulbul Securities Limited. |
|
| 31 | February 14, 2022 | Non-compliance securities law against Global Securities Ltd. |
|
| 32 | February 14, 2022 | Non-compliance securities law against Ten Stars (Pvt.) Limited. |
|
| 33 | February 13, 2022 | Non-compliance securities law against Al Haja Jahanara Securities Ltd(290). |
|
| 34 | February 13, 2022 | Non-compliance securities law against Popular Life Securities Ltd. |
|
| 35 | February 13, 2022 | Non-compliance securities law against MAM Securities Ltd. |
|
| 36 | February 13, 2022 | Non-compliance securities law against ARC Securities Ltd. |
|
| 37 | February 13, 2022 | Non-compliance securities law against Al Haja Jahanara Securities Ltd. |
|
| 38 | February 10, 2022 | Non-compliance securities law against Parom Securities Ltd. |
|
| 39 | February 10, 2022 | Non-compliance securities law against North West Securities Ltd. |
|
| 40 | February 10, 2022 | Non-compliance securities law against Purabi Securities Ltd. |
|
| 41 | February 10, 2022 | Non-compliance securities law against Mr. Byged Hossain |
|
| 42 | February 09, 2022 | Non-compliance securities law against Mr. Mohammad Ashiqur Rahman Bhuiyan |
|
| 43 | February 09, 2022 | Non-compliance securities law against AB Securities Ltd. |
|
| 44 | February 09, 2022 | Non-compliance securities law against Mr. Md. Ferdus Alam |
|
| 45 | February 09, 2022 | Non-compliance securities law against Fortune Securities (Pvt.) Ltd. |
|
| 46 | February 07, 2022 | Non-compliance securities law against Trustee Securities Ltd. |
|
| 47 | February 06, 2022 | Non-compliance securities law against Cosmopolitan Equities Ltd. |
|
| 48 | February 02, 2022 | Non-compliance securities law against ICB Securities Trading Company Limited |
|
| 49 | February 02, 2022 | Non-compliance securities law against Shahjahan Securities Limited |
|
| 50 | February 02, 2022 | Non-compliance securities law against A N W Securities Ltd. |
|
| 51 | February 01, 2022 | Non-compliance securities law against Mr. Syed Siraj Ud Dawla |
|
| 52 | February 01, 2022 | Non-compliance securities law against NBL Securities Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 31, 2022 | Order against Alliance Holdings Ltd. |
|
| 2 | January 27, 2022 | Non-compliance securities law against Mr. Syed Siraj UD Dawla |
|
| 3 | January 27, 2022 | Non-compliance securities law against MJL Bangladesh Ltd.(Issuer) |
|
| 4 | January 27, 2022 | Non-compliance securities law against M.S Peoples Leasing and Financial Service Ltd. |
|
| 5 | January 27, 2022 | Non-compliance securities law against ICB Securities Trading Company Ltd. |
|
| 6 | January 25, 2022 | Order against Ata Khan & Co. Chartered Accountants |
|
| 7 | January 25, 2022 | Order against Aman Cotton Febric Ltd.(Issuer) |
|
| 8 | January 25, 2022 | Order against Aman Cotton Febric Ltd.(Issuer)162 |
|
| 9 | January 25, 2022 | Order against Aman Cotton Febric Ltd.(Issuer)161 |
|
| 10 | January 25, 2022 | Order against Aman Cotton Febric Ltd.(Issuer)160 |
|
| 11 | January 25, 2022 | Non-compliance securities law against Malek Siddiqui Wali. Chartered Accountants |
|
| 12 | January 25, 2022 | Non-compliance securities law against Shafiq Basak & Co. Chartered Accountants |
|
| 13 | January 24, 2022 | Non-compliance securities law against Mirpur Securitis Ltd. |
|
| 14 | January 17, 2022 | Non-compliance securities law against Merchant Securities Ltd. |
|
| 15 | January 17, 2022 | Non-compliance securities law against Invesment Promotion Services Ltd. |
|
| 16 | January 17, 2022 | Non-compliance securities law against BD Sunlife Securities Ltd. |
|
| 17 | January 16, 2022 | Non-compliance securities law against United Securities Ltd. |
|
| 18 | January 16, 2022 | Non-compliance securities law against Wifang Securities Ltd. |
|
| 19 | January 16, 2022 | Non-compliance securities law against Nazneen Akter Rahman. |
|
| 20 | January 16, 2022 | Non-compliance securities law against Mona Financial Consultancy & Securities Ltd. |
|
| 21 | January 16, 2022 | Non-compliance securities law against Md. Ziaur Rahman (ANF Management Co Ltd.) |
|
| 22 | January 16, 2022 | Non-compliance securities law against Md Shahiuddin Securities Ltd. |
|
| 23 | January 16, 2022 | Non-compliance securities law against Md Fazlur Rahman Jamali. |
|
| 24 | January 16, 2022 | Non-compliance securities law against Khwaja Equity Service Ltd. |
|
| 25 | January 16, 2022 | Non-compliance securities law against Kabir Securities Ltd. |
|
| 26 | January 16, 2022 | Non-compliance securities law against Green Delta Securities Ltd. |
|
| 27 | January 16, 2022 | Non-compliance securities law against E-Securities Ltd. |
|
| 28 | January 16, 2022 | Non-compliance securities law against Engr.Md Ekhlasur Rahman |
|
| 29 | January 16, 2022 | Non-compliance securities law against Butterfly Manufacturing Ltd. |
|
| 30 | January 16, 2022 | Non-compliance securities law against BD Finance Securities Ltd. |
|
| 31 | January 16, 2022 | Non-compliance securities law against Asenz Securities Ltd. |
|
| 32 | January 16, 2022 | Non-compliance securities law against Al-Haji Securities Stocks Ltd. |
|
| 33 | January 14, 2022 | Non-compliance securities law against BD Sunlife Securities Ltd. |
|
| 34 | January 13, 2022 | Non-compliance securities law against South Asia Securities Ltd. |
|
| 35 | January 13, 2022 | Non-compliance securities law against Latif Securities Ltd. |
|
| 36 | January 13, 2022 | Non-compliance securities law against JKC Securities Ltd. |
|
| 37 | January 13, 2022 | Non-compliance securities law against DESA Securities Ltd. |
|
| 38 | January 13, 2022 | Non-compliance securities law against SCL Securities Ltd. |
|
| 39 | January 12, 2022 | Non-compliance securities law against Vision Capital Management Ltd. |
|
| 40 | January 12, 2022 | Non-compliance securities law against Royal Capital Ltd. |
|
| 41 | January 12, 2022 | Non-compliance securities law against NBL Securities Ltd. |
|
| 42 | January 12, 2022 | Non-compliance securities law against Mirror Financial Management Ltd. |
|
| 43 | January 12, 2022 | Non-compliance securities law against Hasan Securities Ltd. |
|
| 44 | January 12, 2022 | Non-compliance securities law against Haji Ahmad Brothers Securities Ltd. |
|
| 45 | January 12, 2022 | Non-compliance securities law against First Capital Securities Ltd. |
|
| 46 | January 12, 2022 | Non-compliance securities law against Farida Raquib Securities Ltd. |
|
| 47 | January 12, 2022 | Non-compliance securities law against BLI Securities Ltd. |
|
| 48 | January 12, 2022 | Non-compliance securities law against ARC Securities Ltd. |
|
| 49 | January 11, 2022 | Non-compliance securities law against Greenland Equities Ltd. |
|
| 50 | January 11, 2022 | Non-compliance securities law against Ershad Securities Ltd. |
|
| 51 | January 11, 2022 | Non-compliance securities law against Arena Securities Ltd. |
|
| 52 | January 11, 2022 | Non-compliance securities law against ANF Management Company Ltd. |
|
| 53 | January 10, 2022 | Non-compliance securities law against Murshed Securities Ltd. |
|
| 54 | January 10, 2022 | Non-compliance securities law against Ibrahim Securities Ltd. |
|
| 55 | January 09, 2022 | Non-compliance securities law against Treasure Securities Ltd. |
|
| 56 | January 09, 2022 | Non-compliance securities law against Shanta Securities Ltd. |
|
| 57 | January 09, 2022 | Non-compliance securities law against Global Securities Ltd. |
|
| 58 | January 09, 2022 | Non-compliance securities law against Elegant Stock & Securities Ltd. |
|
| 59 | January 09, 2022 | Non-compliance securities law against Surma Holding Co Ltd. |
|
| 60 | January 09, 2022 | Non-compliance securities law against Pasha Capital Ltd. |
|
| 61 | January 09, 2022 | Non-compliance securities law against K H B Securities Ltd. |
|
| 62 | January 09, 2022 | Non-compliance securities law against Global Securities Ltd. |
|
| 63 | January 09, 2022 | Non-compliance securities law against Dhaka Bank Securities Ltd. |
|
| 64 | January 09, 2022 | Non-compliance securities law against Al-Muntaha Trading Co Ltd. |
|
| 65 | January 09, 2022 | Non-compliance securities law against AD Holding & Securities Ltd. |
|
| 66 | January 05, 2022 | Non-compliance securities law against Secure Capitals Ltd. |
|
| 67 | January 05, 2022 | Non-compliance securities law against Synthia Securities Ltd. |
|
| 68 | January 05, 2022 | Non-compliance securities law against Sterling Stocks & Securities Ltd. |
|
| 69 | January 05, 2022 | Non-compliance securities law against Sinha Securities Ltd. |
|
| 70 | January 05, 2022 | Non-compliance securities law against S R Capital Ltd. |
|
| 71 | January 05, 2022 | Non-compliance securities law against Rose Securities Ltd. |
|
| 72 | January 05, 2022 | Non-compliance securities law against IDLC Securities Ltd. |
|
| 73 | January 05, 2022 | Non-compliance securities law against Holy City Securities Ltd. |
|
| 74 | January 05, 2022 | Non-compliance securities law against Hazi Ahmed Brothers Securities Ltd. |
|
| 75 | January 05, 2022 | Non-compliance securities law against Hazarat Amanat Shah Securities Ltd. |
|
| 76 | January 05, 2022 | Non-compliance securities law against Commerce Bank Securities & Investment Ltd. |
|
| 77 | January 05, 2022 | Non-compliance securities law against Apex Investments Ltd. |
|
| 78 | January 05, 2022 | Non-compliance securities law against ACE Capital Management Securities Ltd. |
|
| 79 | January 04, 2022 | Non-compliance securities law against Premier Bank Securities Ltd. |
|
| 80 | January 04, 2022 | Non-compliance securities law against Nabiul Karim Securities Ltd. |
|
| 81 | January 04, 2022 | Non-compliance securities law against Mona Financial Consultancy & Securities Ltd. |
|
| 82 | January 04, 2022 | Non-compliance securities law against Mercentile Bank Securities Ltd. |
|
| 83 | January 04, 2022 | Non-compliance securities law against BD Finance Securities Ltd. |
|
| 84 | January 03, 2022 | Non-compliance securities law against Pubali Bank Securities Ltd. |
|
| 85 | January 03, 2022 | Non-compliance securities law against Popular Equity Ltd. |
|
| 86 | January 03, 2022 | Non-compliance securities law against City Brokerage Securities Ltd. |
|
| 87 | January 03, 2022 | Non-compliance securities law against Bluechip Securities Ltd. |
|
| 88 | January 03, 2022 | Non-compliance securities law against Adil Securities Ltd. |
|
| 89 | January 03, 2022 | Non-compliance securities law against A K Khan Securities Ltd |
|
| 90 | January 02, 2022 | Non-compliance securities law against Total Communicational Ltd. |
|
| 91 | January 02, 2022 | Non-compliance securities law against Thea Securities Ltd. |
|
| 92 | January 02, 2022 | Non-compliance securities law against Subvalley Securities Ltd. |
|
| 93 | January 02, 2022 | Non-compliance securities law against Shymoli Equity Management Ltd. |
|
| 94 | January 02, 2022 | Non-compliance securities law against Reliance Brokerage Securities Ltd. |
|
| 95 | January 02, 2022 | Non-compliance securities law against Megacity Securities Ltd. |
|
| 96 | January 02, 2022 | Non-compliance securities law against ISPI Securities Ltd. |
|
| 97 | January 02, 2022 | Non-compliance securities law against Impel Shares & Securities Ltd. |
|
| 98 | January 02, 2022 | Non-compliance securities law against Bank Asia Securities Ltd. |
|
| 99 | January 02, 2022 | Non-compliance securities law against Aries Securities Ltd. |
|
| 100 | January 02, 2022 | Non-compliance securities law against ANCHOR Securities Ltd. |
|
| 101 | January 02, 2022 | Non-compliance securities law against Aloco Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 30, 2021 | Non-compliance securities law against Prime Bank Securities Ltd. |
|
| 2 | December 30, 2021 | Non-compliance securities law against M-Securities Ltd. |
|
| 3 | December 30, 2021 | Non-compliance securities law against K-Securities and Consultants Ltd. |
|
| 4 | December 30, 2021 | Non-compliance securities law against Eastern Shares & Securities Ltd. |
|
| 5 | December 30, 2021 | Non-compliance securities law against Chowdhury Securities Ltd. |
|
| 6 | December 30, 2021 | Non-compliance securities law against Bank Asia Securities Ltd. |
|
| 7 | December 29, 2021 | Non-compliance securities law against UGC Securities Ltd. |
|
| 8 | December 29, 2021 | Non-compliance securities law against Summit Industrial & Mercantile Corporation Ltd. |
|
| 9 | December 29, 2021 | Non-compliance securities law against Shahed Securities Ltd. |
|
| 10 | December 29, 2021 | Non-compliance securities law against SAHCO Securities Ltd. |
|
| 11 | December 29, 2021 | Non-compliance securities law against Mona Financial Consultancy & Securities Ltd. |
|
| 12 | December 29, 2021 | Non-compliance securities law against Mr.Mohammad Ebadat Hossain Bhuiyan |
|
| 13 | December 29, 2021 | Non-compliance securities law against Mika Securities Ltd. |
|
| 14 | December 29, 2021 | Non-compliance securities law against Latif Securities Ltd. |
|
| 15 | December 29, 2021 | Non-compliance securities law against LankaBangla Securities Ltd. |
|
| 16 | December 29, 2021 | Non-compliance securities law against Khulna Power Company Ltd. |
|
| 17 | December 29, 2021 | Non-compliance securities law against Harpoon Securities Ltd. |
|
| 18 | December 29, 2021 | Non-compliance securities law against EBL Securities Ltd. |
|
| 19 | December 29, 2021 | Non-compliance securities law against Dhaka Stock Exchange Ltd. |
|
| 20 | December 29, 2021 | Non-compliance securities law against Dayton Holdings Ltd. |
|
| 21 | December 29, 2021 | Non-compliance securities law against AB & Company Ltd. |
|
| 22 | December 28, 2021 | Non-compliance securities law against Western Securities Investment Management Ltd. |
|
| 23 | December 28, 2021 | Non-compliance securities law against United Financial Trading Company Ltd. |
|
| 24 | December 28, 2021 | Non-compliance securities law against UGC Securities Ltd. |
|
| 25 | December 28, 2021 | Non-compliance securities law against Shyamol Equity Management Ltd. |
|
| 26 | December 28, 2021 | Non-compliance securities law against Sharp Securities Ltd. |
|
| 27 | December 28, 2021 | Non-compliance securities law against Shahjalal Islami Bank Securities Ltd. |
|
| 28 | December 28, 2021 | Non-compliance securities law against Nouvelle Securities Ltd. |
|
| 29 | December 28, 2021 | Non-compliance securities law against NCCB Securities and Financial Services Ltd. |
|
| 30 | December 28, 2021 | Non-compliance securities law against Mercantile Bank Securities Ltd. |
|
| 31 | December 28, 2021 | Non-compliance securities law against Lotus Shares & securities Ltd. |
|
| 32 | December 28, 2021 | Non-compliance securities law against Fortune Securities PVT. Ltd. |
|
| 33 | December 28, 2021 | Non-compliance securities law against Farida Raquib Securities Ltd. |
|
| 34 | December 28, 2021 | Non-compliance securities law against Ettihad Securities Ltd. |
|
| 35 | December 28, 2021 | Non-compliance securities law against Elegant Stock & Securities Ltd. |
|
| 36 | December 28, 2021 | Non-compliance securities law against Doreen Capital Management Ltd. |
|
| 37 | December 28, 2021 | Non-compliance securities law against BRAC EPL Stock Brokerage Ltd. |
|
| 38 | December 27, 2021 | Non-compliance securities law against UCB Stock Brokerage Ltd. |
|
| 39 | December 27, 2021 | Non-compliance securities law against Modern Securities Ltd. |
|
| 40 | December 27, 2021 | Non-compliance securities law against ICB Securities Trading Company Ltd. |
|
| 41 | December 27, 2021 | Non-compliance securities law against Habibur Rahman Securities Ltd. |
|
| 42 | December 26, 2021 | Non-compliance securities law against ETBL Securities & Exchange Ltd. |
|
| 43 | December 26, 2021 | Non-compliance securities law against Kazi Firoz Rashid Securities Ltd. |
|
| 44 | December 22, 2021 | Non-compliance securities law against Moshihor Securities Ltd. |
|
| 45 | December 22, 2021 | Non-compliance securities law against Elegant Stock & Securities Ltd. |
|
| 46 | December 22, 2021 | Non-compliance securities law against BRACK EPL Stock Brokerage Ltd. |
|
| 47 | December 21, 2021 | Non-compliance securities law against MTB Securities Ltd. |
|
| 48 | December 20, 2021 | Non-compliance securities law against Shajahan Securities Ltd. |
|
| 49 | December 20, 2021 | Non-compliance securities law against Salta Capital Ltd. |
|
| 50 | December 20, 2021 | Non-compliance securities law against Peace Securities Ltd. |
|
| 51 | December 20, 2021 | Non-compliance securities law against NCCB Securities & Financial Services Ltd. |
|
| 52 | December 20, 2021 | Non-compliance securities law against Mika Securities Ltd. |
|
| 53 | December 20, 2021 | Non-compliance securities law against Hazrat Amanat Shah Securities Ltd. |
|
| 54 | December 20, 2021 | Non-compliance securities law against Haji Ahmad Brothers Securities Ltd. |
|
| 55 | December 20, 2021 | Non-compliance securities law against EBL Securities Ltd. |
|
| 56 | December 20, 2021 | Non-compliance securities law against Delta Capital Ltd. |
|
| 57 | December 19, 2021 | Non-compliance securities law against Joytun Securities International Ltd. |
|
| 58 | December 19, 2021 | Non-compliance securities law against Expo Traders Ltd. |
|
| 59 | December 15, 2021 | Non-compliance securities law against EBL Securities Ltd. |
|
| 60 | December 13, 2021 | Non-compliance securities law against Sharp Securities Ltd. |
|
| 61 | December 13, 2021 | Non-compliance securities law against HAC Securities Ltd. |
|
| 62 | December 12, 2021 | Non-compliance securities law against Synthia Securities Ltd. |
|
| 63 | December 12, 2021 | Non-compliance securities law against Stock & Bond Ltd. |
|
| 64 | December 12, 2021 | Non-compliance securities law against Rasti Securities Consultant Ltd. |
|
| 65 | December 12, 2021 | Non-compliance securities law against Popular Life Securities Ltd. |
|
| 66 | December 12, 2021 | Non-compliance securities law against IFIC Securities Ltd. |
|
| 67 | December 12, 2021 | Non-compliance securities law against Commerce Bank Securities & Investment Ltd. |
|
| 68 | December 09, 2021 | Order against Premier Bank Securities Ltd. |
|
| 69 | December 09, 2021 | Non-compliance securities law against Federal Securities and Investment Ltd. |
|
| 70 | December 06, 2021 | Non-compliance securities law against USB Capital Management Ltd. |
|
| 71 | December 06, 2021 | Non-compliance securities law against AD Holdings & Securities Ltd. |
|
| 72 | December 05, 2021 | Order against Uniroyal Securities Ltd. |
|
| 73 | December 05, 2021 | Order against Trustee Securities Ltd. |
|
| 74 | December 05, 2021 | Order against Anirban Das Gupta (Uniroyal Securities Ltd.) |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 29, 2021 | Non-compliance securities law against Syed Mahmudul Haque |
|
| 2 | November 28, 2021 | Non-compliance securities law against Subvalley Securities Ltd. |
|
| 3 | November 25, 2021 | Non-compliance securities law against Smart Share and Securities Ltd. |
|
| 4 | November 25, 2021 | Non-compliance securities law against Shahjalal Islami Bank Securities Ltd. |
|
| 5 | November 25, 2021 | Non-compliance securities law against Reliance Brokerage Service Ltd. |
|
| 6 | November 25, 2021 | Non-compliance securities law against Lanka Bangla Securities Ltd. |
|
| 7 | November 24, 2021 | Non-compliance securities law against Sinha Securities Ltd. |
|
| 8 | November 23, 2021 | Non-compliance securities law against Thea Securities Ltd. |
|
| 9 | November 23, 2021 | Non-compliance securities law against Royal Capital Ltd. |
|
| 10 | November 23, 2021 | Non-compliance securities law against Md. Fakhrul Islam Securities |
|
| 11 | November 23, 2021 | Non-compliance securities law against Ibrahim Securities Ltd. |
|
| 12 | November 23, 2021 | Non-compliance securities law against DSFM Securities Ltd. |
|
| 13 | November 23, 2021 | Non-compliance securities law against Be Rich Limited |
|
| 14 | November 17, 2021 | Non-compliance securities law against Subvalley Securities Ltd. |
|
| 15 | November 17, 2021 | Non-compliance securities law against Royal Capital Ltd. |
|
| 16 | November 17, 2021 | Non-compliance securities law against Ahmed Iqbal Hasan Securities Ltd. |
|
| 17 | November 16, 2021 | Non-compliance securities law against ICB Securities Trading Company Ltd. |
|
| 18 | November 16, 2021 | Non-compliance securities law against Expo Traders Ltd. |
|
| 19 | November 14, 2021 | Non-compliance securities law against Md. Fazlur Rahman (AB Securities Ltd.) |
|
| 20 | November 14, 2021 | Non-compliance securities law against AB Securities Ltd. |
|
| 21 | November 14, 2021 | Non-compliance securities law against AB Investment Ltd. |
