Enforcement Action

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March, 2025

Sl.No	Date	Subject	Commission’s Decision
1	March 4, 2025	Non-Compliance securities law against Mr. Md. Sajib Hossain	Click to View
2	March 4, 2025	Non-Compliance securities law against City Brokerage Limited, Mr. Misbah Uddin Affan Yusuf, Mr. Md. Ala uddin Patwary, Mr. Md. Mutahar Hossen, Mrs. Aysha Akter	Click to View
3	March 4, 2025	Non-Compliance securities law against City Brokeragr Limited, Mr. Mishbah uddin Affan Yusuf, Mr. Md Rashidul Haque Chowdhury, Mr. Md Mutahar Hossen	Click to View
4	March 4, 2025	Non-Compliance securities law against Fortune Securities (Pvt)Ltd., Mr. Ashek Ahmed Adel, Ms. Mazada Akter Katun	Click to View
5	March 4, 2025	Non-Compliance securities law against Joytun Securities Intl. Limited, Mr. Md.Rakibul Islam, Mr. Md.Jillur Rahman	Click to View
6	March 4, 2025	Non-Compliance securities law against Padma Bank Securities Limited, Mr. Md. Rabiul Hasan, Mr. Riaduzzaman Ridoy, Mr. Iqbal Hossain	Click to View
7	March 4, 2025	Non-Compliance securities law against Emperor Securities & Wealth Managment Ltd., Mohammad Nawaz, Sayed Saiful Isalm	Click to View
8	March 4, 2025	Non-Compliance securities law against BD Sunlife Securities Ltd., Mr. H.N Mahbubur Rahman Patwary	Click to View
9	March 4, 2025	Non-Compliance securities law against BD Sunlife Securities Ltd, Mr. Rahat Maleque	Click to View
10	March 4, 2025	Non-Compliance securities law against International Securities Company Limited, Mr.Foyez Hasan Ferdous, Mr.Ranodhir Sutradhur	Click to View
11	March 4, 2025	Non-Compliance securities law against Sohel Securities Ltd., Mr.Md. Shajahan, Mr. Saiful Islam	Click to View
12	March 4, 2025	Non-Compliance securities law against NLI Securities Limited, Mr. Mohd Shaahed Imran, Md.Shafiqul Islam, Mohd. Shaahed Imran	Click to View
13	March 4, 2025	Non-Compliance securities law against Mr. Rezzaul Hasan Bhuiyan	Click to View
14	March 19, 2025	Order against Mr. Mohammad Ebadul Karim	Click to View
15	March 19, 2025	Order against Ms. Risana Karim	Click to View
16	March 19, 2025	Order against Mr. Ulfat Karim	Click to View
17	March 19, 2025	Order against Beacon Medicare Ltd.	Click to View
18	March 19, 2025	Order against Beacon Medicare Ltd. Employees CPF	Click to View
19	March 19, 2025	Order against Beacon Developments Limited	Click to View
20	March 19, 2025	Order against Mr. Md. Mijanur Rahman	Click to View
21	March 19, 2025	Order against Mr. Md. Nasir Uddin Akond	Click to View
22	March 19, 2025	Order against Mr. Md. Azad Hossain patwary	Click to View
23	March 19, 2025	Order against Mr.Md. Akter Hosen	Click to View
24	March 19, 2025	Order against Mr.Mohammad Ebadul Karim(378)	Click to View
25	March 19, 2025	Order against Ms. Risana Karim	Click to View
26	March 19, 2025	Order against Beacon Developments Limited(382)	Click to View
27	March 19, 2025	Order against Beacon Medicare Ltd.Employees CPF(384)	Click to View
28	March 19, 2025	Order against Beacon Medicare Ltd.(386)	Click to View
29	March 19, 2025	Order against Md.Sohel Alam	Click to View
30	March 27, 2025	Order against Toramnshirt Shikito Bekar sochoy & Ridan Samity Ltd.	Click to View
31	March 27, 2025	Order against Shikkito Bekar Sanchoy & Rindan Shomobay	Click to View
32	March 27, 2025	Order against Bagra Shikhito Bekar Sonchoy O Rindan SS Ltd.	Click to View
33	March 27, 2025	Order against Md.Masudur Rahman Sheikh	Click to View
34	March 27, 2025	Order against Mohamaya Shikkhit Baker Soncoy & Rindan Somobay	Click to View
35	March 27, 2025	Order against Mohamaya Shikhito Bekar Sonchoy O Rindan S.S Ltd.	Click to View
36	March 27, 2025	Order against Mr. Md. Shajalal Al-Safi	Click to View
37	March 27, 2025	Order against Chandpur ShikkitoBakar Soncoy & Rindan Somobay Somity Ltd.	Click to View
38	March 27, 2025	Order against Chadpur Shikhito Bekar Sonchoy O Rindan S.S Ltd.	Click to View
39	March 27, 2025	Order against Shahrasti Shikhit Bekar S R S.S Ltd.	Click to View
40	March 27, 2025	Order against Mr. Debarata Sarkar	Click to View
41	March 27, 2025	Order against Kachua Shikito Bekar Soncoy & Rindan Samaby Smaity	Click to View
42	March 27, 2025	Order against Patwary Bazar Shikhito Bekar SORSS Ltd.	Click to View
43	March 27, 2025	Order against Patwary Bazar Shikhito Bekar Soncoy Rindan Somobay	Click to View
44	March 27, 2025	Order against Wireless Bazar Shikito Bekar Sonchoy O Rindan SS	Click to View
45	March 27, 2025	Order against Nayahat Shikkhito Bekar Sonchoy & Rindan SS Ltd.	Click to View
46	March 27, 2025	Order against Faridgonj Shikkhita Bekar Sonchoy O Rindan Somobay Somity Ltd.	Click to View
47	March 27, 2025	Order against Gridakalindia Shikkhitha Bekar Sonchoy O Rindan Somobay Somite Ltd.	Click to View
48	March 27, 2025	Order against Md. Jashim Udddin	Click to View
49	March 27, 2025	Order against J.S Enterprise	Click to View
50	March 27, 2025	Order against SB Amader Ponno Amader Bazar Ltd.	Click to View
51	March 27, 2025	Order against SBCL Housing Ltd.	Click to View
52	March 27, 2025	Order against Shikkhito Bekar Kendrio Sanchoy O Rindan SS Ltd.	Click to View
53	March 27, 2025	Order against Chandara Shikhito Bekar J.B.C.S	Click to View
54	March 27, 2025	Order against Chandra Shikhito Bekar Jubo Bss Ltd.	Click to View

February,2025

Sl.No	Date	Subject	Commission’s Decision
55	February 3, 2025	Non-Compliance securities law against Globe Investment and Fintech Company Limited,Mr.Aziziur Rahman,Md.Mosharrof Hossain,Mr.Sohel Pervez	Click to View
56	February 3, 2025	Non-Compliance securities law against UCB Stock Brokerage Limited,Mr. Mohammad Rahmat Pasha,Mr.Md. Rafiqul Islam,Mr.Md. Kaisarul Amin,Mr.Monir Hossain	Click to View
57	February 3, 2025	Non-Compliance securities law against Sheltech Brokerage Limited,Mr.Tanvir Ahmed,Mr.Md.Meshbah Uddin Khan,Mr.Syed Nazmur Reza,Ms.Habiba Ferdous Bintu	Click to View
58	February 3, 2025	Non-Compliance securities law against Sheltech Brokerage Limited, Mr.Md. Jashim Uddin Mahmud	Click to View
59	February 3, 2025	Non-Compliance securities law against Hazrat Amanat Sha Securities Limited,Mr.Abul Hasnat,Mohammad Shofiul Azam,Mr. H M Mahamudul Hoque	Click to View
60	February 6, 2025	Non-Compliance securities law against First Capital Securities Ltd,Mr Kausar Al Mamun,Mr.Md.Arifur Rahman,Mr.Syed Md.Iftakher Emon	Click to View
61	February 6, 2025	Non-Compliance securities law against Aloco securities Ltd,Md.Nurul Alam,Md. Zakaria Mahmud	Click to View
62	February 11, 2025	Non-Compliance securities law against Holy City Securities Limited, Mr. Md. Jamal Chowdhury Joy, Mr. Khabir Khan	Click to View
63	February 11, 2025	Non-Compliance securities law against Dayton Holdings Limited, Mr. M Amanullah, Mr. Md. Wazihuddin, Mr. Aminur Rahman Chowdhury, Mr. rajeeb Ahmed	Click to View
64	February 11, 2025	Non-Compliance securities law against Dhanmondi Securities Limited, Akhter Jahan Khan, Mr. Md. Mizanur Rahman khan, Mr. Md. Mazbahuddin & Ms Jesmin Begum, Mr. Asif Islam Khan	Click to View
65	February 11, 2025	Non-Compliance securities law against Kazi Firoz Rashid Securities Ltd, Mr. Nannu Biswas	Click to View
66	February 11, 2025	Non-Compliance securities law against Azam Securities Limited, Mr. Ahmed Kabir Majumder, Mr. A T M Golam Rabbani	Click to View
67	February 11, 2025	Non-Compliance securities law against Mr. Kazi Firoz Rashid, Md. Shafi Hossain	Click to View
68	February 13, 2025	Non-Compliance securities law against G M F Securities Ltd, Mr. Md. Zulfiquar Ali and Mr. Ahmed Ali Siddiky, Mr. D.M. Raihan and Ms. Rabeya	Click to View
69	February 13, 2025	Non-Compliance securities law against DSFM Securities Ltd., Mr. Md.Rafiqul Bari, Mr. Poritosh Kumar Saha	Click to View
70	February 17, 2025	Non-Compliance securities law against Bali Securities Limited (Present Name Skyline Securities Ltd.)	Click to View
71	February 18, 2025	Non-Compliance securities law against NCCB Securities & Financial Services Ltd. Mr. Ahsanul Arefin, Mr, Monzurul Alam	Click to View
72	February 26, 2025	Non-Compliance securities law against Sinha Securities Limited, Mr. Reza-ur-Rahman Sinha, Mr. Md. Mahbub Alam	Click to View
73	February 26, 2025	Non-Compliance securities law against HDFC Securities Limited	Click to View
74	February 27, 2025	Non-Compliance securities law against Mona Financial Consultancy & Securities ltd., Mrs. Ariya Islam, Mr. Engr. Ahmed Abdur Razzak	Click to View
75	February 27, 2025	Non-Compliance securities law against Sinha Securities Limited, Mr. Reza-Ur-Rahman Sinha, Mr. Mohammad Mahabubul Alam, Mr. K.M Nasir Uddin	Click to View
76	February 27, 2025	Non-Compliance securities law against Sinha Securirties limited, Mr. Reza-ur-Rahman Sinha, Mr. Mohammad Mahabubul Alam, Mr. K.M Nasir Uddin, Mr. Md. Tawhedur Rahman(335)	Click to View
77	February 2, 2025	Order against Mr. Md. Abul Khayer	Click to View
78	February 2, 2025	Order against Mr. Abul Kalam Mathber	Click to View
79	February 2, 2025	Order against Mrs. Kazi Sadia Hasan	Click to View
80	February 2, 2025	Order against Mrs. Konika Afroz	Click to View
81	February 2, 2025	Order against Mr. Kazi Farid Hasan	Click to View
82	February 2, 2025	Order against Mr. Kazi Fuhad Hasan	Click to View
83	February 6, 2025	Order against Mr. Mohammad Shamsul Alam	Click to View
84	February 6, 2025	Order against Arbim Techo Ltd.	Click to View
85	February 6, 2025	Order against A A A Agro Enterprise	Click to View
86	February 6, 2025	Order against Mr. Mohammmad Jahangir Alam	Click to View
87	February 6, 2025	Order against Ms. Sajiya Jasmin	Click to View
88	February 6, 2025	Order against Ms. Sultan Parvin	Click to View
89	February 2, 2025	Order against Mr. Md. Farid Ahmed	Click to View
90	February 6, 2025	Order against Mr. Md. Abul Khayer	Click to View
91	February 6, 2025	Order against Mr. Abul Kalam Mathber	Click to View
92	February 6, 2025	Order against D I T Co-Operative Ltd.	Click to View
93	February 6, 2025	Order against Mrs. Kazi Sadia Hasan	Click to View
94	February 6, 2025	Order against Ms. Konika Afroz	Click to View

January, 2025

Sl.No	Date	Subject	Commission’s Decision
95	January 6, 2025	Non-Compliance securities law against Anwer Khan Modern Securities Ltd,Mr.Md. Masudul Alam,Mr.Md. Rayhan Sarder,Mr.Abdur Rahim	Click to View
96	January 7, 2025	Non-Compliance securities law against Harpoon Securities Limited,Mr. Muhammad Anwarul Haque,Mr.Md. Rezaul Amin	Click to View
97	January 9, 2025	Non-Compliance securities law against Ahmed Iqbal Hasan Sequrites Ltd.,Mr, Ahmed Iqbal Hasan,Mr. Khondaker Tariqul Islam,Mr. Imran Shawon	Click to View
98	January 9, 2025	Non-Compliance securities law against A N F Managment Company Limited,Mr. Shamsul Huda,Md. Fazle Rahman Chowdhury,Mr. Samsul Haque, Mr. Mohammad Ziaul Haque	Click to View
99	January 9, 2025	Non-Compliance securities law against Sinnha Securities Limited,Mr.Reza -Ur - Rahman Sinha,Mr.Mohammad Mahabubul Alam,Mr.K.M. Nasir Uddin,Mr.Md. Khurshaduzzaman	Click to View
100	January 9, 2025	Non-Compliance securities law against Island Securities Limited,Mohammad Shahenn,Ms. Momo Ghosh	Click to View
101	January 9, 2025	Non-Compliance securities law against NBL Securities Limited,Mr. Zobayed Al-Mamun Hasan,Mr.Md.Fazle Rabbi,Mr.Md. Sayed Iqbal,Mr.Md.Belal Hossain,Mr.Sakib Uddin Ahmed	Click to View
102	February 12, 2025	Non-Compliance securities law against Mona Financial Consultancy & Securities Limited,Mrs. Ariya Islam,Mr,Md, Moynal Haque	Click to View
103	January 12, 2025	Non-Compliance securities law against Beximco Securities Limited,Mr. Sharif Md. Kaiser Hamid,Mr.Mir Saydur Rahman	Click to View
104	January 12, 2025	Non-Compliance securities law against Investment Promotion Services Limited,Mr.Mostaque Ahmed Sadeque,Sk Ruhul Kabir	Click to View
105	January 13, 2025	Non-Compliance securities law against Quayum Securities Limited,Mr.Nayeem Md. Quayum,Ms.Nur-E-Nadiya,Mr.Ashikuzzaman,Mr.Md.Amzad Hossain	Click to View
106	January 13, 2025	Non-Compliance securities law against National Asset Managment Limited	Click to View
107	January 14, 2025	Non-Compliance securities law against Green Dental Securities Limited,Mr.Wafi Shafique Menhaz,Mr. Liakat Hossain	Click to View
108	January 14, 2025	Non-Compliance securities law against Md. Fakhrul Islam Securities Limited,Mr. Md. Fakhrul Islam,Mr.Qamrul Islam,Mr.A.K.M. Mujibul Haq	Click to View
109	January 14, 2025	Non-Compliance securities law against Mr.Zubair Securities Limited,Mr. Makin Zubair,Mr.Md. Mostofa Zubair,Mr.Md. Rezaul Karim	Click to View
110	January 14, 2025	Non-Compliance securities law against Hussain Farhad & Co.	Click to View
111	January 14, 2025	Non-Compliance securities law against Rahman Mosotafa Alam & Co.	Click to View
112	January 14, 2025	Non-Compliance securities law against WinsFin Ltd,Mr.Md. Ali Haidar Rashid,Mr.Md.Shaheen Manamud	Click to View
113	January 14, 2025	Non-Compliance securities law against GPH Ispat Limited	Click to View
114	January 16, 2025	Non-Compliance securities law against Kabir SecuritiesLtd,Mr.Anowar Shadat,Mr. Ziaul Alam,Mr. Alauddin Bhuiyan	Click to View
115	January 19, 2025	Non-Compliance securities law against CMSL Securities Limited,Mr. Anwar Hossain,Mr.Nur Nabi_19.01.2025.pdf	Click to View
116	January 19, 2025	Non-Compliance securities law against Afsana Jabin,Osman Khadem,Sigma Technologies Ltd.	Click to View
117	January 19, 2025	Non-Compliance securities law against Md.Mizanur Rahman,Rokshana Rahman,Md. Amanur Rahman	Click to View
118	January 19, 2025	Non-Compliance securities law against Anwar Securities Ltd,Mr.Nurul Absar,Mr.Md.Rasel Rony	Click to View
119	January 19, 2025	Non-Compliance securities law against ICB Securities Trading Company Limited,Mr.Md. Mofizur Rahman,Mr.Supriya Saha,Mr. Mohammad Sarwer Alam,Mr.Mohammad Aman Uddin	Click to View
120	January 19, 2025	Non-Compliance securities law against Island Sequrities Limited,Mr. Mohammad Shaheen,Ms.Momo Ghosh	Click to View
121	January 19, 2025	Non-Compliance securities law against UniCap Securities Limited,Mr.Wali UI Islam,Mr. Mohammad Shahriar Azad Bhuiyan,Mr.Mohammad Shamsur Rahman,Mr. Tawsif Newaz	Click to View
122	January 19, 2025	Non-Compliance securities law against Oshadhi Securities Limited,Mr.Md. Aminul Islam,Rashedul Islam Chowshury	Click to View
123	January 19, 2025	Non-Compliance securities law against Md. Fakhrul Islam Securities Ltd,Mr.Qamrul Islam,Md. Tarequr Rahman	Click to View
124	January 19, 2025	Non-Compliance securities law against Imtiyaz Husain Securities Ltd,Mr. Moshen Khaja Ahmed,Ms. Arifin Hossain Akhi	Click to View
125	January 19, 2025	Non-Compliance securities law against Sheltech Brokerage Limited,Md. Meshbah Uddin Khan,Md.Abu Meraz Ali Ahammed	Click to View
126	January 19, 2025	Non-Compliance securities law against Quayum Securities Ltd,Mr.Md. Abdul Bari Palash,Mr.Mohammed Ullah	Click to View
127	January 19, 2025	Non-Compliance securities law against Unity Shares Trade Ltd.	Click to View
128	January 19, 2025	Non-Compliance securities law against Dragon Sweater & Spinning Mills Limited	Click to View
129	January 19, 2025	Non-Compliance securities law against Anchor Securities Limited	Click to View
130	January 19, 2025	Non-Compliance securities law against Al-Muntaha Trading Co. Limited	Click to View
131	January 19, 2025	Non-Compliance securities law against Hazrat Amanat Shah Securities Ltd.	Click to View
132	January 19, 2025	Non-Compliance securities law against Joytun Securities Intl. Limited	Click to View
133	January 19, 2025	Non-Compliance securities law against Sterling Stocks and Securities Ltd.	Click to View
134	January 19, 2025	Non-Compliance securities law against HAC Securities Limited	Click to View
135	January 19, 2025	Non-Compliance securities law against Kazi Equities Limited	Click to View
136	January 19, 2025	Non-Compliance securities law against JKC Securities Limited	Click to View
137	January 19, 2025	Non-Compliance securities law against Shakil Rizvi Stock Limited	Click to View
138	January 23, 2025	Non-Compliance securities law against NRBC Bank Securitied Limited	Click to View
139	January 27, 2025	Non-Compliance securities law against Sinha Securities Limited,Mr. Mohammad Mahaubul Alam,Mr. Reza-Ur- Rahman Sinha,Mr.Md. Nur Islam	Click to View
140	January 27, 2025	Non-Compliance securities law against HAC Securities Limited	Click to View
141	January 27, 2025	Non-Compliance securities law against Ershad Securities Limited,Mr.Md. Ershadul Haque, Mr. Abu Sayed Md. Mahidur Rahman,Mr. Md. Suzad Ali	Click to View
142	January 27, 2025	Non-Compliance securities law against Joytun securities Intl.Limited.Mr. Md. Rakibul Islam,Mr.Md. Jillur Rahman	Click to View
143	January 28, 2025	Non-Compliance securities law against Malek Siddiqui Wali	Click to View
144	January 28, 2025	Non-Compliance securities law against Alhaj Securities & Stocks Limited,Alhaj Md. Jubaier Hossain,Md. Jubayer Ahamed	Click to View
145	January 2, 2025	Order against Md.Aminul Isalm	Click to View
146	January 2, 2025	Order against Nabil Feed Mills Limited	Click to View
147	January 2, 2025	Order against Nabil Naba Foods Limited	Click to View
148	January 2, 2025	Order against Mr.Md.Abul Khayer	Click to View
149	January 2, 2025	Order against Mr.Abul Kalam Matber	Click to View
150	January 2, 2025	Order against Mrs. Kazi Sadia Hasan	Click to View
151	January 2, 2025	Order against Mrs. konika Afroze	Click to View
152	January 2, 2025	Order against D I T Co-Operative Ltd.	Click to View
153	January 2, 2025	Order against Mrs. Aleya Begum	Click to View
154	January 2, 2025	Order against Mr.Mohammad Basher	Click to View
155	January 2, 2025	Order against Monarch Holdings Limited	Click to View
156	January 2, 2025	Order against Mr.Sajed Madbar	Click to View
157	January 2, 2025	Order against Mr. Sajed Madbar	Click to View
158	January 2, 2025	Order against Mr.Mohammad Basher	Click to View
159	January 2, 2025	Order against Mr.Md.Abul Khayer	Click to View
160	January 2, 2025	Order against Ms.Konika Afroze	Click to View
161	January 2, 2025	Order against Ms.Kazi Sadia Hasan	Click to View
162	January 2, 2025	Order against Mr.Kazi Fuhad Hasan	Click to View
163	January 2, 2025	Order against D I T Co-Operative Ltd.	Click to View
164	January 2, 2025	Order against Mr.Abul Kalam Matber	Click to View
165	January 30, 2025	Order against Mrs.Risana Karim	Click to View
166	January 30, 2025	Order against Mrs. Nurunnahar Karim	Click to View
167	January 30, 2025	Order against Mohammad Ebadul Karim	Click to View
168	January 30, 2025	Order against Md. Sohel Alam	Click to View
169	January 30, 2025	Order against Beacon Pharmaceutical Ltd-EPE	Click to View
170	January 30, 2025	Order against Beacon pharmaceutices Ltd.EGF	Click to View
171	January 30, 2025	Order against Beacon Pharmaecuicals Ltd.	Click to View
172	January 30, 2025	Order against Beacon Medicare Ltd.	Click to View
173	January 30, 2025	Order against Mr. Mohammad Ekhlasur Rahman	Click to View
174	January 28, 2025	Order against Peace Securities Limited	Click to View

December, 2024

Sl.No	Date	Subject	Commission’s Decision
175	December 1, 2024	Non-Compliance securities law against Imam Button Industries Ltd.,Board of Directors,Managing Director,Company Secretary	Click to View
176	December 1, 2024	Non-Compliance securities law against Bangladesh Industrial Fin.Co.Ltd.,Board of Directors,Managing Director,Company Secretary	Click to View
177	December 1, 2024	Non-Compliance securities law against Bank Asia Securites Limited ,Mr.Sumon Das,CEO,Mr.Mohammad Rezaul Karim Chowdhury,SEO&Compliance Officer,Mr.Md.Nahid Raza,FAVP	Click to View
178	December 1, 2024	Non-Compliance securities law against Salta Capital Limited,Mr.Mohammed Rezaul Karim,CEO,Mr.Mohammed Rezaul Karim,CO,Mr.Md.Abdul Matin,Accounts In-charge	Click to View
179	December 1, 2024	Non-Compliance securities law against Sonali Securites Limited,Mr.Imranur Rahman Khan	Click to View
180	December 8, 2024	Non-Compliance securities law against ARC Securites Limited,Abu Ashker Obaida Khan,Dipak Kumar Ghosh	Click to View
181	December 8, 2024	Non-Compliance securities law against M. Zubair Securites Ltd,Mr. Syed Abu Reza Abdullah,Makin Zubair,Mr.Rezaul Karim	Click to View
182	December 8, 2024	Non-Compliance securities law against Popular Equities Ltd,Moklesur Rahman Sarker,Md.Fazle Reza Rizvi	Click to View
183	December 8, 2024	Non-Compliance securities law against Asia Securities Limited,Mr.Masudur Rahman,Mr.Anupam Banik	Click to View
184	December 8, 2024	Non-Compliance securities law against Fortune Securities (Pvt)Ltd.,Mr.Mohammad Ashraful Alam,Mr.Md. Hasan Ahmed Imon	Click to View
185	December 9, 2024	Non-Compliance securities law against Mr.Md.Azam Khan,Ratan Kumar Das,(Anwar Securities Limited)	Click to View
186	December 11, 2024	Non-Compliance securities law against Bay Leasing & Investment Limited,Board of Directors,Managing Director,Company Secretary	Click to View
187	December 9, 2024	Non-Compliance securities law against Mr.Golam Rabbani Hamidi(Modern Securities Limited)	Click to View
188	December 10, 2024	Non-Compliance securities law against Zenith Investment Limited,Mr.Shaikh Kamruzzaman	Click to View
189	December 22, 2024	Non-Compliance securities law against Elegant Stock & Securities Limited,Mr.Gazi Mohammad Tarek,Mr. Md. Shakhawat Hossain	Click to View
190	December 22, 2024	Non-Compliance securities law against Bail Securities Limited,Ms.Tahmina Sharmin,Ms.Farhana Chowdhury	Click to View
191	December 22, 2024	Non-Compliance securities law against Total Communication Limited,Mr.Kazi Zunnun Boshre,Mr.Md.Gausal Azam,Mr.Md.Adul Kadir	Click to View
192	December 22, 2024	Non-Compliance securities law against Dragon Securities Limited,Mr.Md.Mahbubul Haque Kabir,Mr.Md.Ahasanul Islam	Click to View
193	December 22, 2024	Non-Compliance securities law against Ershad Securities Limited,Mr. Mohammad Kamruzzaman,Mr.Abu Sayed Md.Mahidur Rahman	Click to View
194	December 22, 2024	Non-Compliance securities law against First Capital Securities Ltd.,Mr. Kausar Al Mamun	Click to View
195	December 22, 2024	Non-Compliance securities law against Milkan Securities Limited,Mr.A.A. Moniruzzaman,Mr.Md. Showkat Akbar,Mr.Md.Fazlur Rahman	Click to View
196	December 23, 2024	Non-Compliance securities law against Sharp Securities Limited,Mr.Akhtaruzzamanm,Muhammad Azizul Bari	Click to View
197	December 23, 2024	Non-Compliance securities law against NLI Securities Limited,Mr Mohd.Shaahed Imran,Mr Md.Safiqul Islam,Mr. Md. Khorshed Alam	Click to View
198	December 30, 2024	Non-Compliance securities law against Jesco Capital Managment Ltd.	Click to View
199	December 9, 2024	Order against Anwar Secuirities Limited	Click to View
200	December 11, 2024	Order against Southeast Bank capital Services Limited	Click to View
201	December 11, 2024	Order against Prof.Suraiya Begum, Sponsoner Director, bay Leasing & Investment Limited	Click to View
202	December 11, 2024	Order against Tushar LK Mia(Client of BLI Securities Ltd.)	Click to View
203	December 11, 2024	Order against Mr.Alamgir Kabir (Client of BLI Securities Ltd.)	Click to View
204	December 9, 2024	Order against Modern Securities Limited	Click to View
205	December 29, 2024	Order against ANW Securities Ltd.	Click to View
206	December 29, 2024	Order against Monarch Holdings Limited	Click to View
207	December 30, 2024	Order against Mr.Sameer Sekander	Click to View
208	December 30, 2024	Order against Mr.Maher Sekander	Click to View
209	December 30, 2024	Order against Mr.Abu Sadat Md.Sayem	Click to View
210	December 30, 2024	Order against Mr. Abdul Mobin Mollah	Click to View
211	December 30, 2024	Order against Mr.Abdul Mobin Mollah	Click to View
212	December 30, 2024	Order against City General Insurance Co. Ltd.	Click to View
213	December 30, 2024	Order against Mr.Sameer Sekander (1176)	Click to View
214	December 30, 2024	Order against Mr.Maher Sekander(1178)	Click to View
215	December 30, 2024	Order against Ms.Afra Chowdhury	Click to View
216	December 30, 2024	Order against Ms.Anika Farheen	Click to View
217	December 30, 2024	Order against Mr.Abu Sadat Md.Sayem(1184)	Click to View
218	December 30, 2024	Order against ANWAR GALVANIZING LIMITED	Click to View
219	December 30, 2024	Order against Ms.Mahufuza Akhter	Click to View
220	December 30, 2024	Order against Mr.Dewan Salehin Mahmud	Click to View

November, 2024

Sl.No	Date	Subject	Commission’s Decision
221	November 6, 2024	Non-Compliance securities law against Asia Securities Limited,Mr.Abu Sadiq	Click to View
222	November 10, 2024	Non-Compliance securities law against SIBL Securities Limited,Mr.Walid Mahmud Sobhani,Mr.Sheikh Md.Nahid	Click to View
223	November 17, 2024	Non-Compliance securities law against Arena Securities Limited,Mr.Md.Al Tamas,Mr.Md.Jamil Mashrur,Mr.Md.Payer Hossain	Click to View
224	November 17, 2024	Non-Compliance securities law against Haji Ahmad Brothers Securities Limited,Mr.Md.Nurul Alam,Mr.Amal Krishna Saha,Mr.Md.Saiful Islam	Click to View
225	November 17, 2024	Non-Compliance securities law against Prudential Capital Market,Mr.Md.Rezaul Islam,Mr.A Y Zoybayer,Mr.Md.Ashaduzzaman	Click to View
226	November 17, 2024	Non-Compliance securities law against Rahman Equity Management Ltd,Mr.Md. Janibul Islam,Ms.Monisha Rani Saha	Click to View
227	November 17, 2024	Non-Compliance securities law against Krishibid Feed Limited,Board of Directors,Managing Director,Company Secretary,Chief Financial Officer	Click to View
228	November 21, 2024	Non-Compliance securities law against HAC Securities Limited,Mr,Liaque Ali Chowdhury,Mr.Sabbir Mashar,Mr.Anup Kumar Dey	Click to View
229	November 21, 2024	Non-Compliance securities law against Nli Securities Limited,Mr.Md.Safiul Isalm,Mr.Khorshed Alam	Click to View
230	November 21, 2024	Non-Compliance securities law against Prudential Capital Limited,Mr.A.Y. Zobayer,Md.Ashaduzzaman	Click to View
231	November 26, 2024	Non-Compliance securities law against Sharp Securities Limited,Syed Golam Mustafa,Muhammad Azizul Bari,Saiful Chowdhury	Click to View
232	November 26, 2024	Non-Compliance securities law against Ali Securities Co.Ltd,Mr.Mamun Akbar,Mr.Md.Abdul Halim	Click to View
233	November 26, 2024	Non-Compliance securities law against Rak Capital Ltd,Mr.S.M. Meharuzzaman,Mr.Syed Moinul Hossain	Click to View
234	November 26, 2024	Non-Compliance securities law against Md.Sahidullah Securities Ltd,Md.Jamal Uddin Khan,Mr.sawgat UI Alam	Click to View
235	November 27, 2024	Non-Compliance securities law against Kazi Firoz Rashid Securities Limited,Mr.Kazi Showed Rashid,Mr.Md.Shafi Hossain,Ms.Nadia Nasrin	Click to View
236	November 27, 2024	Non-Compliance securities law against Federal Securities and Investment Limited,Mr.Md.Wahiullah Shahid,Mr.Md.Mozaffor Ahmed	Click to View
237	November 27, 2024	Non-Compliance securities law against Popular Life Securities Limited,Mr.Parimal Kumar Das,Mr.Md.Emdadul Islam	Click to View
238	November 27, 2024	Non-Compliance securities law against MAH Securities Limited,Mr.Mohammad Ashraf Uddin Ahmed,Mr.Md.najmul Hasan,Mr.Md.Shamsul Alam Bhuiyan	Click to View
239	November 27, 2024	Non-Compliance securities law against City Bank Capital Resources Limited,Mst Ayesha Akhtar	Click to View
240	November 27, 2024	Non-Compliance securities law against City Bank Capital Resources Limited,Jannatul Mawa	Click to View
241	November 27, 2024	Non-Compliance securities law against City Bank Capital Resources Limited,S.M.Motaharul Janan	Click to View
242	November 4, 2024	Order against Ms.Marjana Rahman	Click to View
243	November 4, 2024	Order against Tradenext International Limited	Click to View
244	November 4, 2024	Order against Mr.Mosfequr Rahman	Click to View
245	November 4, 2024	Order against Mr.Momtazur Rahman	Click to View
246	November 4, 2024	Order against Jupitar Business Limited	Click to View
247	November 4, 2024	Order against Apollo Trading Limited	Click to View
248	November 4, 2024	Order against Art International Limited	Click to View
249	November 4, 2024	Order against Mr.Abdur Rouf	Click to View
250	November 4, 2024	Order against Crescent Limited	Click to View
251	November 10, 2024	Order against Mr.Abdur Rouf(888)	Click to View
252	November 10, 2024	Order against Crescent Limited(890)	Click to View
253	November 10, 2024	Order against Mr.Mosfequr Rahman(892)	Click to View
254	November 10, 2024	Order against Mr.Momtazur Rahman(894)	Click to View
255	November 10, 2024	Order against Apollo Trading Limited(896)	Click to View
256	November 10, 2024	Order against Jupitar Business Limited(898)	Click to View
257	November 10, 2024	Order against Ms.Marjana Rahman(900)	Click to View
258	November 10, 2024	Order against Tradenext International Limited(902)	Click to View
259	November 13, 2024	Order against Ms.Kazi Rina Alam	Click to View
260	November 14, 2024	Order against Mr.Asif Iqbal Chowdhury	Click to View
261	November 14, 2024	Order against Ms.Faria Binta Alam	Click to View
262	November 14, 2024	Order against Mr.khandaker Sagir Ahmed	Click to View
263	November 14, 2024	Order against Mr.Mohammad Towhidul Islam	Click to View
264	November 14, 2024	Order against Mr.Md.Tazul Islam	Click to View
265	November 14, 2024	Order against Mr.Wajhi Ahmed	Click to View
266	November 21, 2024	Order against NLI Securites Limited	Click to View
267	November 21, 2024	Order against Prudential Capital Limited	Click to View
268	November 26, 2024	Order against BD Paints Limited	Click to View
269	November 26, 2024	Order against Oryza Agro Industries Limited	Click to View
270	November 26, 2024	Order against Safko Spinning Mills Limited	Click to View
271	November 26, 2024	Order against Mamun Agro Products Limited	Click to View
272	November 26, 2024	Order against Lub-rref(BD) Ltd.	Click to View
273	November 26, 2024	Order against Krishibid Seed Limited	Click to View
274	November 26, 2024	Order against Associated Oxygen Limited	Click to View
275	November 26, 2024	Order against Pacific Denims Limited	Click to View
276	November 26, 2024	Order against Krishibid Feed Limited	Click to View
277	November 27, 2024	Order against Md.A.G.Mahmud	Click to View
278	November 27, 2024	Order against Md. Saif Ullah	Click to View

October, 2024

Sl.No	Date	Subject	Commission’s Decision
279	October 2, 2024	Non-Compliance securities law against Tristar Securites Ltd.,Mr.Md. Zillur Rahman Mridha,Ms.Farzana Azad,Ms.Fatema Tuj Johora	Click to View
280	October 2, 2024	Non-Compliance securities law against NLI Securites Limited, Mr.Mohd. Shaahed Imran,Mr.Md.Safiqul Islam,Mr.Md.Babar Atik	Click to View
281	October 8, 2024	Non-Compliance securities law against First Capital Securites Limited,(Managing Director CEO Alleged Person )	Click to View
282	October 8, 2024	Non-Compliance securities law against M-Securites Limited,Mr, Kazi Alamgir,Mr.Md. Tawhid Hossen,CEO	Click to View
283	October 8, 2024	Non-Compliance securities law against Md.Fakhrul Islam Securites Limited,Mr.Md.Fakhrul Islam,Mr. Shahedul Islam,Mr.Khairul Hussain,Mr.Md.Abul Hsanath	Click to View
284	October 9, 2024	Non-Compliance securities law against Salta Capital Limited , Mr.Abu Sayed Md.Shahidullah,Mr,Mohammed Rezaul Karim,Mr.Mohammed Omar Sharif	Click to View
285	October 9, 2024	Non-Compliance securities law against Rashid Investment Services Limited,Mr.Md.Rashid,Mr.Mohammad talha Bin Moshen,Mr.Md.Asadur Rahman,Mr.Md.Shafi Hossain,Mr.Mahi Uddin	Click to View
286	October 15, 2024	Non-Compliance securities law against Vanguard Asset Management Company Limited,Mr.Waqar Ahmed Chowdhury,Mr.Sanjib Kumar Roy	Click to View
287	October 15, 2024	Non-Compliance securities law against EBL Securites Limited,Mr.golam Mostofa,Mr.Mohammad Alauddin	Click to View
288	October 16, 2024	Non-Compliance securities law against First Securites Limited ,Mr.Kauser Al Mamun,Mr.Md.Arifur Rahman,Mr.syed Iftakher Emon,Mr.Ashake-E-Khoda,Mr.Almas Hossain	Click to View
289	October 16, 2024	Non-Compliance securities law against Mr.Md.Mostafizur Rahman	Click to View
290	October 16, 2024	Non-Compliance securities law against International Leasing Securities Limited,Mr.Md.Jahangir Kabir,Mr.Nuzrul Islam,Mr.Md.rafiqul Islam,Mr.Md.Shamsu Zaman	Click to View
291	October 16, 2024	Non-Compliance securities law against Md.Mohammad Abdul Hai	Click to View
292	October 16, 2024	Non-Compliance securities law against Total Communication Limited,Mr.Md. Anisul Islam	Click to View
293	October 16, 2024	Non-Compliance securities law against Akij Capital Management Limited,Mr.Md.Mamon Ali Shah	Click to View
294	October 16, 2024	Non-Compliance securities law against Habibur Rahman Securites Ltd.	Click to View
295	October 16, 2024	Non-Compliance securities law against Mika Securites Limited,Mr.Md. Shafiul Islam	Click to View
296	October 24, 2024	Non-Compliance securities law against Abeer Trade Impex	Click to View
297	October 24, 2024	Non-Compliance securities law against Mr.Sheikh Kamruzzaman	Click to View
298	October 24, 2024	Non-Compliance securities law against Cordial Securites Limited	Click to View
299	October 24, 2024	Non-Compliance securities law against Dominage Steel Building Systems Limited,Board of Director,Managing Director,Company Secretary	Click to View
300	October 2, 2024	Order against Mst.Shahara Jaman	Click to View
301	October 2, 2024	Order against Mr.Md. Asfaquzzaman	Click to View
302	October 2, 2024	Order against City Bank Capital Resources Limited	Click to View
303	October 2, 2024	Order against Mr.M Loutful Goni Titu	Click to View
304	October 2, 2024	Order against Ms.Lutfunnahar Begum	Click to View
305	October 2, 2024	Order against Mr.Md. Mahmudul Hasan	Click to View
306	October 2, 2024	Order against Benju Khaddo Vander (Khairul Hsan Bwnzu)	Click to View
307	October 2, 2024	Order against Ms.Akikunnaher	Click to View
308	October 8, 2024	Order against Mr.Md. Abul Khayer & Kazi Sadia Hasan	Click to View
309	October 8, 2024	Order against Mr. Abul Kalam Matber	Click to View
310	October 8, 2024	Order against Mr.shakib Al Hasan & Shirin Akter	Click to View
311	October 8, 2024	Order against Eshaal Communication Ltd.	Click to View
312	October 8, 2024	Order against Lava Electrodes Indutries Ltd.	Click to View
313	October 8, 2024	Order against Monarch Mart Ltd.	Click to View
314	October 8, 2024	Order against Md.Zahed kamal	Click to View
315	October 22, 2024	Order against Ms.Roksana Amzad and her associate	Click to View

September, 2024

Sl.No	Date	Subject	Commission’s Decision
316	September 2, 2024	Non-Compliance securities law against SIM Capital Limited	Click to View
317	September 9, 2024	Non-Compliance securities law against SIBL SecuritiesLimited, Mr. Walid Mahmud Sobhani,Ms. Asma-Ul-Hosna,Mr. Md. Fakhruddin Mobarak Shah	Click to View
318	September 9, 2024	Non-Compliance securities law against Shanta Securities Limited, Mr. Quazi Asaduzzaman,Mr. S.M Habibur Rahman,Mr. Md. Aminul Islam,Mrs. Sharmin Morshed	Click to View
319	September 9, 2024	Non-Compliance securities law against Arena Securites Ltd., Md. Al Tamas	Click to View
320	September 10, 2024	Non-Compliance securities law against BRB Securities Limited, Md. Mostafizur Rahman	Click to View
321	September 10, 2024	Non-Compliance securities law against Conmark Limited, Mohammad Shamsul Arafin, Md. Abul Bashar	Click to View
322	September 10, 2024	Non-Compliance securities law against Aries Securities Ltd., Masudul Haque, Rashed Ahmed, Saqib Qamar_(704)	Click to View
323	September 11, 2024	Non-Compliance securities law against United Securities Limited, Mohammad Khairul Anam Chowdhury, Md. Mahfuzur Rahman, Md. Enamul haque	Click to View
324	September 18, 2024	Non-Compliance securities law against Total Communication Limited, Md. Mainul Kader, Mr. Kazi Zunnun Boshre,Mr. Md. Gausul Azam,Mr. Md. Mayen Kurishy	Click to View
325	September 17, 2024	Non-Compliance securities law against Quayum Securities Limited, Ms. Nur-E-Nadiya,Mr. Nayeem Md. Quayum,Mr. Rakesh kumar Deb	Click to View
326	September 17, 2024	Non-Compliance securities law against Federal Insurance Company Limited,Board of Directors,Managing Director,Chief Financial Officer,Company Secretary	Click to View
327	September 18, 2024	Non-Compliance securities law against Federal Securites and Investment Limited, Md. Wahiullah Shahid, Mr. Md. Sharifur Rahman	Click to View
328	September 18, 2024	Non-Compliance securities law against FINTRA. Securities Limited, Mr. Ajit Kumar Banik, Mohammad Nazrul Islam,Md. Minhajur Rahman	Click to View
329	September 10, 2024	Order against NRBC Bank Securites Limited	Click to View

August, 2024

Sl.No	Date	Subject	Commission’s Decision
330	August 11, 2024	Non-Compliance securities law against Standard Ceramic Industries Limited	Click to View
331	August 11, 2024	Non-Compliance securities law against NCCB Securities & Financial Services Ltd.	Click to View
332	August 12, 2024	Non-Compliance securities law against Islami Insurance Bangladesh Limited	Click to View
333	August 12, 2024	Non-Compliance securities law against Sinha Securities Limited	Click to View
334	August 12, 2024	Non-Compliance securities law against Internatioanl Leasing Securities Limited	Click to View
335	August 12, 2024	Non-Compliance securities law against Md.Fakhurl Islam Securities Limited	Click to View
336	August 12, 2024	Non-Compliance securities law against BRAC EPL Stock Brokerage Limited	Click to View
337	August 12, 2024	Non-Compliance securities law against Prudential Securities Limited	Click to View
338	August 13, 2024	Non-Compliance securities law against Prilink Securities Limited	Click to View