|
| 22 | November 14, 2021 | Non-compliance securities law against AB Bank Ltd. |
|
| 23 | November 10, 2021 | Non-compliance securities law against Dhaka Bank Securities Ltd. |
|
| 24 | November 10, 2021 | Non-compliance securities law against Kazi Equities Ltd. |
|
| 25 | November 10, 2021 | Non-compliance securities law against Ettihad Securities Ltd. |
|
| 26 | November 01, 2021 | Non-compliance securities law against United Financial Trading Co. Ltd. |
|
| 27 | November 01, 2021 | Non-compliance securities law against Premier Leasing Securities Broking Ltd. |
|
| 28 | November 01, 2021 | Non-compliance securities law against M. Zubair Securities Ltd. |
|
| 29 | November 01, 2021 | Non-compliance securities law against Federal Securities and Investment Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 31, 2021 | Non-compliance securities law against UCB Capital Ltd. |
|
| 2 | October 31, 2021 | Non-compliance securities law against Salta Capital Ltd. |
|
| 3 | October 31, 2021 | Non-compliance securities law against Royal Capital Ltd |
|
| 4 | October 31, 2021 | Non-compliance securities law against Remons Investment & Securities Ltd. |
|
| 5 | October 31, 2021 | Non-compliance securities law against Reloance Brokerage Securities Ltd. |
|
| 6 | October 31, 2021 | Non-compliance securities law against Nizams Shares & Securities Ltd. |
|
| 7 | October 31, 2021 | Non-compliance securities law against Mona Financial Consultancy & Securities Ltd. |
|
| 8 | October 31, 2021 | Non-compliance securities law against Mirpur Securities Ltd. |
|
| 9 | October 31, 2021 | Non-compliance securities law against LankaBangla Securities Ltd. |
|
| 10 | October 31, 2021 | Non-compliance securities law against Island Securities Ltd. |
|
| 11 | October 31, 2021 | Non-compliance securities law against Firstlead Securities Ltd. |
|
| 12 | October 27, 2021 | Non-compliance securities law against LankaBangla Securities Ltd. |
|
| 13 | October 26, 2021 | Non-compliance securities law against Shanta Securities Ltd. |
|
| 14 | October 26, 2021 | Non-compliance securities law against Nizam's Shares & Securities Ltd. |
|
| 15 | October 26, 2021 | Non-compliance securities law against Jahan Securities Ltd. |
|
| 16 | October 26, 2021 | Non-compliance securities law against Apex Investment Ltd. |
|
| 17 | October 26, 2021 | Non-compliance Securities law against Anwar Securities Ltd. |
|
| 18 | October 26, 2021 | Non-compliance Securities law against Anchor Securities Ltd. |
|
| 19 | October 25, 2021 | Non-compliance securities law against Md. Fakhrul Islam Securities Ltd. |
|
| 20 | October 25, 2021 | Non-compliance securities law against Jamal Ahmed Securities Ltd. |
|
| 21 | October 25, 2021 | Non-compliance securities law against Hedayetullah Securities Ltd. |
|
| 22 | October 25, 2021 | Non-compliance securities law against HAC Securities Ltd. |
|
| 23 | October 25, 2021 | Non-compliance securities law against Ettihad Securities Ltd. |
|
| 24 | October 21, 2021 | Non-compliance securities law against ZATL SECURITIES LTD. |
|
| 25 | October 21, 2021 | Non-compliance securities law against SHOEL SECURITIES LTD. |
|
| 26 | October 21, 2021 | Non-compliance securities law against PURABI SECURITIES LTD. |
|
| 27 | October 21, 2021 | Non-compliance securities law against PLATINUM SECURITIES LTD. |
|
| 28 | October 21, 2021 | Non-compliance securities law against PIONEER SHARES & SECURITIES LTD. |
|
| 29 | October 21, 2021 | Non-compliance securities law against NIZAM'S SHARES & SECURITIES LTD. |
|
| 30 | October 21, 2021 | Non-compliance securities law against MIRPUR SECURITIES LTD. |
|
| 31 | October 21, 2021 | Non-compliance securities law against KISHWAR SECURITIES INVESTMENT LTD. |
|
| 32 | October 21, 2021 | Non-compliance securities law against JIC SECURITIES LTD. |
|
| 33 | October 21, 2021 | Non-compliance securities law against JESCO CAPITAL MANAGEMENT LTD. |
|
| 34 | October 21, 2021 | Non-compliance securities law against HILLCITY SECURITIES LTD. |
|
| 35 | October 21, 2021 | Non-compliance securities law against HASSAN SHARES & SECURITIES LTD. |
|
| 36 | October 21, 2021 | Non-compliance securities law against CENTURY SECURITIES LTD. |
|
| 37 | October 21, 2021 | Non-compliance securities law against BRITISH BENGAL SECURITIES LTD. |
|
| 38 | October 21, 2021 | Non-compliance securities law against BASE Capital Ltd. |
|
| 39 | October 21, 2021 | Non-compliance securities law against Ahmed Securities Ltd. |
|
| 40 | October 21, 2021 | Non-compliance securities law against A. M. Securities and Finance Services Ltd. |
|
| 41 | October 21, 2021 | Non-compliance securities law against A. K. Khan Securities Ltd. |
|
| 42 | October 21, 2021 | Non-compliance Securities law against 3A & COMPANY Ltd. |
|
| 43 | October 12, 2021 | Non-compliance securities law against Aries Securities Ltd. |
|
| 44 | October 08, 2021 | Non-compliance securities law against ISLAMI BANK SECURITIES LTD. |
|
| 45 | October 08, 2021 | Non-compliance securities law against FAREAST STOCKS & BONDS LTD. |
|
| 46 | October 08, 2021 | Non-compliance securities law against CONFIDENCE EQUITIES LTD. |
|
| 47 | October 07, 2021 | Non-compliance securities law against UNITY SHARES TRADE LTD. |
|
| 48 | October 07, 2021 | Non-compliance securities law against SOLEX SECURITIES LTD. |
|
| 49 | October 07, 2021 | Non-compliance securities law against PUBALI BANK SECURITIES LTD. |
|
| 50 | October 07, 2021 | Non-compliance securities law against PRUDENTIAL CAPITAL LTD. |
|
| 51 | October 07, 2021 | Non-compliance securities law against PREMIER BANK SECURITIES LTD. |
|
| 52 | October 07, 2021 | Non-compliance securities law against POPULAR LIFE SECURITIES LTD. |
|
| 53 | October 07, 2021 | Non-compliance securities law against NURJAHAN SECURITIES LTD. |
|
| 54 | October 07, 2021 | Non-compliance securities law against N. C. SECURITIES LTD. |
|
| 55 | October 07, 2021 | Non-compliance securities law against JAMUNA BANK SECURITIES LTD. |
|
| 56 | October 07, 2021 | Non-compliance securities law against HOLY CITY SECURITIES LTD. |
|
| 57 | October 07, 2021 | Non-compliance securities law against Abacus Securities Ltd. |
|
| 58 | October 06, 2021 | Non-compliance securities law against NLI Securities Ltd. |
|
| 59 | October 06, 2021 | Non-compliance securities law against NCCB Securities & Financial Services Ltd. |
|
| 60 | October 05, 2021 | Non-compliance securities law against Vertex Stock & Securities Ltd. |
|
| 61 | October 05, 2021 | Non-compliance securities law against RR Development & Construction Ltd. |
|
| 62 | October 05, 2021 | Non-compliance securities law against Mr. Mohammed Assaduzzaman |
|
| 63 | October 05, 2021 | Non-compliance securities law against Md. Saif Ullah |
|
| 64 | October 05, 2021 | Non-compliance securities law against M/s Kamal Traders |
|
| 65 | October 05, 2021 | Non-compliance securities law against E-Securities Ltd. |
|
| 66 | October 05, 2021 | Non-compliance securities law against BD Finance Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 29, 2021 | Non-compliance securities law against Stock & Bond Ltd. |
|
| 2 | September 29, 2021 | Non-compliance securities law against Shohrab Securities & Trade Ltd. |
|
| 3 | September 29, 2021 | Non-compliance securities law against Shahjahan Securities Ltd. |
|
| 4 | September 29, 2021 | Non-compliance securities law against Shahajahan Securities Ltd. |
|
| 5 | September 29, 2021 | Non-compliance securities law against Royal Green Securities Ltd. |
|
| 6 | September 29, 2021 | Non-compliance securities law against Repid Securities Ltd. |
|
| 7 | September 29, 2021 | Non-compliance securities law against Razzak Securities Ltd. |
|
| 8 | September 29, 2021 | Non-compliance securities law against Rashid Investment Services Ltd. |
|
| 9 | September 29, 2021 | Non-compliance securities law against Prudential Securities Ltd. |
|
| 10 | September 29, 2021 | Non-compliance securities law against Murshed Securities Ltd. |
|
| 11 | September 29, 2021 | Non-compliance securities law against Mohammadi Stock Market Ltd. |
|
| 12 | September 29, 2021 | Non-compliance securities law against Modern Securities Ltd. |
|
| 13 | September 29, 2021 | Non-compliance securities law against JKC Securities Ltd. |
|
| 14 | September 29, 2021 | Non-compliance securities law against Hazrat Amanat Sha Securities Ltd. |
|
| 15 | September 29, 2021 | Non-compliance securities law against Haji Mohammad Ali Securities Ltd. |
|
| 16 | September 29, 2021 | Non-compliance securities law against Haji Ahmad Brothers Securities Ltd. |
|
| 17 | September 29, 2021 | Non-compliance securities law against G M F Securities Ltd. |
|
| 18 | September 29, 2021 | Non-compliance securities law against Elegent Stock and Securities Ltd. |
|
| 19 | September 29, 2021 | Non-compliance securities law against Eastern Shares & Securities Ltd. |
|
| 20 | September 29, 2021 | Non-compliance securities law against Dragon Securities Ltd. |
|
| 21 | September 29, 2021 | Non-compliance securities law against Desa Securities Ltd. |
|
| 22 | September 29, 2021 | Non-compliance securities law against Anchor Securities Ltd. |
|
| 23 | September 29, 2021 | Non-compliance securities law against Aloco Securities Ltd. |
|
| 24 | September 29, 2021 | Non-compliance securities law against Al-Muntaha Trading Co. Ltd. |
|
| 25 | September 29, 2021 | Non-compliance securities law against ACE Capital Management Services Ltd. |
|
| 26 | September 28, 2021 | Non-compliance securities law against Square Securities Management Ltd. |
|
| 27 | September 28, 2021 | Non-compliance securities law against Mr. Md. Farid Ahmed (Bank Asia Securities Ltd.) |
|
| 28 | September 28, 2021 | Non-compliance securities law against Monno Fabrics Ltd. |
|
| 29 | September 28, 2021 | Non-compliance securities law against Deshbandhu Polymer Ltd. |
|
| 30 | September 27, 2021 | Non-compliance securities law against Sanmar Capital Management Ltd. |
|
| 31 | September 27, 2021 | Non-compliance securities law against Mona Financial Consultancy & Securities Ltd. |
|
| 32 | September 27, 2021 | Non-compliance securities law against Island Securities Ltd. |
|
| 33 | September 27, 2021 | Non-compliance securities law against IDLC Securities Ltd. |
|
| 34 | September 27, 2021 | Non-compliance securities law against Firstlead Securities Ltd. |
|
| 35 | September 27, 2021 | Non-compliance securities law against EIC Securities Ltd. |
|
| 36 | September 27, 2021 | Non-compliance securities law against D.N. Securities Ltd. |
|
| 37 | September 15, 2021 | Non-compliance securities law against Dhanmondi Securities Ltd. |
|
| 38 | September 14, 2021 | Non-compliance securities law against Trustee Securities Ltd. |
|
| 39 | September 14, 2021 | Non-compliance securities law against Parom Securities Ltd. |
|
| 40 | September 13, 2021 | Non-compliance securities law against Western securities Investment Management Ltd. |
|
| 41 | September 13, 2021 | Non-compliance securities law against SCL Securities Ltd. |
|
| 42 | September 13, 2021 | Non-compliance securities law against Popular Life Insurance Co. Ltd. |
|
| 43 | September 13, 2021 | Non-compliance securities law against Nouvelle Securities Ltd. |
|
| 44 | September 13, 2021 | Non-compliance securities law against Meghna Life securities and Investment Ltd. |
|
| 45 | September 13, 2021 | Non-compliance securities law against Abacus Securities Ltd. |
|
| 46 | September 12, 2021 | Non-compliance securities law against E-Securities Ltd. |
|
| 47 | September 08, 2021 | Non-compliance securities law against Murshed Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 29, 2021 | Non-compliance securities law against Intraco Refueling Ltd. |
|
| 2 | August 26, 2021 | Non-compliance securities law against Maria Ahmmed & S. M. Enterprise (Lanka Bangla Securities Ltd.) |
|
| 3 | August 26, 2021 | Non-compliance securities law against Legacy Footwear Ltd. |
|
| 4 | August 26, 2021 | Non-compliance securities law against Ifad Multi Products, Enterprises, Agro Complex Ltd. |
|
| 5 | August 26, 2021 | Non-compliance securities law against Golden Son Ltd. |
|
| 6 | August 26, 2021 | Non-compliance securities law against Bluechip Securities Ltd. |
|
| 7 | August 26, 2021 | Non-compliance securities law against Ahmed Zaker & Co. |
|
| 8 | August 10, 2021 | Non-compliance securities law against Ali Securities Co. Ltd. |
|
| 9 | August 09, 2021 | Non-compliance securities law against Green Delta Securities Ltd. |
|
| 10 | August 05, 2021 | Non-compliance securities law against Stock & Bonds Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 28, 2021 | Non-compliance securities law against Surma Securities Holding Company Ltd. |
|
| 2 | July 28, 2021 | Non-compliance securities law against Jamal Ahmed Securities Ltd. |
|
| 3 | July 28, 2021 | Non-compliance securities law against Bangladesh Plantation Ltd. |
|
| 4 | July 19, 2021 | Non-compliance securities law against Unique Share Management Ltd. |
|
| 5 | July 18, 2021 | Non-compliance securities law against Reliance Brokerage Service Ltd. |
|
| 6 | July 18, 2021 | Non-compliance securities law against RAK Capital Ltd. |
|
| 7 | July 18, 2021 | Non-compliance securities law against Howlader Equity Service Ltd. |
|
| 8 | July 18, 2021 | Non-compliance securities law against City Brokerage Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 30, 2021 | Non-compliance securities law against Prime Islami Securities Ltd. |
|
| 2 | June 30, 2021 | Non-compliance securities law against Popular Life Insurance Company Ltd. |
|
| 3 | June 30, 2021 | Non-compliance securities law against AFC Agro Biotech Ltd. |
|
| 4 | June 30, 2021 | Non-compliance securities law against Active Fine Chemicals Ltd.(Issure) |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 09, 2021 | Non-compliance securities law against Prudential Capital Ltd. |
|
| 2 | May 09, 2021 | Non-compliance securities law against Mr. Md. Nazrul Islam |
|
| 3 | May 09, 2021 | Non-compliance securities law against Mr. Hasan Jamil |
|
| 4 | May 09, 2021 | Non-compliance securities law against Mr. Abdul Quaium |
|
| 5 | May 09, 2021 | Non-compliance securities law against Mohammadia Housing Ltd. |
|
| 6 | May 03, 2021 | Order against Mrs. Fahmida Islam (Beach Hatchery Ltd.) |
|
| 7 | May 03, 2021 | Order against Mr. S. M. Mafidul Haque (Investment Promotion Services Ltd.) |
|
| 8 | May 03, 2021 | Order against Mohammad Sayf Ullah (NBL Securities Ltd.) |
|
| 9 | May 03, 2021 | Order against Meghna Shrimp Culture Ltd. |
|
| 10 | May 03, 2021 | Non-compliance securities law against Mr. Mohammad Younus |
|
| 11 | May 03, 2021 | Non-compliance securities law against Mr. Md. Nazrul Islam (Beach Hatchery Ltd.) |
|
| 12 | May 03, 2021 | Non-compliance securities law against Mr. Enamul Haque Bhuiyan |
|
| 13 | May 03, 2021 | Non-compliance securities law against Mr Md. Dulal |
|
| 14 | May 03, 2021 | Non-compliance securities law against Md.Shariful Islam |
|
| 15 | May 03, 2021 | Non-compliance securities law against Jubo Karmasansthan Society |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 18, 2021 | Order Against Mirror Financial Ltd. |
|
| 2 | April 18, 2021 | Non-compliance securities law against M-Securities Ltd. |
|
| 3 | April 12, 2021 | Penalty Order Against IIDFC Capital Ltd. |
|
| 4 | April 12, 2021 | Penalty Order Against BMSL Investment Ltd. |
|
| 5 | April 12, 2021 | Penalty Order Against BMSL Investment Ltd. |
|
| 6 | April 12, 2021 | Penalty Order Against ARTISAN Chartered Accountants |
|
| 7 | April 12, 2021 | Penalty Order Against Al-Faruque Bags Ltd. |
|
| 8 | April 08, 2021 | Non-compliance securities law against Dhaka Stock Exchange Ltd. |
|
| 9 | April 08, 2021 | Non-compliance securities law against Babul Securities Ltd. |
|
| 10 | April 04, 2021 | Non-compliance securities law against Salta Capital Ltd. |
|
| 11 | April 04, 2021 | Non-compliance securities law against Nizam's Shares & Securities Ltd. |
|
| 12 | April 04, 2021 | Non-compliance securities law against LankaBangla Securities Ltd. |
|
| 13 | April 04, 2021 | Non-compliance securities law against ICB Securities Trading Company Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 25, 2021 | Non-compliance securities law against Emerging Credit rating Ltd. |
|
| 2 | March 18, 2021 | Non-compliance securities law against UCB Capital Management Ltd. |
|
| 3 | March 18, 2021 | Non-compliance securities law against Ms. Tasnia Shahjahan |
|
| 4 | March 18, 2021 | Non-compliance securities law against Monno Welfare Foundation |
|
| 5 | March 18, 2021 | Non-compliance securities law against Monno Jute Stafflers Ltd. |
|
| 6 | March 18, 2021 | Non-compliance securities law against Md Saif Ullah |
|
| 7 | March 18, 2021 | Non-compliance securities law against Md Alamgir kabir |
|
| 8 | March 18, 2021 | Non-compliance securities law against Jamuna bank capital management ltd. |
|
| 9 | March 18, 2021 | Non-compliance securities law against IPE Capital Ltd. |
|
| 10 | March 18, 2021 | Non-compliance securities law against Invstment Corporation of Bangladesh |
|
| 11 | March 18, 2021 | Non-compliance securities law against Genex Infosys Ltd. |
|
| 12 | March 18, 2021 | Non-compliance securities law against Bishwajit Das |
|
| 13 | March 18, 2021 | Non-compliance securities law against Aom Ass Managnt Ltd. |
|
| 14 | March 15, 2021 | Order against Firstlead Securities ltd. |
|
| 15 | March 15, 2021 | Non-compliance securities law against Salam & Company Ltd. |
|
| 16 | March 15, 2021 | Non-compliance securities law against G M F Securities Ltd. |
|
| 17 | March 11, 2021 | Non-compliance securities law against Times Securities Ltd. |
|
| 18 | March 11, 2021 | Non-compliance securities law against Remons Investment and Securities Ltd. |
|
| 19 | March 11, 2021 | Non-compliance securities law against Delta Capital Ltd._11.03.2021 |
|
| 20 | March 10, 2021 | Order against Nexus Securites Ltd. |
|
| 21 | March 10, 2021 | Order against MTB Securities Ltd. |
|
| 22 | March 10, 2021 | Non-compliance securities law against Rupali Bank Securites Ltd. |
|
| 23 | March 10, 2021 | Non-compliance securities law against NRBC Bank Securities Ltd. |
|
| 24 | March 10, 2021 | Non-compliance securities law against Meghna life securities investment ltd. |
|
| 25 | March 10, 2021 | Non-compliance securities law against Gatway Equity Resoures Ltd. |
|
| 26 | March 10, 2021 | Non-compliance securities law against Eminent Securities Ltd. |
|
| 27 | March 10, 2021 | Non-compliance securities law against DLIC Securites Ltd. |
|
| 28 | March 10, 2021 | Non-compliance securities law against BRAC EPL Stock Brokerage Ltd. |
|
| 29 | March 10, 2021 | Non-compliance securities law against BD Finance Securites Ltd. |
|
| 30 | March 10, 2021 | Non-compliance securities law against Bank Asia Securities ltd. |
|
| 31 | March 10, 2021 | Non-compliance securities law against ANF Management Co.Ltd. |
|
| 32 | March 10, 2021 | Non-compliance securities law against AHC Securites Ltd. |
|
| 33 | March 07, 2021 | Order against Swandip Corporation |
|
| 34 | March 07, 2021 | Order against Proshanta Kumar Halder |
|
| 35 | March 07, 2021 | Order against Ms. Shiuli Paul |
|
| 36 | March 07, 2021 | Order against Ms. Setara Begum |
|
| 37 | March 07, 2021 | Order against Mr. Salek Ahmed Siddique |
|
| 38 | March 07, 2021 | Order against Mr. Ripon Shaikh |
|
| 39 | March 07, 2021 | Order against Mr. Porimol Chandra Paul |
|
| 40 | March 07, 2021 | Order against Mr. Mollick Abu Bakar |
|
| 41 | March 07, 2021 | Order against Mr. Md. Toffazzal Hossain |
|
| 42 | March 07, 2021 | Order against Mr. James Martin Das |
|
| 43 | March 07, 2021 | Order against Mr. Bidan Mistry |
|
| 44 | March 07, 2021 | Order against Mr Samir Ranjan Paul. |
|
| 45 | March 07, 2021 | Order against Md. Amanat Ullah |
|
| 46 | March 07, 2021 | Order against Hal International Ltd. |
|
| 47 | March 07, 2021 | Order against Chinta Haran Datta |
|
| 48 | March 07, 2021 | Order against Amal Krishna Das |
|
| 49 | March 07, 2021 | Non-compliance securities law against Mr. Md . Nurul Kamran |
|
| 50 | March 02, 2021 | Non-compliance securities law against UniCap Securities Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 28, 2021 | Non-compliance securities law against Investment Corporation Of Bangladesh |
|
| 2 | February 28, 2021 | Non-compliance securities law against ICB Assets Management Company Ltd. |
|
| 3 | February 28, 2021 | Order against Bali Securities Ltd. |
|
| 4 | February 17, 2021 | Non-compliance securities law against Mr. Bishnu Pada Kundu (Shahjalal Islami Bank Securities Ltd.) |
|
| 5 | February 17, 2021 | Non-compliance securities law against Mr. Anisur Rahman Sarker |
|
| 6 | February 16, 2021 | Order against Subvalley Securities Ltd. |
|
| 7 | February 16, 2021 | Order against Skys Securities Ltd. |
|
| 8 | February 10, 2021 | Non-compliance securities law against Uttara Finance Capital Management Ltd. |
|
| 9 | February 10, 2021 | Non-compliance securities law against Strategic Finance Ltd. |
|
| 10 | February 10, 2021 | Non-compliance securities law against Meghna Capital Management Ltd. |
|
| 11 | February 10, 2021 | Non-compliance securities law against IL Capital Ltd. |
|
| 12 | February 10, 2021 | Non-compliance securities law against Hal Capital Ltd. |
|
| 13 | February 10, 2021 | Non-compliance securities law against FAS Capital Management Ltd. |
|
| 14 | February 10, 2021 | Non-compliance securities law against Cosmopolitan Finance Ltd. |
|
| 15 | February 10, 2021 | Non-compliance securities law against BetaOne Investments Ltd. |
|
| 16 | February 10, 2021 | Non-compliance securities law against Abaci Investments Ltd. |
|
| 17 | February 09, 2021 | Non-compliance securities law against NLI Securities Ltd. |
|
| 18 | February 08, 2021 | Non-compliance securities law against Sterling Stocks and Securities Ltd. |
|
| 19 | February 08, 2021 | Non-compliance securities law against Aries Securities Ltd. |
|
| 20 | February 04, 2021 | Non-compliance securities law against MAM Securities Ltd. |
|
| 21 | February 03, 2021 | Order against Intech Limited |
|
| 22 | February 02, 2021 | Non-compliance securities law against Fortune Shoes Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 28, 2021 | Non-compliance securities law against Mirpur Securities Ltd. |
|
| 2 | January 28, 2021 | Non-compliance securities law against IIDFC Securities Ltd. |
|
| 3 | January 27, 2021 | Non-compliance securities law against ICB Securities Trading Company Ltd. |
|
| 4 | January 26, 2021 | Non-compliance securities law against Sinha Securities Ltd. |
|
| 5 | January 07, 2021 | Order against Stylecraft Ltd. |
|
| 6 | January 07, 2021 | Non-compliance securities law against Md. Mustaque Hossain (STYLECRAFT Ltd.) |
|
| 7 | January 05, 2021 | Non-compliance securities law against Mondol Securities Ltd. |
|
| 8 | January 05, 2021 | Non-compliance securities law against Modern Equity Ltd. |
|
| 9 | January 05, 2021 | Non-compliance securities law against Fareast Islami Securities Ltd. |
|
| 10 | January 05, 2021 | Non-compliance securities law against DLIC Securities Ltd. |
|
| 11 | January 05, 2021 | Non-compliance securities law against BRB Securities Ltd. |
|
| 12 | January 04, 2021 | Non-compliance securities law against Sterling Stock and Securities Ltd. |
|
| 13 | January 04, 2021 | Non-compliance securities law against Desa Securities Ltd. |
|
| 14 | January 04, 2021 | Non-compliance securities law against BDBL Investment Services Ltd. |
|
| 15 | January 04, 2021 | Non-compliance securities law against BD Finance Securities Ltd. |
|
| 16 | January 03, 2021 | Non-compliance securities law against Uniroyal Securities Ltd. |
|
| 17 | January 03, 2021 | Non-compliance securities law against Shahjalal Equity Management Ltd. |
|
| 18 | January 03, 2021 | Non-compliance securities law against NRB Equity Management Ltd. |
|
| 19 | January 03, 2021 | Non-compliance securities law against Mahdi Amin |
|
| 20 | January 03, 2021 | Non-compliance securities law against BD Finance Capital Holdings Ltd. |
|
| 21 | January 03, 2021 | Non-compliance securities law against Anirban Das Gupta |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 31, 2020 | Non-compliance securities law against Western Securities Investment Management Ltd. |
|
| 2 | December 31, 2020 | Non-compliance securities law against Unicap Securities Ltd. |
|
| 3 | December 31, 2020 | Non-compliance securities law against Razzak Securities Ltd.1177 |
|
| 4 | December 31, 2020 | Non-compliance securities law against PFI Securities Ltd |
|
| 5 | December 31, 2020 | Non-compliance securities law against Merchant Securities Ltd. |
|
| 6 | December 31, 2020 | Non-compliance securities law against Fareast Stocks & Bonds Ltd. |
|
| 7 | December 31, 2020 | Non-compliance securities law against Conmark Limited |
|
| 8 | December 31, 2020 | Non-compliance securities law against Chittagong Shares & Securities Ltd. |
|
| 9 | December 31, 2020 | Non-compliance securities law against BDBL Investment Services Ltd. |
|
| 10 | December 31, 2020 | Non-compliance securities law against Anchor Securities Ltd. |
|
| 11 | December 29, 2020 | Order against North West Securities Ltd. |
|
| 12 | December 29, 2020 | Order against International Securities Company Ltd. |
|
| 13 | December 28, 2020 | Non-compliance securities law against Phoenix Securities Ltd. |
|
| 14 | December 28, 2020 | Non-compliance securities law against Western Securities Investment Mst. Ltd. |
|
| 15 | December 28, 2020 | Non-compliance securities law against Vanguard Shares & Securities Ltd. |
|
| 16 | December 28, 2020 | Non-compliance securities law against Uttara Exchange and Securities Ltd. |
|
| 17 | December 28, 2020 | Non-compliance securities law against Ten Stars Ltd. |
|
| 18 | December 28, 2020 | Non-compliance securities law against T. K Shares & Securities Ltd. |
|
| 19 | December 28, 2020 | Non-compliance securities law against Sylnet Securities Ltd. |
|
| 20 | December 28, 2020 | Non-compliance securities law against Super Shares & Securities Ltd. |
|
| 21 | December 28, 2020 | Non-compliance securities law against South Asia Securities Ltd. |
|
| 22 | December 28, 2020 | Non-compliance securities law against Solex Securities Ltd. |
|
| 23 | December 28, 2020 | Non-compliance securities law against SKYS Securities Ltd. |
|
| 24 | December 28, 2020 | Non-compliance securities law against Saya Securities Ltd. |
|
| 25 | December 28, 2020 | Non-compliance securities law against Sanmar Capital Mgt. Ltd. |
|
| 26 | December 28, 2020 | Non-compliance securities law against S. R. Capital Ltd. |
|
| 27 | December 28, 2020 | Non-compliance securities law against S. N. Securities Ltd. |
|
| 28 | December 28, 2020 | Non-compliance securities law against Muntaha Shares & Capital Ltd. |
|
| 29 | December 28, 2020 | Non-compliance securities law against Mirpur Securities Ltd. |
|
| 30 | December 28, 2020 | Non-compliance securities law against Megacity Securities Ltd. |
|
| 31 | December 28, 2020 | Non-compliance securities law against Meenhar Securities Ltd. |
|
| 32 | December 28, 2020 | Non-compliance securities law against Lotus Shares & Securities Ltd. |
|
| 33 | December 28, 2020 | Non-compliance securities law against Kishwar Securities Investment Ltd. |
|
| 34 | December 28, 2020 | Non-compliance securities law against Kabir Securities Ltd. |
|
| 35 | December 28, 2020 | Non-compliance securities law against JIC Securities Ltd. |
|
| 36 | December 28, 2020 | Non-compliance securities law against Jesco Capital Management Ltd. |
|
| 37 | December 28, 2020 | Non-compliance securities law against ISPI Securities Ltd. |
|
| 38 | December 28, 2020 | Non-compliance securities law against 3A & Company Ltd. |
|
| 39 | December 28, 2020 | Non-compliance securities law against Phoenix Securities Ltd.1172 |
|
| 40 | December 23, 2020 | Non-compliance securities law against JKC Securities Ltd. |
|
| 41 | December 23, 2020 | Non-compliance securities law against Desa Securities Ltd. |
|
| 42 | December 23, 2020 | Non-compliance securities law against Holy City Securities Ltd. |
|
| 43 | December 20, 2020 | Non-compliance securities law against Chittagong Shares and Securities Ltd. |
|
| 44 | December 20, 2020 | Non-compliance securities law against Chittagong Capital Ltd. |
|
| 45 | December 20, 2020 | Non-compliance securities law against Century Securities Ltd. |
|
| 46 | December 20, 2020 | Non-compliance securities law against British Bengal Securities Ltd. |
|
| 47 | December 20, 2020 | Non-compliance securities law against Be Rich Ltd. |
|
| 48 | December 20, 2020 | Non-compliance securities law against Azim Securities Ltd. |
|
| 49 | December 20, 2020 | Non-compliance securities law against Associate Capital Securities Ltd. |
|
| 50 | December 20, 2020 | Non-compliance securities law against Amin Securities & Consultant Ltd. |
|
| 51 | December 20, 2020 | Non-compliance securities law against Ahmed Securities Services Ltd. |
|
| 52 | December 20, 2020 | Non-compliance securities law against Abascus Securities Ltd. |
|
| 53 | December 20, 2020 | Non-compliance securities law against Sheltech Brokerage Ltd.1078 |
|
| 54 | December 20, 2020 | Non-compliance securities law against Shanta Securities Ltd.1079 |
|
| 55 | December 20, 2020 | Non-compliance securities law against Progressive Life Insurance Company Ltd. |
|
| 56 | December 20, 2020 | Non-compliance securities law against Mr. Mozaffar Hossain_Bangladesh National Insurance Company Ltd, |
|
| 57 | December 20, 2020 | Non-compliance securities law against International Securities Ltd. |
|
| 58 | December 20, 2020 | Non-compliance securities law against Inter Continental Securities Ltd. |
|
| 59 | December 20, 2020 | Non-compliance securities law against Imtiyaz Husain Securities Ltd. 0 |
|
| 60 | December 20, 2020 | Non-compliance securities law against Holy City Securities Ltd |
|
| 61 | December 20, 2020 | Non-compliance securities law against HillCity Securities Ltd |
|
| 62 | December 20, 2020 | Non-compliance securities law against Hefazatur Rahman & Co. Ltd. |
|
| 63 | December 20, 2020 | Non-compliance securities law against Hasan Shares & Securities Ltd. |
|
| 64 | December 20, 2020 | Non-compliance securities law against Habib Shares & Securities Ltd. |
|
| 65 | December 20, 2020 | Non-compliance securities law against Galaxy Capital Ltd. |
|
| 66 | December 20, 2020 | Non-compliance securities law against Firstlead Securities Ltd. |
|
| 67 | December 20, 2020 | Non-compliance securities law against First Capital Securities Ltd. |
|
| 68 | December 20, 2020 | Non-compliance securities law against Far East Shares & Securities Ltd. |
|
| 69 | December 20, 2020 | Non-compliance securities law against Express Securities Ltd. |
|
| 70 | December 20, 2020 | Non-compliance securities law against EIC Securities Ltd. |
|
| 71 | December 20, 2020 | Non-compliance securities law against EBL Investments Ltd. |
|
| 72 | December 20, 2020 | Non-compliance securities law against Eastern Shares & Securities Ltd. |
|
| 73 | December 20, 2020 | Non-compliance securities law against Dhaka Securities Ltd. |
|
| 74 | December 20, 2020 | Non-compliance securities law against DBL Securities Ltd. |
|
| 75 | December 20, 2020 | Non-compliance securities law against D. N. Securities Ltd. |
|
| 76 | December 20, 2020 | Non-compliance securities law against Cordial Securities Ltd. |
|
| 77 | December 20, 2020 | Non-compliance securities law against Chowdhury Securities Ltd. |
|
| 78 | December 09, 2020 | Non-compliance securities law against BRB Securities Ltd. |
|
| 79 | December 09, 2020 | Non-compliance securities law against Bank Asia Securities Ltd. |
|
| 80 | December 08, 2020 | Non-compliance securities law against Hillcity Securities Ltd. |
|
| 81 | December 06, 2020 | Non-compliance securities law against PLFS Investment Ltd. |
|
| 82 | December 06, 2020 | Non-compliance securities law against Exim Islami Investment Ltd. |
|
| 83 | December 06, 2020 | Non-compliance securities law against Bengal Investment Ltd. |
|
| 84 | December 03, 2020 | Non-compliance securities law against Alpha Securities Ltd. |
|
| 85 | December 03, 2020 | Non-compliance securities law against Adams Securities Ltd. |
|
| 86 | December 03, 2020 | Non-compliance securities law against Wifang Securities Ltd. |
|
| 87 | December 03, 2020 | Non-compliance securities law against Vision Capital Management Ltd. |
|
| 88 | December 03, 2020 | Non-compliance securities law against United Securities Ltd. |
|
| 89 | December 03, 2020 | Non-compliance securities law against United Financial Trading Co. Ltd. |
|
| 90 | December 03, 2020 | Non-compliance securities law against Uniroyal Securities Ltd. |
|
| 91 | December 03, 2020 | Non-compliance securities law against Unicap Share Management Ltd. |
|
| 92 | December 03, 2020 | Non-compliance securities law against Unicap Capital Ltd. |
|
| 93 | December 03, 2020 | Non-compliance securities law against UGC Securities Ltd. |
|
| 94 | December 03, 2020 | Non-compliance securities law against UCB Capital Management Ltd. |
|
| 95 | December 03, 2020 | Non-compliance securities law against Trustee Securities Ltd. |
|
| 96 | December 03, 2020 | Non-compliance securities law against Trust Bank Securities Ltd. |
|
| 97 | December 03, 2020 | Non-compliance securities law against Transcon Securities Ltd. |
|
| 98 | December 03, 2020 | Non-compliance securities law against Total Communication Ltd. |
|
| 99 | December 03, 2020 | Non-compliance securities law against A N F Management Company Ltd. |
|
| 100 | December 03, 2020 | Non-compliance securities law against A K Khan Securities Ltd. |
|
| 101 | December 03, 2020 | Non-compliance securities law against A I Securities Ltd. |
|
| 102 | December 03, 2020 | Non-compliance securities law against Wifang Securities Ltd. |
|
| 103 | December 03, 2020 | Non-compliance securities law against Tobarrak Securities Ltd. |
|
| 104 | December 03, 2020 | Non-compliance securities law against Times Securities Ltd. |
|
| 105 | December 03, 2020 | Non-compliance securities law against Surma Securities Holding Co. Ltd. |
|
| 106 | December 03, 2020 | Non-compliance securities law against Stock & Bonds Ltd. |
|
| 107 | December 03, 2020 | Non-compliance securities law against Sterling Stocks and Securities Ltd. |
|
| 108 | December 03, 2020 | Non-compliance securities law against Square Securities Management Ltd. |
|
| 109 | December 03, 2020 | Non-compliance securities law against Sinha Securities Ltd. |
|
| 110 | December 03, 2020 | Non-compliance securities law against SIBL Securities Ltd. |
|
| 111 | December 03, 2020 | Non-compliance securities law against Shyamol Equity Management Ltd. |
|
| 112 | December 03, 2020 | Non-compliance securities law against Shohrab Securities & Trade Ltd. |
|
| 113 | December 03, 2020 | Non-compliance securities law against Sheltech Brokerage Ltd. |
|
| 114 | December 03, 2020 | Non-compliance securities law against Sharp Securities Ltd. |
|
| 115 | December 03, 2020 | Non-compliance securities law against Shanta Securities Ltd. |
|
| 116 | December 03, 2020 | Non-compliance securities law against Shakil Razvi Stock Ltd. |
|
| 117 | December 03, 2020 | Non-compliance securities law against IDLC Securities Ltd. |
|
| 118 | December 03, 2020 | Non-compliance securities law against Green Delta Securities Ltd. |
|
| 119 | December 03, 2020 | Non-compliance securities law against BRAC EPL Stock Brokerage Ltd. |
|
| 120 | December 03, 2020 | Non-compliance securities law against A. R Chowdhury Securities Ltd. |
|
| 121 | December 03, 2020 | Non-compliance securities law against A. M. Securities and Financial Services Ltd. |
|
| 122 | December 02, 2020 | Non-compliance securities law against Razzak Securities Ltd. |
|
| 123 | December 02, 2020 | Non-compliance securities law against Prudential Capital Ltd. |
|
| 124 | December 01, 2020 | Non-compliance securities law against Shajahan Securities Ltd. |
|
| 125 | December 01, 2020 | Non-compliance securities law against Shahjalal Islami Bank Securities Ltd. |
|
| 126 | December 01, 2020 | Non-compliance securities law against Shahed Securities Ltd. |
|
| 127 | December 01, 2020 | Non-compliance securities law against Shah Mohammad Sagir & Co Ltd. |
|
| 128 | December 01, 2020 | Non-compliance securities law against SCL Securities Ltd. |
|
| 129 | December 01, 2020 | Non-compliance securities law against SBC Securities & Investment Ltd. |
|
| 130 | December 01, 2020 | Non-compliance securities law against Salam and Company Ltd. |
|
| 131 | December 01, 2020 | Non-compliance securities law against SAHCO Securities Ltd. |
|
| 132 | December 01, 2020 | Non-compliance securities law against Sadeque Financial Management Ltd. |
|
| 133 | December 01, 2020 | Non-compliance securities law against Saad Securities Ltd. |
|
| 134 | December 01, 2020 | Non-compliance securities law against S & H Equities Ltd. |
|
| 135 | December 01, 2020 | Non-compliance securities law against Royal Green Securities Ltd. |
|
| 136 | December 01, 2020 | Non-compliance securities law against Royal Capital Ltd. |
|
| 137 | December 01, 2020 | Non-compliance securities law against Rose Securities Ltd. |
|
| 138 | December 01, 2020 | Non-compliance securities law against Remons Investment & Securities Ltd. |
|
| 139 | December 01, 2020 | Non-compliance securities law against Reliance Brokerage Services Ltd. |
|
| 140 | December 01, 2020 | Non-compliance securities law against Rasti Securities Ltd. |
|
| 141 | December 01, 2020 | Non-compliance securities law against Rashid Investment & Services Ltd. |
|
| 142 | December 01, 2020 | Non-compliance securities law against Rapid Securities Ltd. |
|
| 143 | December 01, 2020 | Non-compliance securities law against R N I Securities Ltd. |
|
| 144 | December 01, 2020 | Non-compliance securities law against Quayum Securities Ltd. |
|
| 145 | December 01, 2020 | Non-compliance securities law against Pubali Bank Securities Ltd. |
|
| 146 | December 01, 2020 | Non-compliance securities law against Prime Islami Securities Ltd. |
|
| 147 | December 01, 2020 | Non-compliance securities law against Prilink Securities Ltd. |
|
| 148 | December 01, 2020 | Non-compliance securities law against Premier Leasing Securities Ltd. |
|
| 149 | December 01, 2020 | Non-compliance securities law against Premier Bank Securities Ltd. |
|
| 150 | December 01, 2020 | Non-compliance securities law against Popular Life Insurance Co. Ltd. |
|
| 151 | December 01, 2020 | Non-compliance securities law against PHP Stock & Services Ltd. |
|
| 152 | December 01, 2020 | Non-compliance securities law against Phoenix Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 26, 2020 | Non-compliance securities law against Modern Equity Ltd. |
|
| 2 | November 26, 2020 | Non-compliance securities law against Mirror Financial Management Ltd. |
|
| 3 | November 26, 2020 | Non-compliance securities law against Merchantile Bank Securities Ltd. |
|
| 4 | November 26, 2020 | Non-compliance securities law against Merchant Securities Ltd. |
|
| 5 | November 26, 2020 | Non-compliance securities law against Meghna Life Securities & Investment Ltd. |
|
| 6 | November 26, 2020 | Non-compliance securities law against Meghna Bank Securities Ltd. |
|
| 7 | November 26, 2020 | Non-compliance securities law against Square Securities Management Limited. |
|
| 8 | November 26, 2020 | Non-compliance securities law against PFI Securities Ltd. |
|
| 9 | November 26, 2020 | Non-compliance securities law against Peace Securities Ltd. |
|
| 10 | November 26, 2020 | Non-compliance securities law against Pasha Capital Ltd. |
|
| 11 | November 26, 2020 | Non-compliance securities law against Oshadhi Securities Ltd. |
|
| 12 | November 26, 2020 | Non-compliance securities law against Nur-E-Alam Siddique & Company Ltd. |
|
| 13 | November 26, 2020 | Non-compliance securities law against NRBC Bank Securities Ltd. |
|
| 14 | November 26, 2020 | Non-compliance securities law against NLI Securities Ltd. |
|
| 15 | November 26, 2020 | Non-compliance securities law against Nexus Securities Ltd. |
|
| 16 | November 26, 2020 | Non-compliance securities law against NCCB Securities & Financial Ltd. |
|
| 17 | November 26, 2020 | Non-compliance securities law against Nabiul Karim Securities Ltd. |
|
| 18 | November 26, 2020 | Non-compliance securities law against Multi Securities & Services Ltd. |
|
| 19 | November 26, 2020 | Non-compliance securities law against MTB Securities Ltd. |
|
| 20 | November 26, 2020 | Non-compliance securities law against Moshior Securities Ltd. |
|
| 21 | November 26, 2020 | Non-compliance securities law against Mona Financial Consultancy & Secutities Ltd. |
|
| 22 | November 26, 2020 | Non-compliance securities law against Mohammaddi Stock Market Ltd. |
|
| 23 | November 26, 2020 | Non-compliance securities law against Modern Securities Ltd. |
|
| 24 | November 26, 2020 | Non-compliance securities law against Secure Capitals Ltd. |
|
| 25 | November 26, 2020 | Non-compliance securities law against Royal Capitals Ltd. |
|
| 26 | November 26, 2020 | Non-compliance securities law against Race Protfolio and Issue Management Ltd. |
|
| 27 | November 26, 2020 | Non-compliance securities law against Prudential Capitals Ltd. |
|
| 28 | November 26, 2020 | Non-compliance securities law against M-Securities Ltd. |