July, 2024

Sl.No	Date	Subject	Commission’s Decision
339	July 1, 2024	Non-Compliance securities law against A N F Managment Company Limited,Mr.Shamsul Huda,Md. Fazle Rahman Chowdhury,Mr. Ajit Kumar Banik	Click to View
340	July 1, 2024	Non-Compliance securities law against A N F Managment Company Limited,Mr.Md. Fazle Rahman Chowdhury	Click to View
341	July 3, 2024	Non-Compliance securities law against Ms.Luna Siddique	Click to View
342	July 3, 2024	Non-Compliance securities law against Must Communication	Click to View
343	July 8, 2024	Non-Compliance securities law against UniCap Securities Limited,Mr.Shahriar Azad,Mr. Shihab Mahmud	Click to View
344	July 8, 2024	Non-Compliance securities law against Hedayetullah Securities Limited,Mr.Mahmudul Haque,Mr.Biplob Chandra Mondol	Click to View
345	July 8, 2024	Non-Compliance securities law against UCB Stock Brokerage Limited,Mr.Mohammad Rahmat Pasha,Mr.Md.Rafiul Islam,Mr.Taufiq Hasan Khan,Mr. Shakh Riad Adnan	Click to View
346	July 11, 2024	Non-Compliance securities law against Dayton Holdings Limited, Mr.Mohammad Amanullah,Mrs. Tazneen Aman,Mr.Ashraf Uddin Ahmed,Mr.Md. Reaz Uddin	Click to View
347	July 11, 2024	Non-Compliance securities law against Global Securities Ltd.Mr.Richard D' Rozairo,Mr.Farid Ahmed,Mr.Md. Faizul Bashar,Mr.Mohammad Shahidul Islam	Click to View
348	July 11, 2024	Non-Compliance securities law against Royal Capital Ltd.,Mr. M. Munir Ahmed,Mr.Md. Sahanur Islam,Ms.Jamila Ahsan,Mr.Md.Akhteruzzaman	Click to View
349	July 11, 2024	Non-Compliance securities law against Mr.Sarwar Morshed(Snigdha Equities Ltd.)	Click to View
350	July 11, 2024	Non-Compliance securities law against Mohammad Talha & Co. Limited	Click to View
351	July 11, 2024	Non-Compliance securities law against Azam Securities Ltd. (Mr.Ahmed Kabir Majumder ,A.T.M Golam Rabbani,Mr.Mohammad Nizam Uddin,Mr.S.M Akteruzzaman, Mr. Mohammad Jahangir Alam)	Click to View
352	July 18, 2024	Non-Compliance securities law against MAH Securities Limited,Mr.Mohammad Ashfaque Uddin Ahmed,Mr.Md. Anowar Hossain,Mr. Md. Rakib Khan	Click to View
353	July 24, 2024	Non-Compliance securities law against Globe Securities Limited,Mr.Azizur Rahman,Mr. Sheikh Mohammad Arif	Click to View
354	July 24, 2024	Non-Compliance securities law against Aramit Cement Limited,Board of Directors,Managing Director,Chief Financial officer(CFO),Company Secretary	Click to View
355	July 24, 2024	Non-Compliance securities law against Legacy Footware Limited	Click to View
356	July 24, 2024	Non-Compliance securities law against FAS Finance & Investment Limited	Click to View
357	July 24, 2024	Non-Compliance securities law against GSP Finance Company (Bangladesh) Limited	Click to View
358	July 24, 2024	Non-Compliance securities law against Meghna Cement Mills Cement	Click to View
359	July 24, 2024	Non-Compliance securities law against Confidence Cement Ltd.	Click to View
360	July 24, 2024	Non-Compliance securities law against Fu-Wang Ceramic Industries Ltd.	Click to View
361	July 24, 2024	Non-Compliance securities law against Samata Leather Complex Ltd.	Click to View
362	July 24, 2024	Non-Compliance securities law against Harun Securities Ltd.(Mr.Harunur Rashid,Ms.Zebunnessa Harun,Mr.Golam Kabir,Mr. Mohammad Fazlul Karim)	Click to View
363	July 28, 2024	Non-Compliance securities law against Island Securities Ltd. (Mohammad Mohiuddin,FCMA,Md.NakeemUddin Nishad,Mr.ANM Nazmul Huda,Mr. Mahnud Hossan)	Click to View
364	July 28, 2024	Non-Compliance securities law against Island Securities Ltd. (Mohammad Shaheen Chowdhury, Momo Ghos)	Click to View
365	July 31, 2024	Non-Compliance securities law against Remons Investment and Securities Ltd.	Click to View
366	July 31, 2024	Non-Compliance securities law against Razzak Securities Ltd.	Click to View
367	July 31, 2024	Non-Compliance securities law against Dhaka Bank Securities Ltd.	Click to View
368	July 31, 2024	Non-Compliance securities law against Delta Capital Ltd.	Click to View
369	July 11, 2024	Order against Snigdha Equities Ltd.	Click to View

June, 2024

Sl.No	Date	Subject	Commission’s Decision
370	June 2, 2024	Non-Compliance securities law against BDV Asset Management Company, Mr. Shawkat Hossain(Ex-MD), Mr. Abed Ahmed(Ex-MD), Mr. Rayhan(MD & CEO), Mr. Nazrul(Ex-CO), Mr. Imran(CO)	Click to View
371	June 3, 2024	Non-Compliance securities law against Al-Haja Jahanara Securities Limited	Click to View
372	June 3, 2024	Non-Compliance securities law against Mika Securities Limited	Click to View
373	June 3, 2024	Non-Compliance securities law against Moshihor Securities Limited	Click to View
374	June 5, 2024	Non-Compliance securities law against Dhaka Bank Securities Limited	Click to View
375	June 5, 2024	Non-Compliance securities law against CMSL Securities Limited	Click to View
376	June 11, 2024	Non-Compliance securities law against Investasia Capital & Asset Management Limited	Click to View
377	June 26, 2024	Non-Compliance securities law against Mostafa Helal Kabir	Click to View
378	June 26, 2024	Non-Compliance securities law against Popular Life Insurance Co. Ltd.	Click to View
379	June 9, 2024	Order against Ms. Nuzhat Nahar Trisha	Click to View
380	June 26, 2024	Order against Mr. Md. Abdul Quader	Click to View
381	June 30, 2024	Order against Mr. Rafiqul Bari, M.S A R Traders	Click to View
382	June 30, 2024	Order against M.S Ovi Bricks	Click to View
383	June 30, 2024	Order against Munir Traders	Click to View

May, 2024

Sl.No	Date	Subject	Commission’s Decision
384	May 5, 2024	Non-Compliance securities law against E - Securities Ltd.	Click to View
385	May 5, 2024	Non-Compliance securities law against NCCB Securities & Financial Services Ltd.	Click to View
386	May 5, 2024	Non-Compliance securities law against R. N. Trading Ltd.	Click to View
387	May 5, 2024	Non-Compliance securities law against Jamal Ahmed Securities Ltd.	Click to View
388	May 5, 2024	Non-Compliance securities law against Multi Securities & Services Ltd.	Click to View
389	May 5, 2024	Non-Compliance securities law against Sinha Securities Ltd.	Click to View
390	May 5, 2024	Non-Compliance securities law against Rapid Securities Ltd.	Click to View
391	May 5, 2024	Non-Compliance securities law against ASENZ Securities Ltd.	Click to View
392	May 8, 2024	Non-Compliance securities law against CAPM Company Ltd., Tanzina Zerin	Click to View
393	May 8, 2024	Non-Compliance securities law against D I T Co-Operative Ltd., Lava Electrodes Industries	Click to View
394	May 8, 2024	Non-Compliance securities law against D I T Co-Operative Ltd., Monarch Mart Ltd.(432)	Click to View
395	May 8, 2024	Non-Compliance securities law against Eshaal Communication Ltd., Mr. Konika Afroze	Click to View
396	May 8, 2024	Non-Compliance securities law against Mr. Kazi Sadia Hasan, Eshaal Communication Ltd.	Click to View
397	May 8, 2024	Non-Compliance securities law against Ms. Kazi Sadia Hasan, Monarch Mart Ltd.	Click to View
398	May 8, 2024	Non-Compliance securities law against Ms. Konika Afroze, Mr. Kazi Fuad Hasan	Click to View
399	May 8, 2024	Non-Compliance securities law against Mr. Md. Anisur Rahman	Click to View
400	May 8, 2024	Non-Compliance securities law against Mr. Md. Abul Khayer, Mr. Kazi Fuad Hasan	Click to View
401	May 8, 2024	Non-Compliance securities law against Mr. Md. Abul Khayer, Lava Electrodes Industries Ltd.(439)	Click to View
402	May 8, 2024	Non-Compliance securities law against Mr. Md. Abul Khayer, Monarch Electronics Ltd.(440)	Click to View
403	May 8, 2024	Non-Compliance securities law against Mr. Md. Mazharul Islam Chowdhury	Click to View
404	May 8, 2024	Non-Compliance securities law against Monarch Holdings Ltd., Monarch Express Ltd.	Click to View
405	May 8, 2024	Non-Compliance securities law against Monarch Mart Ltd, Eshaal Communication Ltd.	Click to View
406	May 8, 2024	Non-Compliance securities law against Mr. Sumon Khan, Mr. Milon Khan	Click to View
407	May 8, 2024	Non-Compliance securities law against Ms. Omme Hani, Mr. Nuzrul Islam Bhuiya	Click to View
408	May 8, 2024	Non-Compliance securities law against Mrs. Noshin Nawary, Mr. Md. MIzanur Rahman	Click to View
409	May 8, 2024	Non-Compliance securities law against Mr. Rezaur Rahman, Mr. Md. Salahuddin Kawser	Click to View
410	May 8, 2024	Non-Compliance securities law against Mr. Rezaur Rahman(449)	Click to View
411	May 8, 2024	Non-Compliance securities law against Ms. Santa Barua, Mr. Nirod Barua	Click to View
412	May 8, 2024	Non-Compliance securities law against Tech Cloud Ltd,Mr. Sheikh Jafar Tarique	Click to View
413	May 7, 2024	Non-Compliance securities law against Mamun Salam	Click to View
414	May 7, 2024	Non-Compliance securities law against Salam Apparel Ltd.	Click to View
415	May 13, 2024	Non-Compliance securities law against SIBL Securities Ltd.	Click to View
416	May 13, 2024	Non-Compliance securities law against SIBL Securities Ltd.(459)	Click to View
417	May 14, 2024	Non-Compliance securities law against Mr. Md. Rezaur Rahaman, Mr. Shah Md. Zamiur Rahman	Click to View
418	May 14, 2024	Non-Compliance securities law against Shahjalal Islami Bank Securities Ltd.	Click to View
419	May 14, 2024	Non-Compliance securities law against Beximco Securities Ltd.	Click to View
420	May 16, 2024	Non-Compliance securities law against Annesha Securities and Asset Management Ltd.	Click to View
421	May 23, 2024	Non-Compliance securities law against Gateway Equity Resources Ltd.	Click to View
422	May 23, 2024	Non-Compliance securities law against Premier Leasing Securities Broking Ltd.	Click to View
423	May 28, 2024	Non-Compliance securities law against Meghna Life Securities and Investment Ltd.	Click to View
424	May 28, 2024	Non-Compliance securities law against Dynamic Securities Consultans Ltd.	Click to View
425	May 29, 2024	Non-Compliance securities law against Mr. Iqbal Hossain	Click to View
426	May 29, 2024	Non-Compliance securities law against Toufika Foods and Lovello Ice-cream PLC	Click to View
427	May 7, 2024	Order against Ms. Rabeya Khatun, Mithun Knitting & Dyeing Ltd.	Click to View
428	May 7, 2024	Order against Mr. Md. Atiqul Haque, Mithun Knitting & Dyeing Ltd.	Click to View
429	May 7, 2024	Order against Mr. Md. Mahbub-Ul Haque, Mithun Knitting & Dyeing Ltd.	Click to View
430	May 7, 2024	Order against Mr. Md. Rafiqul Haque, Mithun Knitting & Dyeing Ltd.	Click to View
431	May 12, 2024	Order against Gateway Equity Resources Ltd.	Click to View
432	May 29, 2024	Order against Hillcity Securities Ltd.	Click to View
433	May 29, 2024	Order against Mrs. Hasina Akter	Click to View
434	May 29, 2024	Order against Mr. Md. A. G. Mahmud and S. M. Motaharul Janan	Click to View
435	May 29, 2024	Order against Mr. Md. Saif Ullah	Click to View

April, 2024

Sl.No	Date	Subject	Commission’s Decision
436	April 1, 2024	Non-Compliance securities law against Mr. Md. Akter Hosen	Click to View
437	April 1, 2024	Non-Compliance securities law against Ms. Badrun Nesa and associates	Click to View
438	April 3, 2024	Non-Compliance securities law against Lanka Bangla Securities Limited	Click to View
439	April 3, 2024	Non-Compliance securities law against Habibur Rahman Securities Limited	Click to View
440	April 8, 2024	Non-Compliance securities law against Simtex Industries Limited	Click to View
441	April 16, 2024	Non-Compliance securities law against Sheltech Brokerage Limited	Click to View
442	April 29, 2024	Non-Compliance securities law against Grameen Capital Management Limited	Click to View
443	April 29, 2024	Non-Compliance securities law against Grameen Capital Management Limited,381	Click to View
444	April 1, 2024	Order against Azad Hossain Patwary	Click to View
445	April 2, 2024	Order against Md. Saif Ullah, City Bank Capital Resources Limited	Click to View
446	April 2, 2024	Order against Md. A. G. Mahmud, City Bank Capital Resources Limited	Click to View
447	April 29, 2024	Order against Mr. Chowdhury Khaled Saifullah, Grameen Capitel Management Limited	Click to View

March, 2024

Sl.No	Date	Subject	Commission’s Decision
448	March 4, 2024	Non-Compliance securities law against BlueChip Securities Limited	Click to View
449	March 4, 2024	Non-Compliance securities law against Uttara Finance and Investment Limited	Click to View
450	March 4, 2024	Non-Compliance securities law against Uttara Finance and Investment Limited_207	Click to View
451	March 5, 2024	Non-Compliance securities law against Celestial Securities Limited (DSE TREC # 279)	Click to View
452	March 5, 2024	Non-Compliance securities law against Treasure Securities Limited (DSE TREC # 221)	Click to View
453	March 5, 2024	Non-Compliance securities law against Mr. Mostofa Mahhub Ullah_Treasure Securities Limited	Click to View
454	March 5, 2024	Non-Compliance securities law against Md. Mamunur Rashid_Treasure Securities Limited	Click to View
455	March 6, 2024	Non-Compliance securities law against Globe Securities Limited	Click to View
456	March 6, 2024	Non-Compliance securities law against S & H Equities Limited (DSE TREC No.002)	Click to View
457	March 11, 2024	Non-Compliance securities law against Innova Securities Limited	Click to View
458	March 11, 2024	Non-Compliance securities law against Mr. Kawshar Hamid, M/S Nuha Traders And Hardware	Click to View
459	March 11, 2024	Non-Compliance securities law against Tahmina Akter Runa, Md. Showkat Ali, MS Showkat Enterprise	Click to View
460	March 11, 2024	Non-Compliance securities law against Ms. Rifat Ara Papri	Click to View
461	March 12, 2024	Non-Compliance securities law against Thea Securities Limited	Click to View
462	March 13, 2024	Non-Compliance securities law against Mr. Dewan Salehin Mahmud	Click to View
463	March 13, 2024	Non-Compliance securities law against LankaBangla Securities Limited	Click to View
464	March 14, 2024	Non-Compliance securities law against Pragati Life Insurance Limited	Click to View
465	March 14, 2024	Non-Compliance securities law against Mr. Abdul Matin Miazi	Click to View
466	March 14, 2024	Non-Compliance securities law against Islami Bank Bangladesh Limited	Click to View
467	March 14, 2024	Non-Compliance securities law against Mr. Md. Nuro Nabi	Click to View
468	March 14, 2024	Non-Compliance securities law against Md. Sultan Mahmud	Click to View
469	March 14, 2024	Non-Compliance securities law against Mr. Marjana Rahman	Click to View
470	March 14, 2024	Non-Compliance securities law against Apollo Trading Limited	Click to View
471	March 14, 2024	Non-Compliance securities law against Tradenext International Ltd.	Click to View
472	March 14, 2024	Non-Compliance securities law against Jupitar Business Ltd.	Click to View
473	March 14, 2024	Non-Compliance securities law against Mr. Md. Abul Khayer	Click to View
474	March 17, 2024	Non-Compliance securities law against Modern Equity Limited	Click to View
475	March 20, 2024	Non-Compliance securities law against Be Rich Limited	Click to View
476	March 20, 2024	Non-Compliance securities law against Desh General Insurance Company Limited	Click to View
477	March 24, 2024	Non-Compliance securities law against Priling Securities Limited	Click to View
478	March 21, 2024	Non-Compliance securities law against Md. Shahidul Islam Khan	Click to View
479	March 21, 2024	Non-Compliance securities law against Vertex Stock and Securities Ltd.	Click to View
480	March 21, 2024	Non-Compliance securities law against Md. Abul Khayer,Vertex Stock and Securities Ltd.	Click to View
481	March 21, 2024	Non-Compliance securities law against Joytun Securities Limited	Click to View
482	March 21, 2024	Non-Compliance securities law against Premier Leasing Securities Broking Limited	Click to View
483	March 21, 2024	Non-Compliance securities law against Fortune Securities (PVL) Limited	Click to View
484	March 21, 2024	Non-Compliance securities law against Hazrat Amanat Shah Securities Limited	Click to View
485	March 21, 2024	Order against Mr. Md. Abul Khayer and his associates	Click to View

February,2024

Sl.No	Date	Subject	Commission’s Decision
486	February 8, 2024	Non-Compliance securities law against ICB Securities Trading Company Limited	Click to View
487	February 11, 2024	Non-Compliance securities law against Md. Shafiquar Rahman Former AR of Mercantile Bank Securities Limited	Click to View
488	February 11, 2024	Non-Compliance securities law against Mercantile Bank Securities Limited	Click to View
489	February 11, 2024	Non-Compliance securities law against Chittagong Stock Exchange PLC	Click to View
490	February 13, 2024	Non-Compliance securities law against Sonali Securities Limited	Click to View
491	February 13, 2024	Non-Compliance securities law against KDS Shares and Securities Limited	Click to View
492	February 14, 2024	Non-Compliance securities law against Bengal Biscuits Limited	Click to View
493	February 14, 2024	Non-Compliance securities law against Md. Shafiqul FCA, Partner Shafiq Basak & Co. Chartered Accounts	Click to View
494	February 14, 2024	Non-Compliance securities law against Ahmed Zaker & Co. Chartered Accounts	Click to View
495	February 18, 2024	Non-Compliance securities law against Innova Securities Ltd.	Click to View
496	February 18, 2024	Non-Compliance securities law against Relief Exchange Limited	Click to View
497	February 28, 2024	Non-Compliance securities law against PHP Stock & Securities Limited	Click to View
498	February 28, 2024	Non-Compliance securities law against Md. Fakhrul Islam Securities Limited	Click to View
499	February 28, 2024	Non-Compliance securities law against Non-Compliance securities law against	Click to View

January, 2024

Sl.No	Date	Subject	Commission’s Decision
500	January 1, 2024	Non-Compliance securities law against Shamsul Alam Shamim	Click to View
501	January 1, 2024	Non-Compliance securities law against SAS Corporation	Click to View
502	January 1, 2024	Non-Compliance securities law against CVO Petrochemical Refinery Ltd.	Click to View
503	January 2, 2024	Non-Compliance securities law against E-Securities Limited	Click to View
504	January 2, 2024	Non-Compliance securities law against Asia Securities Ltd.	Click to View
505	January 4, 2024	Non-Compliance securities law against Premier Leasing Securities Broking Ltd.	Click to View
506	January 4, 2024	Non-Compliance securities law against Prime Islami Securities Ltd.	Click to View
507	January 4, 2024	Non-Compliance securities law against Prilink Securities Limited	Click to View
508	January 4, 2024	Non-Compliance securities law against Hedayetullah Securities Limited	Click to View
509	January 4, 2024	Non-Compliance securities law against Quayum Securities Limited	Click to View
510	January 4, 2024	Non-Compliance securities law against Md. Fakhrul Islam Securities Limited	Click to View
511	January 4, 2024	Non-Compliance securities law against Kazi Firoz Rashid Securities Ltd.	Click to View
512	January 18, 2024	Non-Compliance securities law against Shuktara Printers Limited	Click to View
513	January 18, 2024	Non-Compliance securities law against Al-Muntaha Trading Co.Ltd.	Click to View
514	January 21, 2024	Non-Compliance securities law against Libra Infusions Ltd.	Click to View
515	January 24, 2024	Non-Compliance securities law against First Capital Securities Limited	Click to View
516	January 30, 2024	Non-Compliance securities law against T. K. Shares & Securities Ltd.	Click to View
517	January 30, 2024	Non-Compliance securities law against Abacus Securities Limited	Click to View
518	January 31, 2024	Non-Compliance securities law against Kattali Textile Limited	Click to View
519	January 31, 2024	Non-Compliance securities law against Asia Securities Limited	Click to View
520	January 31, 2024	Non-Compliance securities law against Apex Investments Limited	Click to View
521	January 31, 2024	Non-Compliance securities law against Subvalley Securities Ltd.	Click to View
522	January 31, 2024	Non-Compliance securities law against Rose Securities Limited	Click to View
523	January 31, 2024	Non-Compliance securities law against Azam Securities Limited	Click to View
524	January 31, 2024	Non-Compliance securities law against Salam & Company Limited	Click to View
525	January 31, 2024	Non-Compliance securities law against Sharp Securities Limited	Click to View
526	January 31, 2024	Non-Compliance securities law against Beximco Securities Limited	Click to View
527	January 31, 2024	Non-Compliance securities law against Thea Securities Limited	Click to View
528	January 31, 2024	Non-Compliance securities law against Adil Securities Limited	Click to View
529	January 31, 2024	Non-Compliance securities law against UniCap Securities Limited	Click to View
530	January 31, 2024	Non-Compliance securities law against Wifang Securities Limited	Click to View
531	January 31, 2024	Non-Compliance securities law against Be Rich Limited	Click to View
532	January 31, 2024	Non-Compliance securities law against United Securities Limited	Click to View
533	January 31, 2024	Non-Compliance securities law against M-Securities Limited	Click to View
534	January 31, 2024	Non-Compliance securities law against Remons Investment and Securities Limited	Click to View
535	January 31, 2024	Non-Compliance securities law against Md. Fakhrul Islam Securities Limited	Click to View
536	January 31, 2024	Non-Compliance securities law against Prudential Capital Limited	Click to View
537	January 31, 2024	Non-Compliance securities law against Synthia Securities Limited	Click to View
538	January 31, 2024	Non-Compliance securities law against Gateway Equity Resourcess Limited	Click to View
539	January 31, 2024	Non-Compliance securities law against Sheba Capital Limited	Click to View
540	January 31, 2024	Non-Compliance securities law against SCL Securities Limited	Click to View
541	January 31, 2024	Non-Compliance securities law against Royal Green Securities Limited	Click to View
542	January 31, 2024	Non-Compliance securities law against Latif Securities Limited	Click to View
543	January 31, 2024	Non-Compliance securities law against Celestial Securities Limited	Click to View
544	January 31, 2024	Non-Compliance securities law against Razzak Securities Limited	Click to View
545	January 31, 2024	Non-Compliance securities law against Rasti Securities & Consultants Limited	Click to View
546	January 31, 2024	Non-Compliance securities law against Mika Securities Limited	Click to View
547	January 31, 2024	Non-Compliance securities law against Conmark Limited	Click to View
548	January 31, 2024	Non-Compliance securities law against Multi Securities & Servicess Limited	Click to View
549	January 31, 2024	Non-Compliance securities law against Phoenix Securities Limited	Click to View
550	January 31, 2024	Non-Compliance securities law against Anchor Securities Limited	Click to View
551	January 31, 2024	Non-Compliance securities law against Mohammadi Stock Market Limited	Click to View
552	January 31, 2024	Non-Compliance securities law against Popular Life Securities Limited	Click to View
553	January 31, 2024	Non-Compliance securities law against CAL Securities Limited	Click to View
554	January 31, 2024	Non-Compliance securities law against LankaBangla Securities Limited	Click to View
555	January 31, 2024	Non-Compliance securities law against Anwer Securities Limited	Click to View
556	January 31, 2024	Non-Compliance securities law against Joytun Securities International Limited	Click to View
557	January 31, 2024	Non-Compliance securities law against Meghna Life Securities and Investment Ltd.	Click to View
558	January 31, 2024	Non-Compliance securities law against Midway Securities Limited	Click to View
559	January 31, 2024	Non-Compliance securities law against Salta Securities Limited	Click to View
560	January 31, 2024	Non-Compliance securities law against Surma Securities Holding Company Limited	Click to View
561	January 31, 2024	Non-Compliance securities law against Associated Capital Securities Limited	Click to View
562	January 31, 2024	Non-Compliance securities law against Merchant Securities Limited	Click to View
563	January 31, 2024	Non-Compliance securities law against DESA Securities Limited	Click to View
564	January 31, 2024	Non-Compliance securities law against Globe Securities Ltd	Click to View
565	January 31, 2024	Non-Compliance securities law against Premier Bank Securities Limited	Click to View
566	January 31, 2024	Non-Compliance securities law against A N F Management Company Limited	Click to View
567	January 31, 2024	Non-Compliance securities law against BD Sunlife Securities Limited	Click to View
568	January 31, 2024	Non-Compliance securities law against SBC Securities & Investment Limited	Click to View
569	January 31, 2024	Non-Compliance securities law against Al Haja Jahanara Securities Limited	Click to View
570	January 31, 2024	Non-Compliance securities law against NLI Securities Limited	Click to View
571	January 31, 2024	Non-Compliance securities law against Mir Securities Limited	Click to View
572	January 31, 2024	Non-Compliance securities law against Uniroyal Securities Limited	Click to View
573	January 31, 2024	Non-Compliance securities law against Pasha Capital Limited	Click to View
574	January 31, 2024	Non-Compliance securities law against Al-Muntaha Trading Company	Click to View
575	January 31, 2024	Non-Compliance securities law against Sohel Securities Limited	Click to View
576	January 31, 2024	Non-Compliance securities law against Al Haramain Securities Limited	Click to View
577	January 31, 2024	Non-Compliance securities law against ETBL Securities & Exchange Limited	Click to View
578	January 31, 2024	Non-Compliance securities law against Agrani Insurance Securities Limited	Click to View
579	January 31, 2024	Non-Compliance securities law against Elegant Stock & Securities Limited	Click to View
580	January 31, 2024	Order against Shurwid Industries Limited	Click to View
581	January 31, 2024	Order against Kattali Textile Limited	Click to View