|
| 29 | November 26, 2020 | Non-compliance securities law against Md. Shahidullah Securities Ltd. |
|
| 30 | November 26, 2020 | Non-compliance securities law against Md. Fakhrul Islam Securities Ltd. |
|
| 31 | November 26, 2020 | Non-compliance securities law against MAM Securities Ltd. |
|
| 32 | November 26, 2020 | Non-compliance securities law against MAH Securities Ltd. |
|
| 33 | November 26, 2020 | Non-compliance securities law against M & Z Securities Ltd. |
|
| 34 | November 26, 2020 | Non-compliance securities law against Harpoon Securities Ltd. |
|
| 35 | November 26, 2020 | Non-compliance securities law against Cosmopolitan Finance Ltd. |
|
| 36 | November 23, 2020 | Non-compliance securities law against Latif Securities Ltd. |
|
| 37 | November 23, 2020 | Non-compliance securities law against Howlader Equities Services Ltd. |
|
| 38 | November 23, 2020 | Non-compliance securities law against Hedayetullah Securities Ltd. |
|
| 39 | November 23, 2020 | Non-compliance securities law against Hazrat Amanat Shah Securities Ltd. |
|
| 40 | November 23, 2020 | Non-compliance securities law against Hasan Securities Ltd. |
|
| 41 | November 23, 2020 | Non-compliance securities law against K-Securities and Consultants Ltd. |
|
| 42 | November 23, 2020 | Non-compliance securities law against Khwaja Equities Service Ltd. |
|
| 43 | November 23, 2020 | Non-compliance securities law against Kazi firoz Rashid Securities Ltd. |
|
| 44 | November 23, 2020 | Non-compliance securities law against Kazi Equities Ltd. |
|
| 45 | November 23, 2020 | Non-compliance securities law against K.H.B. Securities Ltd.937 |
|
| 46 | November 23, 2020 | Non-compliance securities law against K.H.B. Securities Ltd. |
|
| 47 | November 23, 2020 | Non-compliance securities law against Joytun Securities Ltd.936 |
|
| 48 | November 23, 2020 | Non-compliance securities law against Jamal Ahmed Securities Ltd. |
|
| 49 | November 23, 2020 | Non-compliance securities law against Jahan Securities Ltd. |
|
| 50 | November 23, 2020 | Non-compliance securities law against Island Securities Ltd. |
|
| 51 | November 23, 2020 | Non-compliance securities law against Islami Bank Securities Ltd. |
|
| 52 | November 23, 2020 | Non-compliance securities law against Investment Promotion Services Ltd. |
|
| 53 | November 23, 2020 | Non-compliance securities law against International Leasing Securities Ltd. |
|
| 54 | November 23, 2020 | Non-compliance securities law against Indicate Securities Consultants Ltd. |
|
| 55 | November 23, 2020 | Non-compliance securities law against Imtiyaz Husain Securities Ltd. |
|
| 56 | November 23, 2020 | Non-compliance securities law against IIFD Securities Ltd. |
|
| 57 | November 23, 2020 | Non-compliance securities law against IFIC Securities and Financial Services Ltd. |
|
| 58 | November 23, 2020 | Non-compliance securities law against Ibrahim Securities Ltd. |
|
| 59 | November 23, 2020 | Non-compliance securities law against Sylnet Securities Ltd. |
|
| 60 | November 23, 2020 | Non-compliance securities law against Pioneer Shares & Securities Ltd. |
|
| 61 | November 23, 2020 | Non-compliance securities law against International Leasing securities Ltd. |
|
| 62 | November 18, 2020 | Non-compliance securities law against Salta Capital Ltd. |
|
| 63 | November 18, 2020 | Non-compliance securities law against Reliance Brokerage Services Ltd. |
|
| 64 | November 18, 2020 | Non-compliance securities law against Island Securities Ltd.888 |
|
| 65 | November 18, 2020 | Non-compliance securities law against EBL Investments Ltd. |
|
| 66 | November 18, 2020 | Non-compliance securities law against City Bank Capital Resources Ltd. |
|
| 67 | November 18, 2020 | Non-compliance securities law against UCB Capital Management Ltd. |
|
| 68 | November 18, 2020 | Non-compliance securities law against Pime Islami Securities Ltd. |
|
| 69 | November 18, 2020 | Non-compliance securities law against Lanka Bangla Securties Ltd. |
|
| 70 | November 18, 2020 | Non-compliance securities law against International Leasing Securities Ltd. |
|
| 71 | November 18, 2020 | Non-compliance securities law against Imtyaz Husain Securities Ltd. |
|
| 72 | November 18, 2020 | Non-compliance securities law against ICB Securities Trading Company Ltd. |
|
| 73 | November 18, 2020 | Non-compliance securities law against harun Securities Ltd. |
|
| 74 | November 18, 2020 | Non-compliance securities law against Haji Ahmed Brother Securities Ltd. |
|
| 75 | November 18, 2020 | Non-compliance securities law against HAC Securities Ltd. |
|
| 76 | November 18, 2020 | Non-compliance securities law against Habibur Rahman Securities Ltd. |
|
| 77 | November 18, 2020 | Non-compliance securities law against Greenland Equities Ltd. |
|
| 78 | November 18, 2020 | Non-compliance securities law against Globe Securities Ltd. |
|
| 79 | November 18, 2020 | Non-compliance securities law against Global Securities Ltd. |
|
| 80 | November 18, 2020 | Non-compliance securities law against Gateway Equity Resource Ltd. |
|
| 81 | November 18, 2020 | Non-compliance securities law against Fortune Securities Ltd. |
|
| 82 | November 18, 2020 | Non-compliance securities law against Federal Securities and Investment Ltd. |
|
| 83 | November 18, 2020 | Non-compliance securities law against Dragon Securities Ltd. |
|
| 84 | November 18, 2020 | Non-compliance securities law against Brac EPL Stock Brokerage Ltd. |
|
| 85 | November 18, 2020 | Non-compliance securities law against AIBL Capital Market Services Ltd. |
|
| 86 | November 18, 2020 | Non-compliance securities law against Farida Raqib Securities Ltd. |
|
| 87 | November 18, 2020 | Non-compliance securities law against Fareast Stock & Bonds Ltd. |
|
| 88 | November 18, 2020 | Non-compliance securities law against Expo Traders Ltd. |
|
| 89 | November 18, 2020 | Non-compliance securities law against ETBL Securities & Exchange Ltd. |
|
| 90 | November 18, 2020 | Non-compliance securities law against E-Securities Ltd. |
|
| 91 | November 18, 2020 | Non-compliance securities law against EBL Securities Ltd. |
|
| 92 | November 18, 2020 | Non-compliance securities law against Dynamic Securities Consultants Ltd. |
|
| 93 | November 18, 2020 | Non-compliance securities law against DSFM Securities Ltd. |
|
| 94 | November 18, 2020 | Non-compliance securities law against Dragon Securities Ltd. |
|
| 95 | November 18, 2020 | Non-compliance securities law against DMR Securities Ltd. |
|
| 96 | November 16, 2020 | Non-compliance securities law against DLIC Securities Ltd. |
|
| 97 | November 16, 2020 | Non-compliance securities law against Dhanmondi Securities Ltd. |
|
| 98 | November 16, 2020 | Non-compliance securities law against Delta Capital Ltd. |
|
| 99 | November 16, 2020 | Non-compliance securities law against Daulatunnessa Equities Ltd. |
|
| 100 | November 16, 2020 | Non-compliance securities law against Crest Securities Ltd. |
|
| 101 | November 16, 2020 | Non-compliance securities law against Commerce Bank Securities & Investment Ltd. |
|
| 102 | November 16, 2020 | Non-compliance securities law against CMSL Securities Ltd. |
|
| 103 | November 16, 2020 | Non-compliance securities law against City Brokerage Ltd. |
|
| 104 | November 16, 2020 | Non-compliance securities law against Bulbul Securities Ltd. |
|
| 105 | November 16, 2020 | Non-compliance securities law against Bluechip Securities Ltd. |
|
| 106 | November 16, 2020 | Non-compliance securities law against BLI Securities Ltd. |
|
| 107 | November 16, 2020 | Non-compliance securities law against Beximco Securities Ltd. |
|
| 108 | November 16, 2020 | Non-compliance securities law against BDBL Securities Ltd. |
|
| 109 | November 16, 2020 | Non-compliance securities law against BDBL Investment Services Ltd. |
|
| 110 | November 16, 2020 | Non-compliance securities law against BD Sunlife Securities Ltd. |
|
| 111 | November 16, 2020 | Non-compliance securities law against BD Finance Securities Ltd. |
|
| 112 | November 16, 2020 | Non-compliance securities law against Bank Asia Securities Ltd. |
|
| 113 | November 16, 2020 | Non-compliance securities law against Banco Securities Ltd. |
|
| 114 | November 16, 2020 | Non-compliance securities law against B & B Enterprice Ltd. |
|
| 115 | November 15, 2020 | Non-compliance securities law against Lanka Bangla Securities Ltd. |
|
| 116 | November 15, 2020 | Non-compliance securities law against Aries Securities Ltd. |
|
| 117 | November 12, 2020 | Non-compliance securities law against Azam Securities Ltd. |
|
| 118 | November 12, 2020 | Non-compliance securities law against ASENZ Securities Ltd. |
|
| 119 | November 12, 2020 | Non-compliance securities law against Aries Securities Ltd. |
|
| 120 | November 12, 2020 | Non-compliance securities law against Arena Securities Ltd. |
|
| 121 | November 12, 2020 | Non-compliance securities law against Apex Investment Ltd. |
|
| 122 | November 12, 2020 | Non-compliance securities law against Anwar Securities Ltd. |
|
| 123 | November 12, 2020 | Non-compliance securities law against Anchor Securities Ltd. |
|
| 124 | November 12, 2020 | Non-compliance securities law against Aloco Securities Ltd. |
|
| 125 | November 12, 2020 | Non-compliance securities law against Al-Muntaha Trading Co. Ltd. |
|
| 126 | November 12, 2020 | Non-compliance securities law against AL-Haj Securities & Stocks Ltd. |
|
| 127 | November 12, 2020 | Non-compliance securities law against Al Haja Jahanara Securities Ltd. |
|
| 128 | November 12, 2020 | Non-compliance securities law against Akij Securities Ltd. |
|
| 129 | November 12, 2020 | Non-compliance securities law against AHC Securities Ltd. |
|
| 130 | November 12, 2020 | Non-compliance securities law against Adil Securities Ltd. |
|
| 131 | November 12, 2020 | Non-compliance securities law against ACE Capital Management Services Ltd. |
|
| 132 | November 12, 2020 | Non-compliance securities law against AB & Co. Ltd. |
|
| 133 | November 12, 2020 | Non-compliance securities law against A N W Securities Ltd. |
|
| 134 | November 11, 2020 | Non-compliance securities law against Firstlead Securities Ltd. |
|
| 135 | November 10, 2020 | Non-compliance securities law against Trust Bank Investment Ltd. |
|
| 136 | November 10, 2020 | Non-compliance securities law against Sonali Investment Ltd. |
|
| 137 | November 10, 2020 | Non-compliance securities law against Riverstone Capitel Ltd. |
|
| 138 | November 10, 2020 | Non-compliance securities law against Race Portfolio & Issue Management Ltd. |
|
| 139 | November 10, 2020 | Non-compliance securities law against MIDAS Investment Ltd. |
|
| 140 | November 10, 2020 | Non-compliance securities law against Janata Capital and Investment Ltd. |
|
| 141 | November 10, 2020 | Non-compliance securities law against Jamuna Bank Capital Management Ltd. |
|
| 142 | November 10, 2020 | Non-compliance securities law against Green Delta Capital Ltd. |
|
| 143 | November 10, 2020 | Non-compliance securities law against Grameen Capital Management Ltd. |
|
| 144 | November 10, 2020 | Non-compliance securities law against First Security Islami Capital & Investment Ltd. |
|
| 145 | November 10, 2020 | Non-compliance securities law against EC Securities Ltd. |
|
| 146 | November 10, 2020 | Non-compliance securities law against Asian Tiger Capital Partners Investments Ltd. |
|
| 147 | November 05, 2020 | Non-compliance securities law against Active Fine Chemicals Ltd. |
|
| 148 | November 04, 2020 | Order against Jupiter Business Ltd. |
|
| 149 | November 04, 2020 | Order against Art International Ltd. |
|
| 150 | November 03, 2020 | Non-compliance securities law against Delta Spinners Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 29, 2020 | Order against Kasim Textile Mills Limited. |
|
| 2 | October 27, 2020 | Order against kasim silk mills ltd. |
|
| 3 | October 21, 2020 | Non-compliance securities law against Mr. Aminul Haq Khan_(Commerce Bank Securities & Investment Ltd.) |
|
| 4 | October 21, 2020 | Non-compliance securities law against M Securities Ltd_783 |
|
| 5 | October 21, 2020 | Order against Prime Islami Life Insurance Ltd. |
|
| 6 | October 21, 2020 | Order against Ms. Lutfun Nessa Islam ( Popular Jute Ex.Ltd.) |
|
| 7 | October 21, 2020 | Order againstMr. Md. Abdul Quaium and his Associates ( Popular Jute Ex.Ltd.) |
|
| 8 | October 21, 2020 | Order against Dr. A. K. M. Kabir Ahmed (Queen South Textile Mills Ltd.) |
|
| 9 | October 14, 2020 | Non-compliance securities law against Rahman Chemical Ltd. |
|
| 10 | October 13, 2020 | Order against Tung Hai Knitting And Dyeing Ltd. |
|
| 11 | October 08, 2020 | Non-compliance securities law against Bank Asia Securities Ltd. |
|
| 12 | October 08, 2020 | Non-compliance securities law against Bank Asia Capital Ltd. |
|
| 13 | October 08, 2020 | Order against NRB Equity Mnagement Ltd. |
|
| 14 | October 08, 2020 | Order against Lexco Limited. |
|
| 15 | October 07, 2020 | Non-compliance securities law against NRBC Bank Securities Ltd. |
|
| 16 | October 05, 2020 | Non-compliance securities law against M Securities Ltd._735 |
|
| 17 | October 05, 2020 | Non-compliance securities law against Fortune Securities (Pvt) Ltd |
|
| 18 | October 05, 2020 | Non-compliance securities law against Eminet Securities Ltd. |
|
| 19 | October 04, 2020 | Non-compliance securities law against M Securities Ltd. |
|
| 20 | October 01, 2020 | Non-compliance securities law against Wifang Securities Ltd. |
|
| 21 | October 01, 2020 | Non-compliance securities law against Rasti Securities Consultant Ltd. |
|
| 22 | October 01, 2020 | Non-compliance securities law against BBS Cables Ltd. |
|
| 23 | October 01, 2020 | Non-compliance securities law against First Capital Securities Ltd. |
|
| 24 | October 01, 2020 | Non-compliance securities law against Al-Muntaha Trading Co. Ltd. |
|
| 25 | October 01, 2020 | Order against BBS Cables Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 30, 2020 | Order against International Securities Company Ltd. |
|
| 2 | September 30, 2020 | Order against Gateway Eiquty Resources Ltd. |
|
| 3 | September 29, 2020 | Order against Modern Securities Ltd. |
|
| 4 | September 29, 2020 | Non-compliance securities law against HAC Securities Ltd. |
|
| 5 | September 29, 2020 | Order against Firstlead Securities Ltd. |
|
| 6 | September 29, 2020 | Order against Fareast Finance & Investment Ltd. |
|
| 7 | September 28, 2020 | Non-compliance securities law against NRB Equity Management Ltd. |
|
| 8 | September 27, 2020 | Non-compliance securities law against Premier Bank Securities Ltd. |
|
| 9 | September 27, 2020 | Non-compliance securities law against Multi Securities & Serivices Ltd. |
|
| 10 | September 27, 2020 | Non-compliance securities law against IFIC Securities Ltd. |
|
| 11 | September 27, 2020 | Non-compliance securities law against IFIC Bank Ltd. |
|
| 12 | September 24, 2020 | Order against MAH Securities Ltd. |
|
| 13 | September 23, 2020 | Order against Sylnet Securities Ltd. |
|
| 14 | September 16, 2020 | Non-compliance securities law against Orion Pharma Ltd. |
|
| 15 | September 16, 2020 | Non-compliance securities law against Dhanmondi Securities Ltd. |
|
| 16 | September 16, 2020 | Order against AIBL Capital Market Service Ltd |
|
| 17 | September 15, 2020 | Non-compliance securities law against The Engineers Ltd. |
|
| 18 | September 14, 2020 | Non-compliance securities law against Eastern Shares & Securities Ltd. |
|
| 19 | September 10, 2020 | Order against Salta Capital Ltd. |
|
| 20 | September 09, 2020 | Non-compliance securities law against United Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 27, 2020 | Non-compliance securities law against Shyamol Equity Management Ltd. |
|
| 2 | August 26, 2020 | Non-compliance securities law against Habibur Rahman Securities Ltd. |
|
| 3 | August 25, 2020 | Order against BBS Cables Ltd. |
|
| 4 | August 24, 2020 | Non-compliance securities law against UniCap Securities Ltd. |
|
| 5 | August 24, 2020 | Non-compliance securities law against Sinha Securities Ltd. |
|
| 6 | August 24, 2020 | Non-compliance securities law against PHP Stock & Securities Ltd. |
|
| 7 | August 24, 2020 | Non-compliance securities law against Md. Fakrul Islam Securities Ltd. |
|
| 8 | August 24, 2020 | Non-compliance securities law against Commerce Bank Securities and Investment Ltd._534 |
|
| 9 | August 24, 2020 | Non-compliance securities law against Banco Securities Ltd. |
|
| 10 | August 24, 2020 | Non-compliance securities law against A N F Management Company Ltd. |
|
| 11 | August 23, 2020 | Order against Nafreen Mahabub (Tung Hai Knitting and Dyein Ltd.) |
|
| 12 | August 23, 2020 | Order against Iftekhar Abdul Hai (C & A Textiles Ltd.) |
|
| 13 | August 23, 2020 | Order against Banagldesh Shows Ltd. |
|
| 14 | August 20, 2020 | Order against Sulaiman Rubell & Associates. |
|
| 15 | August 20, 2020 | Order against Prime Islami Securities Ltd. |
|
| 16 | August 20, 2020 | Non-compliance securities law against Premier Leasing Securities Broking Ltd. |
|
| 17 | August 20, 2020 | Order against Narayan Chandra Paul & Associates. |
|
| 18 | August 20, 2020 | Order against Md. Mahamodduzzaman & Md. Mahibul Islam.(Al-Muntaha Trading Co. Ltd) |
|
| 19 | August 20, 2020 | Non-compliance securities law against Lankabangla Securities Ltd. |
|
| 20 | August 20, 2020 | Order against Kattali Textile Ltd. |
|
| 21 | August 20, 2020 | Non-compliance securities law against Investment Corporation of Bangladesh |
|
| 22 | August 19, 2020 | Non-compliance securities law against Reliance Brokerage Service Ltd. |
|
| 23 | August 19, 2020 | Non-compliance securities law against Commerce Bank Securities and Investment Ltd. |
|
| 24 | August 19, 2020 | Non-compliance securities law against ACE Capital Management Services Ltd. |
|
| 25 | August 18, 2020 | Non-compliance securities law against Quayum Securities Ltd. |
|
| 26 | August 18, 2020 | Order against C & A Textiles Ltd._472 |
|
| 27 | August 18, 2020 | Order against C & A Textiles Ltd. |
|
| 28 | August 18, 2020 | Order against Banhladesh Shoe Industries Limited. |
|
| 29 | August 13, 2020 | Non-compliance securities law against Latif Securities Ltd. |
|
| 30 | August 12, 2020 | Non-compliance securities law against SIBL Securities Ltd. |
|
| 31 | August 10, 2020 | Non-compliance securities law against S. R. Capital Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 16, 2020 | Non-compliance securities law against IFIC Securities Ltd. |
|
| 2 | July 15, 2020 | Non-compliance securities law against Hosam Md. Sheraj, Shanta Securities Ltd. |
|
| 3 | July 15, 2020 | Non-compliance securities law against Md. Louthful Goni Tito and associated, Jamuna Bank Capital Management Ltd._377 |
|
| 4 | July 15, 2020 | Non-compliance securities law against Mr. Kazi Md. Shahadat Hossain_376 |
|
| 5 | July 15, 2020 | Non-compliance securities law against Mr. Kazi Md. Shahadat Hossain_375 |
|
| 6 | July 15, 2020 | Non-compliance securities law against Mr. Kazi Md. Shahadat Hossain & Associates |
|
| 7 | July 15, 2020 | Non-compliance securities law against Mr. Bishwajit Das and Associated Persons |
|
| 8 | July 15, 2020 | Non-compliance securities law against Md. Louthful Goni Tito and associated persons, Jamuna Bank Capital Management Ltd. |
|
| 9 | July 15, 2020 | Non-compliance securities law against A.S.M Asasan Habib Chopwdhury, International Leasing Securities Ltd. |
|
| 10 | July 14, 2020 | Non-compliance securities law against EBL Securities Ltd. |
|
| 11 | July 09, 2020 | Non-compliance securities law against SAR Securities Ltd._372 |
|
| 12 | July 09, 2020 | Non-compliance securities law against SAR Securities Ltd. |
|
| 13 | July 08, 2020 | Non-compliance securities law against A N W Securities Ltd. |
|
| 14 | July 05, 2020 | Non-compliance securities law against Shahjahan Securities Ltd. |
|
| 15 | July 02, 2020 | Order against Mr. Mollah Mohammad Moznu, M.I. Cement Factory Ltd. |
|
| 16 | July 02, 2020 | Order against Mr. Md. jahangir Alam, M.I. Cement Factory Ltd. |
|
| 17 | July 02, 2020 | Order against Mr. Md. Anisuzzaman, Intech Ltd. |
|
| 18 | July 02, 2020 | Order against Mr. Md. Almas simul, M.I. Cement Factory Ltd. |
|
| 19 | July 02, 2020 | Order against Mr. Md. Alamgir Kabir, M.I. Cement Factory Ltd. |
|
| 20 | July 02, 2020 | Order against Mr. Md, Mizanur Rahman Mollah, M.I. Cement Factory Ltd. |
|
| 21 | July 02, 2020 | Order against Mis Sadika Mahabub, Intech Ltd. |
|
| 22 | July 02, 2020 | Order against Mirza Aminul Islam Beg, Intech Ltd. |
|
| 23 | July 02, 2020 | Order against CEO-IIDFC Capital Ltd. |
|
| 24 | July 02, 2020 | Order against CEO-BMSL Investment ltd. |
|
| 25 | July 02, 2020 | Order against Artisan, Chartered Accountants |
|
| 26 | July 02, 2020 | Order against Al Faruk Bags Ltd. |
|
| 27 | July 02, 2020 | Order against A.T.M Mahabubl Alam, Intech Ltd. |
|
| 28 | July 01, 2020 | Non-compliance securities law against Peoples Equities Ltd. |
|
| 29 | July 01, 2020 | Non-compliance securities law against NCCB Securities and Financial Services Ltd. |
|
| 30 | July 01, 2020 | Non-compliance securities law against Haji Ahmad Brothers Securities Ltd. |
|
| 31 | July 01, 2020 | Non-compliance securities law against BDBL Securities Ltd |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 18, 2020 | Non-compliance securities law against BDBL Securities Ltd. |
|
| 2 | June 17, 2020 | Non-compliance securities law against Reliance Brokerage Service Ltd. |
|
| 3 | June 01, 2020 | Non-compliance securities law against Progressive Life Insurance Company Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 23, 2020 | Non-compliance securities law against M-Securities Ltd. |
|
| 2 | March 23, 2020 | Non-compliance securities law against Main Abdur Rashid Securities Ltd.295 |
|
| 3 | March 23, 2020 | Non-compliance securities law against Main Abdur Rashid Securities Ltd. |
|
| 4 | March 23, 2020 | Non-compliance securities law against Lotus Sharess & Securities Ltd. |
|
| 5 | March 23, 2020 | Non-compliance securities law against Lanka Bangla Securities Ltd. |
|
| 6 | March 23, 2020 | Non-compliance securities law against Jalalabad Securities Ltd. |
|
| 7 | March 23, 2020 | Non-compliance securities law against Holy City Securities Ltd.298 |
|
| 8 | March 23, 2020 | Non-compliance securities law against Holy City Securities Ltd.297 |
|
| 9 | March 23, 2020 | Non-compliance securities law against Banco Securities Ltd. |
|
| 10 | March 23, 2020 | Non-compliance securities law against Ali Securities Co. Ltd. |
|
| 11 | March 03, 2020 | Non-compliance securities law against Tamha Securities Ltd. |
|
| 12 | March 03, 2020 | Non-compliance securities law against Sohel Securities Ltd. |
|
| 13 | March 02, 2020 | Non-compliance securities law against Premier Leasing Securities Broking Ltd.224 |
|
| 14 | March 02, 2020 | Non-compliance securities law against Premier Leasing Securities Broking Ltd.223 |
|
| 15 | March 02, 2020 | Non-compliance securities law against M-Securities Ltd.226 |
|
| 16 | March 02, 2020 | Non-compliance securities law against Mr. Tashrif Al Forman |
|
| 17 | March 02, 2020 | Non-compliance securities law against Lanka Bangla Securities Ltd.225 |
|
| 18 | March 02, 2020 | Non-compliance securities law against Bali Securities Ltd |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 25, 2020 | Non-compliance securities law against Banco Securities Ltd. |
|
| 2 | February 17, 2020 | Order against Regent Textile Mills Ltd. |
|
| 3 | February 17, 2020 | Order against Aman Feed Ltd. |
|
| 4 | February 11, 2020 | Non-compliance securities law against Continental Insurance Ltd. |
|
| 5 | February 02, 2020 | Non-compliance securities law against Hillcity Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 30, 2020 | Non-compliance securities law against SharpnSecurities Ltd. |
|
| 2 | January 30, 2020 | Non-compliance securities law against Globe Securities Ltd. |
|
| 3 | January 08, 2020 | Non-compliance securities law against Md. Parvez Rahman & Mrs. Selima Begum |
|
| 4 | January 08, 2020 | Non-compliance securities law against BRB Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 23, 2019 | Non-compliance securities law against Unicap Securities ltd. |
|
| 2 | December 23, 2019 | Non-compliance securities law against Banco Securities Ltd. |
|
| 3 | December 10, 2019 | Non-compliance securities law against BDBL Securities Ltd. |
|
| 4 | December 09, 2019 | Non-compliance securities law against North West Securities Ltd. |
|
| 5 | December 09, 2019 | Non-compliance securities law against M. Zubair Securities Ltd. |
|
| 6 | December 09, 2019 | Non-compliance securities law against Global Securities Ltd. |
|
| 7 | December 09, 2019 | Non-compliance securities law against ETBL Securities & Exchange Ltd. |
|
| 8 | December 09, 2019 | Non-compliance securities law against Crest Securities Ltd. |
|
| 9 | December 05, 2019 | Non-compliance securities law against UGC Securities Ltd. |
|
| 10 | December 05, 2019 | Non-compliance securities law against Sinha Securities Ltd. |
|
| 11 | December 05, 2019 | Non-compliance securities law against Quayum Securities Ltd. |
|
| 12 | December 05, 2019 | Non-compliance securities law against National Life Insurance Co. Ltd. |
|
| 13 | December 05, 2019 | Order against ANF Management Co. Ltd. |
|
| 14 | December 05, 2019 | Order against Al-Haj Textile Mills Ltd. |
|
| 15 | December 05, 2019 | Non-compliance securities law against AB Securities Ltd. |
|
| 16 | December 05, 2019 | Non-compliance securities law against AB & Co. Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 24, 2019 | Non-compliance securities law against Pubali Bank Securities Ltd |
|
| 2 | November 17, 2019 | Order against Generation Next Fashions Ltd.591 |
|
| 3 | November 17, 2019 | Order against Generation Next Fashions Ltd.589 |
|
| 4 | November 17, 2019 | Order against Generation Next Fashions Ltd.588 |
|
| 5 | November 17, 2019 | Order against Generation Next Fashions Ltd.587 |
|
| 6 | November 17, 2019 | Order against Generation Next Fashions Ltd.586 |
|
| 7 | November 17, 2019 | Order against Generation Next Fashions Ltd.585 |
|
| 8 | November 17, 2019 | Order against Generation Next Fashions Ltd.584 |
|
| 9 | November 17, 2019 | Non-compliance securities law against Ten Stars (Pvt) Ltd. |
|
| 10 | November 17, 2019 | Non-compliance securities law against Secure Capital Ltd. |
|
| 11 | November 17, 2019 | Non-compliance securities law against Nur-E-Alam Siddique & Company Ltd. |
|
| 12 | November 17, 2019 | Non-compliance securities law against Indicate Securities & Consultant Ltd. |
|
| 13 | November 17, 2019 | Non-compliance securities law against DBL Securities Ltd. |
|
| 14 | November 14, 2019 | Non-compliance securities law against Green Deltas Securities Ltd. |
|
| 15 | November 11, 2019 | Non-compliance securities law against Imtiyaz Husain Securities Ltd. |
|
| 16 | November 11, 2019 | Non-compliance securities law against Base Capital Ltd. |
|
| 17 | November 06, 2019 | Non-compliance securities law against Howlader Equity Service Ltd. |
|
| 18 | November 05, 2019 | Non-compliance securities law against SCL Securities Ltd. |
|
| 19 | November 05, 2019 | Non-compliance securities law against Md. Sahidullah Securities Ltd. |
|
| 20 | November 05, 2019 | Non-compliance securities law against Hamid Fabrics Ltd. |
|
| 21 | November 05, 2019 | Non-compliance securities law against Ahmed Securities Services Service Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 24, 2019 | Non-compliance securities law against EC Securities Ltd. |
|
| 2 | October 22, 2019 | Non-compliance securities law against MTB Capital Ltd. |
|
| 3 | October 21, 2019 | Non-compliance securities law against Union Insurance Co. Ltd. |
|
| 4 | October 20, 2019 | Non-compliance securities law against United Enterprises & Co. Ltd. |
|
| 5 | October 20, 2019 | Order against People's leasing and financial services ltd. |
|
| 6 | October 20, 2019 | Non-compliance securities law against Md. Fakhrul Islam Securities Ltd. |
|
| 7 | October 17, 2019 | Order against Adil Securities Ltd. |
|
| 8 | October 15, 2019 | Non-compliance securities law against S.R. Capital Ltd. |
|
| 9 | October 15, 2019 | Non-compliance securities law against Hefazatur Rahman & Co. Ltd.543 |
|
| 10 | October 15, 2019 | Non-compliance securities law against Hefazatur Rahman & Co. Ltd. |
|
| 11 | October 15, 2019 | Non-compliance securities law against Beach Hatchery Ltd. |
|
| 12 | October 14, 2019 | Non-compliance securities law against Shakil Rizvi Stock Ltd. |
|
| 13 | October 14, 2019 | Non-compliance securities law against MTB Securities Ltd. |
|
| 14 | October 13, 2019 | Non-compliance securities law against Fareast Stocks & Bond Ltd. |
|
| 15 | October 07, 2019 | Non-compliance securities law against Jesco Capital Management Ltd. |
|
| 16 | October 07, 2019 | Non-compliance securities law against DSFM Securities Ltd.539 |
|
| 17 | October 07, 2019 | Non-compliance securities law against DSFM Securities Ltd. |
|
| 18 | October 07, 2019 | Non-compliance securities law against Dragon Sweater & Spinning Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 30, 2019 | Non-compliance securities law against T. K. Shares & Securities Ltd. |
|
| 2 | September 30, 2019 | Non-compliance securities law against Salta Capital Ltd. |
|
| 3 | September 30, 2019 | Non-compliance securities law against Rasti Securities Consultant Ltd. |
|
| 4 | September 30, 2019 | Non-compliance securities law against Hedayetullah Securities Ltd.521 |
|
| 5 | September 30, 2019 | Non-compliance securities law against Hedayetullah Securities Ltd. |
|
| 6 | September 29, 2019 | Non-compliance securities law against Nouvelle Securities Ltd. |
|
| 7 | September 29, 2019 | Non-compliance securities law against Hsfazatur Rahman & Company Ltd. |
|
| 8 | September 26, 2019 | Non-compliance securities law against NLI Securities Ltd. |
|
| 9 | September 23, 2019 | Non-compliance securities law against UCM Capital Management Ltd.473 |
|
| 10 | September 23, 2019 | Non-compliance securities law against UCM Capital Management Ltd.472 |
|
| 11 | September 23, 2019 | Non-compliance securities law against Multi Securities & Service Ltd.479 |
|
| 12 | September 23, 2019 | Non-compliance securities law against Multi Securities & Service Ltd.478 |
|
| 13 | September 23, 2019 | Non-compliance securities law against Multi Securities & Service Ltd. |
|
| 14 | September 23, 2019 | Non-compliance securities law against JIC Securities Ltd._471 |
|
| 15 | September 23, 2019 | Non-compliance securities law against JIC Securities Ltd._470 |
|
| 16 | September 23, 2019 | Non-compliance securities law against Greenland Equities Ltd |
|
| 17 | September 23, 2019 | Non-compliance securities law against Firstlead Securities Ltd._469 |
|
| 18 | September 23, 2019 | Non-compliance securities law against Firstlead Securities Ltd._468 |
|
| 19 | September 23, 2019 | Non-compliance securities law against ARC Securities Ltd.477 |
|
| 20 | September 23, 2019 | Non-compliance securities law against ARC Securities Ltd.476 |
|
| 21 | September 23, 2019 | Non-compliance securities law against Al-Haj Securities & Stocks Ltd._475 |
|
| 22 | September 23, 2019 | Non-compliance securities law against Al-Haj Securities & Stocks Ltd._474 |
|
| 23 | September 23, 2019 | Non-compliance securities law against A. K. Khan Securities Ltd._ |
|
| 24 | September 22, 2019 | Non-compliance securities law against Fu-Wang Foods Ltd._463 |
|
| 25 | September 22, 2019 | Non-compliance securities law against Fu-Wang Foods Ltd._454 |
|
| 26 | September 17, 2019 | Non-compliance securities law against Quayum Securities Ltd. |
|
| 27 | September 17, 2019 | Non-compliance securities law against Parkway Securities Ltd. |
|
| 28 | September 17, 2019 | Non-compliance securities law against Mona Garments Ltd. |
|
| 29 | September 08, 2019 | Non-compliance securities law against Island Securities Ltd._432 |
|
| 30 | September 08, 2019 | Non-compliance securities law against Island Securities Ltd._431 |
|
| 31 | September 08, 2019 | Non-compliance securities law against Dayton Holdings Ltd._434 |
|
| 32 | September 08, 2019 | Non-compliance securities law against Chittagong Shares & Securities Ltd._435 |
|
| 33 | September 08, 2019 | Non-compliance securities law against Chittagong Capital Ltd._433 |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 29, 2019 | Non-compliance securities law against Sheltech Brokerage Ltd.423 |
|
| 2 | August 29, 2019 | Non-compliance securities law against Raja Securities Ltd.424 |
|
| 3 | August 29, 2019 | Non-compliance securities law against Progati Insurance Ltd.426 |
|
| 4 | August 29, 2019 | Non-compliance securities law against Meenhar Securities Ltd.421 |
|
| 5 | August 22, 2019 | Non-compliance securities law against Tamha Securities Ltd.409 |
|
| 6 | August 22, 2019 | Non-compliance securities law against Square Securities Management Ltd.411 |
|
| 7 | August 22, 2019 | Non-compliance securities law against R N Trading Ltd.408 |
|
| 8 | August 22, 2019 | Non-compliance securities law against R N Trading Ltd.407 |
|
| 9 | August 22, 2019 | Non-compliance securities law against Prudential Securities Ltd.410 |
|
| 10 | August 20, 2019 | Non-compliance securities law against Kishwar Securities Investment Ltd.400 |
|
| 11 | August 20, 2019 | Non-compliance securities law against Harpoon Securities Ltd.404 |
|
| 12 | August 20, 2019 | Non-compliance securities law against Far East Shares & Securities Ltd.403 |
|
| 13 | August 20, 2019 | Non-compliance securities law against AA Securities Ltd.402 |
|
| 14 | August 20, 2019 | Non-compliance securities law against AA Securities Ltd.401 |
|
| 15 | August 19, 2019 | Non-compliance securities law against ICB Securities Trading Company Ltd.398 |
|
| 16 | August 19, 2019 | Non-compliance securities law against ICB Capital Management Ltd.399 |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 30, 2019 | Non-compliance securities law against Eastern Capital Ltd. |
|
| 2 | July 30, 2019 | Non-compliance securities law against Dayton Holdings Ltd. |
|
| 3 | July 30, 2019 | Non-compliance securities law against ALOCO Securities Ltd. |
|
| 4 | July 24, 2019 | Non-compliance securities law against NBL Securities Ltd. |
|
| 5 | July 18, 2019 | Non-compliance securities law against Peace Securities Ltd. |
|
| 6 | July 15, 2019 | Non-compliance securities law against Transcon Securities Ltd. |
|
| 7 | July 15, 2019 | Non-compliance securities law against NCCB Securities & Financial Services Ltd. |
|
| 8 | July 03, 2019 | Non-compliance securities law against Raja Securities Ltd. |
|
| 9 | July 03, 2019 | Non-compliance securities law against IDLC Securities Ltd. |
|
| 10 | July 03, 2019 | Non-compliance securities law against Green Delta Securities Ltd. |
|
| 11 | July 03, 2019 | Non-compliance securities law against First Capital Securities Ltd. |
|
| 12 | July 03, 2019 | Non-compliance securities law against Erena Securities Ltd. |
|
| 13 | July 03, 2019 | Non-compliance securities law against Akij Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 20, 2019 | Non-compliance securities law against Prime Islami Securities Ltd. |
|
| 2 | June 20, 2019 | Non-compliance securities law against Eastern Sheres & Securities Ltd. |
|
| 3 | June 12, 2019 | Non-compliance securities law against FBL Securities Ltd. |
|
| 4 | June 12, 2019 | Non-compliance securities law against Ershad Securities Ltd. |
|
| 5 | June 12, 2019 | Non-compliance securities law against Bank Asia Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 28, 2019 | Non-compliance securities law against IDLC Securities Ltd.277 |
|
| 2 | May 21, 2019 | Non-compliance securities law against Ali Securities Ltd.259 |
|
| 3 | May 15, 2019 | Non-compliance securities law against Malek Siddiqui Wali.257 |
|
| 4 | May 15, 2019 | Non-compliance securities law against Imam Button Ltd.256 |
|
| 5 | May 08, 2019 | Non-compliance securities law against Nizam Shares & Securities Ltd.253 |
|
| 6 | May 07, 2019 | Non-compliance securities law against Uniroyal Securities Ltd.252 |
|
| 7 | May 07, 2019 | Non-compliance securities law against Mr. Kanutosh Majumder.251 |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 24, 2019 | Non-compliance securities law against Shurwid Industries Ltd.235 |
|
| 2 | April 24, 2019 | Non-compliance securities law against Shurwid Industries Ltd.234 |
|
| 3 | April 21, 2019 | Non-compliance securities law against S.N. Securities Ltd. |
|
| 4 | April 21, 2019 | Non-compliance securities law against Lotus Shares & Securities Ltd.233 |
|
| 5 | April 21, 2019 | Non-compliance securities law against Lotus Shares & Securities Ltd.222 |
|
| 6 | April 21, 2019 | Non-compliance securities law against Hallmark Securities Ltd.232. |
|
| 7 | April 17, 2019 | Non-compliance securities law against Inter Continental Securities Ltd. |
|
| 8 | April 04, 2019 | Non-compliance securities law against Prime Bank Securities Ltd.213. |
|
| 9 | April 02, 2019 | Order against Commerce Bank Securities and Investment Ltd.203 |
|
| 10 | April 02, 2019 | Order against Commerce Bank Securities and Investment Ltd.201 |
|
| 11 | April 02, 2019 | Order against Commerce Bank Securities and Investment Ltd.199 |
|
| 12 | April 02, 2019 | Order against Commerce Bank Securities and Investment Ltd.197 |
|
| 13 | April 02, 2019 | Order against Commerce Bank Securities and Investment Ltd.195 |
|
| 14 | April 02, 2019 | Order against Commerce Bank Securities and Investment Ltd.193 |
|
| 15 | April 02, 2019 | Order against Commerce Bank Securities and Investment Ltd.191 |
|
| 16 | April 02, 2019 | Order against Commerce Bank Securities and Investment Ltd.189 |
|
| 17 | April 02, 2019 | Order against Commerce Bank Securities and Investment Ltd.187 |
|
| 18 | April 02, 2019 | Order against Bangladesh Commerce Bank Limited.185 |
|
| 19 | April 02, 2019 | Non-compliance securities law against Yeakut Jahan. 208 |
|
| 20 | April 02, 2019 | Non-compliance securities law against Padma Can & Closures Ltd. Unit-2. |
|
| 21 | April 02, 2019 | Non-compliance securities law against Commerce Bank Securities and Investment Ltd. |
|
| 22 | April 02, 2019 | Non-compliance securities law against Bangladesh Commerce Bank Ltd. |
|
| 23 | April 01, 2019 | Order against Bangladesh Commerce Bank Limited.183 |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 27, 2019 | Order against Stylecraft Ltd_143 |
|
| 2 | March 27, 2019 | Order against Popular Life Insurance_149 |
|
| 3 | March 27, 2019 | Order against Popular Life Insurance Co. Ltd_145 |
|
| 4 | March 27, 2019 | Order against lankabangla securities ltd.155 |
|
| 5 | March 27, 2019 | Order against Globe Securities Ltd_151 |
|
| 6 | March 27, 2019 | Order against Al-Muntaha Trading Co.Ltd.147 |
|
| 7 | March 27, 2019 | Order against Akij Securities Ltd.153 |
|
| 8 | March 27, 2019 | Non-compliance securities law against Popular Life Insurance Company Ltd.157 |
|
| 9 | March 27, 2019 | Non-compliance securities law against Al-Muntaha Trading Co. Ltd.158 |
|
| 10 | March 27, 2019 | Non-compliance securities law against Al-Muntaha Trading Co. Ltd.159 |
|
| 11 | March 27, 2019 | Non-compliance securities law against Bulbul Securities Ltd.160 |
|
| 12 | March 27, 2019 | Non-compliance securities law against Monno Ceramic Industries Ltd.161 |
|
| 13 | March 27, 2019 | Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.162 |
|
| 14 | March 27, 2019 | Non-compliance securities law against Monno Ceramic Industries Ltd.163 |
|
| 15 | March 27, 2019 | Non-compliance securities law against Stylecraft Ltd.164 |
|
| 16 | March 27, 2019 | Non-compliance securities law against R. N. Trading Ltd.165 |
|
| 17 | March 27, 2019 | Non-compliance securities law against Al-Muntaha Trading Co. Ltd.167 |
|
| 18 | March 27, 2019 | Non-compliance securities law against R. N. Trading Ltd.168 |
|
| 19 | March 27, 2019 | Non-compliance securities law against Popular Life Insurance Company Ltd.169 |
|
| 20 | March 27, 2019 | Non-compliance securities law against Monno Jute Stafflers Ltd.170 |
|
| 21 | March 27, 2019 | Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.171 |
|
| 22 | March 27, 2019 | Non-compliance securities law against Popular Life Insurance Company Ltd.172 |
|
| 23 | March 27, 2019 | Non-compliance securities law against R. N. Trading Ltd.173 |
|
| 24 | March 27, 2019 | Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.174 |
|
| 25 | March 27, 2019 | Non-compliance securities law against Hazi Ahmad Brothers Securities Ltd.175 |
|
| 26 | March 27, 2019 | Non-compliance securities law against Synthia Securities Ltd.166 |
|
| 27 | March 24, 2019 | Non-compliance securities law against K-Securities and Consultants Ltd.138 |
|
| 28 | March 24, 2019 | Non-compliance securities law against K.H.B Securities Ltd.139 |
|
| 29 | March 19, 2019 | Non-compliance securities law against Eastland Insurance Company Ltd.137 |
|
| 30 | March 18, 2019 | Order against Purabi General Insurance Company Ltd.127 |
|
| 31 | March 18, 2019 | Order against Emerald Oil Industries Ltd_131 |
|
| 32 | March 18, 2019 | Order against Emerald Oil Industries Ltd.130 |
|
| 33 | March 18, 2019 | Order against Emerald Oil Industries Ltd.129 |
|
| 34 | March 14, 2019 | Order against Mr. Mainul Haq Khan and his Associates.123 |