December, 2023

Sl.No	Date	Subject	Commission’s Decision
582	December 3, 2023	Non-Compliance securities law against Mr. Md. Abdul Mannan	Click to View
583	December 3, 2023	Non-Compliance securities law against Mr. Abdus Samad	Click to View
584	December 3, 2023	Non-Compliance securities law against Mr. Redwan Ahmed	Click to View
585	December 5, 2023	Non-Compliance securities law against Mr. Anirban Das Gupta	Click to View
586	December 5, 2023	Non-Compliance securities law against UCB Stock Brokerage Ltd.	Click to View
587	December 7, 2023	Non-Compliance securities law against Anwar Galvanizing Ltd.(IIssuer)	Click to View
588	December 7, 2023	Non-Compliance securities law against Mrs. Shahanara Sultana	Click to View
589	December 7, 2023	Non-Compliance securities law against Beacon Pharmaceuticals Ltd.(Issuer)	Click to View
590	December 7, 2023	Non-Compliance securities law against Ms. Fatema Sohel. Mr. Md. Sohel	Click to View
591	December 7, 2023	Non-Compliance securities law against Md. Bipul Mia	Click to View
592	December 7, 2023	Non-Compliance securities law against Mr. Al-Hashim Md. Mahfuzul Ashraf	Click to View
593	December 7, 2023	Non-Compliance securities law against GBB Power Limited(Issuer)	Click to View
594	December 7, 2023	Non-Compliance securities law against Mr. Md. Abul Khayer and His associates	Click to View
595	December 7, 2023	Non-Compliance securities law against National Feed Mill Limited (Issuer)	Click to View
596	December 7, 2023	Non-Compliance securities law against Paper Processing and Packaging Limited(Issuer)	Click to View
597	December 7, 2023	Non-Compliance securities law against Fu-Wang Ceramic Industriies Limited (Issuer)	Click to View
598	December 11, 2023	Non-Compliance securities law against Ms. Nasima Akter Lata, Mr. Gulam Mustafa	Click to View
599	December 13, 2023	Non-Compliance securities law against Agrani Insurance Company Limited	Click to View
600	December 14, 2023	Non-Compliance securities law against United Securities Limited	Click to View
601	December 14, 2023	Non-Compliance securities law against Md. Enamul Haque, United Securities Limited	Click to View
602	December 14, 2023	Non-Compliance securities law against Mohammad Khairul Anam Chowdhury, United Securities Ltd.	Click to View
603	December 14, 2023	Non-Compliance securities law against D. N. Securities Limited	Click to View
604	December 14, 2023	Non-Compliance securities law against Akij Capital Management Limited	Click to View
605	December 14, 2023	Non-Compliance securities law against Eastern Capital Ltd.	Click to View
606	December 14, 2023	Non-Compliance securities law against Asset & Investment Management Services Bangladesh Ltd.	Click to View
607	December 14, 2023	Non-Compliance securities law against Buriganga Equity Management Ltd.	Click to View
608	December 14, 2023	Non-Compliance securities law against Phoenix Securities Limited	Click to View
609	December 17, 2023	Non-Compliance securities law against Toyo Knitex (CEPZ)Limited	Click to View
610	December 17, 2023	Non-Compliance securities law against Stock and Bond Limited	Click to View
611	December 24, 2023	Non-Compliance securities law against Confidence Cement Limited (Issuer)	Click to View
612	December 24, 2023	Non-Compliance securities law against Rashid Investment Services Limited	Click to View
613	December 24, 2023	Non-Compliance securities law against Rashid Investment Services Limited_1114	Click to View
614	December 24, 2023	Non-Compliance securities law against Rashid Investment Services Limited_1115	Click to View
615	December 24, 2023	Non-Compliance securities law against Rashid Investment Services Limited_Rashid Investment Services Limited_1116	Click to View
616	December 26, 2023	Non-Compliance securities law against WingsFin Limited	Click to View
617	December 26, 2023	Non-Compliance securities law against WingsFin Limited_1123	Click to View
618	December 26, 2023	Non-Compliance securities law against WingsFin Limited_1124	Click to View
619	December 26, 2023	Non-Compliance securities law against WingsFin Limited_1125	Click to View
620	December 27, 2023	Non-Compliance securities law against Mr. Md. Abul Khayer, Mr. Kazi Farid Hasan, Mr. Abul Kalam Matber, Mr. Kazi Faud Hasan	Click to View
621	December 27, 2023	Non-Compliance securities law against Shanta Securities Limited	Click to View
622	December 28, 2023	Non-Compliance securities law against Tung Hai Knitting & Dyeing Ltd.	Click to View
623	December 5, 2023	Order against Mr. Md. Nasir Sikder, Emerald Oil Industries Ltd.	Click to View
624	December 6, 2023	Order against Holy City Securities Limited	Click to View
625	December 13, 2023	Order against Agrani Insurance Company Limited	Click to View

November, 2023

Sl.No	Date	Subject	Commission’s Decision
626	November 2, 2023	Order Against Biplob Holdings Limited	Click to View
627	November 1, 2023	Non-Compliance securities law against Estern Capital Ltd.	Click to View
628	November 1, 2023	Non-Compliance securities law against Bluechip Securities Ltd.	Click to View
629	November 7, 2023	Non-Compliance securities law against Esquire Knit Composite Ltd.	Click to View
630	November 7, 2023	Non-Compliance securities law against Mr. Rafiqul Islam Chowdhuey	Click to View
631	November 7, 2023	Non-Compliance securities law against Ms. Farzana Akter	Click to View
632	November 7, 2023	Non-Compliance securities law against Ms. Rafia Chowdhury	Click to View
633	November 7, 2023	Non-Compliance securities law against Ms. Morium Chowdhury	Click to View
634	November 7, 2023	Non-Compliance securities law against Ms. Maisha Chowdhury	Click to View
635	November 7, 2023	Non-Compliance securities law against Mercantile Bank Securities Ltd.	Click to View
636	November 7, 2023	Non-Compliance securities law against Trust Bank Securities Ltd.	Click to View
637	November 9, 2023	Non-Compliance securities law against Md. Hossain	Click to View
638	November 15, 2023	Non-Compliance securities law against Popular Life Insurance Co, Ltd.	Click to View
639	November 16, 2023	Non-Compliance securities law against Safiq Basak & Co.	Click to View
640	November 16, 2023	Non-Compliance securities law against Eastern Lubricants Blenders Ltd.(Issuer)	Click to View
641	November 16, 2023	Non-Compliance securities law against Prime Islami Securities Ltd.	Click to View
642	November 16, 2023	Non-Compliance securities law against Dynamic Securities Cosultants Limited	Click to View
643	November 22, 2023	Non-Compliance securities law against M-Securities Limited	Click to View
644	November 22, 2023	Non-Compliance securities law against Prilink Securities Limited	Click to View
645	November 22, 2023	Non-Compliance securities law against Trust Bank Investment Limited_	Click to View
646	November 22, 2023	Non-Compliance securities law against Shyamol Equity Management Limited	Click to View
647	November 26, 2023	Non-Compliance securities law against Sheltech Brokerage Limited(TRAEC#120)	Click to View
648	November 26, 2023	Non-Compliance securities law against Rose Securities Limited	Click to View
649	November 26, 2023	Non-Compliance securities law against Sheba Capital Limited(TREC#151)	Click to View
650	November 27, 2023	Non-Compliance securities law against Wifang Securities Ltd.(TREC#210)	Click to View
651	November 28, 2023	Non-Compliance securities law against Trustee Securities Ltd.(DSE TREC# 162)	Click to View
652	November 28, 2023	Non-Compliance securities law against Ibrahim Securities Ltd.(DSE TREC # 033)	Click to View

October, 2023

Sl.No	Date	Subject	Commission’s Decision
653	October 1, 2023	Order Against Meghna Pet Industries Ltd.	Click to View
654	October 1, 2023	Order Against Meghna Pet Industries Ltd.745	Click to View
655	October 1, 2023	Order against Meghna Pet Industries Ltd.746	Click to View
656	October 1, 2023	Order Against Meghna Pet Industries Ltd.747	Click to View
657	October 1, 2023	Order Against Meghna Pet Industries Ltd.748	Click to View
658	October 16, 2023	Order Against Rock Asset Management Ltd.	Click to View
659	October 23, 2023	Order Against Asiatic Laboratories Limited	Click to View
660	October 23, 2023	Order Against Asiatic Laboratories Limited_804	Click to View
661	October 23, 2023	Order Against Asiatic Laboratories Limited_805	Click to View
662	October 23, 2023	Order Against Asiatic Laboratories Limited_806	Click to View
663	October 23, 2023	Order Against Asiatic Laboratories Limited_807	Click to View
664	October 23, 2023	Order Against Asiatic Laboratories Limited_808	Click to View
665	October 23, 2023	Order Against Asiatic Laboratories Limited_809	Click to View
666	October 23, 2023	Order Against Shahjalal Equity Management Ltd.(Issue Manager)	Click to View
667	October 3, 2023	Non-Compliance securities law against Dhaka Bank Securities Ltd.	Click to View
668	October 3, 2023	Non-Compliance securities law against Kazi Equities Ltd.	Click to View
669	October 5, 2023	Non-Compliance securities law against Shakil Rizvi Stock Ltd.	Click to View
670	October 8, 2023	Non-Compliance securities law against First Capital Securities Ltd.	Click to View
671	October 8, 2023	Non-Compliance securities law against First Capital Securities Ltd._759	Click to View
672	October 8, 2023	Non-Compliance securities law against First Capital Securities Ltd.760	Click to View
673	October 8, 2023	Non-Compliance securities law against Vertex Stock & Securities Ltd	Click to View
674	October 8, 2023	Non-Compliance securities law against First Capital Securities Ltd._762	Click to View
675	October 8, 2023	Non-Compliance securities law against Times Securities Ltd.	Click to View
676	October 8, 2023	Non-Compliance securities law against Tarin Akter Tithi & S.M. Zabed Iqba	Click to View
677	October 8, 2023	Non-Compliance securities law agains Sonali Securities Limited	Click to View
678	October 9, 2023	Non-Compliance securities law against NLI Securities Limited	Click to View
679	October 10, 2023	Non-Compliance securities law against Paramount Insurance Company Limited	Click to View
680	October 10, 2023	Non-Compliance securities law against Paramount Textile Ltd.	Click to View
681	October 22, 2023	Non-Compliance securities law against Mr. Abu Sadat Md. Faisal	Click to View
682	October 22, 2023	Non-Compliance securities law against Bangladesh Finance Securities Limited	Click to View
683	October 22, 2023	Non-Compliance securities law against WingsFin Ltd.	Click to View
684	October 15, 2023	Non-Compliance securities law against M/s Ashraf Uddin & Co.(Chartered Accountants)	Click to View
685	October 23, 2023	Non-Compliance securities law against Mohammad Ata Karim & Co.(Chartered Accountants)	Click to View
686	October 29, 2023	Non-Compliance securities law against Island Securities Ltd.	Click to View
687	October 29, 2023	Non-Compliance securities law against AB & Co. Ltd.	Click to View
688	October 30, 2023	Non-Compliance securities law against Mirpur Securities Ltd.	Click to View

September, 2023

Sl.No	Date	Subject	Commission’s Decision
689	September 10, 2023	Non-Compliance securities law against Mr. Hadayetul Hoque	Click to View
690	September 10, 2023	Non-Compliance securities law against Mr. Md. Abul Hasem Raihan	Click to View
691	September 10, 2023	Non-Compliance securities law against Mr. Mahmudul Ahsan Bhuiyan	Click to View
692	September 10, 2023	Non-Compliance securities law against Mr. Kawsar Ahmed Rony	Click to View
693	September 10, 2023	Non-Compliance securities law against Mr. Md. Kalam Hossain	Click to View
694	September 10, 2023	Non-Compliance securities law against Mr. Muhammad Ahasun Uddin	Click to View
695	September 10, 2023	Non-Compliance securities law against Venus Builders Ltd.	Click to View
696	September 10, 2023	Non-Compliance securities law against Intech Limited	Click to View
697	September 14, 2023	Order against Banco Securities Limited	Click to View
698	September 14, 2023	Order against Appollo Ispat Complex Limited	Click to View
699	September 18, 2023	Order against Meghna Condensed Milk Industries Limited	Click to View
700	September 12, 2023	Non-Compliance securities law against Globe Securities Ltd.	Click to View
701	September 14, 2023	Non-Compliance securities law against Beximco Securities Ltd.	Click to View
702	September 14, 2023	Non-Compliance securities law against Mr. Mostafa Zamanul Bahar	Click to View
703	September 14, 2023	Non-Compliance securities law against Mr. K. M. Sharif Ahmed	Click to View
704	September 14, 2023	Non-Compliance securities law against Mr. Mir Saydur Rahman	Click to View
705	September 17, 2023	Non-Compliance securities law against Ms. Julia Hye, Mr. Mohsin Ahmed	Click to View
706	September 17, 2023	Non-Compliance securities law against Capitec PPF SUF,Capitee-lbbl Shariah Unit Fund, Capitee Pluf	Click to View
707	September 17, 2023	Non-Compliance securities law against Ms. Rawshan Ara Hossain and Mr. Md. Mohin Uddin	Click to View
708	September 17, 2023	Non-Compliance securities law against Saiful Islam, S A Fisherise	Click to View
709	September 18, 2023	Non-Compliance securities law against Rapid Securities Ltd.	Click to View
710	September 20, 2023	Non-Compliance securities law against Apex Investments Ltd.	Click to View
711	September 27, 2023	Non-Compliance securities law against Premier Cement Mills PLC(Issuer)	Click to View
712	September 24, 2023	Order against Dhanmondi Securities Limited	Click to View
713	September 24, 2023	Order against Mr. Md. Kabirul Islam	Click to View
714	September 24, 2023	Order against Mr. Md. Rubel Hossain Sajib	Click to View
715	September 24, 2023	Order against Mr. Shifat Mahmood Abdullah	Click to View
716	September 24, 2023	Order against KTS Fashions	Click to View
717	September 24, 2023	Order against Ms. Shahanara Akhter Chowdhury	Click to View
718	September 24, 2023	Order against Mr. Md. Abul Kashem Bhuiyan	Click to View

August, 2023

Sl.No	Date	Subject	Commission’s Decision
719	August 3, 2023	Non-Compliance securities law against Mr. Imtiaz Ahmed	Click to View
720	August 4, 2023	Non-Compliance securities law against Mr. Md. Tafiqul Hassan	Click to View
721	August 3, 2023	Non-Compliance securities law against UDC Construction Ltd.	Click to View
722	August 3, 2023	Non-Compliance securities law against A N I TRADING & CO.	Click to View
723	August 3, 2023	Non-Compliance securities law against Mr. Chowdhury Md. Md Nurul Azam	Click to View
724	August 3, 2023	Non-Compliance securities law against Mr. Shankar Kumar Roy	Click to View
725	August 3, 2023	Non-Compliance securities law against Mr. Ashim Kumar Nag	Click to View
726	August 3, 2023	Non-Compliance securities law against Mrs. Soma Nag	Click to View
727	August 3, 2023	Non-Compliance securities law against Gemini Sea Food Ltd. {Issuer}	Click to View
728	August 8, 2023	Non-Compliance securities law against Asia Securities Ltd. (TREC No. DSE 088)	Click to View
729	August 8, 2023	Non-Compliance securities law against Mr. Masudur Rahman	Click to View
730	August 8, 2023	Non-Compliance securities law against Mr. Iftekhar Ahmed Khan	Click to View
731	August 8, 2023	Non-Compliance securities law against Mr. Anupam Banik	Click to View
732	August 9, 2023	Non-Compliance securities law against Mr. Wahaidul Islam	Click to View
733	August 8, 2023	Non-Compliance securities law against Mr. Iqbal Hossain	Click to View
734	August 8, 2023	Non-Compliance securities law against Mr. S.M Shamim Ahmed	Click to View
735	August 23, 2023	Non-Compliance securities law against Ms. Nasima Akter Lata	Click to View
736	August 13, 2023	Non-Compliance securities law against Mr. Gulam Mustafa	Click to View
737	August 17, 2023	Non-Compliance securities law against Mr. Md. Mizan	Click to View
738	August 20, 2023	Non-Compliance securities law against Mr. A.S.M Hasib Hasan	Click to View
739	August 20, 2023	Non-Compliance securities law against Mr. Navy Barun	Click to View
740	August 7, 2023	Order against EBL Securities Ltd.	Click to View
741	October 10, 2023	Order against Intech Limited	Click to View
742	August 10, 2023	Order against Toya Knitex(CEPZ) Ltd.	Click to View
743	August 10, 2023	Order against Toya Spinning Mills Ltd.	Click to View
744	August 1, 2023	Order against Bangladesh Development Bank Ltd.	Click to View
745	August 27, 2023	Order against Sinha Securities Ltd.	Click to View

July, 2023

Sl.No	Date	Subject	Commission’s Decision
746	July 4, 2023	Non-compliance securities law against Mr. Mostofa Helal Kabir	Click to View
747	July 4, 2023	Non-compliance securities law against Popular Life Insurance Co. Ltd.	Click to View
748	July 4, 2023	Non-compliance securities law against Ms. Faujia Yesmin	Click to View
749	July 4, 2023	Non-compliance securities law against Mr. Mabiur Rahman Sarker (Mabin)	Click to View
750	July 4, 2023	Non-Compliance securities law against Mr. Kazi Md Fazlur Karim	Click to View
751	July 5, 2023	Non-Compliance securities law against Saya Securities Ltd.	Click to View
752	July 5, 2023	Non-Compliance securities law against UniCap Securities Ltd.	Click to View
753	July 5, 2023	Non-Compliance securities law against Preminer Leasing Securities Ltd.	Click to View
754	July 9, 2023	Non-Compliance securities law against Sonar Bangla Capital Management Ltd.	Click to View
755	July 11, 2023	Non-Compliance securities law against Aman Uddin Ahmed	Click to View
756	July 11, 2023	Non-Compliance securities law against Safiqul Islam	Click to View
757	July 11, 2023	Non-Compliance securities law against Trustee Securities Limited	Click to View
758	July 11, 2023	Non-Compliance securities law against Salauddin Haider	Click to View
759	July 11, 2023	Non-Compliance securities law against Mohammad Imran Hossain Shoel	Click to View
760	July 11, 2023	Non-Compliance securities law against Shayka Sarmin Chowdhury	Click to View
761	July 11, 2023	Non-Compliance securities law against ICB Securities Trading Company Limited	Click to View
762	July 11, 2023	Non-Compliance securities law against Md. Mofizur Rahman	Click to View
763	July 11, 2023	Non-Compliance securities law against Supriya Saha	Click to View
764	July 11, 2023	Non-Compliance securities law against Kamal Uddin	Click to View
765	July 11, 2023	Non-Compliance securities law against M-Securities Limited	Click to View
766	July 11, 2023	Non-Compliance securities law against Md. Tawhid Hossen	Click to View
767	July 25, 2023	Non-Compliance securities law against Pioneer Shares & Securities Ltd.	Click to View