|
| 35 | March 14, 2019 | Order against Commerce Bank Securities and Investment Ltd.118 |
|
| 36 | March 14, 2019 | Order against Commerce Bank Securities and Investment Ltd.117 |
|
| 37 | March 14, 2019 | Order against Commerce Bank Securities and Investment Ltd.116 |
|
| 38 | March 14, 2019 | Non-compliance securities law against Cordial Securities Ltd.124 |
|
| 39 | March 11, 2019 | Order against Prime Islami Securities Ltd.105 |
|
| 40 | March 11, 2019 | Order against Prime Bank Investment Ltd.109 |
|
| 41 | March 11, 2019 | Order against AIBL Capital Market Services Ltd.107 |
|
| 42 | March 10, 2019 | Order against Salta Capital Ltd.113 |
|
| 43 | March 10, 2019 | Order against Saad Secirities Limited.111 |
|
| 44 | March 10, 2019 | Non-compliance securities law against SAAD Securities Ltd.103 |
|
| 45 | March 10, 2019 | Non-compliance securities law against R N I Securities Ltd.104 |
|
| 46 | March 07, 2019 | Non-compliance securities law against Reliance Securities Consultant Ltd.104 |
|
| 47 | March 05, 2019 | Non-compliance securities law against Commerce Bank Securities and Investment Ltd.93 |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 26, 2019 | Non-compliance securities law against Transcon Securities Ltd. |
|
| 2 | February 26, 2019 | Non-compliance securities law against Prilink Securities Ltd. |
|
| 3 | February 26, 2019 | Non-compliance securities law against Beximco Securities Ltd. |
|
| 4 | February 20, 2019 | Non-compliance securities law against Purabi Securities Ltd. |
|
| 5 | February 13, 2019 | Non-compliance securities law against Shahed Securities Ltd. |
|
| 6 | February 13, 2019 | Non-compliance securities law against Quasem Drycells Ltd. |
|
| 7 | February 12, 2019 | Non-compliance securities law against Subvalley Securities Ltd. |
|
| 8 | February 12, 2019 | Non-compliance securities law against Conmark Limited |
|
| 9 | February 11, 2019 | Non-compliance securities law against Western Marine Shipyard Ltd. |
|
| 10 | February 11, 2019 | Non-compliance securities law against Harun Securities Ltd. |
|
| 11 | February 11, 2019 | Non-compliance securities law against Central Pharmaceuticals Ltd. |
|
| 12 | February 05, 2019 | Non-compliance securities law against Treasure Securities Ltd. |
|
| 13 | February 05, 2019 | Non-compliance securities law against City Brokerage Ltd. |
|
| 14 | February 05, 2019 | Non-compliance securities law against BRAC EPL Stock Brokerage Ltd. |
|
| 15 | February 05, 2019 | Non-compliance securities law against BD Sunlife Securities Ltd. |
|
| 16 | February 04, 2019 | Non-compliance securities law against Be Rich Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 20, 2019 | Non-compliance securities law against Prime Financial Consultants & Equities Ltd. |
|
| 2 | January 17, 2019 | Non-compliance securities law against Meenher Securities Ltd. |
|
| 3 | January 17, 2019 | Non-compliance securities law against A. B. Ispahani Securities Ltd |
|
| 4 | January 16, 2019 | Non-compliance securities law against Safko Spinning Mills Ltd. |
|
| 5 | January 14, 2019 | Non-compliance securities law against S. B. Securities Ltd. |
|
| 6 | January 14, 2019 | Non-compliance securities law against DMR Securities Services Ltd. |
|
| 7 | January 14, 2019 | Non-compliance securities law against Al-Muntaha Trading Co. Ltd. |
|
| 8 | January 14, 2019 | Non-compliance securities law against AD Holdings Ltd. |
|
| 9 | January 13, 2019 | Non-compliance securities law against Sheltech Brokerage Ltd. |
|
| 10 | January 03, 2019 | Order against Pacific Denims Limited. |
|
| 11 | January 03, 2019 | Non-compliance securities law against Globe Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 27, 2018 | Non-compliance securities law against Shahjalal Islami Bank Securities Ltd. |
|
| 2 | December 27, 2018 | Non-compliance securities law against K-Securities and Concultants Ltd. |
|
| 3 | December 27, 2018 | Order against Ali Securities Co. Ltd. |
|
| 4 | December 24, 2018 | Non-compliance securities law against Joytun Securities Int'L.Ltd.577 |
|
| 5 | December 24, 2018 | Non-compliance securities law against Joytun Securities Int'L.Ltd._576 |
|
| 6 | December 23, 2018 | Non-compliance securities law against Sharp Securities Ltd. |
|
| 7 | December 23, 2018 | Non-compliance securities law against IIDFC Securities Ltd. |
|
| 8 | December 20, 2018 | Non-compliance securities law against Mika Securities Ltd. |
|
| 9 | December 18, 2018 | Non-compliance securities law against Alif Manufacturing Company Ltd. |
|
| 10 | December 17, 2018 | Non-compliance securities law against Sinha Securities Ltd. |
|
| 11 | December 17, 2018 | Non-compliance securities law against Dynamic Securities Consultans Ltd. |
|
| 12 | December 13, 2018 | Order against Central Pharmaneticals Ltd. |
|
| 13 | December 11, 2018 | Non-compliance securities law against Sheltech Brokerage Ltd. |
|
| 14 | December 11, 2018 | Non-compliance securities law against Rapid Securities Ltd. |
|
| 15 | December 11, 2018 | Non-compliance securities law against Rahima Food Corporation Ltd._550 |
|
| 16 | December 11, 2018 | Non-compliance securities law against Latif Securities Ltd. |
|
| 17 | December 11, 2018 | Non-compliance securities law against Commarce Bank Securities and Invesment Limited_544 |
|
| 18 | December 11, 2018 | Non-compliance securities law against Anwar galvaniging Ltd. |
|
| 19 | December 11, 2018 | Non-compliance securities law against A. K. Khan Securities Ltd. |
|
| 20 | December 05, 2018 | Non-compliance securities law against Rose Securities Limited. |
|
| 21 | December 05, 2018 | Non-compliance securities law against Premier Bank Securities Limited. |
|
| 22 | December 05, 2018 | Non-compliance securities law against Khurshid Securities Ltd_534 |
|
| 23 | December 05, 2018 | Non-compliance securities law against DMR Securities Services Ltd. |
|
| 24 | December 05, 2018 | Non-compliance securities law against BD Sunlife Securities Ltd. |
|
| 25 | December 04, 2018 | Non-compliance securities law against Multi Securities & Services Ltd. |
|
| 26 | December 03, 2018 | Non-compliance securities law against Khurshid Securities Ltd._529 |
|
| 27 | December 02, 2018 | Non-compliance securities law against Sonali Aansh Industries Ltd. |
|
| 28 | December 02, 2018 | Non-compliance securities law against Meghna Life Insurance Co. Ltd. |
|
| 29 | December 02, 2018 | Non-compliance securities law against Dragon Sweater & Spinning Ltd. |
|
| 30 | December 02, 2018 | Non-compliance securities law against Commarce Bank Securities and Invesment Limited._527 |
|
| 31 | December 02, 2018 | Non-compliance securities law against Century Securities Ltd. |
|
| 32 | December 02, 2018 | Non-compliance securities law against Be Rich Ltd. |
|
| 33 | December 02, 2018 | Non-compliance securities law against Bangladesh Monospool Paper Manufacturing Company Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 29, 2018 | Non-compliance securities law against Shah Mohammad Sagir & Co. Ltd. |
|
| 2 | November 28, 2018 | Non-compliance securities law against Uttara Finance and Investment Ltd. |
|
| 3 | November 27, 2018 | Penalty against M. Securities Ltd. |
|
| 4 | November 27, 2018 | Non-compliance securities law against Kazi Equities Ltd. |
|
| 5 | November 25, 2018 | Non-compliance securities law against Prime Textile Spinning Mills Ltd. |
|
| 6 | November 25, 2018 | Non-compliance securities law against Monno Jute Stafflers Ltd. |
|
| 7 | November 25, 2018 | Non-compliance securities law against Monno Ceramic Industries Ltd. |
|
| 8 | November 25, 2018 | Non-compliance securities law against Miracale Industries Ltd. |
|
| 9 | November 25, 2018 | Non-compliance securities law against JMI Syringes & Medical Devices Ltd. |
|
| 10 | November 25, 2018 | Non-compliance securities law against Confidance Cement Ltd. |
|
| 11 | November 25, 2018 | Non-compliance securities law against A. M Securities and Financial Service Ltd. |
|
| 12 | November 19, 2018 | Non-compliance securities law against Kazi Firoz Rashid Securities Ltd. |
|
| 13 | November 19, 2018 | Non-compliance securities law against Hazrat Amanat Shah Securities Ltd. |
|
| 14 | November 19, 2018 | Non-compliance securities law against Habibur Rahman Securities Ltd. |
|
| 15 | November 19, 2018 | Non-compliance securities law against Azam Securities Ltd. |
|
| 16 | November 15, 2018 | Non-compliance securities law against ICB Securities Trading Company Ltd. |
|
| 17 | November 14, 2018 | Non-compliance securities law against Remons Investment & Securities Ltd. |
|
| 18 | November 14, 2018 | Non-compliance securities law against Md. Fakrul Islam Securities Ltd. |
|
| 19 | November 04, 2018 | Non-compliance securities law against Unicap Securities Ltd. |
|
| 20 | November 04, 2018 | Non-compliance securities law against E-Securities Ltd. |
|
| 21 | November 01, 2018 | Order against Salta Capital Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 28, 2018 | Non-compliance securities law against Kabir Securities ltd. |
|
| 2 | October 25, 2018 | Non-compliance securities law against Nur-E-Alam Siddique & Company Ltd. |
|
| 3 | October 25, 2018 | Non-compliance securities law against AIBL Capital MArket Services Ltd. |
|
| 4 | October 24, 2018 | Non-compliance securities law against S & H Equities Ltd. |
|
| 5 | October 24, 2018 | Non-compliance securities law against Kabir Securities Ltd. |
|
| 6 | October 23, 2018 | Non-compliance securities law against Rashid Investment Services Ltd. |
|
| 7 | October 21, 2018 | Non-compliance securities law against Modern Securities Ltd. |
|
| 8 | October 21, 2018 | Non-compliance securities law against M- Securities Ltd. |
|
| 9 | October 21, 2018 | Non-compliance securities law against Expo Traders Ltd. |
|
| 10 | October 21, 2018 | Non-compliance securities law against EBL Securities Ltd. |
|
| 11 | October 21, 2018 | Non-compliance securities law against City Brokerage Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 24, 2018 | Non-compliance securities law against Shafiq Mizan Rahman & Augustine(Chartered Accountants) |
|
| 2 | September 24, 2018 | Non-compliance securities law against Rahima Food Corporation Ltd. |
|
| 3 | September 24, 2018 | Non-compliance securities law against Pacific Denims ltd. |
|
| 4 | September 24, 2018 | Non-compliance securities law against Nurani Dyeing & Sweater Ltd. |
|
| 5 | September 24, 2018 | Non-compliance securities law against Meghna Pet Industries Ltd. |
|
| 6 | September 24, 2018 | Non-compliance securities law against Meghna Condensed Milk Ltd. |
|
| 7 | September 24, 2018 | Non-compliance securities law against Generation Next Fashions Ltd. |
|
| 8 | September 24, 2018 | Non-compliance securities law against Deshbandhu Polymer Ltd. |
|
| 9 | September 24, 2018 | Non-compliance securities law against CAPM Company ltd. |
|
| 10 | September 24, 2018 | Non-compliance securities law against Beacon Pharamaceticals ltd. |
|
| 11 | September 20, 2018 | Non-compliance securities law against Be Rich Ltd. |
|
| 12 | September 13, 2018 | Non-compliance securities law against United Airways (BD)Ltd. |
|
| 13 | September 11, 2018 | Non-compliance securities law against Prime Islami Securities Ltd. |
|
| 14 | September 11, 2018 | Non-compliance securities law against MTB Securities Ltd. |
|
| 15 | September 11, 2018 | Non-compliance securities law against AB Investment Ltd. |
|
| 16 | September 11, 2018 | Non-compliance securities law against Dhaka Bank Securities Ltd. |
|
| 17 | September 11, 2018 | Non-compliance securities law against Bank Asia Securities Ltd. |
|
| 18 | September 11, 2018 | Non-compliance securities law against Mirpur Securities Ltd. |
|
| 19 | September 11, 2018 | Non-compliance securities law against Aibl Capital Market Service Ltd. |
|
| 20 | September 11, 2018 | Non-compliance securities law against Ifad Group |
|
| 21 | September 11, 2018 | Order against Dorin Power Genaration & Systems Ltd. |
|
| 22 | September 11, 2018 | Non-compliance securities law against Bangladesh Steel Re-roiling Mills Ltd. |
|
| 23 | September 10, 2018 | Order against Keya Cosmetics Ltd. |
|
| 24 | September 09, 2018 | Order against Dynamic Securities Consultants Ltd. |
|
| 25 | September 09, 2018 | Order against Bengal Fine Ceramics ltd. |
|
| 26 | September 06, 2018 | Order against ICB Capital Management Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 30, 2018 | Non-compliance securities law against International Leasing Securities Ltd. |
|
| 2 | August 28, 2018 | Non-compliance securities law against Western Marine Shipyard Ltd. |
|
| 3 | August 28, 2018 | Non-compliance securities law against Unique Share Management Ltd. |
|
| 4 | August 28, 2018 | Non-compliance securities law against Padma Islami Life Insurance Ltd. |
|
| 5 | August 28, 2018 | Non-compliance securities law against Delta Spinners Ltd. |
|
| 6 | August 28, 2018 | Non-compliance securities law against Alliance Securities & Management Ltd.318 |
|
| 7 | August 28, 2018 | Non-compliance securities law against AB & Company Ltd. |
|
| 8 | August 12, 2018 | Non-compliance securities law against Alliance Securities & Management Ltd.314 |
|
| 9 | August 05, 2018 | Order against Saad Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 31, 2018 | Non-compliance securities law against Salta Capital Ltd. |
|
| 2 | July 31, 2018 | Non-compliance securities law against PFI Securities Ltd. |
|
| 3 | July 31, 2018 | Non-compliance securities law against AIBL Capital Ltd. |
|
| 4 | July 25, 2018 | Non-compliance securities law against Dhanmondi Securities Ltd. |
|
| 5 | July 11, 2018 | Non-compliance securities law against United Airways(BD) Ltd. |
|
| 6 | July 11, 2018 | Non-compliance securities law against Stylecraft Ltd. |
|
| 7 | July 11, 2018 | Non-compliance securities law against Sonali Aansh Industris Ltd. |
|
| 8 | July 11, 2018 | Non-compliance securities law against Shurwid Industries Ltd. |
|
| 9 | July 11, 2018 | Non-compliance securities law against Shahjalal Islami Bank Ltd. |
|
| 10 | July 11, 2018 | Non-compliance securities law against S. Alam Cold Rolled Steels Ltd. |
|
| 11 | July 11, 2018 | Non-compliance securities law against Royel Green Securities Ltd. |
|
| 12 | July 11, 2018 | Non-compliance securities law against Rose Securities Ltd. |
|
| 13 | July 11, 2018 | Non-compliance securities law against Progati Life Insurance Ltd. |
|
| 14 | July 11, 2018 | Non-compliance securities law against Malsons Spinning Mills Ltd. |
|
| 15 | July 11, 2018 | Non-compliance securities law against Keya Cosmetics Ltd. |
|
| 16 | July 11, 2018 | Non-compliance securities law against Hakkani Pulp & Paper Mills Ltd. |
|
| 17 | July 11, 2018 | Non-compliance securities law against FAR Chemical Industries Ltd. |
|
| 18 | July 11, 2018 | Non-compliance securities law against Familytex(BD) Limited |
|
| 19 | July 11, 2018 | Non-compliance securities law against Dhagon Sweater and Spinning Ltd. |
|
| 20 | July 11, 2018 | Non-compliance securities law against Daika Limited. |
|
| 21 | July 11, 2018 | Non-compliance securities law against Bank Asia Ltd. |
|
| 22 | July 11, 2018 | Non-compliance securities law against Alif Manufacturing Company Ltd. |
|
| 23 | July 11, 2018 | Non-compliance securities law against Amara Netwarks Limited. |
|
| 24 | July 10, 2018 | Non-compliance securities law against Trustee Securities Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 05, 2018 | Order against Md. Moazzem Hossain Shikder (Insvestor) |
|
| 2 | June 05, 2018 | Order against Md. Abdullah Siddique (Insvestor) |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 27, 2018 | Non-compliance securities law against BMSL Investment Ltd. |
|
| 2 | May 27, 2018 | Non-compliance securities law against Legacy Footear Ltd. |
|
| 3 | May 27, 2018 | Non-compliance securities law against Intech Online Ltd. |
|
| 4 | May 27, 2018 | Non-compliance securities law against Daffodil Computers Ltd. |
|
| 5 | May 27, 2018 | Non-compliance securities law against Mahfel Huq & Co. |
|
| 6 | May 27, 2018 | Non-compliance securities law against Khan brothers PP woven Bag Industries Ltd. |
|
| 7 | May 27, 2018 | Non-compliance securities law against AFC Capital Ltd.(Issue Manager) |
|
| 8 | May 27, 2018 | Non-compliance securities law against Agriculture Marketing Co. Ltd. |
|
| 9 | May 27, 2018 | Non-compliance securities law against Doreen power Generation and systems ltd. |
|
| 10 | May 27, 2018 | Non-compliance securities law against Baraka Power Ltd. |
|
| 11 | May 21, 2018 | Order against Bangladesh Autocars Ltd. |
|
| 12 | May 13, 2018 | Non-compliance securities law against Subvalley Securities |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 18, 2018 | Penalty order against ANF Managment Company Ltd. |
|
| 2 | April 12, 2018 | Penalty order against Mercantile Bank Ltd. |
|
| 3 | April 11, 2018 | Non-compliance securities law against Syed Mohammed Abdul Mannan |
|
| 4 | April 01, 2018 | Order against WATA Chamicals Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 29, 2018 | Non-compliance of securities laws: Warring against WATA Chemicales Ltd. |
|
| 2 | March 21, 2018 | Non-complaince of securities Laws against Citizen Securities and Investment Ltd. |
|
| 3 | March 21, 2018 | Non-compliance of securities laws against BMSL Investment Ltd. |
|
| 4 | March 21, 2018 | Non-compliance of securities law against The Dacca Dyeing & Manufacturing Company Ltd. |
|
| 5 | March 21, 2018 | Penalty Order: Non-compliance of securities laws against Director of Pubali Bank Ltd. |
|
| 6 | March 19, 2018 | Non-compliance of securities laws against Grameen Capital Management Ltd. |
|
| 7 | March 15, 2018 | Order against Stock & Bond Ltd. |
|
| 8 | March 15, 2018 | Order against First Capital Securities Ltd. |
|
| 9 | March 15, 2018 | Order against Habibur Rahman Securities Ltd. |
|
| 10 | March 15, 2018 | Order against Wifang Securities Ltd. |
|
| 11 | March 14, 2018 | Non-compliance of securities laws-Warning against Asia Securities Ltd. |
|
| 12 | March 14, 2018 | Non-compliance of securities laws-Warning against Khurshid Securities Ltd. |
|
| 13 | March 14, 2018 | Non-compliance of securities laws-Warning against Stock & Bonds Ltd. |
|
| 14 | March 14, 2018 | Non-compliance of securities laws-Warning against Synthia Securities Ltd. |
|
| 15 | March 14, 2018 | Non-compliance of securities laws-Warning against M-Securities Ltd. |
|
| 16 | March 14, 2018 | Non-compliance of securities laws-Warning aganist Shanta Securities Ltd. |
|
| 17 | March 14, 2018 | Non-compliance of securities laws-Warning against Habibur Rahman Securities Ltd. |
|
| 18 | March 14, 2018 | Non-compliance of securities laws-Warning aganist ICB Securities Tranding Company Ltd. |
|
| 19 | March 13, 2018 | Non-compliance of securities related laws-Warning against Globe Securities Ltd. |
|
| 20 | March 13, 2018 | Non-compliance of securities related laws-Warning against Total Communication Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 25, 2018 | Order against Dragon Sweater & Spinning Ltd |
|
| 2 | February 19, 2018 | Order against United Airways (BD) Ltd. |
|
| 3 | February 19, 2018 | Order against Salta Capital Ltd. |
|
| 4 | February 19, 2018 | Order against Yeakub Ali Khandaker |
|
| 5 | February 18, 2018 | Order against Mr. A. K. M. Shaheed Reza |
|
| 6 | February 13, 2018 | Order against Dynamic Securities Consultants Ltd. |
|
| 7 | February 13, 2018 | Order against Hedayetullah Securities Ltd. |
|
| 8 | February 07, 2018 | Non-compliance of securities related laws-against Hedayetullah Securities Ltd. |
|
| 9 | February 06, 2018 | Order against HAC Securities Ltd. |
|
| 10 | February 01, 2018 | Non-compliance of securities related laws-against Cosmopolitan Finance Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 30, 2018 | Order against P.F.I Securities Ltd. |
|
| 2 | January 29, 2018 | Order against M-Securities Ltd. |
|
| 3 | January 29, 2018 | Order against M-Securities Ltd. |
|
| 4 | January 29, 2018 | Order against M-Securities Ltd. |
|
| 5 | January 25, 2018 | Order against M-Securities Ltd. |
|
| 6 | January 22, 2018 | Penalty Order against Azam Securities Ltd. |
|
| 7 | January 16, 2018 | Order against Sohel Securities Ltd. |
|
| 8 | January 11, 2018 | Non-compliance of securities related laws against United Airways (BD) Ltd. |
|
| 9 | January 09, 2018 | Order against Saad Securities Ltd. |
|
| 10 | January 09, 2018 | Order against Mirror Finalcial Management Ltd. |
|
| 11 | January 09, 2018 | Order against AFN Management Co Ltd. |
|
| 12 | January 01, 2018 | Non-compliance of securities related laws against Rapiad Securities Ltd. Limited, D M R Securities Services Ltd, AB Securities Ltd, Salta Capital Ltd. |
|
| 13 | January 01, 2018 | Non-compliance of securities related laws against Sharp Securities Ltd. |
|
| 14 | January 01, 2018 | Non-compliance of securities related laws against City Brokerage Ltd. |
|
| 15 | January 01, 2018 | Non-compliance of securities related laws Talllu Spinning Mils Ltd. |
|
| 16 | January 01, 2018 | Non-compliance of securities related laws-against Aamra Technologies Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 31, 2017 | Non-compliance of securities related laws against Zaheen Spinning Limited. |
|
| 2 | December 24, 2017 | Order against Globe Securities Limited. |
|
| 3 | December 24, 2017 | Non-compliance of securities related laws against IDLC Securities Limited |
|
| 4 | December 24, 2017 | Non-compliance of securities related laws against Tamha Securities Limited. |
|
| 5 | December 20, 2017 | Non-compliance of securities related laws against BRAC EPL Stock Brokerage Ltd. |
|
| 6 | December 20, 2017 | Non-compliance of securities related laws against Delta Life Insurance Co. Ltd. |
|
| 7 | December 18, 2017 | Order against S.B. Securities Limited. |
|
| 8 | December 18, 2017 | Order against Khurshid Securities Limited. |
|
| 9 | December 17, 2017 | Non-compliance of securities related laws against Mr. Mohammad Waziullah. |
|
| 10 | December 17, 2017 | Non-compliance of securities related laws against Al-haj Md. Khabiruddin Molla. |
|
| 11 | December 17, 2017 | Non-compliance of securities related laws against Razzak Securities Limited. |
|
| 12 | December 17, 2017 | Non-compliance of securities related laws against Mr. Ak. M. Shamsuddin. |
|
| 13 | December 17, 2017 | Non-compliance of securities related laws against Keya Cosmetics Limited. |
|
| 14 | December 17, 2017 | Non-compliance of securities related laws Mithun Knitting and Dyeing Limited. |
|
| 15 | December 17, 2017 | Non-compliance of securities related laws against Bangas Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 28, 2017 | Review application against Prime Islami Securities Limited. |
|
| 2 | November 27, 2017 | Order against Indicate Securities Consultants Limited. |
|
| 3 | November 26, 2017 | Non-compliance of securities related laws against Shahed Securities Limited. |
|
| 4 | November 26, 2017 | Non-compliance of securities related laws against Lankabangla Securities Ltd, Sheltech Brokerage Ltd, Beximco Securities Ltd, HAC Securities Ltd, Globe Securities Ltd, EBL Securities Ltd and Hasan Securities Ltd. |
|
| 5 | November 26, 2017 | Non-compliance of securities related laws against Salta Capital Ltd, Crest Securities Ltd and ACE Capital Management Service Ltd. |
|
| 6 | November 20, 2017 | Order against Dhaka Fisheries Limited. |
|
| 7 | November 20, 2017 | Order against Saya Securities Limited. |
|
| 8 | November 20, 2017 | Order against ACE Capital Management Service Limited. |
|
| 9 | November 20, 2017 | Order against Md. Fakhrul Islam Securities Limited. |
|
| 10 | November 14, 2017 | Non-compliance of securities related laws against Fortune Shoes Limited. |
|
| 11 | November 14, 2017 | Non-compliance of securities related laws against Mahfel Huq & Co. |
|
| 12 | November 14, 2017 | Non-compliance of securities related laws against Ahmed Zaker & Co. |
|
| 13 | November 09, 2017 | Non-compliance of securities related laws against Dhaka Securities Limited. |
|
| 14 | November 08, 2017 | Non-compliance of securities related laws against Be Rich Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 30, 2017 | Order against Azam Securities Limited. |
|
| 2 | October 25, 2017 | Order against Alltex Industries Limited. |
|
| 3 | October 23, 2017 | Non-compliance of securities related laws against Green Care Agro Ltd. |
|
| 4 | October 23, 2017 | Penalty Order against Holy City Securities Limited. |
|
| 5 | October 23, 2017 | Non-compliance of securities related laws against Ifad Autos Limited. |
|
| 6 | October 22, 2017 | Non-compliance of securities related laws against M. Securities Limited. |
|
| 7 | October 03, 2017 | Non-compliance of securities related laws against United Airways (BD) Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 21, 2017 | Non-compliance of securities related laws against Republic Insurance Co. Ltd. |
|
| 2 | September 20, 2017 | Order against Prime Textile Spinning Mills Limited. |
|
| 3 | September 20, 2017 | Order against Bengal Fine Ceramics Limited. |
|
| 4 | September 20, 2017 | Order against Fu-wang Foods Limited. |
|
| 5 | September 20, 2017 | Order against Raspit Data Management & Telecommunication Limited. |
|
| 6 | September 18, 2017 | Order against Harun Securities Limited. |
|
| 7 | September 10, 2017 | Non-compliance of securities related laws against Total Communication Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 13, 2017 | Order against Prime Islami Securities Limited. |
|
| 2 | August 13, 2017 | Order against Prime Islami Securities Limited. |
|
| 3 | August 08, 2017 | Order against Khaza Mosaic Tiles and Stone Industries Limited. |
|
| 4 | August 08, 2017 | Order against Mita Textiles Limited. |
|
| 5 | August 07, 2017 | Order against Metalex Corporation Limited. |
|
| 6 | August 07, 2017 | Non-compliance of securities related laws against First Securities Services Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 31, 2017 | Order against Raspit Inc. (BD) Limited. |
|
| 2 | July 18, 2017 | Order against Bionic Seafood Exports Limited. |
|
| 3 | July 18, 2017 | Order against Amam Sea Food Industries Limited. |
|
| 4 | July 18, 2017 | Order against Rose Heaven Ball Pen Limited. |
|
| 5 | July 04, 2017 | Non-compliance of securities related laws against Bangladesh Development Bank Limited. |
|
| 6 | July 03, 2017 | Warning: Non-compliance of securities related laws against M & Z Securities Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 20, 2017 | Order against Chic Tex Limited |
|
| 2 | June 15, 2017 | Warning: Non-compliance of securities related laws against NCCB Securities & Financial Services Limited. |
|
| 3 | June 15, 2017 | Warning: Non-compliance of securities related laws against Prudential Securities Limited. |
|
| 4 | June 07, 2017 | Warning: Non-compliance of securities related laws against B & B Enterprise. |
|
| 5 | June 07, 2017 | Warning: Non-compliance of securities related laws against Prime Bank Securities Limited. |
|
| 6 | June 07, 2017 | Review application against CEO of Prime Islami Securities Limited. |
|
| 7 | June 01, 2017 | Order against Wifang Securities Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 03, 2017 | Warning: Non-compliance of securities related laws against Associated Capital Securities Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 26, 2017 | Warning: Non-compliance of securities related laws against Summit Power Limited. |
|
| 2 | April 26, 2017 | Warning: Non-compliance of securities related laws against Dhaka Stock Exchange Limited. |
|
| 3 | April 26, 2017 | Warning: Non-compliance of securities related laws against Chittagong Stock Exchange Limited. |
|
| 4 | April 19, 2017 | Warning: Non-compliance of securities related laws against CVO Petrochemical Refinery Limited. |
|
| 5 | April 19, 2017 | Warning: Non-compliance of securities related laws against Bengal Fine Ceramics Limited. |
|
| 6 | April 18, 2017 | Warning: Non-compliance of securities related laws against Khurshid Securities Limited. |
|
| 7 | April 17, 2017 | Rejection of Prayer for the waiver of penalty against Salta Capital Limited. |
|
| 8 | April 13, 2017 | Warning: Non-compliance of securities related laws against Al-Haj Securities & Stocks Limited. |
|
| 9 | April 13, 2017 | Warning: Non-compliance of securities related laws against Salta Capital Limited. |
|
| 10 | April 13, 2017 | Warning: Non-compliance of securities related laws against Shahed Securities Limited. |
|
| 11 | April 13, 2017 | Warning: Non-compliance of securities related laws against AIBL Capital Market Services Limited. |
|
| 12 | April 13, 2017 | Warning: Non-compliance of securities related laws against ICB Securities Trading Company Limited. |
|
| 13 | April 13, 2017 | Warning: Non-compliance of securities related laws against LankaBangla Securities Limited. |
|
| 14 | April 13, 2017 | Warning: Non-compliance of securities related laws against Nexus Securities Limited. |
|
| 15 | April 12, 2017 | Warning: Non-compliance of securities related laws against Royal Capital Limited. |
|
| 16 | April 12, 2017 | Warning: Non-compliance of securities related laws against Mercantile Bank Securities Limited. |
|
| 17 | April 12, 2017 | Warning: Non-compliance of securities related laws against SAR Securities Limited. |
|
| 18 | April 12, 2017 | Warning: Non-compliance of securities related laws against MAM Securities Limited. |
|
| 19 | April 12, 2017 | Warning: Non-compliance of securities related laws against Bank Asia Securities Limited. |
|
| 20 | April 12, 2017 | Warning: Non-compliance of securities related laws against Thea Securities Limited. |
|
| 21 | April 12, 2017 | Warning: Non-compliance of securities related laws against Remons Investment and Securities Limited. |
|
| 22 | April 11, 2017 | Warning: Non-compliance of securities related laws against Star Share Bazer Limited. |
|
| 23 | April 11, 2017 | Warning: Non-compliance of securities related laws against Prilink Securities Limited. |
|
| 24 | April 05, 2017 | Order against Libra Infusions Limited. |
|
| 25 | April 05, 2017 | Warning: Non-compliance of securities related laws against Super Shares & Securities Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 28, 2017 | Order against Mirror Financial Management Limited . |
|
| 2 | March 22, 2017 | Warning: Non-compliance of securities related laws against Holy City Securities Limited. |
|
| 3 | March 19, 2017 | Warning: Non-compliance of securities related laws against MTB Capital Limited. |
|
| 4 | March 19, 2017 | Warning: Non-compliance of securities related laws against Oimex Electrode Limited. |
|
| 5 | March 19, 2017 | Warning: Non-compliance of securities related laws against EC Securities Limited. |
|
| 6 | March 19, 2017 | Warning: Non-compliance of securities related laws against Olympic Industries Limited. |
|
| 7 | March 19, 2017 | Warning: Non-compliance of securities related laws against International Leasing Securities Limited. |
|
| 8 | March 19, 2017 | Warning: Non-compliance of securities related laws against Samorita Hospital Limited. |
|
| 9 | March 19, 2017 | Warning: Non-compliance of securities related laws against Shandhani Life Insurance Company Limited. |
|
| 10 | March 19, 2017 | Warning: Non-compliance of securities related laws against Imtiyaz Hussain Securities Limited. |
|
| 11 | March 19, 2017 | Warning: Non-compliance of securities related laws against Shahiq Securities Limited. |
|
| 12 | March 08, 2017 | Order against Associated Capital Securities Limited. |
|
| 13 | March 01, 2017 | Order against Alliance Securities & Management Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 28, 2017 | Warning: Non-compliance of securities related laws against Mr. A.S.M. Monirul Islam |
|
| 2 | February 28, 2017 | Warning: Non-compliance of securities related laws against Mr. Narayan Chandra paul. |
|
| 3 | February 28, 2017 | Warning: Non-compliance of securities related laws against R. N. Spinning Mills Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 18, 2017 | Warning: Non-compliance of securities related laws against BD finance Securities Limited. |
|
| 2 | January 18, 2017 | Warning: Non-compliance of securities related laws against NBL Securities Limited. |
|
| 3 | January 18, 2017 | Warning: Non-compliance of securities related laws against One Securities Limited. |
|
| 4 | January 18, 2017 | Warning: Non-compliance of securities related laws against MTB Securities Limited. |
|
| 5 | January 18, 2017 | Warning: Non-compliance of securities related laws against SCL Securities Limited. |
|
| 6 | January 18, 2017 | Warning: Non-compliance of securities related laws against Family Tex (BD) Limited. |
|
| 7 | January 16, 2017 | Warning: Non-compliance of securities related laws against Saad Securities Limited. |
|
| 8 | January 16, 2017 | Warning: Non-compliance of securities related laws against Times Securities Limited. |
|
| 9 | January 16, 2017 | Warning: Non-compliance of securities related laws against Midway Securities Limited. |
|
| 10 | January 16, 2017 | Warning: Non-compliance of securities related laws against EBL Securities Limited. |
|
| 11 | January 16, 2017 | Warning: Non-compliance of securities related laws against Dynamic Securities Consultants Limited. |
|
| 12 | January 16, 2017 | Warning: Non-compliance of securities related laws against Safko Spinning Mills Limited. |
|
| 13 | January 16, 2017 | Warning: Non-compliance of securities related laws against Malek Siddiqui Wali, Chartered Accounts. |
|
| 14 | January 02, 2017 | Order against Super Shares & Securities Limited. |
|
| 15 | January 01, 2017 | Warning: Non-compliance of securities related laws against Lanka Bangla Securities Limited. |
|
| 16 | January 01, 2017 | Warning: Non-compliance of securities related laws against Holy City Securities Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 19, 2016 | Warning: Non-compliance of securities related laws against Globe Securities Limited. |
|
| 2 | December 19, 2016 | Warning: Non-compliance of securities related laws against IDLC Securities Limited. |
|
| 3 | December 19, 2016 | Warning: Non-compliance of securities related laws against KDS Garment Industries Limited. |
|
| 4 | December 19, 2016 | Warning: Non-compliance of securities related laws against Lanka Bangla Securities Limited. |
|
| 5 | December 19, 2016 | Order against HAC Securities Limited. |
|
| 6 | December 07, 2016 | Warning: Non-compliance of securities related laws against Royal Capital Limited. |
|
| 7 | December 06, 2016 | Warning: Non-compliance of securities related laws against Western Security Investment Management Limited. |
|
| 8 | December 06, 2016 | Warning: Non-compliance of securities related laws against Ettihad Securities Limited. |
|
| 9 | December 06, 2016 | Warning: Non-compliance of securities related laws against S.R Capital Limited (Director). |
|
| 10 | December 06, 2016 | Warning: Non-compliance of securities related laws against S.R Capital Limited. |
|
| 11 | December 04, 2016 | Rejection of the prayer for waiver of penalty against Prime Islami Securities Limited (CEO). |
|
| 12 | December 01, 2016 | Order against Salta Capital Limited. |
|
| 13 | December 01, 2016 | Order against CMSL Securities Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 30, 2016 | Warning: Non-compliance of securities related laws against M/s Rahman Mostafa Alam & Co. |
|
| 2 | November 30, 2016 | Warning: Non-compliance of securities related laws against Shurwid Industries Limited. |
|
| 3 | November 30, 2016 | Warning: Non-compliance of securities related laws against M/s Shafiq Mizan Rahman & Augustine. |
|
| 4 | November 30, 2016 | Warning: Non-compliance of securities related laws against The Dacca Dyeing & Manufacturing Co. Ltd. (Issuer) |
|
| 5 | November 28, 2016 | Warning: Non-compliance of securities related laws against M/s Haque Shah Alam Mansur &Co. |
|
| 6 | November 28, 2016 | Warning: Non-compliance of securities related laws against Central Pharmaceuticals Limited. |
|
| 7 | November 28, 2016 | Warning: Non-compliance of securities related laws against M/S Rahman Mustafiz Haq &Co. |
|
| 8 | November 28, 2016 | Warning: Non-compliance of securities related laws against Saiham Cotton Mills Limited. |
|
| 9 | November 28, 2016 | Warning: Non-compliance of securities related laws against Haji Ahmed Brothers Securities Limited. |
|
| 10 | November 28, 2016 | Warning: Non-compliance of securities related laws against Arena Securities Limited. |
|
| 11 | November 28, 2016 | Warning: Non-compliance of securities related laws against Green Delta Securities Limited. |
|
| 12 | November 28, 2016 | Warning: Non-compliance of securities related laws against Fareast Finance & Investment Limited. |
|
| 13 | November 28, 2016 | Warning: Non-compliance of securities related laws against Al-Muntaha Trading Co. Limited. |
|
| 14 | November 28, 2016 | Warning: Non-compliance of securities related laws against Shahed Securities Limited. |
|
| 15 | November 28, 2016 | Warning: Non-compliance of securities related laws against BRB Securities Limited. |
|
| 16 | November 14, 2016 | Warning: Non-compliance of securities related laws against Regent Spinning Mills Limited. |
|
| 17 | November 06, 2016 | Warning: Non-compliance of securities related laws against ACI Limited. |
|
| 18 | November 06, 2016 | Warning: Non-compliance of securities related laws against ACI Formulation Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 28, 2016 | Warning: Non-compliance of securities related laws against Tosrifa Industries Limited. |
|
| 2 | October 17, 2016 | Order against Sinha Securities Limited. |
|
| 3 | October 06, 2016 | Warning: Non-compliance of securities related laws against Pragati Life Insurance Co. Ltd. |
|
| 4 | October 06, 2016 | Warning: Non-compliance of securities related laws against CVO Petrochemical Refinaery Limited. |
|
| 5 | October 06, 2016 | Warning: Non-compliance of securities related laws against BD Finance Securities Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 25, 2016 | Penalty Order against Matin Spinning Mills Limited. |
|
| 2 | September 25, 2016 | Rejection of the prayer for waiver of penalty against Ashraf Textile Mills Limited. |
|
| 3 | September 21, 2016 | Warning: Non-compliance of securities related laws against Popular Life Insurance Company Limited. |
|
| 4 | September 21, 2016 | Warning: Non-compliance of securities related laws against ICB Asset Management Company Limited. |
|
| 5 | September 07, 2016 | Warning: Non-compliance of securities related laws against Premier Bank Securities Limited. |
|
| 6 | September 07, 2016 | Warning: Non-compliance of securities related laws against MTB Securities Limited. |
|
| 7 | September 07, 2016 | Warning: Non-compliance of securities related laws against International Leasing Securities Limited. |
|
| 8 | September 07, 2016 | Warning: Non-compliance of securities related laws against EBL Securities Limited & EBL Investments Limited. |
|
| 9 | September 07, 2016 | Warning: Non-compliance of securities related laws against Times Securities Limited (Dr. Md. Amzad Hossain Fakir). |
|
| 10 | September 07, 2016 | Warning: Non-compliance of securities related laws against First Capital Securities Limited. |
|
| 11 | September 07, 2016 | Warning: Non-compliance of securities related laws against Times Securities Limited. |
|
| 12 | September 07, 2016 | Warning: Non-compliance of securities related laws against Al-Muntaha Trading Co. Limited. |
|
| 13 | September 07, 2016 | Warning: Non-compliance of securities related laws against Shahed Securities Limited. |
|
| 14 | September 07, 2016 | Warning: Non-compliance of securities related laws against Imtiyaz Husain Securities Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 31, 2016 | Warning: Non-compliance of securities related laws against Sonali Paper & Boards Mills Limited. |
|
| 2 | August 31, 2016 | Warning: Non-compliance of securities related laws against Shurwid Industries Limited. |
|
| 3 | August 31, 2016 | Warning: Non-compliance of securities related laws against Dhaka Stock Exchange Limited. |
|
| 4 | August 31, 2016 | Warning: Non-compliance of securities related laws against Fine Foods Limited. |
|
| 5 | August 31, 2016 | Warning: Non-compliance of securities related laws against Zahintex Industries Limited. |
|
| 6 | August 31, 2016 | Warning: Non-compliance of securities related laws against Tallu Spinning Mills Limited. |
|
| 7 | August 31, 2016 | Warning: Non-compliance of securities related laws against National Bank Limited. |
|
| 8 | August 31, 2016 | Warning: Non-compliance of securities related laws against Fareast Finance & Investment Limited. |
|
| 9 | August 22, 2016 | Warning: Non-compliance of securities related laws against Organic Health Care Limited. |
|
| 10 | August 08, 2016 | Warning: Non-compliance of securities related laws against Raj Lanka Power Company Limited. |
|
| 11 | August 02, 2016 | Order against Mita Textiles Limited. |
|
| 12 | August 02, 2016 | Order against Metalex Corporation Limited. |
|
| 13 | August 01, 2016 | Order against Raspite Ink (BD) Limited. |
|
| 14 | August 01, 2016 | Order against Chick Text Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 28, 2016 | Order against Meghna Srimp Culture Ltd. |
|