June, 2023

Sl.No	Date	Subject	Commission’s Decision
768	June 1, 2023	Non-compliance securities law against Md. Sajid Rahman	Click to View
769	June 1, 2023	Non-compliance securities law against Mr. Mustafizur Rahman	Click to View
770	June 13, 2023	Non-compliance securities law against Md. Salauddin Haider	Click to View
771	June 14, 2023	Non-compliance securities law against Island Securities Ltd.	Click to View
772	June 14, 2023	Non-compliance securities law against Mohammed Mohiuddin	Click to View
773	June 14, 2023	Non-compliance securities law against Mohammed Shaheen	Click to View
774	June 14, 2023	Non-compliance securities law against Momi Ghosh	Click to View
775	June 14, 2023	Non-compliance securities law against Rapid Securities Ltd.	Click to View
776	June 14, 2023	Non-compliance securities law against Mr. Zahir Uddin Md. Babur	Click to View
777	June 14, 2023	Non-compliance securities law against Mr. Md. Habibur Rahman Khan	Click to View
778	June 14, 2023	Non-compliance securities law against Mr. K. M. Afjanur Rahman	Click to View
779	June 15, 2023	Non-compliance securities law against LankaBangla Securities Ltd.	Click to View
780	June 21, 2023	Non-compliance securities law against NLI Securities Ltd.	Click to View
781	June 22, 2023	Non-compliance securities law against CMSL Securities Ltd.	Click to View
782	June 25, 2023	Non-compliance securities law against Adams Securities Ltd.	Click to View
783	June 25, 2023	Non-compliance securities law against Nurunnesa Saki	Click to View
784	June 25, 2023	Non-compliance securities law against Md. Mohibullah Kabir	Click to View
785	June 25, 2023	Non-compliance securities law against Cogent Bangladesh Ltd.	Click to View
786	June 25, 2023	Non-compliance securities law against Arifa Begum Lucky	Click to View
787	June 25, 2023	Non-compliance securities law against Md. Shahjalal Dalim	Click to View
788	June 25, 2023	Non-compliance securities law against Md. Sajib Hossain	Click to View
789	June 25, 2023	Non-compliance securities law against Md. Suleaman	Click to View
790	June 25, 2023	Non-compliance securities law against Md. Abdul Quddus Amin	Click to View
791	June 26, 2023	Non-compliance securities law against Galaxy Capital Ltd.	Click to View

May, 2023

Sl.No	Date	Subject	Commission’s Decision
792	May 9, 2023	Non-compliance securities law against Mahabub Alam	Click to View
793	May 9, 2023	Non-compliance securities law against The Lawyers and Jurists	Click to View
794	May 9, 2023	Non-compliance securities law against Taslima Begum	Click to View
795	May 9, 2023	Non-compliance securities law against Mst. Shama Rabbani	Click to View
796	May 9, 2023	Non-compliance securities law against Sabbir Ahmed Siddiqui	Click to View
797	May 9, 2023	Non-compliance securities law against UCB Capital Management Ltd.	Click to View
798	May 9, 2023	Non-compliance securities law against Lanka Bangla Securities Ltd.	Click to View
799	May 9, 2023	Non-compliance securities law against Securities Ltd.	Click to View
800	May 9, 2023	Non-compliance securities law against Popy Rani Saha	Click to View
801	May 9, 2023	Non-compliance securities law against Rajesh Saha	Click to View
802	May 9, 2023	Non-compliance securities law against Md. Amzad Hossain Fakir	Click to View
803	May 9, 2023	Non-compliance securities law against Md. Golam Kibria	Click to View
804	May 9, 2023	Non-compliance securities law against Khodeza Begum	Click to View
805	May 10, 2023	Non-compliance securities law against Md. Nurul Anwar Chowdhury	Click to View
806	May 9, 2023	Non-compliance securities law against Md. Nazmul Hasan Chowdhury	Click to View
807	May 9, 2023	Non-compliance securities law against Shah Imran Chowdhury	Click to View
808	May 9, 2023	Non-compliance securities law against Zobayer Mohsin Kabir	Click to View
809	May 9, 2023	Non-compliance securities law against Md. Sharif Uddin Chowdhury	Click to View
810	May 10, 2023	Non-compliance securities law against Md. Mehedi Hasan Chowdhury	Click to View
811	May 9, 2023	Non-compliance securities law against Nurer Hawa Chowdhury	Click to View
812	May 9, 2023	Non-compliance securities law against Kamrun Naher	Click to View
813	May 9, 2023	Non-compliance securities law against Ahsan Ul Mahmud	Click to View
814	May 14, 2023	Non-compliance securities law against Prudential Capital Ltd.	Click to View
815	May 15, 2023	Non-compliance securities law against Mrs. Nasima Akter Lata	Click to View
816	May 15, 2023	Non-compliance securities law against Mr. Gulam Mustafa	Click to View
817	May 15, 2023	Non-compliance securities law against Wifang Securities Ltd.	Click to View
818	May 16, 2023	Non-compliance securities law against Joytun Securities International Ltd.	Click to View
819	May 16, 2023	Non-compliance securities law against Rapid Securities Ltd.	Click to View
820	May 16, 2023	Non-compliance securities law against Md. Hasibul Hasan	Click to View
821	May 16, 2023	Non-compliance securities law against Dhaka Bank Securities Ltd.	Click to View
822	May 16, 2023	Non-compliance securities law against Purabi Securities Ltd.	Click to View
823	May 16, 2023	Non-compliance securities law against UniCap Securities Ltd.	Click to View
824	May 17, 2023	Non-compliance securities law against Sonar Bangla Capital Management Ltd.	Click to View
825	May 18, 2023	Non-compliance securities law against BD Finance Securities Ltd.(DSE TREC # 030)	Click to View
826	May 18, 2023	Non-compliance securities law against DMR Securities Services Ltd.	Click to View
827	May 18, 2023	Non-compliance securities law against Shah Mohammad Sagir & Co. Ltd.	Click to View
828	May 18, 2023	Non-compliance securities law against Stock & Bonds Ltd. (DSE TREC# 199)	Click to View

April, 2023

Sl.No	Date	Subject	Commission’s Decision
829	April 2, 2023	Non-compliance securities law against Paramount Holdings Ltd.	Click to View
830	April 3, 2023	Non-compliance securities law against Paramount Spinning Ltd.	Click to View
831	April 3, 2023	Non-compliance securities law against Fortune Securities (PVT) Ltd.	Click to View
832	April 3, 2023	Non-compliance securities law against Sheltech Brokerage Ltd.	Click to View
833	April 4, 2023	Non-compliance securities law against Md. Sayadur Rahman (UCB Stock Brokerage Ltd.)	Click to View
834	April 4, 2023	Non-compliance securities law against Ferdoushi Begum (EBL Securities Ltd.)	Click to View
835	April 4, 2023	Non-compliance securities law against Md. Lutfur Rahman (EBL Securities Ltd.)	Click to View
836	April 4, 2023	Non-compliance securities law against EBL Securities Ltd.	Click to View
837	April 4, 2023	Non-compliance securities law against Estern Bank Limited (EBL securities Ltd.)	Click to View
838	April 4, 2023	Non-compliance securities law against Farhana Abedin (UCB Capital Management Ltd.)	Click to View
839	April 4, 2023	Non-compliance securities law against Md. Mahabubur Rahman (Dhaka Bank Securities Ltd.)	Click to View
840	April 4, 2023	Non-compliance securities law against Shahanara Begum (Shanata Securities Ltd.)	Click to View
841	April 4, 2023	Non-compliance securities law against Mohammar Arifur Rahman (Sheltech Brokerage Ltd.)	Click to View
842	April 9, 2023	Non-compliance securities law against Mr. Salim Rahman (United Securities Ltd.)	Click to View
843	April 9, 2023	Non-compliance securities law against Abu Sadat Md. Sayem (Sheltech Brokerage Ltd.	Click to View
844	April 9, 2023	Non-compliance securities law against ABDUL MOBIN MOLLAH (SIBL Securities Ltd.)	Click to View
845	April 9, 2023	Non-compliance securities law against Shasha Garments Ltd.	Click to View
846	April 9, 2023	Non-compliance securities law against Anisul Islam Mahmud (First Capital Securities Ltd.	Click to View
847	April 9, 2023	Non-compliance securities law against ETBL Securities & Exchange Ltd	Click to View
848	April 10, 2023	Non-compliance securities law against Premier Bank Securities Ltd.	Click to View
849	April 9, 2023	Non-compliance securities law against Mona Financial Consultancy & Securities Ltd.	Click to View
850	April 9, 2023	Non-compliance securities law against Jahan Securities Ltd.	Click to View
851	April 9, 2023	Non-compliance securities law against Md. Azimul Islam (Premier Bank Securities Ltd.)	Click to View
852	April 9, 2023	Non-compliance securities law against Abdul Quaium (Premier Bank Securities Ltd.)	Click to View
853	April 9, 2023	Non-compliance securities law against M. Securities Ltd.	Click to View
854	April 12, 2023	Non-compliance securities law against EMES Securities Ltd	Click to View

March, 2023

Sl.No	Date	Subject	Commission’s Decision
855	March 1, 2023	Non-compliance securities law against Shyamol Equity Management Ltd.	Click to View
856	March 1, 2023	Non-compliance securities law against Adil Securities Ltd.	Click to View
857	March 5, 2023	Non-compliance securities law against Federal Securities and Investment Ltd.	Click to View
858	March 6, 2023	Non-compliance securities law against Naheed Shabnam (Premier Bank Securities Ltd.)	Click to View
859	March 6, 2023	Non-compliance securities law against Tanzina Naheed (Premier Bank Securities Ltd.)	Click to View
860	March 6, 2023	Non-compliance securities law against Farzana Naheed (Premier Bank Securities Ltd.)	Click to View
861	March 13, 2023	Non-compliance securities law against Adams Securities Ltd.	Click to View
862	March 13, 2023	Non-compliance securities law against Royal Capital Ltd	Click to View
863	March 15, 2023	Non-compliance securities law against NRBC Bank Securities Ltd.	Click to View
864	March 15, 2023	Non-compliance securities law against SK Md. Mostafa Kamal (NRBC Bank Securities Ltd.)	Click to View
865	March 20, 2023	Non-compliance securities law against Sylnet Securities Ltd.	Click to View
866	March 19, 2023	Non-compliance securities law against Bluechip Securities Ltd	Click to View
867	March 27, 2023	Non-compliance securities law against K-Securities & Consultants Ltd.	Click to View

February, 2023

Sl.No	Date	Subject	Commission’s Decision
868	February 6, 2023	Non-compliance securities law against Salta Capital Ltd.	Click to View
869	February 8, 2023	Non-compliance securities law against Prof. Dr. AKM Aminul Haque	Click to View
870	February 8, 2023	Non-compliance securities law against Libra Infusion Ltd.	Click to View
871	February 14, 2023	Non-compliance securities law against Mrs. Fatima Huq (Information Services Network Ltd.)	Click to View
872	February 14, 2023	Non-compliance securities law against Information Services Network Ltd.	Click to View
873	February 14, 2023	Non-compliance securities law against Zinnia Nasreen Huque (Information Services Network Ltd)	Click to View
874	February 14, 2023	Non-compliance securities law against Information Services Network Ltd._215_	Click to View
875	February 28, 2023	Non-compliance securities law against Newline Clothing Ltd.	Click to View

January, 2023

Sl.No	Date	Subject	Commission’s Decision
876	January 19, 2023	Non-compliance securities law against R N I Securities Ltd.	Click to View
877	January 19, 2023	Non-compliance securities law against Anchor Securities Ltd.	Click to View
878	January 19, 2023	Non-compliance securities law against BRB Securities Ltd	Click to View
879	January 19, 2023	Non-compliance securities law against Shah Mohammas Sagir & Co. Ltd.	Click to View
880	January 19, 2023	Non-compliance securities law against UGC Securities Ltd.	Click to View
881	January 19, 2023	Non-compliance securities law against Md. Fakhrul Islam Securities Ltd.	Click to View
882	January 25, 2023	Non-compliance securities law against Humayun Bokhteyar and his Associates	Click to View
883	January 19, 2023	Non-compliance securities law against Salauddin Haider(NLI Securities Ltd.)	Click to View
884	January 25, 2023	Non-compliance securities law against Authorized Representative of NLI Securities Ltd.	Click to View
885	January 24, 2023	Non-compliance securities law against Mr. Taskeen Ahmed(LankaBangla Securities Ltd.)	Click to View
886	January 24, 2023	Non-compliance securities law against Mr. Tashfeen Ahmed(City Brokerage Ltd.)	Click to View
887	January 24, 2023	Non-compliance securities law against Mr. Tanveer Ahmed(City Brokerage Ltd.)	Click to View
888	January 24, 2023	Non-compliance securities law against Mr. Sakhawat Pervez(Prilink Securities Ltd.)	Click to View
889	January 24, 2023	Non-compliance securities law against Romesha Khatun(Prilink Securities Ltd.)	Click to View
890	January 24, 2023	Non-compliance securities law against Rahima Khatun(Prilink Securities Ltd.)	Click to View
891	January 24, 2023	Non-compliance securities law against Prilink Securities Ltd.	Click to View
892	January 24, 2023	Non-compliance securities law against Prilink Securities Ltd. Strategic Investment	Click to View
893	January 24, 2023	Non-compliance securities law against Nilufar Ahmed(City Brokerage Ltd.)	Click to View
894	January 1, 2023	Non-compliance securities law against Mr. Mohammad Ariful Islam(Rashal) (City Bank Capital Resources Ltd.)	Click to View
895	January 1, 2023	Non-compliance securities law against Mr. Nazmul Islam(City Bank Capital Resources Ltd.)	Click to View
896	January 1, 2023	Non-compliance securities law against Mr. Mohammed Moazzem Hossain(City Bank Capital Resources Ltd.)	Click to View
897	January 1, 2023	Non-compliance securities law against Western Securities Investment Management Ltd.	Click to View
898	January 4, 2023	Non-compliance securities law against M_S Karib Traders	Click to View
899	January 3, 2023	Non-compliance securities law against Morium Nessa	Click to View
900	January 3, 2023	Non-compliance securities law against Commerce Bank Securities and Investment Ltd.	Click to View
901	January 3, 2023	Non-compliance securities law against MD. ASRAFUL ISLAM	Click to View
902	January 19, 2023	Non-compliance securities law against Mr. Anisul Islam Mahmud(Citizen Securities & Investment Ltd.)	Click to View
903	January 3, 2023	Non-compliance securities law against M_S Quaium & Sons	Click to View
904	January 19, 2023	Non-compliance securities law against Md. Rafiq Uddin(Royal Capital Ltd.)	Click to View
905	January 5, 2023	Non-compliance securities law against Adil Securities Limited	Click to View
906	January 4, 2023	Non-compliance securities law against Global Securities Ltd.	Click to View
907	January 19, 2023	Non-compliance securities law against Mr. Ahmed Iftekharul Islam(EBL Securities Ltd.)	Click to View
908	January 18, 2023	Non-compliance securities law against Rashid Investment Services Ltd	Click to View
909	January 19, 2023	Non-compliance securities law against Prudential Securities Ltd.	Click to View
910	January 19, 2023	Non-compliance securities law against Prudential Securities Ltd.(142)	Click to View
911	January 19, 2023	Non-compliance securities law against Pasha Capital Ltd	Click to View
912	January 19, 2023	Non-compliance securities law against Camellia Duncan Foundation	Click to View
913	January 19, 2023	Non-compliance securities law against PFI Securities Ltd.(145)	Click to View
914	January 19, 2023	Non-compliance securities law against Al-Muntaha Trading Co.	Click to View
915	January 22, 2023	Non-compliance securities law against CWT Asset Management Company Ltd.	Click to View
916	January 24, 2023	Non-compliance securities law against JMI Syringes and Medical Devices Ltd.	Click to View
917	January 22, 2023	Non-compliance securities law against Md. Abul Khayer	Click to View
918	January 22, 2023	Non-compliance securities law against Md. Abul Khayer(148)	Click to View
919	January 22, 2023	Non-compliance securities law against Md. Abul Khayer(149)	Click to View
920	January 22, 2023	Non-compliance securities law against Mr. Md. Tarek Aziz Mazumder	Click to View
921	January 22, 2023	Non-compliance securities law against Ms. Kazi Sadia Hasan	Click to View
922	January 25, 2023	Non-compliance securities law against Mr. Md. Salauddin Haider & Associate	Click to View
923	January 25, 2023	Non-compliance securities law against Mr. ASM Saimur Rahman Sikder	Click to View
924	January 25, 2023	Non-compliance securities law against Dr. Md. Fazle Manzur	Click to View
925	January 25, 2023	Non-compliance securities law against Bangabandhu Memorial Hospital	Click to View
926	January 25, 2023	Non-compliance securities law against Janasheba Foundation	Click to View
927	January 25, 2023	Non-compliance securities law against Md. Saif Ullah	Click to View
928	January 19, 2023	Non-compliance securities law against Royal Capital Ltd.	Click to View
929	January 8, 2023	Non-compliance securities law against Mohammad Akramul Haque(Vision Capital Management Ltd.)	Click to View
930	January 18, 2023	Non-compliance securities law against Oasis Turner Limited	Click to View
931	January 18, 2023	Non-compliance securities law against TSI Securities Ltd.	Click to View
932	January 19, 2023	Non-compliance securities law against Ms. Nassarrat Rahman (BLI Securities Ltd.)	Click to View
933	January 19, 2023	Non-compliance securities law against Samata Leather Complex Ltd.	Click to View
934	January 19, 2023	Non-compliance securities law against Wifang Securities Ltd.	Click to View
935	January 19, 2023	Non-compliance securities law against MAH Securities Ltd.	Click to View
936	January 19, 2023	Non-compliance securities law against Al-Muntaha Trading Co. Ltd.	Click to View
937	January 24, 2023	Non-compliance securities law against Kazi Abdul Hasib(Bank Asia Securities Ltd.)	Click to View
938	January 24, 2023	Non-compliance securities law against Iftekhar Ahmed Tipu(City Brokerage Ltd.)	Click to View
939	January 24, 2023	Non-compliance securities law against Ifad Multi Products Ltd.	Click to View
940	January 22, 2023	Non-compliance securities law against Ifad Enterprises Ltd.	Click to View
941	January 24, 2023	Non-compliance securities law against Golam Mostafa(Prilink Securities Ltd.)	Click to View
942	January 24, 2023	Non-compliance securities law against Dr. Md. Zahirul Islam(Prilink Securities Ltd.	Click to View
943	January 24, 2023	Non-compliance securities law against Dr. Md. Abu Syed Tito(Prilink Securities Ltd.)	Click to View
944	January 25, 2023	Non-compliance securities law against Premier Bank Securities Ltd.	Click to View
945	January 26, 2023	Non-compliance securities law against Agramit Limited	Click to View
946	January 29, 2023	Non-compliance securities law against Libra Infusions Ltd.	Click to View
947	January 30, 2023	Non-compliance securities law against AIBL Folio new	Click to View
948	January 30, 2023	Non-compliance securities law against AIBL Employee Gratuity Fund	Click to View
949	January 30, 2023	Non-compliance securities law against Md. Nasim Uddin	Click to View
950	January 30, 2023	Non-compliance securities law against Al-Arafah Islami Bank Ltd.	Click to View
951	January 1, 2023	Non-compliance securities law against Alltex Industries Ltd.(Company Secretary)	Click to View
952	January 19, 2023	Non-compliance securities law against Dynamic Securities Consultants Ltd.	Click to View
953	January 19, 2023	Non-compliance securities law against Daulatunnessa Equities Ltd.	Click to View
954	January 19, 2023	Non-compliance securities law against Vision Capital Management Ltd.	Click to View
955	January 19, 2023	Non-compliance securities law against International Leasing Securities Ltd.	Click to View
956	January 19, 2023	Non-compliance securities law against NBL Securities Ltd.	Click to View
957	January 19, 2023	Non-compliance securities law against SCL Securities Ltd.	Click to View
958	January 19, 2023	Non-compliance securities law against PFI Securities Ltd.	Click to View
959	January 19, 2023	Non-compliance securities law against Times Securities Ltd.	Click to View
960	January 19, 2023	Non-compliance securities law against BLI Securities Ltd.	Click to View
961	January 19, 2023	Non-compliance securities law against Shahed Securities Ltd.	Click to View
962	January 19, 2023	Non-compliance securities law against Fareast Islami Securities Ltd.	Click to View
963	January 19, 2023	Non-compliance securities law against Habibur Rahman Securities Ltd.	Click to View
964	January 19, 2023	Non-compliance securities law against ASENZ Securities Ltd.	Click to View
965	January 19, 2023	Non-compliance securities law against Dynamic Securities Consultants Ltd.(126)	Click to View
966	January 20, 2023	Non-compliance securities law against Al-haj Securities & Stocks Ltd.	Click to View
967	January 19, 2023	Non-compliance securities law against Khwaja Equity Service Ltd.	Click to View
968	January 19, 2023	Non-compliance securities law against MAH Securities Ltd.(129)	Click to View
969	January 19, 2023	Non-compliance securities law against Shasha Garments Ltd.	Click to View
970	January 19, 2023	Non-compliance securities law against Shams Mahmud	Click to View
971	January 19, 2023	Non-compliance securities law against Saburo Indigo Ltd.	Click to View
972	January 19, 2023	Non-compliance securities law against Popular Life Insurance Co. Ltd.	Click to View
973	January 19, 2023	Non-compliance securities law against M-S Junny Munni Paribahan	Click to View
974	January 19, 2023	Non-compliance securities law against Mostafa Helal Kabir(UCB Stock Brokerage Ltd.)	Click to View
975	January 28, 2023	Order against Md. Saif Ullah	Click to View
976	January 28, 2023	Order against Md. A. G. Mahmud	Click to View
977	January 28, 2023	Order against DIT Co-operative Ltd.	Click to View
978	January 28, 2023	Order against Mrs. Kazi Sadia Hasan	Click to View
979	January 8, 2023	Order against Mr. Md. Mizanur Rahman	Click to View
980	January 29, 2023	Order against Mr.Md Rafique(Appollo Ispat Complex Limited)	Click to View
981	January 29, 2023	Order against Mr M. A. Majid(Appollo Ispat Complex Limited)	Click to View
982	January 29, 2023	Order against Ms. Roxshana Begum(Appollo Ispat Complex Limited)	Click to View
983	January 29, 2023	Order against Ms. Evana Fahmida Mohammad(Appollo Ispat Complex Limited)	Click to View