| 2 | July 28, 2016 | Order against Raspit Data Management and Telecommunication Ltd. |
|
| 3 | July 28, 2016 | Order against Bangladesh Electricity Meter Company Ltd. |
|
| 4 | July 28, 2016 | Order against Rose Heaven Ball Pen Ltd. |
|
| 5 | July 28, 2016 | Order against Tulip Dairy and Food Products Ltd. |
|
| 6 | July 21, 2016 | Warning: Non-compliance of securities related laws against MABS & Partners. |
|
| 7 | July 21, 2016 | Warning: Non-compliance of securities related laws against Glaxo Smith Kline Bangladesh Limited (Issuer). |
|
| 8 | July 19, 2016 | Warning: Non-compliance of securities related laws against Far East Knitting and Dyeing Industries Limited (Issuer). |
|
| 9 | July 19, 2016 | Warning: Non-compliance of securities related laws against Aziz Pipes Ltd. (Issuer) |
|
| 10 | July 13, 2016 | Warning: Non-compliance of securities related laws against Singer Bangladesh Limited. |
|
| 11 | July 12, 2016 | Order against Prime Islami Securities Ltd. |
|
| 12 | July 12, 2016 | Penalty Order against Prime Islami Securities Ltd. |
|
| 13 | July 12, 2016 | Penalty Order against Mr. Md. Shamsuzzaman, Director, Petromax Refinery Ltd. |
|
| 14 | July 12, 2016 | Penalty Order against Mr. Anis Salahuddin Ahmad, Director, Petromax Refinery Ltd. |
|
| 15 | July 12, 2016 | Penalty Order against Mr. Rezakul Haider, Chairman, Petromax Refinery Ltd. |
|
| 16 | July 12, 2016 | Penalty Order against Mr. A. K. M. Badiul Alam, Director, Petromax Refinery Ltd. |
|
| 17 | July 12, 2016 | Penalty Order against Mr. Faridul Alam, Director, Petromax Refinery Ltd. |
|
| 18 | July 12, 2016 | Penalty Order against Mr. Feroz Alam, MD, Petromax Refinery Ltd. |
|
| 19 | July 12, 2016 | Penalty Order against Mr. Golam Mahiuddin. |
|
| 20 | July 12, 2016 | Penalty Order against PFI Securities Limited. |
|
| 21 | July 12, 2016 | Rejection of the prayer for waiver of penalty against AIBL Capital Market Services Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 23, 2016 | Warning: Non-compliance of securities related laws against Best Electronics Limited. |
|
| 2 | June 19, 2016 | Order against S. R. Capital Limited. |
|
| 3 | June 19, 2016 | Order against S.R. Capital Limited. |
|
| 4 | June 15, 2016 | Penalty Order against Phoenix Insurance Co. Limited. |
|
| 5 | June 14, 2016 | Warning: Non-compliance of securities related laws against NBL Securities Limited. |
|
| 6 | June 14, 2016 | Warning: Non-compliance of securities related laws against AB Investment Limited. |
|
| 7 | June 08, 2016 | Warning: Non-compliance of securities related laws against Sandhani Life Insurance Co. Limited. |
|
| 8 | June 05, 2016 | Rejection of the prayer for waiver of penalty against Appollo Ispat Complex Limited. |
|
| 9 | June 03, 2016 | Alleged non-compliance with securities related laws in connection with the audited financial statements for the year ended on December 31 2005: Warning - to concerns of Bangladesh Services Limited |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 25, 2016 | Penalty Order against Alltex Industries Limited. |
|
| 2 | May 25, 2016 | Warning: Non-compliance of securities related laws against NCCB Securities & Financial Services Limited. |
|
| 3 | May 08, 2016 | Warning: Non-compliance of securities related laws against MTB Capital Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 28, 2016 | Order against Matin Spinning Mills Limited. |
|
| 2 | April 19, 2016 | Warning: Non-compliance of securities related laws against S. R Capital Limited. |
|
| 3 | April 19, 2016 | Order against Phoenix Insurance Company Limited. |
|
| 4 | April 17, 2016 | Order against M. Hossain Garments Washing and Dyeing Limited. |
|
| 5 | April 17, 2016 | Warning: Non-compliance of securities related laws against Green Delta Securities Limited. |
|
| 6 | April 17, 2016 | Warning: Non-compliance of securities related laws against Crest Securities Limited. |
|
| 7 | April 12, 2016 | Warning: Non-compliance of securities related laws against Reliance Brokerage Service Limited. |
|
| 8 | April 04, 2016 | Order against Excelsior Shoes Limited. |
|
| 9 | April 04, 2016 | Order against Beach Hatchery Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 31, 2016 | Order against Quasem Silk Mills Limited. |
|
| 2 | March 30, 2016 | Order against Saleh Carpet Mills Limited. |
|
| 3 | March 30, 2016 | Order against Quasem Textile Mills Limited. |
|
| 4 | March 29, 2016 | Order against Hill Plantation Limited. |
|
| 5 | March 29, 2016 | Order against Dhaka Fisheries Limited. |
|
| 6 | March 28, 2016 | Warning: Non-compliance of securities related laws against Times Securities Limited. |
|
| 7 | March 28, 2016 | Warning: Non-compliance of securities related laws against Shah Mohammad Sagir & Co. Ltd. |
|
| 8 | March 28, 2016 | Order against Jago Corporation Limited. |
|
| 9 | March 28, 2016 | Warning: Non-compliance of securities related laws against Indicate Securities Consultants Limited. |
|
| 10 | March 28, 2016 | Warning: Non-compliance of securities related laws against ARC Securities Limited. |
|
| 11 | March 28, 2016 | Order against Aman Sea Food Industries Limited. |
|
| 12 | March 28, 2016 | Warning: Non-compliance of securities related laws against AM Securities & Financial Services Limited. |
|
| 13 | March 22, 2016 | Order against Khaza Mosaic Tiles & Stone Industries Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 22, 2016 | Warning: Non-compliance of securities related laws against Square Securities Management Limited. |
|
| 2 | February 22, 2016 | Warning: Non-compliance of securities related laws against Mercantile Bank Securities Limited. |
|
| 3 | February 22, 2016 | Warning: Non-compliance of securities related laws against Jahan Securities Limited. |
|
| 4 | February 22, 2016 | Warning: Non-compliance of securities related laws against City Brokerage Limited. |
|
| 5 | February 11, 2016 | Order against Shyamol Equity Management Limited. |
|
| 6 | February 10, 2016 | Order against Saad Securities Limited. |
|
| 7 | February 02, 2016 | Order against CVO-Petrochemical Refinery Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 20, 2016 | Order against Adil Securities Limited |
|
| 2 | January 19, 2016 | Order against NCCB Securities and Financial Services Limited. |
|
| 3 | January 19, 2016 | Rejection of the prayer for waiver of penalty against The Dacca Dyeing & Manufacturing Co. Ltd. |
|
| 4 | January 19, 2016 | Rejection of the prayer for waiver of penalty against Azam Securities Limited. |
|
| 5 | January 18, 2016 | Warning: Non-compliance of securities related laws against Standard Bank Limited. |
|
| 6 | January 18, 2016 | Warning: Non-compliance of securities related laws against Paramount Textile Limited. |
|
| 7 | January 18, 2016 | Warning: Non-compliance of securities related laws against IDLC Investments Limited. |
|
| 8 | January 18, 2016 | Warning: Non-compliance of securities related laws against Howladar Yunus & Co. |
|
| 9 | January 17, 2016 | Warning: Non-compliance of securities related laws against Transcon Securities Limited. |
|
| 10 | January 17, 2016 | Warning: Non-compliance of securities related laws against Total Communication Limited. |
|
| 11 | January 17, 2016 | Warning: Non-compliance of securities related laws against Savar Refactories Limited. |
|
| 12 | January 17, 2016 | Warning: Non-compliance of securities related laws against Prime Islami Securities Limited. |
|
| 13 | January 17, 2016 | Warning: Non-compliance of securities related laws against Fareast Finance Capital Investment Limited. |
|
| 14 | January 17, 2016 | Warning: Non-compliance of securities related laws against Trustee Securities Limited. |
|
| 15 | January 13, 2016 | Warning: Non-compliance of securities related laws against Rapid Securities Limited. |
|
| 16 | January 13, 2016 | Warning: Non-compliance of securities related laws against Arena Securities Limited. |
|
| 17 | January 10, 2016 | Warning: Non-compliance of securities related laws against United Airways (BD) Limited. |
|
| 18 | January 10, 2016 | Warning: Non-compliance of securities related laws against Mirpur Securities Limited. |
|
| 19 | January 04, 2016 | Order against Apollo Ispat Complex Limited. |
|
| 20 | January 03, 2016 | Rejection of the prayer for full waiver of fine against Tamijuddin Textile Mills Limited. |
|
| 21 | January 03, 2016 | Order against Be Rich Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | December 10, 2015 | Non-compliance of securities related laws against Keya Cosmetics Limited (Issuer). |
|
| 2 | December 07, 2015 | Warning: Non-compliance of securities related laws against Hallmark Securities Limited. |
|
| 3 | December 03, 2015 | Order against Ashraf Textile Mills Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | November 30, 2015 | Order against Sonali Aansh Industries Limited. |
|
| 2 | November 26, 2015 | Non-compliance of securities related laws against Peoples Leasing & Finance Limited. |
|
| 3 | November 25, 2015 | Penalty Order against Tamijuddin Textile Mills Limited. |
|
| 4 | November 22, 2015 | Non-compliance of securities related laws against City Brokerage limited. |
|
| 5 | November 08, 2015 | Reject of the prayer for waiver of penalty against Joytun Securities International Limited. |
|
| 6 | November 03, 2015 | Warning: Non-compliance of securities related laws against Merchant Securities Limited. |
|
| 7 | November 03, 2015 | Warning: Non-compliance of securities related laws against Social Islami Bank Limited. |
|
| 8 | November 02, 2015 | Order against Progressive Life Insurance Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | October 28, 2015 | Order against The Dhaka Dying & Manufacturing Co. Ltd. |
|
| 2 | October 25, 2015 | Warning: Non-compliance of securities related laws against Sohel Securities Ltd. |
|
| 3 | October 25, 2015 | Warning: Non-compliance of securities related laws against Anwar Securities Ltd. |
|
| 4 | October 19, 2015 | Order against Western Security Investment Management Ltd. |
|
| 5 | October 19, 2015 | Order against Island Securities Limited. |
|
| 6 | October 19, 2015 | Order against Globe Industries Limited. |
|
| 7 | October 19, 2015 | Order against Alpha Securities Limited. |
|
| 8 | October 19, 2015 | Order against Alltex Industries Limited. |
|
| 9 | October 13, 2015 | Warning: Non-compliance of securities related laws against T.K.Shares & Securities Ltd. |
|
| 10 | October 08, 2015 | Non-compliance of securities laws against Titas Gas Transmission & Distribution co. Ltd. (issuer) |
|
| 11 | October 08, 2015 | Warning: Non-compliance of securities related laws against Sonargaon Textiles Ltd. (issuer) |
|
| 12 | October 08, 2015 | Warning: Non-compliance of securities related laws against Desh General Insurance Company Ltd. |
|
| 13 | October 07, 2015 | Rejection of appeal : Non-compliance of securities laws against First Securities Services Ltd. |
|
| 14 | October 04, 2015 | Order against Chic Tex Limited. |
|
| 15 | October 01, 2015 | Warning: Non-compliance of securities related laws against Midas Financing Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | September 20, 2015 | Warning: Non-compliance of securities laws against Vision Capital Management Ltd. |
|
| 2 | September 20, 2015 | Order against Tamiz Uddin Textile Mills Ltd. |
|
| 3 | September 20, 2015 | Penalty order against Shahjibazar Power Co. Ltd. |
|
| 4 | September 20, 2015 | Warning: Non-compliance of securities laws against Premier Leasing Securities Ltd. |
|
| 5 | September 20, 2015 | Warning: Non-compliance of securities related laws against PFI Securities Ltd. |
|
| 6 | September 20, 2015 | Non-compliance of securities related laws against Bangladesh Shipping Corporation. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | August 23, 2015 | Warning: Non-compliance of securities laws against Unicap Investments Ltd. |
|
| 2 | August 20, 2015 | Warning: Non-compliance of securities laws against Midas Financing Ltd. |
|
| 3 | August 20, 2015 | Warning: Non-compliance of securities related laws against Kabir Securities Ltd. |
|
| 4 | August 03, 2015 | Non-compliance of securities related laws against Muntaha Shares & Capital Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | July 29, 2015 | Non-compliance of securities laws in connection with capital raising against AA Rashayan Shilpa Ltd. |
|
| 2 | July 28, 2015 | Penalty Order against Hoda Vasi Chowdhury & Co., Chartered Accounts |
|
| 3 | July 23, 2015 | Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/2065/2014/37 dated February 01, 2015 in connection with non- Non-compliance of securities law against EBL Securities Ltd. |
|
| 4 | July 16, 2015 | Extension of Time to Deposit against Shahjibazar Power Company Ltd. |
|
| 5 | July 13, 2015 | Order against Sharp Securities Ltd. |
|
| 6 | July 13, 2015 | Order against Shahjibazar Power Company Ltd. [Issue No.-BSEC/Enforcement/2201/2014/230] |
|
| 7 | July 13, 2015 | Order against Shahjibazar Power Company Ltd. [Issue No.-BSEC/Enforcement/2201/2014/229] |
|
| 8 | July 13, 2015 | Order against Shahjibazar Power Company Ltd. [Issue No.-BSEC/Enforcement/2201/2014/228] |
|
| 9 | July 13, 2015 | Order against Prime Islami Securities Ltd. |
|
| 10 | July 13, 2015 | Order against Prime Finance Capital Management Ltd. |
|
| 11 | July 13, 2015 | Order against PFI Securities Ltd. |
|
| 12 | July 13, 2015 | Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/224] |
|
| 13 | July 13, 2015 | Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/223] |
|
| 14 | July 13, 2015 | Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/222] |
|
| 15 | July 13, 2015 | Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/221] |
|
| 16 | July 13, 2015 | Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/220] |
|
| 17 | July 13, 2015 | Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/219] |
|
| 18 | July 13, 2015 | Order against BLI Capital Ltd. |
|
| 19 | July 13, 2015 | Order against AIBL Capital Market Services Ltd. |
|
| 20 | July 12, 2015 | Non-compliance of securities related laws against Sharp Securities Ltd. and AB Bank Investment Ltd. |
|
| 21 | July 12, 2015 | Non-compliance of securities related laws against Shahed Securities Ltd. |
|
| 22 | July 12, 2015 | Warning: Non-compliance of securities laws against PFI Securities Ltd. |
|
| 23 | July 12, 2015 | Non-compliance of securities related laws against City Brokerage Ltd. |
|
| 24 | July 12, 2015 | Non-compliance of securities related laws against City Brokerage Ltd. and Unicap Investment Ltd. |
|
| 25 | July 12, 2015 | Non-compliance of securities related laws against AIBL Capital Market Services Ltd. and City Brokerage Ltd. |
|
| 26 | July 09, 2015 | Warning: Non-compliance of securities laws in connection with capital raising against Kormop Company Ltd. |
|
| 27 | July 07, 2015 | Penalty Order against Shahjibazar Power Co. Ltd. |
|
| 28 | July 01, 2015 | Warning: Non-compliance of securities laws against Wata Chemicals Ltd. |
|
| 29 | July 01, 2015 | Penalty Order against GQ ball Pen Industries Ltd. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | June 28, 2015 | Order against Shahjibazar Power Co. Limited |
|
| 2 | June 28, 2015 | Directive Order against Argon Denims Limited . |
|
| 3 | June 23, 2015 | Name Change of a Full Service Depository Participant Registration Certificate of Central Depository Bangladesh Limited. |
|
| 4 | June 23, 2015 | Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/1095/2013/ 259 dated June 03, 2014 in connection with non- Non-compliance of securities law against Eastern Shares & Securities Limited. |
|
| 5 | June 23, 2015 | Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/2061/2014/85 dated March 02, 2015 in connection with non- Non-compliance of securities law against Joytun Securities International Limited. |
|
| 6 | June 23, 2015 | Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/1184/2013/ 223 dated May 06, 2014 in connection with non- Non-compliance of securities law against Gateway Equity Resources Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | May 25, 2015 | Non-compliance of securities related laws: Disposal of the alleged matter against Times Securities Limited. |
|
| 2 | May 25, 2015 | Warning: Non-compliance of securities laws against MAH Securities Limited. |
|
| 3 | May 25, 2015 | Rejection of the prayer for waiver of penalty against Fines Foods Limited. |
|
| 4 | May 19, 2015 | Warning: Non-compliance of securities laws against Trustee Securities Limited. |
|
| 5 | May 19, 2015 | Warning: Non-compliance of securities laws against Greenland Equities Limited. |
|
| 6 | May 19, 2015 | Warning: Non-compliance of securities laws against Fareast Stocks & Bonds Limited. |
|
| 7 | May 19, 2015 | Warning: Non-compliance of securities laws against Brac EPL Stock Brokerage Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | April 30, 2015 | Order against Fareast Stocks & Bonds Limited. |
|
| 2 | April 20, 2015 | Warning: Non-compliance of securities laws against The Dacca Dyeing & Manufacturing Co. Limited. |
|
| 3 | April 20, 2015 | Warning: Non-compliance of securities laws against S. Alam Cold Rolled Steels Limited. |
|
| 4 | April 20, 2015 | Warning: Non-compliance of securities laws against Miracle Industries Limited. |
|
| 5 | April 20, 2015 | Warning: Non-compliance of securities laws against Khan Brothers PP Woven Bag Industries Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | March 23, 2015 | Show cause cum notice for hearing: In connection with the non-submission of audited financial statements for the year ended on June 30, 2014 against Bangladesh Shipping Corporation. |
|
| 2 | March 22, 2015 | Warning: Non-compliance of securities laws against Golden Son Limited. |
|
| 3 | March 19, 2015 | Warning: Non-compliance of securities laws against Standard Chartered Bank. |
|
| 4 | March 19, 2015 | Non-compliance of securities related laws : Disposal of the alleged matter against Renwick, Jajneswar & Co (BD) Limited. |
|
| 5 | March 19, 2015 | Non-compliance of securities related laws : Disposal of the alleged matter against Pubali Bank Securities Limited. |
|
| 6 | March 19, 2015 | Order against Hoda Vasi Chowdhury & Co. |
|
| 7 | March 19, 2015 | Order against LR Global Asset Management Company Limited. |
|
| 8 | March 19, 2015 | Order against Bangladesh General Insurance Company Limited. |
|
| 9 | March 18, 2015 | Order against Joytun Securities International Limited. |
|
| 10 | March 12, 2015 | Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/1062/2012/85 dated February 02, 2014 in connection with non- Non-compliance of securities law against Reliance Brokerage Services Limited. |
|
| 11 | March 12, 2015 | Penelty Order : Non-compliance of Securities related Laws connection with unusual trading in shares of Quasem Erycells Limited"against Global Securities Limited. |
|
| 12 | March 12, 2015 | Penelty Order : Non-compliance of Securities related Laws against Al-Muntaha Trading Co. Limited. |
|
| 13 | March 11, 2015 | Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/2014/2041/593 dated August 31, 2014 in connection with non- Non-compliance of securities law against Harun Securities Limited. |
|
| 14 | March 02, 2015 | Warning: Non-compliance of securities related laws against Skys Securities Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | February 22, 2015 | Order against South Asia Securities Limited. |
|
| 2 | February 19, 2015 | Order against United Financial Trading Company Limited. |
|
| 3 | February 19, 2015 | Penalty Order: Non-compliance of securities related laws in connection with capital raising against AA Rashayan Shilpa Limited. |
|
| 4 | February 17, 2015 | Warning: Non-compliance of securities laws against Dhaka Electric Supply Company Limited. |
|
| 5 | February 01, 2015 | Order against EBL Securities Limited. |
|
| 6 | February 01, 2015 | Order against Hillcity Securities Limited. |
|
| 7 | February 01, 2015 | Directive against Salvo Chemical Industries Limited. |
|
| SL | Date | Subject | Decision |
|---|---|---|---|
| 1 | January 29, 2015 | Order against Minher Securities Limited. |
|
| 2 | January 28, 2015 | Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/2014/2036/618 dated September 29, 2014 in connection with non- Non-compliance of securities law against AB Securities Limited. |
|
| 3 | January 28, 2015 | Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/2075/2014/620 dated September 29, 2014 in connection with non- Non-compliance of securities law against Akij Securities Limited . |
|
| 4 | January 20, 2015 | Penalty Order: non-compliance of securities related laws in connection with capital raising against First Securities Services Limited. |
|