December, 2022

Sl.No	Date	Subject	Commission’s Decision
984	December 1, 2022	Non-compliance securities law against UGC Securities Ltd.	Click to View
985	December 4, 2022	Non-compliance securities law against Mohammadi Stock Market Ltd.	Click to View
986	December 7, 2022	Non-compliance securities law against Ace Capital Management Service Ltd.	Click to View
987	December 7, 2022	Non-compliance securities law against Bank Asia Securities Ltd.	Click to View
988	December 7, 2022	Non-compliance securities law against Hasan Securities Ltd.	Click to View
989	December 7, 2022	Non-compliance securities law against Eminent Securities Ltd.	Click to View
990	December 7, 2022	Non-compliance securities law against Premier Bank Securities Ltd.	Click to View
991	December 12, 2022	Non-compliance securities law against Arena Securities Ltd.	Click to View
992	December 14, 2022	Non-compliance securities law against Shammi Neawaz.(Multi Securities & Services Ltd.)	Click to View
993	December 21, 2022	Non-compliance securities law against Mahdi Amin(BD Finance Securities Ltd.)	Click to View
994	December 21, 2022	Non-compliance securities law against Mahedi Hasan(Square Securities Management Ltd.)	Click to View
995	December 26, 2022	Non-compliance securities law against AHC Securities Ltd.	Click to View
996	December 26, 2022	Non-compliance securities law against NBL Securities Ltd.	Click to View
997	December 26, 2022	Non-compliance securities law against Mr. Abdul Quader(Nouvelle Securities Ltd.)	Click to View
998	December 28, 2022	Non-compliance securities law against A.B.M. Abdul Hye(Elegent Stock & Securities Ltd.)	Click to View
999	December 28, 2022	Non-compliance securities law against Md. Mizanur Rahman(Elegent Stock & Securities Ltd.)	Click to View
1000	December 28, 2022	Non-compliance securities law against Mr. Atiqueur Rahman Mullick(SIBL Securities Ltd.)	Click to View
1001	December 28, 2022	Non-compliance securities law against Mr. Golam Kabir(SIBL Securities Ltd.)	Click to View
1002	December 28, 2022	Non-compliance securities law against Mr. James Martin Das	Click to View
1003	December 28, 2022	Non-compliance securities law against Ms. Chandana Liouni Das	Click to View
1004	December 28, 2022	Non-compliance securities law against Mr. Jasim Uddin(MSA Spinning Ltd.)	Click to View
1005	December 28, 2022	Non-compliance securities law against Mr. Md. Saidur Rahman(International Leasing Securities Ltd.)	Click to View
1006	December 28, 2022	Non-compliance securities law against Mr. Tariq Ibrahim & Kajol Ibrahim(Ibrahim Securities Ltd.)	Click to View
1007	December 28, 2022	Non-compliance securities law against Wifang Securities Ltd.	Click to View
1008	December 28, 2022	Non-compliance securities law against Fareast Islami Life ICL EPF TB	Click to View
1009	December 28, 2022	Non-compliance securities law against Harpoon Securities Ltd.	Click to View
1010	December 28, 2022	Non-compliance securities law against Mohammad Abdul Hai(UCB Stock Brokerage Ltd.)	Click to View
1011	December 28, 2022	Non-compliance securities law against Abdul Quaium and Associates(Commerce Bank Securities and Investment Ltd.)	Click to View
1012	December 28, 2022	Non-compliance securities law against EBL Securities Ltd.	Click to View
1013	December 29, 2022	Non-compliance securities law against Mr. Mozaharul Haque Shahid(Shyamol Equity Management Ltd.)	Click to View
1014	December 29, 2022	Non-compliance securities law against Shyamol Equity Management Ltd.(1687)	Click to View
1015	December 28, 2022	Non-compliance securities law against Md. Akib Amzad(BD Sunlife Securities Ltd.)	Click to View
1016	December 28, 2022	Non-compliance securities law against Md. Amzad Hossan Fakir & Roksana Amzad(BD Sunlife Securities Ltd.)	Click to View
1017	December 28, 2022	Non-compliance securities law against M/S. A R Trading(BD Sunlife Securities Ltd.)	Click to View
1018	December 28, 2022	Non-compliance securities law against Mr. Md. Amzad Hossain Fakir(BD Sunlife Securities Ltd.)	Click to View
1019	December 28, 2022	Non-compliance securities law against G M F Securities Ltd.	Click to View
1020	December 28, 2022	Non-compliance securities law against Green Delta Securities Ltd.	Click to View
1021	December 28, 2022	Non-compliance securities law against Mr. Mujibbur Rahman(EBL Securities Ltd.)	Click to View
1022	December 28, 2022	Non-compliance securities law against NBL Securities Ltd.(1695)	Click to View
1023	December 28, 2022	Non-compliance securities law against Premier Bank Securities Ltd.	Click to View
1024	December 28, 2022	Non-compliance securities law against Sterling Stocks and Securities Ltd.	Click to View
1025	December 14, 2022	Order against Md. Louthful Goni Tito(Multi Securities & Services Ltd.)	Click to View
1026	December 14, 2022	Order against Shatrong Agro Fisheries Ltd.(EBL Securities Ltd.)	Click to View

November, 2022

Sl.No	Date	Subject	Commission’s Decision
1027	November 1, 2022	Non-compliance securities law against Ten Stars (Pvt.) Ltd.	Click to View
1028	November 2, 2022	Non-compliance securities law against Vantage Securities Ltd.	Click to View
1029	November 6, 2022	Non-compliance securities law against Md. Shaidullah Securities Ltd.	Click to View
1030	November 14, 2022	Non-compliance securities law against Investment Promotion Service Ltd.	Click to View
1031	November 14, 2022	Non-compliance securities law against ARC Securities Ltd.	Click to View
1032	November 14, 2022	Non-compliance securities law against ARC Securities Ltd.(1460)	Click to View
1033	November 14, 2022	Non-compliance securities law against Green Delta Securities Ltd.	Click to View
1034	November 14, 2022	Non-compliance securities law against Saad Securities Ltd.	Click to View
1035	November 14, 2022	Non-compliance securities law against Saad Securities Ltd.(1463)	Click to View
1036	November 14, 2022	Non-compliance securities law against Khwaja Equity Services Ltd.	Click to View
1037	November 14, 2022	Non-compliance securities law against Khwaja Equity Services Ltd.(1465)	Click to View
1038	November 14, 2022	Non-compliance securities law against Commerce Bank Securities and Investment Ltd.	Click to View
1039	November 14, 2022	Non-compliance securities law against Commerce Bank Securities and Investment Ltd.(1467)	Click to View
1040	November 16, 2022	Non-compliance securities law against Mr. A.K.M. Mizanur Rahman Services Ltd.	Click to View
1041	November 16, 2022	Non-compliance securities law against Anannya Printers	Click to View
1042	November 16, 2022	Non-compliance securities law against Anannya Traders	Click to View
1043	November 16, 2022	Non-compliance securities law against Mrs. Ayesha Sarker	Click to View
1044	November 16, 2022	Non-compliance securities law against Mr. Biddhut Ranjan shaha	Click to View
1045	November 16, 2022	Non-compliance securities law against Mr. Majedul Islam	Click to View
1046	November 16, 2022	Non-compliance securities law against Mr. Md. Abid Hossain Khan	Click to View
1047	November 16, 2022	Non-compliance securities law against Mr. MD Abu Naser Sarker	Click to View
1048	November 16, 2022	Non-compliance securities law against Mr. Md. Altamasul Islam Rasel	Click to View
1049	November 16, 2022	Non-compliance securities law against Mr. Mohanmmad rafiqul Islam Miah	Click to View
1050	November 16, 2022	Non-compliance securities law against M S Hassan Brothers	Click to View
1051	November 16, 2022	Non-compliance securities law against New Blue Bird International	Click to View
1052	November 16, 2022	Non-compliance securities law against Rifat Trade International	Click to View
1053	November 16, 2022	Non-compliance securities law against Mr. Sayed Shahinur Rahman(Shahin)	Click to View
1054	November 17, 2022	Non-compliance securities law against Apex Investments Ltd.	Click to View
1055	November 20, 2022	Non-compliance securities law against Investment Corporation of Bangladesh(ICB)	Click to View
1056	November 20, 2022	Non-compliance securities law against Investment Corporation of Bangladesh(ICB)(1507)	Click to View
1057	November 22, 2022	Non-compliance securities law against Star Sharebazar Ltd.	Click to View
1058	November 27, 2022	Non-compliance securities law against IBSL Stock Dealer Account	Click to View
1059	November 27, 2022	Non-compliance securities law against Sheltech Brokerage Ltd.	Click to View
1060	November 27, 2022	Non-compliance securities law against Eastern Capital Ltd.	Click to View
1061	November 28, 2022	Non-compliance securities law against G.M. Akther Hussain(1542)	Click to View
1062	November 28, 2022	Non-compliance securities law against G.M. Akther Hussain(1543)	Click to View
1063	November 28, 2022	Non-compliance securities law against G.M. Akther Hussain(1544)	Click to View
1064	November 28, 2022	Non-compliance securities law against NRBC Bank Securities Ltd.	Click to View
1065	November 28, 2022	Non-compliance securities law against NRBC Bank Securities Ltd.(1546)	Click to View
1066	November 28, 2022	Non-compliance securities law against NRBC Bank Securities Ltd.(1547)	Click to View
1067	November 29, 2022	Non-compliance securities law against AB Investment Ltd.	Click to View
1068	November 29, 2022	Non-compliance securities law against Reliance Brokerage Services Ltd.(AVIVA Equity Management Ltd.)	Click to View
1069	November 29, 2022	Non-compliance securities law against Pubali Bank Securities Ltd.	Click to View
1070	November 29, 2022	Non-compliance securities law against International Leasing Securities Ltd.	Click to View
1071	November 29, 2022	Non-compliance securities law against Wifang Securities Ltd.	Click to View
1072	November 6, 2022	Order against Alif Assets Management Company Ltd.	Click to View
1073	November 16, 2022	Order against Mohammad Hamdul Islam	Click to View
1074	November 16, 2022	Order against Md. Saiful Islam Helaly	Click to View
1075	November 16, 2022	Order against Shahida Arabi	Click to View
1076	November 16, 2022	Order against Md. Abdus Sultan	Click to View
1077	November 16, 2022	Order against Hosne Ara Begum	Click to View
1078	November 16, 2022	Order against Kazi Amdadul Hoque	Click to View
1079	November 22, 2022	Order against Md. Jashim Uddin	Click to View

October, 2022

Sl.No	Date	Subject	Commission’s Decision
1080	October 3, 2022	Non-compliance securities law against Oshadhi Securities Ltd.	Click to View
1081	October 4, 2022	Non-compliance securities law against Jahan Securities Ltd.	Click to View
1082	October 4, 2022	Non-compliance securities law against Mona Financial Consultancy & Securities Ltd.	Click to View
1083	October 4, 2022	Non-compliance securities law against UniCap Securities Ltd.	Click to View
1084	October 4, 2022	Non-compliance securities law against United Financial Trading Co. Ltd.	Click to View
1085	October 12, 2022	Non-compliance securities law against Nizam's Shares and Securities Ltd.	Click to View
1086	October 16, 2022	Non-compliance securities law against Labeeb Enterprise	Click to View
1087	October 16, 2022	Non-compliance securities law against Shahjalal Islami Bank Securities Ltd.	Click to View
1088	October 18, 2022	Non-compliance securities law against Times Securities Ltd.	Click to View
1089	October 19, 2022	Non-compliance securities law against Globe Securities Ltd.	Click to View
1090	October 20, 2022	Non-compliance securities law against Eminent Securities Ltd.	Click to View
1091	October 20, 2022	Non-compliance securities law against A.B. Ispahani Securities Ltd.	Click to View
1092	October 20, 2022	Non-compliance securities law against Akij Capital Management Ltd.	Click to View
1093	October 20, 2022	Non-compliance securities law against Al-Muntaha Trading Co. Ltd.	Click to View
1094	October 20, 2022	Non-compliance securities law against Anwar Securities Ltd.	Click to View
1095	October 20, 2022	Non-compliance securities law against Arena Securities Ltd.	Click to View
1096	October 20, 2022	Non-compliance securities law against EBL Securities Ltd.	Click to View
1097	October 20, 2022	Non-compliance securities law against Globe Securities Ltd.(1354)	Click to View
1098	October 20, 2022	Non-compliance securities law against Ibrahim Securities Ltd.	Click to View
1099	October 20, 2022	Non-compliance securities law against IDLC Securities Ltd.	Click to View
1100	October 20, 2022	Non-compliance securities law against UCB Stock Brokerage Ltd.	Click to View
1101	October 20, 2022	Non-compliance securities law against AB & Co.Ltd.	Click to View
1102	October 20, 2022	Non-compliance securities law against Aloco Securities Ltd.	Click to View
1103	October 30, 2022	Non-compliance securities law against Royal Capital Ltd.	Click to View
1104	October 30, 2022	Non-compliance securities law against Commerce Bank Securities and Investment Ltd.	Click to View
1105	October 30, 2022	Non-compliance securities law against Al-Muntaha Trading Co. Ltd.(1412)	Click to View
1106	October 30, 2022	Non-compliance securities law against Rose Securities Ltd.	Click to View
1107	October 30, 2022	Non-compliance securities law against Sharp Securities Ltd.	Click to View
1108	October 30, 2022	Non-compliance securities law against Bank Asia Securities Ltd.	Click to View
1109	October 30, 2022	Non-compliance securities law against Mercantile Bank Securities Ltd.	Click to View
1110	October 30, 2022	Non-compliance securities law against Mr. Nani Gopal Das(Authorized representative of Mercantile Bank Securities Limited)	Click to View
1111	October 30, 2022	Non-compliance securities law against S.M. Fazlul Haque	Click to View
1112	October 31, 2022	Non-compliance securities law against MTB Securities Ltd.	Click to View
1113	October 31, 2022	Non-compliance securities law against Paramount Insurance Company Ltd.	Click to View
1114	October 31, 2022	Non-compliance securities law against Paramount Textile Ltd.	Click to View
1115	October 3, 2022	Order against Md. Saif Ullah	Click to View
1116	October 13, 2022	Order against Oshadhi Securities Ltd.	Click to View
1117	October 13, 2022	Order against Mr. Md. Jashim Uddin	Click to View
1118	October 16, 2022	Order against Sharmin Akter Lovely	Click to View
1119	October 16, 2022	Order against Md. Nasar Uddin	Click to View
1120	October 18, 2022	Order against S. M. Motaharul Jannan	Click to View
1121	October 18, 2022	Order against Md. A. G. Mahmud	Click to View
1122	October 18, 2022	Order against Md. Saif Ullah(1339)	Click to View
1123	October 18, 2022	Order against Mohammad Jahidul Abedin	Click to View
1124	October 30, 2022	Order against Mr. Md. Abul Khayer and his Associates	Click to View

September, 2022

Sl.No	Date	Subject	Commission’s Decision
1125	September 4, 2022	Non-compliance securities law against Mohammad Ata Karim & Co.	Click to View
1126	September 5, 2022	Non-compliance securities law against Pramith Aminul Parosh	Click to View
1127	September 5, 2022	Non-compliance securities law against Apar Aminul	Click to View
1128	September 5, 2022	Non-compliance securities law against MTB Securities Ltd.	Click to View
1129	September 5, 2022	Non-compliance securities law against Stock & bond Ltd.	Click to View
1130	September 5, 2022	Non-compliance securities law against Island Securities Ltd.	Click to View
1131	September 5, 2022	Non-compliance securities law against Farest Stocks & Bonds Ltd.	Click to View
1132	September 11, 2022	Non-compliance securities law against NRB Equity Management Ltd.	Click to View
1133	September 11, 2022	Non-compliance securities law against Shahjalal Equity Management Ltd.	Click to View
1134	September 11, 2022	Non-compliance securities law against ACE Capital Management Services Ltd.	Click to View
1135	September 11, 2022	Non-compliance securities law against Imperial Capital Ltd.	Click to View
1136	September 11, 2022	Non-compliance securities law against AIBL Capital Management Ltd.	Click to View
1137	September 11, 2022	Non-compliance securities law against Swadesh Investment Management Ltd.	Click to View
1138	September 11, 2022	Non-compliance securities law against PLFS Investments Ltd.	Click to View
1139	September 11, 2022	Non-compliance securities law against Indicate Securities Ltd.	Click to View
1140	September 13, 2022	Non-compliance securities law against Standard Bank Securities Ltd.	Click to View
1141	September 13, 2022	Non-compliance securities law against Mr. Harun-Or-Rashid (Sponsor of Standard Bank Ltd.)	Click to View
1142	September 18, 2022	Non-compliance securities law against Harun_Securities Ltd.	Click to View
1143	September 19, 2022	Non-compliance securities law against SIBL Securities Ltd.	Click to View
1144	September 19, 2022	Non-compliance securities law against DMR Securities Services Ltd.	Click to View
1145	September 21, 2022	Non-compliance securities law against Sheltech Brokerage Ltd.	Click to View
1146	September 22, 2022	Non-compliance securities law against NBL Securities Ltd.	Click to View
1147	September 22, 2022	Non-compliance securities law against Md. Sajjadur Rahman Bhuiyan	Click to View
1148	September 25, 2022	Non-compliance securities law against Md. Jubair Hossain	Click to View
1149	September 25, 2022	Non-compliance securities law against Mrs. Maksuda Hossain	Click to View
1150	September 25, 2022	Non-compliance securities law against Unique Plastic Industries Ltd.	Click to View
1151	September 25, 2022	Non-compliance securities law against Unique Insecticides Ltd.	Click to View
1152	September 26, 2022	Non-compliance securities law against Ms. Sanjida Rahman(LankaBangla Securities Ltd.)	Click to View
1153	September 26, 2022	Non-compliance securities law against A.L. Securities Ltd.	Click to View
1154	September 26, 2022	Non-compliance securities law against United Financial Trading Co. Ltd.	Click to View
1155	September 26, 2022	Non-compliance securities law against Mr. Kabir Uddin (City Brokerage Limited)	Click to View
1156	September 26, 2022	Non-compliance securities law against Lotus Shares & Securities Ltd.	Click to View
1157	September 27, 2022	Non-compliance securities law against Shahjalal Islami Bank Securities Ltd.	Click to View
1158	September 27, 2022	Non-compliance securities law against Paramount Textile Ltd.	Click to View
1159	September 27, 2022	Non-compliance securities law against Shah Mohammad Sagir & Co. Ltd.	Click to View
1160	September 29, 2022	Non-compliance securities law against Smart Share and Securities Ltd.	Click to View
1161	September 29, 2022	Non-compliance securities law against Jesco Capital Management Ltd.	Click to View
1162	September 29, 2022	Non-compliance securities law against SKYS Securities Ltd.	Click to View
1163	September 29, 2022	Non-compliance securities law against A N F Management Company Ltd.	Click to View
1164	September 29, 2022	Non-compliance securities law against SIBL Securities Ltd.	Click to View
1165	September 29, 2022	Non-compliance securities law against BDBL Investment Securities Ltd.	Click to View
1166	September 29, 2022	Non-compliance securities law against Commerce Bank Securities and Investments Ltd.	Click to View
1167	September 29, 2022	Non-compliance securities law against BD Sunlife Securities Ltd.	Click to View
1168	September 29, 2022	Non-compliance securities law against United Financial Trading Ltd.	Click to View
1169	September 29, 2022	Non-compliance securities law against AB Securities Ltd.	Click to View
1170	September 4, 2022	Order against Banco Finance & Investment Ltd.	Click to View
1171	September 19, 2022	Order against Swadesh Investment Management Ltd.	Click to View
1172	September 18, 2022	Order against Bloominance Asset Management Company Ltd.	Click to View
1173	September 20, 2022	Order against Mr. Md. Jashim Uddin	Click to View
1174	September 20, 2022	Order against Md. Saif Ullah	Click to View
1175	September 20, 2022	Order against Mr. Md. A. G. Mahmud	Click to View

August, 2022

Sl.No	Date	Subject	Commission’s Decision
1176	August 2, 2022	Non-compliance securities law against HAC Securities Ltd.	Click to View
1177	August 2, 2022	Non-compliance securities law against Razzak Securities Ltd.	Click to View
1178	August 2, 2022	Non-compliance securities law against Ershad Securities Ltd.	Click to View
1179	August 2, 2022	Non-compliance securities law against M-Securities Ltd.	Click to View
1180	August 4, 2022	Non-compliance securities law against Akij Capital Management Ltd.	Click to View
1181	August 8, 2022	Non-compliance securities law against Hedayetullah Securities Ltd.	Click to View
1182	August 16, 2022	Non-compliance securities law against Salta Capital Ltd.	Click to View
1183	August 16, 2022	Non-compliance securities law against Subvalley Securities Ltd.	Click to View
1184	August 16, 2022	Non-compliance securities law against International Securities Company Ltd.	Click to View
1185	August 22, 2022	Non-compliance securities law against Indicate Securities Consultants Ltd.	Click to View
1186	August 22, 2022	Non-compliance securities law against Imtiyaz Husain Securities Ltd.	Click to View
1187	August 22, 2022	Non-compliance securities law against Sinha Securities Ltd.	Click to View
1188	August 22, 2022	Non-compliance securities law against AD Holdings & Securities Ltd.	Click to View
1189	August 22, 2022	Non-compliance securities law against Azam Securities Ltd.	Click to View
1190	August 22, 2022	Non-compliance securities law against Hazrat Amanat Shah Securities Ltd.	Click to View
1191	August 23, 2022	Non-compliance securities law against Eminent Securities Ltd.	Click to View
1192	August 23, 2022	Non-compliance securities law against Mona Financial Consultancy and Securities Ltd.	Click to View
1193	August 24, 2022	Non-compliance securities law against Dhanmondi Securities Ltd.	Click to View
1194	August 24, 2022	Non-compliance securities law against Phoenix Securities Ltd.	Click to View
1195	August 24, 2022	Non-compliance securities law against BD Sunlife Securities Ltd.	Click to View
1196	August 24, 2022	Non-compliance securities law against Bank Asia Securities Ltd.(1135)	Click to View
1197	August 24, 2022	Non-compliance securities law against EBL Securities Ltd.	Click to View
1198	August 28, 2022	Non-compliance securities law against B & B Enterprise Ltd.	Click to View
1199	August 28, 2022	Non-compliance securities law against Chittagong Shares & Securities Ltd.	Click to View
1200	August 28, 2022	Non-compliance securities law against Fareast Stock & Bond Ltd.	Click to View
1201	August 29, 2022	Non-compliance securities law against United Financial Trading Company Ltd.	Click to View
1202	August 29, 2022	Non-compliance securities law against Bank Asia Securities Ltd.	Click to View
1203	August 29, 2022	Non-compliance securities law against UCB Stock Brokerage Ltd.	Click to View
1204	August 29, 2022	Non-compliance securities law against Vertex Stock & Securities Ltd.	Click to View
1205	August 29, 2022	Non-compliance securities law against LankaBangla Securities Ltd.	Click to View
1206	August 29, 2022	Non-compliance securities law against NLI Securities Ltd.	Click to View
1207	August 29, 2022	Non-compliance securities law against Uniroyal Securities Ltd.	Click to View
1208	August 31, 2022	Non-compliance securities law against Shyamol Equity Management Ltd.	Click to View
1209	August 31, 2022	Non-compliance securities law against Shyamol Equity Management Ltd.(1170)	Click to View
1210	August 31, 2022	Non-compliance securities law against EMES Securities Ltd.	Click to View
1211	August 2, 2022	Order against Mr. Abul Kalam Matbar and his Associates	Click to View
1212	August 2, 2022	Order against D I T Co-Operative Ltd. and Associates	Click to View

July, 2022

Sl.No	Date	Subject	Commission’s Decision
1213	July 4, 2022	Non-compliance securities law against Sheikh Mohammad Ghulam Quibria	Click to View
1214	July 4, 2022	Non-compliance securities law against Mr. Md. Shahabul Alam	Click to View
1215	July 4, 2022	Non-compliance securities law against Bishwajit Das	Click to View
1216	July 4, 2022	Non-compliance securities law against Mr. Md. Saif Ullah	Click to View
1217	July 4, 2022	Non-compliance securities law against Mika Securities Ltd.	Click to View
1218	July 6, 2022	Non-compliance securities law against Wahab & Co.	Click to View
1219	July 6, 2022	Non-compliance securities law against A.Wahab & Co.	Click to View
1220	July 6, 2022	Non-compliance securities law against NRB Commercial Bank Ltd. and Its Associates	Click to View
1221	July 24, 2022	Non-compliance securities law against Mr. Sayed Sirajud Dawla	Click to View
1222	July 24, 2022	Non-compliance securities law against Mrs. Rashada Akter Maya	Click to View
1223	July 24, 2022	Non-compliance securities law against Sterling Stocks and Securities Ltd.	Click to View
1224	July 24, 2022	Non-compliance securities law against LankaBangla Securities Ltd.	Click to View
1225	July 24, 2022	Non-compliance securities law against EBL Investments Ltd.	Click to View
1226	July 7, 2022	Non-compliance securities law against Nabiul Karim Securities Ltd.	Click to View
1227	July 7, 2022	Non-compliance securities law against United Securities Ltd.	Click to View
1228	July 31, 2022	Non-compliance securities law against Uniroyal Securities Ltd.	Click to View
1229	July 31, 2022	Non-compliance securities law against Anirban Das Gupta	Click to View
1230	July 31, 2022	Non-compliance securities law against IDLC Investments Limited-Omnibus	Click to View
1231	July 6, 2022	Order against Abul Kalam Matber and his Associates	Click to View
1232	July 6, 2022	Order against Konika Afroze and Associates	Click to View
1233	July 27, 2022	Order against Familytex BD Ltd.	Click to View

June, 2022

Sl.No	Date	Subject	Commission’s Decision
1234	June 1, 2022	Non-compliance securities law against Square Securities Management Ltd.	Click to View
1235	June 1, 2022	Non-compliance securities law against Reliance Securities Consultant Ltd.	Click to View
1236	June 1, 2022	Non-compliance securities law against Remons Investment & Securities Ltd.	Click to View
1237	June 1, 2022	Non-compliance securities law against Hillcity Securities Ltd.	Click to View
1238	June 1, 2022	Non-compliance securities law against Century Securities Ltd.	Click to View
1239	June 1, 2022	Non-compliance securities law against British Bengal Securities Ltd.	Click to View
1240	June 1, 2022	Non-compliance securities law against Mona Financial Consultancy & Securities Ltd.	Click to View
1241	June 1, 2022	Non-compliance securities law against First Capital Securities Ltd.	Click to View
1242	June 1, 2022	Non-compliance securities law against Prudential Capital Ltd.	Click to View
1243	June 1, 2022	Non-compliance securities law against Fareast Stocks & Bonds Ltd(845).	Click to View
1244	June 1, 2022	Non-compliance securities law against Fareast Stocks & Bonds Ltd(847).	Click to View
1245	June 1, 2022	Non-compliance securities law against Brac EPL Stock Brokerage Ltd.	Click to View
1246	June 2, 2022	Non-compliance securities law against Prudential Securities Ltd.	Click to View
1247	June 2, 2022	Non-compliance securities law against Joytun Securities International Ltd.	Click to View
1248	June 2, 2022	Non-compliance securities law against Lanka Bangla Securities Ltd.	Click to View
1249	June 2, 2022	Non-compliance securities law against Fareast Stocks & Bonds Ltd(831).	Click to View
1250	June 2, 2022	Non-compliance securities law against Modern Securities Ltd.	Click to View
1251	June 5, 2022	Non-compliance securities law against Shohrab Securities & Trade Ltd.	Click to View
1252	June 8, 2022	Non-compliance securities law against Premier Group of Company & Its Chairman	Click to View
1253	June 15, 2022	Non-compliance securities law against Mr. Akram Hossain Md. Feroz	Click to View
1254	June 15, 2022	Non-compliance securities law against Wifang Securities Ltd.	Click to View
1255	June 15, 2022	Non-compliance securities law against Elegant Stock & Securities Ltd.	Click to View
1256	June 15, 2022	Non-compliance securities law against S & H Equities Ltd.	Click to View
1257	June 16, 2022	Non-compliance securities law against Commerce Bank Securities and Investment Ltd.	Click to View
1258	June 16, 2022	Non-compliance securities law against Cosmopolitan Equities Ltd.	Click to View
1259	June 19, 2022	Non-compliance securities law against Treasure Securities Ltd.	Click to View
1260	June 19, 2022	Non-compliance securities law against Treasure Securities Ltd.	Click to View
1261	June 21, 2022	Non-compliance securities law against R. N. Trading Ltd.	Click to View
1262	June 21, 2022	Non-compliance securities law against Rupali Bank Securities Ltd.	Click to View
1263	June 22, 2022	Non-compliance securities law against Globe Securities Ltd.	Click to View
1264	June 22, 2022	Non-compliance securities law against M. Zubair Securities Ltd.	Click to View
1265	June 22, 2022	Non-compliance securities law against Green Delta Securities Ltd.	Click to View
1266	June 26, 2022	Non-compliance securities law against Mr. Gulam Mustafa	Click to View
1267	June 29, 2022	Non-compliance securities law against SCL Securities Ltd.	Click to View
1268	June 29, 2022	Non-compliance securities law against K.H.B. Securities Ltd.	Click to View
1269	June 29, 2022	Non-compliance securities law against Aries Securities Ltd.	Click to View
1270	June 29, 2022	Non-compliance securities law against Mirror Financial Management Securities Ltd.	Click to View
1271	June 29, 2022	Non-compliance securities law against Mr. Monjur Md Saiful Azam	Click to View
1272	June 20, 2022	Order against EC Securities Ltd.	Click to View
1273	June 20, 2022	Order against Mr. Md. Khurshid Alam, CEO of EC Securities Ltd.	Click to View
1274	June 20, 2022	Order against Mrs. Kazi Sadia Hasan & Associates(887)	Click to View
1275	June 20, 2022	Order against Desh Ideal Trust Co-Operative Ltd.	Click to View
1276	June 20, 2022	Order against Mrs Kazi Sadia Hasan & Associates(891)	Click to View
1277	June 20, 2022	Order against CEO Prime Islalmi Securities Ltd.	Click to View
1278	June 22, 2022	Order against R.N. Spining Mills Ltd(910).	Click to View
1279	June 22, 2022	Order against R.N. Spining Mills Ltd(916).	Click to View
1280	June 22, 2022	Order against Primie Islami Life Insurance Ltd.	Click to View
1281	June 22, 2022	Order against Prime Islami Securities Ltd.	Click to View

May, 2022

Sl.No	Date	Subject	Commission’s Decision
1282	May 10, 2022	Non-compliance securities law against Md. Sahidullah Securities Ltd.	Click to View
1283	May 10, 2022	Non-compliance securities law against Lanka Bangla Securities Ltd.	Click to View
1284	May 11, 2022	Non-compliance securities law against Md. Shofiqul Islam	Click to View
1285	May 11, 2022	Non-compliance securities law against Md. Rafiqul Islam	Click to View
1286	May 11, 2022	Non-compliance securities law against Md. Toufiqul Islam	Click to View
1287	May 11, 2022	Non-compliance securities law against Md. Toriqul Islam	Click to View
1288	May 11, 2022	Non-compliance securities law against ATA Khan & Co.	Click to View
1289	May 11, 2022	Non-compliance securities law against Kattali Textile Ltd.	Click to View
1290	May 18, 2022	Non-compliance securities law against Al-Arafah Islami Bank Folio	Click to View
1291	May 18, 2022	Non-compliance securities law against AIBL Capital Market Services Ltd.	Click to View
1292	May 22, 2022	Non-compliance securities law against Megacity Securities Ltd.	Click to View
1293	May 23, 2022	Non-compliance securities law against Dragon Securities Ltd.	Click to View
1294	May 24, 2022	Non-compliance securities law against Island Securities Ltd.	Click to View
1295	May 24, 2022	Non-compliance securities law against Investment Corporation of Bangaldesh	Click to View
1296	May 24, 2022	Non-compliance securities law against Salta Capital Ltd.	Click to View
1297	May 24, 2022	Non-compliance securities law against NCCB Securities & Financial Services Ltd.	Click to View
1298	May 24, 2022	Non-compliance securities law against Shahidul Hoque Sikder Securities Exchange Ltd.	Click to View
1299	May 25, 2022	Non-compliance securities law against SAR Securities Ltd.	Click to View
1300	May 25, 2022	Non-compliance securities law against Mr. Shamsul Alam Shamim & his associates	Click to View
1301	May 25, 2022	Non-compliance securities law against MTB Securities Ltd.	Click to View
1302	May 25, 2022	Non-compliance securities law against Transcom Securities Ltd.	Click to View
1303	May 25, 2022	Non-compliance securities law against Globe Securities Ltd.	Click to View
1304	May 26, 2022	Non-compliance securities law against Chittagong Shares & Securities Ltd.	Click to View
1305	May 26, 2022	Non-compliance securities law against Commerce Bank Securities & Investment Ltd.	Click to View
1306	May 26, 2022	Non-compliance securities law against Shyamol Equity Management Ltd.	Click to View
1307	May 29, 2022	Non-compliance securities law against Trustee Securities Ltd.	Click to View
1308	May 29, 2022	Non-compliance securities law against Times Securities Ltd.	Click to View
1309	May 29, 2022	Non-compliance securities law against LankaBangla Securities Ltd.	Click to View
1310	May 29, 2022	Non-compliance securities law against Md. Mahmud Elahi	Click to View
1311	May 29, 2022	Non-compliance securities law against Md. Khamrul Islam Chowdhury	Click to View
1312	May 29, 2022	Non-compliance securities law against Md. Tuhel Ahmed Chowdhury	Click to View
1313	May 29, 2022	Non-compliance securities law against Western Securities Investment Management Ltd.	Click to View
1314	May 29, 2022	Non-compliance securities law against Beximco Securities Ltd.	Click to View
1315	May 29, 2022	Non-compliance securities law against IFIC Securities Ltd.	Click to View
1316	May 29, 2022	Non-compliance securities law against Ahmed Iqbal Hasan Securities Ltd.	Click to View
1317	May 30, 2022	Non-compliance securities law against Md. Mizanur Rahman & his associates	Click to View
1318	May 30, 2022	Non-compliance securities law against Doreen Capital Management Ltd.	Click to View
1319	May 30, 2022	Non-compliance securities law against Alamgir Hossain	Click to View
1320	May 18, 2022	Order against Mr. Rejaur Rahman	Click to View
1321	May 18, 2022	Order against Mrs. Farida Hossen	Click to View
1322	May 18, 2022	Order against Mrs. Maksuda Ahmed	Click to View
1323	May 19, 2022	Order against Mr. Mirza Aminul Islam Beg	Click to View
1324	May 19, 2022	Order against Mr. Samsul Alam	Click to View
1325	May 19, 2022	Order against Mr. Md. Arifur Rahman	Click to View
1326	May 19, 2022	Order against Mr. Md Ashiqur Rahman	Click to View
1327	May 19, 2022	Order against Mr. Mosleh Uddin Ahmed	Click to View
1328	May 19, 2022	Order against Mr. Md Shahidul Alam	Click to View
1329	May 19, 2022	Order against Mr. ATM Mahbubul Alam	Click to View

April, 2022

Sl.No	Date	Subject	Commission’s Decision
1330	April 3, 2022	Non-compliance securities law against Padma Bank Securities Ltd.	Click to View
1331	April 3, 2022	Non-compliance securities law against Saad Securities Ltd.	Click to View
1332	April 3, 2022	Non-compliance securities law against Sinha Securities Ltd.	Click to View
1333	April 3, 2022	Non-compliance securities law against Arena Securities Ltd.	Click to View
1334	April 3, 2022	Non-compliance securities law against Stock and Bond Ltd.	Click to View
1335	April 3, 2022	Non-compliance securities law against B & B Enterprise Ltd.	Click to View
1336	April 3, 2022	Non-compliance securities law against Khwaja Equity Services Ltd.	Click to View
1337	April 3, 2022	Non-compliance securities law against Khwaja Equity Services Ltd.	Click to View
1338	April 3, 2022	Non-compliance securities law against Be Rich Ltd.	Click to View
1339	April 5, 2022	Non-compliance securities law against IIDFC Capital Ltd.	Click to View
1340	April 5, 2022	Non-compliance securities law against A.K. KHAN Securities Ltd.	Click to View
1341	April 5, 2022	Non-compliance securities law against Vanguard Shares & Securities Ltd.	Click to View
1342	April 5, 2022	Non-compliance securities law against IDLC Securities Ltd.	Click to View
1343	April 6, 2022	Non-compliance securities law against Rahima Food Corporation Ltd.	Click to View
1344	April 6, 2022	Non-compliance securities law against Global Securities Ltd.	Click to View
1345	April 6, 2022	Non-compliance securities law against Times Securities Ltd._553	Click to View
1346	April 6, 2022	Non-compliance securities law against EBL Securities Ltd.	Click to View
1347	April 6, 2022	Non-compliance securities law against Eminent Securities Ltd.	Click to View
1348	April 6, 2022	Non-compliance securities law against A N F Management Company Ltd.	Click to View
1349	April 6, 2022	Non-compliance securities law against Haji Ahmed Brothers Securities Ltd.	Click to View
1350	April 6, 2022	Non-compliance securities law against Anchor Securities Ltd.	Click to View
1351	April 7, 2022	Non-compliance securities law against Synthia Securities Ltd.	Click to View
1352	April 7, 2022	Non-compliance securities law against NRBC Bank Securities Ltd.	Click to View
1353	April 7, 2022	Non-compliance securities law against Md. Abul Khayer & His Associates.	Click to View
1354	April 7, 2022	Non-compliance securities law against IFIC Securities Ltd.	Click to View
1355	April 10, 2022	Non-compliance securities law against A N F Management Company Ltd._570	Click to View
1356	April 11, 2022	Non-compliance securities law against Adams Securities Ltd.	Click to View
1357	April 11, 2022	Non-compliance securities law against Western Securities Investment Management Ltd.	Click to View
1358	April 12, 2022	Non-compliance securities law against Premier Bank Securities Ltd.	Click to View
1359	April 13, 2022	Non-compliance securities law against Pubali Bank Securities Ltd.	Click to View
1360	April 13, 2022	Non-compliance securities law against Jumuna Bank Capital Management Ltd.	Click to View
1361	April 13, 2022	Non-compliance securities law against Mika Securities Ltd.	Click to View
1362	April 13, 2022	Non-compliance securities law against AM Securities & Financial Services Ltd.	Click to View
1363	April 13, 2022	Non-compliance securities law against Prilink Securities Ltd.	Click to View
1364	April 13, 2022	Non-compliance securities law against Al Haja jahanara Securities Ltd.	Click to View
1365	April 17, 2022	Non-compliance securities law against Kazi Firoz Rashid Securities Ltd.	Click to View
1366	April 17, 2022	Non-compliance securities law against K.M. Hasan & Co.	Click to View
1367	April 17, 2022	Non-compliance securities law against UniCap investment Ltd.	Click to View
1368	April 17, 2022	Non-compliance securities law against Hedyatullah Securities Ltd.	Click to View
1369	April 18, 2022	Non-compliance securities law against Mrs. Jotsna Parveen	Click to View
1370	April 18, 2022	Non-compliance securities law against Mr. Md. Himel Talukder	Click to View
1371	April 18, 2022	Non-compliance securities law against Mrs. Mursheda mahbub	Click to View
1372	April 19, 2022	Non-compliance securities law against Pioneer Shares & Securities Ltd.	Click to View
1373	April 19, 2022	Non-compliance securities law against AB & Co. Ltd.	Click to View
1374	April 19, 2022	Non-compliance securities law against LankaBangla Securities Ltd.	Click to View
1375	April 20, 2022	Non-compliance securities law against International leasing Securities Ltd.	Click to View
1376	April 20, 2022	Non-compliance securities law against Globe Securities Ltd.	Click to View
1377	April 20, 2022	Non-compliance securities law against Gateway Equity Resorces Ltd.	Click to View
1378	April 20, 2022	Non-compliance securities law against M & Z Securities Ltd.	Click to View
1379	April 20, 2022	Non-compliance securities law against ETBL Securities & Exchange Ltd.	Click to View
1380	April 20, 2022	Non-compliance securities law against Prudential Securities Ltd.	Click to View
1381	April 20, 2022	Non-compliance securities law against GMF Securities Ltd.	Click to View
1382	April 20, 2022	Non-compliance securities law against Times Securities Ltd._629	Click to View
1383	April 24, 2022	Non-compliance securities law against Md. Fakhrul Islam Securities Ltd.	Click to View
1384	April 25, 2022	Non-compliance securities law against Mohammed Hasan	Click to View
1385	April 25, 2022	Non-compliance securities law against Jamal Ahmed Securities Ltd.	Click to View
1386	April 25, 2022	Non-compliance securities law against SIBL Securities Ltd.	Click to View
1387	April 26, 2022	Non-compliance securities law against Hedayetullah Securities Ltd._672	Click to View
1388	April 25, 2022	Non-compliance securities law against Mona Financial Consultancy & Securities Ltd.	Click to View
1389	April 25, 2022	Non-compliance securities law against ARC Securities Ltd.	Click to View
1390	April 25, 2022	Non-compliance securities law against MTB Securities Ltd.	Click to View
1391	April 25, 2022	Non-compliance securities law against Mutual Trust Bank Ltd.	Click to View
1392	April 27, 2022	Non-compliance securities law against ASENZ Securities Ltd.	Click to View
1393	April 28, 2022	Non-compliance securities law against Prime Bank Securities Ltd.	Click to View
1394	April 12, 2022	Order against Abdul Quaium and His Associates	Click to View
1395	April 12, 2022	Order against Ms. Mehenaz Bin Tazia	Click to View
1396	April 18, 2022	Order against Shyamol Equity Management Ltd.	Click to View
1397	April 19, 2022	Order against Wifang Securities Ltd.	Click to View

March, 2022

Sl.No	Date	Subject	Commission’s Decision
1398	March 1, 2022	Non-compliance securities law against Mrs. Nasima Akter Lata and associates	Click to View
1399	March 1, 2022	Non-compliance securities law against Shahed Securities Ltd.	Click to View
1400	March 1, 2022	Non-compliance securities law against Times Securities Ltd.	Click to View
1401	March 1, 2022	Non-compliance securities law against M Securities Ltd.	Click to View
1402	March 1, 2022	Non-compliance securities law against Greenland Equities Ltd.	Click to View
1403	March 2, 2022	Non-compliance securities law against PFI Securities Ltd.	Click to View
1404	March 1, 2022	Non-compliance securities law against ICB Securities Trading Company Ltd.	Click to View
1405	March 1, 2022	Non-compliance securities law against Skys Securities Ltd(390).	Click to View
1406	March 1, 2022	Non-compliance securities law against Skys Securities Ltd(391).	Click to View
1407	March 2, 2022	Non-compliance securities law against Skys Securities Ltd(392).	Click to View
1408	March 1, 2022	Non-compliance securities law against Sharp Securities Ltd.	Click to View
1409	March 1, 2022	Non-compliance securities law against UCB Stock Brokerage Ltd.	Click to View
1410	March 1, 2022	Non-compliance securities law against Abel Ahmed	Click to View
1411	March 1, 2022	Non-compliance securities law against Chittagong Capital Ltd.	Click to View
1412	March 3, 2022	Non-compliance securities law against Commercial Bank of Ceylon PLC	Click to View
1413	March 3, 2022	Non-compliance securities law against United Financial Trading Co. Ltd.	Click to View
1414	March 7, 2022	Non-compliance securities law against Zaman & sons	Click to View
1415	March 7, 2022	Non-compliance securities law against Rajdhani Construction & Eng.	Click to View
1416	March 7, 2022	Non-compliance securities law against Mr. Syed Mahmudul Haque	Click to View
1417	March 7, 2022	Non-compliance securities law against Md Ebadat Hossain Bhuiyan, FCA	Click to View
1418	March 7, 2022	Non-compliance securities law against United Power Generation & Distribution Company Ltd(UPGDCL)	Click to View
1419	March 7, 2022	Non-compliance securities law against United Mymensingh Power Ltd.	Click to View
1420	March 7, 2022	Non-compliance securities law against Wifang Securities Ltd.	Click to View
1421	March 7, 2022	Non-compliance securities law against T. A. Khan Securities Co. Ltd.	Click to View
1422	March 8, 2022	Non-compliance securities law against Azam Securities Ltd.	Click to View
1423	March 8, 2022	Non-compliance securities law against Unique Share Management Ltd.	Click to View
1424	March 8, 2022	Non-compliance securities law against Multi Securities & Services Ltd.	Click to View
1425	March 9, 2022	Non-compliance securities law against BLI Securities Ltd.	Click to View
1426	March 9, 2022	Non-compliance securities law against IFIC Securities Ltd.	Click to View
1427	March 9, 2022	Non-compliance securities law against Prime Bank Securities Ltd.	Click to View
1428	March 10, 2022	Non-compliance securities law against Western Securities Investment Management Ltd.	Click to View
1429	March 14, 2022	Non-compliance securities law against BDV Asset Mannagement Company Ltd.	Click to View
1430	March 15, 2022	Non-compliance securities law against Commerce Bank Securities and investment Ltd.	Click to View
1431	March 15, 2022	Non-compliance securities law against LankaBangla Securities Ltd.	Click to View
1432	March 15, 2022	Non-compliance securities law against NCCB Securities & Financial Services Ltd.	Click to View
1433	March 15, 2022	Non-compliance securities law against Pubali Bank Securities Ltd.	Click to View
1434	March 15, 2022	Non-compliance securities law against Shah Mohammad Sagir & Co. Ltd.	Click to View
1435	March 15, 2022	Non-compliance securities law against Sinha Securities Ltd.	Click to View
1436	March 15, 2022	Non-compliance securities law against Green Delta Securities Ltd.	Click to View
1437	March 15, 2022	Non-compliance securities law against Saad Securities Ltd.	Click to View
1438	March 15, 2022	Non-compliance securities law against Rasti Securities Consultancy Ltd.	Click to View
1439	March 16, 2022	Non-compliance securities law against Jesco Capital Management Ltd.	Click to View
1440	March 16, 2022	Non-compliance securities law against Uttara Exchange & Securities Ltd.	Click to View
1441	March 16, 2022	Non-compliance securities law against S. R. Capital Ltd.	Click to View
1442	March 16, 2022	Non-compliance securities law against Hillcity Securities Ltd.	Click to View
1443	March 20, 2022	Non-compliance securities law against Vanguard Shares & Securities Ltd.	Click to View
1444	March 20, 2022	Non-compliance securities law against Sylnet Securities Ltd.	Click to View
1445	March 20, 2022	Non-compliance securities law against Sohel Securities Ltd.	Click to View
1446	March 21, 2022	Non-compliance securities law against UCB Stock Brokerage Ltd.	Click to View
1447	March 21, 2022	Non-compliance securities law against Premier Bank Securities Ltd.	Click to View
1448	March 21, 2022	Non-compliance securities law against EBL Securities Ltd.	Click to View
1449	March 21, 2022	Non-compliance securities law against Asia Insurance Ltd.	Click to View
1450	March 22, 2022	Non-compliance securities law against Uniroyal Securities Ltd.	Click to View
1451	March 23, 2022	Non-compliance securities law against Unicap Securities Ltd.	Click to View
1452	March 23, 2022	Non-compliance securities law against BRB Securities Ltd.	Click to View
1453	March 23, 2022	Non-compliance securities law against Meenhar Securities Ltd.	Click to View
1454	March 23, 2022	Non-compliance securities law against IIDFC Securities Ltd.	Click to View
1455	March 28, 2022	Non-compliance securities law against Eminent Securities Ltd.	Click to View
1456	March 28, 2022	Non-compliance securities law against BRAC EPL Stock Brokerage Ltd.	Click to View
1457	March 28, 2022	Non-compliance securities law against Hazrat Shahjalal Industrial City Ltd.	Click to View
1458	March 28, 2022	Non-compliance securities law against LankaBangla Securities Ltd.	Click to View
1459	March 28, 2022	Non-compliance securities law against United Financial Trading Company Ltd.	Click to View
1460	March 28, 2022	Non-compliance securities law against Hefazatur Rahman & Co. Ltd.	Click to View
1461	March 28, 2022	Non-compliance securities law against Prudential Capital Ltd.	Click to View
1462	March 28, 2022	Non-compliance securities law against Mondol Securities Ltd.	Click to View
1463	March 28, 2022	Non-compliance securities law against IIDFC Securities Ltd.	Click to View
1464	March 28, 2022	Non-compliance securities law against Premier Leasing Securities Broking Ltd.	Click to View
1465	March 29, 2022	Non-compliance securities law against Md. Shahjahan miah	Click to View
1466	March 29, 2022	Non-compliance securities law against Premier Bank Securities Ltd.	Click to View
1467	March 29, 2022	Non-compliance securities law against Shikder Abu Hena Benozir Ahmed	Click to View
1468	March 29, 2022	Non-compliance securities law against Mercantile Bank Securities Ltd.	Click to View
1469	March 29, 2022	Non-compliance securities law against Vertex Stock & Securities Ltd.	Click to View
1470	March 28, 2022	Non-compliance securities law against Nexus Securities Ltd(511).	Click to View
1471	March 29, 2022	Non-compliance securities law against Conmark Ltd.	Click to View
1472	March 30, 2022	Non-compliance securities law against Nexus Securities Ltd(516).	Click to View
1473	March 30, 2022	Non-compliance securities law against Bank Asia Securities Ltd.	Click to View
1474	March 30, 2022	Non-compliance securities law against Harpoon Securities Ltd.	Click to View
1475	March 30, 2022	Non-compliance securities law against Stock & Bond Ltd.	Click to View
1476	March 30, 2022	Non-compliance securities law against Transcom Securities Ltd.	Click to View
1477	March 30, 2022	Non-compliance securities law against Imtiyaz Hussain Securities Ltd.	Click to View
1478	March 30, 2022	Non-compliance securities law against Prudential Holdings Ltd.	Click to View
1479	March 30, 2022	Non-compliance securities law against Mr. Md Zakir Hossain	Click to View
1480	March 30, 2022	Non-compliance securities law against Mr. Mostafa Karim	Click to View
1481	March 30, 2022	Non-compliance securities law against Mr. Md Samsul Alam	Click to View
1482	March 30, 2022	Non-compliance securities law against Conmark Ltd(526).	Click to View
1483	March 31, 2022	Non-compliance securities law against Royal Green Securities Ltd.	Click to View
1484	March 31, 2022	Non-compliance securities law against Md Emarat Hossain	Click to View
1485	March 31, 2022	Non-compliance securities law against Md Lutfor Rahman	Click to View
1486	March 31, 2022	Non-compliance securities law against Kabir Securities Ltd.	Click to View
1487	March 31, 2022	Non-compliance securities law against Kabir Securities Ltd.	Click to View
1488	March 31, 2022	Non-compliance securities law against United Financial Trading Company Ltd.	Click to View
1489	March 27, 2022	Order against Active Fine Chemicals Ltd.	Click to View

February, 2022

Sl.No	Date	Subject	Commission’s Decision
1490	February 2, 2022	Non-compliance securities law against A N W Securities Ltd.	Click to View
1491	February 1, 2022	Non-compliance securities law against NBL Securities Limited	Click to View
1492	February 2, 2022	Non-compliance securities law against Shahjahan Securities Limited	Click to View
1493	February 2, 2022	Non-compliance securities law against ICB Securities Trading Company Limited	Click to View
1494	February 6, 2022	Non-compliance securities law against Cosmopolitan Equities Ltd.	Click to View
1495	February 7, 2022	Non-compliance securities law against Trustee Securities Ltd.	Click to View
1496	February 9, 2022	Non-compliance securities law against Fortune Securities (Pvt.) Ltd.	Click to View
1497	February 9, 2022	Non-compliance securities law against Mr. Md. Ferdus Alam	Click to View
1498	February 9, 2022	Non-compliance securities law against AB Securities Ltd.	Click to View
1499	February 9, 2022	Non-compliance securities law against Mr. Mohammad Ashiqur Rahman Bhuiyan	Click to View
1500	February 10, 2022	Non-compliance securities law against Mr. Byged Hossain	Click to View
1501	February 10, 2022	Non-compliance securities law against Purabi Securities Ltd.	Click to View
1502	February 10, 2022	Non-compliance securities law against North West Securities Ltd.	Click to View
1503	February 10, 2022	Non-compliance securities law against Parom Securities Ltd.	Click to View
1504	February 13, 2022	Non-compliance securities law against Al Haja Jahanara Securities Ltd.	Click to View
1505	February 13, 2022	Non-compliance securities law against ARC Securities Ltd.	Click to View
1506	February 13, 2022	Non-compliance securities law against MAM Securities Ltd.	Click to View
1507	February 13, 2022	Non-compliance securities law against Popular Life Securities Ltd.	Click to View
1508	February 13, 2022	Non-compliance securities law against Al Haja Jahanara Securities Ltd(290).	Click to View
1509	February 14, 2022	Non-compliance securities law against Ten Stars (Pvt.) Limited.	Click to View
1510	February 14, 2022	Non-compliance securities law against Global Securities Ltd.	Click to View
1511	February 14, 2022	Non-compliance securities law against Bulbul Securities Limited.	Click to View
1512	February 14, 2022	Non-compliance securities law against BDBL Securities Ltd.	Click to View
1513	February 14, 2022	Non-compliance securities law against Haji Ahmed Brothers Securities Ltd.	Click to View
1514	February 16, 2022	Non-compliance securities law against NCCB Securities & Financial Services Ltd.	Click to View
1515	February 16, 2022	Non-compliance securities law against Shahed Securities Limited.	Click to View
1516	February 16, 2022	Non-compliance securities law against Mika Securities Limited	Click to View
1517	February 17, 2022	Non-compliance securities law against BRAC EPL Stock Brokarage Ltd.	Click to View
1518	February 17, 2022	Non-compliance securities law against PFI Securities Limited.	Click to View
1519	February 17, 2022	Non-compliance securities law against PFI Securities Limited(326).	Click to View
1520	February 23, 2022	Non-compliance securities law against Hassan Shares & Securities Ltd.	Click to View
1521	February 23, 2022	Non-compliance securities law against Habibur Rahman Securities Ltd.	Click to View
1522	February 23, 2022	Non-compliance securities law against Oshadhi Securities Ltd.	Click to View
1523	February 23, 2022	Non-compliance securities law against Sinha Securities Ltd.	Click to View
1524	February 23, 2022	Non-compliance securities law against Multi Securities Ltd.	Click to View
1525	February 23, 2022	Non-compliance securities law against HAC Securities Ltd.	Click to View
1526	February 23, 2022	Non-compliance securities law against Pubali Bank Securities Ltd.	Click to View
1527	February 23, 2022	Non-compliance securities law against Shyamol Equity Management Ltd.	Click to View
1528	February 23, 2022	Non-compliance securities law against M. Zubair Securities Ltd.	Click to View
1529	February 23, 2022	Non-compliance securities law against Island Securities Ltd.	Click to View
1530	February 23, 2022	Non-compliance securities law against Times Securities Ltd.	Click to View
1531	February 22, 2022	Order against Md. Abdul Kader faruk and Associates	Click to View
1532	February 23, 2022	Order against Mr. Md. Mohibullah Kabir (Meghna Bank Securities Ltd.)	Click to View
1533	February 23, 2022	Non-compliance securities law against Premier Bank Securities Ltd.	Click to View
1534	February 23, 2022	Non-compliance securities law against Shahed Securities Ltd.	Click to View
1535	February 23, 2022	Non-compliance securities law against Mr. Md. Arif Billah and Associates	Click to View
1536	February 23, 2022	Non-compliance securities law against Mr. Md. Arif Billah (Prime Islami Securities Ltd.)	Click to View
1537	February 23, 2022	Non-compliance securities law against Unique Share Management Ltd.	Click to View
1538	February 23, 2022	Non-compliance securities law against Mr. Kazi Md. Shahadat Hossain.	Click to View
1539	February 23, 2022	Non-compliance securities law against Mr. Mostafa Helal Kabir.	Click to View
1540	February 24, 2022	Non-compliance securities law against Investment Promotion Services Ltd.	Click to View
1541	February 1, 2022	Non-compliance securities law against Mr. Syed Siraj Ud Dawla	Click to View

January, 2022

Sl.No	Date	Subject	Commission’s Decision
1542	January 3, 2022	Non-compliance securities law against A K Khan Securities Ltd	Click to View
1543	January 5, 2022	Non-compliance securities law against ACE Capital Management Securities Ltd.	Click to View
1544	January 9, 2022	Non-compliance securities law against AD Holding & Securities Ltd.	Click to View
1545	January 3, 2022	Non-compliance securities law against Adil Securities Ltd.	Click to View
1546	January 16, 2022	Non-compliance securities law against Al-Haji Securities Stocks Ltd.	Click to View
1547	January 9, 2022	Non-compliance securities law against Al-Muntaha Trading Co Ltd.	Click to View
1548	January 2, 2022	Non-compliance securities law against Aloco Securities Ltd.	Click to View
1549	January 2, 2022	Non-compliance securities law against ANCHOR Securities Ltd.	Click to View
1550	January 5, 2022	Non-compliance securities law against Apex Investments Ltd.	Click to View
1551	January 2, 2022	Non-compliance securities law against Aries Securities Ltd.	Click to View
1552	January 16, 2022	Non-compliance securities law against Asenz Securities Ltd.	Click to View
1553	January 2, 2022	Non-compliance securities law against Bank Asia Securities Ltd.	Click to View
1554	January 4, 2022	Non-compliance securities law against BD Finance Securities Ltd.	Click to View
1555	January 16, 2022	Non-compliance securities law against BD Finance Securities Ltd.	Click to View
1556	January 14, 2022	Non-compliance securities law against BD Sunlife Securities Ltd.	Click to View
1557	January 17, 2022	Non-compliance securities law against BD Sunlife Securities Ltd.	Click to View
1558	January 3, 2022	Non-compliance securities law against Bluechip Securities Ltd.	Click to View
1559	January 16, 2022	Non-compliance securities law against Butterfly Manufacturing Ltd.	Click to View
1560	January 3, 2022	Non-compliance securities law against City Brokerage Securities Ltd.	Click to View
1561	January 5, 2022	Non-compliance securities law against Commerce Bank Securities & Investment Ltd.	Click to View
1562	January 9, 2022	Non-compliance securities law against Dhaka Bank Securities Ltd.	Click to View
1563	January 16, 2022	Non-compliance securities law against Engr.Md Ekhlasur Rahman	Click to View
1564	January 16, 2022	Non-compliance securities law against E-Securities Ltd.	Click to View
1565	January 9, 2022	Non-compliance securities law against Global Securities Ltd.	Click to View
1566	January 16, 2022	Non-compliance securities law against Green Delta Securities Ltd.	Click to View
1567	January 5, 2022	Non-compliance securities law against Hazarat Amanat Shah Securities Ltd.	Click to View
1568	January 5, 2022	Non-compliance securities law against Hazi Ahmed Brothers Securities Ltd.	Click to View
1569	January 5, 2022	Non-compliance securities law against Holy City Securities Ltd.	Click to View
1570	January 5, 2022	Non-compliance securities law against IDLC Securities Ltd.	Click to View
1571	January 2, 2022	Non-compliance securities law against Impel Shares & Securities Ltd.	Click to View
1572	January 17, 2022	Non-compliance securities law against Invesment Promotion Services Ltd.	Click to View
1573	January 2, 2022	Non-compliance securities law against ISPI Securities Ltd.	Click to View
1574	January 9, 2022	Non-compliance securities law against K H B Securities Ltd.	Click to View
1575	January 16, 2022	Non-compliance securities law against Kabir Securities Ltd.	Click to View
1576	January 16, 2022	Non-compliance securities law against Khwaja Equity Service Ltd.	Click to View
1577	January 16, 2022	Non-compliance securities law against Md Fazlur Rahman Jamali.	Click to View
1578	January 16, 2022	Non-compliance securities law against Md Shahiuddin Securities Ltd.	Click to View
1579	January 16, 2022	Non-compliance securities law against Md. Ziaur Rahman (ANF Management Co Ltd.)	Click to View
1580	January 2, 2022	Non-compliance securities law against Megacity Securities Ltd.	Click to View
1581	January 4, 2022	Non-compliance securities law against Mercentile Bank Securities Ltd.	Click to View
1582	January 17, 2022	Non-compliance securities law against Merchant Securities Ltd.	Click to View
1583	January 4, 2022	Non-compliance securities law against Mona Financial Consultancy & Securities Ltd.	Click to View
1584	January 16, 2022	Non-compliance securities law against Mona Financial Consultancy & Securities Ltd.	Click to View
1585	January 4, 2022	Non-compliance securities law against Nabiul Karim Securities Ltd.	Click to View
1586	January 16, 2022	Non-compliance securities law against Nazneen Akter Rahman.	Click to View
1587	January 9, 2022	Non-compliance securities law against Pasha Capital Ltd.	Click to View
1588	January 3, 2022	Non-compliance securities law against Popular Equity Ltd.	Click to View
1589	January 4, 2022	Non-compliance securities law against Premier Bank Securities Ltd.	Click to View
1590	January 3, 2022	Non-compliance securities law against Pubali Bank Securities Ltd.	Click to View
1591	January 2, 2022	Non-compliance securities law against Reliance Brokerage Securities Ltd.	Click to View
1592	January 5, 2022	Non-compliance securities law against Rose Securities Ltd.	Click to View
1593	January 5, 2022	Non-compliance securities law against S R Capital Ltd.	Click to View
1594	January 13, 2022	Non-compliance securities law against SCL Securities Ltd.	Click to View
1595	January 2, 2022	Non-compliance securities law against Shymoli Equity Management Ltd.	Click to View
1596	January 5, 2022	Non-compliance securities law against Sinha Securities Ltd.	Click to View
1597	January 5, 2022	Non-compliance securities law against Sterling Stocks & Securities Ltd.	Click to View
1598	January 2, 2022	Non-compliance securities law against Subvalley Securities Ltd.	Click to View
1599	January 9, 2022	Non-compliance securities law against Surma Holding Co Ltd.	Click to View
1600	January 5, 2022	Non-compliance securities law against Synthia Securities Ltd.	Click to View
1601	January 2, 2022	Non-compliance securities law against Thea Securities Ltd.	Click to View
1602	January 2, 2022	Non-compliance securities law against Total Communicational Ltd.	Click to View
1603	January 16, 2022	Non-compliance securities law against Wifang Securities Ltd.	Click to View
1604	January 11, 2022	Non-compliance securities law against ANF Management Company Ltd.	Click to View
1605	January 12, 2022	Non-compliance securities law against ARC Securities Ltd.	Click to View
1606	January 11, 2022	Non-compliance securities law against Arena Securities Ltd.	Click to View
1607	January 12, 2022	Non-compliance securities law against BLI Securities Ltd.	Click to View
1608	January 13, 2022	Non-compliance securities law against DESA Securities Ltd.	Click to View
1609	January 9, 2022	Non-compliance securities law against Elegant Stock & Securities Ltd.	Click to View
1610	January 11, 2022	Non-compliance securities law against Ershad Securities Ltd.	Click to View
1611	January 12, 2022	Non-compliance securities law against Farida Raquib Securities Ltd.	Click to View
1612	January 12, 2022	Non-compliance securities law against First Capital Securities Ltd.	Click to View
1613	January 9, 2022	Non-compliance securities law against Global Securities Ltd.	Click to View
1614	January 11, 2022	Non-compliance securities law against Greenland Equities Ltd.	Click to View
1615	January 12, 2022	Non-compliance securities law against Haji Ahmad Brothers Securities Ltd.	Click to View
1616	January 12, 2022	Non-compliance securities law against Hasan Securities Ltd.	Click to View
1617	January 10, 2022	Non-compliance securities law against Ibrahim Securities Ltd.	Click to View
1618	January 27, 2022	Non-compliance securities law against ICB Securities Trading Company Ltd.	Click to View
1619	January 13, 2022	Non-compliance securities law against JKC Securities Ltd.	Click to View
1620	January 13, 2022	Non-compliance securities law against Latif Securities Ltd.	Click to View
1621	January 27, 2022	Non-compliance securities law against M.S Peoples Leasing and Financial Service Ltd.	Click to View
1622	January 24, 2022	Non-compliance securities law against Mirpur Securitis Ltd.	Click to View
1623	January 12, 2022	Non-compliance securities law against Mirror Financial Management Ltd.	Click to View
1624	January 27, 2022	Non-compliance securities law against MJL Bangladesh Ltd.(Issuer)	Click to View
1625	January 27, 2022	Non-compliance securities law against Mr. Syed Siraj UD Dawla	Click to View
1626	January 10, 2022	Non-compliance securities law against Murshed Securities Ltd.	Click to View
1627	January 12, 2022	Non-compliance securities law against NBL Securities Ltd.	Click to View
1628	January 12, 2022	Non-compliance securities law against Royal Capital Ltd.	Click to View
1629	January 5, 2022	Non-compliance securities law against Secure Capitals Ltd.	Click to View
1630	January 25, 2022	Non-compliance securities law against Shafiq Basak & Co. Chartered Accountants	Click to View
1631	January 9, 2022	Non-compliance securities law against Shanta Securities Ltd.	Click to View
1632	January 13, 2022	Non-compliance securities law against South Asia Securities Ltd.	Click to View
1633	January 9, 2022	Non-compliance securities law against Treasure Securities Ltd.	Click to View
1634	January 16, 2022	Non-compliance securities law against United Securities Ltd.	Click to View
1635	January 12, 2022	Non-compliance securities law against Vision Capital Management Ltd.	Click to View
1636	January 25, 2022	Non-compliance securities law against Malek Siddiqui Wali. Chartered Accountants	Click to View
1637	January 31, 2022	Order against Alliance Holdings Ltd.	Click to View
1638	January 25, 2022	Order against Aman Cotton Febric Ltd.(Issuer)160	Click to View
1639	January 25, 2022	Order against Aman Cotton Febric Ltd.(Issuer)161	Click to View
1640	January 25, 2022	Order against Aman Cotton Febric Ltd.(Issuer)162	Click to View
1641	January 25, 2022	Order against Aman Cotton Febric Ltd.(Issuer)	Click to View
1642	January 25, 2022	Order against Ata Khan & Co. Chartered Accountants	Click to View

Securities Laws

February 13, 2025 Withdrawal of Order No. BSEC/IEID/BRMPCL/Enquiry/2024/354/363 and BSEC/IEID/BRMPCL/Enquiry/2024/354/376

January 10, 2025 বাংলাদেশ সিকিউরিটিজ অ্যান্ড এক্সচেঞ্জ কমিশন-এর পুঁজিবাজার সংস্কার টাস্কফোর্স গঠন।

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Press Release

April 30, 2025 বিএসইসির সকল কর্মকর্তা-কর্মচারীবৃন্দের সাথে বিএসইসি কমিশনের চেয়ারম্যান-কমিশনারগণের বৈঠক

April 30, 2025 ৯৫৪ তম কমিশন সভা

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Tender

March 20, 2025 'Selection of Service provider for Configuration, Migration and Maintenance of BSEC's Applications to the cloud architecture offered by NDC (National Data Centre) from existing VPS hosting of NDC' শীর্ষক দরপত্রের IFT সংক্রান্ত বিজ্ঞপ্তি।

March 20, 2025 বিএসইসি কর্তৃক News Media Monitoring Service সংক্রান্ত সেবা QCBS পদ্ধতিতে একটি অভিজ্ঞ এবং দক্ষ সরবরাহকারীর নিকট থেকে ক্রয় করার নিমিত্তে Consulting Firm নিয়োগ

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